82_FR_9033 82 FR 9012 - Amendments to Fireworks Regulations

82 FR 9012 - Amendments to Fireworks Regulations

CONSUMER PRODUCT SAFETY COMMISSION

Federal Register Volume 82, Issue 21 (February 2, 2017)

Page Range9012-9034
FR Document2017-02014

The Consumer Product Safety Commission (Commission or CPSC) proposes to amend its regulations regarding fireworks devices under the Federal Hazardous Substances Act. The proposed amendments are based on the Commission's review of its existing fireworks regulations, the current fireworks market, changes in technology, existing fireworks standards, and safety issues associated with fireworks devices. The proposed amendments would create new requirements and modify or clarify existing requirements. Some of the proposed revisions would align with existing fireworks standards or codify the Commission's existing testing practices. The Commission believes that the proposed requirements would improve consumer safety by codifying limits, test procedures, and requirements that would reduce the risk of injury to consumers and clarifying existing requirements to promote compliance.

Federal Register, Volume 82 Issue 21 (Thursday, February 2, 2017)
[Federal Register Volume 82, Number 21 (Thursday, February 2, 2017)]
[Proposed Rules]
[Pages 9012-9034]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02014]


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Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

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Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / 
Proposed Rules

[[Page 9012]]



CONSUMER PRODUCT SAFETY COMMISSION

16 CFR Parts 1500 and 1507

[Docket No. CPSC-2006-0034]


Amendments to Fireworks Regulations

AGENCY: Consumer Product Safety Commission.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Consumer Product Safety Commission (Commission or CPSC) 
proposes to amend its regulations regarding fireworks devices under the 
Federal Hazardous Substances Act. The proposed amendments are based on 
the Commission's review of its existing fireworks regulations, the 
current fireworks market, changes in technology, existing fireworks 
standards, and safety issues associated with fireworks devices. The 
proposed amendments would create new requirements and modify or clarify 
existing requirements. Some of the proposed revisions would align with 
existing fireworks standards or codify the Commission's existing 
testing practices. The Commission believes that the proposed 
requirements would improve consumer safety by codifying limits, test 
procedures, and requirements that would reduce the risk of injury to 
consumers and clarifying existing requirements to promote compliance.

DATES: Submit comments by April 18, 2017.

ADDRESSES: Comments, identified by Docket No. CPSC-2006-0034, may be 
submitted electronically or in writing:
    Electronic Submissions: The Commission encourages you to submit 
electronic comments by using the Federal eRulemaking Portal. You may 
submit electronic comments to the Federal eRulemaking Portal at: http://www.regulations.gov, by following the instructions for submitting 
comments. The Commission does not accept comments submitted by 
electronic mail (email), except through www.regulations.gov.
    Written Submissions: Submit written comments by mail, hand 
delivery, or courier to: Office of the Secretary, Consumer Product 
Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 
20814; telephone (301) 504-7923.
    Instructions: All submissions must include the agency name and 
docket number for this proposed rulemaking. All comments may be posted 
to http://www.regulations.gov without change, including any personal 
identifiers, contact information, or other personal information. Do not 
submit confidential business information, trade secret information, or 
other sensitive or protected information that you do not want to be 
available to the public. If you submit such information, the Commission 
recommends that you do so by mail, hand delivery, or courier.
    Docket: To read background documents or comments regarding this 
proposed rulemaking, go to: http://www.regulations.gov, insert docket 
number CPSC-2006-0034 in the ``Search'' box, and follow the prompts.

FOR FURTHER INFORMATION CONTACT: Rodney Valliere, Project Manager, 
Directorate for Laboratory Sciences, U.S. Consumer Product Safety 
Commission, 5 Research Place, Rockville, MD 20850; telephone: 301-987-
2526; email: RValliere@cpsc.gov.

SUPPLEMENTARY INFORMATION:

I. Background

    The Federal Hazardous Substances Act (FHSA; 15 U.S.C. 1261-1278) 
authorizes the CPSC to regulate hazardous substances, which include 
fireworks devices. 15 U.S.C. 1262. The Commission assumed 
responsibility for administering the FHSA on May 14, 1973. Id. at 
2079(a). Previously, the U.S. Department of Health, Education, and 
Welfare exercised this authority and the U.S. Food and Drug 
Administration (FDA), an agency within that department, issued 
regulations governing fireworks and other hazardous substances. When 
the Commission assumed responsibility, it adopted the existing FDA 
regulations, transferring them from 21 CFR part 191 to 16 CFR part 
1500. 38 FR 27012 (Sept. 27, 1973). These regulations included 
requirements limiting the pyrotechnic composition of fireworks devices 
``intended to produce audible effects'' to two grains; carving out an 
exception to that regulatory limit for wildlife management purposes; 
and exempting certain packaged fireworks assortments from full labeling 
requirements for hazardous substances under the FHSA.
    Since assuming responsibility for the FHSA, the Commission has 
added provisions to the fireworks regulations, which are now in 16 CFR 
parts 1500 and 1507. These additions include labeling requirements; 
prohibitions of certain chemicals; performance requirements for 
specific devices and features; bans (except for wildlife management 
purposes) on firecrackers that contain more than 50 milligrams (mg) 
(0.772 grains) of pyrotechnic composition, specific devices, and 
devices that do not comply with part 1507; bans on reloadable tube 
aerial shell devices with shells larger than 1.75 inches in outer 
diameter; requirements for a stability test for large multiple-tube 
fireworks devices; and an increase in the longest permissible time for 
a fuse to burn to 9 seconds. 61 FR 67197 (Dec. 20, 1996); 61 FR 13084 
(Mar. 26, 1996); 56 FR 37831 (Aug. 9, 1991); 49 FR 50374 (Dec. 28, 
1984); 41 FR 22931 (June 8, 1976).
    The Commission has also taken steps to review the fireworks 
regulations, generally, in more recent years. CPSC issued an advance 
notice of proposed rulemaking (ANPR) in 2006 to explore alternatives 
for addressing fireworks-related injuries. 71 FR 39249 (July 12, 2006). 
In 2015 and 2016, the Commission reviewed all of its fireworks 
regulations to identify revisions or clarifications that would make 
them more effective at protecting the public, reflect the current 
market and technology, reduce burdens, and coordinate with other 
federal and industry standards. This notice of proposed rulemaking 
(NPR) is the result of that assessment.
    In addition, on September 6, 2016, the Commission issued a proposed 
interpretive rule regarding the method of determining whether a 
fireworks device is ``intended to product audible effects,'' for 
purposes of 16 CFR 1500.17(a)(3). 81 FR 61146 (Sept. 6, 2016). The 
Commission requested comments regarding its proposed interpretation, 
and Commission staff considered those comments in developing the 
proposed regulatory

[[Page 9013]]

change to 1500.17(a)(3), described in this NPR.

II. Statutory Authority, Procedure, and Other Legal Considerations

    Under the FHSA, the Commission may classify a ``hazardous 
substance'' as a ``banned hazardous substance'' if the substance is 
intended or packaged in a form suitable for household use or is 
intended to be used by children and the Commission finds that, 
notwithstanding cautionary labeling required under the FHSA, the degree 
or nature of the hazard associated with the substance is such that 
public health and safety can only be adequately served by keeping the 
substance out of interstate commerce. 15 U.S.C. 1261(q)(1). As part of 
this authority, the Commission may also create design and performance 
standards for products that qualify as ``hazardous substances,'' 
effectively banning products that do not conform to those standards. 
Forester v. Consumer Product Safety Comm'n, 559 F.2d 774, 783 (D.C. 
Cir. 1977).
    Fireworks are ``hazardous substances,'' as that term is defined in 
the FHSA. 15 U.S.C. 1261(f). Therefore, to ban fireworks devices or 
create design or performance requirements for fireworks devices, the 
Commission must follow the requirements for rulemaking outlined in the 
FHSA. Under the FHSA, the Commission must make four substantive 
findings to ban fireworks devices or create design or performance 
requirements. The first of these four findings is described in the 
previous paragraph and involves the adequacy of cautionary labeling to 
protect the public from the degree or nature of the hazard. This 
finding need not be included in the regulatory text. There are three 
additional findings that the Commission must make under the FHSA. These 
three findings are described in detail in the following paragraphs, and 
the Commission must include them in the regulations. 15 U.S.C. 
1262(i)(2).
    First, the Commission must find that when the entities that would 
be subject to the regulation have adopted a voluntary standard that 
relates to the risk of injury that the regulation seeks to address, 
either compliance with the voluntary standard is not likely to 
adequately reduce that risk, or there is not likely to be substantial 
compliance with the voluntary standard. 15 U.S.C. 1262(i)(2)(A). For 
the first prong of this finding, whether compliance with a voluntary 
standard is likely to adequately reduce a risk of injury depends on 
whether the risk will be reduced to such an extent that there would no 
longer be an unreasonable risk of injury. See H.R. Rep. No. 208, 97th 
Cong., 1st Sess. 875 (1981) (discussing the identical provision in the 
Consumer Product Safety Act (15 U.S.C. 2051-2089)). As for the second 
prong, several factors are relevant to the Commission's assessment of 
compliance with a voluntary standard, including the magnitude and speed 
of compliance, the severity of potential injuries, the frequency of 
injuries and deaths, and the vulnerability of the population at risk. 
See H.R. Rep. No. 208, 97th Cong., 1st Sess. 875 (1981) (discussing the 
identical provision in the Consumer Product Safety Act); see also 64 FR 
71888 (Dec. 22, 1999) (finding that 90% compliance with a voluntary 
standard for bunk beds was not ``substantial''); 16 CFR part 1213, 
Appendix.
    Second, the Commission must find that the benefits expected from 
the regulation bear a reasonable relationship to its costs. 15 U.S.C. 
1262(i)(2)(B). The benefits of a regulation include the extent to which 
the regulation would reduce the likelihood and severity of injury that 
may result from the product. The costs include increases to the price 
of the product and decreases to the availability or usefulness of the 
product. H.R. Rep. No. 208, 97th Cong., 1st Sess. 875 (1981) (citing 
Southland Mower Co. v. Consumer Product Safety Comm'n, 619 F.2d 499 
(5th Cir. 1980)).
    Third, the Commission must find that the regulation imposes the 
least burdensome requirement that adequately reduces the risk of injury 
that the regulation aims to address. 15 U.S.C. 1262(i)(2)(C). To 
evaluate this, the Commission must compare the relative compliance 
costs of alternatives it considered during the rulemaking process. H.R. 
Rep. No. 208, 97th Cong., 1st Sess. 875 (1981).
    These findings are required only for regulatory changes or 
additions that would ban a hazardous substance. This includes an 
express ban, as well as a design, performance, or other requirement 
that has the effect of banning a device that is not already banned. For 
amendments that merely clarify or ease existing requirements, these 
findings are not necessary because the rulemaking would not classify a 
substance or device as banned. See, e.g., 15 U.S.C. 1261(q)(1)(B), 
1262(h), 1262(i)(2) (discussing requirements to create a regulation 
classifying a substance as a ``banned hazardous substance''). 
Nevertheless, such changes or additions must conform to the 
Administrative Procedure Act (5 U.S.C. 551-562) requirements for 
rulemaking, which apply to all of the changes proposed in this NPR. The 
Administrative Procedure Act requires the Commission to provide 
interested parties with notice of a proposed rule and an opportunity to 
comment on it. 5 U.S.C. 553(b), (c).
    In addition to the statutory requirements in the FHSA and 
Administrative Procedure Act that apply to rulemakings, several federal 
directives are relevant to this NPR. Specifically, a number of 
Executive Orders (E.O.s) set out rulemaking priorities, including 
promoting compliance by creating simple and clear regulations and 
eliminating requirements that are ineffective or outdated. These E.O.s 
also emphasize the goals of facilitating economic growth, by minimizing 
burdens, harmonizing with voluntary or international standards, and 
promoting innovation. See E.O. 13609, Promoting International 
Regulatory Cooperation, 77 FR 26413 (May 4, 2012); E.O. 13563, 
Improving Regulation and Regulatory Review, 76 FR 3821 (Jan. 18, 2011); 
E.O. 12866, Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993); 
see also E.O. 13579, Regulation and Independent Regulatory Agencies, 76 
FR 41587 (July 11, 2011). Similarly, the Office of Management and 
Budget's OMB Circular A-119 (OMB Circular A-119) directs agencies, 
including independent commissions, to use voluntary consensus 
standards, rather than develop new standards, whenever appropriate. OMB 
Circular A-119, Federal Participation in the Development and Use of 
Voluntary Consensus Standards and in Conformity Assessment Activities 
(1998), revised on January 27, 2016. The goal of OMB Circular A-119 is 
for the federal government to benefit from the expertise and innovation 
of the private sector, eliminate costs associated with agency 
development of new standards, reduce the costs of industry compliance, 
and to support the priorities outlined in E.O.s 13609, 13563, and 
12866. As an independent agency, CPSC is not required to comply with 
E.O.s; however, E.O. 13579 urges independent agencies to pursue the 
objectives expressed in E.O. 13563, and as a general matter, the 
Commission strives to support the principles expressed in these E.O.s 
to construct streamlined and effective regulations. The requirements 
and revisions proposed in this NPR are intended to align with these 
directives by clarifying requirements, updating requirements to reflect 
current technology and products, and harmonizing with a recognized 
industry standard and other federal requirements.

