82_FR_8981 82 FR 8961 - Proposed Collection; Comment Request

82 FR 8961 - Proposed Collection; Comment Request

RAILROAD RETIREMENT BOARD

Federal Register Volume 82, Issue 20 (February 1, 2017)

Page Range8961-8962
FR Document2017-02064

In accordance with the requirement of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. Title and purpose of information collection: Continuing Disability Report; OMB 3220-0187. Under Section 2 of the Railroad Retirement Act, an annuity is not payable or is reduced for any month in which the annuitant works for a railroad or earns more than prescribed dollar amounts from either non-railroad employment or self-employment. Certain types of work may indicate an annuitant's recovery from disability. The provisions relating to the reduction or non-payment of an annuity by reason of work, and an annuitant's recovery from disability for work, are prescribed in 20 CFR 220.17-220.20. The RRB conducts continuing disability reviews (CDR) to determine whether an annuitant continues to meet the disability requirements of the law. Provisions relating to when and how often the RRB conducts CDR's are prescribed in 20 CFR 220.186. Form G-254, Continuing Disability Report, is used by the RRB to develop information for a CDR determination, including a determination prompted by a report of work, return to railroad service, allegation of medical improvement, or a routine disability review call-up. The RRB proposes the following changes: Form G-254 is being revised to make non-burden impacting editorial and formatting changes. In addition, significant changes are proposed to Form G-254 in support of the RRB's Disability Program Improvement Project (DPIP) to enhance/improve disability case processing and overall program integrity as recommended by the RRB's Office of Inspector General and the Government Accountability Office. Proposed revisions/additions include: <bullet> Providing, in Item 31a, more descriptive labels (Easy, Difficult, Hard, Not at All, and N.A.) to help identify the applicant's ability to perform an activity. [cir] Requesting for information on four new activity items (Sitting, Standing, Reading, and Writing), to be consistent with other RRB disability forms. <bullet> New Item 31b, which requests the applicant to provide additional information about their daily activities. <bullet> Requesting, in Item 31d, when a disability annuitant uses an assistive device (wheelchair, cane, etc.). The RRB also proposes the addition of new Form RL-8A, Occupational Disability Certification, which the RRB will use to annually monitor occupational disability annuitants who meet certain criteria. The form will require that the annuitant certify that they are still disabled in order to continue receiving their occupational disability annuities. Form RL-8 will be used to transmit the Form RL-8A. The Paperwork Reduction Act and Privacy Act Notices are on Form RL-8A. Form G-254a, Continuing Disability Update Report, is used to help identify a disability annuitant whose work activity and/or recent medical history warrants completion of Form G-254 for a more extensive review. The RRB proposes no changes to Form G-254a. Completion is required to retain a benefit. One response is requested of each respondent to Forms G-254 and G-254a.

Federal Register, Volume 82 Issue 20 (Wednesday, February 1, 2017)
[Federal Register Volume 82, Number 20 (Wednesday, February 1, 2017)]
[Notices]
[Pages 8961-8962]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02064]


