82_FR_61200 82 FR 60954 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Boost-Back and Landing of Falcon 9 Rockets

82 FR 60954 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Boost-Back and Landing of Falcon 9 Rockets

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 246 (December 26, 2017)

Page Range60954-60967
FR Document2017-27761

In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that NMFS has issued an incidental harassment authorization (IHA) to Space Exploration Technology Corporation (SpaceX) to incidentally harass, by Level B harassment only, marine mammals during boost-back and landing of Falcon 9 rockets at Vandenberg Air Force Base in California, and at contingency landing locations in the Pacific Ocean.

Federal Register, Volume 82 Issue 246 (Tuesday, December 26, 2017)
[Federal Register Volume 82, Number 246 (Tuesday, December 26, 2017)]
[Notices]
[Pages 60954-60967]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-27761]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XF507


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Boost-Back and Landing of Falcon 9 
Rockets

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; issuance of an incidental harassment authorization.

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SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that NMFS has issued an incidental harassment authorization (IHA) to 
Space Exploration Technology Corporation (SpaceX) to incidentally 
harass, by Level B harassment only, marine mammals during boost-back 
and landing of Falcon 9 rockets at Vandenberg Air Force Base in 
California, and at contingency landing locations in the Pacific Ocean.

DATES: This Authorization is valid from December 1, 2017, through 
November 30, 2018.

FOR FURTHER INFORMATION CONTACT: Jordan Carduner, Office of Protected 
Resources, NMFS, (301) 427-8401. Electronic copies of the application 
and supporting documents, as well as a list of the references cited in 
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/research.htm. In case of problems accessing these documents, 
please call the contact listed above.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow, upon request, the 
incidental, but not intentional, taking of small numbers of marine 
mammals by U.S. citizens who engage in a specified activity (other than 
commercial fishing) within a specified geographical region if certain 
findings are made and either regulations are issued or, if the taking 
is limited to harassment, a notice of a proposed authorization is 
provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact

[[Page 60955]]

on the availability of the species or stock(s) for subsistence uses 
(where relevant), and if the permissible methods of taking and 
requirements pertaining to the mitigation, monitoring and reporting of 
such takings are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).

Summary of Request

    NMFS received a request from SpaceX for an IHA to take marine 
mammals incidental to Falcon 9 First Stage recovery activities, 
including in-air boost-back maneuvers and landings of the First Stage 
of the Falcon 9 rocket at Vandenberg Air Force Base (VAFB) in 
California, and at contingency landing locations offshore. SpaceX's 
request was for harassment only and NMFS concurs that mortality is not 
expected to result from this activity. Therefore, an IHA is 
appropriate.
    SpaceX's application for incidental take authorization was received 
on July 11, 2017. SpaceX submitted a revised version of the request on 
October 13, 2017. This revised version of the application was deemed 
adequate and complete. The planned activity may exceed one year, hence 
subsequent MMPA incidental harassment authorizations may be requested 
for this particular activity.
    The planned activities include in-air boost-back maneuvers and 
landings of the First Stage of the Falcon 9 rocket. The action may 
occur as many as 12 times and may occur at any time of year. Species 
that are expected to be taken by the planned activity include harbor 
seal, California sea lion, Steller sea lion, northern elephant seal, 
northern fur seal, and Guadalupe fur seal. SpaceX's activities are 
expected to produce noise, in the form of sonic booms, that are 
expected to result in harassment of marine mammals that are hauled out 
of the water. Take by Level B harassment only is expected; no injury or 
mortality of marine mammals is expected to result from the activities.
    This is the second IHA issued by NMFS for this activity. SpaceX 
applied for, and was granted, an IHA in 2016 that was valid from June 
30, 2016 through June 29, 2017 (81 FR 34984; June 30, 2016). SpaceX 
complied with all the requirements (e.g., mitigation, monitoring, and 
reporting) of the previous IHA.

Description of Activity

    The Falcon 9 is a two-stage rocket designed and manufactured by 
SpaceX for transport of satellites and SpaceX's Dragon spacecraft into 
orbit. SpaceX currently operates the Falcon Launch Vehicle Program at 
Space Launch Complex 4E (SLC-4E) at VAFB. SpaceX plans to conduct 
recovery of the Falcon 9 First Stage by returning the First Stage to 
SLC-4 West (SLC-4W) at VAFB for potential reuse, up to twelve times per 
year. This includes performing in-air boost-back maneuvers and landings 
of the Falcon 9 First Stage on the pad at SLC-4W. The reuse of the 
Falcon 9 First Stage enables SpaceX to efficiently conduct lower cost 
launch missions from VAFB in support of commercial and government 
clients.
    Although SLC-4W is the preferred landing location, SpaceX has 
identified the need for contingency landing locations should it not be 
feasible to land the First Stage at SLC-4W. The first contingency 
landing option is on a barge located at least 27 nautical miles (nm) 
(50 kilometers (km)) offshore of VAFB. The second contingency landing 
option is on a barge within the Iridium Landing Area, an area 
approximately 33,153 square kilometers (km\2\) area that is located 
approximately 122 nm (225 km) southwest of San Nicolas Island and 133 
nm (245 km) southwest of San Clemente Island (see Figure 1-3 in the IHA 
application).
    During descent, a sonic boom (overpressure of high-energy impulsive 
sound) would be generated when the First Stage reaches a rate of travel 
that exceeds the speed of sound. Sonic booms would occur in proximity 
to the landing areas and may be heard during or briefly after the 
boost-back and landing, depending on the location of the observer. 
Sound from the sonic boom has the potential to result in harassment of 
marine mammals, either on the mainland at or near VAFB, or at the 
Northern Channel Islands (NCI). Based on model results, a boost-back 
and landing of the Falcon 9 First Stage at SLC-4W would produce sonic 
booms with overpressures that would potentially be as high as 8.5 
pounds per square foot (psf) at VAFB and potentially as high as 3.1 psf 
at the NCI. Sonic boom modeling indicates that landings that occur at 
either of the proposed contingency landing locations offshore would 
result in sonic booms below 1.0 psf. Take of marine mammals that are 
hauled out of the water are expected to occur only when those hauled 
out marine mammals experience sonic booms greater than 1.0 psf (this is 
discussed in greater detail below in the section on Estimated Take). 
Therefore, take of marine mammals may occur as a result of landings 
that occur at VAFB; however, take of marine mammals is not expected to 
occur as a result of landings that occur at either of the proposed 
contingency landing locations offshore. Sounds resulting from SpaceX's 
activities other than sonic booms, as well as other aspects of SpaceX's 
activities such as unsuccessful landings, are not expected to result in 
take of marine mammals and are not discussed further in this document.
    The activities authorized in this IHA are limited to Falcon 9 First 
Stage boost-back maneuvers and landings. Incidental take of marine 
mammals resulting from Falcon 9 rocket launches from VAFB is already 
authorized via regulations (79 FR 10016; February 24, 2014) and a 
Letter of Authorization (LOA) (79 FR 18528; April 2, 2014). As such, 
NMFS does not authorize take of marine mammals incidental to launches 
of the Falcon 9 rocket in this IHA; incidental take resulting from 
Falcon 9 rocket launches is therefore not analyzed further in this 
document.
    A detailed description of the planned activities is provided in the 
Federal Register notice of the proposed IHA (82 FR 49332; October 25, 
2017). Since that time, no changes have been made to the planned 
activities. Therefore, a more detailed description is not provided 
here. Please refer to that Federal Register notice for a more detailed 
description of the specific activities. Mitigation, monitoring, and 
reporting measures are described in detail later in this document 
(please see ``Mitigation'' and ``Monitoring and Reporting'').

Comments and Responses

    NMFS published a notice of proposed IHA in the Federal Register on 
October 25, 2017 (82 FR 49332). During the 30-day public comment 
period, NMFS received a comment letter from the Marine Mammal 
Commission (Commission). NMFS has posted the comments online at: http:/
/

[[Page 60956]]

www.nmfs.noaa.gov/pr/permits/incidental. The following is a summary of 
the public comments received and NMFS's responses.
    Comment 1: The Commission recommended that NMFS include Falcon 9 
recovery activities as a proposed amendment to the United States Air 
Force's (USAF) final rule (79 FR 10016; February 24, 2014) rather than 
authorizing those activities in separate IHAs until the rule expires in 
2019, and that NMFS ultimately include Falcon 9 recovery activities in 
the future proposed rule that will cover all other rocket activities 
conducted by USAF at VAFB beginning in 2019. The Commission also 
recommended that NMFS issue the IHA, subject to inclusion of the 
proposed mitigation, monitoring, and reporting measures, which are 
included as proposed in the final IHA.
    Response: NMFS agrees that streamlining in the MMPA incidental take 
authorization process is desirable when possible and we will work with 
the USAF to determine whether it is practicable to incorporate Falcon 9 
recovery activities in any future regulations governing the take of 
marine mammals incidental to rocket launch activities that occur at 
VAFB.

Description of Marine Mammals in the Area of Specified Activities

    Section 4 of the IHA application summarizes available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history of the potentially affected species. We have 
reviewed SpaceX's species descriptions, including life history 
information, distribution, regional distribution, and acoustics and 
hearing, for accuracy and completeness, and we refer the reader to 
Section 4 of the IHA application, rather than reprinting the 
information here. A detailed description of the species likely to be 
affected by the specified activities, including brief introductions to 
the species and relevant stocks as well as available information 
regarding population trends and threats, and information regarding 
local occurrence, were provided in the Federal Register notice of the 
proposed IHA (82 FR 49332; October 25, 2017). Since that time, we are 
not aware of any changes in the status of these species and stocks; 
therefore, detailed descriptions are not provided here. Please refer to 
that Federal Register notice for these descriptions. Please also refer 
to NMFS' website (www.nmfs.noaa.gov/pr/species/mammals/) for 
generalized species accounts.
    Table 1 lists all marine mammal species with expected occurrence in 
the project area (including at VAFB, on the NCI, and in the waters 
surrounding VAFB, the NCI and the contingency landing location) that 
are expected to be affected by the specified activities, and summarizes 
information related to the populations, including regulatory status 
under the MMPA and Endangered Species Act (ESA). There are an 
additional 28 species of marine mammals (all cetaceans) with expected 
or possible occurrence in the project area. However, we have determined 
that sonic booms are the only potential stressor associated with the 
activity that could result in take of marine mammals, and that sonic 
booms only have the potential to result in harassment of marine mammals 
that are hauled out of the water. Therefore, we have concluded that the 
likelihood of the planned activities resulting in the harassment of any 
cetacean to be so low as to be discountable. As we have concluded that 
the likelihood of any cetacean being taken incidentally as a result of 
SpaceX's activities to be so low as to be discountable, cetaceans are 
not considered further in this document and no take of cetaceans is 
authorized in the IHA. Please see Table 3-1 in SpaceX's IHA application 
for a complete list of species with expected or potential occurrence in 
the project area.
    All values presented in Table 1 are the most recent available at 
the time of publication and are available in NMFS's stock assessment 
reports (SAR) (e.g., Carretta et al., 2017; Muto et al., 2017). Please 
see the SARs, available at www.nmfs.noaa.gov/pr/sars, for more detailed 
accounts of these stocks' status and abundance. Abundance estimates 
presented in Table 1 represent the total number of individuals that 
make up a given stock or the total number estimated within a particular 
study area. NMFS's stock abundance estimates for most species represent 
the total estimate of individuals within the geographic area, if known, 
that comprises that stock. For some species, this geographic area may 
extend beyond U.S. waters. PBR, defined by the MMPA as the maximum 
number of animals, not including natural mortalities, that may be 
removed from a marine mammal stock while allowing that stock to reach 
or maintain its optimum sustainable population, is considered in 
concert with known sources of ongoing anthropogenic mortality to assess 
the population-level effects of the anticipated mortality from a 
specific project (as described in NMFS's SARs). While no mortality is 
anticipated or authorized in this IHA, PBR and annual serious injury 
and mortality are included here as gross indicators of the status of 
the species and other threats. For taxonomy, we follow Committee on 
Taxonomy (2017). For status of species, we provide information 
regarding U.S. regulatory status under the MMPA and ESA.

                                         Table 1--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                  Stock abundance                                    Relative occurrence
                                                            ESA/MMPA status;      (CV, Nmin, most                      Annual M/SI     in project area;
             Species                       Stock          Strategic (Y/N) \1\     recent abundance       PBR \3\           \4\            season of
                                                                                    survey) \2\                                           occurrence
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                      Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
California sea lion (Zalophus      U.S.................  -; N                   296,750 (n/a;                 9,200             389  Abundant; year-
 californianus).                                                                 153,337; 2011).                                      round.
Northern fur seal (Callorhinus     California..........  -; N                   14,050 (n/a; 7,524;             451             1.8  Abundant; year-
 ursinus).                                                                       2013).                                               round; peak
                                                                                                                                      occurrence during
                                                                                                                                      summer.
Guadalupe fur seal (Arctocephalus  n/a.................  T/D; Y                 20,000 (n/a;                    542             3.2  Rare; slightly more
 philippii townsendi).                                                           15,830; 2010).                                       common in summer.

[[Page 60957]]

 
Steller sea lion (Eumetopias       Eastern U.S.........  -; N                   71,562 (n/a;                  2,498             108  Rare; year-round.
 jubatus).                                                                       41,638; 2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal (Phoca vitulina        California..........  -; N                   30,968 (n/a;                  1,641              43  Abundant; year-
 richardii).                                                                     27,348; 2012).                                       round.
Northern elephant seal (Mirounga   California breeding.  -; N                   179,000 (n/a;                 4,882             8.8  Abundant; year-
 angustirostris).                                                                81,368; 2010).                                       round; peak
                                                                                                                                      occurrence during
                                                                                                                                      winter.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
  which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
  automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable.
\3\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a
  marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual mortality/serious injury (M/SI) often cannot be determined precisely and is in some cases presented as a
  minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.

    Marine Mammal Hearing--Hearing is the most important sensory 
modality for marine mammals underwater, and exposure to anthropogenic 
sound can have deleterious effects. To appropriately assess the 
potential effects of exposure to sound, it is necessary to understand 
the frequency ranges marine mammals are able to hear. Current data 
indicate that not all marine mammal species have equal hearing 
capabilities (e.g., Richardson et al., 1995; Wartzok and Ketten, 1999; 
Au and Hastings, 2008). To reflect this, Southall et al. (2007) 
recommended that marine mammals be divided into functional hearing 
groups based on directly measured or estimated hearing ranges on the 
basis of available behavioral response data, audiograms derived using 
auditory evoked potential techniques, anatomical modeling, and other 
data. Subsequently, NMFS (2016) described generalized hearing ranges 
for these marine mammal hearing groups. Generalized hearing ranges were 
chosen based on the approximately 65 decibels (dB) threshold from the 
normalized composite audiograms. The relevant functional groups and the 
associated frequencies are indicated below (note that these frequency 
ranges correspond to the range for the composite group, with the entire 
range not necessarily reflecting the capabilities of every species 
within that group):
     Pinnipeds in water; Phocidae (true seals): generalized 
hearing is estimated to occur between approximately 50 hertz (Hz) to 86 
kilohertz (kHz), with best hearing between 1-50 kHz;
     Pinnipeds in water; Otariidae (eared seals): generalized 
hearing is estimated to occur between 60 Hz and 39 kHz, with best 
hearing between 2-48 kHz.
    The pinniped functional hearing group was modified from Southall et 
al. (2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt, 
2013).

   Table 2--Relevant Marine Mammal Functional Hearing Groups and Their
                       Generalized Hearing Ranges
------------------------------------------------------------------------
              Hearing group                  Generalized hearing range*
------------------------------------------------------------------------
Phocid pinnipeds (PW) (underwater) (true   50 Hz to 86 kHz.
 seals).
Otariid pinnipeds (OW) (underwater) (sea   60 Hz to 39 kHz.
 lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
  composite (i.e., all species within the group), where individual
  species' hearing ranges are typically not as broad. Generalized
  hearing range chosen based on ~65 dB threshold from normalized
  composite audiogram, with the exception for PW pinniped
  (approximation).

    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2016) for a review of available information. 
Of the six marine mammal species that may be affected by the planned 
activities, four are classified as otariids and two are classified as 
phocids.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    The effects of noise from SpaceX's activities have the potential to 
result in behavioral harassment of marine mammals in the vicinity of 
the action area. The Federal Register notice of proposed IHA (82 FR 
49332; October 25, 2017) included a discussion of the effects of 
anthropogenic noise on marine mammals and their habitat, therefore that 
information is not repeated here; please refer to that Federal Register 
notice for that information. No instances of injury, serious injury or 
mortality are expected as a result of SpaceX's activities.

Estimated Take by Incidental Harassment

    This section provides an estimate of the number of incidental takes 
authorized through this IHA, which will inform both NMFS' consideration 
of whether the number of takes is ``small'' and the negligible impact 
determination.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, section 3(18) of the MMPA defines ``harassment'' as: any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine

[[Page 60958]]

mammal or marine mammal stock in the wild (Level A harassment); or (ii) 
has the potential to disturb a marine mammal or marine mammal stock in 
the wild by causing disruption of behavioral patterns, including, but 
not limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).
    All authorized takes are by Level B harassment only, in the form of 
disruption of behavioral patterns for individual marine mammals 
resulting from exposure to sounds associated with the planned 
activities. Based on the nature of the activity, Level A harassment, 
serious injury, and mortality are neither anticipated nor authorized in 
this IHA.
    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed; (2) the 
area that will be ensonified above these levels in a day; (3) the 
density or occurrence of marine mammals within these ensonified areas; 
and (4) and number of days of activities. Below, we describe these 
components in more detail and present the take estimate.

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of sound above which 
exposed marine mammals would be reasonably expected to be behaviorally 
harassed (equated to Level B harassment) or to incur PTS of some degree 
(equated to Level A harassment). As described above, Level A harassment 
is not expected to occur as a result of the planned activities and we 
do not authorize take by Level A harassment, thus criteria and 
thresholds for Level A harassment are not discussed further. Thresholds 
have been developed identifying the received level of in-air sound 
above which exposed pinnipeds would likely be behaviorally harassed. In 
this case, we are concerned only with in-air sound as the planned 
activities are not expected to result in harassment of marine mammals 
that are underwater. Thus, only in-air thresholds are discussed 
further.

Level B Harassment for Non-Explosive Sources

    Though significantly driven by received level, the onset of 
behavioral disturbance from anthropogenic noise exposure is also 
informed to varying degrees by other factors related to the source 
(e.g., frequency, predictability, duty cycle), the environment, and the 
receiving animals (hearing, motivation, experience, demography, 
behavioral context) and can be difficult to predict (Southall et al., 
2007, Ellison et al., 2011). Based on what the available science 
indicates and the practical need to use a threshold based on a factor 
that is both predictable and measurable for most activities, NMFS 
typically uses a generalized acoustic threshold based on received level 
to estimate the onset of behavioral harassment. For in-air sounds, NMFS 
expects that harbor seals exposed to sound above received levels of 90 
dB re 20 micro Pascals ([mu]Pa) (root mean squared (rms)) will be 
behaviorally harassed, and all other species of pinnipeds exposed to 
sound above received levels of 100 dB re 20 [mu]Pa (rms) will be 
behaviorally harassed (Table 3).