[[Page 9014]]

III. Other Existing Fireworks Standards

    There are three international or voluntary standards regarding 
fireworks:
     The American Pyrotechnics Association Standard 87-1: 
Standard for Construction and Approval for Transportation of Fireworks, 
Novelties, and Theatrical Pyrotechnics (APA Standard 87-1);
     The American Fireworks Standards Laboratory's voluntary 
standards for consumer fireworks (AFSL Standard); and
     The European Standard EN 15947-1 to 15947-5: Pyrotechnic 
Articles--Fireworks, Categories 1, 2, and 3 (European Standard).
    The American Pyrotechnics Association (APA) is a fireworks trade 
group made up of various fireworks industry members, including 
manufacturers, importers, and distributors. According to the group's 
Web site, its members represent approximately 85 percent of the 
domestic fireworks industry. APA Standard 87-1, last issued in 2001, 
provides definitions and requirements for various types of fireworks 
including consumer fireworks, novelties, theatrical pyrotechnics, and 
display fireworks.
    The American Fireworks Standards Laboratory (AFSL) is an 
independent, nonprofit corporation that develops voluntary standards 
for consumer fireworks and serves as a third party laboratory, offering 
testing and certification for compliance with its standards. According 
to AFSL's Web site, its members represent 85 to 90 percent of domestic 
fireworks importers. The AFSL standard, last updated in 2009, includes 
safety and quality standards for various types of fireworks devices, 
including design, performance, labeling, and shipping.
    The European Standard was developed through the consensus of 
numerous European national standard bodies, as facilitated by the 
European Committee for Standardization, and reflects European 
legislation. This standard includes definitions, fireworks categories, 
labeling requirements, test methods, and construction and performance 
requirements.
    Additionally, the U.S. Department of Transportation (DOT) has 
regulations relevant to consumer fireworks. DOT has jurisdiction over 
the transportation in commerce of hazardous materials, including 
consumer fireworks. 49 U.S.C. 5101-5128. Under this authority, DOT has 
specific regulatory requirements for fireworks and incorporates by 
reference APA Standard 87-1 into its regulations, insofar as it is 
relevant to transportation safety. 49 CFR 171.7; see also, 49 CFR 
173.59, 173.64, 173.65.
    The APA has continued to review APA Standard 87-1 and is working to 
issue an updated version of the standard, which DOT subsequently may 
incorporate by reference into its regulations, supplanting the 2001 
version. The Commission is proposing to incorporate by reference 
portions of APA Standard 87-1 into 16 CFR parts 1500 and 1507, or 
otherwise align with provisions in that standard. If the APA updates 
APA Standard 87-1 before the Commission adopts a final rule, the 
Commission may adopt provisions consistent with or from the 2001 
version of the standard, as proposed in this NPR, or may adopt or 
incorporate by reference provisions of the updated standard that are 
consistent with the requirements proposed in this NPR.

IV. Proposed Requirements

    The Commission proposes several additions and modifications to the 
fireworks regulations to clarify existing requirements and to improve 
consumer safety. These proposed requirements fall into three 
categories--new hazardous substance bans, changes to ease the burdens 
associated with existing requirements, and clarifications. As 
discussed, the statutory requirements for these categories differ. To 
ban a hazardous substance that is not prohibited under the existing 
regulations, the Commission must make the findings required by the 
FHSA. To ease or clarify existing requirements, the Commission need not 
make these findings, but must comply with Administrative Procedure Act 
rulemaking requirements. The sections below describe the three 
categories of proposed requirements.

A. New Hazardous Substances Bans

    The following proposed requirements would effectively ban hazardous 
substances that are not currently banned under CPSC's fireworks 
regulations by adopting mandatory test methods, limiting device 
content, prohibiting particular chemicals, and adding performance 
requirements.
1. Adopt a Quantifiable Method of Identifying Devices That Are Limited 
to Two Grains of Pyrotechnic Composition (16 CFR 1500.17(a)(3))
a. Current Regulatory Requirement and Rationale
    Section 1500.17(a)(3) states: ``fireworks devices intended to 
produce audible effects'' are banned hazardous substances if the 
audible effect is produced by a charge of more than 2 grains of 
pyrotechnic composition. There are essentially two parts to this 
requirement--first, identifying whether a fireworks device is 
``intended to produce audible effects,'' and second, if so, measuring 
the pyrotechnic composition to determine if it exceeds 2 grains.
    As the rulemaking that adopted this provision explained, the misuse 
of devices ``whose audible effect is produced by a charge of more than 
2 grains of pyrotechnic composition . . . [had] been the cause of most 
of the firework deaths and serious injuries'' and the goal of the 
regulation was to prohibit ``dangerously explosive fireworks.'' 38 FR 
4666 (Feb. 20, 1973); 35 FR 7415 (May 13, 1970); see also, 34 FR 260 
(Jan. 8, 1969). Similarly, the Commission considered the safety need 
for limiting the pyrotechnic content in certain fireworks devices when 
it adopted the 50 mg limit for firecrackers in 1977. In the 
deliberations leading up to that limit, the Commission explained that 
incident and injury data showed a correlation between the degree of 
injury and the explosive power of the device involved in the injury. 
Most cases that resulted in death or severe injuries involved devices 
with ``large powder accumulations.'' 41 FR 9512, 9517 (Mar. 4, 1976). 
Thus, the purpose of 1500.17(a)(3) is to address injuries resulting 
from increased explosive power; the reference to ``audible'' effects 
was a method of identifying these devices through the type of sound the 
devices make and not an indication of any safety purpose relating to 
the loudness of devices or hearing injuries.
    This regulatory history and more recent fireworks incident data 
demonstrate the importance of industry compliance with 1500.17(a)(3) 
for protecting consumers. As the 2015 Fireworks Annual Report 
(Fireworks Annual Report; CPSC Directorate for Epidemiology, Division 
of Hazard Analysis, Fireworks-Related Deaths and Emergency Department-
Treated Injuries During 2015, June 2016, available at: http://www.cpsc.gov//Global/Research-and-Statistics/Injury-Statistics/Fuel-Lighters-and-Fireworks/Fireworks_Report_2015FINALCLEARED.pdf) 
demonstrates, the injuries that can result from devices that are 
subject to the 2-grain limit can be severe and can result in death. 
Overall, nine of the 11 deaths that related to fireworks in 2015, 
involved devices that are commonly subject to the 2-grain limit; and 
over the course of 1 month in 2015, an estimated 1,200 injuries (based 
on a nationwide probability sample) involved devices commonly subject 
to the 2-grain limit. Of these estimated 1,200 injuries, 100 involved 
children under the age of 4

[[Page 9015]]

years. These incidents included deaths resulting from mortar tubes held 
by consumers; burns requiring a 1-month hospitalization after a 
reloadable aerial shell landed in a bystander's lap; and various other 
injuries affecting all regions of the body.
    To identify devices that had a greater explosive power, and 
therefore, needed a limit to protect consumer safety, the FDA and the 
Commission opted to apply the 2-grain limit to ``devices intended to 
produce audible effects.'' At the time the limit was adopted, the focus 
on ``devices intended to produce audible effects'' was a useful way of 
identifying devices that had a greater explosive or energetic force. 
However, the fireworks industry has reported, and Commission testing 
indicates, that fireworks devices on the market today contain metallic 
fuel when they are ``intended to produce an audible effect.'' These 
metallic fuels create an explosive that is more energetic per volume 
than an explosive without metallic fuel.
b. Current CPSC Test Method and Alternative Test Methods
    The regulations do not specify a method for identifying whether a 
device is ``intended to produce audible effects,'' and therefore, 
subject to the 2-grain limit. However, the CPSC Consumer Fireworks 
Testing Manual (CPSC Testing Manual; CPSC Directorate for Laboratory 
Sciences, Division of Chemistry, Consumer Fireworks Testing Manual, 4th 
ed. (Aug. 17, 2006), available at: https://www.cpsc.gov/PageFiles/121068/testfireworks.pdf), specifies how Commission staff identifies 
these devices during field testing. In accordance with the CPSC Testing 
Manual, staff listens for a ``loud report'' when the device functions, 
which indicates it is ``intended to produce an audible effect.'' See 
section (IV)(C)(11)(e) of CPSC Testing Manual, p. 29. This involves 
staff listening for a sound and assessing whether that sound has the 
qualities characteristic of an intentional effect. It is not the noise 
level that is determinative; rather, staff listens for a crisp 
sharpness that is related to the pressure pulse associated with the 
ignition of flash powder. If staff hears this ``loud report,'' then 
they weigh the pyrotechnic material in the break charge (which causes 
the audible effect) to determine whether it exceeds the 2-grain limit. 
The CPSC Testing Manual does not carry the force of law; rather, it 
describes one option for identifying devices that are subject to the 2-
grain limit. However, other options may also be valid. The Commission 
believes that specifying an appropriate identification method in the 
regulations would provide for transparency and consistency in testing, 
which facilitates compliance and consumer safety.
    To accomplish this, Commission staff has considered the makeup and 
design of fireworks devices on the market today and reviewed 
alternative methods of identifying devices that are subject to the 2-
grain limit. Based on these assessments, the Commission proposes to set 
forth, in the regulations, a method for identifying devices that are 
subject to the 2-grain limit and replace the phrase ``intended to 
produce audible effects'' to reflect that method.
    Fireworks devices have evolved since CPSC adopted 1500.17(a)(3) in 
1973, and now use different types of powders, which impact the sounds 
devices produce. The fireworks industry has moved away from using black 
powder in break charges, and instead, often uses hybrid powders. In 
addition, fireworks devices generally are made by hand, resulting in 
variability in devices from the same manufacturer and lot. Different 
samples of the same device may not produce the same audible effects. 
Depending on the shell construction, packing density, and amount of 
powder, hybrid powders may produce audible effects intentionally or 
incidentally to disperse visual effects. Significant training and 
experience are necessary to distinguish between sounds that are an 
intentional effect of a fireworks device and sounds that are merely a 
byproduct of other effects or functions of a fireworks device. CPSC 
staff has substantial training and experience to make this distinction, 
but the Commission believes that a simpler and more quantitative test 
would be preferable and would facilitate consistent and accurate 
industry testing.
    To identify a method that reflects the current design of fireworks 
devices, reduces the variability in judgments of whether a device is 
``intended to produce audible effects,'' and is simple and repeatable 
enough for regulated entities to follow easily and consistently, the 
Commission has reviewed other existing methods of identifying devices 
subject to the 2-grain limit. The European Standard does not include 
any equivalent limit to 1500.17(a)(3), and many of the devices listed 
in the European Standard are not comparable to those sold in the United 
States. As such, the European Standard does not offer an alternative 
method that the Commission could adopt. The AFSL Standard limits the 
explosive composition of various devices ``intended to produce 
reports'' to 2 grains of pyrotechnic composition (``reports'' is a 
synonym for ``audible effects''). The AFSL Standard also limits break 
charges to containing only black powder, an equivalent nonmetallic 
fuel, or fuel that is empirically demonstrated to perform similarly to 
black powder. Thus, while the AFSL Standard provides similar limits to 
APA Standard 87-1, described below, it is less quantifiably precise 
because it provides flexibility for empirical analysis to permit 
various fuel types.
    APA Standard 87-1, section 2.5, provides the same 2-grain (130 mg) 
limit as 1500.17(a)(3) on the pyrotechnic content of fireworks devices 
``intended to produce audible effects,'' but also includes a 
definition, or method of identifying whether a device is ``intended to 
produce audible effects.'' If a fireworks device includes a burst 
charge that contains a metallic powder less than 100 mesh in particle 
size, then the device is ``intended to produce audible effects.'' 
Section 2.5 elaborates, stating the inverse of this test method and 
providing examples. This is a straightforward and objectively 
measurable method of determining whether a device is subject to the 2-
grain limit; under this method, testers need only examine and measure 
the contents of the burst charge. This definition is consistent with 
1500.17(a)(3), which lists devices that traditionally include metallic 
fuel as examples of devices ``intended to produce audible effects,'' 
such as devices that generally use flash powder, which is a mixture of 
an oxidizer (typically potassium perchlorate) and a metallic fuel 
(typically aluminum). This method is also consistent with the intended 
purpose of the regulation to protect consumers from the greater 
energetic power of certain devices and the associated safety risks.
    Commission staff has conducted preliminary testing to examine the 
relationship between metallic content in break charges and the energy 
or explosive power of the fireworks device. As an example, staff 
examined the effect of adding aluminum, a metallic powder, to fireworks 
devices. As the Division of Chemistry (Chemistry) memorandum in the 
briefing package for this NPR explains, a quadratic analysis reveals 
that a 1 percent addition of aluminum increases the energy of a device 
by 3 percent, and that as aluminum content increases, the amount of 
explosive power increases, up to 25 percent aluminum content, at which 
point the explosive power begins to diminish. This demonstrates the 
consistency between limiting metallic content in break charges and the 
intended safety purpose of 1500.17(a)(3)--namely, to