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RAILROAD RETIREMENT BOARD


Proposed Collection; Comment Request

SUMMARY: In accordance with the requirement of Section 3506(c)(2)(A) of 
the Paperwork Reduction Act of 1995 which provides opportunity for 
public comment on new or revised data collections, the Railroad 
Retirement Board (RRB) will publish periodic summaries of proposed data 
collections.
    Comments are invited on: (a) Whether the proposed information 
collection is necessary for the proper performance of the functions of 
the agency, including whether the information has practical utility; 
(b) the accuracy of the RRB's estimate of the burden of the collection 
of the information; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden related to the collection of information on respondents, 
including the use of automated collection techniques or other forms of 
information technology.
    Title and purpose of information collection: Continuing Disability 
Report; OMB 3220-0187. Under Section 2 of the Railroad Retirement Act, 
an annuity is not payable or is reduced for any month in which the 
annuitant works for a railroad or earns more than prescribed dollar 
amounts from either non-railroad employment or self-employment. Certain 
types of work may indicate an annuitant's recovery from disability. The 
provisions relating to the reduction or non-payment of an annuity by 
reason of work, and an annuitant's recovery from disability for work, 
are prescribed in 20 CFR 220.17-220.20. The RRB conducts continuing 
disability reviews (CDR) to determine whether an annuitant continues to 
meet the disability requirements of the law. Provisions relating to 
when and how often the RRB conducts CDR's are prescribed in 20 CFR 
220.186.
    Form G-254, Continuing Disability Report, is used by the RRB to 
develop information for a CDR determination, including a determination 
prompted by a report of work, return to railroad service, allegation of 
medical improvement, or a routine disability review call-up.
    The RRB proposes the following changes:
    Form G-254 is being revised to make non-burden impacting editorial 
and formatting changes. In addition, significant changes are proposed 
to Form G-254 in support of the RRB's Disability Program Improvement 
Project (DPIP) to enhance/improve disability case processing and 
overall program integrity as recommended by the RRB's Office of 
Inspector General and the Government Accountability Office. Proposed 
revisions/additions include:
     Providing, in Item 31a, more descriptive labels (Easy, 
Difficult, Hard, Not at All, and N.A.) to help identify the applicant's 
ability to perform an activity.
    [cir] Requesting for information on four new activity items 
(Sitting, Standing, Reading, and Writing), to be consistent with other 
RRB disability forms.
     New Item 31b, which requests the applicant to provide 
additional information about their daily activities.
     Requesting, in Item 31d, when a disability annuitant uses 
an assistive device (wheelchair, cane, etc.).
    The RRB also proposes the addition of new Form RL-8A, Occupational 
Disability Certification, which the RRB will use to annually monitor 
occupational disability annuitants who meet certain criteria. The form 
will require that the annuitant certify that they are still disabled in 
order to continue receiving their occupational disability annuities. 
Form RL-8 will be used to transmit the Form RL-8A. The Paperwork 
Reduction Act and Privacy Act Notices are on Form RL-8A.
    Form G-254a, Continuing Disability Update Report, is used to help 
identify a disability annuitant whose work activity and/or recent 
medical history warrants completion of Form G-254 for a more extensive 
review. The RRB proposes no changes to Form G-254a.
    Completion is required to retain a benefit. One response is 
requested of each respondent to Forms G-254 and G-254a.

[[Page 8962]]



                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual           Time           Burden
                            Form No.                                 responses       (minutes)        (hours)
----------------------------------------------------------------------------------------------------------------
G-254...........................................................           1,500            5-35             623
G-254A..........................................................           1,500               5             125
RL-8A...........................................................             400              15             100
                                                                 -----------------------------------------------
    Total.......................................................           3,400  ..............             848
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: To request more information or 
to obtain a copy of the information collection justification, forms, 
and/or supporting material, contact Dana Hickman at (312) 751-4981 or 
[email protected]. Comments regarding the information collection 
should be addressed to Brian Foster, Railroad Retirement Board, 844 
North Rush Street, Chicago, Illinois 60611-1275 or emailed to 
[email protected]. Written comments should be received within 60 
days of this notice.

Brian D. Foster,
Clearance Officer.
[FR Doc. 2017-02064 Filed 1-31-17; 8:45 am]
 BILLING CODE 7905-01-P



                                                                           Federal Register / Vol. 82, No. 20 / Wednesday, February 1, 2017 / Notices                                            8961

