82_FR_61091 82 FR 60845 - Energy Conservation Program: Energy Conservation Standards for Rough Service Lamps and Vibration Service Lamps

82 FR 60845 - Energy Conservation Program: Energy Conservation Standards for Rough Service Lamps and Vibration Service Lamps

DEPARTMENT OF ENERGY

Federal Register Volume 82, Issue 246 (December 26, 2017)

Page Range60845-60852
FR Document2017-27744

The U.S. Department of Energy (DOE) is publishing this final rule in order to codify in the Code of Federal Regulations certain backstop requirements for rough service lamps and vibration service lamps that Congress prescribed in the Energy Policy and Conservation Act. These backstop requirements apply as a result of the subject lamps exceeding sales thresholds specified in the statute. In particular, this rule applies a statutorily-established 40-watt maximum energy use and packaging limitation to rough service lamps and vibration service lamps.

Federal Register, Volume 82 Issue 246 (Tuesday, December 26, 2017)
[Federal Register Volume 82, Number 246 (Tuesday, December 26, 2017)]
[Rules and Regulations]
[Pages 60845-60852]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-27744]



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Rules and Regulations
                                                Federal Register
________________________________________________________________________

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under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 

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Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / 
Rules and Regulations

[[Page 60845]]



DEPARTMENT OF ENERGY

10 CFR Part 430

[EERE-2017-BT-STD-0057]


Energy Conservation Program: Energy Conservation Standards for 
Rough Service Lamps and Vibration Service Lamps

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The U.S. Department of Energy (DOE) is publishing this final 
rule in order to codify in the Code of Federal Regulations certain 
backstop requirements for rough service lamps and vibration service 
lamps that Congress prescribed in the Energy Policy and Conservation 
Act. These backstop requirements apply as a result of the subject lamps 
exceeding sales thresholds specified in the statute. In particular, 
this rule applies a statutorily-established 40-watt maximum energy use 
and packaging limitation to rough service lamps and vibration service 
lamps.

DATES: The effective date of this rule is January 25, 2018. The 
incorporation by reference of a certain publication listed in this 
rulemaking is approved by the Director of the Federal Register on 
January 25, 2018.

ADDRESSES: The docket is available for review at http://www.regulations.gov. All documents in the docket are listed in the 
http://www.regulations.gov index. However, some documents listed in the 
index, such as those containing information that is exempt from public 
disclosure, may not be publicly available.
    The docket web page can be found at http://www.regulations.gov/#!docketDetail;D=EERE-2017-BT-STD-0057. The docket web page will 
contain simple instructions on how to access all documents in the 
docket.

FOR FURTHER INFORMATION CONTACT: Ms. Celia Sher, U.S. Department of 
Energy, Office of the General Counsel, GC-33, 1000 Independence Avenue 
SW, Washington, DC 20585-0121. Telephone: (202) 287-6122. Email: 
[email protected].
    Appliance Standards staff, U.S. Department of Energy, Office of 
Energy Efficiency and Renewable Energy, Building Technologies, EE-2J, 
1000 Independence Avenue SW, Washington, DC 20585-0121. Telephone: 
(202) 287-1445. Email: [email protected].

SUPPLEMENTARY INFORMATION: This final rule incorporates by reference 
into 10 CFR part 430 the following commercial standard: NSF/ANSI 51-
2007 (``NSF/ANSI 51''), Food equipment materials, revised and adopted 
April 2007. Copies of NSF/ANSI 51 may be purchased from NSF 
International, P.O. Box 130140, 789 North Dixboro Road, Ann Arbor, MI 
48113-0140, 1-800-673-6275, or go to http://www.nsf.org.
    For a further discussion of this standard, see section IV.M.

Table of Contents

I. Background
II. Summary of This Action
III. Final Action
IV. Procedural Issues and Regulatory Review
    A. Review Under Executive Orders 12866 and 13563
    B. Review Under the Regulatory Flexibility Act
    C. Review Under the Paperwork Reduction Act
    D. Review Under the National Environmental Policy Act of 1969
    E. Review Under Executive Order 13132
    F. Review Under Executive Order 12988
    G. Review Under the Unfunded Mandates Reform Act of 1995
    H. Review Under the Treasury and General Government 
Appropriations Act, 1999
    I. Review Under Executive Order 12630
    J. Review Under the Treasury and General Government 
Appropriations Act, 2001
    K. Review Under Executive Order 13211
    L. Congressional Notification
    M. Description of Materials Incorporated by Reference
V. Approval of the Office of the Secretary

I. Background

    Pursuant to 42 U.S.C. 6295(l)(4) of the Energy Policy and 
Conservation Act of 1975 (EPCA),\1\ Public Law 94-163 (42 U.S.C. 6291-
6317, as codified), DOE is required to collect unit sales data for 
calendar years 2010 through 2025, in consultation with the National 
Electrical Manufacturers Association (NEMA), for rough service, 
shatter-resistant, 3-way incandescent lamps, 2,601-3,300 lumen general 
service incandescent lamps, and vibration service lamps. For each of 
these five lamp types, DOE, in consultation with NEMA, must also 
construct a model based on coincident economic indicators that closely 
match the historical annual growth rates of each lamp type to provide a 
neutral comparison benchmark estimate of future unit sales. (42 U.S.C. 
6295(l)(4)(B). Section 321(a)(3)(B) of the Energy Independence and 
Security Act of 2007 (EISA 2007) in part amends paragraph 325(l) of 
EPCA by adding paragraphs (4)(D) through (H), which direct DOE to 
initiate an accelerated rulemaking to establish an energy conservation 
standard for these lamps if the actual annual unit sales of any of the 
lamp types in any year between 2010 and 2025 exceed the benchmark 
estimate of unit sales by at least 100 percent (i.e., are greater than 
200 percent of the anticipated sales). (42 U.S.C. 6295(l)(4)(D)-(H)) If 
the Secretary of Energy (Secretary) does not complete the accelerated 
rulemakings within one year from the end of the previous calendar year 
during which predicted sales were exceeded, there is a ``backstop 
requirement'' for each lamp type, which would establish, by statute, 
energy conservation standard levels and related requirements. Id. For 
2,601-3,300 lumen general service incandescent lamps, this backstop is 
automatically imposed once the benchmark unit sales estimates are 
exceeded.
---------------------------------------------------------------------------

    \1\ All references to EPCA refer to the statute as amended 
through the Energy Efficiency Improvement Act of 2015, Public Law 
114-11 (April 30, 2015).
---------------------------------------------------------------------------

    By this action, DOE is placing in the Code of Federal Regulations 
(CFR) the statutory backstop requirements for rough service lamps and 
vibration service lamps prescribed in 42 U.S.C. 6295(l)(4)(D)(ii) and 
(E)(ii). These sections, which were added by EISA 2007, establish 
energy conservation standard levels and related requirements for rough 
service lamps and vibration service lamps if DOE does not complete a 
rulemaking in an accelerated 1 year period after issuing a

[[Page 60846]]

finding that the specified benchmark unit sales estimates had been 
exceeded.

II. Summary of This Action

    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of ``vibration service lamp.'' A ``vibration 
service lamp'' means a lamp that--(i) has filament configurations that 
are C-5, C-7A, or C-9, as listed in Figure 6-12 of the 9th Edition of 
the IESNA [Illuminating Engineering Society of North America] Lighting 
Handbook or similar configurations; (ii) has a maximum wattage of 60 
watts; (iii) is sold at retail in packages of 2 lamps or less; and (iv) 
is designated and marketed specifically for vibration service or 
vibration-resistant applications, with--(I) the designation appearing 
on the lamp packaging; and (II) marketing materials that identify the 
lamp as being vibration service only. (42 U.S.C. 6291(30)(AA))
    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of ``rough service lamp.'' A ``rough service 
lamp'' means a lamp that--(i) has a minimum of 5 supports with filament 
configurations that are C-7A, C-11, C-17, and C-22 as listed in Figure 
6-12 of the 9th edition of the IESNA Lighting handbook, or similar 
configurations where lead wires are not counted as supports; and (ii) 
is designated and marketed specifically for ``rough service'' 
applications, with--(I) the designation appearing on the lamp 
packaging; and (II) marketing materials that identify the lamp as being 
for rough service. (42 U.S.C. 6291(30)(X))
    DOE published a notice of data availability (NODA) in April 2016, 
which indicated that the shipments of vibration service lamps were over 
7 million units in 2015. This equates to 272.5 percent of the benchmark 
estimate, which was 2,594,000 units. 81 FR 20261, 20263 (April 7, 
2016). Therefore, vibration service lamps exceeded the statutory 
threshold for the first time, thus triggering an accelerated rulemaking 
to be completed no later than December 31, 2016. Id. Furthermore, NEMA 
submitted revised data for rough service lamps following the 
publication of the April 2016 NODA at 81 FR 20261. The revised data 
showed sales of 10,914,000 rough service lamps in 2015, which exceeded 
100% of the benchmark estimate of 4,967,000 units for 2015.\2\ This 
resulted in a requirement for DOE to initiate an accelerated rulemaking 
for rough service lamps. In an October 2016 notice of proposed 
definition and data availability (NOPDDA), DOE indicated it must 
conduct an energy conservation standards rulemaking for rough service 
lamps to be completed no later than the end of the 2016 calendar year. 
81 FR 71794, 71800 (Oct. 18, 2016).
---------------------------------------------------------------------------

    \2\ See ex parte memorandum published in the docket at https://www.regulations.gov/document?D=EERE-2013-BT-STD-0051-0075.
---------------------------------------------------------------------------

    If the Secretary does not complete these accelerated rulemakings 
within the one year time frame accorded by EPCA, the statute provides a 
backstop requirement that becomes an energy conservation standard for 
vibration service and rough service lamps. This backstop requirement 
would require vibration service lamps to: (1) Have a maximum 40-watt 
limitation and (2) be sold at retail only in a package containing one 
lamp. 42 U.S.C. 6295(l)(4)(E)(ii). For rough service lamps, the 
backstop requires that the lamps: (1) Have a shatter-proof coating or 
equivalent technology that complies with NSF/ANSI 51 and is designed to 
contain the glass if the glass envelope of the lamp is broken and to 
provide effective containment over the life of the lamp; (2) have a 
maximum 40-watt limitation; and (3) be sold at retail only in a package 
containing one lamp. 42 U.S.C. 6295(l)(4)(D)(ii).
    Since unit sales for vibration service lamps and rough service 
lamps exceeded 200 percent of the benchmark estimate in 2015, and DOE 
did not complete an energy conservation standards rulemaking for these 
lamps by the end of calendar year 2016, the backstop requirement was 
triggered, without discretion, and is now applicable. For this final 
rule, DOE codifies at 10 CFR 430.32 the statutory requirements that 
apply to rough service lamps and vibration service lamps in 42 U.S.C. 
6295(l)(4)(D)(ii) and (E)(ii). These energy conservation levels and 
requirements apply to rough service lamps and vibration service lamps 
manufactured on or after January 25, 2018. While DOE did not meet its 
statutory deadline to complete an accelerated rulemaking by the end of 
calendar year 2016, an effective date of January 25, 2018, remains 
generally consistent with the intent of Congress to provide for a one 
calendar year period between imposition of the energy conservation 
standard and compliance with such standard. The Secretary will continue 
to collect and model data for rough service lamps and vibration service 
lamps for two years after this effective date, in accordance with 42 
U.S.C. 6295(l)(4)(I)(ii).

