82_FR_6264 82 FR 6252 - Family Educational Rights and Privacy Act

82 FR 6252 - Family Educational Rights and Privacy Act

DEPARTMENT OF EDUCATION

Federal Register Volume 82, Issue 12 (January 19, 2017)

Page Range6252-6253
FR Document2017-00958

The Secretary amends the Family Educational Rights and Privacy Act (FERPA) regulations to change the name of the office designated enforcement functions by the Secretary from the Family Policy Compliance Office to the Office of the Chief Privacy Officer. The purpose of this amendment is to reflect additional resources committed to protecting student privacy and to increase internal efficiency.

Federal Register, Volume 82 Issue 12 (Thursday, January 19, 2017)
[Federal Register Volume 82, Number 12 (Thursday, January 19, 2017)]
[Rules and Regulations]
[Pages 6252-6253]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-00958]


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DEPARTMENT OF EDUCATION

34 CFR Part 99


Family Educational Rights and Privacy Act

AGENCY: Office of the Chief Privacy Officer, Office of Management, 
Department of Education.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Secretary amends the Family Educational Rights and Privacy 
Act (FERPA) regulations to change the name of the office designated 
enforcement functions by the Secretary from the Family Policy 
Compliance Office to the Office of the Chief Privacy Officer. The 
purpose of this amendment is to reflect additional resources committed 
to protecting student privacy and to increase internal efficiency.

DATES: These regulations are effective February 21, 2017.

FOR FURTHER INFORMATION CONTACT: Kathleen Styles, U.S. Department of 
Education, 400 Maryland Avenue SW., Room 2E315, Washington, DC 20202. 
Telephone: (855) 249-3072 or via email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: FERPA, 20 U.S.C. 1232g(g), requires the 
Secretary to establish or designate an office within the Department of 
Education (Department) for the purpose of investigating, processing, 
reviewing, and adjudicating violations and complaints. As part of an 
expansion of student privacy operations at the Department, the 
designated office will change from the Family Policy Compliance Office 
to the Office of the Chief Privacy Officer. This change will not 
directly impact the public. This change is being made:
    1. To allow the Department to more effectively make use of new 
resources dedicated to student privacy;
    2. To permit efficiencies relating to specialization of work; and
    3. To clarify responsibilities within the Department.

Executive Orders 12866 and 13563

Regulatory Impact Analysis

    Under Executive Order 12866, the Secretary must determine whether 
this regulatory action is ``significant'' and, therefore, subject to 
the requirements of the Executive order and subject to review by the 
Office of Management and Budget (OMB). Section 3(f) of Executive Order 
12866 defines a ``significant regulatory action'' as an action likely 
to result in a rule that may--
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely affect a sector of the economy, productivity, competition, 
jobs, the environment, public health or safety, or State, local, or 
tribal governments or communities in a material way (also referred to 
as an ``economically significant'' rule);
    (2) Create serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impacts of entitlement grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles stated in the 
Executive order.
    This final regulatory action is not a significant regulatory action 
subject to review by OMB under section 3(f) of Executive Order 12866.
    We have also reviewed these regulations under Executive Order 
13563, which supplements and explicitly reaffirms the principles, 
structures, and definitions governing regulatory review established in 
Executive Order 12866. To the extent permitted by law, Executive Order 
13563 requires that an agency--
    (1) Propose or adopt regulations only on a reasoned determination 
that their benefits justify their costs (recognizing that some benefits 
and costs are difficult to quantify);
    (2) Tailor its regulations to impose the least burden on society, 
consistent with obtaining regulatory objectives and taking into 
account--among other things and to the extent practicable--the costs of 
cumulative regulations;
    (3) In choosing among alternative regulatory approaches, select 
those approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity);
    (4) To the extent feasible, specify performance objectives, rather 
than the behavior or manner of compliance a regulated entity must 
adopt; and

[[Page 6253]]