[[Page 9016]]

limit the explosive power of devices, in order to reduce injuries 
associated with more explosive devices. Additionally, adding aluminum 
or other metallic content to an energetic material may increase 
sensitivity to impact, spark, and friction, which may present 
additional safety hazards.
c. Proposed Regulatory Requirement
    Accordingly, the Commission proposes to adopt a method for 
identifying devices that are subject to the 2-grain limit that is 
consistent with the method in APA Standard 87-1. However, unlike APA 
Standard 87-1, the Commission proposes to state the criteria directly 
in the regulation, without referencing ``devices intended to produce 
audible effects''; in addition, the Commission proposes to state only 
the general criteria for identifying these devices (i.e., metallic fuel 
greater than 100 mesh in particle size), without the additional details 
in APA Standard 87-1. Although at the time it was adopted, the phrase 
``intended to produce audible effects'' was a useful way to identify 
devices with greater explosive power and a correspondingly greater risk 
of injury, because of the current design and composition of fireworks 
devices, it is clearer and more direct to refer simply to their 
content.
    To assess the CPSC Testing Manual method and the APA Standard 87-1 
method, Commission staff randomly tested fireworks samples collected 
from the Office of Compliance from fiscal years 2014, 2015, and 2016. 
Using the CPSC Testing Manual method, staff found that 17 percent of 
the samples were ``intended to produce audible effects'' and exceeded 
the 2-grain limit. In contrast, while using the APA Standard 87-1 
method, staff found that 84 percent of the samples were ``intended to 
produce audible effects'' and exceeded the 2-grain limit. Although the 
sample size is too small to be conclusive, these results show a notable 
difference between the number of devices that qualify as ``intended to 
produce audible effects'' using the CPSC Testing Manual method and the 
APA Standard 87-1 method. This may be because the APA Standard 87-1 
method relies on precise and quantifiable measurements, rather than 
experienced observation, leaving less room for interpretation.
    The Commission does not propose to modify the overall requirement 
in 1500.17(a)(3); rather the Commission proposes to specify the 
composition that identifies a device as subject to the 2-grain limit 
and otherwise retain the 2-grain limit. For consistency, the Commission 
also proposes to replace references to ``audible effects'' throughout 
the regulations. Because the regulations currently do not require any 
particular method of identifying which devices are subject to the 2-
grain limit, requiring the use of a specific method creates a new 
requirement. Additionally, consistent with the comparative test data, 
the proposed method likely would identify more devices as subject to 
the 2-grain limit than the current CPSC Testing Manual method. 
Therefore, the practical effect of adopting the proposed method of 
identifying whether a device is ``intended to produce audible effects'' 
is that the Commission would ban more devices than it currently 
considers banned.
    It is important to note that the proposed revision to 
1500.17(a)(3), which focuses on the metallic content of the device, 
would reduce the scope of fireworks devices that are subject to the 2-
grain limit because the proposed revision does not limit the content of 
devices containing black powder only. However, the Commission believes 
that reducing the scope will not decrease the level of protection that 
the regulation provides because the Commission is not aware of any 
devices on the market that fall within the scope of the current 
regulation, but outside the scope of the proposed regulation. Under the 
current method CPSC staff uses, devices that produce a ``loud report'' 
are limited to 2 grains of pyrotechnic composition; this limit applies 
whether the device contains metallic fuel or only black powder. Under 
the proposed regulation, only devices that contain metallic fuel less 
than 100 mesh in particle size are limited to 2 grains of pyrotechnic 
composition. Therefore, the proposed provision does not limit the 
content of devices that contain only black powder. However, Commission 
staff's extensive experience observing and testing fireworks devices 
indicates that there are no devices currently on the market that 
contain only black powder and produce a ``loud report,'' subjecting 
them to the 2-grain limit. Consequently, like the proposed regulation, 
the current method, in effect, does not limit the pyrotechnic 
composition of devices that contain only black powder. Nevertheless, to 
address this difference, and because a device containing large amounts 
of only black powder could potentially pose a safety hazard to 
consumers, the Commission is proposing limits to the pyrotechnic weight 
in various aerial and ground devices. These limits are discussed in 
Section IV.A.2., below.
    In addition, the Commission is considering limiting metallic 
powders with larger particle sizes in break charges or reports, 
possibly by limiting the permissible size and/or the permissible 
percentage of such metal powders.
d. FHSA Findings
i. Finding 1: Public Health and Safety
    In previous rulemakings supporting the 2-grain limit in 
1500.17(a)(3), the Commission has found that the degree and nature of 
the hazard associated with the devices subject to that limit are such 
that public health and safety necessitate the Commission banning 
devices that exceed that limit. The proposed method of identifying 
these devices supports and furthers that necessary ban by providing a 
quantifiable and reliable method of identifying these particularly 
explosive devices. As the Fireworks Annual Report indicates, serious 
injuries and deaths still occur that are associated with devices 
commonly subject to this limit, including injuries to young children. 
In addition, as staff's testing indicates, the current test method 
identifies fewer devices as being subject to the 2-grain limit than the 
APA Standard 87-1 method. Therefore, the Commission believes that the 
proposed method is necessary to protect consumer safety because a more 
straightforward, quantifiable, and repeatable test method that does not 
require extensive training and experience will more-consistently 
identify devices that need to be limited to 2 grains of pyrotechnic 
composition. Consequently, this method will be more effective in 
keeping such devices off the market.
ii. Finding 2: Voluntary Standards
    The Commission evaluated compliance with the 2-grain limit 
provision in APA Standard 87-1. The Commission believes that the test 
method is effective since it is a consistent and reliable method for 
identifying more explosive devices, such that the Commission is 
proposing to adopt the same method. However, the Commission does not 
believe that there is likely to be substantial compliance with that 
provision of APA Standard 87-1. The Commission's preliminary testing of 
samples collected from the Office of Compliance revealed that 84 
percent (54 of 64) of devices analyzed using the APA Standard 87-1 
method met that standard's definition of devices ``intended to produce 
audible effects'' and exceeded the 2-grain limit, in violation of the 
standard. Moreover, the severity of the potential injuries shown in 
CPSC's incident data (including severe burns and death) and the

[[Page 9017]]

vulnerability of the population at risk (including young children, as 
indicated in the Fireworks Annual Report) indicate the need for a high 
level of compliance. As discussed above, these factors are relevant to 
assessing whether there is likely to be ``substantial compliance'' with 
a voluntary standard. Therefore, the Commission believes that there is 
not likely to be substantial compliance with the voluntary standard, so 
a regulatory requirement is necessary.
iii. Finding 3: Costs and Benefits
    The Commission believes that the benefits of the proposed 
requirement bear a reasonable relationship to its costs. The benefits 
include reducing the likelihood and severity of injury by providing a 
simpler and more consistent means of identifying devices that have 
comparatively high explosive powers. As the Directorate for Economic 
Analysis (EC) memorandum in the briefing package for this NPR 
indicates, the costs of this requirement are likely to be low. Based on 
CPSC testing of fireworks samples, there may be a low level of 
compliance with the comparable provision in APA Standard 87-1; however, 
the costs associated with changes that would bring noncompliant devices 
into compliance are likely to be low. Any entities that do not already 
comply with the provision in APA Standard 87-1 would need to replace 
metallic powders with nonmetallic powder, or reduce the amount of 
metallic powders in their devices. Because manufacturers already use 
both types of powders in devices, and the costs of the two types are 
comparable, the costs are likely to be low.
iv. Finding 4: Alternatives
    The Commission believes that the proposed requirement is the least 
burdensome option that meets the safety goal of this provision. The 
Commission examined several test methods, including the method in the 
CPSC Testing Manual, a method based on explosive force, APA Standard 
87-1, the AFSL Standard, and the European Standard. The method in the 
CPSC Testing Manual requires highly experienced and trained testers to 
distinguish devices by listening to them; this requires highly-
specialized testers, and as the testing data suggests, this leads to 
comparatively fewer devices being identified as subject to the 2-grain 
limit. The AFSL Standard is more stringent than APA Standard 87-1, 
limiting break charges to black powder; but it is also less precise, 
allowing for equivalent nonmetallic fuel or fuel that is empirically 
shown to be like black powder. This less-defined standard creates a 
burden for testing various powders or strictly limits devices to black 
powder. The European Standard limits pyrotechnic composition 
differently for various devices, but these devices do not all correlate 
with devices available on the U.S. market. Consequently, the method the 
Commission proposes in this NPR is the least burdensome alternative 
because it provides a simple, precise, and quantifiable method of 
identifying devices that are subject to the 2-grain limit, minimizing 
the training needed, and eliminating the need to test the 
characteristics of various powders.
e. Enforcement Discretion for Minimal Contamination
    The proposed requirement would ban devices that contain any amount 
of metallic powder less than 100 mesh in particle size in the burst 
charge, when the burst charge is produced by more than 2 grains of 
pyrotechnic content. However, the Commission recognizes that it may be 
difficult to ensure that there is no such metallic powder present due 
to potential contamination from visual effects or environmental 
contamination, and it may be difficult to consistently identify the 
presence of metallic powder because of detection limitations and 
variation. Consequently, the Commission will allow for minimal 
contamination of up to, but not exceeding, 1.00 percent of metallic 
powder in burst charges that are subject to 1500.17(a)(3).
    The Commission believes that the presence of a metal, such as 
aluminum, in trace amounts would not pose an increased safety risk to 
consumers because a scarce amount of contaminant would not 
significantly add to the energy of the explosive. As the Chemistry 
memorandum in the briefing package for this NPR explains, staff's 
preliminary testing revealed that metallic content used in visual 
effects may inadvertently contaminate break charge content at very low 
levels. Staff found that when contamination occurred, the contamination 
level in the break charge was generally less than 1 percent. In 
addition, different detection instruments can vary in the particle 
sizes and metallic content levels they detect. Staff evaluated the 
detection levels of Inductively Coupled Plasma-Optical Emission 
Spectroscopy (ICP-OES) and X-Ray Fluorescence (XRF) and found that they 
produced largely similar results but can identify metallic content at 
slightly different levels. Commission staff believes that both ICP-OES 
and XRF are viable instruments for assessing compliance with proposed 
1500.17(a)(3).
    To account for these variables, the Commission will exercise 
enforcement discretion to allow up to, but not exceeding, 1.00 percent 
contamination of metallic powder in a burst charge. The Commission 
believes that 1.00 percent is an appropriate level for two reasons. 
First, 1.00 percent would allow for unintentional contamination at the 
levels Commission staff has seen are common in fireworks devices. As 
the Chemistry memorandum explains, staff's preliminary testing reveals 
that when metallic content present in visual effects inadvertently 
contaminates a break charge, it is generally at levels below 0.4 
percent; a 1.00 percent allowance should adequately allow for 
inadvertent contamination. Second, the increase in explosive force from 
1.00 percent metallic fuel contamination is minimal, and the Commission 
believes that it does not present a notable increase in the safety risk 
to the public. As staff's preliminary testing indicates, a 1.00 percent 
increase in metallic content increases the energy of a device by 3 
percent (using aluminum as an example), and further increases in 
metallic content correspondingly increase the explosive power of the 
device up to 25 percent, at which point the explosive power begins to 
diminish. Thus, contamination up to 1.00 percent likely does not 
notably increase the risk to consumers.
2. Limit Chemical Composition and Pyrotechnic Weight (16 CFR 
1500.17(a))
a. Rationale for Limiting Chemical Composition and Pyrotechnic Weight 
and Relevant Provisions in Voluntary Standards
    As discussed, the amount of pyrotechnic material in a fireworks 
device directly relates to the energetic power of the device, and 
greater energetic power presents increased safety risks to consumers. 
To mitigate this risk, 1500.17(a)(3) limits the pyrotechnic material in 
fireworks devices that are ``intended to produce audible effects.'' 
However, this risk also exists for devices that do not fall within that 
category. To address this, each of the voluntary and international 
standards on fireworks also limits the chemical composition and 
pyrotechnic weight of various devices. The specific limits vary with 
the type of device. For certain devices, the pyrotechnic weight limits 
address the proportion of break charge relative to the chemical 
composition or effects. This protects the public because a large 
proportion of break charge relative to effects may

