82_FR_57350 82 FR 57119 - Safety Standard Mandating ASTM F963 for Toys

82 FR 57119 - Safety Standard Mandating ASTM F963 for Toys

CONSUMER PRODUCT SAFETY COMMISSION

Federal Register Volume 82, Issue 231 (December 4, 2017)

Page Range57119-57123
FR Document2017-26009

Section 106 of the Consumer Product Safety Improvement Act (CPSIA) made ASTM F963-07[epsi]1, Standard Consumer Safety Specification for Toy Safety, a mandatory consumer product safety standard. That section also provides procedures for revisions to the standard. In accordance with these procedures, the Commission (CPSC or Commission) recently allowed the update to ASTM F963, ASTM F963-17, Standard Consumer Safety Specification for Toy Safety (ASTM F963-17), to become the mandatory toy standard, with one exception. This direct final rule incorporates by reference ASTM F963-17, with one exception, and updates the existing notice of requirements (NOR) that provides the criteria and process for Commission acceptance of accreditation of third party conformity assessment bodies for testing for ASTM F963 pursuant to the Consumer Product Safety Act (CPSA).

Federal Register, Volume 82 Issue 231 (Monday, December 4, 2017)
[Federal Register Volume 82, Number 231 (Monday, December 4, 2017)]
[Rules and Regulations]
[Pages 57119-57123]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-26009]


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CONSUMER PRODUCT SAFETY COMMISSION

[Docket No. CPSC-2017-0010]

16 CFR Parts 1112 and 1250


Safety Standard Mandating ASTM F963 for Toys

AGENCY: Consumer Product Safety Commission.

ACTION: Direct final rule.

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SUMMARY: Section 106 of the Consumer Product Safety Improvement Act 
(CPSIA) made ASTM F963-07[epsi]1, Standard Consumer Safety 
Specification for Toy Safety, a mandatory consumer product safety 
standard. That section also provides procedures for revisions to the 
standard. In accordance with these procedures, the Commission (CPSC or 
Commission) recently allowed the update to ASTM F963, ASTM F963-17, 
Standard Consumer Safety Specification for Toy Safety (ASTM F963-17), 
to become the mandatory toy standard, with one exception. This direct 
final rule incorporates by reference ASTM F963-17, with one exception, 
and updates the existing notice of requirements (NOR) that provides the 
criteria and process for Commission acceptance of accreditation of 
third party conformity assessment bodies for testing for ASTM F963 
pursuant to the Consumer Product Safety Act (CPSA).

DATES: The rule is effective on February 28, 2018, unless we receive 
significant adverse comment by January 3, 2018. If we receive timely 
significant adverse comment, we will publish notification in the 
Federal Register, withdrawing this direct final rule before its 
effective date. The incorporation by reference of the publication 
listed in this rule is approved by the Director of the Federal 
Register, as of February 28, 2018.

ADDRESSES: You may submit comments, identified by Docket No. CPSC-2017-
0010, by any of the following methods:
    Submit electronic comments in the following way:
    Federal eRulemaking Portal: http://www.regulations.gov. Follow the 
instructions for submitting comments. To ensure timely processing of 
comments, the Commission is no longer accepting comments submitted by 
electronic mail (email), except through www.regulations.gov.
    Submit written submissions in the following way:
    Mail/Hand delivery/Courier (for paper, disk, or CD-ROM 
submissions), preferably in five copies, to: Office of the Secretary, 
Consumer Product Safety Commission, Room 820, 4330 East West Highway, 
Bethesda, MD 20814; telephone (301) 504-7923.
    Instructions: All submissions received must include the agency name 
and docket number for this notice. All comments received may be posted 
without change, including any personal identifiers, contact 
information, or other personal information provided, to http://www.regulations.gov. Do not submit confidential business information, 
trade secret information, or other sensitive or protected information 
electronically. Such information should be submitted in writing.

FOR FURTHER INFORMATION CONTACT: For information related to the toy 
standard, contact: Carolyn T. Manley, Lead Compliance Officer, Office 
of Compliance and Field Operations, Consumer Product Safety Commission, 
4330 East West Highway, Bethesda, MD 20814-4408; telephone: 301-504-
7607; email: [email protected].

SUPPLEMENTARY INFORMATION:

A. Background

    Section 106 of the Consumer Product Safety Improvement Act of 2008. 
Section 106(a) of the CPSIA mandated that beginning on February 10, 
2009, ASTM F 963-07[epsi]1, Standard Consumer Safety Specifications for 
Toy Safety, \1\ shall be considered a mandatory consumer product safety 
standard issued by the CPSC. Public Law 110-314. Since ASTM F963 was 
first mandated in 2009, there have been three revisions, ASTM F963-08, 
ASTM F963-11, and ASTM F963-16. Currently, the provisions of ASTM F 
963-16 are considered consumer product safety standards issued by the 
Commission under section 9 of the CPSA. Under section 106(g) of the 
CPSIA, if ASTM proposes revisions to ASTM F963, ASTM must notify the 
Commission. The revised standard shall be considered to be a consumer 
product safety standard issued by the CPSC under section 9 of the CPSA 
(15 U.S.C. 2058), effective 180 days after the date on which ASTM 
notifies the Commission of the revision, unless, within 90 days after 
receiving that notice, the Commission notifies ASTM that it has 
determined that the proposed revision does not improve the safety of 
toys.
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    \1\ Except for section 4.2 and Annex 4 or any provision that 
restates or incorporates an existing mandatory standard or ban 
promulgated by the Commission or by statute.
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    Codification of Safety Standard Mandating ASTM F963 for Toys. As 
stated above, the CPSIA mandated provisions of ASTM F963 as a consumer 
product safety standard. Because this action took place by statute, the 
standard did not appear in the Code of Federal Regulations. On February 
2, 2017, the Commission published a direct final rule notifying the 
public that the Commission had allowed ASTM F963-16 to become the new 
CPSC standard and also incorporated that standard by reference at 16 
CFR part 1250. 82 FR 8989. Thus, when revisions of F963 become the new 
CPSC standard, the Commission will amend 16 CFR part 1250 to revise the 
reference to the ASTM standard. As explained below, the Commission is 
amending 16 CFR part 1250 to incorporate by reference ASTM F963-17, 
except for one provision.\2\
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    \2\ 16 CFR part 1250 continues to exclude from CPSC's mandatory 
standard certain provisions of ASTM F963 that the CPSIA excluded by 
statute.
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    Notification of Revisions. On September 1, 2017, ASTM notified the 
CPSC of ASTM's approval and publication of revisions to ASTM F963-17 in 
a revised standard approved on May 1, 2017, ASTM F963-17, Standard 
Consumer Safety Specification for Toy Safety. On November 27, 2017, the 
Commission voted \3\ to allow the

[[Page 57120]]

provisions of ASTM F963-17 to become the CPSC mandatory toy standard, 
with one exception. As discussed below, the Commission has reviewed the 
differences between ASTM F963-16 and ASTM F963-17 (the revised toy 
standard).
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    \3\ The Commission voted 3-1 to publish this direct final rule 
in the Federal Register. Commissioners Robert S. Adler, Marietta S. 
Robinson, and Elliot F. Kaye voted to publish this direct final 
rule. Acting Chairman Anne Marie Buerkle voted to allow ASTM F963-
17, as published by ASTM, to become CPSC's mandatory standard and 
publish a direct final rule in the Federal Register reflecting 
approval of the standard as published by ASTM.
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B. Revisions to the ASTM Standard

