82_FR_56768 82 FR 56540 - Metropolitan Planning Organization Coordination and Planning Area Reform

82 FR 56540 - Metropolitan Planning Organization Coordination and Planning Area Reform

DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
Federal Transit Administration

Federal Register Volume 82, Issue 228 (November 29, 2017)

Page Range56540-56545
FR Document2017-25762

This rulemaking rescinds certain transportation planning regulations pertaining to the establishment of the metropolitan planning area (MPA) boundaries, the designation of metropolitan planning organizations (MPO), and the coordination among MPOs. The amendments contained in this rule carry out the statutory mandate to rescind the final rule published on December 20, 2016, on this topic.

Federal Register, Volume 82 Issue 228 (Wednesday, November 29, 2017)
[Federal Register Volume 82, Number 228 (Wednesday, November 29, 2017)]
[Rules and Regulations]
[Pages 56540-56545]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-25762]



[[Page 56540]]

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DEPARTMENT OF TRANSPORTATION

Federal Highway Administration

23 CFR Part 450

Federal Transit Administration

49 CFR Part 613

[Docket No. FHWA-2017-0003]; FHWA RIN 2125-AF75; FTA RIN 2132-AB33]


Metropolitan Planning Organization Coordination and Planning Area 
Reform

AGENCY: Federal Highway Administration (FHWA), Federal Transit 
Administration (FTA); U.S. Department of Transportation (DOT).

ACTION: Final rule.

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SUMMARY: This rulemaking rescinds certain transportation planning 
regulations pertaining to the establishment of the metropolitan 
planning area (MPA) boundaries, the designation of metropolitan 
planning organizations (MPO), and the coordination among MPOs. The 
amendments contained in this rule carry out the statutory mandate to 
rescind the final rule published on December 20, 2016, on this topic.

DATES: Effective on December 29, 2017.

FOR FURTHER INFORMATION CONTACT: For FHWA: Mr. Harlan W. Miller, 
Planning Oversight and Stewardship Team (HEPP-10), (202) 366-0847; or 
Ms. Janet Myers, Office of the Chief Counsel (HCC-30), (202) 366-2019. 
For FTA: Ms. Sherry Riklin, Office of Planning and Environment, (202) 
366-5407; Mr. Dwayne Weeks, Office of Planning and Environment, (202) 
493-0316; or Mr. Christopher Hall, Office of the Chief Counsel, (202) 
366-5218. Both agencies are located at 1200 New Jersey Avenue SE., 
Washington, DC 20590. Office hours are from 8 a.m. to 4:30 p.m., ET for 
FHWA, and 9 a.m. to 5:30 p.m., ET for FTA, Monday through Friday, 
except Federal holidays.

SUPPLEMENTARY INFORMATION: 

Electronic Access and Filing

    This document may be viewed online through the Federal eRulemaking 
portal at http://www.regulations.gov. Retrieval help and guidelines are 
available on the Web site. It is available 24 hours each day, 365 days 
a year. An electronic copy of this document may also be downloaded from 
the Office of the Federal Register home page at: http://www.ofr.gov and 
the Government Publishing Office Web page at: http://www.thefederalregister.org.

Background

    Transportation planning is a cooperative, performance-driven 
process by which long and short-range transportation improvement 
priorities are determined. States, MPOs, and transit operators conduct 
transportation planning, with active involvement from the traveling 
public, the business community, community groups, environmental 
organizations, and freight operators. State governments, MPOs, and 
transit operators are essential partners in the management of the 
Nation's transportation system and best suited to develop and implement 
a continuing, cooperative, and comprehensive, or ``3-C,'' planning 
process for their States and metropolitan regions.
    On December 20, 2016, FHWA and FTA promulgated a rule at 23 CFR 
part 450 and 49 CFR part 613 (81 FR 93448) (December 2016 Final Rule), 
which required MPOs to achieve compliance with the statutory 
requirement that an MPA include an entire urbanized area (UZA) and the 
contiguous area expected to become urbanized within a 20-year forecast 
period through a range of coordination options including: Adjustment of 
their boundaries; coordination with other MPOs within their UZA to 
create unified planning products for the MPA; mergers; or the receipt 
of an exception from the Secretary.
    On May 12, 2017, the President signed Public Law 115-33 (131 Stat. 
845) repealing the December 2016 Final Rule. The legislation provides 
that the 2016 Final Rule shall have no force or effect, and any 
regulation revised by that rule shall be applied as if that rule had 
not been issued. As a result, the amendments in this final rule carry 
out that statutory instruction by revising the regulations to read as 
if the December 2016 Final Rule had not been issued.
    The FHWA and FTA will continue to evaluate their regulations and 
guidance to promote improvements to the planning process in the least 
burdensome manner.

Discussion of the Changes

    This rulemaking removes the revisions made by the December 2016 
Final Rule, and restores the language promulgated in the May 27, 2016, 
rulemaking (81 FR 34050). Under the Administrative Procedure Act (5 
U.S.C. 553(b)), an agency may waive the normal notice-and-comment 
procedure if it finds, for good cause, that notice and comment would be 
impracticable, unnecessary, or contrary to the public interest. The 
Agencies find good cause that notice and comment for this rule is 
unnecessary due to the nature of the revisions (i.e., the rule simply 
carries out the statutory language found in Public Law 115-33 without 
interpretation to rescind the December 2016 Final Rule). The statutory 
language does not require regulatory interpretation to carry out its 
intent. The regulatory amendments in this final rule implement the 
statutory language, and comments cannot alter the regulation given the 
explicit mandate. Accordingly, the Agencies find good cause under 5 
U.S.C. 553(b)(3)(B) to waive notice and opportunity for comment.

Rulemaking Analyses and Notices

Executive Order 12866 (Regulatory Planning and Review), Executive Order 
13563 (Improving Regulation and Regulatory Review), Executive Order 
13771 (Reducing Regulation and Controlling Regulatory Costs), and DOT 
Regulatory Policies and Procedures

    The FHWA and FTA have determined that this rulemaking is a 
significant regulatory action within the meaning of Executive Order 
(E.O.) 12866, and within the meaning of DOT regulatory policies and 
procedures. This action complies with E.O.s 12866, 13563, and 13771 to 
improve regulation.
    This final rule is considered an E.O. 13771 deregulatory action. 
This rulemaking eliminates requirements that MPOs achieve compliance 
with the statutory requirement that an MPA include an entire UZA and 
the contiguous area expected to become urbanized within a 20-year 
forecast period for the metropolitan transportation plan by 
implementing one of several coordination options including: By 
adjusting their boundaries; by coordinating with other MPOs within 
their UZA to create unified planning products for the MPA; by merging; 
or by receiving an exception from the Secretary.
    The FHWA and FTA have estimated that modifying these requirements 
would provide a maximum average annual cost savings of $86.3 million 
annually over 4 years and impose no additional costs on MPOs and 
States. This equates to a present value, using end of period 
discounting, of $330.4 million at a 3 percent discount rate and $312.8 
million at a 7 percent discount rate. An indefinite horizon (i.e., 
annuity) equivalent is approximated by the calculation $330.4 * 0.03 = 
$9.9 million for a 3 percent discount rate and $312.8 * 0.07 = $21.9 
million for a 7 percent discount rate. This estimate is consistent with 
the cost estimate the

[[Page 56541]]

Agencies previously provided in which FHWA and FTA estimated the total 
costs for merging all 142 affected MPOs, and the one-time cost of 
developing a dispute resolution process would result in an estimated 
maximum average annual cost of this rule of $86.3 million over 4 years. 
The FHWA and FTA do not anticipate that this rule would impose any 
additional costs for States and MPOs to implement because it allows 
these entities to follow the procedures and protocols they had in place 
as of December 2016.
    This action complies with the principles of E.O. 13563. After 
evaluating the costs and benefits of the rule, FHWA and FTA believe 
that the cost savings from this rulemaking would exceed the foregone 
benefits. These changes are not anticipated to adversely affect, in any 
material way, any sector of the economy. In addition, these changes 
will not create a serious inconsistency with any other agency's action 
or materially alter the budgetary impact of any entitlements, grants, 
user fees, or loan programs.
Regulatory Flexibility Act
    Since the Agencies find good cause under 5 U.S.C. 553(b)(3)(B) to 
waive notice and opportunity for comment for this rule, the provisions 
of the Regulatory Flexibility Act (Pub. L. 96-354, 5 U.S.C. 601-612) do 
not apply. However, the Agencies evaluated the effects of this action 
on small entities and determined the action would not have a 
significant economic impact on a substantial number of small entities. 
The rule addresses the obligation of Federal funds to State DOTs for 
Federal-aid highway projects. The rule affects two types of entities: 
State governments and MPOs. State governments do not meet the 
definition of a small entity under 5 U.S.C. 601, which have a 
population of less than 50,000.
    The MPOs are considered governmental jurisdictions, and to qualify 
as a small entity, they need to serve less than 50,000 people. The MPOs 
serve UZAs with populations of 50,000 or more. Therefore, the MPOs that 
might incur economic impacts under this rule do not meet the definition 
of a small entity.
    The FHWA and FTA hereby certify that this rule will not have a 
significant economic impact on a substantial number of small entities.
Unfunded Mandates Reform Act of 1995
    The FHWA and FTA have determined that this rule does not impose 
unfunded mandates, as defined by the Unfunded Mandates Reform Act of 
1995 (Pub. L. 104-4, March 22, 1995, 109 Stat. 48). This rule does not 
include a Federal mandate that may result in expenditures of $155.1 
million or more in any single year (when adjusted for inflation) in 
2012 dollars for either State, local, and Tribal governments in the 
aggregate, or by the private sector. In addition, the definition of 
``Federal mandate'' in the Unfunded Mandates Reform Act excludes 
financial assistance of the type in which State, local, or Tribal 
governments have authority to adjust their participation in the program 
in accordance with changes made in the program by the Federal 
Government. The Federal-aid highway program and the Federal Transit Act 
permit this type of flexibility.