                                                SUPPLEMENTARY INFORMATION:      The                       Location: The meeting will be held at               often the RRB conducts CDR’s are
                                                Trust’s CEO, in consultation with the                   the Log Cabin at 1299 Storey Avenue,                  prescribed in 20 CFR 220.186.
                                                Chair of the Board of Directors, has                    San Francisco, CA 94129.                                 Form G–254, Continuing Disability
                                                determined that the Council is in the                   FOR FURTHER INFORMATION CONTACT:                      Report, is used by the RRB to develop
                                                public interest and supports the Trust in               Additional information is available                   information for a CDR determination,
                                                performing its duties and                               online at http://www.presidio.gov/                    including a determination prompted by
                                                responsibilities under the Presidio Trust               institute/about/Pages/advisory-                       a report of work, return to railroad
                                                Act, 16 U.S.C. 460bb appendix.                          council.aspx                                          service, allegation of medical
                                                   The Council advises on the                            Dated: January 26, 2017.                             improvement, or a routine disability
                                                establishment of a new national center                                                                        review call-up.
                                                                                                        Andrea M. Andersen,
                                                (Presidio Institute) focused on service                                                                          The RRB proposes the following
                                                                                                        Acting General Counsel.
                                                and leadership development, with                                                                              changes:
                                                                                                        [FR Doc. 2017–02097 Filed 1–31–17; 8:45 am]
                                                specific emphasis on: (a) Assessing the                                                                          Form G–254 is being revised to make
                                                role and key opportunities of a national                BILLING CODE 4310–4R–P
                                                                                                                                                              non-burden impacting editorial and
                                                center dedicated to service and                                                                               formatting changes. In addition,
                                                leadership at Fort Scott in the Presidio                                                                      significant changes are proposed to
                                                of San Francisco; (b) providing                         RAILROAD RETIREMENT BOARD
                                                                                                                                                              Form G–254 in support of the RRB’s
                                                recommendations related to the Presidio                                                                       Disability Program Improvement Project
                                                Institute’s programmatic goals, target                  Proposed Collection; Comment
                                                                                                        Request                                               (DPIP) to enhance/improve disability
                                                audiences, content, implementation and                                                                        case processing and overall program
                                                evaluation; (c) providing guidance on a                 SUMMARY:    In accordance with the                    integrity as recommended by the RRB’s
                                                phased development approach that                        requirement of Section 3506(c)(2)(A) of               Office of Inspector General and the
                                                leverages a combination of funding                      the Paperwork Reduction Act of 1995                   Government Accountability Office.
                                                sources including philanthropy; and (d)                 which provides opportunity for public                 Proposed revisions/additions include:
                                                making recommendations on how to                        comment on new or revised data                           • Providing, in Item 31a, more
                                                structure the Presidio Institute’s                      collections, the Railroad Retirement                  descriptive labels (Easy, Difficult, Hard,
                                                business model to best achieve the                      Board (RRB) will publish periodic                     Not at All, and N.A.) to help identify the
                                                Presidio Institute’s mission and ensure                 summaries of proposed data collections.               applicant’s ability to perform an
                                                long-term financial self-sufficiency.                     Comments are invited on: (a) Whether                activity.
                                                   Meeting Agenda: This meeting of the                  the proposed information collection is
                                                                                                                                                                 Æ Requesting for information on four
                                                Council will include a formal                           necessary for the proper performance of
                                                                                                                                                              new activity items (Sitting, Standing,
                                                recommendation for the use of Fort                      the functions of the agency, including
                                                                                                                                                              Reading, and Writing), to be consistent
                                                Scott and an update on Presidio                         whether the information has practical
                                                                                                                                                              with other RRB disability forms.
                                                Institute programs. The period from 2:00                utility; (b) the accuracy of the RRB’s
                                                p.m. to 2:30 p.m. will be reserved for                  estimate of the burden of the collection                 • New Item 31b, which requests the
                                                public comments.                                        of the information; (c) ways to enhance               applicant to provide additional
                                                   Public Comment: Individuals who                      the quality, utility, and clarity of the              information about their daily activities.
                                                would like to offer comments are                        information to be collected; and (d)                     • Requesting, in Item 31d, when a
                                                invited to sign-up at the meeting and                   ways to minimize the burden related to                disability annuitant uses an assistive
                                                speaking times will be assigned on a                    the collection of information on                      device (wheelchair, cane, etc.).
                                                first-come, first-served basis. Written                 respondents, including the use of                        The RRB also proposes the addition of
                                                comments may be submitted on cards                      automated collection techniques or                    new Form RL–8A, Occupational
                                                that will be provided at the meeting, via               other forms of information technology.                Disability Certification, which the RRB
                                                mail to Anna Sanders, Presidio Institute,                 Title and purpose of information                    will use to annually monitor
                                                1202 Ralston Avenue, San Francisco,                     collection: Continuing Disability Report;             occupational disability annuitants who
                                                CA 94129–0052, or via email to                          OMB 3220–0187. Under Section 2 of the                 meet certain criteria. The form will
                                                asanders@presidiotrust.gov. If                          Railroad Retirement Act, an annuity is                require that the annuitant certify that
                                                individuals submitting written                          not payable or is reduced for any month               they are still disabled in order to
                                                comments request that their address or                  in which the annuitant works for a                    continue receiving their occupational
                                                other contact information be withheld                   railroad or earns more than prescribed                disability annuities. Form RL–8 will be
                                                from public disclosure, it will be                      dollar amounts from either non-railroad               used to transmit the Form RL–8A. The
                                                honored to the extent allowable by law.                 employment or self-employment.                        Paperwork Reduction Act and Privacy
                                                Such requests must be stated                            Certain types of work may indicate an                 Act Notices are on Form RL–8A.
                                                prominently at the beginning of the                     annuitant’s recovery from disability.                    Form G–254a, Continuing Disability
                                                comments. The Trust will make                           The provisions relating to the reduction              Update Report, is used to help identify
                                                available for public inspection all                     or non-payment of an annuity by reason                a disability annuitant whose work
                                                submissions from organizations or                       of work, and an annuitant’s recovery                  activity and/or recent medical history
                                                businesses and from persons identifying                 from disability for work, are prescribed              warrants completion of Form G–254 for
                                                themselves as representatives or                        in 20 CFR 220.17–220.20. The RRB                      a more extensive review. The RRB
                                                officials of organizations and                          conducts continuing disability reviews                proposes no changes to Form G–254a.
                                                businesses.                                             (CDR) to determine whether an                            Completion is required to retain a
sradovich on DSK3GMQ082PROD with NOTICES