III. Final Action

    DOE has determined, pursuant to 5 U.S.C. 553(b)(B), that prior 
notice and an opportunity for public comment on this final rule are 
unnecessary. DOE is merely placing in the CFR, verbatim, certain 
requirements and wattage limitations for rough service lamps and 
vibration service lamps prescribed by Congress in EPCA. DOE is not 
exercising any of the discretionary authority that Congress has 
provided to the Secretary of Energy in EPCA. As such, prior notice and 
an opportunity for comment would serve no purpose in this instance. 
DOE, therefore, finds that good cause exists to waive prior notice and 
an opportunity to comment for this rulemaking.

IV. Procedural Issues and Regulatory Review

A. Review Under Executive Orders 12866 and 13563

    This final rule is a ``significant regulatory action'' under 
section 3(f)(1) of Executive Order 12866 and the principles reaffirmed 
in Executive Order 13563. Accordingly, this action was subject to 
review by the Office of Information and Regulatory Affairs (OIRA) in 
the Office of Management and Budget (OMB).
Regulatory Impact Analysis
Summary
    The purpose of this Regulatory Impact Analysis (RIA) is to describe 
the range of potential costs related to applying the statutorily-
established 40 watt maximum energy use and packaging limitation to 
rough and vibration service lamps as well as the shatter-proof coating 
requirement for rough service lamps. This RIA presents three separate 
consumer substitution scenarios due to the elimination of greater than 
40 watt rough and vibration service lamps from the market. These three 
scenarios provide lower and upper bounds of the range of potential 
monetized costs, but they do not take into account lost utility caused 
by the substitutions. DOE estimates this rule to eliminate 80% of the 
rough and vibration service lamp market. DOE took this bounding 
approach because data are unavailable to forecast consumer response to 
the rule.
    In the first scenario, consumers are assumed to substitute rough 
and vibration service lamps greater than 40 watts with rough and 
service lamps less than 40 watts. In the second scenario, consumers are 
assumed to substitute greater than 40 watt rough and vibration service 
lamps with shatter-resistant lamps greater than 40 watts. In the third 
scenario, consumers are assumed to substitute greater than 40 watt 
rough and vibration service lamps with LEDs

[[Page 60847]]

emitting equivalent lumens as the lamps they would replace. In all 
three scenarios, consumers would still have access to rough and 
vibration service lamp less than 40 watts but would pay more per unit 
due to the new packaging limitations and shatter proofing requirements.
    Table 1 summarizes the three substitution scenarios as potential 
incremental costs and market value associated with this rulemaking. For 
a lower bound, the rule could increase aggregate consumer spending by 
$14.7 million if all consumers substituted greater than 40 watt rough 
and vibration service lamps with those less than 40 watts. For an upper 
bound, the rule could increase consumer spending by $72.8M if all 
consumers substituted greater than 40 watt rough and vibration service 
lamps with LEDs that emit equivalent lumens. In practice, there will 
likely be a mix of market responses across consumers. In the lower 
bound estimated especially there is likely to be additional, non-
quantified lost utility because consumers are substituting lower 
wattage bulbs that deliver less light.

                                                     Table 1
----------------------------------------------------------------------------------------------------------------
                                                                 Substitution scenarios *
                                         -----------------------------------------------------------------------
                                                                                                       LEDs
                                            <40W rough/vibration service lamps     Shatterproof     (equivalent
                                                                                   lamps (>40W)       lumens)
----------------------------------------------------------------------------------------------------------------
Incremental Cost........................  $1.33 (rough).........................           $1.31           $2.91
                                          $0.02 (vibration).....................
Market Value............................  $14.7M................................           49.8M           72.8M
----------------------------------------------------------------------------------------------------------------
* Includes increased cost for packaging and shatter proofing for <40W rough and vibration service lamps. A more
  detailed summary of those costs are provided in the Consumer Impacts section.

Background
    These requirements apply as a result of these lamps exceeding sales 
thresholds specified as required by EPCA.
    Pursuant to reporting and tracking requirements in 42 U.S.C. 
6295(l)(4)(D) and (E), NEMA reported to DOE the following figures for 
rough service lamp and vibration service lamp shipments for the year 
2015:

Rough Service Lamps 10,914,000
Vibration Service Lamps 7,071,000

    Because unit sales for rough service and vibration service lamps 
exceeded 100 percent of the neutral benchmark estimate of unit sales in 
2015,\3\ and DOE did not complete an accelerated rulemaking 
establishing standards for these lamps within the statutorily required 
timeframe, EPCA mandates the following backstop requirement that 
becomes an energy standard for vibration and rough service lamps. This 
backstop requirement requires vibration service lamps to: (1) Have a 
maximum 40-watt limitation and (2) be sold at retail only in a package 
containing one lamp. 42 U.S.C. 6295(l)(4)(E)(ii). For rough service 
lamps, the backstop requires that the lamps: (1) Have a shatter-proof 
coating or equivalent technology that complies with NSF/ANSI 51 and is 
designed to contain the glass if the glass envelope of the lamp is 
broken and to provide effective containment over the life of the lamp; 
(2) have a maximum 40-watt limitation; and (3) be sold at retail only 
in a package containing one lamp. 42 U.S.C. 6295(l)(4)(D)(ii). These 
energy conservation levels and requirements apply to rough service and 
vibration service lamps manufactured on or after January 25, 2018.
---------------------------------------------------------------------------

    \3\ See https://www.regulations.gov/document?D=EERE-2011-BT-NOA-0013-0002.
---------------------------------------------------------------------------

Market Impacts
    The practical effect of the backstop requirement is to remove rough 
and vibration service lamps over 40 watts from the market starting on 
January 25, 2018. DOE conducted an order of magnitude analysis to 
assess the likely costs associated with this action. As a first step, 
DOE looked at the revenue of the lamps above 40 watts that will no 
longer be generated by industry.
    Because DOE was previously prohibited from collecting data 
regarding incandescent lamps, including the subject lamps, DOE does not 
have data regarding the percentage of lamps sold of both types above 40 
watts. DOE estimates that about 80 percent of rough and vibration 
service lamps are over 40 watts and will therefore no longer be 
available. Based on a review of home center prices, DOE concluded that 
these lamps sell for an average of $1.95 per lamp. Using this average 
sales price of $1.95, at the volumes reported in 2015, the market for 
rough and vibration service lamps greater than 40 watts was just over 
$28 million, out of a total market value of just over $35 million for 
all rough and vibration service lamps. Table 2 summarizes estimated 
current revenue associated with the subject lamps greater than 40 
watts.

                                 Table 2
------------------------------------------------------------------------
                                           Rough service     Vibration
                                               lamps       service lamps
------------------------------------------------------------------------
Shipments in 2015.......................      10,914,000       7,071,000
                                         -------------------------------
Average Sales Price.....................               $1.95
Percent of Sales >40W...................                80%
                                         -------------------------------
Lost total revenue from >40W lamp            $17,026,000     $11,031,000
 removal from market....................
                                         -------------------------------
    Total...............................            $28,057,000
------------------------------------------------------------------------


[[Page 60848]]

Consumer Impacts
    In the absence of rough and vibration service lamps above 40 watts, 
DOE believes that all or most consumers of these lamps will purchase a 
replacement product because the demand for light bulbs is expected to 
remain constant and not diminish significantly as a result of certain 
products exiting the market, even though substitute bulbs may be more 
costly. Consumers have multiple replacement options presented in the 
following three scenarios: (1) Rough or vibration service lamps less 
than 40 watts, (2) shatter-resistant lamps greater than 40 watts or (3) 
LED lamps emitting equivalent lumens. DOE does not attempt here to 
account for the reasons behind a consumer's choice to purchase a 
specific lamp type, hence a set of scenarios that represent lower and 
upper bounds of the incremental monetized cost of this final rule are 
presented. For rough and vibration service lamps less than 40 watts, 
consumers will pay more per unit via pass though costs due to the 
backstop packaging and shatterproof coating requirements. These costs 
are built into the three scenarios, but are detailed here for 
transparency.
    For the cost of packaging and shatter proofing requirement of the 
backstop provisions, DOE estimates imposition of the required backstop 
standard would result in a modest market cost increase related to the 
new packaging requirements for vibration and rough service lamps, of 
approximately $0.02 per unit, and to the new shatterproof coating 
requirements for rough service lamps of approximately $1.31 per unit. 
For vibration service lamps, DOE estimates additional packaging costs 
to be roughly $28,000. For rough service lamps, DOE estimates 
additional packaging costs totaling $44,000. For rough service lamps, 
DOE estimates shatterproof coating costs to be about $2,852,000.
    Table 3 summarizes these incremental costs for packaging and 
shatterproofing rough and vibration service lamps less than 40 watts 
under the estimated current 20 percent market profile when the rule is 
effective.

                                 Table 3
------------------------------------------------------------------------
                                           Rough service     Vibration
                                               lamps       service lamps
------------------------------------------------------------------------
Shipments in 2015.......................      10,914,000       7,071,000
                                         -------------------------------
Percent of Sales for <40W...............                20%
Unit Cost for Packaging.................               $0.02
                                         -------------------------------
Unit Cost for Shatter proofing..........           $1.31              NA
Increased total cost for packaging for           $44,000         $28,000
 <40W...................................
Increased total cost for shatter              $2,852,000              NA
 proofing for <40W......................
                                         -------------------------------
    Total...............................            $2,924,000
------------------------------------------------------------------------

Substitution Scenario 1: Rough or Vibration Service Lamps Less Than 40 
Watts
    Any lost opportunity to purchase rough service and vibration 
service lamps over 40 watts is diminished by the fact that consumers 
will still be able to purchase the 40 watt versions of these lamps 
after the backstop requires compliance. These lamps will require the 
same packaging and shatter proofing provisions so the substitution cost 
will increase. There is some utility lost associated with this 
substitution, primarily due to the fact that the lumen output from a 40 
watt lamp is typically less than it would be for a lamp at a higher 
wattage. However, utility is not included in the calculation. Table 4 
summarizes the incremental costs of the rule under this substitution 
scenario. Note that the costs for packaging and shatter proofing are 
higher than those shown in Table 3 because in this scenario, all bulbs 
will need to have these costs added, not just the ones currently <40 
watts.

                                 Table 4
------------------------------------------------------------------------
                                           Rough service     Vibration
                                               lamps       service lamps
------------------------------------------------------------------------
Shipments in 2015.......................      10,914,000       7,071,000
                                         -------------------------------
Percent of Sales >40W and <40W..........               100%
Unit Cost for Packaging.................               $0.02
                                         -------------------------------
Unit Cost for Shatter proofing..........           $1.31              NA
Increased total cost for packaging for          $218,000        $141,000
 <40W...................................
Increased total cost for shatter             $14,297,000              NA
 proofing for <40W......................
                                         -------------------------------
    Subtotal............................     $14,516,000        $141,000
                                         -------------------------------
        Total...........................            $14,657,000
------------------------------------------------------------------------

Substitution Scenario 2: Shatter-Resistant Lamps Greater Than 40 Watts
    Consumers could choose to purchase an existing shatter-resistant 
lamp over 40 watts as there is significant overlap in application among 
rough service, vibration service, and shatter-resistant lamps. Many of 
these products are already co-named (e.g., a rough service and 
vibration service lamp or a rough service and shatter-resistant lamp) 
and the requirement to add a shatter-proof coating as part of the 
backstop requirement is evidence that shatter-

[[Page 60849]]

resistant lamps can be used in the same applications as rough service 
lamps. DOE expects minimal loss in consumer utility from this 
substitution. Shatter-resistant lamp sales have not exceeded their 
specified threshold. As a result, DOE has not been obligated to 
establish standards for this lamp type. Therefore, they are available 
using incandescent technology and are the lowest cost replacement 
option. Compared to a rough or vibration service lamp, a shatter-
resistant lamp is about 67 percent more expensive, or an incremental 
increase of $1.31.\4\ Table 5 summarizes the incremental costs for 
shatter-resistant lamps (inclusive of cost increases for rough and 
vibration service lamps less than 40 watts currently purchased) under 
this scenario.
---------------------------------------------------------------------------

    \4\ This value was based on a comparison of Home Center prices 
of rough service lamps and shatter-resistant lamps. The 
manufacturer, wattage, shape, and correlated color temperature (CCT) 
were the same between the lamps being compared.

