82 FR 8890 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 19 (January 31, 2017)

Page Range		8890-8890
FR Document		2017-02079

Federal Register, Volume 82 Issue 19 (Tuesday, January 31, 2017)

[Federal Register Volume 82, Number 19 (Tuesday, January 31, 2017)]
[Notices]
[Page 8890]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02079]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, 
February 2, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Acting Chairman Piwowar, as duty officer, voted to consider the 
items listed for the closed meeting in closed session.
    The subject matter of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: January 26, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-02079 Filed 1-27-17; 11:15 am]
 BILLING CODE 8011-01-P

8890 Federal Register / Vol. 82, No. 19 / Tuesday, January 31, 2017 / Notices

Auction Reference Price.31 Moreover, reasons, the Commission finds that the For further information and to
the Commission believes that the proposed rule change, as modified by ascertain what, if any, matters have been
proposed method for calculating the Amendment Nos. 2 and 3, is consistent added, deleted or postponed; please
initial Auction Collars (i.e., the Auction with Section 6(b)(5) of the Act 36 and the contact Brent J. Fields from the Office of
Collar on the opposite side of the rules and regulations thereunder the Secretary at (202) 551–5400.
trading pressure would be the Price applicable to a national securities Dated: January 26, 2017.
Band in place before the Trading Pause exchange.
Brent J. Fields,
was triggered) would address the IV. Conclusion Secretary.
concept of mean reversion, as well as
avoid a security from trading outside of It is therefore ordered, pursuant to [FR Doc. 2017–02079 Filed 1–27–17; 11:15 am]
a price that it would have been Section 19(b)(2) of the Act,37 that the BILLING CODE 8011–01–P

permitted to trade before the Trading proposed rule change (SR–NASDAQ–
Pause.32 2016–131), as modified by Amendment
The Commission believes that Nos. 2 and 3, be, and hereby is,
approved. DEPARTMENT OF THE TREASURY
extending the Trading Pause and
widening the Auction Collar on the side For the Commission, by the Division of Internal Revenue Service
of the order imbalance would be a Trading and Markets, pursuant to delegated
measured approach to provide authority.38 Proposed Collection; Comment
additional time to attract offsetting Eduardo A. Aleman, Request for Form 706–NA
interest, to help to address an imbalance Assistant Secretary.
AGENCY: Internal Revenue Service (IRS),
that may not be resolved within the [FR Doc. 2017–02001 Filed 1–30–17; 8:45 am]
Treasury.
prior Auction Collars, and to reduce the BILLING CODE 8011–01–P
potential for triggering another Trading ACTION: Notice and request for
Pause.33 Also, as the Exchange noted, comments.
widening the Auction Collar only in the SECURITIES AND EXCHANGE
SUMMARY: The Department of the
direction of the order imbalance would COMMISSION
Treasury, as part of its continuing effort
address issues relating to the concept of
Sunshine Act Meeting to reduce paperwork and respondent
mean reversion.34 Moreover, the
burden, invites the general public and
Commission notes that the proposal to Notice is hereby given, pursuant to other Federal agencies to take this
conduct a LULD Closing Cross pursuant the provisions of the Government in the opportunity to comment on proposed
to Nasdaq Rule 4754(b)(6) should a Sunshine Act, Public Law 94–409, that and/or continuing information
Trading Pause exist at or after 3:50 p.m. the Securities and Exchange collections, as required by the
would be consistent with the Twelfth Commission will hold a closed meeting Paperwork Reduction Act of 1995.
Amendment to the Plan. on Thursday, February 2, 2017 at 2 p.m. Currently, the IRS is soliciting
The Commission believes that it is Commissioners, Counsel to the comments concerning Form 706–NA,
appropriate to preclude requests to Commissioners, the Secretary to the United States Estate (and Generation-
review executions as a result of a Halt Commission, and recording secretaries Skipping Transfer) Tax Return, Estate of
Auction under Nasdaq Rule 4120(c)(10) will attend the closed meeting. Certain nonresident not a citizen of the United
as clearly erroneous. The Commission staff members who have an interest in States.
notes that the proposed re-opening the matters also may be present.
procedures would allow for widened DATES: Written comments should be
The General Counsel of the
collars, which may result in a re- Commission, or her designee, has received on or before April 3, 2017 to
opening price that would be away from certified that, in her opinion, one or be assured of consideration.
prior trading prices, but the re-opening more of the exemptions set forth in 5 ADDRESSES: Direct all written comments
price would be the result of a measured U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) to Tuawana Pinkston, Room 6526, 1111
and transparent process that reduces the and 17 CFR 200.402(a)(3), (a)(5), (a)(7), Constitution Avenue NW., Washington,
potential that such a trade would be (a)(9)(ii) and (a)(10), permit DC 20224.
considered erroneous.35 consideration of the scheduled matter at FOR FURTHER INFORMATION CONTACT:
The Commission believes that the the closed meeting. Requests for additional information or
proposed enhancements to the Order Acting Chairman Piwowar, as duty copies of the form and instructions
Imbalance Indicator would further officer, voted to consider the items should be directed to Sara Covington, at
promote transparency around the re- listed for the closed meeting in closed Internal Revenue Service, Room 6526,
opening process following a Trading session. 1111 Constitution Avenue NW.,
Pause. The subject matter of the closed Washington DC 20224, or through the
Finally, the Commission notes that meeting will be: internet, at Sara.L.Covington@irs.gov.
the proposed amendments to Nasdaq Institution and settlement of SUPPLEMENTARY INFORMATION:
Rule 4210(a)(12)(G) and (H) would injunctive actions; Title: United States Estate (and
remove obsolete rule text and conform Institution and settlement of
Generation-Skipping Transfer) Tax
the remaining rule text to the Twelfth administrative proceedings;
Resolution of litigation claims; and Return, Estate of nonresident not a
Amendment to the Plan.
citizen of the United States.
asabaliauskas on DSK3SPTVN1PROD with NOTICES

Based on the Exchange’s Other matters relating to enforcement
representations mentioned above and in proceedings. OMB Number: 1545–0531.
the Notice, and for the foregoing At times, changes in Commission Form Number: 706–NA.
priorities require alterations in the Abstract: Form 706–NA is used to
31 See Notice, supra note 3, at 75882–83. scheduling of meeting items. compute estate and generation-skipping
32 See Notice, supra note 3, at 75883. transfer tax liability for nonresident
33 See Notice, supra note 3, at 75882. 36 15 U.S.C. 78f(b)(5). alien decedents in accordance with
34 See Notice, supra note 3, at 75883. 37 15 U.S.C. 78s(b)(2). section 6018 of the Internal Revenue
35 See id. 38 17 CFR 200.30–3(a)(12). Code. IRS uses the information on the

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Document Created: 2017-01-31 00:19:42
Document Modified: 2017-01-31 00:19:42

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 8890