    (5) Identify and assess available alternatives to direct 
regulation, including economic incentives--such as user fees or 
marketable permits--to encourage the desired behavior, or provide 
information that enables the public to make choices.
    Executive Order 13563 also requires an agency ``to use the best 
available techniques to quantify anticipated present and future 
benefits and costs as accurately as possible.'' The Office of 
Information and Regulatory Affairs of OMB has emphasized that these 
techniques may include ``identifying changing future compliance costs 
that might result from technological innovation or anticipated 
behavioral changes.''
    We are issuing these final regulations only on a reasoned 
determination that their benefits justify their costs. In choosing 
among alternative regulatory approaches, we selected those approaches 
that maximize net benefits. Based on the analysis that follows, the 
Department believes that these final regulations are consistent with 
the principles in Executive Order 13563.
    We also have determined that this regulatory action does not unduly 
interfere with State, local, and tribal governments in the exercise of 
their governmental functions.
    In accordance with both Executive orders, the Department has 
assessed the potential costs and benefits, both quantitative and 
qualitative, of this regulatory action. The potential costs associated 
with this regulatory action are those resulting from statutory 
requirements and those we have determined as necessary for 
administering the Department's programs and activities.
    Upon review of the cost, we have determined there is no financial 
or resource burden associated with these changes.

Waiver of Proposed Rulemaking

    Under the Administrative Procedure Act (5 U.S.C. 553), the 
Department generally offers interested parties the opportunity to 
comment on proposed regulations. However, these amendments merely 
reflect changes in internal organization and procedure. The changes do 
not establish or affect substantive policy. Therefore, under 5 U.S.C. 
553(b)(B), the Secretary has determined that proposed regulations are 
unnecessary and contrary to the public interest.

Regulatory Flexibility Act Certification

    The Secretary certifies that these regulations will not have a 
significant economic impact on a substantial number of small entities. 
These regulations contain technical changes to current regulations. The 
changes will not have a significant economic impact on any of the 
entities affected because the regulations do not impose excessive 
burdens or require unnecessary Federal supervision.

Paperwork Reduction Act of 1995

    These regulations do not contain any information collection 
requirements.

Intergovernmental Review

    This program is not subject to Executive Order 12372 and the 
regulations in 34 CFR part 79.
    Accessible Format: Individuals with disabilities may obtain this 
document in an alternative format (e.g., braille, large print, 
audiotape, or compact disc) on request to the contact person listed 
under FOR FURTHER INFORMATION CONTACT.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. Free 
Internet access to the official edition of the Federal Register and the 
Code of Federal Regulations is available via the Federal Digital System 
at: www.thefederalregister.org/fdsys. At this site you can view this document, as well 
as all other documents of this Department published in the Federal 
Register, in text or Portable Document Format (PDF). To use PDF you 
must have Adobe Acrobat Reader, which is available free at the site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at: 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

List of Subjects in 34 CFR Part 99

    Administrative practice and procedure, Privacy, Reporting and 
recordkeeping requirements, Students.

Denise L. Carter,
Acting Assistant Secretary for Management.

    For the reasons discussed in the preamble, the Secretary amends 
title 34 of the Code of Federal Regulations as follows:

PART 99--FAMILY EDUCATIONAL RIGHTS AND PRIVACY ACT

0
1. The authority citation for part 99 continues to read as follows:

    Authority: 20 U.S.C. 1232g, unless otherwise noted.


0
2. Amend Sec.  99.60 paragraph (a) by removing ``Family Policy 
Compliance Office'' and adding, in its place, ``Office of the Chief 
Privacy Officer''.