                                                   Time: The meeting will be held from                  annuitant continues to meet the                       benefit. One response is requested of
                                                1:00 p.m. to 3:00 p.m. on Tuesday,                      disability requirements of the law.                   each respondent to Forms G–254 and G–
                                                March 7, 2017.                                          Provisions relating to when and how                   254a.




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                                                8962                                 Federal Register / Vol. 82, No. 20 / Wednesday, February 1, 2017 / Notices

                                                                                                                       ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                       Annual              Time                 Burden
                                                                                                                 Form No.                                                                            responses           (minutes)              (hours)

                                                G–254 ..........................................................................................................................................            1,500                   5–35                  623
                                                G–254A ........................................................................................................................................             1,500                      5                  125
                                                RL–8A ..........................................................................................................................................              400                     15                  100

                                                      Total ......................................................................................................................................          3,400    ........................             848



                                                  Additional Information or Comments:                                       RegInfo.gov Web site at http://                                             We anticipate that the requirement for
                                                To request more information or to                                           www.reginfo.gov/public/do/PRAMain.                                       issuers to obtain a written
                                                obtain a copy of the information                                               ICR Reference Numbers 201701–                                         representation from each purchaser as to
                                                collection justification, forms, and/or                                     3235–005 and 201701–3235–006 for                                         his or her residence, as required under
                                                supporting material, contact Dana                                           Rules 147 and 147A, respectively.                                        Rule 147(f)(1)(iii) and Rule
                                                Hickman at (312) 751–4981 or                                                   Comments should be directed to: (i)                                   147A(f)(1)(iii), could result in somewhat
                                                Dana.Hickman@RRB.GOV. Comments                                              Desk Officer for the Securities and                                      higher compliance costs for issuers to
                                                regarding the information collection                                        Exchange Commission, Office of                                           meet these requirements in order to sell
                                                should be addressed to Brian Foster,                                        Information and Regulatory Affairs,                                      securities in an exempt intrastate
                                                Railroad Retirement Board, 844 North                                        Office of Management and Budget,                                         offering. For purposes of the PRA, for
                                                Rush Street, Chicago, Illinois 60611–                                       Room 10102, New Executive Office                                         each of Rule 147 and Rule 147A, we
                                                1275 or emailed to Brian.Foster@rrb.gov.                                    Building, Washington, DC 20503, or by                                    estimate that the total annual paperwork
                                                Written comments should be received                                         sending an email to: Shagufta_Ahmed@                                     burden for all affected issuers arising
                                                within 60 days of this notice.                                              omb.eop.gov; and (ii) Pamela C. Dyson,                                   from this collection of information
                                                Brian D. Foster,                                                            Chief Information Officer, Securities                                    requirement will be approximately 175
                                                                                                                            and Exchange Commission, c/o Remi                                        hours of issuer (company) personnel
                                                Clearance Officer.
                                                                                                                            Pavlik-Simon, 100 F Street NE.,                                          time and approximately $70,000 for the
                                                [FR Doc. 2017–02064 Filed 1–31–17; 8:45 am]
                                                                                                                            Washington, DC 20549 or send an email                                    services of outside professionals. We
                                                BILLING CODE 7905–01–P
                                                                                                                            to: PRA_Mailbox@sec.gov.                                                 anticipate that the written
                                                                                                                            SUPPLEMENTARY INFORMATION: This                                          representation required by purchasers,
                                                                                                                            request should serve to notify the public                                including the obligation to determinate
                                                SECURITIES AND EXCHANGE                                                     that the Commission is seeking PRA                                       the state or territory of their residence,
                                                COMMISSION                                                                  approval from OMB for the collections                                    as required under Rule 147(f)(1)(iii) and
                                                                                                                            of information associated with the final                                 Rule 147A(f)(1)(iii), will result in a
                                                Office of the Secretary                                                     rule amendments to Rule 147 2 and new                                    burden incurred by purchasers in order
                                                                                                                            Rule 147A 3 under the Securities Act of                                  to purchase securities in an exempt
                                                Agency Information Collection                                                                                                                        intrastate offering. For purposes of the
                                                                                                                            1933 4 (‘‘Securities Act’’) that were