Executive Order 13132 (Federalism Assessment)

    Executive Order 13132 requires agencies to ensure meaningful and 
timely input by State and local officials in the development of 
regulatory policies that may have a substantial, direct effect on the 
States, on the relationship between the national government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. This action has been analyzed in 
accordance with the principles and criteria contained in E.O. 13132 
dated August 4, 1999, and the Agencies determined this action will not 
have a substantial direct effect or sufficient federalism implications 
on the States. The Agencies also determined this action will not 
preempt any State law or regulation or affect the States' ability to 
discharge traditional State governmental functions.

Executive Order 12372 (Intergovernmental Review)

    The regulations implementing E.O. 12372 regarding intergovernmental 
consultation on Federal programs and activities apply to this program. 
Local entities should refer to the Catalog of Federal Domestic 
Assistance Program Number 20.205, Highway Planning and Construction, 
for further information.
Paperwork Reduction Act
    Federal agencies must obtain approval from the Office of Management 
and Budget (OMB) for each collection of information they conduct, 
sponsor, or require through regulations. The FHWA and FTA have analyzed 
this rule under the Paperwork Reduction Act (PRA), and this rule does 
not impose additional information collection requirements for the 
purposes of the PRA above and beyond existing information collection 
clearances from OMB.
National Environmental Policy Act
    Federal agencies are required to adopt implementing procedures for 
the National Environmental Policy Act (NEPA) that establish specific 
criteria for, and identification of, three classes of actions: (1) 
Those that normally require preparation of an Environmental Impact 
Statement, (2) those that normally require preparation of an 
Environmental Assessment, and (3) those that are categorically excluded 
from further NEPA review (40 CFR 1507.3(b)). This rule qualifies for 
categorical exclusions under 23 CFR 771.117(c)(20) (promulgation of 
rules, regulations, and directives) and 771.117(c)(1) (activities that 
do not involve or lead directly to construction) for FHWA, and 23 CFR 
771.118(c)(4) (planning and administrative activities that do not 
involve or lead directly to construction) for FTA. The FHWA and FTA 
have evaluated whether the rule will involve unusual or extraordinary 
circumstances and have determined that it will not.

Executive Order 12630 (Taking of Private Property)

    The FHWA and FTA have analyzed this rule under E.O. 12630, 
Governmental Actions and Interference with Constitutionally Protected 
Property Rights. The FHWA and FTA do not believe this rule affects a 
taking of private property or otherwise has taking implications under 
E.O. 12630.

Executive Order 12988 (Civil Justice Reform)

    This rule meets applicable standards in sections 3(a) and 3(b)(2) 
of E.O. 12988, Civil Justice Reform, to minimize litigation, eliminate 
ambiguity, and reduce burden.

Executive Order 13045 (Protection of Children)

    The FHWA and FTA have analyzed this rule under E.O. 13045, 
Protection of Children from Environmental Health Risks and Safety 
Risks. The FHWA and FTA certify that this action will not cause an 
environmental risk to health or safety that might disproportionately 
affect children.

Executive Order 13175 (Tribal Consultation)

    The FHWA and FTA have analyzed this rule under E.O. 13175, dated 
November 6, 2000, and believe that it will not have substantial direct 
effects on one or more Indian tribes; will not impose substantial 
direct compliance costs on Indian Tribal governments; and will not 
preempt Tribal laws. The rule addresses obligations of Federal funds

[[Page 56542]]

to State DOTs for Federal-aid highway projects and will not impose any 
direct compliance requirements on Indian Tribal governments. Therefore, 
a Tribal summary impact statement is not required.

Executive Order 13211 (Energy Effects)

    The FHWA and FTA have analyzed this action under E.O. 13211, 
Actions Concerning Regulations That Significantly Affect Energy Supply, 
Distribution, or Use. The FHWA and FTA have determined that this action 
is not a significant energy action under that order and is not likely 
to have a significant adverse effect on the supply, distribution, or 
use of energy. Therefore, a Statement of Energy Effects is not 
required.

Executive Order 12898 (Environmental Justice)

    The E.O. 12898 (Federal Actions to Address Environmental Justice in 
Minority Populations and Low-Income Populations) and DOT Order 
5610.2(a) (77 FR 27534, May 10, 2012) (available online at http://www.fhwa.dot.gov/environment/environmental_justice/ej_at_dot/order_56102a/index.cfm) require DOT agencies to achieve environmental 
justice (EJ) as part of their mission by identifying and addressing, as 
appropriate, disproportionately high and adverse human health or 
environmental effects, including interrelated social and economic 
effects, of their programs, policies, and activities on minority and 
low-income populations. All DOT agencies must address compliance with 
E.O. 12898 and the DOT Order in all rulemaking activities.
    The FHWA and FTA have issued additional documents relating to 
administration of E.O. 12898 and the DOT Order. On June 14, 2012, FHWA 
issued an update to its EJ order, FHWA Order 6640.23A (FHWA Actions to 
Address Environmental Justice in Minority Populations and Low Income 
Populations (available online at http://www.fhwa.dot.gov/legsregs/directives/orders/664023a.htm)). On August 15, 2012, FTA's Circular 
4703.1 became effective, which contains guidance for States and MPOs to 
incorporate EJ into their planning processes (available online at 
http://www.fta.dot.gov/documents/FTA_EJ_Circular_7.14-12_FINAL.pdf).
    The FHWA and FTA have evaluated this action under the E.O., the DOT 
Order, the FHWA Order, and the FTA Circular. The EJ principles, in the 
context of planning, should be considered when the planning process is 
being implemented at the State and local level. As part of their 
stewardship and oversight of the federally aided transportation 
planning process of the States, MPOs, and operators of public 
transportation, FHWA and FTA encourage these entities to incorporate EJ 
principles into the statewide and metropolitan planning processes and 
documents, as appropriate and consistent with the applicable orders and 
the FTA Circular. When FHWA and FTA make a future funding or other 
approval decision on a project basis, they will consider EJ.
    Nothing inherent in the rule will disproportionately impact 
minority or low-income populations. The rule establishes procedures and 
other requirements to guide future State and local decisionmaking on 
programs and projects. Neither the rule nor 23 U.S.C. 134 and 135 
dictate the outcome of those decisions. The FHWA and FTA have 
determined that this action will not cause disproportionately high and 
adverse human health and environmental effects on minority or low-
income populations.
Regulation Identifier Number
    A Regulation Identifier Number (RIN) is assigned to each regulatory 
action listed in the Unified Agenda of Federal Regulations. The 
Regulatory Information Service Center publishes the Unified Agenda in 
April and October of each year. The RIN number contained in the heading 
of this document can be used to cross-reference this rule with the 
Unified Agenda.

List of Subjects

23 CFR Part 450

    Grant programs--transportation, Highway and roads, Mass 
transportation, Reporting and recordkeeping requirements.

49 CFR Part 613

    Grant programs--transportation, Highways and roads, Mass 
transportation.

    Issued in Washington, DC, on November 21, 2017 under authority 
delegated in 49 CFR 1.85.
Brandye L. Hendrickson,
Acting Administrator, Federal Highway Administration.
K. Jane Williams,
Acting Administrator, Federal Transit Administration.

    In consideration of the foregoing, FHWA and FTA amend title 23, 
Code of Federal Regulations, part 450, and title 49, Code of Federal 
Regulations, part 613, as set forth below:

Title 23--Highways

PART 450--PLANNING ASSISTANCE AND STANDARDS

0
1. The authority citation for part 450 continues to read as follows:

    Authority: 23 U.S.C. 134, 135, and 315; 42 U.S.C. 7410 et seq.; 
49 U.S.C. 5303 and 5304; 49 CFR 1.85 and 1.90.


0
2. Amend Sec.  450.104 by revising the definitions for ``Metropolitan 
planning agreement'', ``Metropolitan planning area (MPA)'', 
``Metropolitan transportation plan'', and ``Transportation improvement 
program (TIP)'' to read as follows:


Sec.  450.104  Definitions.

* * * * *
    Metropolitan planning agreement means a written agreement between 
the MPO, the State(s), and the providers of public transportation 
serving the metropolitan planning area that describes how they will 
work cooperatively to meet their mutual responsibilities in carrying 
out the metropolitan transportation planning process.
    Metropolitan planning area (MPA) means the geographic area 
determined by agreement between the MPO for the area and the Governor, 
in which the metropolitan transportation planning process is carried 
out.
* * * * *
    Metropolitan transportation plan means the official multimodal 
transportation plan addressing no less than a 20-year planning horizon 
that the MPO develops, adopts, and updates through the metropolitan 
transportation planning process.
* * * * *
    Transportation improvement program (TIP) means a prioritized 
listing/program of transportation projects covering a period of 4 years 
that is developed and formally adopted by an MPO as part of the 
metropolitan transportation planning process, consistent with the 
metropolitan transportation plan, and required for projects to be 
eligible for funding under title 23 U.S.C. and title 49 U.S.C. chapter 
53.
* * * * *

0
3. Amend Sec.  450.208 by revising paragraph (a)(1) to read as follows:


Sec.  450.208  Coordination of planning process activities.

    (a) * * *
    (1) Coordinate planning carried out under this subpart with the 
metropolitan transportation planning activities carried out under 
subpart C of

[[Page 56543]]

this part for metropolitan areas of the State. The State is encouraged 
to rely on information, studies, or analyses provided by MPOs for 
portions of the transportation system located in metropolitan planning 
areas;
* * * * *


Sec.  450.218  [Amended]

0
4. Amend Sec.  450.218(b) by removing ``MPO(s)'' and adding in its 
place ``MPO'' in both places it appears.


Sec.  450.226  [Amended]

0
5. Amend Sec.  450.226 by removing paragraph (g).

0
6. Amend Sec.  450.300 as follows:
0
a. Revise paragraph (a); and
0
b. Remove from paragraph (b) the word ``Encourage'' and add in its 
place ``Encourages''.
    The revision reads as follows:


Sec.  450.300  Purpose.