                                 Table 5
------------------------------------------------------------------------
                                           Rough service     Vibration
                                               lamps       service lamps
------------------------------------------------------------------------
Shipments in 2015.......................      10,914,000       7,071,000
                                         -------------------------------
Percent of Sales >40W...................                80%
Percent of Sales <40W...................                20%
Average Sales Price.....................               $1.95
Shatter-resistant lamp sales price......               $3.26
Incremental sales price increase........               $1.31
                                         -------------------------------
Increased cost for shatter-resistant         $28,433,000     $18,421,000
 lamps due to >40W removal from market..
Increased total cost for packaging for           $44,000         $28,000
 <40W...................................
Increased total cost for shatter              $2,852,000              NA
 proofing for <40W......................
                                         -------------------------------
    Subtotal............................     $31,329,000     $18,450,000
                                         -------------------------------
        Total...........................            $49,778,000
------------------------------------------------------------------------

Substitution Scenario 3: LED Lamps With Equivalent Lumens
    Alternatively, consumers could choose to purchase a more efficient 
light-emitting diode (LED) lamp as a replacement. LED lamps can be used 
without modification in rough service applications, vibration service 
applications, or applications that require shatter-resistance because 
of the materials used in their construction and the absence of a 
filament. While LED lamps are currently about 149 percent more 
expensive,\5\ or an incremental increase of $2.91, than rough and 
vibration service lamps, they are more widely available than shatter-
resistant lamps and also have features that consumers would find 
desirable, such as longer lifetimes and lower wattages (while 
maintaining the same amount of light). Further, DOE notes that prices 
for LED lamps continue to decrease in the marketplace. Table 6 
summarizes the incremental costs for LED lamps (inclusive of cost 
increases for rough and vibration service lamps less than 40 watts) 
under this scenario.
---------------------------------------------------------------------------

    \5\ This value was based on a comparison of Home Center prices 
of rough service lamps and LED lamps. The manufacturer, wattage-
equivalency, shape, and CCT were the same between the lamps being 
compared.

                                 Table 6
------------------------------------------------------------------------
                                           Rough service     Vibration
                                               lamps       service lamps
------------------------------------------------------------------------
Shipments in 2015.......................      10,914,000       7,071,000
                                         -------------------------------
Percent of Sales >40W...................                80%
Percent of Sales <40W...................                20%
Average Sales Price.....................               $1.95
LED lamp sales price....................               $4.86
Incremental sales price increase........               $2.91
                                         -------------------------------
Increased cost for shatter-resistant         $42,394,000     $27,467,000
 lamps due to >40W removal from market..
Increased total cost for packaging for           $44,000         $28,000
 <40W...................................
Increased total cost for shatter              $2,852,000              NA
 proofing for <40W......................
                                         -------------------------------
    Subtotal............................     $45,290,000     $27,495,000
                                         -------------------------------
        Total...........................            $72,785,000
------------------------------------------------------------------------

Lifecycle Costs
    In addition to considering the upfront cost of purchasing the 
lightbulb, DOE also considered the lifecycle costs over the expected 
lifetime of the lamps. The factors that the agency considered for the 
lifecycle cost estimate were the upfront price of the lamp, lifetime of 
the lamp, usage time of the lamp, and the cost of electricity. DOE 
estimated the lifecycle costs for rough service lamps compared to LED 
lamps (unnecessary for the incandescent substitution scenarios) under 
the following scenario.

[[Page 60850]]

If the LED bulb can be used for the rough service applications, the 
cost of operating it for 3 hours a day is $1.32 per year (3 hours a day 
at $.11 a kilowatt hour). The bulb is expected to have a life of about 
13 years. The lifecycle cost of buying the bulb and using it for its 
life would be about $22.00. A 75 watt rough service incandescent bulb 
costs $.50 up front, but $9.03 a year to use 3 hours a day (see the 
lighting facts here: https://www.lightbulbs.com/product/bulbrite-107275#). The life of the rough service lamp is 4.6 years. Over that 
time its lifecycle costs approximately $42.00 to buy and use a rough 
service lamp, and it only lasts on average about as third as long.
    In this example, the LED lifecycle costs are $22.00 to use it 3 
hours a day for 13 years vs. $42.00 for the rough service incandescent 
for only 4.6 years. The lower LED lifecycle costs suggests that 
consumers are buying rough service incandescent lamps for reasons that 
may not be easily quantified. For example, consumers could purchase 
these lamps and put them in places where they are rarely used, such as 
a pantry or a closet. Then it makes sense to buy an inexpensive bulb 
because what matters is the upfront cost, not the cost of operating it. 
Consumers may have other reasons for choosing incandescent bulbs as 
well. The uncertainty surrounding these decisions are why it is 
difficult to model macro consumer response to this rule.

B. Review Under the Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires 
preparation of an initial regulatory flexibility analysis for any rule 
that by law must be proposed for public comment, and a final regulatory 
flexibility analysis (FRFA) for any such rule that an agency adopts as 
a final rule, unless the agency certifies that the rule, if 
promulgated, will not have a significant economic impact on a 
substantial number of small entities. As required by Executive Order 
13272, ``Proper Consideration of Small Entities in Agency Rulemaking,'' 
67 FR 53461 (August 16, 2002), DOE published procedures and policies on 
February 19, 2003, to ensure that the potential impacts of its rules on 
small entities are properly considered during the DOE rulemaking 
process. 68 FR 7990. DOE has made its procedures and policies available 
on the Office of the General Counsel's website: http://energy.gov/gc/office-general-counsel. DOE today is revising the Code of Federal 
Regulations to incorporate and implement, verbatim, energy conservation 
standards for rough service lamps and vibration service lamps 
prescribed by EPCA. Because this is an amendment for which a general 
notice of proposed rulemaking is not required under 5 U.S.C. 553 or any 
other law, the analytical requirements of the Regulatory Flexibility 
Act do not apply to this rulemaking.

C. Review Under the Paperwork Reduction Act

    This rulemaking imposes no new information or record keeping 
requirements. Accordingly, Office of Management and Budget clearance is 
not required under the Paperwork Reduction Act. (44 U.S.C. 3501 et 
seq.)

D. Review Under the National Environmental Policy Act of 1969

    Pursuant to the National Environmental Policy Act (NEPA) of 1969, 
DOE has determined that the rule fits within the category of actions 
included in Categorical Exclusion (CX) B5.1 and otherwise meets the 
requirements for application of a CX. (See 10 CFR part 1021, App. B, 
B5.1(b); 1021.410(b) and App. B, B(1)-(5).) The rule fits within this 
category of actions because it is a rulemaking that establishes energy 
conservation standards for consumer products or industrial equipment, 
and for which none of the exceptions identified in CX B5.1(b) apply. 
Therefore, DOE has made a CX determination for this rulemaking, and DOE 
does not need to prepare an Environmental Assessment or Environmental 
Impact Statement for this rule. DOE's CX determination for this rule is 
available at http://energy.gov/nepa/categorical-exclusion-cx-determinations-cx.

E. Review Under Executive Order 13132

    Executive Order 13132, ``Federalism,'' 64 FR 43255 (Aug. 10, 1999) 
imposes certain requirements on Federal agencies formulating and 
implementing policies or regulations that preempt State law or that 
have Federalism implications. The Executive Order requires agencies to 
examine the constitutional and statutory authority supporting any 
action that would limit the policymaking discretion of the States and 
to carefully assess the necessity for such actions. The Executive Order 
also requires agencies to have an accountable process to ensure 
meaningful and timely input by State and local officials in the 
development of regulatory policies that have Federalism implications. 
On March 14, 2000, DOE published a statement of policy describing the 
intergovernmental consultation process it will follow in the 
development of such regulations. 65 FR 13735. DOE has examined this 
rule and has determined that it would not have a substantial direct 
effect on the States, on the relationship between the national 
government and the States, or on the distribution of power and 
responsibilities among the various levels of government. EPCA governs 
and prescribes Federal preemption of State regulations as to energy 
conservation for the products that are the subject of this final rule. 
States can petition DOE for exemption from such preemption to the 
extent, and based on criteria, set forth in EPCA. (42 U.S.C. 6297) 
Therefore, no further action is required by Executive Order 13132.

F. Review Under Executive Order 12988

    With respect to the review of existing regulations and the 
promulgation of new regulations, section 3(a) of Executive Order 12988, 
``Civil Justice Reform,'' imposes on Federal agencies the general duty 
to adhere to the following requirements: (1) Eliminate drafting errors 
and ambiguity, (2) write regulations to minimize litigation, (3) 
provide a clear legal standard for affected conduct rather than a 
general standard, and (4) promote simplification and burden reduction. 
61 FR 4729 (Feb. 7, 1996). Regarding the review required by section 
3(a), section 3(b) of Executive Order 12988 specifically requires that 
Executive agencies make every reasonable effort to ensure that the 
regulation (1) clearly specifies the preemptive effect, if any, (2) 
clearly specifies any effect on existing Federal law or regulation, (3) 
provides a clear legal standard for affected conduct while promoting 
simplification and burden reduction, (4) specifies the retroactive 
effect, if any, (5) adequately defines key terms, and (6) addresses 
other important issues affecting clarity and general draftsmanship 
under any guidelines issued by the Attorney General. Section 3(c) of 
Executive Order 12988 requires Executive agencies to review regulations 
in light of applicable standards in section 3(a) and section 3(b) to 
determine whether they are met or it is unreasonable to meet one or 
more of them. DOE has completed the required review and determined 
that, to the extent permitted by law, this final rule meets the 
relevant standards of Executive Order 12988.

G. Review Under the Unfunded Mandates Reform Act of 1995

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) 
requires each Federal agency to assess the effects of Federal 
regulatory actions on State, local, and Tribal governments and the

[[Page 60851]]

private sector. Public Law 104-4, sec. 201 (codified at 2 U.S.C. 1531). 
For a regulatory action likely to result in a rule that may cause the 
expenditure by State, local, and Tribal governments, in the aggregate, 
or by the private sector of $100 million or more in any one year 
(adjusted annually for inflation), section 202 of UMRA requires a 
Federal agency to publish a written statement that estimates the 
resulting costs, benefits, and other effects on the national economy. 
(2 U.S.C. 1532(a), (b)) The UMRA also requires a Federal agency to 
develop an effective process to permit timely input by elected officers 
of State, local, and Tribal governments on a ``significant 
intergovernmental mandate,'' and requires an agency plan for giving 
notice and opportunity for timely input to potentially affected small 
governments before establishing any requirements that might 
significantly or uniquely affect them. On March 18, 1997, DOE published 
a statement of policy on its process for intergovernmental consultation 
under UMRA. 62 FR 12820. DOE's policy statement is also available at 
http://energy.gov/sites/prod/files/gcprod/documents/umra_97.pdf.
    DOE has concluded that this final rule does not require 
expenditures of $100 million or more in any one year by the private 
sector, so the Unfunded Mandates Reform Act does not apply.

H. Review Under the Treasury and General Government Appropriations Act, 
1999

    Section 654 of the Treasury and General Government Appropriations 
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family 
Policymaking Assessment for any rule that may affect family well-being. 
This rule would not have any impact on the autonomy or integrity of the 
family as an institution. Accordingly, DOE has concluded that it is not 
necessary to prepare a Family Policymaking Assessment.