 Table 3--Recommended Criteria for Pinniped Harassment From Exposure to
                             Airborne Sound
------------------------------------------------------------------------
               Species                    Level B harassment threshold
------------------------------------------------------------------------
Harbor seals.........................  90 dB re 20 [mu]Pa.
All other pinniped species...........  100 dB re 20 [mu]Pa.
------------------------------------------------------------------------

    Typically, NMFS relies on the acoustic criteria shown in Table 3 to 
estimate take as a result of exposure to airborne sound from a given 
activity. However, in this case we have the benefit of more than 20 
years of observational data on pinniped responses to the stimuli 
associated with the planned activity that we expect to result in 
harassment (sonic booms) in the particular geographic area of the 
planned activity (VAFB and the NCI). Therefore, we consider these data 
to be the best available information in regard to estimating take based 
on modeled exposures among pinnipeds to sounds associated with the 
planned activities. These data suggest that pinniped reactions to sonic 
booms are dependent on the species and the intensity of the sonic boom 
(Table 4).
    The USAF has monitored pinniped responses to rocket launches from 
VAFB for over 20 years. Though rocket launches are not part of the 
planned activities (as described above), the acoustic stimuli 
associated with launches (e.g., sonic booms) is expected to be 
substantially similar to those expected to occur with Falcon 9 boost-
backs and landings; therefore, we rely on observational data on 
responses of pinnipeds to sonic booms associated with rocket launches 
from VAFB in making assumptions about expected pinniped responses to 
sonic booms associated with Falcon 9 boost-backs and landings.
    Observed reactions of pinnipeds at the NCI and at VAFB to sonic 
booms have ranged from no response to heads-up alerts, from startle 
responses to some movements on land, and from some movements into the 
water to occasional stampedes (especially involving California sea 
lions on the NCI). We therefore assume sonic booms generated during the 
return flight of the Falcon 9 First Stage may elicit an alerting or 
other short-term behavioral reaction, including flushing into the water 
if hauled out.
    Data from launch monitoring by the USAF has shown that pinniped 
reactions to sonic booms are correlated with the level of the sonic 
boom. Low energy sonic booms (<1.0 psf have resulted in little to no 
behavioral responses, including head raising and briefly alerting but 
returning to normal behavior shortly after the stimulus (Table 4). More 
powerful sonic booms have resulted in pinnipeds flushing from haulouts. 
No pinniped mortalities have been associated with sonic booms. No 
sustained decreases in numbers of animals observed at haulouts have 
been observed after the stimulus. Table 4 presents a summary of 
monitoring efforts at the NCI from 1999 to 2014. These data show that 
reactions to sonic booms tend to be insignificant below 1.0 psf and 
that, even above 1.0 psf, only a portion of the animals present have 
reacted to the sonic boom. Time-lapse video photography during four 
launch events revealed that harbor seals that reacted to the rocket 
launch noise but did not leave the haul-out were all adults.
    Data from previous monitoring also suggests that for those 
pinnipeds that flush from haulouts in response to sonic booms, the 
amount of time it takes for those animals to begin returning to the 
haulout site, and for numbers of animals to return to pre-launch 
levels, is correlated with sonic boom sound levels. Pinnipeds may begin 
to return to the haulout site within 2-55 minutes of the launch 
disturbance, and the haulout site usually returned to pre-launch levels 
within 45-120 minutes.
    Monitoring data has consistently shown that reactions among 
pinnipeds vary between species, with harbor seals and California sea 
lions tending to be more sensitive to disturbance than northern 
elephant seals and northern fur seals (Table 4). Because Steller sea 
lions and Guadalupe fur seals occur in the project area relatively 
infrequently, no data has been recorded on their reactions to sonic 
booms. At VAFB, harbor seals generally alert to nearby

[[Page 60959]]

launch noises, with some or all of the animals going into the water. 
Usually the animals haul out again from within minutes to two hours or 
so of the launch, provided rising tides or breakers have not submerged 
the haul-out sites. Post-launch surveys often indicate as many or more 
animals hauled out than were present at the time of the launch, unless 
rising tides, breakers or other disturbances are involved (SAIC 2012). 
When launches occurred during high tides at VAFB, no impacts have been 
recorded because virtually all haulout sites were submerged.
    At the Channel Islands, California sea lions have been observed to 
react strongly to sonic booms relative to other species present. 
California sea lion pups have sometimes reacted more than adults, 
either because they are more easily frightened or because their hearing 
is more acute. Harbor seals also generally appear to be more sensitive 
to sonic booms than most other pinnipeds, often startling and fleeing 
into the water. Northern fur seals generally show little or no 
reaction. Northern elephant seals generally exhibit no reaction at all, 
except perhaps a heads-up response or some stirring, especially if sea 
lions in the same area or mingled with the elephant seals react 
strongly to the boom. Post-launch monitoring generally reveals a return 
to normal patterns within minutes up to an hour or two of each launch, 
regardless of species (SAIC 2012).
    Table 4 summarizes monitoring efforts at San Miguel Island during 
which acoustic measurements were successfully recorded and during which 
pinnipeds were observed. During more recent launches, night vision 
equipment was used. The table shows only monitoring data for launches 
during which sonic booms were heard and recorded. The table shows that 
little or no reaction from the four species usually occurs when 
overpressures are below 1.0 psf. In general, as described above, 
elephant seals do not react unless other animals around them react 
strongly or if the sonic boom is extremely loud, and northern fur seals 
seem to react similarly. Not enough data exist to draw conclusions 
about harbor seals at the NCI, but considering their reactions to 
launch noise at VAFB, it is likely that they are also sensitive to 
sonic booms (SAIC 2012).

                    Table 4--Observed Pinniped Responses to Sonic Booms at San Miguel Island
----------------------------------------------------------------------------------------------------------------
                                          Sonic boom                                   Species and associated
             Launch event                 level (psf)      Monitoring location               reactions
----------------------------------------------------------------------------------------------------------------
Athena II (April 27, 1999)............             1.0  Adams Cove...............  California sea lion--866
                                                                                    alerted; 232 (27%) flushed
                                                                                    into water.
                                                                                   Northern elephant seal--
                                                                                    alerted but did not flush.
                                                                                   Northern fur seal--alerted
                                                                                    but did not flush.
Athena II (September 24, 1999)........            0.95  Point Bennett............  California sea lion--12 of
                                                                                    600 (2%) flushed into water.
                                                                                   Northern elephant seal--
                                                                                    alerted but did not flush.
                                                                                   Northern fur seal--alerted
                                                                                    but did not flush.
Delta II 20 (November 20, 2000).......             0.4  Point Bennett............  California sea lion--60 pups
                                                                                    flushed into water; no
                                                                                    reaction from focal group.
                                                                                   Northern elephant seal--no
                                                                                    reaction.
Atlas II (September 8, 2001)..........            0.75  Cardwell Point...........  California sea lion (Group
                                                                                    1)--no reaction (1,200
                                                                                    animals).
                                                                                   California sea lion (Group
                                                                                    2)--no reaction (247
                                                                                    animals).
                                                                                   Northern elephant seal--no
                                                                                    reaction.
                                                                                   Harbor seal--2 of 4 flushed
                                                                                    into water.
Delta II (February 11, 2002)..........            0.64  Point Bennett............  California sea lion and
                                                                                    northern fur seal--no
                                                                                    reaction among 485 animals
                                                                                    in 3 groups.
                                                                                   Northern elephant seal--no
                                                                                    reaction among 424 animals
                                                                                    in 2 groups.
Atlas II (December 2, 2003)...........            0.88  Point Bennett............  California sea lion--
                                                                                    approximately 40% alerted;
                                                                                    several flushed to water
                                                                                    (number unknown--night
                                                                                    launch).
                                                                                   Northern elephant seal--no
                                                                                    reaction.
Delta II (July 15, 2004)..............            1.34  Adams Cove...............  California sea lion--10%
                                                                                    alerted (number unknown--
                                                                                    night launch).
Atlas V (March 13, 2008)..............            1.24  Cardwell Point...........  Northern elephant seal--no
                                                                                    reaction (109 pups).
Delta II (May 5, 2009)................            0.76  West of Judith Rock......  California sea lion--no
                                                                                    reaction (784 animals).
Atlas V (April 14, 2011)..............            1.01  Cuyler Harbor............  Northern elephant seal--no
                                                                                    reaction (445 animals).
Atlas V (September 13, 2012)..........            2.10  Cardwell Point...........  California sea lion--no
                                                                                    reaction (460 animals).
                                                                                   Northern elephant seal--no
                                                                                    reaction (68 animals).
                                                                                   Harbor seal--20 of 36 (56%)
                                                                                    flushed into water.
Atlas V (April 3, 2014)...............            0.74  Cardwell Point...........  Harbor seal--1 of ~25 flushed
                                                                                    into water; no reaction from
                                                                                    others.
Atlas V (December 12, 2014)...........            1.16  Point Bennett............  Calif. sea lion--5 of ~225
                                                                                    alerted; none flushed.
----------------------------------------------------------------------------------------------------------------

    As described above, data from launch monitoring by the USAF on the 
NCI and at VAFB have shown that pinniped reactions to sonic booms are 
correlated to the level of the sonic boom. Low energy sonic booms (<1.0 
psf) have typically resulted in little to no behavioral responses, 
including head raising and briefly alerting but returning to normal 
behavior shortly after the stimulus. More powerful sonic booms have 
flushed animals from haulouts (but not resulted in any mortality or 
sustained decreased in numbers after the stimulus). Monitoring data 
from the NCI and VAFB from 1999 to 2014 show that reactions to sonic 
booms tend to be insignificant below 1.0 psf and that, even above 1.0 
psf, only a portion of the animals present react to the sonic boom 
(Table 4). Therefore, for the purposes of estimating the extent of take 
that is likely to occur as a result of the planned activities, we 
assume that Level B harassment occurs when a pinniped (on land) is 
exposed to a sonic boom at or above 1.0 psf. Therefore, the number of 
expected takes by Level B harassment is based on estimates of the 
numbers of animals that would be within the areas exposed to sonic 
booms at levels at or above 1.0 psf.

Ensonified Area

    As described above, modeling was performed to estimate overpressure 
levels that would be created during sonic booms that occur during the 
return flight of the Falcon 9 First Stage.

[[Page 60960]]

The predicted acoustic footprint of the sonic boom was computed using 
the computer program PCBoom (Plotkin and Grandi 2002; Page et al. 
2010). As described above, the highest sound generated by a sonic boom 
would generally be focused on the area where the Falcon 9 ultimately 
lands. Based on model results, a boost-back and landing of the Falcon 9 
First Stage at SLC-4W would produce a sonic boom with overpressures as 
high as 8.5 psf at SLC-4W, which would attenuate to levels below 1.0 
psf at approximately 15.90 mi. (25.59 km) from the landing area (Figure 
2-2 in the IHA application). This estimate is based, in part, on actual 
observations from Falcon 9 boost-back and landing activities at Cape 
Canaveral, Florida. A boost-back and landing of the Falcon 9 First 
Stage at SLC-4W would produce a sonic boom with overpressures up to 3.1 
psf on the NCI, based on model results.
    During a contingency barge landing event, sonic boom overpressure 
would be directed at the ocean surface while the first-stage booster is 
supersonic. Model results indicate that sonic booms would not exceed 
1.0 psf on any part of the NCI during a boost-back and landing of the 
Falcon 9 First Stage at the contingency landing location at least 27 nm 
(50 km) offshore (Figure 2-6 and Figure 2-7 in the IHA application). 
Additionally, First Stage boost-backs and landings within the Iridium 
Landing Area would not likely produce measurable overpressures at any 
land surface (Figure 2-8 and Figure 2-9 in the IHA application). 
Therefore, take of marine mammals is not expected to occur as a result 
of boost-back and landing activities at the contingency landing 
location at least 27 nm (50 km) offshore, nor within the Iridium 
Landing Area. Estimated takes are therefore based on the possibility of 
boost-back and landing activities occurring at SLC-4W.

Marine Mammal Occurrence

    In this section we provide the information about the presence, 
density, or group dynamics of marine mammals that will inform the take 
calculations. Data collected from marine mammal surveys, including 
monthly marine mammal surveys conducted by the USAF at VAFB as well as 
data collected by NMFS, represent the best available information on the 
occurrence of the six pinniped species expected to occur in the project 
area. The quality and amount of information available on pinnipeds in 
the project area varies depending on species; some species are surveyed 
regularly at VAFB and the NCI (e.g., California sea lion), while other 
species are surveyed less frequently (e.g., northern fur seals and 
Guadalupe fur seals). However, the best available data was used to 
estimate take numbers. Take estimates for all species are shown in 
Table 6.
    Harbor Seal--Pacific harbor seals are the most common marine mammal 
inhabiting VAFB, congregating on several rocky haulout sites along the 
VAFB coastline. They also haul out, breed, and pup in isolated beaches 
and coves throughout the coasts of the NCI. Harbor seals may be exposed 
to sonic booms above 1.0 psf on the mainland and the NCI. Take of 
harbor seals at VAFB was estimated based on the maximum count totals 
from monthly surveys of VAFB haulout sites from 2013-2016 (ManTech SRS 
Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data). Take of 
harbor seals at the NCI and at Point Conception was estimated based on 
the maximum count totals from aerial survey data collected from 2002 to 
2012 by the NMFS Southwest Fisheries Science Center (SWFSC) (Lowry et 
al., 2017).
    California sea lion-- California sea lions are common offshore of 
VAFB and haul out on rocks and beaches along the coastline of VAFB, 
though pupping rarely occurs on the VAFB coastline. They haul out in 
large numbers on the NCI and rookeries exist on San Miguel and Santa 
Cruz islands. California sea lions may be exposed to sonic booms above 
1.0 psf on the mainland and the NCI. Take of California sea lions at 
VAFB was estimated based on the maximum count totals from monthly 
surveys of VAFB haulout sites from 2013-2016 (ManTech SRS Technologies, 
Inc., 2014, 2015, 2016; VAFB, unpubl. data). Take of California sea 
lions at the NCI was estimated based on the maximum count totals from 
aerial survey data collected from 2002 to 2012 by the SWFSC (Lowry et 
al., 2017). We note that in the Federal Register notice of the proposed 
IHA (82 FR 49332; October 25, 2017) we estimated takes of California 
sea lions on Santa Cruz Island (811 takes of California sea lions were 
estimated per boost-back and landing activity). However, since the 
notice of the proposed IHA was published, we have reviewed the sonic 
boom models presented in the IHA application and determined that a 
sonic boom of 1.0 psf or above is not expected to impact Santa Cruz 
Island, and, therefore, no takes of marine mammals on Santa Cruz Island 
are expected to occur as a result of the specified activities. 
Therefore we do not authorize any takes of California sea lions on 
Santa Cruz Island in this IHA.
    Steller Sea Lion--Steller sea lions occur in small numbers at VAFB 
and on San Miguel Island. They have not been observed on the Channel 
Islands other than at San Miguel Island and they do not currently have 
rookeries at VAFB or the NCI. Steller sea lions may be exposed to sonic 
booms above 1.0 psf on the mainland and the NCI. Take of Steller sea 
lions at VAFB was estimated based on the largest count totals from 
monthly surveys of VAFB haulout sites from 2013-2016 (ManTech SRS 
Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data). Steller sea 
lions haul out in very small numbers on the NCI, and comprehensive 
survey data for Steller sea lions in the NCI is not available. Take of 
Steller sea lions at the NCI was estimated based on subject matter 
expert input suggesting that as many as four Steller sea lions have 
been observed on San Miguel Island at a time (pers. comm., S. Melin, 
NMFS Marine Mammal Laboratory (MML), to J. Carduner, NMFS, Feb 11, 
2016).
    Northern elephant seal--Northern elephant seals haul out 
sporadically on rocks and beaches along the coastline of VAFB and at 
Point Conception and have rookeries on San Miguel Island and Santa Rosa 
Island and at one location at VAFB. Northern elephant seals may be 
exposed to sonic booms above 1.0 psf on the mainland and the NCI. Take 
of northern elephant seals at VAFB was estimated based on the largest 
count totals from monthly surveys of VAFB haulout sites from 2013-2016 
(ManTech SRS Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data). 
Take of northern elephant seals at the NCI and at Point Conception was 
estimated based on the maximum count totals from aerial survey data 
collected from 2002 to 2012 by the NMFS SWFSC (Lowry et al., 2017).
    Northern fur seal--Northern fur seals have rookeries on San Miguel 
Island, the only island in the NCI on which they have been observed. No 
haulouts or rookeries exist for northern fur seals on the mainland 
coast, including VAFB, thus they may be exposed to sonic booms above 
1.0 psf at the NCI but not on the mainland. Comprehensive survey data 
for northern fur seals in the project area is not available. Estimated 
take of northern fur seals was based on subject matter expert input 
which suggested a maximum of approximately 6,000-8,000 northern fur 
seals may be present on San Miguel Island at the height of breeding/
pupping season (early July). After the height of the breeding/pupping 
season, numbers fluctuate but decrease as females go on foraging trips 
and males begin to migrate in late July/August. Numbers continue to 
decrease

[[Page 60961]]

until November when most of the population is absent from the island 
until the following breeding/pupping period (starting the following 
June) (pers. comm., T. Orr, NMFS NMML, to J. Carduner, NMFS OPR, 
February 27, 2016). It was therefore conservatively estimated that 
numbers peak at 8,000 animals hauled out at any given time in July and 
decrease to a minimum of 2,000 animals hauled out at any given time in 
the winter, then increase again until the following July. This results 
in an average estimate of 5,000 northern fur seals hauled out at San 
Miguel Island at any given time over the course of the entire year.
    Guadalupe fur seal--There are estimated to be approximately 20-25 
individual Guadalupe fur seals that have fidelity to San Miguel Island 
(pers. comm. S. Mellin, NMFS NMML, to J. Carduner, NMFS OPR, February 
11, 2016). No haulouts or rookeries exist for Guadalupe fur seals on 
the mainland coast, including VAFB, thus they may be exposed to sonic 
booms above 1.0 psf at the NCI but not on the mainland. Comprehensive 
survey data on Guadalupe fur seals in the project area is not readily 
available. Estimated take of Guadalupe fur seals was based on the 
maximum number of Guadalupe fur seals observed at any one time on San 
Miguel Island (13) (pers. comm., J. LaBonte, ManTech SRS Technologies 
Inc., to J. Carduner, NMFS, Feb. 29, 2016); it was therefore 
conservatively assumed that 13 Guadalupe fur seals may be hauled out at 
San Miguel Island at any given time.
Take Calculation and Estimation
    Here we describe how the information provided above is brought 
together to produce a quantitative take estimate.
    NMFS currently uses a three-tiered scale to determine whether the 
response of a pinniped on land to acoustic or visual stimuli is 
considered an alert, a movement, or a flush. NMFS considers the 
behaviors that meet the definitions of both movements and flushes to 
qualify as behavioral harassment. Thus a pinniped on land is considered 
by NMFS to have been behaviorally harassed if it moves greater than two 
times its body length, or if the animal is already moving and changes 
direction and/or speed, or if the animal flushes from land into the 
water. Animals that become alert without such movements are not 
considered harassed. See Table 5 for a summary of the pinniped 
disturbance scale.

                           Table 5--Levels of Pinniped Behavioral Disturbance on Land
----------------------------------------------------------------------------------------------------------------
                                                                                       Classified as behavioral
               Level                   Type of response            Definition             harassment by NMFS
----------------------------------------------------------------------------------------------------------------
1.................................  Alert................  Head orientation or brief  No.
                                                            movement in response to
                                                            disturbance, which may
                                                            include turning head
                                                            towards the disturbance,
                                                            craning head and neck
                                                            while holding the body
                                                            rigid in a u-shaped
                                                            position, changing from
                                                            a lying to a sitting
                                                            position, or brief
                                                            movement of less than
                                                            twice the animal's body
                                                            length.
2.................................  Movement.............  Movements in response to   Yes.
                                                            the source of
                                                            disturbance, ranging
                                                            from short withdrawals
                                                            at least twice the
                                                            animal's body length to
                                                            longer retreats over the
                                                            beach, or if already
                                                            moving a change of
                                                            direction of greater
                                                            than 90 degrees.
3.................................  Flush................  All retreats (flushes) to  Yes.
                                                            the water.
----------------------------------------------------------------------------------------------------------------

    As described above, the likelihood of pinnipeds exhibiting 
responses to sonic booms that would be considered behavioral harassment 
(based on the levels of pinniped disturbance as shown in Table 5) is 
dependent on both the species and on the intensity of the sonic boom. 
Data from rocket launch monitoring by the USAF at VAFB and the NCI show 
that pinniped reactions to sonic booms are correlated to the level of 
the sonic boom, with low energy sonic booms (<1.0 psf) typically 
resulting in little to no behavioral responses, and higher energy sonic 
booms resulting in responses ranging from no response to heads-up 
alerts, startle responses, some movements on land, and some movements 
into the water (flushing). Based on model results, a boost-back and 
landing of the Falcon 9 First Stage at SLC-4W would produce a sonic 
boom with greater intensity at VAFB (overpressures potentially as high 
as 8.5 psf) than at the NCI (overpressures potentially as high as 3.1 
psf). Responses of pinnipeds to sonic booms are also highly dependent 
on species, with harbor seals, California sea lions and Steller sea 
lions generally displaying greater sensitivity to sonic booms than 
northern elephant seals and northern fur seals (Table 4). We are not 
aware of any data on Guadalupe fur seal responses to sonic booms, but 
we assume responses by Guadalupe fur seal responses to be similar to 
those observed in northern fur seals as the two species are 
physiologically and behaviorally very similar.
    Take estimates were calculated by overlaying the modeled acoustic 
footprints of sonic booms from boost-back and landing events at SLC-4W 
with known pinniped haulouts on the mainland (including those at VAFB) 
and the NCI to determine the pinniped haulouts that would potentially 
be affected by sonic booms with overpressures of 1.0 psf and above. 
Only haulouts along northeastern San Miguel Island and northern and 
northwestern Santa Rosa Island would be expected to experience 
overpressures greater than 1.0 psf during a boost-back and landing at 
SLC-4W (Figures 2-3, 2-4, 2-5 and 2-6 in the IHA application). Take 
estimates also account for the likely intensity of the sonic boom as 
well as the relative sensitivity of the marine mammal species present, 
based on monitoring data as described above.
    A boost-back and landing of the Falcon 9 First Stage at SLC-4W that 
results in a sonic boom of 1.0 psf and above at VAFB was conservatively 
estimated to result in behavioral harassment of 100 percent of all 
species hauled out at or near VAFB and Point Conception (Table 6). A 
boost-back and landing of the Falcon 9 First Stage at SLC-4W that 
results in a sonic boom of 1.0 psf and above at the NCI was estimated 
to result in the behavioral harassment of 100 percent of California sea 
lions, harbor seals, and Steller sea lions that are hauled out at the 
NCI and of five percent of northern elephant seals, northern fur seals, 
and Guadalupe fur seals that are hauled out at the NCI. The five 
percent adjustment in the take estimates for these species at the NCI 
is also considered conservative, as launch monitoring data shows that 
elephant seals and fur seals sometimes alert to sonic booms but have 
never been observed flushing to the water or

[[Page 60962]]

responding in a manner that would be classified as behavioral 
harassment even when sonic booms were measured at >1.0 psf (see Table 4 
for a summary of launch monitoring data).
    The take calculations presented in Table 6 are based on the best 
available information on marine mammal populations in the project 
location and responses among marine mammals to the stimuli associated 
with the planned activities.