[FR Doc. 2017-00958 Filed 1-18-17; 8:45 am]
BILLING CODE 4000-01-P



                                                  6252             Federal Register / Vol. 82, No. 12 / Thursday, January 19, 2017 / Rules and Regulations

                                                  § 165.T01–1088 Safety Zone; Pleasure                      Dated: December 29, 2016.                            Executive Orders 12866 and 13563
                                                  Beach Bridge, Bridgeport, CT.                           A.E. Tucci,
                                                     (a) Location. The following area is a                                                                       Regulatory Impact Analysis
                                                                                                          Captain, U.S. Coast Guard, Captain of the
                                                  safety zone: All navigable waters of the                Port Sector Long Island Sound.                            Under Executive Order 12866, the
                                                  entrance channel to Johnsons Creek in                   [FR Doc. 2017–01068 Filed 1–18–17; 8:45 am]            Secretary must determine whether this
                                                  the vicinity of Pleasure Beach Bridge,                  BILLING CODE 9110–04–P                                 regulatory action is ‘‘significant’’ and,
                                                  Bridgeport, CT bound inside an area                                                                            therefore, subject to the requirements of
                                                  that starts at a point on land at position                                                                     the Executive order and subject to
                                                  41°10′02.964″ N., 073°10′08.148″ W. and                                                                        review by the Office of Management and
                                                  then east along the shoreline to a point                DEPARTMENT OF EDUCATION                                Budget (OMB). Section 3(f) of Executive
                                                  on land at position 41°09′57.996″ N.,                                                                          Order 12866 defines a ‘‘significant
                                                  073°09′54.324″ W. and then south                        34 CFR Part 99                                         regulatory action’’ as an action likely to
                                                  across the channel to a point on land at                                                                       result in a rule that may—
                                                  position 41°09′52.524″ N.,                              Family Educational Rights and Privacy                     (1) Have an annual effect on the
                                                  073°09′58.861″ W. and then west along                   Act                                                    economy of $100 million or more, or
                                                  the shoreline to a point on land at                                                                            adversely affect a sector of the economy,
                                                  position 41°09′52.776″ N.,                              AGENCY:  Office of the Chief Privacy
                                                                                                                                                                 productivity, competition, jobs, the
                                                  073°10′04.944″ W. and then north across                 Officer, Office of Management,
                                                                                                                                                                 environment, public health or safety, or
                                                  the channel back to the point of origin.                Department of Education.
                                                                                                                                                                 State, local, or tribal governments or
                                                     (b) Enforcement Period. This section                 ACTION: Final rule.                                    communities in a material way (also
                                                  will be enforced from 12:00 a.m. on                                                                            referred to as an ‘‘economically
                                                  January 1, 2017 to 12:00 a.m. June 30,                  SUMMARY:    The Secretary amends the                   significant’’ rule);
                                                  2017.                                                   Family Educational Rights and Privacy                     (2) Create serious inconsistency or
                                                     (c) Definitions. The following                       Act (FERPA) regulations to change the                  otherwise interfere with an action taken
                                                  definitions apply to this section: A                    name of the office designated                          or planned by another agency;
                                                  ‘‘designated representative’’ is any                    enforcement functions by the Secretary                    (3) Materially alter the budgetary
                                                  commissioned, warrant, or petty officer                 from the Family Policy Compliance                      impacts of entitlement grants, user fees,
                                                  of the U.S. Coast Guard who has been                    Office to the Office of the Chief Privacy              or loan programs or the rights and
                                                  designated by the Captain of the Port                   Officer. The purpose of this amendment                 obligations of recipients thereof; or
                                                  (COTP), Sector Long Island Sound, to                    is to reflect additional resources
                                                                                                                                                                    (4) Raise novel legal or policy issues
                                                  act on his or her behalf. The designated                committed to protecting student privacy
                                                                                                                                                                 arising out of legal mandates, the
                                                  representative may be on an official                    and to increase internal efficiency.
                                                                                                                                                                 President’s priorities, or the principles
                                                  patrol vessel or may be on shore and                    DATES: These regulations are effective                 stated in the Executive order.
                                                  will communicate with vessels via                       February 21, 2017.                                        This final regulatory action is not a
                                                  VHF–FM radio or loudhailer. ‘‘Official
                                                                                                          FOR FURTHER INFORMATION CONTACT:                       significant regulatory action subject to