    ASTM F963-17 contains various grammatical corrections, editorial 
corrections, and substantive changes to provisions concerning 
projectiles and sound-producing toys. The 2017 revision was published 
less than 1 year after ASTM F963-16 to correct some of the drafting 
errors found in ASTM F963-16. In particular, ASTM notified CPSC staff 
of negative consequences of a 2016 drafting error. In response, CPSC 
used enforcement discretion in March 2017, regarding testing and 
certification requirements in one section of ASTM F963-16 that 
concerned low-energy projectiles with stored energy.
    The changes from ASTM F963-16 to ASTM F963-17 are summarized below:
     Scope: Minor editorial changes only.
     Referenced documents: Nine new references were added that 
were mostly related to microbiological guidelines.
     Terminology: One definition was removed, one definition 
was clarified, and one definition was changed editorially.
     Safety Requirements: One substantive clarification was 
made to section 4.21.2, Projectiles Toys with Stored Energy; one non-
substantive clarification was made to section 4.21.3, Projectiles Toys 
without Stored Energy; and one clarification was made to section 
4.21.3, Projectiles Toys without Stored Energy. One of the three 
clarifications (section 4.21.2) had been balloted and approved by the 
ASTM F15 Committee for Consumer Products for inclusion in the 2016 
version, but the wording in section 4.21.2.3 was inadvertently omitted 
in the test method associated with kinetic energy (KE) of stored energy 
projectiles in the ASTM F963-16 revision.
     Labeling Requirements: Minor editorial changes only.
     Instructional Literature: Minor editorial changes only.
     Test Methods: An additional sentence was added to the 
sound-producing toys test method in Section 8.20.1.5 (5). This sentence 
functionally exempts pull/push toys from the A-weighted maximum sound 
pressure level (LAFmax) requirement. As explained below, the 
Commission is not including this language in the mandatory standard.
     Annex: The rationale was added addressing the new language 
in 4.21.2.3 for projectiles with stored energy.
    The majority of the editorial revisions changed the word ``must'' 
to ``shall,'' which brings the revised standard in line with ASTM's 
current preferred language. In addition, new reference documents, 
references to tables/figures, and other editorial corrections were 
completed to fix known grammatical errors and incorrect references in 
the ASTM F963-16 version.
    Two changes were substantive in nature. The first change, relating 
to requirements for projectile toys (Section 4.21), was a clarification 
that will neither increase, nor decrease, safety. The Commission had 
anticipated this change. However, the second change, relating to sound-
producing toys, is substantive and reduces safety. This item was not 
balloted and was not reviewed by CPSC staff before ASTM published ASTM 
F963-17. ASTM added a sentence to the sound-producing toys test method 
in Section 8.20.1.5 (5) of ASTM F963-17 that functionally exempts push/
pull toys from the A-weighted maximum sound pressure level 
(LAFmax) requirement. The LAFmax is a measurement 
of continuous sound. Without the LAFmax requirement, push/
pull toys will only be subject to the LCpeak requirement, a 
requirement that is based on noise limits for impulse sounds (e.g., gun 
shots), not the continuous sounds, such as regular popping or clacking, 
which would be expected from push/pull toys. The Commission's 
interpretation that the LAFmax requirement applied to push/
pull toys in ASTM F963-16 is based on the text of the standard.
    The additional text added in ASTM F963-17 is a substantial change 
that reduces safety, because the additional text in Section 8.20.1.5 
(5) provides an exemption for push/pull toys to the LAFmax 
requirement, which did not exist in ASTM F963-16. If such toys are 
exempt from the LAFmax requirement, they would be allowed on 
the market, even though their continuous sound level is greater than 
the standard permits for other floor toys. The Commission finds that 
the addition of text in Section 8.20.1.5(5) related to sound-producing 
toy requirements will decrease safety by allowing toys that produce 
sound levels that exceed noise exposure limits by the National 
Institute of Occupational and Health (NIOSH).\4\ Staff concludes that 
the LAFmax exemption has a negative impact on safety. 
Additionally, the exemption will reduce harmonization with EN-71. See 
Tab A of the staff briefing package https://www.cpsc.gov/s3fs-public/Proposed%20Revision%20of%20ASTM%20F963%20Mandatory%20Toy%20Standard%20-%20November%2015%202017.pdf?Rqy8BAU21cW2qoESRe_DSqkDknOpDtBq for a more 
detailed discussion regarding the exemption's effect on safety.
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    \4\ ASTM F963 sound limit calculations are based on occupation 
exposure limits recommended by NIOSH.
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    Because addition of the text in Section 8.20.1.5(5) of ASTM F 963-
17 would not improve the safety of toys, the Commission determined that 
this provision should not be allowed to become part of CPSC's mandatory 
toy standard. The other changes are either editorial non-substantive 
changes that will not affect safety, or they are substantive changes 
that will improve safety. Thus, the Commission accepts all changes in 
ASTM F963-17, with the exception of the addition of text in Section 
8.20.1.5 (5) because it reduces safety.

C. Incorporation by Reference

    Although ASTM F963-17 is mandatory by operation of statute, the 
Commission has incorporated by reference ASTM F963 in the Code of 
Federal Regulations (CFR) to indicate that ASTM F963 is a CPSC 
mandatory standard.
    The Office of the Federal Register (OFR) has regulations concerning 
incorporation by reference. 1 CFR part 51. Under these regulations, 
agencies must discuss, in the preamble to the final rule, ways that the 
materials the agency incorporates by reference are reasonably available 
to interested persons and how interested parties can obtain the 
materials. In addition, the preamble to the final rule must summarize 
the material. 1 CFR 51.5(b).
    In accordance with the OFR's requirements, section B of this 
preamble summarizes the ASTM F963-17 standard that the Commission 
incorporates by reference into 16 CFR part 1250. The standard is 
reasonably available to interested parties, and interested parties may 
purchase a copy of the standard from ASTM International, 100 Barr 
Harbor Drive, P.O. Box C700, West Conshohocken, PA 19428-2959 USA; 
phone: 610-832-9585; http://www.astm.org/. A copy of the standard can 
also be inspected at CPSC's Office of the Secretary, U.S.

[[Page 57121]]

Consumer Product Safety Commission, Room 820, 4330 East West Highway, 
Bethesda, MD 20814, telephone 301-504-7923.

D. Certification

    Section 14(a) of the CPSA imposes the requirement that products 
subject to a consumer product safety rule under the CPSA, or to a 
similar rule, ban, standard, or regulation under any other act enforced 
by the Commission, be certified as complying with all applicable CPSC 
requirements. 15 U.S.C. 2063(a). Such certification must be based on a 
test of each product, or on a reasonable testing program or, for 
children's products, on tests on a sufficient number of samples by a 
third party conformity assessment body accredited by the Commission to 
test according to the applicable requirements. As noted in the 
preceding discussion, standards issued under section 106(f)(1)(B) are 
``consumer product safety standards.'' Thus, they are subject to the 
testing and certification requirements of section 14 of the CPSA.
    Because toys are children's products, samples of these products 
must be tested by a third party conformity assessment body whose 
accreditation has been accepted by the Commission. These products also 
must comply with all other applicable CPSC requirements, such as the 
lead content requirements of section 101 of the CPSIA, the phthalates 
prohibitions of section 106 of the CPSIA, and the tracking label 
requirement in section 14(a)(5) of the CPSA.

E. Notice of Requirements

    In accordance with section 14(a)(3)(B)(vi) of the CPSA, the 
Commission has previously published three NORs for accreditation of 
third party conformity assessment bodies for testing toys (76 FR 46598 
(Aug. 3, 2011), 78 FR 15836 (March 12, 2013), and 82 FR 8989 (February 
2, 2017)). The last NOR provided the criteria and process for our 
acceptance of accreditation of third party conformity assessment bodies 
for testing toys to ASTM F963-16. The NOR for ASTM F963-16 is listed in 
the Commission's rule, ``Requirements Pertaining to Third Party 
Conformity Assessment Bodies.'' 16 CFR part 1112.
    The previous NOR for the toy safety standard included 37 sections 
from ASTM F963-16 that required third party testing.
    Certain provisions of ASTM F963-17 do not require third party 
testing as was the case in the previous NORs issued for ASTM F963. The 
ASTM F963-17 provisions that do not require third party testing are in 
the following areas:
     Any provision of ASTM F963 that section 106 of the CPSIA 
excepted from being a mandatory consumer product safety standards 
issued by the Commission. The CPSIA also excepted from ASTM F963, any 
provision that restates or incorporates an existing mandatory standard 
or ban promulgated by the Commission or by statute. In addition, the 
CPSIA excepted provisions from ASTM F963 that restate or incorporate a 
regulation promulgated by the Food and Drug Administration or any 
statute administered by the U.S. Food and Drug Administration. Section 
4, Public Law 112-28, Aug 12, 2011.
     Those sections of ASTM F963-17 that pertain to the 
manufacturing process and, thus, cannot be evaluated meaningfully by a 
test of the finished product (e.g., the purified water provision at 
section 4.3.6.1).
     Those provisions of ASTM F963-17 with requirements for 
labeling, instructional literature, or producer's markings.
     Those provision in ASTM F963-17 that sets a limit for a DI 
(2-ethylhexyl) phthalate in pacifiers, rattles, and teethers. This 
section is excepted from third party testing because section 108 of the 
CPSIA sets limits for this and other phthalates that are more stringent 
than this requirement in ASTM F963-17.
    This latest revision of the toy safety standard, ASTM F963-17, had 
a much shorter period between revisions than is typical. In the earlier 
revisions, the transition period for CPSC acceptance of laboratory 
accreditation and the certification effective dates allowed adequate 
time for laboratories to update their accreditations to the latest 
standard. The revisions in earlier versions of the standard typically 
included several substantive changes in test requirements and testing 
methods. This is not the case when comparing ASTM F963-17 to ASTM F963-
16. In response to the directions in the ASTM F963-16 NOR, testing 
laboratories began working with their accreditation bodies to update 
their scope of accreditation to include references to ASTM F963-16.
    Since issuance of the ASTM F963-16 NOR, the CPSC has accepted 
applications from more than 100 testing laboratories for sections in 
ASTM F963-16 and posted the information for each laboratory on the CPSC 
Web site. However, there are still more than 100 CPSC-accepted 
laboratories that are listed only for ASTM F963-11 and have not yet 
updated their accreditation scope to include ASTM F963-16. Many of 
these laboratories may be in the process of updating their 
accreditation scope to ASTM F963-16. Other laboratories may be waiting 
on Commission action regarding adoption of ASTM F963-17 and the NOR for 
ASTM F963-17.
    To address the transition just described, the Commission is 
permitting acceptance of testing that supports ASTM F963-17 
certification, and acceptance of laboratory accreditation that take 
into account testing laboratories that are already CPSC-accepted for 
testing to relevant sections in ASTM F963-16, ASTM F963-11, and ASTM 
F963-07[egr]\1\ Section 4.27, as described below.