* * * * *
    (a) Set forth the national policy that the MPO designated for each 
urbanized area is to carry out a continuing, cooperative, and 
comprehensive performance-based multimodal transportation planning 
process, including the development of a metropolitan transportation 
plan and a TIP, that encourages and promotes the safe and efficient 
development, management, and operation of surface transportation 
systems to serve the mobility needs of people and freight (including 
accessible pedestrian walkways, bicycle transportation facilities, and 
intermodal facilities that support intercity transportation, including 
intercity buses and intercity bus facilities and commuter vanpool 
providers) fosters economic growth and development, and takes into 
consideration resiliency needs, while minimizing transportation-related 
fuel consumption and air pollution; and
* * * * *

0
7. Amend Sec.  450.306 by removing paragraph (d)(5) and revising 
paragraph (i) to read as follows:


Sec.  450.306  Scope of the metropolitan transportation planning 
process.

* * * * *
    (i) In an urbanized area not designated as a TMA that is an air 
quality attainment area, the MPO(s) may propose and submit to the FHWA 
and the FTA for approval a procedure for developing an abbreviated 
metropolitan transportation plan and TIP. In developing proposed 
simplified planning procedures, consideration shall be given to whether 
the abbreviated metropolitan transportation plan and TIP will achieve 
the purposes of 23 U.S.C. 134, 49 U.S.C. 5303, and this part, taking 
into account the complexity of the transportation problems in the area. 
The MPO shall develop simplified procedures in cooperation with the 
State(s) and public transportation operator(s).

0
8. Amend Sec.  450.310 by revising paragraphs (e) and (m) introductory 
text to read as follows:


Sec.  450.310  Metropolitan planning organization designation and 
redesignation.

* * * * *
    (e) To the extent possible, only one MPO shall be designated for 
each urbanized area or group of contiguous urbanized areas. More than 
one MPO may be designated to serve an urbanized area only if the 
Governor(s) and the existing MPO, if applicable, determine that the 
size and complexity of the urbanized area-make designation of more than 
one MPO appropriate. In those cases where two or more MPOs serve the 
same urbanized area, the MPOs shall establish official, written 
agreements that clearly identify areas of coordination, and the 
division of transportation planning responsibilities among the MPOs.
* * * * *
    (m) Each Governor with responsibility for a portion of a multistate 
metropolitan area and the appropriate MPOs shall, to the extent 
practicable, provide coordinated transportation planning for the entire 
MPA. The consent of Congress is granted to any two or more States to:
* * * * *

0
9. Section 450.312 is revised to read as follows:


Sec.  450.312  Metropolitan Planning Area boundaries.

    (a) The boundaries of a metropolitan planning area (MPA) shall be 
determined by agreement between the MPO and the Governor.
    (1) At a minimum, the MPA boundaries shall encompass the entire 
existing urbanized area (as defined by the Bureau of the Census) plus 
the contiguous area expected to become urbanized within a 20-year 
forecast period for the metropolitan transportation plan.
    (2) The MPA boundaries may be further expanded to encompass the 
entire metropolitan statistical area or combined statistical area, as 
defined by the Office of Management and Budget.
    (b) An MPO that serves an urbanized area designated as a 
nonattainment area for ozone or carbon monoxide under the Clean Air Act 
(42 U.S.C. 7401 et seq.) as of August 10, 2005, shall retain the MPA 
boundary that existed on August 10, 2005. The MPA boundaries for such 
MPOs may only be adjusted by agreement of the Governor and the affected 
MPO in accordance with the redesignation procedures described in Sec.  
450.310(h). The MPA boundary for an MPO that serves an urbanized area 
designated as a nonattainment area for ozone or carbon monoxide under 
the Clean Air Act (42 U.S.C. 7401 et seq.) after August 10, 2005, may 
be established to coincide with the designated boundaries of the ozone 
and/or carbon monoxide nonattainment area, in accordance with the 
requirements in Sec.  450.310(b).
    (c) An MPA boundary may encompass more than one urbanized area.
    (d) MPA boundaries may be established to coincide with the 
geography of regional economic development and growth forecasting 
areas.
    (e) Identification of new urbanized areas within an existing 
metropolitan planning area by the Bureau of the Census shall not 
require redesignation of the existing MPO.
    (f) Where the boundaries of the urbanized area or MPA extend across 
two or more States, the Governors with responsibility for a portion of 
the multistate area, the appropriate MPO(s), and the public 
transportation operator(s) are strongly encouraged to coordinate 
transportation planning for the entire multistate area.
    (g) The MPA boundaries shall not overlap with each other.
    (h) Where part of an urbanized area served by one MPO extends into 
an adjacent MPA, the MPOs shall, at a minimum, establish written 
agreements that clearly identify areas of coordination and the division 
of transportation planning responsibilities among and between the MPOs. 
Alternatively, the MPOs may adjust their existing boundaries so that 
the entire urbanized area lies within only one MPA. Boundary 
adjustments that change the composition of the MPO may require 
redesignation of one or more such MPOs.
    (i) The MPO (in cooperation with the State and public 
transportation operator(s)) shall review the MPA boundaries after each 
Census to determine if existing MPA boundaries meet the minimum 
statutory requirements for new and updated urbanized area(s), and shall 
adjust them as necessary. As appropriate, additional adjustments should 
be made to reflect the most comprehensive boundary to foster an 
effective planning process that ensures connectivity between modes,

[[Page 56544]]

improves access to modal systems, and promotes efficient overall 
transportation investment strategies.
    (j) Following MPA boundary approval by the MPO and the Governor, 
the MPA boundary descriptions shall be provided for informational 
purposes to the FHWA and the FTA. The MPA boundary descriptions shall 
be submitted either as a geo-spatial database or described in 
sufficient detail to enable the boundaries to be accurately delineated 
on a map.

0
10. Section 450.314 is revised to read as follows:


Sec.  450.314  Metropolitan planning agreements.

    (a) The MPO, the State(s), and the providers of public 
transportation shall cooperatively determine their mutual 
responsibilities in carrying out the metropolitan transportation 
planning process. These responsibilities shall be clearly identified in 
written agreements among the MPO, the State(s), and the providers of 
public transportation serving the MPA. To the extent possible, a single 
agreement between all responsible parties should be developed. The 
written agreement(s) shall include specific provisions for the 
development of financial plans that support the metropolitan 
transportation plan (see Sec.  450.324) and the metropolitan TIP (see 
Sec.  450.326), and development of the annual listing of obligated 
projects (see Sec.  450.334).
    (b) The MPO, the State(s), and the providers of public 
transportation should periodically review and update the agreement, as 
appropriate, to reflect effective changes.
    (c) If the MPA does not include the entire nonattainment or 
maintenance area, there shall be a written agreement among the State 
department of transportation, State air quality agency, affected local 
agencies, and the MPO describing the process for cooperative planning 
and analysis of all projects outside the MPA within the nonattainment 
or maintenance area. The agreement must also indicate how the total 
transportation-related emissions for the nonattainment or maintenance 
area, including areas outside the MPA, will be treated for the purposes 
of determining conformity in accordance with the EPA's transportation 
conformity regulations (40 CFR part 93, subpart A). The agreement shall 
address policy mechanisms for resolving conflicts concerning 
transportation-related emissions that may arise between the MPA and the 
portion of the nonattainment or maintenance area outside the MPA.
    (d) In nonattainment or maintenance areas, if the MPO is not the 
designated agency for air quality planning under section 174 of the 
Clean Air Act (42 U.S.C. 7504), there shall be a written agreement 
between the MPO and the designated air quality planning agency 
describing their respective roles and responsibilities for air quality 
related transportation planning.
    (e) If more than one MPO has been designated to serve an urbanized 
area there shall be a written agreement among the MPOs, the State(s), 
and the public transportation operator(s) describing how the 
metropolitan transportation planning processes will be coordinated to 
assure the development of consistent metropolitan transportation plans 
and TIPs across the MPA boundaries, particularly in cases in which a 
proposed transportation investment extends across the boundaries of 
more than one MPA. If any part of the urbanized area is a nonattainment 
or maintenance area, the agreement also shall include State and local 
air quality agencies. The metropolitan transportation planning 
processes for affected MPOs should, to the maximum extent possible, 
reflect coordinated data collection, analysis, and planning assumptions 
across the MPAs. Alternatively, a single metropolitan transportation 
plan and/or TIP for the entire urbanized area may be developed jointly 
by the MPOs in cooperation with their respective planning partners. 
Coordination efforts and outcomes shall be documented in subsequent 
transmittals of the UPWP and other planning products, including the 
metropolitan transportation plan and TIP, to the State(s), the FHWA, 
and the FTA.
    (f) Where the boundaries of the urbanized area or MPA extend across 
two or more States, the Governors with responsibility for a portion of 
the multistate area, the appropriate MPO(s), and the public 
transportation operator(s) shall coordinate transportation planning for 
the entire multistate area. States involved in such multistate 
transportation planning may:
    (1) Enter into agreements or compacts, not in conflict with any law 
of the United States, for cooperative efforts and mutual assistance in 
support of activities authorized under this section as the activities 
pertain to interstate areas and localities within the States; and
    (2) Establish such agencies, joint or otherwise, as the States may 
determine desirable for making the agreements and compacts effective.
    (g) If part of an urbanized area that has been designated as a TMA 
overlaps into an adjacent MPA serving an urbanized area that is not 
designated as a TMA, the adjacent urbanized area shall not be treated 
as a TMA. However, a written agreement shall be established between the 
MPOs with MPA boundaries, including a portion of the TMA, which clearly 
identifies the roles and responsibilities of each MPO in meeting 
specific TMA requirements (e.g., congestion management process, Surface 
Transportation Program funds suballocated to the urbanized area over 
200,000 population, and project selection).
    (h)(1) The MPO(s), State(s), and the providers of public 
transportation shall jointly agree upon and develop specific written 
provisions for cooperatively developing and sharing information related 
to transportation performance data, the selection of performance 
targets, the reporting of performance targets, the reporting of 
performance to be used in tracking progress toward attainment of 
critical outcomes for the region of the MPO (see Sec.  450.306(d)), and 
the collection of data for the State asset management plan for the NHS 
for each of the following circumstances:
    (i) When one MPO serves an urbanized area;
    (ii) When more than one MPO serves an urbanized area; and
    (iii) When an urbanized area that has been designated as a TMA 
overlaps into an adjacent MPA serving an urbanized area that is not a 
TMA.
    (2) These provisions shall be documented either:
    (i) As part of the metropolitan planning agreements required under 
paragraphs (a), (e), and (g) of this section; or
    (ii) Documented in some other means outside of the metropolitan 
planning agreements as determined cooperatively by the MPO(s), 
State(s), and providers of public transportation.