 Table 6--Estimated Numbers of Marine Mammals, and Percentage of Marine Mammal Populations, Potentially Taken as
                                       a Result of the Planned Activities
----------------------------------------------------------------------------------------------------------------
                                                     Estimated       Estimated
                                                     number of       combined      Total number   Takes by level
                                                      level B        number of      of takes by    B harassment
            Species                Geographic       harassment        level B         level B      authorized as
                                    location       exposures per    harassment      harassment     a percentage
                                                     event, by     exposures per  authorized \1\   of population
                                                     location          event
----------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal \2\.......  VAFB............             366           1,384          16,608             4.4
                                Pt. Conception..             516
                                San Miguel                   310
                                 Island.
                                Santa Rosa                   192
                                 Island.
                                Santa Cruz                     0
                                 Island.
California Sea Lion...........  VAFB............             416           3,750          45,000            15.2
                                Pt. Conception..             N/A
                                San Miguel                 2,134
                                 Island.
                                Santa Rosa                 1,200
                                 Island.
                                Santa Cruz                     0
                                 Island.
Northern Elephant Seal........  VAFB............             190             227           2,724             1.5
                                Pt. Conception..              11
                                San Miguel                    18
                                 Island \3\.
                                Santa Rosa                     8
                                 Island \3\.
                                Santa Cruz                     0
                                 Island.
Steller Sea Lion..............  VAFB............              16              20             240             0.3
                                Pt. Conception..             N/A
                                San Miguel                     4
                                 Island.
                                Santa Rosa                   N/A
                                 Island.
                                Santa Cruz                   N/A
                                 Island.
Northern Fur Seal.............  VAFB............             N/A             250           3,000            21.4
                                Pt. Conception..             N/A
                                San Miguel                   250
                                 Island \ 3\.
                                Santa Rosa                   N/A
                                 Island.
                                Santa Cruz                   N/A
                                 Island.
Guadalupe Fur Seal............  VAFB............             N/A               1              12             0.1
                                Pt. Conception..             N/A
                                San Miguel                     1
                                 Island \3\.
                                Santa Rosa                   N/A
                                 Island.
                                Santa Cruz                   N/A
                                 Island.
----------------------------------------------------------------------------------------------------------------
\1\ Based on twelve boost-back and landing events. Total number of takes authorized represents incidences of
  harassment and not necessarily individuals.
\2\ As the same individual harbor seals are likely to be taken repeatedly over the course of the specified
  activities, we use the estimate of 1,384 individual animals taken per Falcon 9 First Stage recovery activity
  for the purposes of estimating the percentage of stock abundance likely to be taken over the course of the
  entire activity.
\3\ Number shown reflects five percent of total number of predicted potential exposures, i.e. five percent of
  animals exposed to sonic booms above 1.0 psf at these locations are assumed to experience Level B harassment.

    Take estimates are believed to be conservative based on the 
assumption that all twelve Falcon 9 First Stage recovery activities 
would result in landings at SLC-4W, with no landings occurring at 
contingency landing locations. However, some or all actual landing 
events may ultimately occur at the contingency landing locations; as 
described above, landings at the contingency landing locations would be 
expected to result in no takes of marine mammals. However, the number 
of landings at each location is not known in advance, therefore, we 
assume all landings would occur at SLC-4W. In addition, as described 
above, it is conservatively assumed that 100 percent of any species of 
pinniped hauled out on the mainland (VAFB and Point Conception), and 
100 percent of harbor seals, California sea lions and Steller sea lions 
hauled out at the NCI, would be harassed (Level B harassment only) by a 
Falcon 9 boost-back and landing event at SLC-4W that results in a sonic 
boom of >1.0 psf. However, it is possible that less than this 
percentage of hauled out pinnipeds will be behaviorally harassed by a 
Falcon 9 boost-back and landing at SLC-4W. While there may be some 
limited behavioral harassment of pinnipeds that occurs at psf levels 
<1.0, we account for that in the overall conservativeness of the total 
take number, as described above.
    As described above, in the Federal Register notice of the proposed 
IHA (82 FR 49332; October 25, 2017) we estimated 811 takes of 
California sea lions would occur at Santa Cruz Island per boost-back 
and landing activity; however, since the notice of the proposed IHA was 
published, we have reviewed the sonic boom models presented in the IHA 
application and determined that a sonic boom of 1.0 psf or above is not 
expected to impact Santa Cruz Island, and therefore no takes of marine 
mammals on Santa Cruz Island are expected to occur as a result of the 
specified activities. Therefore, we do

[[Page 60963]]

not authorize any takes of California sea lions on Santa Cruz Island in 
this IHA. We authorize a total of 45,000 takes of California sea lions 
in this IHA (a total of 54,732 takes of California sea lions was 
proposed in the proposed IHA). We also note that in the Federal 
Register notice of the proposed IHA (82 FR 49332; October 25, 2017) we 
proposed to authorize a total of 1,384 takes of harbor seals. This was 
an error, as the number 1,384 represents the estimated number of takes 
of harbor seals per boost-back and landing activity. We intended to 
propose to authorize a total of 16,608 takes of harbor seals, which 
represents the number of estimated takes per boost-back and landing 
activity (1,384) times the number of activities (12). We therefore 
authorize a total of 16,608 takes of harbor seals in this IHA. These 
revisions in the take estimates have not changed any of our 
determinations.
    Given the many uncertainties in predicting the quantity and types 
of impacts of sound on marine mammals, it is common practice to 
estimate how many animals are likely to be present within a particular 
distance of a given activity, or exposed to a particular level of 
sound. In practice, depending on the amount of information available to 
characterize daily and seasonal movement and distribution of affected 
marine mammals, it can be difficult to distinguish between the number 
of individuals harassed and the instances of harassment and, when 
duration of the activity is considered, it can result in a take 
estimate that overestimates the number of individuals harassed. For 
instance, an individual animal may accrue a number of incidences of 
harassment over the duration of a project, as opposed to each incident 
of harassment accruing to a new individual. This is especially likely 
if individual animals display some degree of residency or site fidelity 
and the impetus to use the site is stronger than the deterrence 
presented by the harassing activity.
    Take estimates shown in Table 6 are considered reasonable estimates 
of the number of instances of marine mammal exposures to sound 
resulting in Level B harassment that are likely to occur as a result of 
the planned activities, and not necessarily the number of individual 
animals exposed.

Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting such 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable impact on species or stocks and their 
habitat, as well as subsistence uses where applicable, we carefully 
balance two primary factors: (1) The manner in which, and the degree to 
which, the successful implementation of the measure(s) is expected to 
reduce impacts to marine mammals, marine mammal species or stocks, and 
their habitat--which considers the nature of the potential adverse 
impact being mitigated (likelihood, scope, range), as well as the 
likelihood that the measure will be effective if implemented; and the 
likelihood of effective implementation, and; (2) the practicability of 
the measures for applicant implementation, which may consider such 
things as cost, impact on operations, and, in the case of a military 
readiness activity, personnel safety, practicality of implementation, 
and impact on the effectiveness of the military readiness activity.
    Any mitigation measure(s) prescribed by NMFS should be able to 
accomplish, have a reasonable likelihood of accomplishing (based on 
current science), or contribute to the accomplishment of one or more of 
the general goals listed below.
    1. Avoidance or minimization of injury or death of marine mammals 
wherever possible (goals 2, 3, and 4 may contribute to this goal).
    2. A reduction in the numbers of marine mammals (total number or 
number at biologically important time or location) exposed to 
activities expected to result in the take of marine mammals (this goal 
may contribute to 1, above, or to reducing harassment takes only).
    3. A reduction in the number of times (total number or number at 
biologically important time or location) individuals would be exposed 
to activities expected to result in the take of marine mammals (this 
goal may contribute to 1, above, or to reducing harassment takes only).
    4. A reduction in the intensity of exposures (either total number 
or number at biologically important time or location) to activities 
expected to result in the take of marine mammals (this goal may 
contribute to 1, above, or to reducing the severity of harassment takes 
only).
    5. Avoidance or minimization of adverse effects to marine mammal 
habitat, paying special attention to the food base, activities that 
block or limit passage to or from biologically important areas, 
permanent destruction of habitat, or temporary destruction/disturbance 
of habitat during a biologically important time.
    6. For monitoring directly related to mitigation--an increase in 
the probability of detecting marine mammals, thus allowing for more 
effective implementation of the mitigation.

Mitigation for Marine Mammals and Their Habitat

    SpaceX's IHA application contains descriptions of the mitigation 
measures proposed to be implemented during the specified activities in 
order to effect the least practicable adverse impact on the affected 
marine mammal species and stocks and their habitats.
    It should be noted that it would not be feasible to stop or divert 
an inbound Falcon 9 First Stage booster. Once the boost-back and 
landing sequence is underway, there would be no way for SpaceX to 
change the trajectory of the Falcon 9 First Stage to avoid potential 
impacts to marine mammals. The proposed mitigation measures include the 
following:
     Unless constrained by other factors including human safety 
or national security concerns, launches would be scheduled to avoid 
boost-backs and landings during the harbor seal pupping season of March 
through June, when practicable.
    Based on our evaluation of SpaceX's proposed mitigation measures, 
NMFS has determined that the mitigation measures provide the means 
effecting the least practicable impact on the affected species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at

[[Page 60964]]

50 CFR 216.104 (a)(13) indicate that requests for authorizations must 
include the suggested means of accomplishing the necessary monitoring 
and reporting that will result in increased knowledge of the species 
and of the level of taking or impacts on populations of marine mammals 
that are expected to be present in the action area. Effective reporting 
is critical both to compliance as well as ensuring that the most value 
is obtained from the required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and
     Mitigation and monitoring effectiveness.

Monitoring

    SpaceX submitted a monitoring plan as part of their IHA 
application. SpaceX's proposed marine mammal monitoring plan was 
created with input from NMFS and was based on similar plans that have 
been successfully implemented by other action proponents under previous 
authorizations for similar projects, specifically the USAF's monitoring 
of rocket launches from VAFB.

Marine Mammal Monitoring

    SpaceX will determine a monitoring location for each boost-back and 
landing activity, taking into consideration predictions of the areas 
likely to receive the greatest sonic boom intensity as well as current 
haulout locations and the distribution of pinniped species and their 
behavior. The selection of the monitoring location will also be based 
on what species (if any) have pups at haulouts and which of those 
species would be expected to be the most reactive to sonic booms. 
SpaceX prioritizes the selection of rookery locations if they are 
expected to be impacted by a sonic boom and prioritizes the most 
reactive species if there are multiple species that are expected to be 
hauled out in the modeled sonic boom impact area. For instance, if 
harbor seals were pupping, SpaceX will prioritize selection of a harbor 
seal rookery for monitoring because they tend to be the most reactive 
species to sonic booms. There is also thought given to the geography 
and wind exposure of the specific beaches that are predicted to be 
impacted, to avoid inadvertently selecting a portion of a beach that 
tends to be abandoned by pinnipeds every afternoon as a result high 
winds. As VAFB is an active military base, the selection of appropriate 
monitoring locations must also take into account security restrictions 
and human safety as unexploded ordnance is present in some areas
    Marine mammal monitoring protocols will vary based on modeled sonic 
boom intensity, the location and the season. As described above, sonic 
boom modeling will be performed prior to all boost-back and landing 
activities. Although the same rockets will be used, other parameters 
specific to each launch will be incorporated into each model. These 
include direction and trajectory, weight, length, engine thrust, engine 
plume drag, position versus time from initiating boost-back to 
additional engine burns, among other aspects. Various weather scenarios 
will be analyzed from NOAA weather records for the region, then run 
through the model. Among other factors, these will include the presence 
or absence of the jet stream, and if present, its direction, altitude 
and velocity. The type, altitude, and density of clouds will also be 
considered. From these data, the models will predict peak amplitudes 
and impact locations.
    As described above, impacts to pinnipeds on the NCI, including 
pups, have been shown through more than two decades of monitoring 
reports to be minimal and temporary (MMCG and SAIC 2012). Therefore 
monitoring requirements at the NCI will be dependent on modeled sonic 
boom intensity and will be based on the harbor seal pupping season, 
such that monitoring requirements are greater when pups are expected to 
be present. When pups are present at haulouts, a lower threshold is 
reasonable in that a sonic boom could theoretically pose a greater risk 
of abandonment of pups in the event that mothers flush to the water (we 
note, however, that pup abandonment has never been documented as a 
result of sonic booms at the NCI). As pups grow older and are more 
maneuverable, the risk of pup abandonment diminishes. Thus, at the 
height of the pupping season (between March 1 and June 30) monitoring 
is required if sonic boom model results indicate a peak overpressure of 
1.0 psf or greater is likely to impact one of the NCI. Between July 1 
and September 30 monitoring is required if sonic boom model results 
indicate a peak overpressure of 1.5 psf or greater is likely to impact 
one of the NCI. Between October 1 and February 28, monitoring is 
required if sonic boom model results indicate a peak overpressure of 
2.0 psf or greater is likely to impact one of the NCI.
    Marine mammal monitoring procedures will consist of the following:
     To conduct monitoring of Falcon 9 First Stage boost-back 
and landing activities, SpaceX will designate qualified (must be able 
to identify pinnipeds to species, age class, and sex when possible), 
on-site observers that will be approved in advance by NMFS;
     If sonic boom model results indicate a peak overpressure 
of 1.0 psf or greater is likely to impact VAFB, then acoustic and 
biological monitoring at VAFB will be implemented;
     If sonic boom model results indicate a peak overpressure 
of 1.0 psf or greater is likely to impact one of the NCI between March 
1 and June 30; a peak overpressure of greater than 1.5 psf is likely to 
impact one of the NCI between July 1 and September 30, or a peak 
overpressure of greater than 2.0 psf is likely to impact one of the NCI 
between October 1 and February 28, then monitoring of haulout sites on 
the NCI will be implemented. Monitoring will be conducted at the 
haulout site closest to the area predicted to experience the greatest 
sonic boom intensity, at both VAFB and the NCI. If multiple haulouts 
are located within the area expected to experience the greatest sonic 
boom intensity, selection of monitoring locations will be based on 
species (i.e., species known to be more

[[Page 60965]]

reactive to sonic booms will be prioritized) and pup presence (i.e., 
haulouts with pups will be prioritized);
     Monitoring will commence at least 72 hours prior to the 
boost-back and continue until at least 48 hours after the event;
     Monitors will conduct hourly counts for six hours per day 
centered around the scheduled launch time to the extent possible. 
Monitors will be at the monitoring location continuously for six hours 
per day and will record pinniped counts every hour during this period;
     If the activity occurs during daylight hours then the six 
hourly counts will be centered around the scheduled launch time (such 
that there are observations for 2-3 hours before and after the event). 
If the activity occurs during nighttime then hourly counts will 
commence at daybreak and proceed until six hours after daybreak (counts 
taken during nighttime are not accurate). Monitors would observe 
pinniped reactions with night vision binoculars for nighttime events;
     Monitoring will include multiple surveys each day that 
record the species; number of animals; general behavior; presence of 
pups; age class; gender; and reaction to noise associated with Falcon 9 
First Stage recovery activities, sonic booms or other natural or human 
caused disturbances, in addition to recording environmental conditions 
such as tide, wind speed, air temperature, and swell;
     If the boost-back and landing is scheduled during daylight 
hours, time lapse photography or video recording will be used to 
document the behavior of marine mammals during Falcon 9 First Stage 
recovery activities;
     For Falcon 9 First Stage recovery activities scheduled 
during harbor seal pupping season (March through June), follow-up 
surveys will be conducted within two weeks of the boost-back and 
landing;
     Newly documented northern elephant seal pupping locations 
at VAFB will be prioritized for monitoring when landings occur at SLC-
4W during northern elephant seal pupping season (January through 
February) when practicable.

Acoustic Monitoring

    Acoustic measurements of the sonic boom created during boost-back 
at the monitoring location will be recorded to determine the 
overpressure level. Typically this will entail use of a digital audio 
tape (DAT) recorder and a high quality microphone to monitor the sound 
environment and measure the sonic boom. This system will be specially 
tailored for recording the low frequency sound associated with rocket 
launches and sonic booms. The DAT system will record the launch noise 
and sonic boom digitally to tape, which will allow for detailed 
post[hyphen]analysis of the frequency content, and the calculation of 
other acoustic metrics, and will record the ambient noise and sonic 
boom. The DAT recorder will be placed near the marine mammal monitoring 
site when practicable.

Reporting

    SpaceX will report data collected during marine mammal monitoring 
and acoustic monitoring as described above. The monitoring report will 
include a description of project related activities, counts of marine 
mammals by species, sex and age class, a summary of marine mammal 
species/count data, and a summary of observed marine mammal responses 
to project-related activities.
    A launch monitoring report will be submitted by SpaceX to the NMFS 
Office of Protected Resources and the NMFS West Coast Region within 60 
days after each Falcon 9 First Stage recovery action. This report will 
contain information on the date(s) and time(s) of the Falcon 9 First 
Stage recovery action, the design of the monitoring program; and 
results of the monitoring program, including, but not necessarily 
limited to the following:
     Numbers of pinnipeds present on the monitored haulout 
prior to the Falcon 9 First Stage recovery;
     Numbers of pinnipeds that may have been harassed (based on 
observations of pinniped responses and the pinniped disturbance scale 
as shown in Table 4);
     The length of time pinnipeds remained off the haulout or 
rookery for pinnipeds estimated to have entered the water as a result 
of Falcon 9 First Stage recovery noise;
     Any other observed behavioral modifications by pinnipeds 
that were likely the result of Falcon 9 First Stage recovery 
activities, including sonic boom; and
     Results of acoustic monitoring including comparisons of 
modeled sonic booms with actual acoustic recordings of sonic booms.
    In addition, a final monitoring report will be submitted by SpaceX 
to the NMFS Office of Protected Resources. A draft of the report will 
be submitted within 90 days of the expiration of the IHA, or, within 45 
days of the requested renewal of the IHA (if applicable). A final 
version of the report will be submitted within 30 days following 
resolution of comments on the draft report from NMFS. The report will 
summarize the information from the 60-day post-activity reports (as 
described above), including but not necessarily limited to the 
following:
     Date(s) and time(s) of the Falcon 9 First Stage recovery 
actions;
     Design of the monitoring program; and
     Results of the monitoring program, including the 
information components contained in the 60-day launch reports, as well 
as any documented cumulative impacts on marine mammals as a result of 
the activities, such as long term reductions in the number of pinnipeds 
at haulouts as a result of the activities.
    In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner not authorized by the 
IHA, such as a Level A harassment, or a take of a marine mammal species 
other than those authorized, SpaceX would immediately cease the 
specified activities and immediately report the incident to the NMFS 
Office of Protected Resources. The report would include the following 
information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Description of the incident;
     Status of all Falcon 9 First Stage recovery activities in 
the 48 hours preceding the incident;
     Description of all marine mammal observations in the 48 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities would not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS would work with SpaceX to 
determine what is necessary to minimize the likelihood of further 
prohibited take and ensure MMPA compliance. SpaceX would not be able to 
resume their activities until notified by NMFS via letter, email, or 
telephone.
    In the event that SpaceX discovers an injured or dead marine 
mammal, and the lead observer determines the cause of the injury or 
death is unknown and the death is relatively recent (i.e., in less than 
a moderate state of decomposition), SpaceX would immediately report the 
incident to mail to: The NMFS Office of Protected Resources and the 
NMFS West Coast Region Stranding Coordinator. The report would include 
the same information identified in the paragraph above. Authorized 
activities would be able to continue while NMFS reviews the 
circumstances of the incident. NMFS would work with SpaceX to determine 
whether