1. CPSC Automatically Accepts Laboratories for ASTM F963-17, if the 
Laboratories Are CPSC-Accepted to ASTM F963-16

    The CPSC's online laboratory application and Web site listing for 
testing laboratories that have been CPSC-accepted to sections in ASTM 
F963-16 will be modified to show CPSC-acceptance to ``ASTM F963-16/ASTM 
F963-17.'' For example, CPSC-accepted laboratories currently listed on 
the CPSC Web site for:

 4.6 (ASTM F963-16), Small Objects
 4.7 (ASTM F963-16), Accessible Edges
 4.8 (ASTM F963-16), Projections
will be changed on the CPSC Web site to read:

 4.6 (ASTM F963-16/ASTM F963-17), Small Objects
 4.7 (ASTM F963-16/ASTM F963-17), Accessible Edges
 4.8 (ASTM F963-16/ASTM F963-17), Projections

This will accommodate laboratories that updated their accreditation 
scope and received CPSC acceptance shortly after issuance of the ASTM 
F963-16 NOR.
    For laboratories that are accredited to ASTM F963-11 and that have 
not yet updated their scope to later versions, they may elect scope 
revisions to reflect ASTM F963-16 or ASTM F963-17, or both. When these 
laboratories apply to the CPSC, the CPSC will accept references to 
either the -16 or -17 version, and the lab will be listed on the CPSC 
Web site for ``4.x (ASTM F963-16/ASTM F963-17).''
    This will provide an equitable approach for all the third party 
laboratories that applied and were CPSC-accepted for sections in ASTM 
F963-16 and for testing laboratories that are currently working with 
their accreditation bodies to update the ASTM F963 references in their 
accreditation scope. In addition, this will allow laboratories that are 
CPSC-

[[Page 57122]]

listed for ``ASTM F963-16/ASTM F963-17'' to conduct testing to support 
certification to the -16 and -17 versions ASTM F963.

2. Maintain the Interim Allowance for Laboratories Accredited to ASTM 
F963-11 To Test for ASTM F963-16 and ASTM F963-17

    The NOR for ASTM F963-16 that was issued on February 2, 2017 (82 FR 
8989), provided a transition period for CPSC-accepted labs to support 
certification testing to ASTM F963-16. During the transition period, 
CPSC will accept ASTM F963-16 testing results by test laboratories that 
are CPSC-accepted to ASTM F963-11 sections, or ASTM F963-07[egr]\1\ 
section 4.27 for toy chests, for a period not to exceed 2 years. The 2-
year period ends on February 4, 2019. This allowance was to provide 
adequate time for testing laboratories to work with their accreditation 
bodies, make official updates to their accreditation scope to include 
ASTM F963-16 sections, and submit applications to the CPSC. The ASTM 
F963-17 NOR will continue the transition period provided in the ASTM 
F963-16 NOR. The CPSC will accept ASTM F963-17 testing results by 
laboratories that are CPSC-accepted to ASTM sections in F963-11 (or 
4.27 of ASTM F963-07[egr]\1\) until February 4, 2019.
    The CPSC will open the application process for all sections of ASTM 
F963-17 when this direct final rule is published in the Federal 
Register as an amendment to 16 CFR part 1112. The CPSC is providing 
notice of these requirements through this direct final rule and through 
direct email to all current CPSC-accepted laboratories and their 
accreditation bodies. This process will avoid disruption to continuous 
third party testing to the toy safety standard and allow for a 
practicable transition from ASTM F963-11 to ASTM F963-16 to ASTM F963-
17 for testing laboratories, the toy industry, and other interested 
parties.

F. Direct Final Rule Process

    The Commission is issuing this rule as a direct final rule. 
Although the Administrative Procedure Act (APA) generally requires 
notice and comment rulemaking, section 553 of the APA provides an 
exception when the agency, for good cause, finds that notice and public 
procedure are ``impracticable, unnecessary, or contrary to the public 
interest.'' The Commission concludes that notice and comment is 
unnecessary because ASTM F963 automatically becomes a consumer product 
safety standard by operation of law. The Commission has voted to allow 
ASTM F963-17 to become the mandatory CPSC standard. Even without the 
incorporation by reference, ASTM F963-17, except for Section 8.20.1.5 
(5) and provisions the CPSIA excluded, will take effect as the new 
mandatory CPSC standard pursuant to section 106(g) of the CPSIA. This 
rule amends 16 CFR part 1250 to reflect the standard that CPSC has 
allowed under section 106(g) of the CPSIA. Because this document merely 
incorporates by reference a standard that takes effect by operation of 
statute, public comment could not affect the changes to the standard or 
the effect of the revised standard as a consumer product safety 
standard under section 106(g) of the CPSIA. The rule also updates the 
corresponding provisions of the NOR for ASTM F963 in part 1112 to 
reflect the revision to the standard. The amendment to part 1112 does 
not establish substantive requirements, but updates the criteria and 
process for CPSC's acceptance of accreditation of third party 
conformity assessment bodies for testing toys under the revised ASTM 
F963 standard. Therefore, the Commission concludes that public comment 
is not necessary.
    The Commission believes that issuing a direct final rule in these 
circumstances is appropriate. In Recommendation 95-4, the 
Administrative Conference of the United States (ACUS) endorsed direct 
final rulemaking as an appropriate procedure to expedite promulgation 
of rules that are noncontroversial and that are not expected to 
generate significant adverse comment. See 60 FR 43108 (August 18, 
1995). ACUS also recommended using direct final rulemaking when an 
agency uses the ``unnecessary'' prong of the good cause exemption to 
notice and comment rulemaking. Consistent with the ACUS recommendation, 
the Commission is publishing this rule as a direct final rule because 
we do not believe comment is necessary and do not expect any 
significant adverse comments to the direct final rule.
    Unless we receive a significant adverse comment within 30 days, the 
rule will become effective on February 28, 2018. In accordance with 
ACUS's recommendation, the Commission considers a significant adverse 
comment to be one where the commenter explains why the rule revising 
the incorporation by reference would be inappropriate. We note that 
comments on the underlying substantive provisions of ASTM F963-17 are 
not considered significant adverse comments because those provisions 
are mandatory by operation of the statute, and therefore, the 
Commission cannot change them in response to comments. The Commission 
could only make changes to the way the incorporation by reference 
appears in the CFR.
    Should the Commission receive significant adverse comment, the 
Commission would withdraw this direct final rule. Depending on the 
comments and other circumstances, the Commission may then incorporate 
the adverse comment into a subsequent direct final rule or publish a 
notice of proposed rulemaking, providing an opportunity for public 
comment.

G. Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA) generally requires that 
agencies review proposed and final rules for their potential economic 
impact on small entities, including small businesses, and prepare 
regulatory flexibility analyses. 5 U.S.C. 603 and 604. The RFA applies 
to any rule that is subject to notice and comment procedures under 
section 553 of the APA. 5 U.S.C. 603 and 604. As explained above, the 
Commission has determined that notice and comment is not necessary for 
this direct final rule. We also note the limited nature of this 
document. The incorporation by reference of ASTM F963-17 and the update 
to the notice of requirements in part 1112 will not result in any 
substantive changes to the standard. Thus, the rule does not create new 
substantive obligations for any entity, including any small entity. 
Rather, with this action, the CFR will reflect the mandatory CPSC 
standard that takes effect under the CPSIA and will update the 
corresponding NOR provisions in 16 CFR part 1112.

H. Paperwork Reduction Act

    The toy standard contains information collection requirements under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). OMB has 
approved the collection of information for ASTM F963 under OMB Control 
No. 3041-0159.

I. Environmental Considerations

    The Commission's regulations provide a categorical exclusion for 
the Commission's rules from any requirement to prepare an environmental 
assessment or an environmental impact statement because they ``have 
little or no potential for affecting the human environment.'' 16 CFR 
1021.5(c)(2). This rule falls within the categorical exclusion, so no 
environmental assessment or environmental impact statement is required.