Sec.  450.316   [Amended]

0
11. Amend Sec.  450.316 in paragraphs (b) introductory text, (c), and 
(d) by removing ``MPO(s)'' and adding in its place ``MPO'' wherever it 
occurs.


Sec.  450.324   [Amended]

0
12. Amend Sec.  450.324 as follows:
0
a. In paragraph (a), remove ``MPO(s)'' and add in its place ``MPO'' 
wherever it occurs;
0
b. Remove new paragraph (c);
0
c. Redesignate paragraphs (d) through (n) as paragraphs (c) through 
(m), respectively; and
0
d. In newly redesignated paragraphs (c), (d), (e), (f)(10), 
(f)(11)(iv), (g) introductory text, (j), (k), and (m),

[[Page 56545]]

remove ``MPO(s)'' with and add in its place ``MPO'' wherever it occurs.

0
13. Amend Sec.  450.326 as follows:
0
a. Revise paragraph (a); and
0
b. In paragraphs (b), (j), and (p), remove ``MPO(s)'' and add in its 
place ``MPO'' wherever it occurs.
    The revision reads as follows:


Sec.  450.326  Development and content of the transportation 
improvement program (TIP).

    (a) The MPO, in cooperation with the State(s) and any affected 
public transportation operator(s), shall develop a TIP for the 
metropolitan planning area. The TIP shall reflect the investment 
priorities established in the current metropolitan transportation plan 
and shall cover a period of no less than 4 years, be updated at least 
every 4 years, and be approved by the MPO and the Governor. However, if 
the TIP covers more than 4 years, the FHWA and the FTA will consider 
the projects in the additional years as informational. The MPO may 
update the TIP more frequently, but the cycle for updating the TIP must 
be compatible with the STIP development and approval process. The TIP 
expires when the FHWA/FTA approval of the STIP expires. Copies of any 
updated or revised TIPs must be provided to the FHWA and the FTA. In 
nonattainment and maintenance areas subject to transportation 
conformity requirements, the FHWA and the FTA, as well as the MPO, must 
make a conformity determination on any updated or amended TIP, in 
accordance with the Clean Air Act requirements and the EPA's 
transportation conformity regulations (40 CFR part 93, subpart A).
* * * * *


Sec.  450.328   [Amended]

0
14. Amend Sec.  450.328 by removing ``MPO(s)'' and adding in its place 
``MPO'' wherever it occurs.


Sec.  450.330   [Amended]

0
15. Amend Sec.  450.330 in paragraphs (a) and (c) by removing 
``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.


Sec.  450.332   [Amended]

0
16. Amend Sec.  450.332 in paragraphs (b) and (c) by removing 
``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.


Sec.  450.334   [Amended]

0
17. Amend Sec.  450.334 as follows:
0
a. In paragraph (a), remove ``MPO(s)'' and add in its place ``MPO''; 
and
0
b. In paragraph (c), remove ``MPO(s)'' and add in its place ``MPO's''.


Sec.  450.336   [Amended]

0
18. Amend Sec.  450.336 in paragraphs (b)(1)(i) and (ii) and (b)(2) by 
removing ``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.


Sec.  450.340   [Amended]

0
19. Amend Sec.  450.340 as follows:
0
a. In paragraph (a), remove ``or MPOs'' wherever it occurs; and
0
b. Remove paragraph (h).

Title 49--Transportation

PART 613--METROPOLITAN AND STATEWIDE AND NONMETROPOLITAN PLANNING

0
20. The authority citation for part 613 is revised to read as follows:

    Authority:  23 U.S.C. 134, 135, and 217(g); 42 U.S.C. 3334, 
4233, 4332, 7410 et seq.; 49 U.S.C. 5303-5306, 5323(k); and 49 CFR 
1.91(a) and 21.7(a).

[FR Doc. 2017-25762 Filed 11-28-17; 8:45 am]
 BILLING CODE 4910-22-P



                                             56540        Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations

                                             DEPARTMENT OF TRANSPORTATION                            Background                                            that notice and comment for this rule is
                                                                                                        Transportation planning is a                       unnecessary due to the nature of the
                                             Federal Highway Administration                                                                                revisions (i.e., the rule simply carries
                                                                                                     cooperative, performance-driven
                                                                                                     process by which long and short-range                 out the statutory language found in
                                             23 CFR Part 450                                                                                               Public Law 115–33 without
                                                                                                     transportation improvement priorities
                                                                                                     are determined. States, MPOs, and                     interpretation to rescind the December
                                             Federal Transit Administration                                                                                2016 Final Rule). The statutory language
                                                                                                     transit operators conduct transportation
                                                                                                     planning, with active involvement from                does not require regulatory
                                             49 CFR Part 613                                                                                               interpretation to carry out its intent. The
                                                                                                     the traveling public, the business
                                                                                                     community, community groups,                          regulatory amendments in this final rule
                                             [Docket No. FHWA–2017–0003]; FHWA RIN
                                             2125–AF75; FTA RIN 2132–AB33]                           environmental organizations, and                      implement the statutory language, and
                                                                                                     freight operators. State governments,                 comments cannot alter the regulation
                                             Metropolitan Planning Organization                      MPOs, and transit operators are                       given the explicit mandate.
                                             Coordination and Planning Area                          essential partners in the management of               Accordingly, the Agencies find good
                                             Reform                                                  the Nation’s transportation system and                cause under 5 U.S.C. 553(b)(3)(B) to
                                                                                                     best suited to develop and implement a                waive notice and opportunity for
                                             AGENCY:  Federal Highway                                                                                      comment.
                                             Administration (FHWA), Federal                          continuing, cooperative, and
                                             Transit Administration (FTA); U.S.                      comprehensive, or ‘‘3–C,’’ planning                   Rulemaking Analyses and Notices
                                             Department of Transportation (DOT).                     process for their States and metropolitan
                                                                                                     regions.                                              Executive Order 12866 (Regulatory
                                             ACTION: Final rule.                                                                                           Planning and Review), Executive Order
                                                                                                        On December 20, 2016, FHWA and
                                                                                                     FTA promulgated a rule at 23 CFR part                 13563 (Improving Regulation and
                                             SUMMARY:   This rulemaking rescinds                                                                           Regulatory Review), Executive Order
                                             certain transportation planning                         450 and 49 CFR part 613 (81 FR 93448)
                                                                                                     (December 2016 Final Rule), which                     13771 (Reducing Regulation and
                                             regulations pertaining to the                                                                                 Controlling Regulatory Costs), and DOT
                                             establishment of the metropolitan                       required MPOs to achieve compliance
                                                                                                     with the statutory requirement that an                Regulatory Policies and Procedures
                                             planning area (MPA) boundaries, the
                                             designation of metropolitan planning                    MPA include an entire urbanized area                     The FHWA and FTA have determined
                                             organizations (MPO), and the                            (UZA) and the contiguous area expected                that this rulemaking is a significant
                                             coordination among MPOs. The                            to become urbanized within a 20-year                  regulatory action within the meaning of
                                             amendments contained in this rule carry                 forecast period through a range of                    Executive Order (E.O.) 12866, and
                                             out the statutory mandate to rescind the                coordination options including:                       within the meaning of DOT regulatory
                                             final rule published on December 20,                    Adjustment of their boundaries;                       policies and procedures. This action
                                             2016, on this topic.                                    coordination with other MPOs within                   complies with E.O.s 12866, 13563, and
                                                                                                     their UZA to create unified planning                  13771 to improve regulation.
                                             DATES: Effective on December 29, 2017.                                                                           This final rule is considered an E.O.
                                                                                                     products for the MPA; mergers; or the
                                             FOR FURTHER INFORMATION CONTACT: For                    receipt of an exception from the                      13771 deregulatory action. This
                                             FHWA: Mr. Harlan W. Miller, Planning                    Secretary.                                            rulemaking eliminates requirements that
                                             Oversight and Stewardship Team                             On May 12, 2017, the President                     MPOs achieve compliance with the
                                             (HEPP–10), (202) 366–0847; or Ms. Janet                 signed Public Law 115–33 (131 Stat.                   statutory requirement that an MPA
                                             Myers, Office of the Chief Counsel                      845) repealing the December 2016 Final                include an entire UZA and the
                                             (HCC–30), (202) 366–2019. For FTA:                      Rule. The legislation provides that the               contiguous area expected to become
                                             Ms. Sherry Riklin, Office of Planning                   2016 Final Rule shall have no force or                urbanized within a 20-year forecast
                                             and Environment, (202) 366–5407; Mr.                    effect, and any regulation revised by                 period for the metropolitan
                                             Dwayne Weeks, Office of Planning and                    that rule shall be applied as if that rule            transportation plan by implementing
                                             Environment, (202) 493–0316; or Mr.                     had not been issued. As a result, the                 one of several coordination options
                                             Christopher Hall, Office of the Chief                   amendments in this final rule carry out               including: By adjusting their
                                             Counsel, (202) 366–5218. Both agencies                  that statutory instruction by revising the            boundaries; by coordinating with other
                                             are located at 1200 New Jersey Avenue                   regulations to read as if the December                MPOs within their UZA to create
                                             SE., Washington, DC 20590. Office                       2016 Final Rule had not been issued.                  unified planning products for the MPA;
                                             hours are from 8 a.m. to 4:30 p.m., ET                     The FHWA and FTA will continue to                  by merging; or by receiving an exception
                                             for FHWA, and 9 a.m. to 5:30 p.m., ET                   evaluate their regulations and guidance               from the Secretary.
                                             for FTA, Monday through Friday, except                  to promote improvements to the                           The FHWA and FTA have estimated
                                             Federal holidays.                                       planning process in the least                         that modifying these requirements
                                             SUPPLEMENTARY INFORMATION:                              burdensome manner.                                    would provide a maximum average
                                                                                                                                                           annual cost savings of $86.3 million
                                             Electronic Access and Filing                            Discussion of the Changes                             annually over 4 years and impose no
                                                This document may be viewed online                      This rulemaking removes the                        additional costs on MPOs and States.
                                             through the Federal eRulemaking portal                  revisions made by the December 2016                   This equates to a present value, using
                                             at http://www.regulations.gov. Retrieval                Final Rule, and restores the language                 end of period discounting, of $330.4
                                             help and guidelines are available on the                promulgated in the May 27, 2016,                      million at a 3 percent discount rate and
                                             Web site. It is available 24 hours each                 rulemaking (81 FR 34050). Under the                   $312.8 million at a 7 percent discount
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                                             day, 365 days a year. An electronic copy                Administrative Procedure Act (5 U.S.C.                rate. An indefinite horizon (i.e.,
                                             of this document may also be                            553(b)), an agency may waive the                      annuity) equivalent is approximated by
                                             downloaded from the Office of the                       normal notice-and-comment procedure                   the calculation $330.4 * 0.03 = $9.9
                                             Federal Register home page at: http://                  if it finds, for good cause, that notice              million for a 3 percent discount rate and
                                             www.ofr.gov and the Government                          and comment would be impracticable,                   $312.8 * 0.07 = $21.9 million for a 7
                                             Publishing Office Web page at: http://                  unnecessary, or contrary to the public                percent discount rate. This estimate is
                                             www.gpo.gov.                                            interest. The Agencies find good cause                consistent with the cost estimate the