[[Page 9018]]

disperse the effects further and injure bystanders or ignite nearby 
property.
    Currently, CPSC's fireworks regulations do not include such limits, 
except for certain devices, such as party poppers and firecrackers. The 
Commission proposes to adopt such limits to reduce the safety risks 
associated with higher levels of particular chemical compositions and 
ratios of pyrotechnic weight in specific devices.
    Each of the voluntary and international standards limits different 
devices (some of which overlap), and some of the limits differ. These 
limits are in section 3.1.1 and 3.1.3 (ground devices) and 3.1.2 
(aerial devices) of APA Standard 87-1; in sections 2-1.8, 2-2, 2-3, and 
2-4 of the AFSL Standard; and in Table 1 in part 5 of the European 
Standard. The APA Standard 87-1 limits specify a maximum chemical 
composition for components, lift charges, and devices, and a maximum 
ratio of burst charge to total weight of chemical composition. The AFSL 
Standard does the same, but with some different limits and with 
allowances for alternate lesser ratios and different device designs. 
The European Standard lists 30 different devices with corresponding net 
explosive content limits. However, the devices listed in the European 
Standard do not fully correspond with devices available in the U.S. 
market.
b. Proposed Regulatory Requirements
    The Commission proposes to incorporate by reference the limits in 
APA Standard 87-1 for mine and shell devices, aerial shell kits 
(reloadable tube), cylindrical fountains, cone fountains, illuminating 
torches, wheels, and chasers, with one modification. The categories of 
devices listed in APA Standard 87-1 are similar to the device 
delineations in the regulations with which regulated entities are 
already familiar. They also largely comply with APA Standard 87-1 for 
transportation purposes, and the Commission believes these limits 
provide for consumer safety by limiting the explosive power of devices.
    The Commission proposes to modify the provisions in APA Standard 
87-1, which it proposes to incorporate by reference into the 
regulation, by including an additional provision that limits the 
explosive force of certain aerial devices. For mine and shell devices 
and aerial shell kits (reloadable tube), the Commission proposes to 
specify, in addition to the provisions in APA Standard 87-1, that the 
lift charge of each shell is limited to black powder (potassium 
nitrate, sulfur, and charcoal) or similar pyrotechnic composition 
without metallic fuel. This aligns with the safety rationale regarding 
metallic fuel discussed above--namely, that metallic fuels can make an 
explosive more energetic per volume than devices that do not contain 
metallic powder; so limiting the lift charge of certain aerial devices 
to contain only black powder (i.e., nonmetallic fuel), would limit the 
explosive power of those devices.
    Although the provisions that the Commission proposes align with APA 
Standard 87-1's limits on chemical composition and pyrotechnic weights 
for aerial and ground devices, they differ from the voluntary standard 
in three ways. First, the Commission's proposed requirement does not 
include details about specific devices (e.g., descriptions) that it 
believes are unnecessary for these limits. Second, the Commission's 
proposed requirement includes additional information that clarifies the 
scope of the limits. The Commission believes that these differences are 
necessary to establish a clear requirement. Third, the Commission 
proposes to adopt limits for only some ground devices, excluding some 
of the ground devices listed in APA Standard 87-1, including ground 
spinners, flitter sparklers, toy smoke devices, and sparklers. The 
Commission is omitting these devices because, based on incident and 
injury data, the Commission does not believe these devices pose 
significant safety hazards to consumers to necessitate limits on their 
compositions.
    As discussed, the proposed revision to 1500.17(a)(3), which focuses 
on the metallic content of devices, would reduce the scope of fireworks 
devices that are subject to the 2-grain limit. Specifically, under the 
current regulation and CPSC staff's current test method, the 2-grain 
limit applies to any device that produces a ``loud report,'' whether it 
contains metallic fuel or only black powder; under the proposed 
requirement, the 2-grain limit would apply only to devices that contain 
metallic fuel and not devices that contain only black powder. The 
proposed pyrotechnic weight limits for aerial devices fills the gap 
created by this change, by limiting the explosive force of devices 
regardless of whether they contain metallic fuel or only black powder. 
To provide comparable limits for ground devices, the Commission also 
proposes to adopt the pyrotechnic weight limits for ground devices that 
are in APA Standard 87-1. Limits for ground devices will also 
compensate for the reduced scope that the proposed 1500.17(a)(3) 
creates, by preventing ground devices from containing large amounts of 
black powder. The Commission believes that these limits are necessary 
to protect the public because devices containing a large amount of 
black powder can pose a safety hazard; therefore, it is necessary to 
limit the power of devices that contain only black powder, as well as 
devices containing metallic powder.
    The proposed limits on chemical composition and pyrotechnic weight 
would create new limits on fireworks devices that do not currently 
exist in the regulations, thereby creating a new ban of hazardous 
substances that currently are not prohibited.
c. FHSA Findings
i. Finding 1: Public Health and Safety
    Fireworks devices with greater explosive content may contribute to 
more severe injuries and deaths than devices with less explosive power 
and labeling required by section 2(p)(1) of the FHSA is not adequate to 
protect the public health and safety. See 15 U.S.C. 1261(p)(1). 
Therefore, for the same reasons supporting the 2-grain limit in 
1500.17(a)(3), the Commission believes that chemical composition and 
pyrotechnic weight, including content ratios, need to be limited in 
devices that are not subject to 1500.17(a)(3) to protect the public 
from the safety risks of devices with high explosive content and those 
containing only black powder.
ii. Finding 2: Voluntary Standards
    With respect to the first prong of this finding, the Commission 
believes that compliance with the voluntary standard is likely to 
reduce the risk of injury, because the limits in the voluntary standard 
effectively reduce the explosive power of devices, which is why the 
Commission proposes to incorporate by reference the limits in the 
voluntary standard. As for the second prong of the finding, however, 
the Commission believes that there is not likely to be substantial 
compliance with the voluntary standard. Commission staff randomly 
tested fiscal year 2014 and 2015 fireworks samples collected by the 
Office of Compliance to evaluate compliance with the various limits in 
APA Standard 87-1. Staff analyzed 42 devices in total (12 reloadable 
aerial shell devices and 30 multiple-tube mine and shell devices). 
Although the sample size of this testing is insufficient to draw 
definitive conclusions, the results, nevertheless, are informative. Two 
(17%) of the 12 reloadable aerial shell devices and 8 (27%) of the 30 
multiple-tube mine and shell devices staff tested exceeded the

[[Page 9019]]