                                                  patrol vessels’’ may consist of any Coast
                                                                                                          Kathleen Styles, U.S. Department of                    review by OMB under section 3(f) of
                                                  Guard, Coast Guard Auxiliary, state, or
                                                                                                          Education, 400 Maryland Avenue SW.,                    Executive Order 12866.
                                                  local law enforcement vessels assigned
                                                                                                          Room 2E315, Washington, DC 20202.                         We have also reviewed these
                                                  or approved by the COTP Sector Long
                                                                                                          Telephone: (855) 249–3072 or via email:                regulations under Executive Order
                                                  Island Sound. In addition, members of
                                                                                                          privacyTA@ed.gov.                                      13563, which supplements and
                                                  the Coast Guard Auxiliary may be
                                                                                                             If you use a telecommunications                     explicitly reaffirms the principles,
                                                  present to inform vessel operators of
                                                                                                          device for the deaf (TDD) or a text                    structures, and definitions governing
                                                  this regulation.
                                                     (d) Regulations. (1) The general                     telephone (TTY), call the Federal Relay                regulatory review established in
                                                  regulations contained in 33 CFR 165.23                  Service (FRS), toll free, at 1–800–877–                Executive Order 12866. To the extent
                                                  apply.                                                  8339.                                                  permitted by law, Executive Order
                                                     (2) In accordance with the general                                                                          13563 requires that an agency—
                                                                                                          SUPPLEMENTARY INFORMATION:       FERPA, 20                (1) Propose or adopt regulations only
                                                  regulations in 33 CFR 165.23, entry into                U.S.C. 1232g(g), requires the Secretary
                                                  or movement within this zone is                                                                                on a reasoned determination that their
                                                                                                          to establish or designate an office within             benefits justify their costs (recognizing
                                                  prohibited unless authorized by the                     the Department of Education
                                                  COTP, Long Island Sound.                                                                                       that some benefits and costs are difficult
                                                                                                          (Department) for the purpose of                        to quantify);
                                                     (3) Operators desiring to enter or
                                                                                                          investigating, processing, reviewing,                     (2) Tailor its regulations to impose the
                                                  operate within the safety zone should
                                                                                                          and adjudicating violations and                        least burden on society, consistent with
                                                  contact the COTP Sector Long Island
                                                                                                          complaints. As part of an expansion of                 obtaining regulatory objectives and
                                                  Sound at 203–468–4401 (Sector Sector
                                                                                                          student privacy operations at the                      taking into account—among other things
                                                  Long Island Sound Command Center) or
                                                                                                          Department, the designated office will                 and to the extent practicable—the costs
                                                  the designated representative via VHF
                                                                                                          change from the Family Policy                          of cumulative regulations;
                                                  channel 16 to obtain permission to do
                                                                                                          Compliance Office to the Office of the                    (3) In choosing among alternative
                                                  so.
                                                     (4) Any vessel given permission to                   Chief Privacy Officer. This change will                regulatory approaches, select those
                                                  enter or operate in the safety zone must                not directly impact the public. This                   approaches that maximize net benefits
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                                                  comply with all directions given to                     change is being made:                                  (including potential economic,
                                                  them by the COTP Sector Long Island                        1. To allow the Department to more                  environmental, public health and safety,
                                                  Sound, or the designated on-scene                       effectively make use of new resources                  and other advantages; distributive
                                                  representative.                                         dedicated to student privacy;                          impacts; and equity);
                                                     (5) Upon being hailed by a U.S. Coast                   2. To permit efficiencies relating to                  (4) To the extent feasible, specify
                                                  Guard vessel by siren, radio, flashing                  specialization of work; and                            performance objectives, rather than the
                                                  light or other means, the operator of the                  3. To clarify responsibilities within               behavior or manner of compliance a
                                                  vessel shall proceed as directed.                       the Department.                                        regulated entity must adopt; and