[[Page 57123]]

J. Preemption

    Section 26(a) of the CPSA, 15 U.S.C. 2075(a), provides that where a 
``consumer product safety standard under [the CPSA)]'' is in effect and 
applies to a product, no state or political subdivision of a state may 
either establish or continue in effect a requirement dealing with the 
same risk of injury, unless the state requirement is identical to the 
federal standard. Section 26(c) of the CPSA also provides that states 
or political subdivisions of states may apply to the Commission for an 
exemption from this preemption under certain circumstances.
    Section 106(f) of the CPSIA states that rules issued under that 
section ``shall be considered consumer product safety standards issued 
by the Commission under section of the Consumer Product Safety Act'' 
thus, implying that the preemptive effect of section 26(a) of the CPSA 
would apply. Therefore, a rule issued under section 106 of the CPSIA 
will invoke the preemptive effect of section 26(a) of the CPSA when it 
becomes effective.

K. Effective Date

    Under the procedure set forth in section 106(g) of the CPSIA, when 
ASTM revises ASTM F963, the revision becomes the CPSC standard within 
180 days of notification to the Commission, unless the Commission 
determines that the revision does not improve the safety of the 
product. In accordance with this provision, this rule establishes an 
effective date that is 180 days after we received notification from 
ASTM of revisions to the standard. As discussed in section F of this 
preamble, this is a direct final rule. Unless we receive a significant 
adverse comment within 30 days, the rule will become effective on 
February 28, 2018. Additionally, the effective date for the NOR is 
February 28, 2018, the same date that the provisions of ASTM F963-17 
become effective.

List of Subjects

16 CFR Part 1112

    Administrative practice and procedure, Audit, Consumer protection, 
Incorporation by reference, Reporting and recordkeeping requirements, 
Third party conformity assessment body.

16 CFR Part 1250

    Consumer protection, Imports, Incorporation by reference, Infants 
and children, Law enforcement, Safety, Toys.

    For the reasons discussed in the preamble, the Commission amends 16 
CFR chapter II, as follows:

PART 1112--REQUIREMENTS PERTAINING TO THIRD PARTY CONFORMITY 
ASSESSMENT BODIES

0
1. The authority citation for part 1112 continues to read as follows:

    Authority: 15 U.S.C. 2063; Pub. L. 110-314, section 3, 122 Stat. 
3016, 3017 (2008).


0
2. Amend Sec.  1112.15 by:
0
a. Revising the introductory text to paragraph (b)(32);
0
b. Revising paragraph (b)(32)(ii); and
0
c. Revising paragraph (c)(1)(ii).
    The revisions read as follows:


Sec.  1112.15   When can a third party conformity assessment body apply 
for CPSC acceptance for a particular CPSC rule or test method?

* * * * *
    (b) * * *
    (32) 16 CFR part 1250, safety standard for toys. The CPSC only 
requires certain provisions of ASTM F963-17 to be subject to third 
party testing; and therefore, the CPSC only accepts the accreditation 
of third party conformity assessment bodies for testing under the 
following toy safety standards:
* * * * *
    (ii) ASTM F963-17:
* * * * *
    (c) * * *
    (1) * * *
    (ii) ASTM F963-17, ``Standard Consumer Safety Specification for Toy 
Safety,'' May 1, 2017.
* * * * *

PART 1250--SAFETY STANDARD MANDATING ASTM F963 FOR TOYS

0
3. The authority citation for part 1250 continues to read as follows:

    Authority: Pub. L. 110-314, sec. 106, 122 Stat. 3016 (August 14, 
2008); Pub. L. 112-28, 125 Stat. 273 (August 12, 2011).

0
4. Amend Sec.  1250.2 by:
0
a. Revising paragraph (a); and
0
b. Adding paragraph (c).
    The revisions and additions read as follows:


Sec.  1250.2  Requirements for toy safety.

    (a) Except as provided for in paragraphs (b) and (c) of this 
section, toys must comply with the provisions of ASTM F963-17, Standard 
Consumer Safety Specification for Toy Safety, approved May 1, 2017. The 
Director of the Federal Register approves the incorporation by 
reference listed in this section in accordance with 5 U.S.C. 552(a) and 
1 CFR part 51. You may obtain a copy of this ASTM standard from ASTM 
International, 100 Barr Harbor Drive, P.O. Box C700, West Conshohocken, 
PA 19428-2959 USA; phone: 610-832-9585; http://www.astm.org/. You may 
inspect a copy at the Office of the Secretary, U.S. Consumer Product 
Safety Commission, Room 820, 4330 East West Highway, Bethesda, MD 
20814, telephone 301-504-7923, or at the National Archives and Records 
Administration (NARA). For information on the availability of this 
material at NARA, call 202-741-6030, or go to: http://www.archives.gov/federal_register/code_of_federalregulations/ibr_locations.html.
* * * * *
    (c) Instead of complying with section 8.20.1.5(5) of ASTM F963-17, 
comply with the following:
    (1) Floor and tabletop toys that move, where the sound is caused as 
a result of the movement imparted on the toy (for example, a noise 
making mechanism attached to an axle of a toy vehicle) shall be tested 
using the method for push and pull toys. In addition to the C-weighted 
peak measurement maximum A-weighted sound pressure level, 
LAFmax, shall be made and compared to the requirements of 
4.5.1.2.
    (2) [Reserved]

Alberta E. Mills,
Acting Secretary, U.S. Consumer Product Safety Commission.
[FR Doc. 2017-26009 Filed 12-1-17; 8:45 am]
 BILLING CODE 6355-01-P



                                                                Federal Register / Vol. 82, No. 231 / Monday, December 4, 2017 / Rules and Regulations                                                       57119

                                              AIRAC date         State                   City                                 Airport                  FDC No.      FDC date                    Subject

                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/3400       11/6/17    ILS OR LOC RWY 29, Amdt 6C.
                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/3401       11/6/17    RNAV (GPS) RWY 24, Amdt 1.
                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/3402       11/6/17    RNAV (GPS) RWY 6, Orig.
                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/3403       11/6/17    RNAV (GPS) RWY 11, Orig.
                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/3404       11/6/17    RNAV (GPS) RWY 29, Amdt 1.
                                             4–Jan–18   .....    KS       Pittsburg ...........................   Atkinson Muni ..................        7/4229       11/6/17    RNAV (GPS) RWY 4, Amdt 1D.
                                             4–Jan–18   .....    IL       Mattoon/Charleston ..........           Coles County Memorial ...               7/8801       11/6/17    VOR RWY 24, Amdt 11A.