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                                                          Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations                                        56541

                                             Agencies previously provided in which                   This rule does not include a Federal                  National Environmental Policy Act
                                             FHWA and FTA estimated the total                        mandate that may result in expenditures                  Federal agencies are required to adopt
                                             costs for merging all 142 affected MPOs,                of $155.1 million or more in any single               implementing procedures for the
                                             and the one-time cost of developing a                   year (when adjusted for inflation) in                 National Environmental Policy Act
                                             dispute resolution process would result                 2012 dollars for either State, local, and             (NEPA) that establish specific criteria
                                             in an estimated maximum average                         Tribal governments in the aggregate, or               for, and identification of, three classes
                                             annual cost of this rule of $86.3 million               by the private sector. In addition, the               of actions: (1) Those that normally
                                             over 4 years. The FHWA and FTA do                       definition of ‘‘Federal mandate’’ in the              require preparation of an Environmental
                                             not anticipate that this rule would                     Unfunded Mandates Reform Act                          Impact Statement, (2) those that
                                             impose any additional costs for States                  excludes financial assistance of the type             normally require preparation of an
                                             and MPOs to implement because it                        in which State, local, or Tribal                      Environmental Assessment, and (3)
                                             allows these entities to follow the                     governments have authority to adjust                  those that are categorically excluded
                                             procedures and protocols they had in                    their participation in the program in                 from further NEPA review (40 CFR
                                             place as of December 2016.                              accordance with changes made in the                   1507.3(b)). This rule qualifies for
                                                This action complies with the                        program by the Federal Government.                    categorical exclusions under 23 CFR
                                             principles of E.O. 13563. After                         The Federal-aid highway program and                   771.117(c)(20) (promulgation of rules,
                                             evaluating the costs and benefits of the                the Federal Transit Act permit this type              regulations, and directives) and
                                             rule, FHWA and FTA believe that the                     of flexibility.                                       771.117(c)(1) (activities that do not
                                             cost savings from this rulemaking would                                                                       involve or lead directly to construction)
                                             exceed the foregone benefits. These                     Executive Order 13132 (Federalism
                                                                                                     Assessment)                                           for FHWA, and 23 CFR 771.118(c)(4)
                                             changes are not anticipated to adversely                                                                      (planning and administrative activities
                                             affect, in any material way, any sector                   Executive Order 13132 requires                      that do not involve or lead directly to
                                             of the economy. In addition, these                      agencies to ensure meaningful and                     construction) for FTA. The FHWA and
                                             changes will not create a serious                       timely input by State and local officials             FTA have evaluated whether the rule
                                             inconsistency with any other agency’s                   in the development of regulatory                      will involve unusual or extraordinary
                                             action or materially alter the budgetary                policies that may have a substantial,                 circumstances and have determined that
                                             impact of any entitlements, grants, user                direct effect on the States, on the                   it will not.
                                             fees, or loan programs.                                 relationship between the national
                                                                                                                                                           Executive Order 12630 (Taking of
                                             Regulatory Flexibility Act                              government and the States, or on the
                                                                                                                                                           Private Property)
                                                                                                     distribution of power and
                                                Since the Agencies find good cause                                                                           The FHWA and FTA have analyzed
                                                                                                     responsibilities among the various
                                             under 5 U.S.C. 553(b)(3)(B) to waive                                                                          this rule under E.O. 12630,
                                                                                                     levels of government. This action has
                                             notice and opportunity for comment for                                                                        Governmental Actions and Interference
                                                                                                     been analyzed in accordance with the
                                             this rule, the provisions of the                                                                              with Constitutionally Protected Property
                                                                                                     principles and criteria contained in E.O.
                                             Regulatory Flexibility Act (Pub. L. 96–                                                                       Rights. The FHWA and FTA do not
                                                                                                     13132 dated August 4, 1999, and the
                                             354, 5 U.S.C. 601–612) do not apply.                                                                          believe this rule affects a taking of
                                                                                                     Agencies determined this action will
                                             However, the Agencies evaluated the                                                                           private property or otherwise has taking
                                                                                                     not have a substantial direct effect or
                                             effects of this action on small entities                                                                      implications under E.O. 12630.
                                                                                                     sufficient federalism implications on the
                                             and determined the action would not
                                                                                                     States. The Agencies also determined                  Executive Order 12988 (Civil Justice
                                             have a significant economic impact on
                                                                                                     this action will not preempt any State                Reform)
                                             a substantial number of small entities.
                                                                                                     law or regulation or affect the States’
                                             The rule addresses the obligation of                                                                             This rule meets applicable standards
                                                                                                     ability to discharge traditional State
                                             Federal funds to State DOTs for Federal-                                                                      in sections 3(a) and 3(b)(2) of E.O.
                                                                                                     governmental functions.
                                             aid highway projects. The rule affects                                                                        12988, Civil Justice Reform, to minimize
                                             two types of entities: State governments                Executive Order 12372                                 litigation, eliminate ambiguity, and
                                             and MPOs. State governments do not                      (Intergovernmental Review)                            reduce burden.
                                             meet the definition of a small entity
                                                                                                       The regulations implementing E.O.                   Executive Order 13045 (Protection of
                                             under 5 U.S.C. 601, which have a
                                                                                                     12372 regarding intergovernmental                     Children)
                                             population of less than 50,000.
                                                The MPOs are considered                              consultation on Federal programs and                     The FHWA and FTA have analyzed
                                             governmental jurisdictions, and to                      activities apply to this program. Local               this rule under E.O. 13045, Protection of
                                             qualify as a small entity, they need to                 entities should refer to the Catalog of               Children from Environmental Health
                                             serve less than 50,000 people. The                      Federal Domestic Assistance Program                   Risks and Safety Risks. The FHWA and
                                             MPOs serve UZAs with populations of                     Number 20.205, Highway Planning and                   FTA certify that this action will not
                                             50,000 or more. Therefore, the MPOs                     Construction, for further information.                cause an environmental risk to health or
                                             that might incur economic impacts                       Paperwork Reduction Act                               safety that might disproportionately
                                             under this rule do not meet the                                                                               affect children.
                                             definition of a small entity.                             Federal agencies must obtain approval
                                                                                                     from the Office of Management and                     Executive Order 13175 (Tribal
                                                The FHWA and FTA hereby certify
                                                                                                     Budget (OMB) for each collection of                   Consultation)
                                             that this rule will not have a significant
                                             economic impact on a substantial                        information they conduct, sponsor, or                   The FHWA and FTA have analyzed
                                             number of small entities.                               require through regulations. The FHWA                 this rule under E.O. 13175, dated
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                                                                                                     and FTA have analyzed this rule under                 November 6, 2000, and believe that it
                                             Unfunded Mandates Reform Act of 1995                    the Paperwork Reduction Act (PRA),                    will not have substantial direct effects
                                               The FHWA and FTA have determined                      and this rule does not impose additional              on one or more Indian tribes; will not
                                             that this rule does not impose unfunded                 information collection requirements for               impose substantial direct compliance
                                             mandates, as defined by the Unfunded                    the purposes of the PRA above and                     costs on Indian Tribal governments; and
                                             Mandates Reform Act of 1995 (Pub. L.                    beyond existing information collection                will not preempt Tribal laws. The rule
                                             104–4, March 22, 1995, 109 Stat. 48).                   clearances from OMB.                                  addresses obligations of Federal funds


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                                             56542        Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations

                                             to State DOTs for Federal-aid highway                   local level. As part of their stewardship             Title 23—Highways
                                             projects and will not impose any direct                 and oversight of the federally aided
                                             compliance requirements on Indian                       transportation planning process of the                PART 450—PLANNING ASSISTANCE
                                             Tribal governments. Therefore, a Tribal                 States, MPOs, and operators of public                 AND STANDARDS
                                             summary impact statement is not                         transportation, FHWA and FTA
                                             required.                                               encourage these entities to incorporate               ■ 1. The authority citation for part 450
                                                                                                     EJ principles into the statewide and                  continues to read as follows:
                                             Executive Order 13211 (Energy Effects)                                                                          Authority: 23 U.S.C. 134, 135, and 315; 42
                                                                                                     metropolitan planning processes and
                                               The FHWA and FTA have analyzed                        documents, as appropriate and                         U.S.C. 7410 et seq.; 49 U.S.C. 5303 and 5304;
                                             this action under E.O. 13211, Actions                   consistent with the applicable orders                 49 CFR 1.85 and 1.90.
                                             Concerning Regulations That                             and the FTA Circular. When FHWA and                   ■  2. Amend § 450.104 by revising the
                                             Significantly Affect Energy Supply,                     FTA make a future funding or other                    definitions for ‘‘Metropolitan planning
                                             Distribution, or Use. The FHWA and                      approval decision on a project basis,                 agreement’’, ‘‘Metropolitan planning
                                             FTA have determined that this action is                 they will consider EJ.                                area (MPA)’’, ‘‘Metropolitan
                                             not a significant energy action under                                                                         transportation plan’’, and
                                             that order and is not likely to have a                     Nothing inherent in the rule will
                                                                                                     disproportionately impact minority or                 ‘‘Transportation improvement program
                                             significant adverse effect on the supply,                                                                     (TIP)’’ to read as follows:
                                             distribution, or use of energy. Therefore,              low-income populations. The rule
                                             a Statement of Energy Effects is not                    establishes procedures and other                      § 450.104   Definitions.
                                             required.                                               requirements to guide future State and
                                                                                                     local decisionmaking on programs and                  *      *    *     *     *
                                             Executive Order 12898 (Environmental                    projects. Neither the rule nor 23 U.S.C.                 Metropolitan planning agreement
                                             Justice)                                                134 and 135 dictate the outcome of                    means a written agreement between the
                                                                                                     those decisions. The FHWA and FTA                     MPO, the State(s), and the providers of
                                                The E.O. 12898 (Federal Actions to                                                                         public transportation serving the
                                             Address Environmental Justice in                        have determined that this action will
                                                                                                     not cause disproportionately high and                 metropolitan planning area that
                                             Minority Populations and Low-Income                                                                           describes how they will work
                                             Populations) and DOT Order 5610.2(a)                    adverse human health and
                                                                                                     environmental effects on minority or                  cooperatively to meet their mutual
                                             (77 FR 27534, May 10, 2012) (available                                                                        responsibilities in carrying out the
                                             online at http://www.fhwa.dot.gov/                      low-income populations.
                                                                                                                                                           metropolitan transportation planning
                                             environment/environmental_justice/                      Regulation Identifier Number                          process.
                                             ej_at_dot/order_56102a/index.cfm)                                                                                Metropolitan planning area (MPA)
                                             require DOT agencies to achieve                            A Regulation Identifier Number (RIN)               means the geographic area determined
                                             environmental justice (EJ) as part of                   is assigned to each regulatory action                 by agreement between the MPO for the
                                             their mission by identifying and                        listed in the Unified Agenda of Federal               area and the Governor, in which the
                                             addressing, as appropriate,                             Regulations. The Regulatory Information               metropolitan transportation planning
                                             disproportionately high and adverse                     Service Center publishes the Unified                  process is carried out.
                                             human health or environmental effects,                  Agenda in April and October of each
                                             including interrelated social and                       year. The RIN number contained in the                 *      *    *     *     *
                                             economic effects, of their programs,                    heading of this document can be used                     Metropolitan transportation plan
                                             policies, and activities on minority and                to cross-reference this rule with the                 means the official multimodal
                                             low-income populations. All DOT                         Unified Agenda.                                       transportation plan addressing no less
                                             agencies must address compliance with                                                                         than a 20-year planning horizon that the
                                             E.O. 12898 and the DOT Order in all                     List of Subjects                                      MPO develops, adopts, and updates
                                             rulemaking activities.                                  23 CFR Part 450                                       through the metropolitan transportation
                                                The FHWA and FTA have issued                                                                               planning process.
                                             additional documents relating to                           Grant programs—transportation,                     *      *    *     *     *
                                             administration of E.O. 12898 and the                    Highway and roads, Mass                                  Transportation improvement program
                                             DOT Order. On June 14, 2012, FHWA                       transportation, Reporting and                         (TIP) means a prioritized listing/
                                             issued an update to its EJ order, FHWA                  recordkeeping requirements.                           program of transportation projects
                                             Order 6640.23A (FHWA Actions to                         49 CFR Part 613                                       covering a period of 4 years that is
                                             Address Environmental Justice in                                                                              developed and formally adopted by an
                                             Minority Populations and Low Income                        Grant programs—transportation,                     MPO as part of the metropolitan
                                             Populations (available online at http://                Highways and roads, Mass                              transportation planning process,
                                             www.fhwa.dot.gov/legsregs/directives/                   transportation.                                       consistent with the metropolitan
                                             orders/664023a.htm)). On August 15,                       Issued in Washington, DC, on November               transportation plan, and required for
                                             2012, FTA’s Circular 4703.1 became                      21, 2017 under authority delegated in 49 CFR          projects to be eligible for funding under
                                             effective, which contains guidance for                  1.85.                                                 title 23 U.S.C. and title 49 U.S.C.
                                             States and MPOs to incorporate EJ into                  Brandye L. Hendrickson,                               chapter 53.
                                             their planning processes (available                     Acting Administrator, Federal Highway                 *      *    *     *     *
                                             online at http://www.fta.dot.gov/                       Administration.                                       ■ 3. Amend § 450.208 by revising
                                             documents/FTA_EJ_Circular_7.14-12_                      K. Jane Williams,                                     paragraph (a)(1) to read as follows:
                                             FINAL.pdf).
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                                                                                                     Acting Administrator, Federal Transit
                                                The FHWA and FTA have evaluated                      Administration.                                       § 450.208 Coordination of planning
                                             this action under the E.O., the DOT                                                                           process activities.
                                             Order, the FHWA Order, and the FTA                        In consideration of the foregoing,                    (a) * * *
                                             Circular. The EJ principles, in the                     FHWA and FTA amend title 23, Code of                    (1) Coordinate planning carried out
                                             context of planning, should be                          Federal Regulations, part 450, and title              under this subpart with the
                                             considered when the planning process                    49, Code of Federal Regulations, part                 metropolitan transportation planning
                                             is being implemented at the State and                   613, as set forth below:                              activities carried out under subpart C of


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                                                          Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations                                        56543