                                                Activities; Submission for OMB                                                                                                                       PRA, for each of Rule 147 and Rule
                                                                                                                            adopted by the Commission on October
                                                Review; Comment Request; Rules                                                                                                                       147A, we estimate that the total annual
                                                                                                                            26, 2016.5
                                                147(f)(1)(iii) and 147A(f)(1)(iii) Written                                                                                                           paperwork burden for all affected
                                                                                                                               As adopted, both Rule 147(f)(1)(iii)
                                                Representations as to Purchaser                                                                                                                      purchasers arising from this collection
                                                                                                                            and new Rule 147A(f)(1)(iii) will require
                                                Residency                                                                                                                                            of information requirements will be
                                                                                                                            the issuer to obtain from the purchaser
                                                                                                                            a written representation as to the                                       approximately 1,750 hours of purchaser
                                                ACTION:       Notice.
                                                                                                                            purchaser’s residency. In the Proposing                                  time and no cost incurred for the
                                                SUMMARY:     The Securities and Exchange                                    Release, the Commission had proposed                                     services of outside professionals.
                                                Commission (‘‘Commission’’) has                                             eliminating the requirement in Rule                                         In deriving our estimates, we assume
                                                submitted two sponsored information                                         147. In response to comments received                                    that:
                                                collection requests (‘‘ICRs’’) to the                                       on the Proposing Release, the                                               • Approximately 700 issuers 7 will
                                                Office of Management and Budget                                             Commission decided not to eliminate                                      conduct a Rule 147 and Rule 147A
                                                (‘‘OMB’’) for review and clearance in                                       the requirement in Rule 147 and instead                                  offering each year, respectively, and
                                                accordance with the Paperwork                                               adopted an identical requirement in                                      each issuer will spend an average of
                                                Reduction Act of 1995 1 (‘‘PRA’’). The                                      new Rule 147A(f)(1)(iii).6 The                                           fifteen minutes to obtain and collect the
                                                first title is: ‘‘Rule 147(f)(1)(iii) Written                               representation is not required to be                                     written representation from each
                                                Representation as to Purchaser                                              presented in any particular format,                                      purchaser in the offering as to his or her
                                                Residency.’’ The second title is: ‘‘Rule                                    although it must be in writing.                                          state or territory of residence, resulting
                                                147A(f)(1)(iii) Written Representation as                                   Representations obtained by the issuer
                                                to Purchaser Residency.’’ OMB approval                                      are not required to be kept confidential,                                   7 We rely upon the number of offerings under
                                                has been requested by April 20, 2017.                                       and there is no mandatory retention                                      Rules 504 and 505 of Regulation D for the year
                                                ADDRESSES: A copy of these ICRs with                                        period.                                                                  ended December 31, 2015 as a proxy for the average
sradovich on DSK3GMQ082PROD with NOTICES




                                                applicable supporting documentation,                                                                                                                 annual number of offerings under Rule 147 and new
                                                                                                                                                                                                     Rule 147A. Based on staff analysis of Form D
                                                including a description of the likely                                          2 17 CFR 230.147.
                                                                                                                                                                                                     filings, there were 519 new Form D filings reporting
                                                                                                                               3 17 CFR 230.147A.
                                                respondents, proposed frequency of                                                                                                                   reliance on Rule 504 and 179 new Form D filings
                                                                                                                              4 15 U.S.C. 77a et seq.
                                                response, and estimated total burden                                          5 See Release No. 33–10238 (Oct. 26, 2016) [81 FR
                                                                                                                                                                                                     reporting reliance on Rule 505 in 2015. See Figure
                                                may be obtained free of charge from the                                                                                                              1 in Section V.A.1, above. For purposes of these
                                                                                                                            83494]. New Rule 147A and the amendment to Rule                          PRA estimates, we estimate that an average of 700
                                                                                                                            147 will be effective on April 20, 2017.                                 issuers will conduct a Rule 147 and new Rule 147A
                                                  1 Public    Law 104–13, 44 U.S.C. 3501 et seq.                              6 Id.                                                                  offering each year, respectively.



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Document Created: 2017-02-01 00:05:52
Document Modified: 2017-02-01 00:05:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 8961 

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