[[Page 60966]]

modifications in the activities are appropriate.
    In the event that SpaceX discovers an injured or dead marine 
mammal, and the lead MMO determines the injury or death is not 
associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), SpaceX would report the incident 
to the NMFS Office of Protected Resources and NMFS West Coast Region 
Stranding Coordinator, within 24 hours of the discovery. SpaceX would 
provide photographs or video footage (if available) or other 
documentation of the stranded animal sighting to NMFS and the Marine 
Mammal Stranding Network.
    This will be the second IHA issued to SpaceX for the specified 
activity. SpaceX did not perform any Falcon 9 boost-back and landing 
activities that resulted in return flights to VAFB nor that generated 
sonic booms that impacted the NCI during the period of validity for the 
prior IHA issued for the same activity. SpaceX did perform boost-back 
and landing activities at a contingency landing location located 
offshore during the period of validity for the prior IHA, however the 
contingency landing location was located so far offshore that there 
were no impacts predicted to marine mammals by sonic boom modeling, 
thus marine mammal monitoring was not required.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this information relative to population 
status. Consistent with the 1989 preamble for NMFS's implementing 
regulations (54 FR 40338; September 29, 1989), the impacts from other 
past and ongoing anthropogenic activities are incorporated into this 
analysis via their impacts on the environmental baseline (e.g., as 
reflected in the regulatory status of the species, population size and 
growth rate where known, ongoing sources of human-caused mortality, or 
ambient noise levels).
    To avoid repetition, the discussion of our analyses applies to all 
the species listed in Table 1, given that the anticipated effects of 
this activity on these different marine mammal species are expected to 
be similar. Activities associated with Falcon 9 First Stage recovery, 
as outlined previously, have the potential to disturb or displace 
marine mammals. Specifically, the specified activities may result in 
take, in the form of Level B harassment (behavioral disturbance) only, 
from airborne sounds of sonic booms. Potential takes could occur if 
marine mammals are hauled out in areas where a sonic boom above 1.0 psf 
occurs, which is considered likely given the modeled sonic booms of the 
planned activities and the occurrence of pinnipeds in the project area. 
Based on the best available information, including monitoring reports 
from similar activities that have been authorized by NMFS, behavioral 
responses will likely be limited to reactions such as alerting to the 
noise, with some animals possibly moving toward or entering the water, 
depending on the species and the intensity of the sonic boom. Repeated 
exposures of individuals to levels of sound that may cause Level B 
harassment are unlikely to result in hearing impairment or to 
significantly disrupt foraging behavior. Thus, even repeated Level B 
harassment of some small subset of an overall stock is unlikely to 
result in any significant realized decrease in fitness to those 
individuals, and thus would not result in any adverse impact to the 
stock as a whole. Level B harassment would be reduced to the level of 
least practicable impact through use of mitigation measures described 
above.
    If a marine mammal responds to a stimulus by changing its behavior 
(e.g., through relatively minor changes in locomotion direction/speed), 
the response may or may not constitute taking at the individual level, 
and is unlikely to affect the stock or the species as a whole. However, 
if a sound source displaces marine mammals from an important feeding or 
breeding area for a prolonged period, impacts on animals or on the 
stock or species could potentially be significant (e.g., Lusseau and 
Bejder, 2007; Weilgart, 2007). Flushing of pinnipeds into the water has 
the potential to result in mother-pup separation, or could result in a 
stampede, either of which could potentially result in serious injury or 
mortality and thereby could potentially impact the stock or species. 
However, based on the best available information, including reports 
from over 20 years of launch monitoring at VAFB and the NCI, no serious 
injury or mortality of marine mammals is anticipated as a result of the 
planned activities.
    Even in the instances of pinnipeds being behaviorally disturbed by 
sonic booms from rocket launches at VAFB, no evidence has been 
presented of abnormal behavior, injuries or mortalities, or pup 
abandonment as a result of sonic booms (SAIC 2013). These findings came 
as a result of more than two decades of surveys at VAFB and the NCI 
(MMCG and SAIC, 2012). Post-launch monitoring generally reveals a 
return to normal behavioral patterns within minutes up to an hour or 
two of each launch, regardless of species. For instance, a total of 
eight Delta II and Taurus space vehicle launches occurred from north 
VAFB, near the Spur Road and Purisima Point haulout sites, from 
February, 2009 through February, 2014. Of these eight launches, three 
occurred during the harbor seal pupping season. The continued use by 
harbor seals of the Spur Road and Purisima Point haulout sites 
indicates that it is unlikely that these rocket launches (and 
associated sonic booms) resulted in long-term disturbances of pinnipeds 
using the haulout sites. San Miguel Island represents the most 
important pinniped rookery in the lower 48 states, and as such 
extensive research has been conducted there for decades. From this 
research, as well as stock assessment reports, it is clear that VAFB 
operations (including associated sonic booms) have not had any 
significant impacts on San Miguel Island rookeries and haulouts (SAIC 
2012).
    In summary, this negligible impact analysis is founded on the 
following factors:
     No injury, serious injury, or mortality are anticipated or 
authorized;
     The anticipated incidences of Level B harassment are 
expected to consist of, at worst, temporary modifications in behavior 
(i.e., short distance movements and occasional flushing into the water 
with return to haulouts within at most two days), which are not 
expected to adversely affect the fitness of any individuals;
     The activities are expected to result in no long-term 
changes in the use by

[[Page 60967]]

pinnipeds of rookeries and haulouts in the project area, based on over 
20 years of monitoring data; and
     The presumed efficacy of planned mitigation measures in 
reducing the effects of the specified activity to the level of least 
practicable impact.
    In combination, we believe that these factors, as well as the 
available body of evidence from other similar activities, demonstrate 
that the potential effects of the specified activity will be short-term 
on individual animals. The specified activity is not expected to impact 
rates of recruitment or survival and will therefore not result in 
population-level impacts. Based on the analysis contained herein of the 
likely effects of the specified activity on marine mammals and their 
habitat, and taking into consideration the implementation of the 
monitoring and mitigation measures, NMFS finds that the total marine 
mammal take from the planned activity will have a negligible impact on 
the affected marine mammal species or stocks.

Small Numbers

    As noted above, only small numbers of incidental take may be 
authorized under Section 101(a)(5)(D) of the MMPA for specified 
activities other than military readiness activities. The MMPA does not 
define small numbers and so, in practice, NMFS compares the number of 
individuals taken to the most appropriate estimation of abundance of 
the relevant species or stock in our determination of whether an 
authorization is limited to small numbers of marine mammals. 
Additionally, other qualitative factors may be considered in the 
analysis, such as the temporal or spatial scale of the activities.
    The numbers of authorized takes would be considered small relative 
to the relevant stocks or populations (less than 22 percent for all 
species and stocks). It is important to note that the number of 
expected takes does not necessarily represent of the number of 
individual animals expected to be taken. Our small numbers analysis 
accounts for this fact. Multiple exposures to Level B harassment can 
accrue to the same individual animals over the course of an activity 
that occurs multiple times in the same area (such as SpaceX's planned 
activity). This is especially likely in the case of species that have 
limited ranges and that have site fidelity to a location within the 
project area, as is the case with harbor seals.
    As described above, harbor seals are non-migratory, rarely 
traveling more than 50 km from their haulout sites. Thus, while the 
estimated abundance of the California stock of Pacific harbor seals is 
30,968 (Carretta et al., 2017), a substantially smaller number of 
individual harbor seals is expected to occur within the project area. 
We expect that, because of harbor seals' documented site fidelity to 
haulout locations at VAFB and the NCI, and because of their limited 
ranges, the same individuals are likely to be taken repeatedly over the 
course of the specified activities (maximum of twelve Falcon 9 First 
Stage recovery actions). Therefore, the number of instances of Level B 
harassment among harbor seals over the course of the authorization 
(i.e., the total number of takes shown in Table 6) is expected to 
accrue to a much smaller number of individuals encompassing a small 
portion of the overall regional stock. The maximum number of individual 
of harbor seals expected to be taken by Level B harassment, per Falcon 
9 First Stage recovery action, is 1,384. As we believe the same 
individuals are likely to be taken repeatedly over the course of the 
specified activities, we use the estimate of 1,384 individual animals 
taken per Falcon 9 First Stage recovery activity for the purposes of 
estimating the percentage of the stock abundance likely to be taken 
over the course of the entire activity.
    Based on the analysis contained herein of the planned activity 
(including the mitigation and monitoring measures) and the anticipated 
take of marine mammals, NMFS finds that small numbers of marine mammals 
will be taken relative to the population size of the affected species 
or stocks.

Unmitigable Adverse Impact Analysis and Determination

    There are no relevant subsistence uses of the affected marine 
mammal stocks or species implicated by this action. Therefore, NMFS has 
determined that the total taking of affected species or stocks would 
not have an unmitigable adverse impact on the availability of such 
species or stocks for taking for subsistence purposes.

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review our proposed action with respect to potential impacts 
on the human environment.
    This action is consistent with categories of activities identified 
in CE B4 of the Companion Manual for NAO 216-6A, which do not 
individually or cumulatively have the potential for significant impacts 
on the quality of the human environment and for which we have not 
identified any extraordinary circumstances that would preclude this 
categorical exclusion. Accordingly, NMFS has determined that the 
issuance of the IHA qualifies to be categorically excluded from further 
NEPA review.

Endangered Species Act

    There is one marine mammal species (Guadalupe fur seal) listed 
under the ESA with confirmed occurrence in the area expected to be 
impacted by the planned activities. The NMFS West Coast Region has 
determined that NMFS OPR's issuance of the IHA to SpaceX for the take 
of marine mammals incidental to Falcon 9 First Stage recovery 
activities is not likely to adversely affect the Guadalupe fur seal. 
Therefore, formal ESA section 7 consultation on this IHA is not 
required.

Authorization

    NMFS has issued an IHA to SpaceX for the potential harassment of 
small numbers of six marine mammal species incidental to Falcon 9 First 
Stage recovery activities in California and at contingency landing 
locations offshore, provided the previously mentioned mitigation, 
monitoring and reporting requirements are incorporated.

    Dated: December 20, 2017.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2017-27761 Filed 12-22-17; 8:45 am]
 BILLING CODE 3510-22-P



                                               60954                      Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               completed administrative review of the                  to be discussed. Oral presentations at                 DEPARTMENT OF COMMERCE
                                               AD order (A–570–979) was completed                      the hearing will be limited to issues
                                               on June 20, 2017, and covered December                  raised in the briefs. If a request for a               National Oceanic and Atmospheric
                                               1, 2014 through November 30, 2015.17                    hearing is made, parties will be notified              Administration
                                               Therefore, under this scenario, the                     of the time and date for the hearing to                RIN 0648–XF507
                                               partial revocation for merchandise                      be held at the U.S. Department of
                                               subject to the AD orders would be                       Commerce, 1401 Constitution Avenue                     Takes of Marine Mammals Incidental to
                                               applied retroactively to unliquidated                   NW, Washington, DC 20230 in a room                     Specified Activities; Taking Marine
                                               entries of merchandise entered or                       to be determined.21                                    Mammals Incidental to Boost-Back and
                                               withdrawn from warehouse, for                                                                                  Landing of Falcon 9 Rockets
                                               consumption, on or after December 1,                       Commerce intends to issue the final
                                               2015. The most recently completed                       results of these changed circumstances                 AGENCY:  National Marine Fisheries
                                               administrative review of the CVD order                  reviews, which will include its analysis               Service (NMFS), National Oceanic and
                                               (C–570–980) was completed on July 10,                   of any written comments received, no                   Atmospheric Administration (NOAA),
                                               2017, and covered January 1, 2014                       later than 270 days after the date on                  Commerce.
                                               through December 31, 2014.18                            which these reviews were initiated.                    ACTION: Notice; issuance of an incidental
                                               Therefore, the partial revocation for                      If, in the final results of these reviews,          harassment authorization.
                                               merchandise subject to the CVD order                    Commerce continues to determine that
                                               would be applied retroactively to                                                                              SUMMARY:   In accordance with the
                                                                                                       changed circumstances warrant the
                                               unliquidated entries of merchandise                                                                            regulations implementing the Marine
                                                                                                       revocation of the Orders, in part, we                  Mammal Protection Act (MMPA) as
                                               entered or withdrawn from warehouse,
                                                                                                       will instruct U.S. Customs and Border                  amended, notification is hereby given
                                               for consumption, on or after January 1,
                                               2015, as applicable.                                    Protection (CBP) to liquidate without                  that NMFS has issued an incidental
                                                                                                       regard to AD or CVD duties all                         harassment authorization (IHA) to Space
                                               Public Comment                                          unliquidated entries of the merchandise                Exploration Technology Corporation
                                                  Interested parties are invited to                    covered by the exclusion language                      (SpaceX) to incidentally harass, by
                                               comment on these preliminary results of                 above entered or withdrawn from                        Level B harassment only, marine
                                               reviews in accordance with 19 CFR                       warehouse, for consumption, on or after                mammals during boost-back and
                                               351.309(c)(1)(ii). Case briefs may be                   the effective dates indicated above. In                landing of Falcon 9 rockets at
                                               submitted no later than 14 days after the               addition, we will instruct CBP to refund               Vandenberg Air Force Base in
                                               date of publication of these preliminary                any estimated AD or CVD cash deposits                  California, and at contingency landing
                                               results.19 Rebuttals to case briefs,                    collected on such entries.                             locations in the Pacific Ocean.
                                               limited to issues raised in the case                                                                           DATES: This Authorization is valid from
                                                                                                          The current requirement for cash
                                               briefs, may be filed no later than 5 days                                                                      December 1, 2017, through November
                                               after the due date for case briefs.20 All               deposits of estimated AD and CVD
                                                                                                       duties on all entries of subject                       30, 2018.
                                               submissions must be filed electronically
                                               using Enforcement and Compliance’s                      merchandise will continue unless they                  FOR FURTHER INFORMATION CONTACT:
                                               AD and CVD Centralized Electronic                       are modified pursuant to the final                     Jordan Carduner, Office of Protected
                                               Service System (ACCESS). ACCESS is                      results of these changed circumstances                 Resources, NMFS, (301) 427–8401.
                                               available to registered users at http://                reviews. If, in the final results of these             Electronic copies of the application and
                                               access.trade.gov and in the Central                     reviews, Commerce continues to                         supporting documents, as well as a list
                                               Records Unit, Room B8024 of the main                    determine that changed circumstances                   of the references cited in this document,
                                               Department of Commerce building. An                     warrant the revocation of the Orders, in               may be obtained online at:
                                               electronically filed document must be                   part, we will instruct CBP to                          www.nmfs.noaa.gov/pr/permits/
                                               received successfully in its entirety by                discontinue collecting cash deposits on                incidental/research.htm. In case of
                                               ACCESS, by 5 p.m. Eastern Time on the                   entries of merchandise covered by the                  problems accessing these documents,
                                               due dates set forth in this notice.                                                                            please call the contact listed above.
                                                                                                       exclusion language above effective on
                                                  Any interested party may request a                   the date of publication of the final                   SUPPLEMENTARY INFORMATION:
                                               hearing within 14 days of publication of                results of these changed circumstances                 Background
                                               this notice. Hearing requests should                    reviews.
                                               contain the following information: (1)                                                                            Sections 101(a)(5)(A) and (D) of the
                                               The party’s name, address, and                             These preliminary results of reviews                MMPA (16 U.S.C. 1361 et seq.) direct
                                               telephone number; (2) the number of                     and notice are in accordance with                      the Secretary of Commerce to allow,
                                               participants; and (3) a list of the issues              sections 751(b) and 777(i) of the Act and              upon request, the incidental, but not
                                                                                                       19 CFR 351.221 and 19 CFR 351.222.                     intentional, taking of small numbers of
                                                 17 Crystalline Silicon Photovoltaic Cells, Whether
                                                                                                         Dated: December 20, 2017.                            marine mammals by U.S. citizens who
                                               or Not Assembled into Modules, from the People’s                                                               engage in a specified activity (other than
                                               Republic of China: Amended Final Results of             Gary Taverman,
                                               Antidumping Duty Administrative Review; 2014–                                                                  commercial fishing) within a specified
                                                                                                       Deputy Assistant Secretary for Antidumping             geographical region if certain findings
                                               2015, 82 FR 40560 (August 25, 2017).
                                                 18 Crystalline Silicon Photovoltaic Cells, Whether
                                                                                                       and Countervailing Duty Operations,                    are made and either regulations are
                                               or Not Assembled into Modules, from the People’s        performing the non-exclusive functions and
                                                                                                                                                              issued or, if the taking is limited to
                                               Republic of China: Final Results of countervailing      duties of the Assistant Secretary for
                                                                                                                                                              harassment, a notice of a proposed
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                                               Duty Administrative Review, and Partial Recession       Enforcement and Compliance.
                                               of countervailing Duty Administrative Review; 2014,                                                            authorization is provided to the public
                                                                                                       [FR Doc. 2017–27748 Filed 12–22–17; 8:45 am]
                                               82 FR 32678 (July 17, 2017).                                                                                   for review.
                                                 19 Commerce is altering the deadline for the          BILLING CODE 3510–DS–P                                    An authorization for incidental
                                               submission of case briefs, as authorized by 19 CFR                                                             takings shall be granted if NMFS finds
                                               351.309(c)(1)(ii).
                                                 20 Commerce is altering the deadline for the                                                                 that the taking will have a negligible
                                               submission of rebuttal briefs, as authorized by 19                                                             impact on the species or stock(s), will
                                               CFR 351.309(d)(1).                                        21 19   CFR 351.310(d).                              not have an unmitigable adverse impact


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                                                                          Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                           60955

                                               on the availability of the species or                   in the form of sonic booms, that are                  and landing of the Falcon 9 First Stage
                                               stock(s) for subsistence uses (where                    expected to result in harassment of                   at SLC–4W would produce sonic booms
                                               relevant), and if the permissible                       marine mammals that are hauled out of                 with overpressures that would
                                               methods of taking and requirements                      the water. Take by Level B harassment                 potentially be as high as 8.5 pounds per
                                               pertaining to the mitigation, monitoring                only is expected; no injury or mortality              square foot (psf) at VAFB and
                                               and reporting of such takings are set                   of marine mammals is expected to result               potentially as high as 3.1 psf at the NCI.
                                               forth.                                                  from the activities.                                  Sonic boom modeling indicates that
                                                  NMFS has defined ‘‘negligible                           This is the second IHA issued by                   landings that occur at either of the
                                               impact’’ in 50 CFR 216.103 as an impact                 NMFS for this activity. SpaceX applied                proposed contingency landing locations
                                               resulting from the specified activity that              for, and was granted, an IHA in 2016                  offshore would result in sonic booms
                                               cannot be reasonably expected to, and is                that was valid from June 30, 2016                     below 1.0 psf. Take of marine mammals
                                               not reasonably likely to, adversely affect              through June 29, 2017 (81 FR 34984;                   that are hauled out of the water are
                                               the species or stock through effects on                 June 30, 2016). SpaceX complied with                  expected to occur only when those
                                               annual rates of recruitment or survival.                all the requirements (e.g., mitigation,               hauled out marine mammals experience
                                                  The MMPA states that the term ‘‘take’’               monitoring, and reporting) of the                     sonic booms greater than 1.0 psf (this is
                                               means to harass, hunt, capture, kill or                 previous IHA.                                         discussed in greater detail below in the
                                               attempt to harass, hunt, capture, or kill                                                                     section on Estimated Take). Therefore,
                                               any marine mammal.                                      Description of Activity
                                                                                                                                                             take of marine mammals may occur as
                                                  Except with respect to certain                          The Falcon 9 is a two-stage rocket                 a result of landings that occur at VAFB;
                                               activities not pertinent here, the MMPA                 designed and manufactured by SpaceX                   however, take of marine mammals is not
                                               defines ‘‘harassment’’ as: Any act of                   for transport of satellites and SpaceX’s              expected to occur as a result of landings
                                               pursuit, torment, or annoyance which (i)                Dragon spacecraft into orbit. SpaceX                  that occur at either of the proposed
                                               has the potential to injure a marine                    currently operates the Falcon Launch                  contingency landing locations offshore.
                                               mammal or marine mammal stock in the                    Vehicle Program at Space Launch                       Sounds resulting from SpaceX’s
                                               wild (Level A harassment); or (ii) has                  Complex 4E (SLC–4E) at VAFB. SpaceX                   activities other than sonic booms, as
                                               the potential to disturb a marine                       plans to conduct recovery of the Falcon               well as other aspects of SpaceX’s
                                               mammal or marine mammal stock in the                    9 First Stage by returning the First Stage            activities such as unsuccessful landings,
                                               wild by causing disruption of behavioral                to SLC–4 West (SLC–4W) at VAFB for                    are not expected to result in take of
                                               patterns, including, but not limited to,                potential reuse, up to twelve times per               marine mammals and are not discussed
                                               migration, breathing, nursing, breeding,                year. This includes performing in-air                 further in this document.
                                               feeding, or sheltering (Level B                         boost-back maneuvers and landings of                     The activities authorized in this IHA
                                               harassment).                                            the Falcon 9 First Stage on the pad at                are limited to Falcon 9 First Stage boost-
                                                                                                       SLC–4W. The reuse of the Falcon 9 First               back maneuvers and landings.
                                               Summary of Request                                      Stage enables SpaceX to efficiently                   Incidental take of marine mammals
                                                  NMFS received a request from SpaceX                  conduct lower cost launch missions                    resulting from Falcon 9 rocket launches
                                               for an IHA to take marine mammals                       from VAFB in support of commercial                    from VAFB is already authorized via
                                               incidental to Falcon 9 First Stage                      and government clients.                               regulations (79 FR 10016; February 24,
                                               recovery activities, including in-air                      Although SLC–4W is the preferred                   2014) and a Letter of Authorization
                                               boost-back maneuvers and landings of                    landing location, SpaceX has identified               (LOA) (79 FR 18528; April 2, 2014). As
                                               the First Stage of the Falcon 9 rocket at               the need for contingency landing                      such, NMFS does not authorize take of
                                               Vandenberg Air Force Base (VAFB) in                     locations should it not be feasible to                marine mammals incidental to launches
                                               California, and at contingency landing                  land the First Stage at SLC–4W. The                   of the Falcon 9 rocket in this IHA;
                                               locations offshore. SpaceX’s request was                first contingency landing option is on a              incidental take resulting from Falcon 9
                                               for harassment only and NMFS concurs                    barge located at least 27 nautical miles              rocket launches is therefore not
                                               that mortality is not expected to result                (nm) (50 kilometers (km)) offshore of                 analyzed further in this document.
                                               from this activity. Therefore, an IHA is                VAFB. The second contingency landing                     A detailed description of the planned
                                               appropriate.                                            option is on a barge within the Iridium               activities is provided in the Federal
                                                  SpaceX’s application for incidental                  Landing Area, an area approximately                   Register notice of the proposed IHA (82
                                               take authorization was received on July                 33,153 square kilometers (km2) area that              FR 49332; October 25, 2017). Since that
                                               11, 2017. SpaceX submitted a revised                    is located approximately 122 nm (225                  time, no changes have been made to the
                                               version of the request on October 13,                   km) southwest of San Nicolas Island                   planned activities. Therefore, a more
                                               2017. This revised version of the                       and 133 nm (245 km) southwest of San                  detailed description is not provided
                                               application was deemed adequate and                     Clemente Island (see Figure 1–3 in the                here. Please refer to that Federal
                                               complete. The planned activity may                      IHA application).                                     Register notice for a more detailed
                                               exceed one year, hence subsequent                          During descent, a sonic boom                       description of the specific activities.
                                               MMPA incidental harassment                              (overpressure of high-energy impulsive                Mitigation, monitoring, and reporting
                                               authorizations may be requested for this                sound) would be generated when the                    measures are described in detail later in
                                               particular activity.                                    First Stage reaches a rate of travel that             this document (please see ‘‘Mitigation’’
                                                  The planned activities include in-air                exceeds the speed of sound. Sonic                     and ‘‘Monitoring and Reporting’’).
                                               boost-back maneuvers and landings of                    booms would occur in proximity to the
                                               the First Stage of the Falcon 9 rocket.                 landing areas and may be heard during                 Comments and Responses
                                               The action may occur as many as 12                      or briefly after the boost-back and                     NMFS published a notice of proposed
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                                               times and may occur at any time of year.                landing, depending on the location of                 IHA in the Federal Register on October
                                               Species that are expected to be taken by                the observer. Sound from the sonic                    25, 2017 (82 FR 49332). During the 30-
                                               the planned activity include harbor seal,               boom has the potential to result in                   day public comment period, NMFS
                                               California sea lion, Steller sea lion,                  harassment of marine mammals, either                  received a comment letter from the
                                               northern elephant seal, northern fur                    on the mainland at or near VAFB, or at                Marine Mammal Commission
                                               seal, and Guadalupe fur seal. SpaceX’s                  the Northern Channel Islands (NCI).                   (Commission). NMFS has posted the
                                               activities are expected to produce noise,               Based on model results, a boost-back                  comments online at: http://