I. Review Under Executive Order 12630

    Pursuant to Executive Order 12630, ``Governmental Actions and 
Interference with Constitutionally Protected Property Rights,'' 53 FR 
8859 (March 18, 1988), DOE has determined that this rule would not 
result in any takings that might require compensation under the Fifth 
Amendment to the U.S. Constitution.

J. Review Under the Treasury and General Government Appropriations Act, 
2001

    Section 515 of the Treasury and General Government Appropriations 
Act, 2001 (44 U.S.C. 3516, note) provides for Federal agencies to 
review most disseminations of information to the public under 
information quality guidelines established by each agency pursuant to 
general guidelines issued by OMB. OMB's guidelines were published at 67 
FR 8452 (Feb. 22, 2002), and DOE's guidelines were published at 67 FR 
62446 (Oct. 7, 2002). DOE has reviewed this final rule under the OMB 
and DOE guidelines and has concluded that it is consistent with 
applicable policies in those guidelines.

K. Review Under Executive Order 13211

    Executive Order 13211, ``Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 
(May 22, 2001), requires Federal agencies to prepare and submit to OIRA 
at OMB, a Statement of Energy Effects for any significant energy 
action. A ``significant energy action'' is defined as any action by an 
agency that promulgates or is expected to lead to promulgation of a 
final rule, and that (1) is a significant regulatory action under 
Executive Order 12866, or any successor order; and (2) is likely to 
have a significant adverse effect on the supply, distribution, or use 
of energy, or (3) is designated by the Administrator of OIRA as a 
significant energy action. For any significant energy action, the 
agency must give a detailed statement of any adverse effects on energy 
supply, distribution, or use should the proposal be implemented, and of 
reasonable alternatives to the action and their expected benefits on 
energy supply, distribution, and use.
    DOE has concluded that this regulatory action is not a significant 
energy action because it is not likely to have a significant adverse 
effect on the supply, distribution, or use of energy, nor has it been 
designated as such by the Administrator at OIRA. Accordingly, DOE has 
not prepared a Statement of Energy Effects on this final rule.

L. Congressional Notification

    As required by 5 U.S.C. 801, DOE will report to Congress on the 
promulgation of this rule prior to its effective date. The report will 
state that it has been determined that the rule is not a ``major rule'' 
as defined by 5 U.S.C. 804(2).

M. Description of Materials Incorporated by Reference

    In this final rule, DOE incorporates by reference a commercial 
standard published by NSF International, NSF/ANSI 51 Food equipment 
materials. This standard applies specifically to materials and coatings 
used in the manufacturing of equipment and objects designed for contact 
with foodstuffs. Copies of NSF/ANSI 51 are reasonably available and may 
be purchased from NSF International, P.O. Box 130140, 789 North Dixboro 
Road, Ann Arbor, MI 48113-0140, 1-800-673-6275, or go to http://www.nsf.org.

V. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of this final 
rule.

List of Subjects in 10 CFR Part 430

    Administrative practice and procedure, Confidential business 
information, Energy conservation, Household appliances, Imports, 
Incorporation by reference, Intergovernmental relations, Small 
businesses.

    Issued in Washington, DC, on December 18, 2017.
Daniel R Simmons,
Acting Assistant Secretary, Energy Efficiency and Renewable Energy.

    For the reasons set forth in the preamble, DOE amends part 430 of 
chapter II, subchapter D, of title 10 of the Code of Federal 
Regulations, as set forth below:

PART 430--ENERGY CONSERVATION PROGRAM FOR CONSUMER PRODUCTS

0
1. The authority citation for part 430 continues to read as follows:

    Authority: 42 U.S.C. 6291-6309; 28 U.S.C. 2461 note.


Sec.  430.3   [Amended]

0
2. In Sec.  430.3, paragraph (s)(1) is amended by removing ``Sec.  
430.2.'' and adding in its place ``Sec. Sec.  430.2 and 430.32.''

0
3. Section 430.32 is amended by adding paragraph (bb) to read as 
follows:


Sec.  430.32  Energy and water conservation standards and their 
compliance dates.

* * * * *
    (bb) Rough service lamps and vibration service lamps. (1) Rough 
service lamps manufactured on or after January 25, 2018 must:
    (i) Have a shatter-proof coating or equivalent technology that is 
compliant with NSF/ANSI 51 (incorporated by reference; see Sec.  430.3) 
and is designed to contain the glass if the glass envelope of the lamp 
is broken and to provide effective containment over the life of the 
lamp;
    (ii) Have a rated wattage not greater than 40 watts; and
    (iii) Be sold at retail only in a package containing one lamp.

[[Page 60852]]

    (2) Vibration service lamps manufactured on or after January 25, 
2018 must:
    (i) Have a rated wattage no greater than 40 watts; and
    (ii) Be sold at retail only in a package containing one lamp.

[FR Doc. 2017-27744 Filed 12-22-17; 8:45 am]
BILLING CODE 6450-01-P



                                                                                                                                                                                                  60845

                                             Rules and Regulations                                                                                         Federal Register
                                                                                                                                                           Vol. 82, No. 246

                                                                                                                                                           Tuesday, December 26, 2017



                                             This section of the FEDERAL REGISTER                    FOR FURTHER INFORMATION CONTACT:     Ms.              U.S.C. 6291–6317, as codified), DOE is
                                             contains regulatory documents having general            Celia Sher, U.S. Department of Energy,                required to collect unit sales data for
                                             applicability and legal effect, most of which           Office of the General Counsel, GC–33,                 calendar years 2010 through 2025, in
                                             are keyed to and codified in the Code of                1000 Independence Avenue SW,                          consultation with the National Electrical
                                             Federal Regulations, which is published under           Washington, DC 20585–0121.                            Manufacturers Association (NEMA), for
                                             50 titles pursuant to 44 U.S.C. 1510.
                                                                                                     Telephone: (202) 287–6122. Email:                     rough service, shatter-resistant, 3-way
                                             The Code of Federal Regulations is sold by              Celia.Sher@hq.doe.gov.                                incandescent lamps, 2,601–3,300 lumen
                                             the Superintendent of Documents.                          Appliance Standards staff, U.S.                     general service incandescent lamps, and
                                                                                                     Department of Energy, Office of Energy                vibration service lamps. For each of
                                                                                                     Efficiency and Renewable Energy,                      these five lamp types, DOE, in
                                             DEPARTMENT OF ENERGY                                    Building Technologies, EE–2J, 1000                    consultation with NEMA, must also
                                                                                                     Independence Avenue SW, Washington,                   construct a model based on coincident
                                             10 CFR Part 430                                         DC 20585–0121. Telephone:                             economic indicators that closely match
                                             [EERE–2017–BT–STD–0057]                                 (202) 287–1445. Email:                                the historical annual growth rates of
                                                                                                     ApplianceStandardsQuestions@                          each lamp type to provide a neutral
                                             Energy Conservation Program: Energy                     ee.doe.gov.                                           comparison benchmark estimate of
                                             Conservation Standards for Rough                        SUPPLEMENTARY INFORMATION: This final                 future unit sales. (42 U.S.C.
                                             Service Lamps and Vibration Service                     rule incorporates by reference into 10                6295(l)(4)(B). Section 321(a)(3)(B) of the
                                             Lamps                                                   CFR part 430 the following commercial                 Energy Independence and Security Act
                                                                                                     standard: NSF/ANSI 51–2007 (‘‘NSF/                    of 2007 (EISA 2007) in part amends
                                             AGENCY:  Office of Energy Efficiency and
                                                                                                     ANSI 51’’), Food equipment materials,                 paragraph 325(l) of EPCA by adding
                                             Renewable Energy, Department of
                                                                                                     revised and adopted April 2007. Copies                paragraphs (4)(D) through (H), which
                                             Energy.
                                                                                                     of NSF/ANSI 51 may be purchased from                  direct DOE to initiate an accelerated
                                             ACTION: Final rule.                                     NSF International, P.O. Box 130140, 789               rulemaking to establish an energy
                                             SUMMARY:   The U.S. Department of                       North Dixboro Road, Ann Arbor, MI                     conservation standard for these lamps if
                                             Energy (DOE) is publishing this final                   48113–0140, 1–800–673–6275, or go to                  the actual annual unit sales of any of the
                                             rule in order to codify in the Code of                  http://www.nsf.org.                                   lamp types in any year between 2010
                                                                                                       For a further discussion of this                    and 2025 exceed the benchmark
                                             Federal Regulations certain backstop
                                                                                                     standard, see section IV.M.                           estimate of unit sales by at least 100
                                             requirements for rough service lamps
                                             and vibration service lamps that                        Table of Contents                                     percent (i.e., are greater than 200
                                             Congress prescribed in the Energy                                                                             percent of the anticipated sales). (42
                                             Policy and Conservation Act. These                      I. Background                                         U.S.C. 6295(l)(4)(D)–(H)) If the Secretary
                                             backstop requirements apply as a result                 II. Summary of This Action                            of Energy (Secretary) does not complete
                                             of the subject lamps exceeding sales
                                                                                                     III. Final Action                                     the accelerated rulemakings within one
                                                                                                     IV. Procedural Issues and Regulatory Review           year from the end of the previous
                                             thresholds specified in the statute. In                    A. Review Under Executive Orders 12866
                                             particular, this rule applies a statutorily-                                                                  calendar year during which predicted
                                                                                                           and 13563
                                             established 40-watt maximum energy                                                                            sales were exceeded, there is a
                                                                                                        B. Review Under the Regulatory Flexibility
                                             use and packaging limitation to rough                         Act                                             ‘‘backstop requirement’’ for each lamp
                                             service lamps and vibration service                        C. Review Under the Paperwork Reduction            type, which would establish, by statute,
                                             lamps.                                                        Act                                             energy conservation standard levels and
                                                                                                        D. Review Under the National                       related requirements. Id. For 2,601–
                                             DATES:  The effective date of this rule is                    Environmental Policy Act of 1969                3,300 lumen general service
                                             January 25, 2018. The incorporation by                     E. Review Under Executive Order 13132              incandescent lamps, this backstop is
                                             reference of a certain publication listed                  F. Review Under Executive Order 12988              automatically imposed once the
                                             in this rulemaking is approved by the                      G. Review Under the Unfunded Mandates
                                                                                                           Reform Act of 1995                              benchmark unit sales estimates are
                                             Director of the Federal Register on                                                                           exceeded.
                                                                                                        H. Review Under the Treasury and General
                                             January 25, 2018.                                             Government Appropriations Act, 1999                By this action, DOE is placing in the
                                             ADDRESSES: The docket is available for                     I. Review Under Executive Order 12630              Code of Federal Regulations (CFR) the
                                             review at http://www.regulations.gov.                      J. Review Under the Treasury and General           statutory backstop requirements for
                                             All documents in the docket are listed                        Government Appropriations Act, 2001             rough service lamps and vibration
                                             in the http://www.regulations.gov index.                   K. Review Under Executive Order 13211
                                                                                                        L. Congressional Notification
                                                                                                                                                           service lamps prescribed in 42 U.S.C.
                                             However, some documents listed in the                      M. Description of Materials Incorporated           6295(l)(4)(D)(ii) and (E)(ii). These
                                             index, such as those containing                               by Reference                                    sections, which were added by EISA
                                             information that is exempt from public                  V. Approval of the Office of the Secretary            2007, establish energy conservation
                                             disclosure, may not be publicly                                                                               standard levels and related
                                             available.
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                                                                                                     I. Background                                         requirements for rough service lamps
                                               The docket web page can be found at                      Pursuant to 42 U.S.C. 6295(l)(4) of the            and vibration service lamps if DOE does
                                             http://www.regulations.gov/#!                           Energy Policy and Conservation Act of                 not complete a rulemaking in an
                                             docketDetail;D=EERE-2017-BT-STD-                        1975 (EPCA),1 Public Law 94–163 (42                   accelerated 1 year period after issuing a
                                             0057. The docket web page will contain
                                             simple instructions on how to access all                  1 All references to EPCA refer to the statute as    Improvement Act of 2015, Public Law 114–11
                                             documents in the docket.                                amended through the Energy Efficiency                 (April 30, 2015).