                                             this part for metropolitan areas of the                 plan and TIP will achieve the purposes                as of August 10, 2005, shall retain the
                                             State. The State is encouraged to rely on               of 23 U.S.C. 134, 49 U.S.C. 5303, and                 MPA boundary that existed on August
                                             information, studies, or analyses                       this part, taking into account the                    10, 2005. The MPA boundaries for such
                                             provided by MPOs for portions of the                    complexity of the transportation                      MPOs may only be adjusted by
                                             transportation system located in                        problems in the area. The MPO shall                   agreement of the Governor and the
                                             metropolitan planning areas;                            develop simplified procedures in                      affected MPO in accordance with the
                                             *     *     *     *    *                                cooperation with the State(s) and public              redesignation procedures described in
                                                                                                     transportation operator(s).                           § 450.310(h). The MPA boundary for an
                                             § 450.218   [Amended]                                                                                         MPO that serves an urbanized area
                                                                                                     ■ 8. Amend § 450.310 by revising
                                             ■ 4. Amend § 450.218(b) by removing                     paragraphs (e) and (m) introductory text              designated as a nonattainment area for
                                             ‘‘MPO(s)’’ and adding in its place                      to read as follows:                                   ozone or carbon monoxide under the
                                             ‘‘MPO’’ in both places it appears.                                                                            Clean Air Act (42 U.S.C. 7401 et seq.)
                                                                                                     § 450.310 Metropolitan planning                       after August 10, 2005, may be
                                             § 450.226   [Amended]                                   organization designation and redesignation.           established to coincide with the
                                             ■  5. Amend § 450.226 by removing                       *      *    *     *    *                              designated boundaries of the ozone and/
                                             paragraph (g).                                             (e) To the extent possible, only one               or carbon monoxide nonattainment area,
                                                                                                     MPO shall be designated for each                      in accordance with the requirements in
                                             ■ 6. Amend § 450.300 as follows:
                                                                                                     urbanized area or group of contiguous                 § 450.310(b).
                                             ■ a. Revise paragraph (a); and
                                                                                                     urbanized areas. More than one MPO                       (c) An MPA boundary may encompass
                                             ■ b. Remove from paragraph (b) the
                                                                                                     may be designated to serve an urbanized               more than one urbanized area.
                                             word ‘‘Encourage’’ and add in its place                                                                          (d) MPA boundaries may be
                                             ‘‘Encourages’’.                                         area only if the Governor(s) and the
                                                                                                     existing MPO, if applicable, determine                established to coincide with the
                                                The revision reads as follows:                                                                             geography of regional economic
                                                                                                     that the size and complexity of the
                                             § 450.300   Purpose.                                    urbanized area-make designation of                    development and growth forecasting
                                                                                                     more than one MPO appropriate. In                     areas.
                                             *      *     *     *     *                                                                                       (e) Identification of new urbanized
                                                (a) Set forth the national policy that               those cases where two or more MPOs
                                                                                                     serve the same urbanized area, the                    areas within an existing metropolitan
                                             the MPO designated for each urbanized                                                                         planning area by the Bureau of the
                                             area is to carry out a continuing,                      MPOs shall establish official, written
                                                                                                     agreements that clearly identify areas of             Census shall not require redesignation
                                             cooperative, and comprehensive                                                                                of the existing MPO.
                                             performance-based multimodal                            coordination, and the division of
                                                                                                                                                              (f) Where the boundaries of the
                                             transportation planning process,                        transportation planning responsibilities
                                                                                                                                                           urbanized area or MPA extend across
                                             including the development of a                          among the MPOs.
                                                                                                                                                           two or more States, the Governors with
                                             metropolitan transportation plan and a                  *      *    *     *    *                              responsibility for a portion of the
                                             TIP, that encourages and promotes the                      (m) Each Governor with responsibility              multistate area, the appropriate MPO(s),
                                             safe and efficient development,                         for a portion of a multistate                         and the public transportation operator(s)
                                             management, and operation of surface                    metropolitan area and the appropriate                 are strongly encouraged to coordinate
                                             transportation systems to serve the                     MPOs shall, to the extent practicable,                transportation planning for the entire
                                             mobility needs of people and freight                    provide coordinated transportation                    multistate area.
                                             (including accessible pedestrian                        planning for the entire MPA. The                         (g) The MPA boundaries shall not
                                             walkways, bicycle transportation                        consent of Congress is granted to any                 overlap with each other.
                                             facilities, and intermodal facilities that              two or more States to:                                   (h) Where part of an urbanized area
                                             support intercity transportation,                       *      *    *     *    *                              served by one MPO extends into an
                                             including intercity buses and intercity                 ■ 9. Section 450.312 is revised to read               adjacent MPA, the MPOs shall, at a
                                             bus facilities and commuter vanpool                     as follows:                                           minimum, establish written agreements
                                             providers) fosters economic growth and                                                                        that clearly identify areas of
                                             development, and takes into                             § 450.312 Metropolitan Planning Area                  coordination and the division of
                                             consideration resiliency needs, while                   boundaries.                                           transportation planning responsibilities
                                             minimizing transportation-related fuel                     (a) The boundaries of a metropolitan               among and between the MPOs.
                                             consumption and air pollution; and                      planning area (MPA) shall be                          Alternatively, the MPOs may adjust
                                             *      *     *     *     *                              determined by agreement between the                   their existing boundaries so that the
                                             ■ 7. Amend § 450.306 by removing                        MPO and the Governor.                                 entire urbanized area lies within only
                                             paragraph (d)(5) and revising paragraph                    (1) At a minimum, the MPA                          one MPA. Boundary adjustments that
                                             (i) to read as follows:                                 boundaries shall encompass the entire                 change the composition of the MPO may
                                                                                                     existing urbanized area (as defined by                require redesignation of one or more
                                             § 450.306 Scope of the metropolitan                     the Bureau of the Census) plus the                    such MPOs.
                                             transportation planning process.                        contiguous area expected to become                       (i) The MPO (in cooperation with the
                                             *       *    *    *     *                               urbanized within a 20-year forecast                   State and public transportation
                                                (i) In an urbanized area not designated              period for the metropolitan                           operator(s)) shall review the MPA
                                             as a TMA that is an air quality                         transportation plan.                                  boundaries after each Census to
                                             attainment area, the MPO(s) may                            (2) The MPA boundaries may be                      determine if existing MPA boundaries
                                             propose and submit to the FHWA and                      further expanded to encompass the                     meet the minimum statutory
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                                             the FTA for approval a procedure for                    entire metropolitan statistical area or               requirements for new and updated
                                             developing an abbreviated metropolitan                  combined statistical area, as defined by              urbanized area(s), and shall adjust them
                                             transportation plan and TIP. In                         the Office of Management and Budget.                  as necessary. As appropriate, additional
                                             developing proposed simplified                             (b) An MPO that serves an urbanized                adjustments should be made to reflect
                                             planning procedures, consideration                      area designated as a nonattainment area               the most comprehensive boundary to
                                             shall be given to whether the                           for ozone or carbon monoxide under the                foster an effective planning process that
                                             abbreviated metropolitan transportation                 Clean Air Act (42 U.S.C. 7401 et seq.)                ensures connectivity between modes,


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                                             56544        Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations

                                             improves access to modal systems, and                      (d) In nonattainment or maintenance                into an adjacent MPA serving an
                                             promotes efficient overall transportation               areas, if the MPO is not the designated               urbanized area that is not designated as
                                             investment strategies.                                  agency for air quality planning under                 a TMA, the adjacent urbanized area
                                               (j) Following MPA boundary approval                   section 174 of the Clean Air Act (42                  shall not be treated as a TMA. However,
                                             by the MPO and the Governor, the MPA                    U.S.C. 7504), there shall be a written                a written agreement shall be established
                                             boundary descriptions shall be provided                 agreement between the MPO and the                     between the MPOs with MPA
                                             for informational purposes to the FHWA                  designated air quality planning agency                boundaries, including a portion of the
                                             and the FTA. The MPA boundary                           describing their respective roles and                 TMA, which clearly identifies the roles
                                             descriptions shall be submitted either as               responsibilities for air quality related              and responsibilities of each MPO in
                                             a geo-spatial database or described in                  transportation planning.                              meeting specific TMA requirements
                                             sufficient detail to enable the                            (e) If more than one MPO has been                  (e.g., congestion management process,
                                             boundaries to be accurately delineated                  designated to serve an urbanized area                 Surface Transportation Program funds
                                             on a map.                                               there shall be a written agreement                    suballocated to the urbanized area over
                                                                                                     among the MPOs, the State(s), and the                 200,000 population, and project
                                             ■ 10. Section 450.314 is revised to read
                                                                                                     public transportation operator(s)                     selection).
                                             as follows:
                                                                                                     describing how the metropolitan                          (h)(1) The MPO(s), State(s), and the
                                             § 450.314 Metropolitan planning                         transportation planning processes will                providers of public transportation shall
                                             agreements.                                             be coordinated to assure the                          jointly agree upon and develop specific
                                                (a) The MPO, the State(s), and the                   development of consistent metropolitan                written provisions for cooperatively
                                             providers of public transportation shall                transportation plans and TIPs across the              developing and sharing information
                                             cooperatively determine their mutual                    MPA boundaries, particularly in cases                 related to transportation performance
                                             responsibilities in carrying out the                    in which a proposed transportation                    data, the selection of performance
                                             metropolitan transportation planning                    investment extends across the                         targets, the reporting of performance
                                             process. These responsibilities shall be                boundaries of more than one MPA. If                   targets, the reporting of performance to
                                             clearly identified in written agreements                any part of the urbanized area is a                   be used in tracking progress toward
                                             among the MPO, the State(s), and the                    nonattainment or maintenance area, the                attainment of critical outcomes for the
                                             providers of public transportation                      agreement also shall include State and                region of the MPO (see § 450.306(d)),
                                             serving the MPA. To the extent possible,                local air quality agencies. The                       and the collection of data for the State
                                             a single agreement between all                          metropolitan transportation planning                  asset management plan for the NHS for
                                             responsible parties should be                           processes for affected MPOs should, to                each of the following circumstances:
                                                                                                     the maximum extent possible, reflect                     (i) When one MPO serves an
                                             developed. The written agreement(s)
                                                                                                     coordinated data collection, analysis,                urbanized area;
                                             shall include specific provisions for the
                                                                                                     and planning assumptions across the                      (ii) When more than one MPO serves
                                             development of financial plans that
                                                                                                     MPAs. Alternatively, a single
                                             support the metropolitan transportation                                                                       an urbanized area; and
                                                                                                     metropolitan transportation plan and/or
                                             plan (see § 450.324) and the                                                                                     (iii) When an urbanized area that has
                                                                                                     TIP for the entire urbanized area may be
                                             metropolitan TIP (see § 450.326), and                                                                         been designated as a TMA overlaps into
                                                                                                     developed jointly by the MPOs in
                                             development of the annual listing of                                                                          an adjacent MPA serving an urbanized
                                                                                                     cooperation with their respective
                                             obligated projects (see § 450.334).                                                                           area that is not a TMA.
                                                                                                     planning partners. Coordination efforts
                                                (b) The MPO, the State(s), and the                   and outcomes shall be documented in                      (2) These provisions shall be
                                             providers of public transportation                      subsequent transmittals of the UPWP                   documented either:
                                             should periodically review and update                   and other planning products, including                   (i) As part of the metropolitan
                                             the agreement, as appropriate, to reflect               the metropolitan transportation plan                  planning agreements required under
                                             effective changes.                                      and TIP, to the State(s), the FHWA, and               paragraphs (a), (e), and (g) of this
                                                (c) If the MPA does not include the                  the FTA.                                              section; or
                                             entire nonattainment or maintenance                        (f) Where the boundaries of the                       (ii) Documented in some other means
                                             area, there shall be a written agreement                urbanized area or MPA extend across                   outside of the metropolitan planning
                                             among the State department of                           two or more States, the Governors with                agreements as determined cooperatively
                                             transportation, State air quality agency,               responsibility for a portion of the                   by the MPO(s), State(s), and providers of
                                             affected local agencies, and the MPO                    multistate area, the appropriate MPO(s),              public transportation.
                                             describing the process for cooperative                  and the public transportation operator(s)             § 450.316   [Amended]
                                             planning and analysis of all projects                   shall coordinate transportation planning
                                             outside the MPA within the                              for the entire multistate area. States                ■ 11. Amend § 450.316 in paragraphs (b)
                                             nonattainment or maintenance area. The                  involved in such multistate                           introductory text, (c), and (d) by
                                             agreement must also indicate how the                    transportation planning may:                          removing ‘‘MPO(s)’’ and adding in its
                                             total transportation-related emissions                     (1) Enter into agreements or compacts,             place ‘‘MPO’’ wherever it occurs.
                                             for the nonattainment or maintenance                    not in conflict with any law of the                   § 450.324   [Amended]
                                             area, including areas outside the MPA,                  United States, for cooperative efforts
                                             will be treated for the purposes of                     and mutual assistance in support of                   ■ 12. Amend § 450.324 as follows:
                                             determining conformity in accordance                    activities authorized under this section              ■ a. In paragraph (a), remove ‘‘MPO(s)’’
                                             with the EPA’s transportation                           as the activities pertain to interstate               and add in its place ‘‘MPO’’ wherever it
                                             conformity regulations (40 CFR part 93,                 areas and localities within the States;               occurs;
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                                             subpart A). The agreement shall address                 and                                                   ■ b. Remove new paragraph (c);
                                             policy mechanisms for resolving                            (2) Establish such agencies, joint or              ■ c. Redesignate paragraphs (d) through
                                             conflicts concerning transportation-                    otherwise, as the States may determine                (n) as paragraphs (c) through (m),
                                             related emissions that may arise                        desirable for making the agreements and               respectively; and
                                             between the MPA and the portion of the                  compacts effective.                                   ■ d. In newly redesignated paragraphs
                                             nonattainment or maintenance area                          (g) If part of an urbanized area that              (c), (d), (e), (f)(10), (f)(11)(iv), (g)
                                             outside the MPA.                                        has been designated as a TMA overlaps                 introductory text, (j), (k), and (m),