                                             [FR Doc. 2017–25838 Filed 12–1–17; 8:45 am]                       Federal eRulemaking Portal: http://                  revisions, ASTM F963–08, ASTM F963–
                                             BILLING CODE 4910–13–P                                         www.regulations.gov. Follow the                         11, and ASTM F963–16. Currently, the
                                                                                                            instructions for submitting comments.                   provisions of ASTM F 963–16 are
                                                                                                            To ensure timely processing of                          considered consumer product safety
                                             CONSUMER PRODUCT SAFETY                                        comments, the Commission is no longer                   standards issued by the Commission
                                             COMMISSION                                                     accepting comments submitted by                         under section 9 of the CPSA. Under
                                                                                                            electronic mail (email), except through                 section 106(g) of the CPSIA, if ASTM
                                             [Docket No. CPSC–2017–0010]                                                                                            proposes revisions to ASTM F963,
                                                                                                            www.regulations.gov.
                                                                                                               Submit written submissions in the                    ASTM must notify the Commission. The
                                             16 CFR Parts 1112 and 1250
                                                                                                            following way:                                          revised standard shall be considered to
                                             Safety Standard Mandating ASTM F963                               Mail/Hand delivery/Courier (for                      be a consumer product safety standard
                                             for Toys                                                       paper, disk, or CD–ROM submissions),                    issued by the CPSC under section 9 of
                                                                                                            preferably in five copies, to: Office of the            the CPSA (15 U.S.C. 2058), effective 180
                                             AGENCY: Consumer Product Safety                                Secretary, Consumer Product Safety                      days after the date on which ASTM
                                             Commission.                                                    Commission, Room 820, 4330 East West                    notifies the Commission of the revision,
                                             ACTION: Direct final rule.                                     Highway, Bethesda, MD 20814;                            unless, within 90 days after receiving
                                                                                                            telephone (301) 504–7923.                               that notice, the Commission notifies
                                             SUMMARY:   Section 106 of the Consumer                                                                                 ASTM that it has determined that the
                                                                                                               Instructions: All submissions received
                                             Product Safety Improvement Act                                                                                         proposed revision does not improve the
                                                                                                            must include the agency name and
                                             (CPSIA) made ASTM F963–07e1,                                                                                           safety of toys.
                                                                                                            docket number for this notice. All
                                             Standard Consumer Safety                                                                                                  Codification of Safety Standard
                                                                                                            comments received may be posted
                                             Specification for Toy Safety, a                                                                                        Mandating ASTM F963 for Toys. As
                                                                                                            without change, including any personal
                                             mandatory consumer product safety                                                                                      stated above, the CPSIA mandated
                                                                                                            identifiers, contact information, or other
                                             standard. That section also provides                                                                                   provisions of ASTM F963 as a consumer
                                                                                                            personal information provided, to
                                             procedures for revisions to the standard.                                                                              product safety standard. Because this
                                                                                                            http://www.regulations.gov. Do not
                                             In accordance with these procedures,                                                                                   action took place by statute, the
                                                                                                            submit confidential business
                                             the Commission (CPSC or Commission)                                                                                    standard did not appear in the Code of
                                                                                                            information, trade secret information, or
                                             recently allowed the update to ASTM                                                                                    Federal Regulations. On February 2,
                                                                                                            other sensitive or protected information
                                             F963, ASTM F963–17, Standard                                                                                           2017, the Commission published a
                                                                                                            electronically. Such information should
                                             Consumer Safety Specification for Toy                                                                                  direct final rule notifying the public that
                                                                                                            be submitted in writing.
                                             Safety (ASTM F963–17), to become the                                                                                   the Commission had allowed ASTM
                                             mandatory toy standard, with one                               FOR FURTHER INFORMATION CONTACT: For
                                                                                                                                                                    F963–16 to become the new CPSC
                                             exception. This direct final rule                              information related to the toy standard,
                                                                                                                                                                    standard and also incorporated that
                                             incorporates by reference ASTM F963–                           contact: Carolyn T. Manley, Lead
                                                                                                                                                                    standard by reference at 16 CFR part
                                             17, with one exception, and updates the                        Compliance Officer, Office of
                                                                                                                                                                    1250. 82 FR 8989. Thus, when revisions
                                             existing notice of requirements (NOR)                          Compliance and Field Operations,
                                                                                                                                                                    of F963 become the new CPSC standard,
                                             that provides the criteria and process for                     Consumer Product Safety Commission,
                                                                                                                                                                    the Commission will amend 16 CFR part
                                             Commission acceptance of accreditation                         4330 East West Highway, Bethesda, MD
                                                                                                                                                                    1250 to revise the reference to the
                                             of third party conformity assessment                           20814–4408; telephone: 301–504–7607;
                                                                                                                                                                    ASTM standard. As explained below,
                                             bodies for testing for ASTM F963                               email: cmanley@cpsc.gov.
                                                                                                                                                                    the Commission is amending 16 CFR
                                             pursuant to the Consumer Product                               SUPPLEMENTARY INFORMATION:                              part 1250 to incorporate by reference
                                             Safety Act (CPSA).                                             A. Background                                           ASTM F963–17, except for one
                                             DATES: The rule is effective on February                                                                               provision.2
                                             28, 2018, unless we receive significant                           Section 106 of the Consumer Product                     Notification of Revisions. On
                                             adverse comment by January 3, 2018. If                         Safety Improvement Act of 2008.                         September 1, 2017, ASTM notified the
                                             we receive timely significant adverse                          Section 106(a) of the CPSIA mandated                    CPSC of ASTM’s approval and
                                             comment, we will publish notification                          that beginning on February 10, 2009,                    publication of revisions to ASTM F963–
                                             in the Federal Register, withdrawing                           ASTM F 963–07e1, Standard Consumer                      17 in a revised standard approved on
                                             this direct final rule before its effective                    Safety Specifications for Toy Safety, 1                 May 1, 2017, ASTM F963–17, Standard
                                             date. The incorporation by reference of                        shall be considered a mandatory                         Consumer Safety Specification for Toy
                                             the publication listed in this rule is                         consumer product safety standard                        Safety. On November 27, 2017, the
                                             approved by the Director of the Federal                        issued by the CPSC. Public Law 110–                     Commission voted 3 to allow the
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                                             Register, as of February 28, 2018.                             314. Since ASTM F963 was first
                                             ADDRESSES: You may submit comments,
                                                                                                            mandated in 2009, there have been three                   2 16 CFR part 1250 continues to exclude from

                                                                                                                                                                    CPSC’s mandatory standard certain provisions of
                                             identified by Docket No. CPSC–2017–                              1 Except for section 4.2 and Annex 4 or any           ASTM F963 that the CPSIA excluded by statute.
                                             0010, by any of the following methods:                         provision that restates or incorporates an existing       3 The Commission voted 3–1 to publish this
                                               Submit electronic comments in the                            mandatory standard or ban promulgated by the            direct final rule in the Federal Register.
                                             following way:                                                 Commission or by statute.                                                                        Continued




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                                             57120            Federal Register / Vol. 82, No. 231 / Monday, December 4, 2017 / Rules and Regulations

                                             provisions of ASTM F963–17 to become                    8.20.1.5 (5). This sentence functionally              of Occupational and Health (NIOSH).4
                                             the CPSC mandatory toy standard, with                   exempts pull/push toys from the A-                    Staff concludes that the LAFmax
                                             one exception. As discussed below, the                  weighted maximum sound pressure                       exemption has a negative impact on
                                             Commission has reviewed the                             level (LAFmax) requirement. As explained              safety. Additionally, the exemption will
                                             differences between ASTM F963–16 and                    below, the Commission is not including                reduce harmonization with EN–71. See
                                             ASTM F963–17 (the revised toy                           this language in the mandatory                        Tab A of the staff briefing package
                                             standard).                                              standard.                                             https://www.cpsc.gov/s3fs-public/
                                                                                                        • Annex: The rationale was added                   Proposed%20Revision%20of%20ASTM
                                             B. Revisions to the ASTM Standard                       addressing the new language in 4.21.2.3               %20F963%20Mandatory%20Toy%20
                                                ASTM F963–17 contains various                        for projectiles with stored energy.                   Standard%20-%20November%2015
                                             grammatical corrections, editorial                         The majority of the editorial revisions            %202017.pdf?Rqy8BAU21cW2qoESRe_
                                             corrections, and substantive changes to                 changed the word ‘‘must’’ to ‘‘shall,’’               DSqkDknOpDtBq for a more detailed
                                             provisions concerning projectiles and                   which brings the revised standard in                  discussion regarding the exemption’s
                                             sound-producing toys. The 2017                          line with ASTM’s current preferred                    effect on safety.
                                             revision was published less than 1 year                 language. In addition, new reference                     Because addition of the text in
                                             after ASTM F963–16 to correct some of                   documents, references to tables/figures,              Section 8.20.1.5(5) of ASTM F 963–17
                                             the drafting errors found in ASTM                       and other editorial corrections were                  would not improve the safety of toys,
                                             F963–16. In particular, ASTM notified                   completed to fix known grammatical                    the Commission determined that this
                                             CPSC staff of negative consequences of                  errors and incorrect references in the                provision should not be allowed to
                                             a 2016 drafting error. In response, CPSC                ASTM F963–16 version.                                 become part of CPSC’s mandatory toy
                                             used enforcement discretion in March                       Two changes were substantive in                    standard. The other changes are either
                                             2017, regarding testing and certification               nature. The first change, relating to                 editorial non-substantive changes that
                                             requirements in one section of ASTM                     requirements for projectile toys (Section             will not affect safety, or they are
                                             F963–16 that concerned low-energy                       4.21), was a clarification that will                  substantive changes that will improve
                                             projectiles with stored energy.                         neither increase, nor decrease, safety.               safety. Thus, the Commission accepts all
                                                The changes from ASTM F963–16 to                     The Commission had anticipated this                   changes in ASTM F963–17, with the
                                             ASTM F963–17 are summarized below:                      change. However, the second change,                   exception of the addition of text in
                                                • Scope: Minor editorial changes                     relating to sound-producing toys, is                  Section 8.20.1.5 (5) because it reduces
                                             only.                                                   substantive and reduces safety. This                  safety.
                                                • Referenced documents: Nine new                     item was not balloted and was not
                                             references were added that were mostly                  reviewed by CPSC staff before ASTM                    C. Incorporation by Reference
                                             related to microbiological guidelines.                  published ASTM F963–17. ASTM                             Although ASTM F963–17 is
                                                • Terminology: One definition was                    added a sentence to the sound-                        mandatory by operation of statute, the
                                             removed, one definition was clarified,                  producing toys test method in Section                 Commission has incorporated by
                                             and one definition was changed                          8.20.1.5 (5) of ASTM F963–17 that                     reference ASTM F963 in the Code of
                                             editorially.                                            functionally exempts push/pull toys                   Federal Regulations (CFR) to indicate
                                                • Safety Requirements: One                           from the A-weighted maximum sound                     that ASTM F963 is a CPSC mandatory
                                             substantive clarification was made to                   pressure level (LAFmax) requirement. The              standard.
                                             section 4.21.2, Projectiles Toys with                   LAFmax is a measurement of continuous                    The Office of the Federal Register
                                             Stored Energy; one non-substantive                      sound. Without the LAFmax requirement,                (OFR) has regulations concerning
                                             clarification was made to section 4.21.3,               push/pull toys will only be subject to                incorporation by reference. 1 CFR part
                                             Projectiles Toys without Stored Energy;                 the LCpeak requirement, a requirement                 51. Under these regulations, agencies
                                             and one clarification was made to                       that is based on noise limits for impulse             must discuss, in the preamble to the
                                             section 4.21.3, Projectiles Toys without                sounds (e.g., gun shots), not the                     final rule, ways that the materials the
                                             Stored Energy. One of the three                         continuous sounds, such as regular                    agency incorporates by reference are
                                             clarifications (section 4.21.2) had been                popping or clacking, which would be                   reasonably available to interested
                                             balloted and approved by the ASTM                       expected from push/pull toys. The                     persons and how interested parties can
                                             F15 Committee for Consumer Products                     Commission’s interpretation that the                  obtain the materials. In addition, the
                                             for inclusion in the 2016 version, but                  LAFmax requirement applied to push/pull               preamble to the final rule must
                                             the wording in section 4.21.2.3 was                     toys in ASTM F963–16 is based on the                  summarize the material. 1 CFR 51.5(b).
                                             inadvertently omitted in the test method                text of the standard.                                    In accordance with the OFR’s
                                                                                                        The additional text added in ASTM                  requirements, section B of this preamble
                                             associated with kinetic energy (KE) of
                                                                                                     F963–17 is a substantial change that                  summarizes the ASTM F963–17
                                             stored energy projectiles in the ASTM
                                                                                                     reduces safety, because the additional                standard that the Commission
                                             F963–16 revision.
                                                                                                     text in Section 8.20.1.5 (5) provides an
                                                • Labeling Requirements: Minor                                                                             incorporates by reference into 16 CFR
                                                                                                     exemption for push/pull toys to the                   part 1250. The standard is reasonably
                                             editorial changes only.
                                                                                                     LAFmax requirement, which did not exist
                                                • Instructional Literature: Minor                                                                          available to interested parties, and
                                                                                                     in ASTM F963–16. If such toys are                     interested parties may purchase a copy
                                             editorial changes only.
                                                • Test Methods: An additional                        exempt from the LAFmax requirement,                   of the standard from ASTM
                                             sentence was added to the sound-                        they would be allowed on the market,                  International, 100 Barr Harbor Drive,
                                             producing toys test method in Section                   even though their continuous sound                    P.O. Box C700, West Conshohocken, PA
                                                                                                     level is greater than the standard                    19428–2959 USA; phone: 610–832–
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                                             Commissioners Robert S. Adler, Marietta S.
                                                                                                     permits for other floor toys. The                     9585; http://www.astm.org/. A copy of
                                             Robinson, and Elliot F. Kaye voted to publish this      Commission finds that the addition of                 the standard can also be inspected at
                                             direct final rule. Acting Chairman Anne Marie           text in Section 8.20.1.5(5) related to                CPSC’s Office of the Secretary, U.S.
                                             Buerkle voted to allow ASTM F963–17, as                 sound-producing toy requirements will
                                             published by ASTM, to become CPSC’s mandatory
                                             standard and publish a direct final rule in the
                                                                                                     decrease safety by allowing toys that                   4 ASTM F963 sound limit calculations are based