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                                               60956                       Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               www.nmfs.noaa.gov/pr/permits/                                   detailed description of the species likely             as to be discountable, cetaceans are not
                                               incidental. The following is a summary                          to be affected by the specified activities,            considered further in this document and
                                               of the public comments received and                             including brief introductions to the                   no take of cetaceans is authorized in the
                                               NMFS’s responses.                                               species and relevant stocks as well as                 IHA. Please see Table 3–1 in SpaceX’s
                                                  Comment 1: The Commission                                    available information regarding                        IHA application for a complete list of
                                               recommended that NMFS include                                   population trends and threats, and                     species with expected or potential
                                               Falcon 9 recovery activities as a                               information regarding local occurrence,                occurrence in the project area.
                                               proposed amendment to the United                                were provided in the Federal Register                    All values presented in Table 1 are
                                               States Air Force’s (USAF) final rule (79                        notice of the proposed IHA (82 FR                      the most recent available at the time of
                                               FR 10016; February 24, 2014) rather                             49332; October 25, 2017). Since that                   publication and are available in NMFS’s
                                               than authorizing those activities in                            time, we are not aware of any changes                  stock assessment reports (SAR) (e.g.,
                                               separate IHAs until the rule expires in                         in the status of these species and stocks;             Carretta et al., 2017; Muto et al., 2017).
                                               2019, and that NMFS ultimately include                          therefore, detailed descriptions are not               Please see the SARs, available at
                                               Falcon 9 recovery activities in the future                      provided here. Please refer to that                    www.nmfs.noaa.gov/pr/sars, for more
                                               proposed rule that will cover all other                         Federal Register notice for these                      detailed accounts of these stocks’ status
                                               rocket activities conducted by USAF at                          descriptions. Please also refer to NMFS’               and abundance. Abundance estimates
                                               VAFB beginning in 2019. The                                     website (www.nmfs.noaa.gov/pr/                         presented in Table 1 represent the total
                                               Commission also recommended that                                species/mammals/) for generalized                      number of individuals that make up a
                                               NMFS issue the IHA, subject to                                  species accounts.
                                               inclusion of the proposed mitigation,                                                                                  given stock or the total number
                                               monitoring, and reporting measures,                                Table 1 lists all marine mammal                     estimated within a particular study area.
                                               which are included as proposed in the                           species with expected occurrence in the                NMFS’s stock abundance estimates for
                                               final IHA.                                                      project area (including at VAFB, on the                most species represent the total estimate
                                                  Response: NMFS agrees that                                   NCI, and in the waters surrounding                     of individuals within the geographic
                                               streamlining in the MMPA incidental                             VAFB, the NCI and the contingency                      area, if known, that comprises that
                                               take authorization process is desirable                         landing location) that are expected to be              stock. For some species, this geographic
                                               when possible and we will work with                             affected by the specified activities, and              area may extend beyond U.S. waters.
                                               the USAF to determine whether it is                             summarizes information related to the                  PBR, defined by the MMPA as the
                                               practicable to incorporate Falcon 9                             populations, including regulatory status               maximum number of animals, not
                                               recovery activities in any future                               under the MMPA and Endangered                          including natural mortalities, that may
                                               regulations governing the take of marine                        Species Act (ESA). There are an                        be removed from a marine mammal
                                               mammals incidental to rocket launch                             additional 28 species of marine                        stock while allowing that stock to reach
                                               activities that occur at VAFB.                                  mammals (all cetaceans) with expected                  or maintain its optimum sustainable
                                                                                                               or possible occurrence in the project                  population, is considered in concert
                                               Description of Marine Mammals in the                            area. However, we have determined that                 with known sources of ongoing
                                               Area of Specified Activities                                    sonic booms are the only potential                     anthropogenic mortality to assess the
                                                  Section 4 of the IHA application                             stressor associated with the activity that             population-level effects of the
                                               summarizes available information                                could result in take of marine mammals,                anticipated mortality from a specific
                                               regarding status and trends, distribution                       and that sonic booms only have the                     project (as described in NMFS’s SARs).
                                               and habitat preferences, and behavior                           potential to result in harassment of                   While no mortality is anticipated or
                                               and life history of the potentially                             marine mammals that are hauled out of                  authorized in this IHA, PBR and annual
                                               affected species. We have reviewed                              the water. Therefore, we have                          serious injury and mortality are
                                               SpaceX’s species descriptions,                                  concluded that the likelihood of the                   included here as gross indicators of the
                                               including life history information,                             planned activities resulting in the                    status of the species and other threats.
                                               distribution, regional distribution, and                        harassment of any cetacean to be so low                For taxonomy, we follow Committee on
                                               acoustics and hearing, for accuracy and                         as to be discountable. As we have                      Taxonomy (2017). For status of species,
                                               completeness, and we refer the reader to                        concluded that the likelihood of any                   we provide information regarding U.S.
                                               Section 4 of the IHA application, rather                        cetacean being taken incidentally as a                 regulatory status under the MMPA and
                                               than reprinting the information here. A                         result of SpaceX’s activities to be so low             ESA.

                                                                         TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
                                                                                                               ESA/MMPA             Stock abundance                                              Relative occurrence
                                                                                                                 status;             (CV, Nmin, most                              Annual           in project area;
                                                       Species                         Stock                                                                     PBR 3
                                                                                                                Strategic           recent abundance                              M/SI 4              season of
                                                                                                                 (Y/N) 1                survey) 2                                                    occurrence

                                                                                                                Order Carnivora—Superfamily Pinnipedia

                                                                                                               Family Otariidae (eared seals and sea lions)

                                               California sea lion         U.S. ...........................    -; N               296,750 (n/a;                       9,200                389   Abundant; year-
                                                 (Zalophus                                                                          153,337; 2011).                                                round.
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                                                 californianus).
                                               Northern fur seal           California ..................       -; N               14,050 (n/a; 7,524;                    451               1.8   Abundant; year-
                                                 (Callorhinus                                                                       2013).                                                         round; peak occur-
                                                 ursinus).                                                                                                                                         rence during sum-
                                                                                                                                                                                                   mer.
                                               Guadalupe fur seal          n/a .............................   T/D; Y             20,000 (n/a; 15,830;                   542               3.2   Rare; slightly more
                                                (Arctocephalus                                                                      2010).                                                         common in sum-
                                                philippii townsendi).                                                                                                                              mer.



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                                                                            Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                                    60957

                                                                  TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA—Continued
                                                                                                            ESA/MMPA             Stock abundance                                              Relative occurrence
                                                                                                              status;             (CV, Nmin, most               PBR 3          Annual           in project area;
                                                       Species                         Stock                                                                                   M/SI 4
                                                                                                             Strategic           recent abundance                                                  season of
                                                                                                              (Y/N) 1                survey) 2                                                    occurrence

                                               Steller sea lion             Eastern U.S ..............      -; N               71,562 (n/a; 41,638;                 2,498               108   Rare; year-round.
                                                 (Eumetopias                                                                     2015).
                                                 jubatus).

                                                                                                                    Family Phocidae (earless seals)

                                               Harbor seal (Phoca           California ..................   -; N               30,968 (n/a; 27,348;                 1,641               43    Abundant; year-
                                                 vitulina richardii).                                                            2012).                                                         round.
                                               Northern elephant            California breeding ...         -; N               179,000 (n/a; 81,368;                4,882               8.8   Abundant; year-
                                                 seal (Mirounga                                                                  2010).                                                         round; peak occur-
                                                 angustirostris).                                                                                                                               rence during win-
                                                                                                                                                                                                ter.
                                                 1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
                                               designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality ex-
                                               ceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
                                               under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
                                                 2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                               min is the minimum
                                               estimate of stock abundance. In some cases, CV is not applicable.
                                                 3 Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be re-
                                               moved from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
                                                 4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
                                               commercial fisheries, ship strike). Annual mortality/serious injury (M/SI) often cannot be determined precisely and is in some cases presented as
                                               a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.


                                                  Marine Mammal Hearing—Hearing is                          hertz (Hz) to 86 kilohertz (kHz), with                  available information. Of the six marine
                                               the most important sensory modality for                      best hearing between 1–50 kHz;                          mammal species that may be affected by
                                               marine mammals underwater, and                                 • Pinnipeds in water; Otariidae (eared                the planned activities, four are classified
                                               exposure to anthropogenic sound can                          seals): generalized hearing is estimated                as otariids and two are classified as
                                               have deleterious effects. To                                 to occur between 60 Hz and 39 kHz,                      phocids.
                                               appropriately assess the potential effects                   with best hearing between 2–48 kHz.                     Potential Effects of Specified Activities
                                               of exposure to sound, it is necessary to                       The pinniped functional hearing                       on Marine Mammals and Their Habitat
                                               understand the frequency ranges marine                       group was modified from Southall et al.
                                               mammals are able to hear. Current data                       (2007) on the basis of data indicating The effects of noise from SpaceX’s
                                               indicate that not all marine mammal                                                              activities have the potential to result in
                                                                                                            that phocid species have consistently
                                               species have equal hearing capabilities                      demonstrated an extended frequency  behavioral harassment of marine
                                               (e.g., Richardson et al., 1995; Wartzok                                                          mammals in the vicinity of the action
                                                                                                            range of hearing compared to otariids,
                                               and Ketten, 1999; Au and Hastings,                                                               area. The Federal Register notice of
                                                                                                            especially in the higher frequency range
                                               2008). To reflect this, Southall et al.                                                          proposed IHA (82 FR 49332; October 25,
                                                                                                            (Hemilä et al., 2006; Kastelein et al.,
                                               (2007) recommended that marine                               2009; Reichmuth and Holt, 2013).    2017) included a discussion of the
                                               mammals be divided into functional                                                               effects of anthropogenic noise on marine
                                               hearing groups based on directly                              TABLE 2—RELEVANT MARINE MAMMAL mammals and their habitat, therefore
                                               measured or estimated hearing ranges                           FUNCTIONAL HEARING GROUPS AND that information is not repeated here;
                                               on the basis of available behavioral                           THEIR     GENERALIZED  HEARING please refer to that Federal Register
                                               response data, audiograms derived                                                                notice for that information. No instances
                                                                                                              RANGES                            of injury, serious injury or mortality are
                                               using auditory evoked potential
                                               techniques, anatomical modeling, and                                                             expected as a result of SpaceX’s
                                                                                                                                    Generalized
                                               other data. Subsequently, NMFS (2016)                              Hearing group      hearing    activities.
                                               described generalized hearing ranges for                                                                range*
                                                                                                                                                                    Estimated Take by Incidental
                                               these marine mammal hearing groups.                          Phocid pinnipeds (PW) (under-         50 Hz to 86       Harassment
                                               Generalized hearing ranges were chosen                         water) (true seals).                  kHz.               This section provides an estimate of
                                               based on the approximately 65 decibels                       Otariid pinnipeds (OW) (under-        60 Hz to 39       the number of incidental takes
                                               (dB) threshold from the normalized                             water) (sea lions and fur             kHz.
                                                                                                                                                                    authorized through this IHA, which will
                                               composite audiograms. The relevant                             seals).
                                                                                                                                                                    inform both NMFS’ consideration of
                                               functional groups and the associated                           * Represents the generalized hearing range            whether the number of takes is ‘‘small’’
                                               frequencies are indicated below (note                        for the entire group as a composite (i.e., all          and the negligible impact
                                               that these frequency ranges correspond                       species within the group), where individual
                                                                                                            species’ hearing ranges are typically not as            determination.
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                                               to the range for the composite group,                        broad. Generalized hearing range chosen                    Harassment is the only type of take
                                               with the entire range not necessarily                        based on ∼65 dB threshold from normalized               expected to result from these activities.
                                               reflecting the capabilities of every                         composite audiogram, with the exception for             Except with respect to certain activities
                                               species within that group):                                  PW pinniped (approximation).
                                                                                                                                                                    not pertinent here, section 3(18) of the
                                                  • Pinnipeds in water; Phocidae (true                        For more detail concerning these                      MMPA defines ‘‘harassment’’ as: any act
                                               seals): generalized hearing is estimated                     groups and associated frequency ranges,                 of pursuit, torment, or annoyance which
                                               to occur between approximately 50                            please see NMFS (2016) for a review of                  (i) has the potential to injure a marine


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                                               60958                      Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               mammal or marine mammal stock in the                    receiving animals (hearing, motivation,                   associated with Falcon 9 boost-backs
                                               wild (Level A harassment); or (ii) has                  experience, demography, behavioral                        and landings.
                                               the potential to disturb a marine                       context) and can be difficult to predict                     Observed reactions of pinnipeds at
                                               mammal or marine mammal stock in the                    (Southall et al., 2007, Ellison et al.,                   the NCI and at VAFB to sonic booms
                                               wild by causing disruption of behavioral                2011). Based on what the available                        have ranged from no response to heads-
                                               patterns, including, but not limited to,                science indicates and the practical need                  up alerts, from startle responses to some
                                               migration, breathing, nursing, breeding,                to use a threshold based on a factor that                 movements on land, and from some
                                               feeding, or sheltering (Level B                         is both predictable and measurable for                    movements into the water to occasional
                                               harassment).                                            most activities, NMFS typically uses a                    stampedes (especially involving
                                                  All authorized takes are by Level B                  generalized acoustic threshold based on                   California sea lions on the NCI). We
                                               harassment only, in the form of                         received level to estimate the onset of                   therefore assume sonic booms generated
                                               disruption of behavioral patterns for                   behavioral harassment. For in-air                         during the return flight of the Falcon 9
                                               individual marine mammals resulting                     sounds, NMFS expects that harbor seals                    First Stage may elicit an alerting or
                                               from exposure to sounds associated                      exposed to sound above received levels                    other short-term behavioral reaction,
                                               with the planned activities. Based on                   of 90 dB re 20 micro Pascals (mPa) (root                  including flushing into the water if
                                               the nature of the activity, Level A                     mean squared (rms)) will be                               hauled out.
                                               harassment, serious injury, and                         behaviorally harassed, and all other                         Data from launch monitoring by the
                                               mortality are neither anticipated nor                   species of pinnipeds exposed to sound                     USAF has shown that pinniped
                                               authorized in this IHA.                                 above received levels of 100 dB re 20                     reactions to sonic booms are correlated
                                                  Described in the most basic way, we                  mPa (rms) will be behaviorally harassed                   with the level of the sonic boom. Low
                                               estimate take by considering: (1)                       (Table 3).                                                energy sonic booms (<1.0 psf have
                                               Acoustic thresholds above which NMFS                                                                              resulted in little to no behavioral
                                               believes the best available science                        TABLE 3—RECOMMENDED CRITERIA                           responses, including head raising and
                                               indicates marine mammals will be                                                                                  briefly alerting but returning to normal
                                                                                                          FOR PINNIPED HARASSMENT FROM
                                               behaviorally harassed; (2) the area that                                                                          behavior shortly after the stimulus
                                               will be ensonified above these levels in                   EXPOSURE TO AIRBORNE SOUND                             (Table 4). More powerful sonic booms
                                               a day; (3) the density or occurrence of                                                   Level B harassment
                                                                                                                                                                 have resulted in pinnipeds flushing
                                               marine mammals within these                                       Species                                         from haulouts. No pinniped mortalities
                                                                                                                                              threshold
                                               ensonified areas; and (4) and number of                                                                           have been associated with sonic booms.
                                               days of activities. Below, we describe                  Harbor seals .................    90 dB re 20 μPa.        No sustained decreases in numbers of
                                               these components in more detail and                     All other pinniped spe-           100 dB re 20 μPa.       animals observed at haulouts have been
                                               present the take estimate.                                cies.                                                   observed after the stimulus. Table 4
                                                                                                                                                                 presents a summary of monitoring
                                               Acoustic Thresholds                                       Typically, NMFS relies on the                           efforts at the NCI from 1999 to 2014.
                                                 Using the best available science,                     acoustic criteria shown in Table 3 to                     These data show that reactions to sonic
                                               NMFS has developed acoustic                             estimate take as a result of exposure to                  booms tend to be insignificant below 1.0
                                               thresholds that identify the received                   airborne sound from a given activity.                     psf and that, even above 1.0 psf, only a
                                               level of sound above which exposed                      However, in this case we have the                         portion of the animals present have
                                               marine mammals would be reasonably                      benefit of more than 20 years of                          reacted to the sonic boom. Time-lapse
                                               expected to be behaviorally harassed                    observational data on pinniped                            video photography during four launch
                                               (equated to Level B harassment) or to                   responses to the stimuli associated with                  events revealed that harbor seals that
                                               incur PTS of some degree (equated to                    the planned activity that we expect to                    reacted to the rocket launch noise but
                                               Level A harassment). As described                       result in harassment (sonic booms) in                     did not leave the haul-out were all
                                               above, Level A harassment is not                        the particular geographic area of the                     adults.
                                               expected to occur as a result of the                    planned activity (VAFB and the NCI).                         Data from previous monitoring also
                                               planned activities and we do not                        Therefore, we consider these data to be                   suggests that for those pinnipeds that
                                               authorize take by Level A harassment,                   the best available information in regard                  flush from haulouts in response to sonic
                                               thus criteria and thresholds for Level A                to estimating take based on modeled                       booms, the amount of time it takes for
                                               harassment are not discussed further.                   exposures among pinnipeds to sounds                       those animals to begin returning to the
                                               Thresholds have been developed                          associated with the planned activities.                   haulout site, and for numbers of animals
                                               identifying the received level of in-air                These data suggest that pinniped                          to return to pre-launch levels, is
                                               sound above which exposed pinnipeds                     reactions to sonic booms are dependent                    correlated with sonic boom sound
                                               would likely be behaviorally harassed.                  on the species and the intensity of the                   levels. Pinnipeds may begin to return to
                                               In this case, we are concerned only with                sonic boom (Table 4).                                     the haulout site within 2–55 minutes of
                                               in-air sound as the planned activities                    The USAF has monitored pinniped                         the launch disturbance, and the haulout
                                               are not expected to result in harassment                responses to rocket launches from VAFB                    site usually returned to pre-launch
                                               of marine mammals that are underwater.                  for over 20 years. Though rocket                          levels within 45–120 minutes.
                                               Thus, only in-air thresholds are                        launches are not part of the planned                         Monitoring data has consistently
                                               discussed further.                                      activities (as described above), the                      shown that reactions among pinnipeds
                                                                                                       acoustic stimuli associated with                          vary between species, with harbor seals
                                               Level B Harassment for Non-Explosive                    launches (e.g., sonic booms) is expected                  and California sea lions tending to be
                                               Sources                                                 to be substantially similar to those                      more sensitive to disturbance than
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                                                 Though significantly driven by                        expected to occur with Falcon 9 boost-                    northern elephant seals and northern fur
                                               received level, the onset of behavioral                 backs and landings; therefore, we rely                    seals (Table 4). Because Steller sea lions
                                               disturbance from anthropogenic noise                    on observational data on responses of                     and Guadalupe fur seals occur in the
                                               exposure is also informed to varying                    pinnipeds to sonic booms associated                       project area relatively infrequently, no
                                               degrees by other factors related to the                 with rocket launches from VAFB in                         data has been recorded on their
                                               source (e.g., frequency, predictability,                making assumptions about expected                         reactions to sonic booms. At VAFB,
                                               duty cycle), the environment, and the                   pinniped responses to sonic booms                         harbor seals generally alert to nearby