permissible break charge-to-effect ratio specified in APA Standard 87-
1. None of either type of device exceeded the maximum lift charge 
provided in APA Standard 87-1. Additionally, none of the reloadable 
aerial shell devices exceeded the total pyrotechnic composition limits 
in APA Standard 87-1, while 6 (20%) of the multiple-tube mine and shell 
devices exceeded those limits. The Commission does not have information 
regarding industry compliance with the limits on ground devices set 
forth in APA Standard 87-1, and requests such information and relevant 
data.
    As the preliminary testing staff conducted showed, between 15 
percent and 30 percent of tested devices did not comply with some 
portion of APA Standard 87-1's limits on chemical composition and 
pyrotechnic weight. Moreover, the potential severity of injuries and 
death associated with devices with greater explosive power, described 
in the previous section, indicate the need for particularly high 
compliance levels.
iii. Finding 3: Costs and Benefits
    The Commission believes that the benefits and costs of the proposed 
requirement bear a reasonable relationship because the minimal costs 
associated with limiting the content of fireworks devices are 
reasonable in light of the benefits to consumer safety. Benefits 
include reducing the presence of more-energetic devices on the market, 
which pose an increased safety risk to consumers. Anticipated costs 
include implementing quality control measures to ensure devices do not 
contain more than the proscribed limits; these quality control measures 
may include acquiring smaller measuring devices, which is likely low in 
cost. The proposed requirements are not expected to eliminate any 
products from the market because devices that are noncompliant could 
function as well if they complied with the proposed limits, and the 
Commission does not expect that manufacturers will have to redesign 
their products.
iv. Finding 4: Alternatives
    Given the minimal burden this requirement would create, the 
Commission believes that the proposed limits on chemical composition 
and pyrotechnic weight are the least burdensome way to achieve the 
safety purpose of the proposed requirement. In comparison to the AFSL 
and European Standards, the categories of devices listed in APA 
Standard 87-1 are similar to the device delineations in the regulations 
with which regulated entities are already familiar. They also largely 
comply with APA Standard 87-1 for transportation purposes because DOT 
incorporates that standard by reference into its regulations. The only 
substantial difference between APA Standard 87-1 and the proposed 
requirement is that the proposed requirement does not include all of 
the ground devices that APA Standard 87-1 lists. This is because the 
Commission does not have data indicating that those ground devices pose 
significant safety hazards to consumers. As such, the Commission does 
not believe that limits for those devices are necessary, and there 
would not be adequate support to justify the FHSA findings.
3. Add Hexachlorobenzene and Lead Tetroxide and Other Lead Compounds to 
the List of Prohibited Chemicals (16 CFR 1507.2)
a. Proposed Requirements and Rationale
    The Commission proposes to add hexachlorobenzene (HCB) and lead 
tetroxide and other lead compounds to the list of prohibited chemicals 
in 1507.2. Various studies indicate that fireworks devices contain HCB 
and lead tetroxide or other lead compounds. Specifically, studies have 
found HCB in 25 percent to 53 percent of fireworks samples, depending 
on the study and in concentrations up to 4.4 percent. See Fireworks NPR 
Briefing Package, Health Sciences Memorandum (Tab A of NPR Briefing 
Package), for further discussion of these studies. Testing by AFSL and 
CPSC has found lead compounds in 9 percent to 38 percent of fireworks 
samples, depending on the study, and in concentrations greater than 
0.25 percent.
    HCB and lead tetroxide and other lead compounds can be released 
into the environment when fireworks containing them explode; and 
although the Commission has not conducted an exposure analysis, the 
public can absorb both chemicals into their bodies through inhalation 
or surface contact. Moreover, both of these chemicals are likely 
carcinogenic and are toxic to humans. HCB is associated with numerous 
serious health effects, including developmental and reproductive 
toxicity, liver toxicity, and cancer, and can be passed to offspring. 
Absorption of lead compounds also can have serious impacts on 
neurological, reproductive, renal, cardiovascular, gastrointestinal, 
and hematological functions, particularly in children, and can be 
passed to offspring. The Commission proposes to prohibit fireworks 
devices from containing these chemicals. This proposed provision covers 
only health effects relating to non-carcinogenic liver effects and 
developmental effects including anatomical variations or delayed 
development (but not including malformations) associated with HCB and 
hematological, gastrointestinal, cardiovascular, renal, and 
neurological toxicity associated with lead tetroxide and other lead 
compounds.
    The FHSA authorizes the Commission to declare a substance or 
mixture of substances to be a hazardous substance within the scope of 
the FHSA, if it finds that the substance meets one of the categories 
described in section 2(f)(1)(A) of the statute. 15 U.S.C. 1262(a)(1). 
Section 2(f)(1)(A) of the FHSA lists various characteristics that 
qualify a substance as a ``hazardous substance.'' Id. at 1261(f)(1)(A). 
One of these characteristics is that the substance is ``toxic,'' which 
the FHSA defines as a substance ``which has the capacity to produce 
personal injury or illness to man through ingestion, inhalation, or 
absorption through any body surface.'' Id. at 1261(f)(1)(A), 1261(g). 
In addition to meeting the definition of ``toxic,'' the Commission must 
also determine that the substance ``may cause substantial personal 
injury or substantial illness during or as a proximate result of any 
customary or reasonably foreseeable handling or use'' in order to be a 
``hazardous substance'' under the FHSA. Id. at 1261(f)(1).
    As described in the Health Sciences memorandum in Tab A of the 
briefing package for this NPR, Commission staff believes that fireworks 
devices containing HCB or lead tetroxide or other lead compounds 
present toxicological hazards that can be absorbed into the human body; 
these substances have been demonstrated to be harmful to human health; 
and fireworks devices have been found to contain these chemicals. 
Therefore, the Commission believes that there is support to find that 
fireworks devices containing HCB or lead tetroxide or other lead 
compounds are ``toxic'' within the definition in the FHSA and may cause 
substantial illness as a result of reasonably foreseeable handling, 
use, or contact with such devices.
    All three voluntary and international standards regarding fireworks 
include some prohibition of lead compounds, HCB, or both. Although the 
three standards are similar, each addresses limits on HCB and lead 
compounds differently. Table 1 outlines the relevant requirements in 
each of the three standards, as well as the current CPSC regulations.

[[Page 9020]]



                         Table 1--Limits on HCB and Lead Compounds in Fireworks Devices
----------------------------------------------------------------------------------------------------------------
                                                       HCB                             Lead compounds
----------------------------------------------------------------------------------------------------------------
Current Sec.   1507.2................  Not listed........................  No limit.
APA Standard 87-1 \1\................  Not listed........................  Prohibited at concentrations of 0.25%
                                                                            by weight or more.
AFSL Standard \2\....................  Prohibited at concentrations above  Prohibited.
                                        0.01% by weight.
European Standard \3\................  Prohibited........................  Prohibited.
----------------------------------------------------------------------------------------------------------------
\1\ Section 3.7.
\2\ Appendix A, Table I, para. (e), (f).
\3\ EN 15947-5, pt 1.

    As discussed in Section IV.B.1., below, the Commission also 
proposes to allow for trace contamination with these and other 
prohibited chemicals, consistent with the voluntary standards. Section 
IV.B.1. discusses the various trace contamination limits the Commission 
is considering for these chemicals and other prohibited chemicals in 
further detail. Nevertheless, the Commission believes that there is a 
need, generally, to prohibit HCB and lead tetroxide and other lead 
compounds.
    The proposed requirement would constitute a new hazardous substance 
ban under the FHSA because it would ban chemicals that are not 
currently prohibited in CPSC's fireworks regulations.
b. FHSA Findings
i. Finding 1: Public Health and Safety
    The Commission believes that HCB and lead tetroxide and other lead 
compounds in fireworks present a serious hazard to consumers, 
justifying prohibiting these chemicals. As the Health Sciences 
memorandum in the briefing package for this NPR discusses, testing 
indicates that HCB and lead are present in some fireworks devices and 
bystanders can absorb these chemicals from the environment when they 
are released from fireworks. Moreover, both chemicals are associated 
with severe health problems.
ii. Finding 2: Voluntary Standards
    As for the first prong of this finding, the Commission believes 
that compliance with the voluntary standard would adequately reduce the 
risk of injury because the voluntary standard limits the explosive 
power of devices, which is why the Commission proposes to incorporate 
these limits by reference into the regulations. With respect to the 
second prong of this finding, the Commission believes that there is not 
likely to be substantial compliance with the voluntary standards. As 
the data shows, studies have found devices containing HCB or lead 
compounds and at levels above the limits permitted in the voluntary 
standards, indicating a lack of compliance. Because of the serious 
health effects associated with HCB and lead compounds, these two 
chemicals pose a particularly serious risk to consumers, necessitating 
a particularly high level of compliance.
iii. Finding 3: Costs and Benefits
    The Commission believes that the benefits of the recommended 
requirement bear a reasonable relationship to its costs. The benefits 
would include reducing consumer exposure to two chemicals that pose 
serious health effects. Comparatively, the costs are likely low because 
HCB and lead compounds are not necessary components of fireworks, they 
are not commonly used, and the effects they create can be replicated 
with other safer and less-costly materials.
iv. Finding 4: Alternatives
    The Commission believes that the recommended requirement is the 
least burdensome means of achieving the safety purpose. Prohibiting 
these two chemicals in unsafe levels is necessary to protect consumer 
safety; any alternative may not accomplish this purpose.
4. Adopt a Test Method To Evaluate Side Ignition (16 CFR 1507.3)
a. Proposed Requirement and Rationale
    Section 1507.3(a)(1) requires fireworks devices that use a fuse 
(with the exception of certain smaller fireworks devices) to use a fuse 
that is treated or coated to ``reduce the possibility of side 
ignition.'' Section 1500.17(a)(9) bans any fireworks device that does 
not comply with applicable requirements of part 1507 (except as 
specified in 1500.17(a)(9)), thereby making devices that do not meet 
the fuse requirements in 1507.3 ``banned hazardous substances.'' The 
regulation does not detail how to evaluate compliance with 
1507.3(a)(1), nor does it specify what qualifies as ``reduc[ing] the 
possibility of side ignition.'' The CPSC Testing Manual, APA Standard 
87-1, and the AFSL Standard provide additional details about this 
requirement. The CPSC Testing Manual provides a test for evaluating 
fuse side-ignition resistance. The testing involves holding a lit 
cigarette against the side of the fuse and measuring how long the fuse 
resists ignition. The CPSC Testing Manual directs testers to measure 
whether side ignition occurs within 5 seconds; and CPSC currently 
considers a device to have failed the fuse side-ignition resistance 
requirement in 1507.3(a)(1) if the fuse ignites within 3 seconds. APA 
Standard 87-1 and the AFSL Standard provide similar restrictions to 
1507.3(a)(1) and similar test methods to the CPSC Testing Manual, each 
requiring the fuse not to ignite within 3 seconds.
    Between 2005 and 2015, the Commission found 28 violations of 
1507.3(a)(1). In addition, Commission staff assessed 211 fireworks 
device samples for side ignition in fiscal year 2015. Staff found that 
1 sample (0.5%) ignited in less than 3 seconds; 12 samples (5.7%) 
ignited in 3 to 5 seconds; and 198 (93.8%) did not ignite within 5 
seconds.
    The potential for injury when a fireworks device inadvertently 
ignites is serious and could severely injure or kill a person 
attempting to light the fireworks device or harm bystanders. If a 
device lights quickly without the user deliberately lighting it, the 
user could be holding the device or be close to it when it explodes. 
Although incident and injury reports listed in the Fireworks Annual 
Report do not specifically reference side ignition of fireworks devices 
(which may be difficult to identify), the report does include numerous 
incidents in which users or bystanders died or sustained serious 
injuries when a fireworks device exploded while the user was holding it 
or when the device was lit too close to bystanders or to other 
fireworks or explosives. Injuries resulting from these incidents 
included severe burns, bone fractures, and lacerations.
    Because of the potential severity of injuries that can result if a 
device inadvertently ignites, the Commission proposes to adopt the test 
method for evaluating fuse side ignition described in the CPSC Testing 
Manual as part of

[[Page 9021]]