                                             Federal Register reflecting approval of the standard    produce sound levels that exceed noise                on occupation exposure limits recommended by
                                             as published by ASTM.                                   exposure limits by the National Institute             NIOSH.



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                                                              Federal Register / Vol. 82, No. 231 / Monday, December 4, 2017 / Rules and Regulations                                         57121

                                             Consumer Product Safety Commission,                     provisions that do not require third                  process of updating their accreditation
                                             Room 820, 4330 East West Highway,                       party testing are in the following areas:             scope to ASTM F963–16. Other
                                             Bethesda, MD 20814, telephone 301–                         • Any provision of ASTM F963 that                  laboratories may be waiting on
                                             504–7923.                                               section 106 of the CPSIA excepted from                Commission action regarding adoption
                                                                                                     being a mandatory consumer product                    of ASTM F963–17 and the NOR for
                                             D. Certification                                        safety standards issued by the                        ASTM F963–17.
                                                Section 14(a) of the CPSA imposes the                Commission. The CPSIA also excepted                     To address the transition just
                                             requirement that products subject to a                  from ASTM F963, any provision that                    described, the Commission is permitting
                                             consumer product safety rule under the                  restates or incorporates an existing                  acceptance of testing that supports
                                             CPSA, or to a similar rule, ban,                        mandatory standard or ban promulgated                 ASTM F963–17 certification, and
                                             standard, or regulation under any other                 by the Commission or by statute. In                   acceptance of laboratory accreditation
                                             act enforced by the Commission, be                      addition, the CPSIA excepted provisions               that take into account testing
                                             certified as complying with all                         from ASTM F963 that restate or                        laboratories that are already CPSC-
                                             applicable CPSC requirements. 15                        incorporate a regulation promulgated by               accepted for testing to relevant sections
                                             U.S.C. 2063(a). Such certification must                 the Food and Drug Administration or                   in ASTM F963–16, ASTM F963–11, and
                                             be based on a test of each product, or                  any statute administered by the U.S.                  ASTM F963–07ε1 Section 4.27, as
                                             on a reasonable testing program or, for                 Food and Drug Administration. Section                 described below.
                                             children’s products, on tests on a                      4, Public Law 112–28, Aug 12, 2011.
                                             sufficient number of samples by a third                    • Those sections of ASTM F963–17                   1. CPSC Automatically Accepts
                                             party conformity assessment body                        that pertain to the manufacturing                     Laboratories for ASTM F963–17, if the
                                             accredited by the Commission to test                    process and, thus, cannot be evaluated                Laboratories Are CPSC-Accepted to
                                             according to the applicable                             meaningfully by a test of the finished                ASTM F963–16
                                             requirements. As noted in the preceding                 product (e.g., the purified water                        The CPSC’s online laboratory
                                             discussion, standards issued under                      provision at section 4.3.6.1).                        application and Web site listing for
                                             section 106(f)(1)(B) are ‘‘consumer                        • Those provisions of ASTM F963–17                 testing laboratories that have been
                                             product safety standards.’’ Thus, they                  with requirements for labeling,                       CPSC-accepted to sections in ASTM
                                             are subject to the testing and                          instructional literature, or producer’s               F963–16 will be modified to show
                                             certification requirements of section 14                markings.                                             CPSC-acceptance to ‘‘ASTM F963–16/
                                             of the CPSA.                                               • Those provision in ASTM F963–17                  ASTM F963–17.’’ For example, CPSC-
                                                Because toys are children’s products,                that sets a limit for a DI (2-ethylhexyl)             accepted laboratories currently listed on
                                             samples of these products must be                       phthalate in pacifiers, rattles, and                  the CPSC Web site for:
                                             tested by a third party conformity                      teethers. This section is excepted from
                                                                                                     third party testing because section 108               • 4.6 (ASTM F963–16), Small Objects
                                             assessment body whose accreditation                                                                           • 4.7 (ASTM F963–16), Accessible
                                             has been accepted by the Commission.                    of the CPSIA sets limits for this and
                                                                                                     other phthalates that are more stringent                 Edges
                                             These products also must comply with                                                                          • 4.8 (ASTM F963–16), Projections
                                             all other applicable CPSC requirements,                 than this requirement in ASTM F963–
                                                                                                     17.                                                   will be changed on the CPSC Web site
                                             such as the lead content requirements of                                                                      to read:
                                             section 101 of the CPSIA, the phthalates                   This latest revision of the toy safety
                                                                                                     standard, ASTM F963–17, had a much                    • 4.6 (ASTM F963–16/ASTM F963–17),
                                             prohibitions of section 106 of the
                                                                                                     shorter period between revisions than is                 Small Objects
                                             CPSIA, and the tracking label
                                                                                                     typical. In the earlier revisions, the                • 4.7 (ASTM F963–16/ASTM F963–17),
                                             requirement in section 14(a)(5) of the
                                                                                                     transition period for CPSC acceptance of                 Accessible Edges
                                             CPSA.
                                                                                                     laboratory accreditation and the                      • 4.8 (ASTM F963–16/ASTM F963–17),
                                             E. Notice of Requirements                               certification effective dates allowed                    Projections
                                                In accordance with section                           adequate time for laboratories to update              This will accommodate laboratories that
                                             14(a)(3)(B)(vi) of the CPSA, the                        their accreditations to the latest                    updated their accreditation scope and
                                             Commission has previously published                     standard. The revisions in earlier                    received CPSC acceptance shortly after
                                             three NORs for accreditation of third                   versions of the standard typically                    issuance of the ASTM F963–16 NOR.
                                             party conformity assessment bodies for                  included several substantive changes in                  For laboratories that are accredited to
                                             testing toys (76 FR 46598 (Aug. 3, 2011),               test requirements and testing methods.                ASTM F963–11 and that have not yet
                                             78 FR 15836 (March 12, 2013), and 82                    This is not the case when comparing                   updated their scope to later versions,
                                             FR 8989 (February 2, 2017)). The last                   ASTM F963–17 to ASTM F963–16. In                      they may elect scope revisions to reflect
                                             NOR provided the criteria and process                   response to the directions in the ASTM                ASTM F963–16 or ASTM F963–17, or
                                             for our acceptance of accreditation of                  F963–16 NOR, testing laboratories began               both. When these laboratories apply to
                                             third party conformity assessment                       working with their accreditation bodies               the CPSC, the CPSC will accept
                                             bodies for testing toys to ASTM F963–                   to update their scope of accreditation to             references to either the –16 or –17
                                             16. The NOR for ASTM F963–16 is                         include references to ASTM F963–16.                   version, and the lab will be listed on the
                                             listed in the Commission’s rule,                           Since issuance of the ASTM F963–16                 CPSC Web site for ‘‘4.x (ASTM F963–
                                             ‘‘Requirements Pertaining to Third Party                NOR, the CPSC has accepted                            16/ASTM F963–17).’’
                                             Conformity Assessment Bodies.’’ 16                      applications from more than 100 testing                  This will provide an equitable
                                             CFR part 1112.                                          laboratories for sections in ASTM F963–               approach for all the third party
                                                The previous NOR for the toy safety                  16 and posted the information for each                laboratories that applied and were
                                                                                                     laboratory on the CPSC Web site.                      CPSC-accepted for sections in ASTM
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                                             standard included 37 sections from
                                             ASTM F963–16 that required third party                  However, there are still more than 100                F963–16 and for testing laboratories that
                                             testing.                                                CPSC-accepted laboratories that are                   are currently working with their
                                                Certain provisions of ASTM F963–17                   listed only for ASTM F963–11 and have                 accreditation bodies to update the
                                             do not require third party testing as was               not yet updated their accreditation                   ASTM F963 references in their
                                             the case in the previous NORs issued for                scope to include ASTM F963–16. Many                   accreditation scope. In addition, this
                                             ASTM F963. The ASTM F963–17                             of these laboratories may be in the                   will allow laboratories that are CPSC-