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                                                                   Federal Register / Vol. 82, No. 12 / Thursday, January 19, 2017 / Rules and Regulations                                                6253

                                                     (5) Identify and assess available                    number of small entities. These                        Office’’ and adding, in its place, ‘‘Office
                                                  alternatives to direct regulation,                      regulations contain technical changes to               of the Chief Privacy Officer’’.
                                                  including economic incentives—such as                   current regulations. The changes will                  [FR Doc. 2017–00958 Filed 1–18–17; 8:45 am]
                                                  user fees or marketable permits—to                      not have a significant economic impact                 BILLING CODE 4000–01–P
                                                  encourage the desired behavior, or                      on any of the entities affected because
                                                  provide information that enables the                    the regulations do not impose excessive
                                                  public to make choices.                                 burdens or require unnecessary Federal                 DEPARTMENT OF EDUCATION
                                                     Executive Order 13563 also requires                  supervision.
                                                  an agency ‘‘to use the best available                                                                          34 CFR Part 668
                                                  techniques to quantify anticipated                      Paperwork Reduction Act of 1995
                                                                                                                                                                 RIN 1840–AD22
                                                  present and future benefits and costs as                  These regulations do not contain any
                                                  accurately as possible.’’ The Office of                 information collection requirements.                   [Docket ID ED–2015–OPE–0103]
                                                  Information and Regulatory Affairs of                   Intergovernmental Review
                                                  OMB has emphasized that these                                                                                  Student Assistance General Provisions
                                                  techniques may include ‘‘identifying                       This program is not subject to
                                                                                                                                                                 AGENCY:  Office of Postsecondary
                                                  changing future compliance costs that                   Executive Order 12372 and the
                                                                                                                                                                 Education, Department of Education.
                                                  might result from technological                         regulations in 34 CFR part 79.
                                                                                                             Accessible Format: Individuals with                 ACTION: Final rule with request for
                                                  innovation or anticipated behavioral                                                                           comments.
                                                  changes.’’                                              disabilities may obtain this document in
                                                     We are issuing these final regulations               an alternative format (e.g., braille, large            SUMMARY:    The Secretary amends the
                                                  only on a reasoned determination that                   print, audiotape, or compact disc) on                  Student Assistance General Provisions
                                                  their benefits justify their costs. In                  request to the contact person listed                   regulations governing participation in
                                                  choosing among alternative regulatory                   under FOR FURTHER INFORMATION                          the student financial assistance
                                                  approaches, we selected those                           CONTACT.                                               programs authorized under Title IV of
                                                  approaches that maximize net benefits.                     Electronic Access to This Document:                 the Higher Education Act of 1965, as
                                                  Based on the analysis that follows, the                 The official version of this document is               amended (title IV, HEA programs). The
                                                  Department believes that these final                    the document published in the Federal                  amended regulations update the
                                                  regulations are consistent with the                     Register. Free Internet access to the                  Department’s hearing procedures for
                                                  principles in Executive Order 13563.                    official edition of the Federal Register               actions to establish liability against an
                                                     We also have determined that this                    and the Code of Federal Regulations is                 institution of higher education, and
                                                  regulatory action does not unduly                       available via the Federal Digital System               establish procedural rules governing
                                                  interfere with State, local, and tribal                 at: www.gpo.gov/fdsys. At this site you                recovery proceedings under the
                                                  governments in the exercise of their                    can view this document, as well as all                 Department’s borrower defense
                                                  governmental functions.                                 other documents of this Department                     regulations.
                                                     In accordance with both Executive                    published in the Federal Register, in
                                                                                                          text or Portable Document Format                       DATES: Effective date: These regulations
                                                  orders, the Department has assessed the
                                                                                                          (PDF). To use PDF you must have                        are effective January 19, 2017.
                                                  potential costs and benefits, both
                                                                                                          Adobe Acrobat Reader, which is                            Comment due date: We will accept