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                                             60846            Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations

                                             finding that the specified benchmark                    lamps. In an October 2016 notice of                   an opportunity for public comment on
                                             unit sales estimates had been exceeded.                 proposed definition and data                          this final rule are unnecessary. DOE is
                                                                                                     availability (NOPDDA), DOE indicated                  merely placing in the CFR, verbatim,
                                             II. Summary of This Action
                                                                                                     it must conduct an energy conservation                certain requirements and wattage
                                                Section 321(a)(1)(B) of EISA 2007                    standards rulemaking for rough service                limitations for rough service lamps and
                                             amended section 321(30) of EPCA by                      lamps to be completed no later than the               vibration service lamps prescribed by
                                             adding the definition of ‘‘vibration                    end of the 2016 calendar year. 81 FR                  Congress in EPCA. DOE is not
                                             service lamp.’’ A ‘‘vibration service                   71794, 71800 (Oct. 18, 2016).                         exercising any of the discretionary
                                             lamp’’ means a lamp that—(i) has                           If the Secretary does not complete                 authority that Congress has provided to
                                             filament configurations that are C–5,                   these accelerated rulemakings within                  the Secretary of Energy in EPCA. As
                                             C–7A, or C–9, as listed in Figure 6–12                  the one year time frame accorded by                   such, prior notice and an opportunity
                                             of the 9th Edition of the IESNA                         EPCA, the statute provides a backstop                 for comment would serve no purpose in
                                             [Illuminating Engineering Society of                    requirement that becomes an energy                    this instance. DOE, therefore, finds that
                                             North America] Lighting Handbook or                     conservation standard for vibration                   good cause exists to waive prior notice
                                             similar configurations; (ii) has a                      service and rough service lamps. This                 and an opportunity to comment for this
                                             maximum wattage of 60 watts; (iii) is                   backstop requirement would require                    rulemaking.
                                             sold at retail in packages of 2 lamps or                vibration service lamps to: (1) Have a
                                                                                                     maximum 40-watt limitation and (2) be                 IV. Procedural Issues and Regulatory
                                             less; and (iv) is designated and marketed
                                                                                                     sold at retail only in a package                      Review
                                             specifically for vibration service or
                                             vibration-resistant applications, with—                 containing one lamp. 42 U.S.C.                        A. Review Under Executive Orders
                                             (I) the designation appearing on the                    6295(l)(4)(E)(ii). For rough service                  12866 and 13563
                                             lamp packaging; and (II) marketing                      lamps, the backstop requires that the                   This final rule is a ‘‘significant
                                             materials that identify the lamp as being               lamps: (1) Have a shatter-proof coating               regulatory action’’ under section 3(f)(1)
                                             vibration service only. (42 U.S.C.                      or equivalent technology that complies                of Executive Order 12866 and the
                                             6291(30)(AA))                                           with NSF/ANSI 51 and is designed to                   principles reaffirmed in Executive Order
                                                Section 321(a)(1)(B) of EISA 2007                    contain the glass if the glass envelope of            13563. Accordingly, this action was
                                             amended section 321(30) of EPCA by                      the lamp is broken and to provide                     subject to review by the Office of
                                             adding the definition of ‘‘rough service                effective containment over the life of the            Information and Regulatory Affairs
                                             lamp.’’ A ‘‘rough service lamp’’ means                  lamp; (2) have a maximum 40-watt                      (OIRA) in the Office of Management and
                                             a lamp that—(i) has a minimum of 5                      limitation; and (3) be sold at retail only
                                                                                                                                                           Budget (OMB).
                                             supports with filament configurations                   in a package containing one lamp. 42
                                             that are C–7A, C–11, C–17, and C–22 as                  U.S.C. 6295(l)(4)(D)(ii).                             Regulatory Impact Analysis
                                             listed in Figure 6–12 of the 9th edition                   Since unit sales for vibration service             Summary
                                             of the IESNA Lighting handbook, or                      lamps and rough service lamps
                                                                                                     exceeded 200 percent of the benchmark                   The purpose of this Regulatory Impact
                                             similar configurations where lead wires
                                                                                                     estimate in 2015, and DOE did not                     Analysis (RIA) is to describe the range
                                             are not counted as supports; and (ii) is
                                                                                                     complete an energy conservation                       of potential costs related to applying the
                                             designated and marketed specifically for
                                                                                                     standards rulemaking for these lamps by               statutorily-established 40 watt
                                             ‘‘rough service’’ applications, with—(I)
                                                                                                     the end of calendar year 2016, the                    maximum energy use and packaging
                                             the designation appearing on the lamp
                                                                                                     backstop requirement was triggered,                   limitation to rough and vibration service
                                             packaging; and (II) marketing materials
                                                                                                     without discretion, and is now                        lamps as well as the shatter-proof
                                             that identify the lamp as being for rough
                                                                                                     applicable. For this final rule, DOE                  coating requirement for rough service
                                             service. (42 U.S.C. 6291(30)(X))
                                                DOE published a notice of data                       codifies at 10 CFR 430.32 the statutory               lamps. This RIA presents three separate
                                             availability (NODA) in April 2016,                      requirements that apply to rough service              consumer substitution scenarios due to
                                             which indicated that the shipments of                   lamps and vibration service lamps in 42               the elimination of greater than 40 watt
                                             vibration service lamps were over 7                     U.S.C. 6295(l)(4)(D)(ii) and (E)(ii). These           rough and vibration service lamps from
                                             million units in 2015. This equates to                  energy conservation levels and                        the market. These three scenarios
                                             272.5 percent of the benchmark                          requirements apply to rough service                   provide lower and upper bounds of the
                                             estimate, which was 2,594,000 units. 81                 lamps and vibration service lamps                     range of potential monetized costs, but
                                             FR 20261, 20263 (April 7, 2016).                        manufactured on or after January 25,                  they do not take into account lost utility
                                             Therefore, vibration service lamps                      2018. While DOE did not meet its                      caused by the substitutions. DOE
                                             exceeded the statutory threshold for the                statutory deadline to complete an                     estimates this rule to eliminate 80% of
                                             first time, thus triggering an accelerated              accelerated rulemaking by the end of                  the rough and vibration service lamp
                                             rulemaking to be completed no later                     calendar year 2016, an effective date of              market. DOE took this bounding
                                             than December 31, 2016. Id.                             January 25, 2018, remains generally                   approach because data are unavailable
                                             Furthermore, NEMA submitted revised                     consistent with the intent of Congress to             to forecast consumer response to the
                                             data for rough service lamps following                  provide for a one calendar year period                rule.
                                                                                                     between imposition of the energy                        In the first scenario, consumers are
                                             the publication of the April 2016 NODA
                                                                                                     conservation standard and compliance                  assumed to substitute rough and
                                             at 81 FR 20261. The revised data
                                                                                                     with such standard. The Secretary will                vibration service lamps greater than 40
                                             showed sales of 10,914,000 rough
                                                                                                     continue to collect and model data for                watts with rough and service lamps less
                                             service lamps in 2015, which exceeded
                                                                                                     rough service lamps and vibration                     than 40 watts. In the second scenario,
                                             100% of the benchmark estimate of
                                                                                                                                                           consumers are assumed to substitute
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                                             4,967,000 units for 2015.2 This resulted                service lamps for two years after this
                                                                                                     effective date, in accordance with 42                 greater than 40 watt rough and vibration
                                             in a requirement for DOE to initiate an
                                                                                                     U.S.C. 6295(l)(4)(I)(ii).                             service lamps with shatter-resistant
                                             accelerated rulemaking for rough service
                                                                                                                                                           lamps greater than 40 watts. In the third
                                                                                                     III. Final Action                                     scenario, consumers are assumed to
                                               2 Seeex parte memorandum published in the
                                             docket at https://www.regulations.gov/document?            DOE has determined, pursuant to 5                  substitute greater than 40 watt rough
                                             D=EERE-2013-BT-STD-0051-0075.                           U.S.C. 553(b)(B), that prior notice and               and vibration service lamps with LEDs


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                                                                  Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations                                                                                           60847

                                             emitting equivalent lumens as the lamps                                     incremental costs and market value                                            greater than 40 watt rough and vibration
                                             they would replace. In all three                                            associated with this rulemaking. For a                                        service lamps with LEDs that emit
                                             scenarios, consumers would still have                                       lower bound, the rule could increase                                          equivalent lumens. In practice, there
                                             access to rough and vibration service                                       aggregate consumer spending by $14.7                                          will likely be a mix of market responses
                                             lamp less than 40 watts but would pay                                       million if all consumers substituted                                          across consumers. In the lower bound
                                             more per unit due to the new packaging                                      greater than 40 watt rough and vibration                                      estimated especially there is likely to be
                                             limitations and shatter proofing                                            service lamps with those less than 40                                         additional, non-quantified lost utility
                                             requirements.                                                               watts. For an upper bound, the rule                                           because consumers are substituting
                                               Table 1 summarizes the three                                              could increase consumer spending by                                           lower wattage bulbs that deliver less
                                             substitution scenarios as potential                                         $72.8M if all consumers substituted                                           light.

                                                                                                                                                      TABLE 1
                                                                                                                                                                                                                 Substitution scenarios *

                                                                                                                                                                                                                              Shatterproof           LEDs
                                                                                                                                                                                        <40W rough/vibration                     lamps           (equivalent
                                                                                                                                                                                           service lamps                        (>40W)             lumens)

                                             Incremental Cost ..............................................................................................................           $1.33 (rough) .............                    $1.31             $2.91
                                                                                                                                                                                       $0.02 (vibration) ........
                                             Market Value ....................................................................................................................         $14.7M ......................                 49.8M             72.8M
                                               * Includes increased cost for packaging and shatter proofing for <40W rough and vibration service lamps. A more detailed summary of those
                                             costs are provided in the Consumer Impacts section.


                                             Background                                                                  40-watt limitation and (2) be sold at                                         costs associated with this action. As a
                                               These requirements apply as a result                                      retail only in a package containing one                                       first step, DOE looked at the revenue of
                                             of these lamps exceeding sales                                              lamp. 42 U.S.C. 6295(l)(4)(E)(ii). For                                        the lamps above 40 watts that will no
                                             thresholds specified as required by                                         rough service lamps, the backstop                                             longer be generated by industry.
                                             EPCA.                                                                       requires that the lamps: (1) Have a                                              Because DOE was previously
                                                                                                                         shatter-proof coating or equivalent                                           prohibited from collecting data
                                               Pursuant to reporting and tracking
                                                                                                                         technology that complies with NSF/                                            regarding incandescent lamps,
                                             requirements in 42 U.S.C. 6295(l)(4)(D)
                                                                                                                         ANSI 51 and is designed to contain the                                        including the subject lamps, DOE does
                                             and (E), NEMA reported to DOE the
                                                                                                                         glass if the glass envelope of the lamp                                       not have data regarding the percentage
                                             following figures for rough service lamp
                                                                                                                         is broken and to provide effective                                            of lamps sold of both types above 40
                                             and vibration service lamp shipments
                                                                                                                         containment over the life of the lamp;                                        watts. DOE estimates that about 80
                                             for the year 2015:
                                                                                                                         (2) have a maximum 40-watt limitation;                                        percent of rough and vibration service
                                             Rough Service Lamps 10,914,000                                              and (3) be sold at retail only in a                                           lamps are over 40 watts and will
                                             Vibration Service Lamps 7,071,000                                           package containing one lamp. 42 U.S.C.                                        therefore no longer be available. Based
                                               Because unit sales for rough service                                      6295(l)(4)(D)(ii). These energy                                               on a review of home center prices, DOE
                                             and vibration service lamps exceeded                                        conservation levels and requirements                                          concluded that these lamps sell for an
                                             100 percent of the neutral benchmark                                        apply to rough service and vibration                                          average of $1.95 per lamp. Using this
                                             estimate of unit sales in 2015,3 and DOE                                    service lamps manufactured on or after                                        average sales price of $1.95, at the
                                             did not complete an accelerated                                             January 25, 2018.                                                             volumes reported in 2015, the market
                                             rulemaking establishing standards for                                                                                                                     for rough and vibration service lamps
                                                                                                                         Market Impacts
                                             these lamps within the statutorily                                                                                                                        greater than 40 watts was just over $28
                                             required timeframe, EPCA mandates the                                          The practical effect of the backstop                                       million, out of a total market value of
                                             following backstop requirement that                                         requirement is to remove rough and                                            just over $35 million for all rough and
                                             becomes an energy standard for                                              vibration service lamps over 40 watts                                         vibration service lamps. Table 2
                                             vibration and rough service lamps. This                                     from the market starting on January 25,                                       summarizes estimated current revenue
                                             backstop requirement requires vibration                                     2018. DOE conducted an order of                                               associated with the subject lamps
                                             service lamps to: (1) Have a maximum                                        magnitude analysis to assess the likely                                       greater than 40 watts.