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                                             57122            Federal Register / Vol. 82, No. 231 / Monday, December 4, 2017 / Rules and Regulations

                                             listed for ‘‘ASTM F963–16/ASTM F963–                    F963–17 to become the mandatory CPSC                  response to comments. The Commission
                                             17’’ to conduct testing to support                      standard. Even without the                            could only make changes to the way the
                                             certification to the –16 and –17 versions               incorporation by reference, ASTM                      incorporation by reference appears in
                                             ASTM F963.                                              F963–17, except for Section 8.20.1.5 (5)              the CFR.
                                                                                                     and provisions the CPSIA excluded,                       Should the Commission receive
                                             2. Maintain the Interim Allowance for
                                                                                                     will take effect as the new mandatory                 significant adverse comment, the
                                             Laboratories Accredited to ASTM F963–
                                                                                                     CPSC standard pursuant to section                     Commission would withdraw this direct
                                             11 To Test for ASTM F963–16 and
                                                                                                     106(g) of the CPSIA. This rule amends                 final rule. Depending on the comments
                                             ASTM F963–17
                                                                                                     16 CFR part 1250 to reflect the standard              and other circumstances, the
                                                The NOR for ASTM F963–16 that was                    that CPSC has allowed under section
                                             issued on February 2, 2017 (82 FR                                                                             Commission may then incorporate the
                                                                                                     106(g) of the CPSIA. Because this                     adverse comment into a subsequent
                                             8989), provided a transition period for                 document merely incorporates by
                                             CPSC-accepted labs to support                                                                                 direct final rule or publish a notice of
                                                                                                     reference a standard that takes effect by             proposed rulemaking, providing an
                                             certification testing to ASTM F963–16.                  operation of statute, public comment
                                             During the transition period, CPSC will                                                                       opportunity for public comment.
                                                                                                     could not affect the changes to the
                                             accept ASTM F963–16 testing results by                  standard or the effect of the revised                 G. Regulatory Flexibility Act
                                             test laboratories that are CPSC-accepted                standard as a consumer product safety
                                             to ASTM F963–11 sections, or ASTM                       standard under section 106(g) of the                     The Regulatory Flexibility Act (RFA)
                                             F963–07ε1 section 4.27 for toy chests,                  CPSIA. The rule also updates the                      generally requires that agencies review
                                             for a period not to exceed 2 years. The                 corresponding provisions of the NOR for               proposed and final rules for their
                                             2-year period ends on February 4, 2019.                 ASTM F963 in part 1112 to reflect the                 potential economic impact on small
                                             This allowance was to provide adequate                  revision to the standard. The                         entities, including small businesses, and
                                             time for testing laboratories to work                   amendment to part 1112 does not                       prepare regulatory flexibility analyses. 5
                                             with their accreditation bodies, make                   establish substantive requirements, but               U.S.C. 603 and 604. The RFA applies to
                                             official updates to their accreditation                 updates the criteria and process for                  any rule that is subject to notice and
                                             scope to include ASTM F963–16                           CPSC’s acceptance of accreditation of                 comment procedures under section 553
                                             sections, and submit applications to the                third party conformity assessment                     of the APA. 5 U.S.C. 603 and 604. As
                                             CPSC. The ASTM F963–17 NOR will                         bodies for testing toys under the revised             explained above, the Commission has
                                             continue the transition period provided                 ASTM F963 standard. Therefore, the                    determined that notice and comment is
                                             in the ASTM F963–16 NOR. The CPSC                       Commission concludes that public                      not necessary for this direct final rule.
                                             will accept ASTM F963–17 testing                        comment is not necessary.                             We also note the limited nature of this
                                             results by laboratories that are CPSC-                     The Commission believes that issuing               document. The incorporation by
                                             accepted to ASTM sections in F963–11                    a direct final rule in these circumstances            reference of ASTM F963–17 and the
                                             (or 4.27 of ASTM F963–07ε1) until                       is appropriate. In Recommendation 95–                 update to the notice of requirements in
                                             February 4, 2019.                                       4, the Administrative Conference of the               part 1112 will not result in any
                                                The CPSC will open the application                   United States (ACUS) endorsed direct                  substantive changes to the standard.
                                             process for all sections of ASTM F963–                  final rulemaking as an appropriate                    Thus, the rule does not create new
                                             17 when this direct final rule is                       procedure to expedite promulgation of                 substantive obligations for any entity,
                                             published in the Federal Register as an                 rules that are noncontroversial and that              including any small entity. Rather, with
                                             amendment to 16 CFR part 1112. The                      are not expected to generate significant              this action, the CFR will reflect the
                                             CPSC is providing notice of these                       adverse comment. See 60 FR 43108                      mandatory CPSC standard that takes
                                             requirements through this direct final                  (August 18, 1995). ACUS also                          effect under the CPSIA and will update
                                             rule and through direct email to all                    recommended using direct final                        the corresponding NOR provisions in 16
                                             current CPSC-accepted laboratories and                  rulemaking when an agency uses the                    CFR part 1112.
                                             their accreditation bodies. This process                ‘‘unnecessary’’ prong of the good cause
                                             will avoid disruption to continuous                     exemption to notice and comment                       H. Paperwork Reduction Act
                                             third party testing to the toy safety                   rulemaking. Consistent with the ACUS                    The toy standard contains information
                                             standard and allow for a practicable                    recommendation, the Commission is                     collection requirements under the
                                             transition from ASTM F963–11 to                         publishing this rule as a direct final rule
                                                                                                                                                           Paperwork Reduction Act of 1995 (44
                                             ASTM F963–16 to ASTM F963–17 for                        because we do not believe comment is
                                                                                                                                                           U.S.C. 3501–3520). OMB has approved
                                             testing laboratories, the toy industry,                 necessary and do not expect any
                                                                                                                                                           the collection of information for ASTM
                                             and other interested parties.                           significant adverse comments to the
                                                                                                                                                           F963 under OMB Control No. 3041–
                                                                                                     direct final rule.
                                             F. Direct Final Rule Process                               Unless we receive a significant                    0159.
                                               The Commission is issuing this rule                   adverse comment within 30 days, the                   I. Environmental Considerations
                                             as a direct final rule. Although the                    rule will become effective on February
                                             Administrative Procedure Act (APA)                      28, 2018. In accordance with ACUS’s                     The Commission’s regulations
                                             generally requires notice and comment                   recommendation, the Commission                        provide a categorical exclusion for the
                                             rulemaking, section 553 of the APA                      considers a significant adverse comment               Commission’s rules from any
                                             provides an exception when the agency,                  to be one where the commenter explains                requirement to prepare an
                                             for good cause, finds that notice and                   why the rule revising the incorporation               environmental assessment or an
                                             public procedure are ‘‘impracticable,                   by reference would be inappropriate.                  environmental impact statement
                                             unnecessary, or contrary to the public                                                                        because they ‘‘have little or no potential
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                                                                                                     We note that comments on the
                                             interest.’’ The Commission concludes                    underlying substantive provisions of                  for affecting the human environment.’’
                                             that notice and comment is unnecessary                  ASTM F963–17 are not considered                       16 CFR 1021.5(c)(2). This rule falls
                                             because ASTM F963 automatically                         significant adverse comments because                  within the categorical exclusion, so no
                                             becomes a consumer product safety                       those provisions are mandatory by                     environmental assessment or
                                             standard by operation of law. The                       operation of the statute, and therefore,              environmental impact statement is
                                             Commission has voted to allow ASTM                      the Commission cannot change them in                  required.