the regulations and to specify that fuses must resist side ignition for 
at least 3 seconds. Because this test method is part of the CPSC 
Testing Manual, it is not a requirement, but rather, is simply one 
method available for assessing compliance with 1507.3(a)(1). A clear 
and consistent understanding of the side ignition resistance 
requirement may improve safety because industry members would evaluate 
the side ignition resistance of fuses uniformly, allowing them to 
consistently and reliably identify fuses that risk side ignition, 
thereby posing a safety risk to consumers. Moreover, specifying that 
devices must resist side ignition for 3 seconds provides a clear 
threshold for determining the safety of the device.
    As explained, the proposed requirement, in effect, would create a 
new hazardous substance ban, triggering the findings required under the 
FHSA because it would require all manufacturers to test their devices 
and use that evaluation method, which may be different or more 
stringent than the method they currently use.
b. FHSA Findings
i. Finding 1: Public Health and Safety
    The Commission believes that the degree and nature of the hazards 
associated with side ignition are such that the public health and 
safety necessitate banning devices that exceed the proposed side 
ignition resistance limit. Inadvertent side ignition presents a serious 
safety hazard to consumers who may be near the device when it 
functions. Although incident data does not specifically capture side-
ignition incidents, the Fireworks Annual Report references deaths and 
serious injuries that resulted when a fireworks device fired too close 
to a user or bystander or when a user was holding it, which are among 
the circumstances likely to occur when a device inadvertently lights by 
side ignition. A quantifiable test for all regulated entities to follow 
would improve consumer safety by promoting consistent assessment of 
devices to screen for unsafe devices entering the market.
ii. Finding 2: Voluntary Standards
    In considering the first prong of this finding, the Commission 
believes that compliance with the voluntary standard would likely 
adequately reduce the risk of injury because it specifies a test for 
evaluating side ignition and specifies a reasonable time in which fuses 
should resist side ignition, which is why the Commission proposes to 
adopt a comparable test method and limit. But with respect to the 
second prong of this finding, the Commission believes that there is not 
likely to be substantial compliance with the APA Standard 87-1 test 
method and 3-second threshold. Although CPSC's preliminary testing 
indicates that a high percentage of devices satisfy the APA Standard 
87-1 fuse side-ignition resistance provisions, given the severity of 
the potential injuries that can result when a fireworks devices 
inadvertently lights, the Commission believes that a particularly high 
level of compliance is necessary to adequately reduce this risk. As 
discussed above, the severity of potential injuries is a factor the 
Commission considers relevant in assessing the level of compliance 
necessary to constitute ``substantial compliance'' with a voluntary 
standard. See H.R. Rep. No. 208, 97th Cong., 1st Sess. 875 (1981). 
Moreover, the test method that the Commission proposes includes 
additional details that APA Standard 87-1 does not, making the proposed 
test method clearer, which facilitates compliance and uniformity of 
testing and results.
iii. Finding 3: Costs and Benefits
    Third, the Commission believes that the benefits of the proposed 
requirement bear a reasonable relationship to its costs. Anticipated 
costs include developing a testing program to evaluate product 
compliance in order to issue certificates of compliance, modifying 
devices to resist side ignition for a longer period, and potentially 
removing a small proportion of devices from the market. The Commission 
does not expect the costs associated with these options to be high, 
particularly because testing costs can be allocated across all devices 
with fuses. Benefits include the reduced risk of injury to consumers, 
including a reduced risk of serious injuries associated with devices 
firing close to users.
iv. Finding 4: Alternatives
    Fourth, the Commission believes that the proposed requirement is 
the least burdensome way to achieve the targeted safety purpose. The 
proposed test method and 3-second threshold are consistent with the 
voluntary standards and the CPSC Testing Manual and would facilitate 
compliance and consumer safety.
5. Require Bases To Remain Attached to Devices (16 CFR 1507.4)
a. Proposed Requirement and Rationale
    Section 1507.4 provides a minimum base-to-height ratio for 
fireworks devices that aims to reduce the likelihood of devices tipping 
over. The ratio test is intended to prevent devices from tipping over, 
but it is a static test that does not evaluate whether a device will 
tip over when firing. When firing, a device may tip over if there is no 
base, or if the base is not securely attached. If a device tips over 
when firing, it presents a serious safety hazard because it could fire 
in the direction of bystanders or nearby property, or users may return 
to a lit device to correct the tip over. Although the Fireworks Annual 
Report does not specifically track incidents or injuries that involve 
detached bases, the report does indicate that during a 1-month period 
in 2015, 6 percent of incidents involved devices tipping over, and 13 
percent of incidents involved errant flight paths (including devices 
firing at bystanders rather than directly upwards), which resulted in 
severe burns. Although these incidents are not attributable to base 
detachments, specifically, incidents involving devices tipping over or 
having errant flight paths are the types of incidents that can occur 
when a base detaches from a device.
    Commission staff has observed that several devices on the market do 
not have bases, or they have bases that became detached before or 
during use. Although staff does not systematically check for base 
attachment issues because that currently is not a requirement, staff 
nevertheless, may record these issues in notes on test reports during 
routine testing. Because staff does not systematically check and record 
base attachment issues, the reports that do reflect such issues 
represent the minimum number of base attachment issues that staff has 
witnessed. Between fiscal year 1999 and 2016, staff reports indicate 
that 88 devices had no base, or the base detached before or during 
operation; 32 devices tipped over during testing; and 76 devices had 
compromised tube integrity. More than half of the base separations that 
staff observed were between fiscal years 2010 and 2016. This could 
suggest a decline in quality control, although there are other possible 
explanations as well. In some of these cases, staff noted that the base 
was detached or broken when received; in others, the base detached 
during handling; and in others, the base detached or cracked when the 
device fired. Staff has identified 111 samples (2.4%) out of 4,554 
devices that have, or could have bases and that contained notes 
indicating that bases were either missing or functioned improperly 
during operation. This indicates that there are a large number of 
devices on the market that potentially pose a safety hazard if a device 
tips over.

[[Page 9022]]

    Because of the safety risk associated with devices tipping over, 
the role base attachment can play in tip-over incidents, staff's 
observations of devices that rely on bases to operate properly, and 
staff's observation of devices on the market that do not have bases 
that are attached securely, the Commission proposes to require bases to 
remain attached to devices during storage, handling, and normal 
operation.
    This proposed requirement is similar to provisions in the AFSL 
Standard and APA Standard 87-1 that require bases to remain attached to 
devices during transportation, handling, and normal operation. However, 
because Commission staff has observed devices that arrive with no base 
or a detached or broken base, the Commission proposes to extend this 
requirement to storage as well. Because DOT has jurisdiction over 
transportation safety, the Commission's proposed provision does not 
address transportation.
    This proposal would create a new hazardous substance ban because it 
would add a requirement to 1507.4 that would require bases to remain 
attached during storage, handling, and normal operation. As noted, any 
fireworks device that does not comply with part 1507 constitutes a 
banned hazardous substance under 1500.17(a)(9).
b. FHSA Findings
i. Finding 1: Public Health and Safety
    The Commission believes that the degree and nature of the hazard 
associated with bases detaching and devices tipping over when firing 
are such that the public health and safety necessitates the Commission 
banning devices that do not have bases that are attached securely. 
Commission testing has found numerous devices that do not have bases 
that are attached securely and have tipped over during firing. 
Moreover, the proportion of these devices has increased in recent 
years. If a device tips over when firing, it can result in serious 
injuries. Although the incident reports do not address base detachments 
specifically, tip overs and other incidents can result when a base 
detaches and have resulted in serious burns to users and bystanders.
ii. Finding 2: Voluntary Standards
    The Commission also believes that the voluntary standard provisions 
regarding base detachment are not adequate. For one, the voluntary 
standards include requirements relevant to transportation, which falls 
within DOT's purview. In addition, the Commission believes that the 
voluntary standards are not likely to adequately reduce the safety risk 
associated with base detachments because they do not address detachment 
that occurs during storage. Commission staff has observed fireworks 
devices with bases that were missing, broken, or detached before staff 
handled and operated them. As such, staff concluded that it is 
necessary to require attachment during storage. Finally, the Commission 
believes that there is not substantial compliance with the voluntary 
standards. In recent years, Commission staff has observed devices with 
missing, broken, or detached bases. This suggests that there is not 
substantial compliance with the voluntary standards. The presence of 
devices on the market that do not comply with the voluntary standards 
and the serious injuries that can result when such noncompliant devices 
tip over during firing, support the Commission's finding that there is 
not sufficient compliance with the voluntary standards.
iii. Finding 3: Costs and Benefits
    The Commission believes that the costs associated with the proposed 
requirement are reasonable, relative to the safety benefits. These 
costs include affixing bases to devices; designing them as a single 
piece; and incurring the time, materials, and shipping costs associated 
with those modifications. Although the Commission cannot estimate the 
safety benefits of improving the stability of devices, the general 
occurrence of tip-over incidents, and the potentially serious injuries 
that can result, supports the need for safety measures that would 
reduce them.
iv. Finding 4: Alternatives
    The Commission believes that the proposed requirement is the least 
burdensome way to achieve the safety goal. The proposed requirement is 
performance-based, rather than prescriptive, allowing manufacturers 
numerous ways to comply. The proposal also is consistent with 
requirements in the voluntary standards.
6. Prohibit Devices From Projecting Fragments When Functioning
a. Proposed Requirement and Rationale
    Incident data reported to the Commission for 2005 to 2015 indicate 
that some incidents may have involved fireworks that projected 
fragments when they fired, injuring bystanders. Although it was not 
clear in all of these incidents whether the fragments were part of a 
consumer fireworks device or debris in the surrounding area, the 
resulting injuries demonstrate the risk to consumers. The reported 
incidents included debris in a bystander's eye; third-degree burns on a 
bystander's foot; a metal shard lodged in a bystander's ankle when the 
device fired sideways; and first-degree burns and a corneal abrasion 
from a piece of metal in a bystander's eye. As these incidents 
demonstrate, fragments of hard materials from a firing fireworks device 
can cause serious injuries. Moreover, during routine compliance 
testing, Commission staff has observed hard plastic, metal, or other 
fragments expelled when fireworks devices function.
    To address this safety hazard, the Commission proposes to prohibit 
fireworks devices from projecting sharp debris when functioning. 
Section 3.7.2 of APA Standard 87-1 prohibits fireworks devices from 
propelling sharp fragments of specific materials when set off. The AFSL 
Standard includes a similar, more general requirement, prohibiting 
devices from projecting flaming or glowing pieces (section 2-1.11). The 
Commission proposes to incorporate by reference the APA Standard 87-1 
provision because it provides a more detailed requirement, listing 
specific types of materials that a fireworks device may not project, 
including metal, glass, and brittle plastic. However, the Commission 
requests comments on whether this provision should be limited to 
certain sizes or amounts of these fragments, rather than a strict 
general ban, because devices may include these materials as necessary 
components.
    Because the regulations do not currently prohibit devices that 
project sharp fragments, this would be a new ban, subject to the FHSA 
findings.
b. FHSA Findings
i. Finding 1: Public Health and Safety
    The Commission believes that this ban is necessary to adequately 
protect the public from the risk of serious injury that can result when 
fireworks devices project sharp fragments. Commission staff has 
observed devices project fragments when firing and incident data 
demonstrates the occurrence and severity of these incidents.
ii. Finding 2: Voluntary Standards
    The Commission believes that APA Standard 87-1 would adequately 
reduce the risk of injury associated with projected fragments because 
it prohibits devices from projecting fragments that can injure 
bystanders, which is why the Commission proposes to incorporate by 
reference this provision of the voluntary standard. But the Commission 
does not believe that there is likely to be substantial compliance with 
that

[[Page 9023]]

standard, given the severity of potential injuries. As discussed above, 
the severity of potential injuries is a factor the Commission considers 
relevant in assessing the level of compliance necessary to constitute 
``substantial compliance'' with a voluntary standard. See H.R. Rep. No. 
208, 97th Cong., 1st Sess. 875 (1981). Although there are only eight 
reported incidents, the reported injuries demonstrate the potential 
severity of injuries that projected fragments can cause, including 
first-degree burns and eye injuries. Accordingly, the level of 
compliance must be particularly high.
iii. Finding 3: Costs and Benefits
    The Commission believes that the benefits of the proposed 
requirement bear a reasonable relationship to the costs. The benefits 
include increased consumer safety. The costs include possibly 
redesigning devices to eliminate parts that may be dispersed or 
expelled as fragments or potentially implementing greater quality 
control to ensure that such parts are not dispersed or expelled as 
fragments. Commission staff does not have sufficient information to 
determine the expected costs of these modifications, but anecdotal 
evidence indicates that less than 10 percent of the market does not 
comply with the proposed requirement.
iv. Finding 4: Alternatives
    The Commission believes that the proposed requirement is the least 
burdensome way to achieve the safety goal. The AFSL Standard and APA 
Standard 87-1 provide similar alternatives, and the proposed 
requirement is a performance-based standard that prohibits devices that 
project fragments and does not otherwise limit the design of devices.