                                                  quantitative and qualitative, of this
                                                                                                          available free at the site.                            comments on or before March 20, 2017.
                                                  regulatory action. The potential costs
                                                                                                             You may also access documents of the                We may consider the comments
                                                  associated with this regulatory action
                                                                                                          Department published in the Federal                    received and may conduct additional
                                                  are those resulting from statutory
                                                                                                          Register by using the article search                   rulemaking based on the comments.
                                                  requirements and those we have
                                                                                                          feature at: www.federalregister.gov.                   ADDRESSES: Submit your comments
                                                  determined as necessary for
                                                  administering the Department’s                          Specifically, through the advanced                     through the Federal eRulemaking Portal
                                                  programs and activities.                                search feature at this site, you can limit             or via postal mail, commercial delivery,
                                                     Upon review of the cost, we have                     your search to documents published by                  or hand delivery. We will not accept
                                                  determined there is no financial or                     the Department.                                        comments submitted by fax or by email
                                                  resource burden associated with these                                                                          or those submitted after the comment
                                                                                                          List of Subjects in 34 CFR Part 99                     period. To ensure that we do not receive
                                                  changes.
                                                                                                            Administrative practice and                          duplicate copies, please submit your
                                                  Waiver of Proposed Rulemaking                           procedure, Privacy, Reporting and                      comments only once. In addition, please
                                                    Under the Administrative Procedure                    recordkeeping requirements, Students.                  include the Docket ID at the top of your
                                                  Act (5 U.S.C. 553), the Department                                                                             comments.
                                                                                                          Denise L. Carter,
                                                  generally offers interested parties the                                                                           If you are submitting comments
                                                                                                          Acting Assistant Secretary for Management.             electronically, we strongly encourage
                                                  opportunity to comment on proposed
                                                  regulations. However, these                               For the reasons discussed in the                     you to submit any comments or
                                                  amendments merely reflect changes in                    preamble, the Secretary amends title 34                attachments in Microsoft Word format.
                                                  internal organization and procedure.                    of the Code of Federal Regulations as                  If you must submit a comment in
                                                  The changes do not establish or affect                  follows:                                               Portable Document Format (PDF), we
                                                  substantive policy. Therefore, under 5                                                                         strongly encourage you to convert the
                                                                                                          PART 99—FAMILY EDUCATIONAL                             PDF to print-to-PDF format or to use
                                                  U.S.C. 553(b)(B), the Secretary has
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                                                                          RIGHTS AND PRIVACY ACT                                 some other commonly used searchable
                                                  determined that proposed regulations
                                                  are unnecessary and contrary to the                                                                            text format. Please do not submit the
                                                                                                          ■ 1. The authority citation for part 99
                                                  public interest.                                                                                               PDF in a scanned format. Using a print-
                                                                                                          continues to read as follows:
                                                                                                                                                                 to-PDF format allows the U.S.
                                                  Regulatory Flexibility Act Certification                  Authority: 20 U.S.C. 1232g, unless                   Department of Education (the
                                                    The Secretary certifies that these                    otherwise noted.                                       Department) to electronically search and
                                                  regulations will not have a significant                 ■ 2. Amend § 99.60 paragraph (a) by                    copy certain portions of your
                                                  economic impact on a substantial                        removing ‘‘Family Policy Compliance                    submissions.


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Document Created: 2018-02-01 15:16:39
Document Modified: 2018-02-01 15:16:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThese regulations are effective February 21, 2017.
ContactKathleen Styles, U.S. Department of Education, 400 Maryland Avenue SW., Room 2E315, Washington, DC 20202. Telephone: (855) 249-3072 or via email: [email protected]
FR Citation82 FR 6252 
CFR AssociatedAdministrative Practice and Procedure; Privacy; Reporting and Recordkeeping Requirements and Students

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