                                                                                                                                                      TABLE 2
                                                                                                                                                                                                                              Rough service     Vibration
                                                                                                                                                                                                                                 lamps        service lamps

                                             Shipments in 2015 ...................................................................................................................................................               10,914,000         7,071,000

                                             Average Sales Price ................................................................................................................................................                        $1.95
                                             Percent of Sales >40W ...........................................................................................................................................                           80%
ethrower on DSK3G9T082PROD with RULES




                                             Lost total revenue from >40W lamp removal from market .....................................................................................                                        $17,026,000      $11,031,000

                                                   Total ..................................................................................................................................................................           $28,057,000



                                              3 See https://www.regulations.gov/document?

                                             D=EERE-2011-BT-NOA-0013-0002.


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                                             60848                Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations

                                             Consumer Impacts                                                            behind a consumer’s choice to purchase                                        requirements for vibration and rough
                                                In the absence of rough and vibration                                    a specific lamp type, hence a set of                                          service lamps, of approximately $0.02
                                             service lamps above 40 watts, DOE                                           scenarios that represent lower and                                            per unit, and to the new shatterproof
                                             believes that all or most consumers of                                      upper bounds of the incremental                                               coating requirements for rough service
                                             these lamps will purchase a                                                 monetized cost of this final rule are                                         lamps of approximately $1.31 per unit.
                                             replacement product because the                                             presented. For rough and vibration                                            For vibration service lamps, DOE
                                             demand for light bulbs is expected to                                       service lamps less than 40 watts,                                             estimates additional packaging costs to
                                             remain constant and not diminish                                            consumers will pay more per unit via                                          be roughly $28,000. For rough service
                                             significantly as a result of certain                                        pass though costs due to the backstop                                         lamps, DOE estimates additional
                                             products exiting the market, even                                           packaging and shatterproof coating                                            packaging costs totaling $44,000. For
                                             though substitute bulbs may be more                                         requirements. These costs are built into                                      rough service lamps, DOE estimates
                                             costly. Consumers have multiple                                             the three scenarios, but are detailed here                                    shatterproof coating costs to be about
                                             replacement options presented in the                                        for transparency.                                                             $2,852,000.
                                             following three scenarios: (1) Rough or                                        For the cost of packaging and shatter                                        Table 3 summarizes these incremental
                                             vibration service lamps less than 40                                        proofing requirement of the backstop                                          costs for packaging and shatterproofing
                                             watts, (2) shatter-resistant lamps greater                                  provisions, DOE estimates imposition of                                       rough and vibration service lamps less
                                             than 40 watts or (3) LED lamps emitting                                     the required backstop standard would                                          than 40 watts under the estimated
                                             equivalent lumens. DOE does not                                             result in a modest market cost increase                                       current 20 percent market profile when
                                             attempt here to account for the reasons                                     related to the new packaging                                                  the rule is effective.

                                                                                                                                                      TABLE 3
                                                                                                                                                                                                                              Rough service     Vibration
                                                                                                                                                                                                                                 lamps        service lamps

                                             Shipments in 2015 ...................................................................................................................................................               10,914,000         7,071,000

                                             Percent of Sales for <40W ......................................................................................................................................                            20%
                                             Unit Cost for Packaging ...........................................................................................................................................                         $0.02

                                             Unit Cost for Shatter proofing ..................................................................................................................................                        $1.31               NA
                                             Increased total cost for packaging for <40W ..........................................................................................................                                 $44,000          $28,000
                                             Increased total cost for shatter proofing for <40W ..................................................................................................                               $2,852,000               NA

                                                   Total ..................................................................................................................................................................            $2,924,000



                                             Substitution Scenario 1: Rough or                                           compliance. These lamps will require                                          included in the calculation. Table 4
                                             Vibration Service Lamps Less Than 40                                        the same packaging and shatter proofing                                       summarizes the incremental costs of the
                                             Watts                                                                       provisions so the substitution cost will                                      rule under this substitution scenario.
                                               Any lost opportunity to purchase                                          increase. There is some utility lost                                          Note that the costs for packaging and
                                             rough service and vibration service                                         associated with this substitution,                                            shatter proofing are higher than those
                                             lamps over 40 watts is diminished by                                        primarily due to the fact that the lumen                                      shown in Table 3 because in this
                                             the fact that consumers will still be able                                  output from a 40 watt lamp is typically                                       scenario, all bulbs will need to have
                                             to purchase the 40 watt versions of these                                   less than it would be for a lamp at a                                         these costs added, not just the ones
                                             lamps after the backstop requires                                           higher wattage. However, utility is not                                       currently <40 watts.
                                                                                                                                                      TABLE 4
                                                                                                                                                                                                                              Rough service     Vibration
                                                                                                                                                                                                                                 lamps        service lamps

                                             Shipments in 2015 ...................................................................................................................................................               10,914,000         7,071,000

                                             Percent of Sales >40W and <40W ..........................................................................................................................                                   100%
                                             Unit Cost for Packaging ...........................................................................................................................................                         $0.02

                                             Unit Cost for Shatter proofing ..................................................................................................................................                        $1.31              NA
                                             Increased total cost for packaging for <40W ..........................................................................................................                                $218,000         $141,000
                                             Increased total cost for shatter proofing for <40W ..................................................................................................                              $14,297,000               NA

                                                   Subtotal .............................................................................................................................................................       $14,516,000         $141,000

                                                          Total ...........................................................................................................................................................           $14,657,000
ethrower on DSK3G9T082PROD with RULES




                                             Substitution Scenario 2: Shatter-                                           40 watts as there is significant overlap                                      and vibration service lamp or a rough
                                             Resistant Lamps Greater Than 40 Watts                                       in application among rough service,                                           service and shatter-resistant lamp) and
                                                                                                                         vibration service, and shatter-resistant                                      the requirement to add a shatter-proof
                                               Consumers could choose to purchase                                        lamps. Many of these products are                                             coating as part of the backstop
                                             an existing shatter-resistant lamp over                                     already co-named (e.g., a rough service                                       requirement is evidence that shatter-


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                                                                  Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations                                                                                           60849

                                             resistant lamps can be used in the same                                     standards for this lamp type. Therefore,                                      incremental increase of $1.31.4 Table 5
                                             applications as rough service lamps.                                        they are available using incandescent                                         summarizes the incremental costs for
                                             DOE expects minimal loss in consumer                                        technology and are the lowest cost                                            shatter-resistant lamps (inclusive of cost
                                             utility from this substitution. Shatter-                                    replacement option. Compared to a                                             increases for rough and vibration service
                                             resistant lamp sales have not exceeded                                      rough or vibration service lamp, a                                            lamps less than 40 watts currently
                                             their specified threshold. As a result,                                     shatter-resistant lamp is about 67                                            purchased) under this scenario.
                                             DOE has not been obligated to establish                                     percent more expensive, or an

                                                                                                                                                      TABLE 5
                                                                                                                                                                                                                              Rough service     Vibration
                                                                                                                                                                                                                                 lamps        service lamps

                                             Shipments in 2015 ...................................................................................................................................................               10,914,000         7,071,000

                                             Percent of Sales >40W ...........................................................................................................................................                           80%
                                             Percent of Sales <40W ...........................................................................................................................................                           20%
                                             Average Sales Price ................................................................................................................................................                        $1.95
                                             Shatter-resistant lamp sales price ...........................................................................................................................                              $3.26
                                             Incremental sales price increase .............................................................................................................................                              $1.31

                                             Increased cost for shatter-resistant lamps due to >40W removal from market ......................................................                                                  $28,433,000      $18,421,000
                                             Increased total cost for packaging for <40W ..........................................................................................................                                 $44,000          $28,000
                                             Increased total cost for shatter proofing for <40W ..................................................................................................                               $2,852,000               NA

                                                   Subtotal .............................................................................................................................................................       $31,329,000      $18,450,000

                                                          Total ...........................................................................................................................................................           $49,778,000



                                             Substitution Scenario 3: LED Lamps                                          require shatter-resistance because of the                                     as longer lifetimes and lower wattages
                                             With Equivalent Lumens                                                      materials used in their construction and                                      (while maintaining the same amount of
                                                                                                                         the absence of a filament. While LED                                          light). Further, DOE notes that prices for
                                                Alternatively, consumers could                                           lamps are currently about 149 percent                                         LED lamps continue to decrease in the
                                             choose to purchase a more efficient                                         more expensive,5 or an incremental                                            marketplace. Table 6 summarizes the
                                             light-emitting diode (LED) lamp as a                                        increase of $2.91, than rough and                                             incremental costs for LED lamps
                                             replacement. LED lamps can be used                                          vibration service lamps, they are more                                        (inclusive of cost increases for rough
                                             without modification in rough service                                       widely available than shatter-resistant                                       and vibration service lamps less than 40
                                             applications, vibration service                                             lamps and also have features that                                             watts) under this scenario.
                                             applications, or applications that                                          consumers would find desirable, such

                                                                                                                                                      TABLE 6
                                                                                                                                                                                                                              Rough service     Vibration
                                                                                                                                                                                                                                 lamps        service lamps

                                             Shipments in 2015 ...................................................................................................................................................               10,914,000         7,071,000

                                             Percent of Sales >40W ...........................................................................................................................................                           80%
                                             Percent of Sales <40W ...........................................................................................................................................                           20%
                                             Average Sales Price ................................................................................................................................................                        $1.95
                                             LED lamp sales price ..............................................................................................................................................                         $4.86
                                             Incremental sales price increase .............................................................................................................................                              $2.91

                                             Increased cost for shatter-resistant lamps due to >40W removal from market ......................................................                                                  $42,394,000      $27,467,000
                                             Increased total cost for packaging for <40W ..........................................................................................................                                 $44,000          $28,000
                                             Increased total cost for shatter proofing for <40W ..................................................................................................                               $2,852,000               NA

                                                   Subtotal .............................................................................................................................................................       $45,290,000      $27,495,000

                                                          Total ...........................................................................................................................................................           $72,785,000



                                             Lifecycle Costs                                                             the expected lifetime of the lamps. The                                       cost of electricity. DOE estimated the
                                                                                                                         factors that the agency considered for                                        lifecycle costs for rough service lamps
                                               In addition to considering the upfront                                    the lifecycle cost estimate were the                                          compared to LED lamps (unnecessary
ethrower on DSK3G9T082PROD with RULES