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                                                                             Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                             60959

                                               launch noises, with some or all of the                     easily frightened or because their                    pinnipeds were observed. During more
                                               animals going into the water. Usually                      hearing is more acute. Harbor seals also              recent launches, night vision equipment
                                               the animals haul out again from within                     generally appear to be more sensitive to              was used. The table shows only
                                               minutes to two hours or so of the                          sonic booms than most other pinnipeds,                monitoring data for launches during
                                               launch, provided rising tides or breakers                  often startling and fleeing into the                  which sonic booms were heard and
                                               have not submerged the haul-out sites.                     water. Northern fur seals generally show              recorded. The table shows that little or
                                               Post-launch surveys often indicate as                      little or no reaction. Northern elephant              no reaction from the four species
                                               many or more animals hauled out than                       seals generally exhibit no reaction at all,           usually occurs when overpressures are
                                               were present at the time of the launch,                    except perhaps a heads-up response or                 below 1.0 psf. In general, as described
                                               unless rising tides, breakers or other                     some stirring, especially if sea lions in
                                                                                                                                                                above, elephant seals do not react unless
                                               disturbances are involved (SAIC 2012).                     the same area or mingled with the
                                                                                                                                                                other animals around them react
                                               When launches occurred during high                         elephant seals react strongly to the
                                               tides at VAFB, no impacts have been                        boom. Post-launch monitoring generally                strongly or if the sonic boom is
                                               recorded because virtually all haulout                     reveals a return to normal patterns                   extremely loud, and northern fur seals
                                               sites were submerged.                                      within minutes up to an hour or two of                seem to react similarly. Not enough data
                                                  At the Channel Islands, California sea                  each launch, regardless of species (SAIC              exist to draw conclusions about harbor
                                               lions have been observed to react                          2012).                                                seals at the NCI, but considering their
                                               strongly to sonic booms relative to other                     Table 4 summarizes monitoring                      reactions to launch noise at VAFB, it is
                                               species present. California sea lion pups                  efforts at San Miguel Island during                   likely that they are also sensitive to
                                               have sometimes reacted more than                           which acoustic measurements were                      sonic booms (SAIC 2012).
                                               adults, either because they are more                       successfully recorded and during which

                                                                         TABLE 4—OBSERVED PINNIPED RESPONSES TO SONIC BOOMS AT SAN MIGUEL ISLAND
                                                                                              Sonic boom            Monitoring
                                                            Launch event                         level                                                     Species and associated reactions
                                                                                                                     location
                                                                                                 (psf)

                                               Athena II (April 27, 1999) ...............                 1.0    Adams Cove ......     California sea lion—866 alerted; 232 (27%) flushed into water.
                                                                                                                                       Northern elephant seal—alerted but did not flush.
                                                                                                                                       Northern fur seal—alerted but did not flush.
                                               Athena II (September 24, 1999) ....                       0.95    Point Bennett .....   California sea lion—12 of 600 (2%) flushed into water.
                                                                                                                                       Northern elephant seal—alerted but did not flush.
                                                                                                                                       Northern fur seal—alerted but did not flush.
                                               Delta II 20 (November 20, 2000) ...                        0.4    Point Bennett .....   California sea lion—60 pups flushed into water; no reaction from focal
                                                                                                                                         group.
                                                                                                                                       Northern elephant seal—no reaction.
                                               Atlas II (September 8, 2001) ..........                   0.75    Cardwell Point ...    California sea lion (Group 1)—no reaction (1,200 animals).
                                                                                                                                       California sea lion (Group 2)—no reaction (247 animals).
                                                                                                                                       Northern elephant seal—no reaction.
                                                                                                                                       Harbor seal—2 of 4 flushed into water.
                                               Delta II (February 11, 2002) ..........                   0.64    Point Bennett .....   California sea lion and northern fur seal—no reaction among 485 ani-
                                                                                                                                         mals in 3 groups.
                                                                                                                                       Northern elephant seal—no reaction among 424 animals in 2 groups.
                                               Atlas II (December 2, 2003) ...........                   0.88    Point Bennett .....   California sea lion—approximately 40% alerted; several flushed to
                                                                                                                                         water (number unknown—night launch).
                                                                                                                                       Northern elephant seal—no reaction.
                                               Delta II (July 15, 2004) ..................               1.34    Adams Cove ......     California sea lion—10% alerted (number unknown—night launch).
                                               Atlas V (March 13, 2008) ...............                  1.24    Cardwell Point ...    Northern elephant seal—no reaction (109 pups).
                                               Delta II (May 5, 2009) ....................               0.76    West of Judith        California sea lion—no reaction (784 animals).
                                                                                                                   Rock.
                                               Atlas V (April 14, 2011) ..................               1.01    Cuyler Harbor ....    Northern elephant seal—no reaction (445 animals).
                                               Atlas V (September 13, 2012) .......                      2.10    Cardwell Point ...    California sea lion—no reaction (460 animals).
                                                                                                                                       Northern elephant seal—no reaction (68 animals).
                                                                                                                                       Harbor seal—20 of 36 (56%) flushed into water.
                                               Atlas V (April 3, 2014) ....................              0.74    Cardwell Point ...    Harbor seal—1 of ∼25 flushed into water; no reaction from others.
                                               Atlas V (December 12, 2014) ........                      1.16    Point Bennett .....   Calif. sea lion—5 of ∼225 alerted; none flushed.



                                                  As described above, data from launch                    sustained decreased in numbers after                  above 1.0 psf. Therefore, the number of
                                               monitoring by the USAF on the NCI and                      the stimulus). Monitoring data from the               expected takes by Level B harassment is
                                               at VAFB have shown that pinniped                           NCI and VAFB from 1999 to 2014 show                   based on estimates of the numbers of
                                               reactions to sonic booms are correlated                    that reactions to sonic booms tend to be              animals that would be within the areas
                                               to the level of the sonic boom. Low                        insignificant below 1.0 psf and that,                 exposed to sonic booms at levels at or
                                               energy sonic booms (<1.0 psf) have                         even above 1.0 psf, only a portion of the             above 1.0 psf.
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                                               typically resulted in little to no                         animals present react to the sonic boom
                                               behavioral responses, including head                       (Table 4). Therefore, for the purposes of             Ensonified Area
                                               raising and briefly alerting but returning                 estimating the extent of take that is                   As described above, modeling was
                                               to normal behavior shortly after the                       likely to occur as a result of the planned            performed to estimate overpressure
                                               stimulus. More powerful sonic booms                        activities, we assume that Level B                    levels that would be created during
                                               have flushed animals from haulouts (but                    harassment occurs when a pinniped (on                 sonic booms that occur during the
                                               not resulted in any mortality or                           land) is exposed to a sonic boom at or                return flight of the Falcon 9 First Stage.


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                                               60960                      Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               The predicted acoustic footprint of the                 are surveyed less frequently (e.g.,                      Steller Sea Lion—Steller sea lions
                                               sonic boom was computed using the                       northern fur seals and Guadalupe fur                  occur in small numbers at VAFB and on
                                               computer program PCBoom (Plotkin and                    seals). However, the best available data              San Miguel Island. They have not been
                                               Grandi 2002; Page et al. 2010). As                      was used to estimate take numbers.                    observed on the Channel Islands other
                                               described above, the highest sound                      Take estimates for all species are shown              than at San Miguel Island and they do
                                               generated by a sonic boom would                         in Table 6.                                           not currently have rookeries at VAFB or
                                               generally be focused on the area where                     Harbor Seal—Pacific harbor seals are               the NCI. Steller sea lions may be
                                               the Falcon 9 ultimately lands. Based on                 the most common marine mammal                         exposed to sonic booms above 1.0 psf on
                                               model results, a boost-back and landing                 inhabiting VAFB, congregating on                      the mainland and the NCI. Take of
                                               of the Falcon 9 First Stage at SLC–4W                   several rocky haulout sites along the                 Steller sea lions at VAFB was estimated
                                               would produce a sonic boom with                         VAFB coastline. They also haul out,                   based on the largest count totals from
                                               overpressures as high as 8.5 psf at SLC–                breed, and pup in isolated beaches and                monthly surveys of VAFB haulout sites
                                               4W, which would attenuate to levels                     coves throughout the coasts of the NCI.               from 2013–2016 (ManTech SRS
                                               below 1.0 psf at approximately 15.90                    Harbor seals may be exposed to sonic                  Technologies, Inc., 2014, 2015, 2016;
                                               mi. (25.59 km) from the landing area                    booms above 1.0 psf on the mainland                   VAFB, unpubl. data). Steller sea lions
                                               (Figure 2–2 in the IHA application).                    and the NCI. Take of harbor seals at                  haul out in very small numbers on the
                                               This estimate is based, in part, on actual              VAFB was estimated based on the                       NCI, and comprehensive survey data for
                                               observations from Falcon 9 boost-back                   maximum count totals from monthly                     Steller sea lions in the NCI is not
                                               and landing activities at Cape                          surveys of VAFB haulout sites from                    available. Take of Steller sea lions at the
                                               Canaveral, Florida. A boost-back and                    2013–2016 (ManTech SRS                                NCI was estimated based on subject
                                               landing of the Falcon 9 First Stage at                  Technologies, Inc., 2014, 2015, 2016;                 matter expert input suggesting that as
                                               SLC–4W would produce a sonic boom                       VAFB, unpubl. data). Take of harbor                   many as four Steller sea lions have been
                                               with overpressures up to 3.1 psf on the                 seals at the NCI and at Point Conception              observed on San Miguel Island at a time
                                               NCI, based on model results.                            was estimated based on the maximum                    (pers. comm., S. Melin, NMFS Marine
                                                 During a contingency barge landing                    count totals from aerial survey data                  Mammal Laboratory (MML), to J.
                                               event, sonic boom overpressure would                    collected from 2002 to 2012 by the                    Carduner, NMFS, Feb 11, 2016).
                                               be directed at the ocean surface while                  NMFS Southwest Fisheries Science                         Northern elephant seal—Northern
                                               the first-stage booster is supersonic.                  Center (SWFSC) (Lowry et al., 2017).                  elephant seals haul out sporadically on
                                               Model results indicate that sonic booms                                                                       rocks and beaches along the coastline of
                                               would not exceed 1.0 psf on any part of                    California sea lion— California sea                VAFB and at Point Conception and have
                                               the NCI during a boost-back and landing                 lions are common offshore of VAFB and                 rookeries on San Miguel Island and
                                               of the Falcon 9 First Stage at the                      haul out on rocks and beaches along the               Santa Rosa Island and at one location at
                                               contingency landing location at least 27                coastline of VAFB, though pupping                     VAFB. Northern elephant seals may be
                                               nm (50 km) offshore (Figure 2–6 and                     rarely occurs on the VAFB coastline.                  exposed to sonic booms above 1.0 psf on
                                               Figure 2–7 in the IHA application).                     They haul out in large numbers on the                 the mainland and the NCI. Take of
                                               Additionally, First Stage boost-backs                   NCI and rookeries exist on San Miguel                 northern elephant seals at VAFB was
                                               and landings within the Iridium                         and Santa Cruz islands. California sea                estimated based on the largest count
                                               Landing Area would not likely produce                   lions may be exposed to sonic booms                   totals from monthly surveys of VAFB
                                               measurable overpressures at any land                    above 1.0 psf on the mainland and the                 haulout sites from 2013–2016 (ManTech
                                               surface (Figure 2–8 and Figure 2–9 in                   NCI. Take of California sea lions at                  SRS Technologies, Inc., 2014, 2015,
                                               the IHA application). Therefore, take of                VAFB was estimated based on the                       2016; VAFB, unpubl. data). Take of
                                               marine mammals is not expected to                       maximum count totals from monthly                     northern elephant seals at the NCI and
                                               occur as a result of boost-back and                     surveys of VAFB haulout sites from                    at Point Conception was estimated
                                               landing activities at the contingency                   2013–2016 (ManTech SRS                                based on the maximum count totals
                                               landing location at least 27 nm (50 km)                 Technologies, Inc., 2014, 2015, 2016;                 from aerial survey data collected from
                                               offshore, nor within the Iridium                        VAFB, unpubl. data). Take of California               2002 to 2012 by the NMFS SWFSC
                                               Landing Area. Estimated takes are                       sea lions at the NCI was estimated based              (Lowry et al., 2017).
                                               therefore based on the possibility of                   on the maximum count totals from                         Northern fur seal—Northern fur seals
                                               boost-back and landing activities                       aerial survey data collected from 2002 to             have rookeries on San Miguel Island,
                                               occurring at SLC–4W.                                    2012 by the SWFSC (Lowry et al., 2017).               the only island in the NCI on which
                                                                                                       We note that in the Federal Register                  they have been observed. No haulouts or
                                               Marine Mammal Occurrence                                notice of the proposed IHA (82 FR                     rookeries exist for northern fur seals on
                                                 In this section we provide the                        49332; October 25, 2017) we estimated                 the mainland coast, including VAFB,
                                               information about the presence, density,                takes of California sea lions on Santa                thus they may be exposed to sonic
                                               or group dynamics of marine mammals                     Cruz Island (811 takes of California sea              booms above 1.0 psf at the NCI but not
                                               that will inform the take calculations.                 lions were estimated per boost-back and               on the mainland. Comprehensive survey
                                               Data collected from marine mammal                       landing activity). However, since the                 data for northern fur seals in the project
                                               surveys, including monthly marine                       notice of the proposed IHA was                        area is not available. Estimated take of
                                               mammal surveys conducted by the                         published, we have reviewed the sonic                 northern fur seals was based on subject
                                               USAF at VAFB as well as data collected                  boom models presented in the IHA                      matter expert input which suggested a
                                               by NMFS, represent the best available                   application and determined that a sonic               maximum of approximately 6,000–8,000
                                               information on the occurrence of the six                boom of 1.0 psf or above is not expected              northern fur seals may be present on
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                                               pinniped species expected to occur in                   to impact Santa Cruz Island, and,                     San Miguel Island at the height of
                                               the project area. The quality and amount                therefore, no takes of marine mammals                 breeding/pupping season (early July).
                                               of information available on pinnipeds in                on Santa Cruz Island are expected to                  After the height of the breeding/pupping
                                               the project area varies depending on                    occur as a result of the specified                    season, numbers fluctuate but decrease
                                               species; some species are surveyed                      activities. Therefore we do not authorize             as females go on foraging trips and
                                               regularly at VAFB and the NCI (e.g.,                    any takes of California sea lions on                  males begin to migrate in late July/
                                               California sea lion), while other species               Santa Cruz Island in this IHA.                        August. Numbers continue to decrease


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                                                                                   Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                                                               60961

                                               until November when most of the                                          2016). No haulouts or rookeries exist for                              NMFS currently uses a three-tiered
                                               population is absent from the island                                     Guadalupe fur seals on the mainland                                 scale to determine whether the response
                                               until the following breeding/pupping                                     coast, including VAFB, thus they may                                of a pinniped on land to acoustic or
                                               period (starting the following June)                                     be exposed to sonic booms above 1.0 psf                             visual stimuli is considered an alert, a
                                               (pers. comm., T. Orr, NMFS NMML, to                                      at the NCI but not on the mainland.                                 movement, or a flush. NMFS considers
                                               J. Carduner, NMFS OPR, February 27,                                      Comprehensive survey data on                                        the behaviors that meet the definitions
                                               2016). It was therefore conservatively                                   Guadalupe fur seals in the project area                             of both movements and flushes to
                                               estimated that numbers peak at 8,000                                     is not readily available. Estimated take                            qualify as behavioral harassment. Thus
                                               animals hauled out at any given time in                                  of Guadalupe fur seals was based on the                             a pinniped on land is considered by
                                               July and decrease to a minimum of                                        maximum number of Guadalupe fur                                     NMFS to have been behaviorally
                                               2,000 animals hauled out at any given                                    seals observed at any one time on San                               harassed if it moves greater than two
                                               time in the winter, then increase again                                  Miguel Island (13) (pers. comm., J.
                                               until the following July. This results in                                                                                                    times its body length, or if the animal
                                                                                                                        LaBonte, ManTech SRS Technologies
                                               an average estimate of 5,000 northern                                                                                                        is already moving and changes direction
                                                                                                                        Inc., to J. Carduner, NMFS, Feb. 29,
                                               fur seals hauled out at San Miguel                                                                                                           and/or speed, or if the animal flushes
                                                                                                                        2016); it was therefore conservatively
                                               Island at any given time over the course                                 assumed that 13 Guadalupe fur seals                                 from land into the water. Animals that
                                               of the entire year.                                                      may be hauled out at San Miguel Island                              become alert without such movements
                                                  Guadalupe fur seal—There are                                          at any given time.                                                  are not considered harassed. See Table
                                               estimated to be approximately 20–25                                                                                                          5 for a summary of the pinniped
                                               individual Guadalupe fur seals that                                      Take Calculation and Estimation                                     disturbance scale.
                                               have fidelity to San Miguel Island (pers.                                  Here we describe how the information
                                               comm. S. Mellin, NMFS NMML, to J.                                        provided above is brought together to
                                               Carduner, NMFS OPR, February 11,                                         produce a quantitative take estimate.

                                                                                              TABLE 5—LEVELS OF PINNIPED BEHAVIORAL DISTURBANCE ON LAND
                                                                                                                                                                                                                                      Classified as
                                                                                          Type of                                                                                                                                      behavioral
                                                          Level                                                                                                    Definition
                                                                                         response                                                                                                                                     harassment
                                                                                                                                                                                                                                       by NMFS

                                               1 .............................   Alert ........................    Head orientation or brief movement in response to disturbance, which may in-                                     No.
                                                                                                                      clude turning head towards the disturbance, craning head and neck while
                                                                                                                      holding the body rigid in a u-shaped position, changing from a lying to a sit-
                                                                                                                      ting position, or brief movement of less than twice the animal’s body length.
                                               2 .............................   Movement ..............           Movements in response to the source of disturbance, ranging from short with-                                     Yes.
                                                                                                                      drawals at least twice the animal’s body length to longer retreats over the
                                                                                                                      beach, or if already moving a change of direction of greater than 90 degrees.
                                               3 .............................   Flush ......................      All retreats (flushes) to the water ..........................................................................   Yes.