B. Easing Existing Regulatory Requirements

    The following proposed provision would not create any new 
requirements or ban any hazardous substances. Rather, the proposed 
provision would ease the existing regulatory requirements applicable to 
fireworks devices.
1. Allow Trace Amounts of Prohibited Chemicals (16 CFR 1507.2)
    Section 1507.2 prohibits the presence of certain chemicals in 
fireworks devices. This requirement has existed in CPSC's regulations 
since 1976. 41 FR 9512 (Mar. 4, 1976); 41 FR 22931 (June 8, 1976). 
However, technology has advanced significantly since CPSC adopted this 
provision, and now testing can identify previously undetectable trace 
amounts of a chemical. This precision can make it difficult and 
burdensome to demonstrate the absence of prohibited chemicals in any 
amount because instruments often can quantify the presence of a 
chemical at parts per billion or parts per trillion, but not zero. 
Instruments and analyses that can test for the presence of chemicals at 
infinitesimal levels are costly and often require significant sample 
preparation, while simpler and less costly test methods (e.g., X-Ray 
Fluorescence spectroscopy) are available to identify the presence of 
chemicals.
    Given the nature of the chemicals prohibited in fireworks devices 
and the manner in which these chemicals appear in fireworks devices in 
trace amounts, the Commission believes that their presence is not 
intentional. In large enough amounts, these chemicals are unstable or 
pose health or environmental risks, so manufacturers would not 
deliberately add them to devices. Rather, when they are present, it is 
likely the result of their inadvertent presence in the environment 
during production. The Commission believes that trace amounts of these 
chemicals do not present a risk to consumers because such minimal 
levels would not affect the rate of reaction and consequent explosive 
power.
    To reflect current technological capabilities, the relative 
difficulty and cost of identifying and eliminating all trace amounts of 
prohibited chemicals, the unintentional nature of trace contamination, 
and the negligible safety implications of trace contamination, the 
Commission proposes to allow trace amounts of the chemicals prohibited 
in 1507.2 to be present in fireworks devices.
    Existing standards and Commission testing and research provide some 
options for selecting an appropriate trace allowance limit. APA 
Standard 87-1 and the AFSL Standard both allow for small amounts of 
prohibited chemicals as impurities. APA Standard 87-1, section 3.7.1, 
allows for trace amounts of all prohibited chemicals, if the trace 
amount is less than 0.25 percent by weight. The AFSL Standard, Appendix 
A, Table 1, allows for trace contamination of HCB at the limit of 0.01 
percent by weight, but does not include a general allowance for all 
prohibited chemicals. There are also limits on lead content in other 
consumer products. The Consumer Product Safety Improvement Act (CPSIA; 
Pub. L. 110-314, 122 Stat. 3016) limits the lead content of most 
children's products to 0.01 percent by weight and limits lead compounds 
in consumer surface-coating materials to 0.009 percent by weight.
    Additionally, Commission staff conducted preliminary testing to 
identify prohibited chemicals in fireworks devices. Examining samples 
collected from the Office of Compliance from fiscal years 2014 and 
2015, staff found that 90 percent of the samples (29 of 32) contained 
titanium with 100-mesh particle size or smaller, in violation of 
1507.2(j), and 38 percent of the samples (12 of 32) contained lead, 
which the Commission proposes to prohibit in this NPR. However, 
applying a trace contamination allowance of 0.25 percent by weight 
(consistent with APA Standard 87-1), only 9 percent (3 of 32) exceeded 
this limit for titanium with 100-mesh particle size or smaller and only 
3 percent (1 of 32) exceeded this limit for lead compounds. Applying an 
even lower contamination allowance of 0.05 percent by weight, only a 
few samples (between 9 percent and 16 percent) exceeded this threshold 
for titanium with 100-mesh particle size or smaller, and none of the 
samples exceeded this limit for lead compounds. As discussed, various 
studies have found HCB in fireworks devices in ranges less than and 
greater than 0.01 percent, 0.05 percent, and 0.25 percent by weight.
    Based on this information, there are several options that the 
Commission may adopt as a general allowance for all prohibited 
chemicals or as trace allowances for particular chemicals, such as HCB 
and lead tetroxide and other lead compounds. These options include:
     Allowing trace amounts:
    [cir] Less than 0.25 percent by weight (consistent with the general 
limit in APA Standard 87-1);
    [cir] less than 0.01 percent by weight (consistent with CPSIA lead 
limits);
    [cir] less than 0.05 percent by weight (since CPSC's initial 
testing indicates that most devices comply with this level);
    [cir] less than 0.01 percent by weight (consistent with the most 
stringent allowance in the voluntary standards); or
    [cir] less than 0.009 percent by weight (consistent with the CPSIA 
limit on lead compounds in certain consumer materials); or
     adopting no allowance for certain chemicals.
    The Commission does not have exposure data regarding the relative 
safety of the various trace contamination levels identified.
    With the exception of HCB, the Commission proposes to allow for 
trace amounts up to 0.25 percent of each of

[[Page 9024]]

the prohibited chemicals listed in 1507.2, including lead tetroxide and 
other lead compounds, which the Commission proposes to add to 1507.2 in 
this NPR. This contamination level is consistent with the level 
provided in APA Standard 87-1. The Commission proposes to allow for 
trace amounts of 0.01 percent for HCB. This contamination level is 
consistent with the level provided in the AFSL Standard.
    The Commission also may opt to adopt trace contamination allowances 
in the regulations, in compliance guidance, or in the CPSC Testing 
Manual. Incorporating trace allowance limits into compliance guidance 
or the CPSC Testing Manual would maintain the strict prohibition in the 
regulations but give the Commission flexibility in enforcing violations 
of the prohibited chemicals ban. Including these allowances in 
compliance guidance or the CPSC Testing Manual would not create or 
modify the current requirement in 1507.2, but would serve only as an 
option available for Commission flexibility.

C. Clarifications of Existing Regulations

    The following proposed requirements would not create any new 
requirements or ban any hazardous substances; rather they would 
facilitate regulated entities' understanding of the existing or 
proposed regulations by providing definitions and eliminating 
inconsistencies. Because these proposed requirements would not create 
new hazardous substance bans, they do not require the Commission to 
make the FHSA findings.
1. Define ``Burst Charge'' (16 CFR 1500.3)
    The proposed modifications to 16 CFR 1500.17(a)(3) regarding the 
method of identifying devices that are limited to 2 grains of 
pyrotechnic composition (discussed in Section IV.A.1.) focus on the 
content of the ``burst charge'' of the device. Additionally, ``burst 
charge'' appears in the proposed chemical composition and pyrotechnic 
weight limits (discussed in Section IV.A.2.). Consequently, the meaning 
of the term ``burst charge'' is central to these proposed requirements, 
and regulated entities need a clear understanding of the term to comply 
with the proposed requirements. Therefore, the Commission proposes to 
define ``burst charge.''
    The proposed requirements in which the term ``burst charge'' would 
appear are consistent with provisions in APA Standard 87-1. APA 
Standard 87-1 defines ``burst charge'' in section 2.5, describing its 
function and the effects it produces--namely, that it is a chemical 
composition that breaks open an aerial device--and identifying 
``expelling charge'' and ``break charge'' as common synonyms for 
``burst charge.'' The Commission believes that this definition 
accurately describes the term ``burst charge.'' For that reason, and to 
align with the industry standard, the Commission proposes to 
incorporate by reference the definition of ``burst charge'' as it 
appears in the first two sentences of APA Standard 87-1, section 2.5.
2. Define ``Chemical Composition'' (16 CFR 1500.3)
    The term ``chemical composition'' is central to the proposed 
chemical composition and pyrotechnic weight limits (described in 
Section IV.A.2.). The Commission proposes to define ``chemical 
composition'' so that regulated entities have a clear and precise 
understanding of this term to comply with the proposed limits.
    The chemical composition limits that the Commission proposes are 
similar to those in APA Standard 87-1. APA Standard 87-1 defines 
``chemical composition'' in section 2.6, describing it as pyrotechnic 
and explosive compositions and detailing its components. The Commission 
believes that this definition accurately describes ``chemical 
composition.'' For this reason, and to align with the industry 
standard, the Commission proposes to incorporate by reference the 
definition of ``chemical composition'' as set forth in APA Standard 87-
1, section 2.6.
    In addition, the Commission proposes to specify that ``chemical 
composition'' consists of lift charge, burst charge, and visible and 
audible effect materials. This additional information is not in APA 
Standard 87-1, but the Commission believes it clarifies information, 
which facilitates industry compliance with the proposed chemical 
composition and pyrotechnic weight limits.
3. Define ``Explosive Composition'' (16 CFR 1500.3 and 1507.1)
    The proposed definition of ``chemical composition'' includes the 
term ``explosive composition.'' In addition, the proposed definition of 
``firecrackers,'' discussed below, also includes this term. To 
facilitate clear and consistent industry understanding of this term, 
the Commission proposes to define ``explosive composition.''
    APA Standard 87-1 defines ``explosive composition'' in section 
2.6.1, describing the function and effect. The Commission believes that 
this definition accurately describes the term. For this reason, and for 
consistency with this recognized standard, the Commission proposes to 
incorporate by reference APA Standard 87-1, section 2.6.1.
4. Define ``Lift Charge'' (16 CFR 1500.3)
    The chemical composition limits that the Commission proposes 
(described in Section IV.A.2., above) include limits on the chemical 
composition of ``lift charges.'' The Commission proposes to define the 
term ``lift charge'' so that regulated entities have a clear and 
consistent understanding of the components to which these limits apply.
    The chemical composition limits that the Commission proposes are 
similar to those in APA Standard 87-1. Standard APA Standard 87-1 also 
defines ``lift charge'' in section 2.10, describing its function 
(lifting or propelling a device into the air) and composition. The 
Commission believes that this definition accurately describes this 
term. For this reason, and for consistency with the comparable 
requirements in APA Standard 87-1, the Commission proposes to 
incorporate by reference section 2.10 of APA Standard 87-1.
    However, the APA Standard 87-1 definition of ``lift charge'' refers 
only to mine or shell devices, not all fireworks devices. As an 
alternative to the APA Standard 87-1 definition, the Commission 
believes that it may be appropriate to define ``lift charge'' in a 
manner that applies to all fireworks devices. The Commission requests 
comments on this alternative.
5. Define ``Pyrotechnic Composition'' (16 CFR 1500.3 and 1507.1)
    The term ``pyrotechnic composition'' appears in several existing 
CPSC fireworks regulations, as well as in several of the requirements 
proposed in this NPR. Specifically, the term appears in the proposed 
definitions of ``burst charge'' and ``chemical composition''; the 
proposed chemical composition and pyrotechnic weight limits (described 
in Section IV.A.2., above); and 16 CFR 1507.3, 1507.5, 1507.9, and 
1507.11 (in reference to fuse requirements, pyrotechnic leakage, toy 
smoke and flitter devices, and party poppers, respectively). The 
Commission proposes to define ``pyrotechnic composition'' so that the 
regulated industry has a clear and uniform understanding of this term 
and the related requirements. Such an understanding facilitates proper 
testing and regulatory compliance, which, in turn, promotes consumer 
safety.
    Section 2.6.2 of APA Standard 87-1 defines ``pyrotechnic 
composition,'' describing how it functions and the

[[Page 9025]]