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                                                              Federal Register / Vol. 82, No. 231 / Monday, December 4, 2017 / Rules and Regulations                                               57123

                                             J. Preemption                                           PART 1112—REQUIREMENTS                                phone: 610–832–9585; http://
                                                Section 26(a) of the CPSA, 15 U.S.C.                 PERTAINING TO THIRD PARTY                             www.astm.org/. You may inspect a copy
                                             2075(a), provides that where a                          CONFORMITY ASSESSMENT BODIES                          at the Office of the Secretary, U.S.
                                             ‘‘consumer product safety standard                                                                            Consumer Product Safety Commission,
                                             under [the CPSA)]’’ is in effect and                    ■ 1. The authority citation for part 1112             Room 820, 4330 East West Highway,
                                             applies to a product, no state or political             continues to read as follows:                         Bethesda, MD 20814, telephone 301–
                                             subdivision of a state may either                         Authority: 15 U.S.C. 2063; Pub. L. 110–             504–7923, or at the National Archives
                                             establish or continue in effect a                       314, section 3, 122 Stat. 3016, 3017 (2008).          and Records Administration (NARA).
                                             requirement dealing with the same risk                                                                        For information on the availability of
                                                                                                     ■ 2. Amend § 1112.15 by:
                                             of injury, unless the state requirement is                                                                    this material at NARA, call 202–741–
                                                                                                     ■ a. Revising the introductory text to
                                             identical to the federal standard. Section                                                                    6030, or go to: http://www.archives.gov/
                                                                                                     paragraph (b)(32);
                                             26(c) of the CPSA also provides that                                                                          federal_register/code_of_
                                                                                                     ■ b. Revising paragraph (b)(32)(ii); and
                                             states or political subdivisions of states                                                                    federalregulations/ibr_locations.html.
                                                                                                     ■ c. Revising paragraph (c)(1)(ii).
                                             may apply to the Commission for an                        The revisions read as follows:                      *      *     *     *    *
                                             exemption from this preemption under                                                                             (c) Instead of complying with section
                                             certain circumstances.                                  § 1112.15 When can a third party                      8.20.1.5(5) of ASTM F963–17, comply
                                                Section 106(f) of the CPSIA states that              conformity assessment body apply for                  with the following:
                                             rules issued under that section ‘‘shall be              CPSC acceptance for a particular CPSC rule               (1) Floor and tabletop toys that move,
                                                                                                     or test method?
                                             considered consumer product safety                                                                            where the sound is caused as a result of
                                             standards issued by the Commission                      *      *    *     *     *                             the movement imparted on the toy (for
                                             under section of the Consumer Product                     (b) * * *                                           example, a noise making mechanism
                                             Safety Act’’ thus, implying that the                      (32) 16 CFR part 1250, safety standard              attached to an axle of a toy vehicle)
                                             preemptive effect of section 26(a) of the               for toys. The CPSC only requires certain              shall be tested using the method for
                                             CPSA would apply. Therefore, a rule                     provisions of ASTM F963–17 to be                      push and pull toys. In addition to the C-
                                             issued under section 106 of the CPSIA                   subject to third party testing; and                   weighted peak measurement maximum
                                             will invoke the preemptive effect of                    therefore, the CPSC only accepts the                  A-weighted sound pressure level,
                                             section 26(a) of the CPSA when it                       accreditation of third party conformity               LAFmax, shall be made and compared to
                                             becomes effective.                                      assessment bodies for testing under the               the requirements of 4.5.1.2.
                                                                                                     following toy safety standards:                          (2) [Reserved]
                                             K. Effective Date                                       *      *    *     *     *
                                                Under the procedure set forth in                                                                           Alberta E. Mills,
                                                                                                       (ii) ASTM F963–17:
                                             section 106(g) of the CPSIA, when                                                                             Acting Secretary, U.S. Consumer Product
                                                                                                     *      *    *     *     *                             Safety Commission.
                                             ASTM revises ASTM F963, the revision                      (c) * * *
                                             becomes the CPSC standard within 180                                                                          [FR Doc. 2017–26009 Filed 12–1–17; 8:45 am]
                                                                                                       (1) * * *
                                             days of notification to the Commission,                   (ii) ASTM F963–17, ‘‘Standard                       BILLING CODE 6355–01–P
                                             unless the Commission determines that                   Consumer Safety Specification for Toy
                                             the revision does not improve the safety                Safety,’’ May 1, 2017.
                                             of the product. In accordance with this                                                                       ENVIRONMENTAL PROTECTION
                                                                                                     *      *    *     *     *
                                             provision, this rule establishes an                                                                           AGENCY
                                             effective date that is 180 days after we                PART 1250—SAFETY STANDARD
                                             received notification from ASTM of                      MANDATING ASTM F963 FOR TOYS                          40 CFR Part 52
                                             revisions to the standard. As discussed
                                             in section F of this preamble, this is a                ■ 3. The authority citation for part 1250             [EPA–R09–OAR–2016–0740; FRL–9970–93–
                                             direct final rule. Unless we receive a                                                                        Region 9]
                                                                                                     continues to read as follows:
                                             significant adverse comment within 30                     Authority: Pub. L. 110–314, sec. 106, 122           Approval of California Air Plan
                                             days, the rule will become effective on                 Stat. 3016 (August 14, 2008); Pub. L. 112–28,         Revisions, Sacramento Metropolitan
                                             February 28, 2018. Additionally, the                    125 Stat. 273 (August 12, 2011).                      Air Quality Management District
                                             effective date for the NOR is February                  ■ 4. Amend § 1250.2 by:
                                             28, 2018, the same date that the                        ■ a. Revising paragraph (a); and                      AGENCY:  Environmental Protection
                                             provisions of ASTM F963–17 become                       ■ b. Adding paragraph (c).                            Agency (EPA).
                                             effective.                                                The revisions and additions read as                 ACTION: Final rule.
                                             List of Subjects                                        follows:
                                                                                                                                                           SUMMARY:   The Environmental Protection
                                             16 CFR Part 1112                                        § 1250.2    Requirements for toy safety.              Agency (EPA) is taking final action to
                                               Administrative practice and                              (a) Except as provided for in                      approve a revision to the Sacramento
                                             procedure, Audit, Consumer protection,                  paragraphs (b) and (c) of this section,               Metropolitan Air Quality Management
                                             Incorporation by reference, Reporting                   toys must comply with the provisions of               District (SMAQMD) portion of the
                                             and recordkeeping requirements, Third                   ASTM F963–17, Standard Consumer                       California State Implementation Plan
                                             party conformity assessment body.                       Safety Specification for Toy Safety,                  (SIP). This revision concerns volatile
                                                                                                     approved May 1, 2017. The Director of                 organic compound (VOC) emissions
                                             16 CFR Part 1250                                        the Federal Register approves the                     from Organic Chemical Manufacturing
                                               Consumer protection, Imports,                         incorporation by reference listed in this             Operations. We are proposing to
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                                             Incorporation by reference, Infants and                 section in accordance with 5 U.S.C.                   simultaneously approve a local rule and
                                             children, Law enforcement, Safety,                      552(a) and 1 CFR part 51. You may                     a rule rescission to regulate these
                                             Toys.                                                   obtain a copy of this ASTM standard                   emission sources under the Clean Air
                                               For the reasons discussed in the                      from ASTM International, 100 Barr                     Act (CAA or the Act).
                                             preamble, the Commission amends 16                      Harbor Drive, P.O. Box C700, West                     DATES: This rule is effective on January
                                             CFR chapter II, as follows:                             Conshohocken, PA 19428–2959 USA;                      3, 2018.


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Document Created: 2017-12-02 00:41:13
Document Modified: 2017-12-02 00:41:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionDirect final rule.
DatesThe rule is effective on February 28, 2018, unless we receive significant adverse comment by January 3, 2018. If we receive timely significant adverse comment, we will publish notification in the Federal Register, withdrawing this direct final rule before its effective date. The incorporation by reference of the publication listed in this rule is approved by the Director of the Federal Register, as of February 28, 2018.
ContactFor information related to the toy standard, contact: Carolyn T. Manley, Lead Compliance Officer, Office of Compliance and Field Operations, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814-4408; telephone: 301-504- 7607; email: [email protected]
FR Citation82 FR 57119 
CFR Citation16 CFR 1112
16 CFR 1250
CFR AssociatedAdministrative Practice and Procedure; Audit; Consumer Protection; Incorporation by Reference; Reporting and Recordkeeping Requirements; Third Party Conformity Assessment Body; Imports; Infants and Children; Law Enforcement; Safety and Toys

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