                                                  As described above, the likelihood of                                 sea lions and Steller sea lions generally                           intensity of the sonic boom as well as
                                               pinnipeds exhibiting responses to sonic                                  displaying greater sensitivity to sonic                             the relative sensitivity of the marine
                                               booms that would be considered                                           booms than northern elephant seals and                              mammal species present, based on
                                               behavioral harassment (based on the                                      northern fur seals (Table 4). We are not                            monitoring data as described above.
                                               levels of pinniped disturbance as shown                                  aware of any data on Guadalupe fur seal                                A boost-back and landing of the
                                               in Table 5) is dependent on both the                                     responses to sonic booms, but we                                    Falcon 9 First Stage at SLC–4W that
                                               species and on the intensity of the sonic                                assume responses by Guadalupe fur seal                              results in a sonic boom of 1.0 psf and
                                               boom. Data from rocket launch                                            responses to be similar to those                                    above at VAFB was conservatively
                                               monitoring by the USAF at VAFB and                                       observed in northern fur seals as the two                           estimated to result in behavioral
                                               the NCI show that pinniped reactions to                                  species are physiologically and                                     harassment of 100 percent of all species
                                               sonic booms are correlated to the level                                  behaviorally very similar.                                          hauled out at or near VAFB and Point
                                               of the sonic boom, with low energy                                          Take estimates were calculated by                                Conception (Table 6). A boost-back and
                                               sonic booms (<1.0 psf) typically                                         overlaying the modeled acoustic                                     landing of the Falcon 9 First Stage at
                                               resulting in little to no behavioral                                     footprints of sonic booms from boost-                               SLC–4W that results in a sonic boom of
                                               responses, and higher energy sonic                                       back and landing events at SLC–4W                                   1.0 psf and above at the NCI was
                                               booms resulting in responses ranging                                     with known pinniped haulouts on the                                 estimated to result in the behavioral
                                               from no response to heads-up alerts,                                     mainland (including those at VAFB) and                              harassment of 100 percent of California
                                               startle responses, some movements on                                     the NCI to determine the pinniped                                   sea lions, harbor seals, and Steller sea
                                               land, and some movements into the                                        haulouts that would potentially be                                  lions that are hauled out at the NCI and
                                               water (flushing). Based on model                                         affected by sonic booms with                                        of five percent of northern elephant
                                               results, a boost-back and landing of the                                 overpressures of 1.0 psf and above. Only                            seals, northern fur seals, and Guadalupe
                                               Falcon 9 First Stage at SLC–4W would                                     haulouts along northeastern San Miguel                              fur seals that are hauled out at the NCI.
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                                               produce a sonic boom with greater                                        Island and northern and northwestern                                The five percent adjustment in the take
                                               intensity at VAFB (overpressures                                         Santa Rosa Island would be expected to                              estimates for these species at the NCI is
                                               potentially as high as 8.5 psf) than at the                              experience overpressures greater than                               also considered conservative, as launch
                                               NCI (overpressures potentially as high                                   1.0 psf during a boost-back and landing                             monitoring data shows that elephant
                                               as 3.1 psf). Responses of pinnipeds to                                   at SLC–4W (Figures 2–3, 2–4, 2–5 and                                seals and fur seals sometimes alert to
                                               sonic booms are also highly dependent                                    2–6 in the IHA application). Take                                   sonic booms but have never been
                                               on species, with harbor seals, California                                estimates also account for the likely                               observed flushing to the water or


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                                               60962                           Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               responding in a manner that would be                                The take calculations presented in                         the stimuli associated with the planned
                                               classified as behavioral harassment even                          Table 6 are based on the best available                      activities.
                                               when sonic booms were measured at                                 information on marine mammal
                                               >1.0 psf (see Table 4 for a summary of                            populations in the project location and
                                               launch monitoring data).                                          responses among marine mammals to

                                                        TABLE 6—ESTIMATED NUMBERS OF MARINE MAMMALS, AND PERCENTAGE OF MARINE MAMMAL POPULATIONS,
                                                                           POTENTIALLY TAKEN AS A RESULT OF THE PLANNED ACTIVITIES
                                                                                                                                                            Estimated         Estimated
                                                                                                                                                            number of         combined          Total number    Takes by level
                                                                                                                                                             level B          number of          of takes by    B harassment
                                                                  Species                                      Geographic location                         harassment          level B             level B      authorized as
                                                                                                                                                            exposures        harassment          harassment     a percentage
                                                                                                                                                            per event,        exposures          authorized 1    of population
                                                                                                                                                           by location        per event

                                               Pacific Harbor Seal 2 .........................     VAFB ................................................              366              1,384           16,608              4.4
                                                                                                   Pt. Conception ..................................                  516
                                                                                                   San Miguel Island ............................                     310
                                                                                                   Santa Rosa Island ............................                     192
                                                                                                   Santa Cruz Island ............................                       0
                                               California Sea Lion ...........................     VAFB ................................................              416              3,750           45,000             15.2
                                                                                                   Pt. Conception ..................................                  N/A
                                                                                                   San Miguel Island ............................                   2,134
                                                                                                   Santa Rosa Island ............................                   1,200
                                                                                                   Santa Cruz Island ............................                       0
                                               Northern Elephant Seal ....................         VAFB ................................................              190               227             2,724              1.5
                                                                                                   Pt. Conception ..................................                   11
                                                                                                   San Miguel Island 3 ..........................                      18
                                                                                                   Santa Rosa Island 3 .........................                        8
                                                                                                   Santa Cruz Island ............................                       0
                                               Steller Sea Lion ................................   VAFB ................................................               16                20               240              0.3
                                                                                                   Pt. Conception ..................................                  N/A
                                                                                                   San Miguel Island ............................                       4
                                                                                                   Santa Rosa Island ............................                     N/A
                                                                                                   Santa Cruz Island ............................                     N/A
                                               Northern Fur Seal .............................     VAFB ................................................              N/A               250             3,000             21.4
                                                                                                   Pt. Conception ..................................                  N/A
                                                                                                   San Miguel Island 3 ....................                           250
                                                                                                   Santa Rosa Island ............................                     N/A
                                                                                                   Santa Cruz Island ............................                     N/A
                                               Guadalupe Fur Seal ..........................       VAFB ................................................              N/A                 1                12              0.1
                                                                                                   Pt. Conception ..................................                  N/A
                                                                                                   San Miguel Island 3 ..........................                       1
                                                                                                   Santa Rosa Island ............................                     N/A
                                                                                                   Santa Cruz Island ............................                     N/A
                                                 1 Based on twelve boost-back and landing events. Total number of takes authorized represents incidences of harassment and not necessarily
                                               individuals.
                                                 2 As the same individual harbor seals are likely to be taken repeatedly over the course of the specified activities, we use the estimate of 1,384
                                               individual animals taken per Falcon 9 First Stage recovery activity for the purposes of estimating the percentage of stock abundance likely to be
                                               taken over the course of the entire activity.
                                                 3 Number shown reflects five percent of total number of predicted potential exposures, i.e. five percent of animals exposed to sonic booms
                                               above 1.0 psf at these locations are assumed to experience Level B harassment.


                                                 Take estimates are believed to be                               conservatively assumed that 100 percent                      conservativeness of the total take
                                               conservative based on the assumption                              of any species of pinniped hauled out                        number, as described above.
                                               that all twelve Falcon 9 First Stage                              on the mainland (VAFB and Point                                 As described above, in the Federal
                                               recovery activities would result in                               Conception), and 100 percent of harbor                       Register notice of the proposed IHA (82
                                               landings at SLC–4W, with no landings                              seals, California sea lions and Steller sea                  FR 49332; October 25, 2017) we
                                               occurring at contingency landing                                  lions hauled out at the NCI, would be                        estimated 811 takes of California sea
                                               locations. However, some or all actual                            harassed (Level B harassment only) by                        lions would occur at Santa Cruz Island
                                               landing events may ultimately occur at                            a Falcon 9 boost-back and landing event                      per boost-back and landing activity;
                                                                                                                                                                              however, since the notice of the
                                               the contingency landing locations; as                             at SLC–4W that results in a sonic boom
                                                                                                                                                                              proposed IHA was published, we have
                                               described above, landings at the                                  of >1.0 psf. However, it is possible that
                                                                                                                                                                              reviewed the sonic boom models
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                                               contingency landing locations would be                            less than this percentage of hauled out                      presented in the IHA application and
                                               expected to result in no takes of marine                          pinnipeds will be behaviorally harassed                      determined that a sonic boom of 1.0 psf
                                               mammals. However, the number of                                   by a Falcon 9 boost-back and landing at                      or above is not expected to impact Santa
                                               landings at each location is not known                            SLC–4W. While there may be some                              Cruz Island, and therefore no takes of
                                               in advance, therefore, we assume all                              limited behavioral harassment of                             marine mammals on Santa Cruz Island
                                               landings would occur at SLC–4W. In                                pinnipeds that occurs at psf levels <1.0,                    are expected to occur as a result of the
                                               addition, as described above, it is                               we account for that in the overall                           specified activities. Therefore, we do


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                                                                          Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                            60963

                                               not authorize any takes of California sea               species or stock and its habitat, paying              (this goal may contribute to 1, above, or
                                               lions on Santa Cruz Island in this IHA.                 particular attention to rookeries, mating             to reducing harassment takes only).
                                               We authorize a total of 45,000 takes of                 grounds, and areas of similar                            4. A reduction in the intensity of
                                               California sea lions in this IHA (a total               significance, and on the availability of              exposures (either total number or
                                               of 54,732 takes of California sea lions                 such species or stock for taking for                  number at biologically important time
                                               was proposed in the proposed IHA). We                   certain subsistence uses (latter not                  or location) to activities expected to
                                               also note that in the Federal Register                  applicable for this action). NMFS                     result in the take of marine mammals
                                               notice of the proposed IHA (82 FR                       regulations require applicants for                    (this goal may contribute to 1, above, or
                                               49332; October 25, 2017) we proposed                    incidental take authorizations to include             to reducing the severity of harassment
                                               to authorize a total of 1,384 takes of                  information about the availability and                takes only).
                                               harbor seals. This was an error, as the                 feasibility (economic and technological)                 5. Avoidance or minimization of
                                               number 1,384 represents the estimated                   of equipment, methods, and manner of                  adverse effects to marine mammal
                                               number of takes of harbor seals per                     conducting such activity or other means               habitat, paying special attention to the
                                               boost-back and landing activity. We                     of effecting the least practicable adverse            food base, activities that block or limit
                                               intended to propose to authorize a total                impact upon the affected species or                   passage to or from biologically
                                               of 16,608 takes of harbor seals, which                  stocks and their habitat (50 CFR                      important areas, permanent destruction
                                               represents the number of estimated                      216.104(a)(11)).                                      of habitat, or temporary destruction/
                                               takes per boost-back and landing                           In evaluating how mitigation may or                disturbance of habitat during a
                                               activity (1,384) times the number of                    may not be appropriate to ensure the                  biologically important time.
                                               activities (12). We therefore authorize a               least practicable impact on species or                   6. For monitoring directly related to
                                               total of 16,608 takes of harbor seals in                stocks and their habitat, as well as                  mitigation—an increase in the
                                               this IHA. These revisions in the take                   subsistence uses where applicable, we                 probability of detecting marine
                                               estimates have not changed any of our                   carefully balance two primary factors:                mammals, thus allowing for more
                                               determinations.                                         (1) The manner in which, and the                      effective implementation of the
                                                  Given the many uncertainties in                      degree to which, the successful                       mitigation.
                                               predicting the quantity and types of                    implementation of the measure(s) is
                                               impacts of sound on marine mammals,                                                                           Mitigation for Marine Mammals and
                                                                                                       expected to reduce impacts to marine                  Their Habitat
                                               it is common practice to estimate how                   mammals, marine mammal species or
                                               many animals are likely to be present                                                                            SpaceX’s IHA application contains
                                                                                                       stocks, and their habitat—which
                                               within a particular distance of a given                                                                       descriptions of the mitigation measures
                                                                                                       considers the nature of the potential
                                               activity, or exposed to a particular level                                                                    proposed to be implemented during the
                                                                                                       adverse impact being mitigated
                                               of sound. In practice, depending on the                                                                       specified activities in order to effect the
                                                                                                       (likelihood, scope, range), as well as the
                                               amount of information available to                                                                            least practicable adverse impact on the
                                                                                                       likelihood that the measure will be
                                               characterize daily and seasonal                                                                               affected marine mammal species and
                                                                                                       effective if implemented; and the
                                               movement and distribution of affected                                                                         stocks and their habitats.
                                                                                                       likelihood of effective implementation,
                                               marine mammals, it can be difficult to                                                                           It should be noted that it would not
                                                                                                       and; (2) the practicability of the
                                               distinguish between the number of                                                                             be feasible to stop or divert an inbound
                                                                                                       measures for applicant implementation,
                                               individuals harassed and the instances                                                                        Falcon 9 First Stage booster. Once the
                                                                                                       which may consider such things as cost,
                                               of harassment and, when duration of the                                                                       boost-back and landing sequence is
                                                                                                       impact on operations, and, in the case
                                               activity is considered, it can result in a                                                                    underway, there would be no way for
                                                                                                       of a military readiness activity,
                                               take estimate that overestimates the                                                                          SpaceX to change the trajectory of the
                                                                                                       personnel safety, practicality of
                                               number of individuals harassed. For                                                                           Falcon 9 First Stage to avoid potential
                                                                                                       implementation, and impact on the
                                               instance, an individual animal may                                                                            impacts to marine mammals. The
                                                                                                       effectiveness of the military readiness
                                               accrue a number of incidences of                                                                              proposed mitigation measures include
                                                                                                       activity.
                                               harassment over the duration of a                                                                             the following:
                                               project, as opposed to each incident of                    Any mitigation measure(s) prescribed                  • Unless constrained by other factors
                                               harassment accruing to a new                            by NMFS should be able to accomplish,                 including human safety or national
                                               individual. This is especially likely if                have a reasonable likelihood of                       security concerns, launches would be
                                               individual animals display some degree                  accomplishing (based on current                       scheduled to avoid boost-backs and
                                               of residency or site fidelity and the                   science), or contribute to the                        landings during the harbor seal pupping
                                               impetus to use the site is stronger than                accomplishment of one or more of the                  season of March through June, when
                                               the deterrence presented by the                         general goals listed below.                           practicable.
                                               harassing activity.                                        1. Avoidance or minimization of                       Based on our evaluation of SpaceX’s
                                                  Take estimates shown in Table 6 are                  injury or death of marine mammals                     proposed mitigation measures, NMFS
                                               considered reasonable estimates of the                  wherever possible (goals 2, 3, and 4 may              has determined that the mitigation
                                               number of instances of marine mammal                    contribute to this goal).                             measures provide the means effecting
                                               exposures to sound resulting in Level B                    2. A reduction in the numbers of                   the least practicable impact on the
                                               harassment that are likely to occur as a                marine mammals (total number or                       affected species or stocks and their
                                               result of the planned activities, and not               number at biologically important time                 habitat, paying particular attention to
                                               necessarily the number of individual                    or location) exposed to activities                    rookeries, mating grounds, and areas of
                                               animals exposed.                                        expected to result in the take of marine              similar significance.
                                                                                                       mammals (this goal may contribute to 1,
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                                               Mitigation                                              above, or to reducing harassment takes                Monitoring and Reporting
                                                 In order to issue an IHA under                        only).                                                  In order to issue an IHA for an
                                               Section 101(a)(5)(D) of the MMPA,                          3. A reduction in the number of times              activity, Section 101(a)(5)(D) of the
                                               NMFS must set forth the permissible                     (total number or number at biologically               MMPA states that NMFS must set forth,
                                               methods of taking pursuant to such                      important time or location) individuals               requirements pertaining to the
                                               activity, and other means of effecting                  would be exposed to activities expected               monitoring and reporting of such taking.
                                               the least practicable impact on such                    to result in the take of marine mammals               The MMPA implementing regulations at


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                                               60964                      Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               50 CFR 216.104 (a)(13) indicate that                    Marine Mammal Monitoring                              minimal and temporary (MMCG and
                                               requests for authorizations must include                   SpaceX will determine a monitoring                 SAIC 2012). Therefore monitoring
                                               the suggested means of accomplishing                    location for each boost-back and landing              requirements at the NCI will be
                                               the necessary monitoring and reporting                  activity, taking into consideration                   dependent on modeled sonic boom
                                               that will result in increased knowledge                 predictions of the areas likely to receive            intensity and will be based on the
                                               of the species and of the level of taking               the greatest sonic boom intensity as well             harbor seal pupping season, such that
                                               or impacts on populations of marine                     as current haulout locations and the                  monitoring requirements are greater
                                               mammals that are expected to be                         distribution of pinniped species and                  when pups are expected to be present.
                                               present in the action area. Effective                   their behavior. The selection of the                  When pups are present at haulouts, a
                                               reporting is critical both to compliance                monitoring location will also be based                lower threshold is reasonable in that a
                                               as well as ensuring that the most value                 on what species (if any) have pups at                 sonic boom could theoretically pose a
                                               is obtained from the required                           haulouts and which of those species                   greater risk of abandonment of pups in
                                               monitoring.                                                                                                   the event that mothers flush to the water
                                                                                                       would be expected to be the most
                                                  Monitoring and reporting                                                                                   (we note, however, that pup
                                                                                                       reactive to sonic booms. SpaceX
                                               requirements prescribed by NMFS                                                                               abandonment has never been
                                                                                                       prioritizes the selection of rookery
                                                                                                                                                             documented as a result of sonic booms
                                               should contribute to improved                           locations if they are expected to be
                                                                                                                                                             at the NCI). As pups grow older and are
                                               understanding of one or more of the                     impacted by a sonic boom and
                                                                                                                                                             more maneuverable, the risk of pup
                                               following:                                              prioritizes the most reactive species if
                                                                                                                                                             abandonment diminishes. Thus, at the
                                                  • Occurrence of marine mammal                        there are multiple species that are
                                                                                                                                                             height of the pupping season (between
                                               species or stocks in the area in which                  expected to be hauled out in the
                                                                                                                                                             March 1 and June 30) monitoring is
                                               take is anticipated (e.g., presence,                    modeled sonic boom impact area. For
                                                                                                                                                             required if sonic boom model results
                                               abundance, distribution, density);                      instance, if harbor seals were pupping,               indicate a peak overpressure of 1.0 psf
                                                                                                       SpaceX will prioritize selection of a
                                                  • Nature, scope, or context of likely                                                                      or greater is likely to impact one of the
                                                                                                       harbor seal rookery for monitoring                    NCI. Between July 1 and September 30
                                               marine mammal exposure to potential
                                                                                                       because they tend to be the most                      monitoring is required if sonic boom
                                               stressors/impacts (individual or
                                                                                                       reactive species to sonic booms. There                model results indicate a peak
                                               cumulative, acute or chronic), through
                                                                                                       is also thought given to the geography                overpressure of 1.5 psf or greater is
                                               better understanding of: (1) Action or
                                                                                                       and wind exposure of the specific                     likely to impact one of the NCI. Between
                                               environment (e.g., source
                                                                                                       beaches that are predicted to be                      October 1 and February 28, monitoring
                                               characterization, propagation, ambient
                                                                                                       impacted, to avoid inadvertently                      is required if sonic boom model results
                                               noise); (2) affected species (e.g., life
                                                                                                       selecting a portion of a beach that tends             indicate a peak overpressure of 2.0 psf
                                               history, dive patterns); (3) co-occurrence
                                                                                                       to be abandoned by pinnipeds every                    or greater is likely to impact one of the
                                               of marine mammal species with the
                                                                                                       afternoon as a result high winds. As                  NCI.
                                               action; or (4) biological or behavioral
                                                                                                       VAFB is an active military base, the                     Marine mammal monitoring
                                               context of exposure (e.g., age, calving or
                                                                                                       selection of appropriate monitoring                   procedures will consist of the following:
                                               feeding areas);
                                                                                                       locations must also take into account                    • To conduct monitoring of Falcon 9
                                                  • Individual marine mammal                           security restrictions and human safety                First Stage boost-back and landing
                                               responses (behavioral or physiological)                 as unexploded ordnance is present in                  activities, SpaceX will designate
                                               to acoustic stressors (acute, chronic, or               some areas                                            qualified (must be able to identify
                                               cumulative), other stressors, or                           Marine mammal monitoring protocols                 pinnipeds to species, age class, and sex
                                               cumulative impacts from multiple                        will vary based on modeled sonic boom                 when possible), on-site observers that
                                               stressors;                                              intensity, the location and the season.               will be approved in advance by NMFS;
                                                  • How anticipated responses to                       As described above, sonic boom                           • If sonic boom model results
                                               stressors impact either: (1) Long-term                  modeling will be performed prior to all               indicate a peak overpressure of 1.0 psf
                                               fitness and survival of individual                      boost-back and landing activities.                    or greater is likely to impact VAFB, then
                                               marine mammals; or (2) populations,                     Although the same rockets will be used,               acoustic and biological monitoring at
                                               species, or stocks;                                     other parameters specific to each launch              VAFB will be implemented;
                                                                                                       will be incorporated into each model.                    • If sonic boom model results
                                                  • Effects on marine mammal habitat
                                                                                                       These include direction and trajectory,               indicate a peak overpressure of 1.0 psf
                                               (e.g., marine mammal prey species,
                                                                                                       weight, length, engine thrust, engine                 or greater is likely to impact one of the
                                               acoustic habitat, or other important
                                                                                                       plume drag, position versus time from                 NCI between March 1 and June 30; a
                                               physical components of marine
                                                                                                       initiating boost-back to additional                   peak overpressure of greater than 1.5 psf
                                               mammal habitat); and
                                                                                                       engine burns, among other aspects.                    is likely to impact one of the NCI
                                                  • Mitigation and monitoring                          Various weather scenarios will be                     between July 1 and September 30, or a
                                               effectiveness.                                          analyzed from NOAA weather records                    peak overpressure of greater than 2.0 psf
                                               Monitoring                                              for the region, then run through the                  is likely to impact one of the NCI
                                                                                                       model. Among other factors, these will                between October 1 and February 28,
                                                  SpaceX submitted a monitoring plan                   include the presence or absence of the                then monitoring of haulout sites on the
                                               as part of their IHA application.                       jet stream, and if present, its direction,            NCI will be implemented. Monitoring
                                               SpaceX’s proposed marine mammal                         altitude and velocity. The type, altitude,            will be conducted at the haulout site
                                               monitoring plan was created with input                  and density of clouds will also be                    closest to the area predicted to
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                                               from NMFS and was based on similar                      considered. From these data, the models               experience the greatest sonic boom
                                               plans that have been successfully                       will predict peak amplitudes and                      intensity, at both VAFB and the NCI. If
                                               implemented by other action                             impact locations.                                     multiple haulouts are located within the
                                               proponents under previous                                  As described above, impacts to                     area expected to experience the greatest
                                               authorizations for similar projects,                    pinnipeds on the NCI, including pups,                 sonic boom intensity, selection of
                                               specifically the USAF’s monitoring of                   have been shown through more than                     monitoring locations will be based on
                                               rocket launches from VAFB.                              two decades of monitoring reports to be               species (i.e., species known to be more