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                                                          Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations                                        56545

                                             remove ‘‘MPO(s)’’ with and add in its                   § 450.336    [Amended]                                Prohibited Transaction Exemption 84–
                                             place ‘‘MPO’’ wherever it occurs.                       ■ 18. Amend § 450.336 in paragraphs                   24 for the same period. The primary
                                             ■ 13. Amend § 450.326 as follows:                       (b)(1)(i) and (ii) and (b)(2) by removing             purpose of the amendments is to give
                                             ■ a. Revise paragraph (a); and                          ‘‘MPO(s)’’ and adding in its place                    the Department of Labor the time
                                             ■ b. In paragraphs (b), (j), and (p),                   ‘‘MPO’’ wherever it occurs.                           necessary to consider public comments
                                             remove ‘‘MPO(s)’’ and add in its place                                                                        under the criteria set forth in the
                                             ‘‘MPO’’ wherever it occurs.                             § 450.340    [Amended]                                Presidential Memorandum of February
                                               The revision reads as follows:                        ■ 19. Amend § 450.340 as follows:                     3, 2017, including whether possible
                                                                                                     ■ a. In paragraph (a), remove ‘‘or MPOs’’             changes and alternatives to these
                                             § 450.326 Development and content of the                wherever it occurs; and                               exemptions would be appropriate in
                                             transportation improvement program (TIP).               ■ b. Remove paragraph (h).                            light of the current comment record and
                                                (a) The MPO, in cooperation with the                                                                       potential input from, and action by, the
                                             State(s) and any affected public                        Title 49—Transportation                               Securities and Exchange Commission
                                             transportation operator(s), shall develop                                                                     and state insurance commissioners. The
                                                                                                     PART 613—METROPOLITAN AND
                                             a TIP for the metropolitan planning                                                                           Department is granting the delay
                                                                                                     STATEWIDE AND
                                             area. The TIP shall reflect the                                                                               because of its concern that, without a
                                                                                                     NONMETROPOLITAN PLANNING
                                             investment priorities established in the                                                                      delay in the applicability dates,
                                             current metropolitan transportation plan                ■  20. The authority citation for part 613            consumers may face significant
                                             and shall cover a period of no less than                is revised to read as follows:                        confusion, and regulated parties may
                                             4 years, be updated at least every 4                                                                          incur undue expense to comply with
                                                                                                       Authority: 23 U.S.C. 134, 135, and 217(g);
                                             years, and be approved by the MPO and                                                                         conditions or requirements that the
                                                                                                     42 U.S.C. 3334, 4233, 4332, 7410 et seq.; 49
                                             the Governor. However, if the TIP                       U.S.C. 5303–5306, 5323(k); and 49 CFR                 Department ultimately determines to
                                             covers more than 4 years, the FHWA                      1.91(a) and 21.7(a).                                  revise or repeal. The former transition
                                             and the FTA will consider the projects                                                                        period was from June 9, 2017, to January
                                                                                                     [FR Doc. 2017–25762 Filed 11–28–17; 8:45 am]
                                             in the additional years as informational.                                                                     1, 2018. The new transition period ends
                                                                                                     BILLING CODE 4910–22–P
                                             The MPO may update the TIP more                                                                               on July 1, 2019, rather than on January
                                             frequently, but the cycle for updating                                                                        1, 2018. The amendments to these
                                             the TIP must be compatible with the                                                                           exemptions affect participants and
                                                                                                     DEPARTMENT OF LABOR                                   beneficiaries of plans, IRA owners and
                                             STIP development and approval
                                             process. The TIP expires when the                                                                             fiduciaries with respect to such plans
                                                                                                     Employee Benefits Security                            and IRAs.
                                             FHWA/FTA approval of the STIP                           Administration
                                             expires. Copies of any updated or                                                                             DATES: This document extends the
                                             revised TIPs must be provided to the                                                                          special transition period under sections
                                                                                                     29 CFR Part 2550
                                             FHWA and the FTA. In nonattainment                                                                            II and IX of the Best Interest Contract
                                             and maintenance areas subject to                        [Application Number D–11712; D–11713;                 Exemption and section VII of the Class
                                             transportation conformity requirements,                 D–11850]                                              Exemption for Principal Transactions in
                                             the FHWA and the FTA, as well as the                    ZRIN 1210–ZA27                                        Certain Assets between Investment
                                             MPO, must make a conformity                                                                                   Advice Fiduciaries and Employee
                                             determination on any updated or                         18-Month Extension of Transition                      Benefit Plans and IRAs (82 FR 16902) to
                                             amended TIP, in accordance with the                     Period and Delay of Applicability                     July 1, 2019, and delays the
                                             Clean Air Act requirements and the                      Dates; Best Interest Contract                         applicability of certain amendments to
                                             EPA’s transportation conformity                         Exemption (PTE 2016–01); Class                        Prohibited Transaction Exemption 84–
                                             regulations (40 CFR part 93, subpart A).                Exemption for Principal Transactions                  24 from January 1, 2018 (82 FR 16902)
                                             *      *    *    *     *                                in Certain Assets Between Investment                  until July 1, 2019. See Section G of the
                                                                                                     Advice Fiduciaries and Employee                       SUPPLEMENTARY INFORMATION section for
                                             § 450.328   [Amended]                                   Benefit Plans and IRAs (PTE 2016–02);                 a list of dates for the amendments to the
                                                                                                     Prohibited Transaction Exemption                      prohibited transaction exemptions.
                                             ■ 14. Amend § 450.328 by removing
                                             ‘‘MPO(s)’’ and adding in its place                      84–24 for Certain Transactions                        FOR FURTHER INFORMATION CONTACT:
                                             ‘‘MPO’’ wherever it occurs.                             Involving Insurance Agents and                        Brian Shiker or Susan Wilker, telephone
                                                                                                     Brokers, Pension Consultants,                         (202) 693–8824, Office of Exemption
                                             § 450.330   [Amended]                                   Insurance Companies, and Investment                   Determinations, Employee Benefits
                                             ■ 15. Amend § 450.330 in paragraphs (a)                 Company Principal Underwriters (PTE                   Security Administration.
                                             and (c) by removing ‘‘MPO(s)’’ and                      84–24)                                                SUPPLEMENTARY INFORMATION:
                                             adding in its place ‘‘MPO’’ wherever it                 AGENCY:  Employee Benefits Security                   A. Procedural Background
                                             occurs.                                                 Administration, Labor.
                                                                                                                                                           ERISA & the 1975 Regulation
                                             § 450.332   [Amended]                                   ACTION: Extension of the transition
                                                                                                     period for PTE amendments.                              Section 3(21)(A)(ii) of the Employee
                                             ■ 16. Amend § 450.332 in paragraphs (b)                                                                       Retirement Income Security Act of 1974,
                                             and (c) by removing ‘‘MPO(s)’’ and                      SUMMARY:   This document extends the                  as amended (ERISA), in relevant part
                                             adding in its place ‘‘MPO’’ wherever it                 special transition period under sections              provides that a person is a fiduciary
                                             occurs.                                                 II and IX of the Best Interest Contract               with respect to a plan to the extent he
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                                                                                                     Exemption and section VII of the Class                or she renders investment advice for a
                                             § 450.334   [Amended]
                                                                                                     Exemption for Principal Transactions in               fee or other compensation, direct or
                                             ■ 17. Amend § 450.334 as follows:                       Certain Assets between Investment                     indirect, with respect to any moneys or
                                             ■ a. In paragraph (a), remove ‘‘MPO(s)’’                Advice Fiduciaries and Employee                       other property of such plan, or has any
                                             and add in its place ‘‘MPO’’; and                       Benefit Plans and IRAs for 18 months.                 authority or responsibility to do so.
                                             ■ b. In paragraph (c), remove ‘‘MPO(s)’’                This document also delays the                         Section 4975(e)(3)(B) of the Internal
                                             and add in its place ‘‘MPO’s’’.                         applicability of certain amendments to                Revenue Code (‘‘Code’’) has a parallel


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Document Created: 2017-11-29 01:26:13
Document Modified: 2017-11-29 01:26:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective on December 29, 2017.
ContactFor FHWA: Mr. Harlan W. Miller, Planning Oversight and Stewardship Team (HEPP-10), (202) 366-0847; or Ms. Janet Myers, Office of the Chief Counsel (HCC-30), (202) 366-2019. For FTA: Ms. Sherry Riklin, Office of Planning and Environment, (202) 366-5407; Mr. Dwayne Weeks, Office of Planning and Environment, (202) 493-0316; or Mr. Christopher Hall, Office of the Chief Counsel, (202) 366-5218. Both agencies are located at 1200 New Jersey Avenue SE., Washington, DC 20590. Office hours are from 8 a.m. to 4:30 p.m., ET for FHWA, and 9 a.m. to 5:30 p.m., ET for FTA, Monday through Friday, except Federal holidays.
FR Citation82 FR 56540 
CFR Citation23 CFR 450
49 CFR 613
CFR AssociatedGrant Programs-Transportation; Highway and Roads; Mass Transportation; Reporting and Recordkeeping Requirements and Highways and Roads

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