                                             cost of purchasing the lightbulb, DOE                                       upfront price of the lamp, lifetime of the                                    for the incandescent substitution
                                             also considered the lifecycle costs over                                    lamp, usage time of the lamp, and the                                         scenarios) under the following scenario.
                                               4 This value was based on a comparison of Home                            and correlated color temperature (CCT) were the                               lamps. The manufacturer, wattage-equivalency,
                                             Center prices of rough service lamps and shatter-                           same between the lamps being compared.                                        shape, and CCT were the same between the lamps
                                                                                                                           5 This value was based on a comparison of Home
                                             resistant lamps. The manufacturer, wattage, shape,                                                                                                        being compared.
                                                                                                                         Center prices of rough service lamps and LED



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                                             60850            Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations

                                             If the LED bulb can be used for the                     lamps and vibration service lamps                     such regulations. 65 FR 13735. DOE has
                                             rough service applications, the cost of                 prescribed by EPCA. Because this is an                examined this rule and has determined
                                             operating it for 3 hours a day is $1.32                 amendment for which a general notice                  that it would not have a substantial
                                             per year (3 hours a day at $.11 a kilowatt              of proposed rulemaking is not required                direct effect on the States, on the
                                             hour). The bulb is expected to have a                   under 5 U.S.C. 553 or any other law, the              relationship between the national
                                             life of about 13 years. The lifecycle cost              analytical requirements of the                        government and the States, or on the
                                             of buying the bulb and using it for its                 Regulatory Flexibility Act do not apply               distribution of power and
                                             life would be about $22.00. A 75 watt                   to this rulemaking.                                   responsibilities among the various
                                             rough service incandescent bulb costs                                                                         levels of government. EPCA governs and
                                                                                                     C. Review Under the Paperwork
                                             $.50 up front, but $9.03 a year to use 3                                                                      prescribes Federal preemption of State
                                                                                                     Reduction Act
                                             hours a day (see the lighting facts here:                                                                     regulations as to energy conservation for
                                             https://www.lightbulbs.com/product/                       This rulemaking imposes no new                      the products that are the subject of this
                                             bulbrite-107275#). The life of the rough                information or record keeping                         final rule. States can petition DOE for
                                             service lamp is 4.6 years. Over that time               requirements. Accordingly, Office of                  exemption from such preemption to the
                                             its lifecycle costs approximately $42.00                Management and Budget clearance is                    extent, and based on criteria, set forth in
                                             to buy and use a rough service lamp,                    not required under the Paperwork                      EPCA. (42 U.S.C. 6297) Therefore, no
                                             and it only lasts on average about as                   Reduction Act. (44 U.S.C. 3501 et seq.)               further action is required by Executive
                                             third as long.                                          D. Review Under the National                          Order 13132.
                                                In this example, the LED lifecycle                   Environmental Policy Act of 1969
                                             costs are $22.00 to use it 3 hours a day                                                                      F. Review Under Executive Order 12988
                                             for 13 years vs. $42.00 for the rough                      Pursuant to the National                              With respect to the review of existing
                                             service incandescent for only 4.6 years.                Environmental Policy Act (NEPA) of                    regulations and the promulgation of
                                             The lower LED lifecycle costs suggests                  1969, DOE has determined that the rule                new regulations, section 3(a) of
                                             that consumers are buying rough service                 fits within the category of actions                   Executive Order 12988, ‘‘Civil Justice
                                             incandescent lamps for reasons that may                 included in Categorical Exclusion (CX)                Reform,’’ imposes on Federal agencies
                                             not be easily quantified. For example,                  B5.1 and otherwise meets the                          the general duty to adhere to the
                                             consumers could purchase these lamps                    requirements for application of a CX.                 following requirements: (1) Eliminate
                                             and put them in places where they are                   (See 10 CFR part 1021, App. B, B5.1(b);               drafting errors and ambiguity, (2) write
                                             rarely used, such as a pantry or a closet.              1021.410(b) and App. B, B(1)–(5).) The                regulations to minimize litigation, (3)
                                             Then it makes sense to buy an                           rule fits within this category of actions             provide a clear legal standard for
                                             inexpensive bulb because what matters                   because it is a rulemaking that                       affected conduct rather than a general
                                             is the upfront cost, not the cost of                    establishes energy conservation                       standard, and (4) promote simplification
                                             operating it. Consumers may have other                  standards for consumer products or                    and burden reduction. 61 FR 4729 (Feb.
                                             reasons for choosing incandescent bulbs                 industrial equipment, and for which                   7, 1996). Regarding the review required
                                             as well. The uncertainty surrounding                    none of the exceptions identified in CX               by section 3(a), section 3(b) of Executive
                                             these decisions are why it is difficult to              B5.1(b) apply. Therefore, DOE has made                Order 12988 specifically requires that
                                             model macro consumer response to this                   a CX determination for this rulemaking,               Executive agencies make every
                                             rule.                                                   and DOE does not need to prepare an                   reasonable effort to ensure that the
                                                                                                     Environmental Assessment or                           regulation (1) clearly specifies the
                                             B. Review Under the Regulatory                          Environmental Impact Statement for                    preemptive effect, if any, (2) clearly
                                             Flexibility Act                                         this rule. DOE’s CX determination for                 specifies any effect on existing Federal
                                                The Regulatory Flexibility Act (5                    this rule is available at http://                     law or regulation, (3) provides a clear
                                             U.S.C. 601 et seq.) requires preparation                energy.gov/nepa/categorical-exclusion-                legal standard for affected conduct
                                             of an initial regulatory flexibility                    cx-determinations-cx.                                 while promoting simplification and
                                             analysis for any rule that by law must                                                                        burden reduction, (4) specifies the
                                             be proposed for public comment, and a                   E. Review Under Executive Order 13132
                                                                                                                                                           retroactive effect, if any, (5) adequately
                                             final regulatory flexibility analysis                      Executive Order 13132, ‘‘Federalism,’’             defines key terms, and (6) addresses
                                             (FRFA) for any such rule that an agency                 64 FR 43255 (Aug. 10, 1999) imposes                   other important issues affecting clarity
                                             adopts as a final rule, unless the agency               certain requirements on Federal                       and general draftsmanship under any
                                             certifies that the rule, if promulgated,                agencies formulating and implementing                 guidelines issued by the Attorney
                                             will not have a significant economic                    policies or regulations that preempt                  General. Section 3(c) of Executive Order
                                             impact on a substantial number of small                 State law or that have Federalism                     12988 requires Executive agencies to
                                             entities. As required by Executive Order                implications. The Executive Order                     review regulations in light of applicable
                                             13272, ‘‘Proper Consideration of Small                  requires agencies to examine the                      standards in section 3(a) and section
                                             Entities in Agency Rulemaking,’’ 67 FR                  constitutional and statutory authority                3(b) to determine whether they are met
                                             53461 (August 16, 2002), DOE                            supporting any action that would limit                or it is unreasonable to meet one or
                                             published procedures and policies on                    the policymaking discretion of the                    more of them. DOE has completed the
                                             February 19, 2003, to ensure that the                   States and to carefully assess the                    required review and determined that, to
                                             potential impacts of its rules on small                 necessity for such actions. The                       the extent permitted by law, this final
                                             entities are properly considered during                 Executive Order also requires agencies                rule meets the relevant standards of
                                             the DOE rulemaking process. 68 FR                       to have an accountable process to                     Executive Order 12988.
                                             7990. DOE has made its procedures and                   ensure meaningful and timely input by
                                             policies available on the Office of the                 State and local officials in the                      G. Review Under the Unfunded
ethrower on DSK3G9T082PROD with RULES




                                             General Counsel’s website: http://                      development of regulatory policies that               Mandates Reform Act of 1995
                                             energy.gov/gc/office-general-counsel.                   have Federalism implications. On                        Title II of the Unfunded Mandates
                                             DOE today is revising the Code of                       March 14, 2000, DOE published a                       Reform Act of 1995 (UMRA) requires
                                             Federal Regulations to incorporate and                  statement of policy describing the                    each Federal agency to assess the effects
                                             implement, verbatim, energy                             intergovernmental consultation process                of Federal regulatory actions on State,
                                             conservation standards for rough service                it will follow in the development of                  local, and Tribal governments and the


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                                                              Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations                                          60851