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                                                                          Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                             60965

                                               reactive to sonic booms will be                         frequency sound associated with rocket                day post-activity reports (as described
                                               prioritized) and pup presence (i.e.,                    launches and sonic booms. The DAT                     above), including but not necessarily
                                               haulouts with pups will be prioritized);                system will record the launch noise and               limited to the following:
                                                  • Monitoring will commence at least                  sonic boom digitally to tape, which will                 • Date(s) and time(s) of the Falcon 9
                                               72 hours prior to the boost-back and                    allow for detailed post-analysis of the               First Stage recovery actions;
                                               continue until at least 48 hours after the              frequency content, and the calculation                   • Design of the monitoring program;
                                               event;                                                  of other acoustic metrics, and will                   and
                                                  • Monitors will conduct hourly                       record the ambient noise and sonic                       • Results of the monitoring program,
                                               counts for six hours per day centered                   boom. The DAT recorder will be placed                 including the information components
                                               around the scheduled launch time to the                 near the marine mammal monitoring                     contained in the 60-day launch reports,
                                               extent possible. Monitors will be at the                site when practicable.                                as well as any documented cumulative
                                               monitoring location continuously for six                                                                      impacts on marine mammals as a result
                                               hours per day and will record pinniped                  Reporting
                                                                                                                                                             of the activities, such as long term
                                               counts every hour during this period;                      SpaceX will report data collected                  reductions in the number of pinnipeds
                                                  • If the activity occurs during                      during marine mammal monitoring and                   at haulouts as a result of the activities.
                                               daylight hours then the six hourly                      acoustic monitoring as described above.                  In the unanticipated event that the
                                               counts will be centered around the                      The monitoring report will include a                  specified activity clearly causes the take
                                               scheduled launch time (such that there                  description of project related activities,            of a marine mammal in a manner not
                                               are observations for 2–3 hours before                   counts of marine mammals by species,                  authorized by the IHA, such as a Level
                                               and after the event). If the activity                   sex and age class, a summary of marine                A harassment, or a take of a marine
                                               occurs during nighttime then hourly                     mammal species/count data, and a                      mammal species other than those
                                               counts will commence at daybreak and                    summary of observed marine mammal                     authorized, SpaceX would immediately
                                               proceed until six hours after daybreak                  responses to project-related activities.              cease the specified activities and
                                               (counts taken during nighttime are not                     A launch monitoring report will be                 immediately report the incident to the
                                               accurate). Monitors would observe                       submitted by SpaceX to the NMFS                       NMFS Office of Protected Resources.
                                               pinniped reactions with night vision                    Office of Protected Resources and the                 The report would include the following
                                               binoculars for nighttime events;                        NMFS West Coast Region within 60                      information:
                                                  • Monitoring will include multiple                   days after each Falcon 9 First Stage                     • Time, date, and location (latitude/
                                               surveys each day that record the                        recovery action. This report will contain             longitude) of the incident;
                                               species; number of animals; general                     information on the date(s) and time(s) of                • Description of the incident;
                                               behavior; presence of pups; age class;                  the Falcon 9 First Stage recovery action,
                                                                                                                                                                • Status of all Falcon 9 First Stage
                                               gender; and reaction to noise associated                the design of the monitoring program;
                                                                                                                                                             recovery activities in the 48 hours
                                               with Falcon 9 First Stage recovery                      and results of the monitoring program,
                                                                                                                                                             preceding the incident;
                                               activities, sonic booms or other natural                including, but not necessarily limited to
                                                                                                                                                                • Description of all marine mammal
                                               or human caused disturbances, in                        the following:
                                                                                                                                                             observations in the 48 hours preceding
                                               addition to recording environmental                        • Numbers of pinnipeds present on
                                                                                                                                                             the incident;
                                               conditions such as tide, wind speed, air                the monitored haulout prior to the
                                                                                                       Falcon 9 First Stage recovery;                           • Species identification or
                                               temperature, and swell;
                                                  • If the boost-back and landing is                      • Numbers of pinnipeds that may                    description of the animal(s) involved;
                                               scheduled during daylight hours, time                   have been harassed (based on                             • Fate of the animal(s); and
                                               lapse photography or video recording                    observations of pinniped responses and                   • Photographs or video footage of the
                                               will be used to document the behavior                   the pinniped disturbance scale as                     animal(s) (if equipment is available).
                                               of marine mammals during Falcon 9                       shown in Table 4);                                       Activities would not resume until
                                               First Stage recovery activities;                           • The length of time pinnipeds                     NMFS is able to review the
                                                  • For Falcon 9 First Stage recovery                  remained off the haulout or rookery for               circumstances of the prohibited take.
                                               activities scheduled during harbor seal                 pinnipeds estimated to have entered the               NMFS would work with SpaceX to
                                               pupping season (March through June),                    water as a result of Falcon 9 First Stage             determine what is necessary to
                                               follow-up surveys will be conducted                     recovery noise;                                       minimize the likelihood of further
                                               within two weeks of the boost-back and                     • Any other observed behavioral                    prohibited take and ensure MMPA
                                               landing;                                                modifications by pinnipeds that were                  compliance. SpaceX would not be able
                                                  • Newly documented northern                          likely the result of Falcon 9 First Stage             to resume their activities until notified
                                               elephant seal pupping locations at                      recovery activities, including sonic                  by NMFS via letter, email, or telephone.
                                               VAFB will be prioritized for monitoring                 boom; and                                                In the event that SpaceX discovers an
                                               when landings occur at SLC–4W during                       • Results of acoustic monitoring                   injured or dead marine mammal, and
                                               northern elephant seal pupping season                   including comparisons of modeled                      the lead observer determines the cause
                                               (January through February) when                         sonic booms with actual acoustic                      of the injury or death is unknown and
                                               practicable.                                            recordings of sonic booms.                            the death is relatively recent (i.e., in less
                                                                                                          In addition, a final monitoring report             than a moderate state of decomposition),
                                               Acoustic Monitoring                                     will be submitted by SpaceX to the                    SpaceX would immediately report the
                                                 Acoustic measurements of the sonic                    NMFS Office of Protected Resources. A                 incident to mail to: The NMFS Office of
                                               boom created during boost-back at the                   draft of the report will be submitted                 Protected Resources and the NMFS
                                               monitoring location will be recorded to                 within 90 days of the expiration of the               West Coast Region Stranding
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                                               determine the overpressure level.                       IHA, or, within 45 days of the requested              Coordinator. The report would include
                                               Typically this will entail use of a digital             renewal of the IHA (if applicable). A                 the same information identified in the
                                               audio tape (DAT) recorder and a high                    final version of the report will be                   paragraph above. Authorized activities
                                               quality microphone to monitor the                       submitted within 30 days following                    would be able to continue while NMFS
                                               sound environment and measure the                       resolution of comments on the draft                   reviews the circumstances of the
                                               sonic boom. This system will be                         report from NMFS. The report will                     incident. NMFS would work with
                                               specially tailored for recording the low                summarize the information from the 60-                SpaceX to determine whether


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                                               60966                      Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices

                                               modifications in the activities are                     preamble for NMFS’s implementing                      and Bejder, 2007; Weilgart, 2007).
                                               appropriate.                                            regulations (54 FR 40338; September 29,               Flushing of pinnipeds into the water has
                                                  In the event that SpaceX discovers an                1989), the impacts from other past and                the potential to result in mother-pup
                                               injured or dead marine mammal, and                      ongoing anthropogenic activities are                  separation, or could result in a
                                               the lead MMO determines the injury or                   incorporated into this analysis via their             stampede, either of which could
                                               death is not associated with or related                 impacts on the environmental baseline                 potentially result in serious injury or
                                               to the activities authorized in the IHA                 (e.g., as reflected in the regulatory status          mortality and thereby could potentially
                                               (e.g., previously wounded animal,                       of the species, population size and                   impact the stock or species. However,
                                               carcass with moderate to advanced                       growth rate where known, ongoing                      based on the best available information,
                                               decomposition, or scavenger damage),                    sources of human-caused mortality, or                 including reports from over 20 years of
                                               SpaceX would report the incident to the                 ambient noise levels).                                launch monitoring at VAFB and the
                                               NMFS Office of Protected Resources and                     To avoid repetition, the discussion of             NCI, no serious injury or mortality of
                                               NMFS West Coast Region Stranding                        our analyses applies to all the species               marine mammals is anticipated as a
                                               Coordinator, within 24 hours of the                     listed in Table 1, given that the                     result of the planned activities.
                                               discovery. SpaceX would provide                         anticipated effects of this activity on                  Even in the instances of pinnipeds
                                               photographs or video footage (if                        these different marine mammal species                 being behaviorally disturbed by sonic
                                               available) or other documentation of the                are expected to be similar. Activities                booms from rocket launches at VAFB,
                                               stranded animal sighting to NMFS and                    associated with Falcon 9 First Stage                  no evidence has been presented of
                                               the Marine Mammal Stranding Network.                    recovery, as outlined previously, have                abnormal behavior, injuries or
                                                  This will be the second IHA issued to                the potential to disturb or displace                  mortalities, or pup abandonment as a
                                               SpaceX for the specified activity.                      marine mammals. Specifically, the                     result of sonic booms (SAIC 2013).
                                               SpaceX did not perform any Falcon 9                     specified activities may result in take, in           These findings came as a result of more
                                               boost-back and landing activities that                  the form of Level B harassment                        than two decades of surveys at VAFB
                                               resulted in return flights to VAFB nor                  (behavioral disturbance) only, from                   and the NCI (MMCG and SAIC, 2012).
                                               that generated sonic booms that                         airborne sounds of sonic booms.                       Post-launch monitoring generally
                                               impacted the NCI during the period of                   Potential takes could occur if marine                 reveals a return to normal behavioral
                                               validity for the prior IHA issued for the               mammals are hauled out in areas where                 patterns within minutes up to an hour
                                               same activity. SpaceX did perform                       a sonic boom above 1.0 psf occurs,                    or two of each launch, regardless of
                                               boost-back and landing activities at a                  which is considered likely given the                  species. For instance, a total of eight
                                               contingency landing location located                    modeled sonic booms of the planned                    Delta II and Taurus space vehicle
                                               offshore during the period of validity for              activities and the occurrence of                      launches occurred from north VAFB,
                                               the prior IHA, however the contingency                  pinnipeds in the project area. Based on               near the Spur Road and Purisima Point
                                               landing location was located so far                     the best available information, including             haulout sites, from February, 2009
                                               offshore that there were no impacts                     monitoring reports from similar                       through February, 2014. Of these eight
                                               predicted to marine mammals by sonic                    activities that have been authorized by               launches, three occurred during the
                                               boom modeling, thus marine mammal                       NMFS, behavioral responses will likely                harbor seal pupping season. The
                                               monitoring was not required.                            be limited to reactions such as alerting              continued use by harbor seals of the
                                               Negligible Impact Analysis and                          to the noise, with some animals possibly              Spur Road and Purisima Point haulout
                                               Determination                                           moving toward or entering the water,                  sites indicates that it is unlikely that
                                                                                                       depending on the species and the                      these rocket launches (and associated
                                                  NMFS has defined negligible impact                   intensity of the sonic boom. Repeated                 sonic booms) resulted in long-term
                                               as an impact resulting from the                         exposures of individuals to levels of                 disturbances of pinnipeds using the
                                               specified activity that cannot be                       sound that may cause Level B                          haulout sites. San Miguel Island
                                               reasonably expected to, and is not                      harassment are unlikely to result in                  represents the most important pinniped
                                               reasonably likely to, adversely affect the              hearing impairment or to significantly                rookery in the lower 48 states, and as
                                               species or stock through effects on                     disrupt foraging behavior. Thus, even                 such extensive research has been
                                               annual rates of recruitment or survival                 repeated Level B harassment of some                   conducted there for decades. From this
                                               (50 CFR 216.103). A negligible impact                   small subset of an overall stock is                   research, as well as stock assessment
                                               finding is based on the lack of likely                  unlikely to result in any significant                 reports, it is clear that VAFB operations
                                               adverse effects on annual rates of                      realized decrease in fitness to those                 (including associated sonic booms) have
                                               recruitment or survival (i.e., population-              individuals, and thus would not result                not had any significant impacts on San
                                               level effects). An estimate of the number               in any adverse impact to the stock as a               Miguel Island rookeries and haulouts
                                               of takes alone is not enough information                whole. Level B harassment would be                    (SAIC 2012).
                                               on which to base an impact                              reduced to the level of least practicable                In summary, this negligible impact
                                               determination. In addition to                           impact through use of mitigation                      analysis is founded on the following
                                               considering estimates of the number of                  measures described above.                             factors:
                                               marine mammals that might be ‘‘taken’’                     If a marine mammal responds to a                      • No injury, serious injury, or
                                               through harassment, NMFS considers                      stimulus by changing its behavior (e.g.,              mortality are anticipated or authorized;
                                               other factors, such as the likely nature                through relatively minor changes in                      • The anticipated incidences of Level
                                               of any responses (e.g., intensity,                      locomotion direction/speed), the                      B harassment are expected to consist of,
                                               duration), the context of any responses                 response may or may not constitute                    at worst, temporary modifications in
                                               (e.g., critical reproductive time or                    taking at the individual level, and is                behavior (i.e., short distance movements
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                                               location, migration), as well as effects                unlikely to affect the stock or the                   and occasional flushing into the water
                                               on habitat, and the likely effectiveness                species as a whole. However, if a sound               with return to haulouts within at most
                                               of the mitigation. We also assess the                   source displaces marine mammals from                  two days), which are not expected to
                                               number, intensity, and context of                       an important feeding or breeding area                 adversely affect the fitness of any
                                               estimated takes by evaluating this                      for a prolonged period, impacts on                    individuals;
                                               information relative to population                      animals or on the stock or species could                 • The activities are expected to result
                                               status. Consistent with the 1989                        potentially be significant (e.g., Lusseau             in no long-term changes in the use by


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                                                                          Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices                                                60967

                                               pinnipeds of rookeries and haulouts in                  the California stock of Pacific harbor                significant impacts on the quality of the
                                               the project area, based on over 20 years                seals is 30,968 (Carretta et al., 2017), a            human environment and for which we
                                               of monitoring data; and                                 substantially smaller number of                       have not identified any extraordinary
                                                  • The presumed efficacy of planned                   individual harbor seals is expected to                circumstances that would preclude this
                                               mitigation measures in reducing the                     occur within the project area. We expect              categorical exclusion. Accordingly,
                                               effects of the specified activity to the                that, because of harbor seals’                        NMFS has determined that the issuance
                                               level of least practicable impact.                      documented site fidelity to haulout                   of the IHA qualifies to be categorically
                                                  In combination, we believe that these                locations at VAFB and the NCI, and                    excluded from further NEPA review.
                                               factors, as well as the available body of               because of their limited ranges, the same
                                               evidence from other similar activities,                                                                       Endangered Species Act
                                                                                                       individuals are likely to be taken
                                               demonstrate that the potential effects of               repeatedly over the course of the                       There is one marine mammal species
                                               the specified activity will be short-term               specified activities (maximum of twelve               (Guadalupe fur seal) listed under the
                                               on individual animals. The specified                    Falcon 9 First Stage recovery actions).               ESA with confirmed occurrence in the
                                               activity is not expected to impact rates                Therefore, the number of instances of                 area expected to be impacted by the
                                               of recruitment or survival and will                     Level B harassment among harbor seals                 planned activities. The NMFS West
                                               therefore not result in population-level                over the course of the authorization (i.e.,           Coast Region has determined that NMFS
                                               impacts. Based on the analysis                          the total number of takes shown in                    OPR’s issuance of the IHA to SpaceX for
                                               contained herein of the likely effects of               Table 6) is expected to accrue to a much              the take of marine mammals incidental
                                               the specified activity on marine                        smaller number of individuals                         to Falcon 9 First Stage recovery
                                               mammals and their habitat, and taking                   encompassing a small portion of the                   activities is not likely to adversely affect
                                               into consideration the implementation                   overall regional stock. The maximum                   the Guadalupe fur seal. Therefore,
                                               of the monitoring and mitigation                        number of individual of harbor seals                  formal ESA section 7 consultation on
                                               measures, NMFS finds that the total                     expected to be taken by Level B                       this IHA is not required.
                                               marine mammal take from the planned                     harassment, per Falcon 9 First Stage                  Authorization
                                               activity will have a negligible impact on               recovery action, is 1,384. As we believe
                                               the affected marine mammal species or                   the same individuals are likely to be                   NMFS has issued an IHA to SpaceX
                                               stocks.                                                 taken repeatedly over the course of the               for the potential harassment of small
                                                                                                       specified activities, we use the estimate             numbers of six marine mammal species
                                               Small Numbers                                                                                                 incidental to Falcon 9 First Stage
                                                                                                       of 1,384 individual animals taken per
                                                  As noted above, only small numbers                   Falcon 9 First Stage recovery activity for            recovery activities in California and at
                                               of incidental take may be authorized                    the purposes of estimating the                        contingency landing locations offshore,
                                               under Section 101(a)(5)(D) of the MMPA                  percentage of the stock abundance likely              provided the previously mentioned
                                               for specified activities other than                     to be taken over the course of the entire             mitigation, monitoring and reporting
                                               military readiness activities. The MMPA                 activity.                                             requirements are incorporated.
                                               does not define small numbers and so,                     Based on the analysis contained                       Dated: December 20, 2017.
                                               in practice, NMFS compares the number                   herein of the planned activity (including             Donna S. Wieting,
                                               of individuals taken to the most                        the mitigation and monitoring                         Director, Office of Protected Resources,
                                               appropriate estimation of abundance of                  measures) and the anticipated take of                 National Marine Fisheries Service.
                                               the relevant species or stock in our                    marine mammals, NMFS finds that                       [FR Doc. 2017–27761 Filed 12–22–17; 8:45 am]
                                               determination of whether an                             small numbers of marine mammals will                  BILLING CODE 3510–22–P
                                               authorization is limited to small                       be taken relative to the population size
                                               numbers of marine mammals.                              of the affected species or stocks.
                                               Additionally, other qualitative factors                                                                       DEPARTMENT OF COMMERCE
                                               may be considered in the analysis, such                 Unmitigable Adverse Impact Analysis
                                               as the temporal or spatial scale of the                 and Determination                                     National Oceanic and Atmospheric
                                               activities.                                               There are no relevant subsistence uses              Administration
                                                  The numbers of authorized takes                      of the affected marine mammal stocks or
                                               would be considered small relative to                                                                         RIN 0648–XF909
                                                                                                       species implicated by this action.
                                               the relevant stocks or populations (less                Therefore, NMFS has determined that                   Marine Mammals; File No. 21386
                                               than 22 percent for all species and                     the total taking of affected species or
                                               stocks). It is important to note that the               stocks would not have an unmitigable                  AGENCY:  National Marine Fisheries
                                               number of expected takes does not                       adverse impact on the availability of                 Service (NMFS), National Oceanic and
                                               necessarily represent of the number of                  such species or stocks for taking for                 Atmospheric Administration (NOAA),
                                               individual animals expected to be taken.                subsistence purposes.                                 Commerce.
                                               Our small numbers analysis accounts                                                                           ACTION: Notice; receipt of application.
                                               for this fact. Multiple exposures to Level              National Environmental Policy Act
                                               B harassment can accrue to the same                       To comply with the National                         SUMMARY:   Notice is hereby given that
                                               individual animals over the course of an                Environmental Policy Act of 1969                      North Slope Borough Department of
                                               activity that occurs multiple times in                  (NEPA; 42 U.S.C. 4321 et seq.) and                    Wildlife Management (Responsible
                                               the same area (such as SpaceX’s                         NOAA Administrative Order (NAO)                       Party: Taqulik Hepa), P.O. Box 69,
                                               planned activity). This is especially                   216–6A, NMFS must review our                          Barrow, AK 99723, has applied in due
                                               likely in the case of species that have                 proposed action with respect to                       form for a permit to collect, receive,
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                                               limited ranges and that have site fidelity              potential impacts on the human                        import, and export marine mammal
                                               to a location within the project area, as               environment.                                          parts for scientific research.
                                               is the case with harbor seals.                            This action is consistent with                      DATES: Written, telefaxed, or email
                                                  As described above, harbor seals are                 categories of activities identified in CE             comments must be received on or before
                                               non-migratory, rarely traveling more                    B4 of the Companion Manual for NAO                    January 25, 2018.
                                               than 50 km from their haulout sites.                    216–6A, which do not individually or                  ADDRESSES: The application and related
                                               Thus, while the estimated abundance of                  cumulatively have the potential for                   documents are available for review by


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Document Created: 2017-12-23 03:07:22
Document Modified: 2017-12-23 03:07:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; issuance of an incidental harassment authorization.
DatesThis Authorization is valid from December 1, 2017, through November 30, 2018.
ContactJordan Carduner, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/ incidental/research.htm. In case of problems accessing these documents, please call the contact listed above.
FR Citation82 FR 60954 
RIN Number0648-XF50

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