                                             private sector. Public Law 104–4, sec.                  Act, 2001 (44 U.S.C. 3516, note)                      designed for contact with foodstuffs.
                                             201 (codified at 2 U.S.C. 1531). For a                  provides for Federal agencies to review               Copies of NSF/ANSI 51 are reasonably
                                             regulatory action likely to result in a                 most disseminations of information to                 available and may be purchased from
                                             rule that may cause the expenditure by                  the public under information quality                  NSF International, P.O. Box 130140, 789
                                             State, local, and Tribal governments, in                guidelines established by each agency                 North Dixboro Road, Ann Arbor, MI
                                             the aggregate, or by the private sector of              pursuant to general guidelines issued by              48113–0140, 1–800–673–6275, or go to
                                             $100 million or more in any one year                    OMB. OMB’s guidelines were published                  http://www.nsf.org.
                                             (adjusted annually for inflation), section              at 67 FR 8452 (Feb. 22, 2002), and
                                                                                                     DOE’s guidelines were published at 67                 V. Approval of the Office of the
                                             202 of UMRA requires a Federal agency
                                             to publish a written statement that                     FR 62446 (Oct. 7, 2002). DOE has                      Secretary
                                             estimates the resulting costs, benefits,                reviewed this final rule under the OMB                  The Secretary of Energy has approved
                                             and other effects on the national                       and DOE guidelines and has concluded                  publication of this final rule.
                                             economy. (2 U.S.C. 1532(a), (b)) The                    that it is consistent with applicable                 List of Subjects in 10 CFR Part 430
                                             UMRA also requires a Federal agency to                  policies in those guidelines.
                                             develop an effective process to permit                                                                          Administrative practice and
                                                                                                     K. Review Under Executive Order 13211                 procedure, Confidential business
                                             timely input by elected officers of State,
                                             local, and Tribal governments on a                         Executive Order 13211, ‘‘Actions                   information, Energy conservation,
                                             ‘‘significant intergovernmental                         Concerning Regulations That                           Household appliances, Imports,
                                             mandate,’’ and requires an agency plan                  Significantly Affect Energy Supply,                   Incorporation by reference,
                                             for giving notice and opportunity for                   Distribution, or Use,’’ 66 FR 28355 (May              Intergovernmental relations, Small
                                             timely input to potentially affected                    22, 2001), requires Federal agencies to               businesses.
                                             small governments before establishing                   prepare and submit to OIRA at OMB, a                    Issued in Washington, DC, on December
                                             any requirements that might                             Statement of Energy Effects for any                   18, 2017.
                                             significantly or uniquely affect them. On               significant energy action. A ‘‘significant            Daniel R Simmons,
                                             March 18, 1997, DOE published a                         energy action’’ is defined as any action              Acting Assistant Secretary, Energy Efficiency
                                             statement of policy on its process for                  by an agency that promulgates or is                   and Renewable Energy.
                                             intergovernmental consultation under                    expected to lead to promulgation of a
                                                                                                                                                             For the reasons set forth in the
                                             UMRA. 62 FR 12820. DOE’s policy                         final rule, and that (1) is a significant
                                                                                                                                                           preamble, DOE amends part 430 of
                                             statement is also available at http://                  regulatory action under Executive Order
                                                                                                                                                           chapter II, subchapter D, of title 10 of
                                             energy.gov/sites/prod/files/gcprod/                     12866, or any successor order; and (2)
                                                                                                                                                           the Code of Federal Regulations, as set
                                             documents/umra_97.pdf.                                  is likely to have a significant adverse
                                                                                                                                                           forth below:
                                                DOE has concluded that this final rule               effect on the supply, distribution, or use
                                             does not require expenditures of $100                   of energy, or (3) is designated by the                PART 430—ENERGY CONSERVATION
                                             million or more in any one year by the                  Administrator of OIRA as a significant                PROGRAM FOR CONSUMER
                                             private sector, so the Unfunded                         energy action. For any significant energy             PRODUCTS
                                             Mandates Reform Act does not apply.                     action, the agency must give a detailed
                                                                                                     statement of any adverse effects on                   ■ 1. The authority citation for part 430
                                             H. Review Under the Treasury and                        energy supply, distribution, or use                   continues to read as follows:
                                             General Government Appropriations                       should the proposal be implemented,
                                             Act, 1999                                                                                                       Authority: 42 U.S.C. 6291–6309; 28 U.S.C.
                                                                                                     and of reasonable alternatives to the                 2461 note.
                                               Section 654 of the Treasury and                       action and their expected benefits on
                                             General Government Appropriations                       energy supply, distribution, and use.                 § 430.3    [Amended]
                                             Act, 1999 (Pub. L. 105–277) requires                       DOE has concluded that this                        ■ 2. In § 430.3, paragraph (s)(1) is
                                             Federal agencies to issue a Family                      regulatory action is not a significant                amended by removing ‘‘§ 430.2.’’ and
                                             Policymaking Assessment for any rule                    energy action because it is not likely to             adding in its place ‘‘§§ 430.2 and
                                             that may affect family well-being. This                 have a significant adverse effect on the              430.32.’’
                                             rule would not have any impact on the                   supply, distribution, or use of energy,               ■ 3. Section 430.32 is amended by
                                             autonomy or integrity of the family as                  nor has it been designated as such by                 adding paragraph (bb) to read as
                                             an institution. Accordingly, DOE has                    the Administrator at OIRA. Accordingly,               follows:
                                             concluded that it is not necessary to                   DOE has not prepared a Statement of
                                             prepare a Family Policymaking                           Energy Effects on this final rule.                    § 430.32 Energy and water conservation
                                             Assessment.                                                                                                   standards and their compliance dates.
                                                                                                     L. Congressional Notification                         *       *    *      *     *
                                             I. Review Under Executive Order 12630                      As required by 5 U.S.C. 801, DOE will                 (bb) Rough service lamps and
                                                Pursuant to Executive Order 12630,                   report to Congress on the promulgation                vibration service lamps. (1) Rough
                                             ‘‘Governmental Actions and Interference                 of this rule prior to its effective date.             service lamps manufactured on or after
                                             with Constitutionally Protected Property                The report will state that it has been                January 25, 2018 must:
                                             Rights,’’ 53 FR 8859 (March 18, 1988),                  determined that the rule is not a ‘‘major                (i) Have a shatter-proof coating or
                                             DOE has determined that this rule                       rule’’ as defined by 5 U.S.C. 804(2).                 equivalent technology that is compliant
                                             would not result in any takings that                                                                          with NSF/ANSI 51 (incorporated by
                                                                                                     M. Description of Materials
                                             might require compensation under the                                                                          reference; see § 430.3) and is designed to
                                                                                                     Incorporated by Reference
                                             Fifth Amendment to the U.S.                                                                                   contain the glass if the glass envelope of
                                                                                                       In this final rule, DOE incorporates by
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                                             Constitution.                                                                                                 the lamp is broken and to provide
                                                                                                     reference a commercial standard                       effective containment over the life of the
                                             J. Review Under the Treasury and                        published by NSF International, NSF/                  lamp;
                                             General Government Appropriations                       ANSI 51 Food equipment materials.                        (ii) Have a rated wattage not greater
                                             Act, 2001                                               This standard applies specifically to                 than 40 watts; and
                                                Section 515 of the Treasury and                      materials and coatings used in the                       (iii) Be sold at retail only in a package
                                             General Government Appropriations                       manufacturing of equipment and objects                containing one lamp.


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                                             60852            Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Rules and Regulations

                                               (2) Vibration service lamps                           these amendments for congressional                      For the reasons set out in the
                                             manufactured on or after January 25,                    review under the Federal Election                     preamble, the Federal Election
                                             2018 must:                                              Campaign Act of 1971, as amended, the                 Commission amends 11 CFR chapter I
                                               (i) Have a rated wattage no greater                   Presidential Election Campaign Fund                   as follows:
                                             than 40 watts; and                                      Act, as amended, or the Presidential
                                               (ii) Be sold at retail only in a package              Primary Matching Payment Account                      PART 1—PRIVACY ACT
                                             containing one lamp.                                    Act, as amended. See 52 U.S.C.
                                                                                                                                                           ■ 1. The authority citation for part 1
                                             [FR Doc. 2017–27744 Filed 12–22–17; 8:45 am]            30111(d)(1), (4) (providing for
                                                                                                                                                           continues to read as follows:
                                             BILLING CODE 6450–01–P                                  congressional review when Commission
                                                                                                     ‘‘prescribe[s]’’ a ‘‘rule of law’’); 26                   Authority: 5 U.S.C. 552a.
                                                                                                     U.S.C. 9009(c)(1), (4), 9039(c)(1), (4)               ■ 2. Amend § 1.2 by revising the
                                             FEDERAL ELECTION COMMISSION                             (same).                                               definition for ‘‘Commission’’ to read as
                                                                                                     List of Subjects                                      follows:
                                             11 CFR Chapter I
                                                                                                     11 CFR Part 1                                         § 1.2    Definitions.
                                             [Notice 2017–17]
                                                                                                       Privacy.                                            *     *     *    *     *
                                             Change of Address; Technical                                                                                    Commission means the Federal
                                             Amendments                                              11 CFR Part 2                                         Election Commission, its
                                                                                                       Sunshine Act.                                       Commissioners and employees. Until
                                             AGENCY:  Federal Election Commission.                                                                         March 5, 2018, the Commission is
                                             ACTION: Final rule.                                     11 CFR Part 4                                         located at 999 E Street NW, Washington,
                                                                                                       Freedom of information.                             DC 20463. Beginning on March 5, 2018,
                                             SUMMARY:    The Federal Election                                                                              the Commission will be located at 1050
                                             Commission (‘‘FEC’’ or ‘‘Commission’’)                  11 CFR Part 5                                         First Street NE, Washington, DC 20463.
                                             will relocate to a building with a                        Archives and records.                               The Commission’s internet website
                                             different street address in 2018 and is                                                                       address (www.fec.gov) remains
                                             amending its regulations referencing its                11 CFR Part 6                                         unchanged.
                                             current street address to reflect this                    Civil rights, Individuals with                      *     *     *    *     *
                                             change in location.                                     disabilities.
                                             DATES: This rule is effective January 1,                                                                      § 1.3    [Amended]
                                             2018.                                                   11 CFR Part 7                                         ■ 3. Amend § 1.3(b) by removing ‘‘Chief
                                             FOR FURTHER INFORMATION CONTACT: Mr.                      Administrative practice and                         Privacy Officer, Federal Election
                                             Tony Buckley, Attorney, or Mr. Eugene                   procedure, Conflict of interests,                     Commission, 999 E Street NW,
                                             Lynch, Paralegal, (202) 694–1650 or                     Government employees, Political                       Washington, DC 20463 during the hours
                                             (800) 424–9530.                                         activities (government employees).                    of 9 a.m. to 5:30 p.m.’’ and adding in its
                                             SUPPLEMENTARY INFORMATION: On March                                                                           place ‘‘Commission’s Chief Privacy
                                                                                                     11 CFR Part 100
                                             5, 2018, the Federal Election                                                                                 Officer during the hours of 9 a.m. to
                                             Commission will officially relocate to a                  Elections.                                          5:30 p.m. at the street address identified
                                             new street address: 1050 First Street NE,               11 CFR Part 102                                       in the definition of ‘‘Commission’’ in
                                             Washington, DC 20463. Until March 5,                                                                          § 1.2.’’
                                                                                                       Political activities (government
                                             2018, the Commission will continue to                                                                         § 1.4    [Amended]
                                                                                                     employees), Reporting and
                                             reside and accept mail at 999 E Street
                                                                                                     recordkeeping requirements.                           ■  4. Amend § 1.4(a) by removing ‘‘, 999
                                             NW, Washington, DC 20463.
                                                The Commission is promulgating                       11 CFR Part 104                                       E Street NW, Washington, DC 20463’’
                                             these amendments without advance                                                                              and adding in its place ‘‘at the street
                                                                                                       Campaign funds, Political activities                address identified in the definition of
                                             notice or an opportunity for comment
                                                                                                     (government employees), Reporting and                 ‘‘Commission’’ in § 1.2,’’.
                                             because they fall under the ‘‘good
                                                                                                     recordkeeping requirements.
                                             cause’’ exemption of the Administrative                                                                       PART 2—SUNSHINE REGULATIONS;
                                             Procedure Act. 5 U.S.C. 553(b)(B). The                  11 CFR Part 111                                       MEETINGS
                                             Commission finds that notice and                          Administrative practice and
                                             comment are unnecessary here because                    procedure, Elections, Law enforcement,                ■ 5. The authority citation for part 2
                                             these amendments are merely technical;                  Penalties.                                            continues to read as follows:
                                             they effect no substantive changes to                                                                             Authority: 5 U.S.C. 552b.
                                             any rule. For the same reason, these                    11 CFR Part 112
                                             amendments fall within the ‘‘good                         Administrative practice and                         § 2.2    [Amended]
                                             cause’’ exception to the delayed                        procedure, Elections.                                 ■ 6. Amend § 2.2(a) by removing ‘‘, 999
                                             effective date provisions of the                                                                              E Street NW, Washington, DC 20463’’.
                                             Administrative Procedure Act and the                    11 CFR Part 200
                                             Congressional Review Act. 5 U.S.C.                        Administrative practice and                         PART 4—PUBLIC RECORDS AND THE
                                             553(d)(3), 808(2). Moreover, because                    procedure.                                            FREEDOM OF INFORMATION ACT
                                             these amendments are exempt from the
                                             notice and comment procedure of the                     11 CFR Parts 9002 and 9032                            ■ 7. The authority citation for part 4
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                                             Administrative Procedure Act under 5                      Campaign funds.                                     continues to read as follows:
                                             U.S.C. 553(b), the Commission is not                                                                              Authority: 5 U.S.C. 552, as amended.
                                             required to conduct a regulatory                        11 CFR Part 9008
                                             flexibility analysis under 5 U.S.C. 603 or                Campaign funds, Political committees                § 4.5    [Amended]
                                             604. See 5 U.S.C. 601(2), 604(a). Nor is                and parties, Reporting and                            ■ 8. Amend § 4.5(a)(4)(i) and (iv) by
                                             the Commission required to submit                       recordkeeping requirements.                           removing ‘‘999 E Street NW,


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Document Created: 2017-12-23 03:08:49
Document Modified: 2017-12-23 03:08:49
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThe effective date of this rule is January 25, 2018. The incorporation by reference of a certain publication listed in this rulemaking is approved by the Director of the Federal Register on January 25, 2018.
ContactMs. Celia Sher, U.S. Department of Energy, Office of the General Counsel, GC-33, 1000 Independence Avenue SW, Washington, DC 20585-0121. Telephone: (202) 287-6122. Email: [email protected]
FR Citation82 FR 60845 
CFR AssociatedAdministrative Practice and Procedure; Confidential Business Information; Energy Conservation; Household Appliances; Imports; Incorporation by Reference; Intergovernmental Relations and Small Businesses

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