effects it produces. The Commission believes that this definition 
accurately describes ``pyrotechnic composition.'' For that reason, and 
for consistency with the industry standard, the Commission proposes to 
incorporate by reference APA Standard 87-1, section 2.6.2.
6. Clarify Requirements for ``Aerial Bombs'' (16 CFR 1500.3, 
1500.17(a)(3) and 1500.17(a)(8))
    The term ``aerial bomb'' appears twice in CPSC's fireworks 
regulations--in 16 CFR 1500.17(a)(3) and in 1500.17(a)(8). Section 
1500.17(a)(3) bans fireworks devices intended to produce audible 
effects if the audible effect is produced by more than 2 grains of 
pyrotechnic composition. This section lists examples of devices that 
are ``intended to produce audible effects,'' including ``aerial 
bombs.'' As a result, 1500.17(a)(3) bans aerial bombs only if they 
contain more than 2 grains of pyrotechnic composition. In contrast, 
1500.17(a)(8) bans various devices, listing each one, including 
``aerial bombs.'' This provision does not limit the ban to devices 
containing more than 2 grains of pyrotechnic composition; rather, it 
bans all of the listed devices outright, including ``aerial bombs.'' As 
such, 1500.17(a)(3) and 1500.17(a)(8) are inconsistent.
    To eliminate this inconsistency, the Commission proposes to remove 
``aerial bombs'' from 1500.17(a)(3) and retain it, as written, in 
1500.17(a)(8). The Commission believes that it is appropriate to ban 
aerial bombs entirely because they present a serious risk of injury to 
consumers. The proposed removal of ``aerial bombs'' from 1500.17(a)(3) 
would not create any new requirements or ban any new hazardous 
substances. Rather, the Commission would merely be maintaining one of 
the two existing provisions.
    In addition, the Commission proposes to define ``aerial bombs'' to 
provide regulated entities with clarity about which devices are banned. 
None of the existing voluntary or international standards define 
``aerial bombs.'' The Commission proposes to define ``aerial bomb'' as 
``a tube device that fires an explosive charge into the air without 
added visual effect.''
7. Define ``Firecrackers'' (16 CFR 1500.3 and 1507.1) and Rephrase 
References to Firecrackers (16 CFR 1500.17(a)(3), 1500.17(a)(8), 
1500.83(a)(27)(i), and 1500.85(a)(2))
    The Commission proposes two revisions to clarify the regulations 
regarding firecrackers. First, the Commission proposes to define 
``firecrackers.'' The term ``firecrackers'' appears in 1500.17, 
1500.85, and 1507.1. The Commission believes that a definition of 
``firecrackers'' would provide a clear understanding of what these 
devices include, and thereby, facilitate compliance with requirements 
that apply to them.
    Both APA Standard 87-1 (section 3.1.3.1) and the AFSL Standard 
(section 1-1.7) define ``firecrackers'' in largely the same way, 
describing the materials and effects of a firecracker and specifying 
limits that apply to firecrackers. The Commission believes that both 
definitions are clear and accurate, but proposes to incorporate by 
reference the APA Standard 87-1 definition for consistency with other 
proposed requirements that would incorporate that standard by reference 
and to reduce industry burdens by requiring compliance with one 
voluntary standard, rather than two.
    Second, the Commission proposes to revise the references to 
firecrackers in the regulations so that they are consistent and more 
straightforward. CPSC's regulations refer to ``firecrackers,'' 
``firecrackers designed to produce audible effects,'' and ``devices 
designed to produce audible effects.'' See 1500.17(a)(3), 
1500.17(a)(8), 1500.83(a)(27)(i), and 1500.85(a)(2). As the proposed 
definition of ``firecrackers'' indicates, these devices create a noise 
(or audible effect) when they function. This noise is an intentional 
effect that firecrackers are designed to produce. Therefore, ``designed 
to produce audible effects'' is an unnecessary qualifier for 
``firecrackers.'' To make the regulations clearer and less cumbersome, 
the Commission proposes to replace the references to devices ``designed 
to produce audible effects'' in 1500.17(a)(3), 1500.17(a)(8), 
1500.83(a)(27)(i), and 1500.85(a)(2) with appropriate descriptions of 
the term that are not redundant. This revision may also minimize 
confusion with the similar phrase ``intended to produce audible 
effects'' in 1500.17(a)(3), which refers to a different category of 
devices.
8. Move the Exemption for Firecrackers From the Scope Section of Part 
1507 to the Individual Sections of Part 1507 That Are Relevant to 
Firecrackers (16 CFR 1507.1, 1507.2, and 1507.3)
    Section 1507.1 establishes the scope of part 1507, stating that any 
fireworks devices, other than firecrackers, that are not otherwise 
banned, are subject to the requirements in part 1507. Only two sections 
within part 1507--1507.2 and 1507.3--could apply to firecrackers. In a 
previous rulemaking, the Commission concluded that 1507.2 should not 
apply to firecrackers because 1507.2 prohibits chlorates, which are 
common and adequately safe in firecrackers containing flash powder. 41 
FR 9,520 (Mar. 4, 1976). Similarly, the Commission decided that 
firecrackers need not be subject to the fuse requirements in 1507.3 
because the type of fuses those requirements aim to address--namely, 
those that create a safety hazard--are not used in firecrackers. Id. 
The remaining sections of part 1507 are specific to particular devices 
(none of which are firecrackers) or particular features that 
firecrackers do not have and, therefore, are not relevant or applicable 
to firecrackers. Consequently, there is no need to exempt firecrackers 
from the scope of those provisions.
    In order to streamline the regulations, the Commission proposes to 
remove the exemption for firecrackers from 1507.1 and, instead, place 
it in the only two sections to which the exemption is relevant--1507.2 
and 1507.3. This does not alter the substantive requirements or the 
scope of the exemption in this part. Rather, it simply lists the 
exemption where it is actually applicable, rather than applying it 
unnecessarily broadly to the entire part.
9. Make Editorial Correction to Language Regarding Fuse Attachment (16 
CFR 1507.3)
    Section 1507.3(b) requires fuses to remain securely attached to 
fireworks devices. To evaluate whether a fuse is securely attached to 
the device, the regulation requires the fuse to support the lesser of: 
(1) The weight of the fireworks device plus 8 ounces, or (2) double the 
weight of the device, without separating from the device. However, in 
describing the two alternate weight options, the regulation states: 
``whether is less,'' rather than, ``whichever is less.'' Although the 
meaning of the regulation is apparent, the Commission proposes to 
correct this typographical error.
10. Define ``Base'' (16 CFR 1507.4)
    Section 1507.4 specifies requirements relevant to bases of 
fireworks devices and, as described in Section IV.A.5., above, the 
Commission proposes additional requirements regarding bases in this 
NPR. To facilitate a clear understanding of the features subject to 
those requirements, the Commission also proposes to define the term 
``base.''
    APA Standard 87-1 does not define ``base,'' but section 1-2.1 of 
the AFSL Standard does, describing it as a platform from which a 
fireworks device functions and to which tubes are

[[Page 9026]]

attached. The Commission proposed to adopt a definition that is 
consistent with the AFSL Standard, but includes more detail to provide 
greater precision and clarity.
11. Define ``Burnout'' and ``Blowout'' (16 CFR 1507.6)
    Section 1507.6 requires the pyrotechnic chamber in fireworks 
devices to be constructed ``to allow functioning in a normal manner 
without burnout or blowout.'' The Commission proposes to adopt 
definitions for ``burnout'' and ``blowout'' in order to provide a clear 
and consistent understanding of the existing requirement.
    APA Standard 87-1 defines ``blowout'' in section 2.3 and 
``burnout'' in section 2.4, describing the observable effects of these 
phenomena. The Commission believes that these definitions accurately 
capture the meaning of these terms and reflect the understanding of the 
fireworks industry. Therefore, the Commission proposes to incorporate 
by reference APA Standard 87-1, sections 2.3 and 2.4.

V. Incorporation by Reference

    This NPR proposes to incorporate by reference several provisions of 
APA Standard 87-1. The Office of the Federal Register sets out specific 
procedural and content requirements to incorporate a material by 
reference in 1 CFR part 51. Under these regulations, an NPR must 
summarize the material it proposes to incorporate by reference and 
discuss how that material is available to interested parties. 1 CFR 
51.3(a), 51.5(a). In accordance with this requirement, Sections III. 
and IV. of this preamble summarize the provisions of APA Standard 87-1 
that the Commission proposes to incorporate by reference. Additionally, 
by permission of APA, interested parties may view the standard as a 
read-only document during the comment period of this NPR at: http://www.americanpyro.com/. Interested parties may also purchase a copy of 
APA Standard 87-1 from American Pyrotechnics Association, 7910 Woodmont 
Ave., Ste. 1220, Bethesda, MD 20814; http://www.americanpyro.com/. 
Interested parties may also inspect copies of the standard at CPSC's 
Office of the Secretary, U.S. Consumer Product Safety Commission, Room 
820, 4330 East-West Highway, Bethesda, MD 20814, telephone 301-504-
7923.

VI. Paperwork Reduction Act

    The proposed requirements do not include any provisions that would 
constitute a collection of information under the Paperwork Reduction 
Act of 1995 (PRA; 44 U.S.C. 3501-3521). The proposed requirements do 
not request or require any parties to create or maintain records or 
disclose or report information to the Commission, any government body, 
the public, or third parties. Therefore, the requirements of the PRA do 
not apply to this NPR.

VII. Regulatory Flexibility Act

A. Introduction

    The Regulatory Flexibility Act (RFA; 5 U.S.C. 601-612) requires 
agencies to consider the impact of proposed rules on small entities, 
including small businesses. Section 603 of the RFA requires the 
Commission to prepare an initial regulatory flexibility analysis (IRFA) 
and make it available to the public for comment when the NPR is 
published. The IRFA must describe the impact of the proposed rule on 
small entities and identify significant alternatives that accomplish 
the statutory objectives and minimize any significant economic impact 
of the proposed rule on small entities. Specifically, the IRFA must 
discuss:
     The reasons the agency is considering the action;
     the objectives of and legal basis for the proposed rule;
     the small entities that would be subject to the proposed 
rule and an estimate of the number of small entities that would be 
impacted;
     the reporting, recordkeeping, and other requirements of 
the proposed rule, including the classes of small entities subject to 
it and the skills necessary to prepare the reports or records; and
     the relevant federal rules that may duplicate, overlap, or 
conflict with the proposed rule. 5 U.S.C. 603.
    In addition, the IRFA must describe any significant alternatives to 
the proposed rule that accomplish the stated objectives of applicable 
statutes and minimize any significant economic impact on small 
entities. Id. This section summarizes the IRFA for this proposed rule. 
The complete IRFA is available in the briefing package for this NPR, 
available at https://www.cpsc.gov/Newsroom/FOIA/ReportList?field_nfr_type_value=commission. To summarize, the 
Commission does not have enough information to determine whether all of 
the provisions in the proposed rule would not have a significant 
economic impact on a substantial number of small entities. The 
Commission does not expect the costs of compliance with several of the 
provisions to pose a significant impact to a substantial number of 
small entities; however, the Commission does not have enough 
information to estimate the costs of compliance with the provisions 
regarding base attachment and fragments, with precision. To further 
inform its decision and analysis, the Commission requests comments on 
the costs of complying with the provisions regarding base attachment 
and fragments.

B. Reasons the Agency Is Considering the Action

    The Commission is considering the proposed rule to update its 
existing fireworks regulations to reflect the current fireworks market, 
changes in technology, existing fireworks standards, and safety issues 
associated with fireworks devices in order to reduce the risk of injury 
that fireworks devices present to consumers and align with other 
voluntary and federal standards.

C. Objectives of and Legal Basis for the Proposed Rule

    The objective of the proposed rule is to update CPSC's fireworks 
regulations to reflect the current fireworks market, changes in 
technology, existing fireworks standards, and safety issues associated 
with fireworks devices in order to reduce the risk of injury that 
fireworks devices present to consumers.
    The legal authority for the proposed rule is the FHSA, which 
authorizes the Commission to adopt regulations regarding hazardous 
substances and regulatory provisions necessary to enforce those 
requirements.

D. Small Entities Subject to the Proposed Rule

    The U.S. Small Business Administration (SBA) size guidelines define 
manufacturers categorized under North American Industry Classification 
System (NAICS) codes that apply to fireworks manufacturers as ``small'' 
if they have fewer than 500 employees. The SBA defines importers as 
``small'' if they have fewer than 100 employees (wholesalers) or less 
than $7.5 million in sales (retailers). AFSL, which conducts testing 
and certification for a substantial portion of the fireworks industry, 
maintains a public list of U.S. importers and Chinese manufacturers 
that participate in its programs. Its list includes 165 importers, of 
which 121 are small, six are large, and the remaining 38 are of unknown 
size (but likely are small). AFSL asserts that its members represent 85 
percent to 90 percent of U.S. importers, indicating a total market size 
of 183 to 194 importers. Although some U.S. firms continue to 
manufacture fireworks, the vast majority of the market is imported.

[[Page 9027]]

E. Requirements of the Proposed Rule and the Potential Impact on Small 
Entities

    The proposed rule includes three categories of requirements. First, 
the proposed rule adds definitions for various terms that appear in the 
regulations or in requirements proposed in this NPR and clarifies 
existing requirements. The proposed definitions are based on the common 
understanding of these terms within the fireworks industry, and are 
consistent with the voluntary standards; as such, they do not create 
any new requirements or impose any burdens on the fireworks industry. 
Similarly, the clarifications would not change the regulations and 
would not create any additional burdens.
    Second, the proposed rule includes provisions to reduce burdens on 
the fireworks industry by allowing trace amounts of prohibited 
chemicals. The burdens related to this proposed requirement are 
discussed below.
    Third, the proposed rule includes new hazardous substances bans. 
The burdens related to these requirements are discussed in further 
detail below. To summarize, the following proposed requirements may 
impact small entities:
     Banning fireworks devices with break charges containing 
metallic powder less than 100 mesh in particle size when the break 
charge is produced by more than 2 grains of pyrotechnic composition;
     limiting total pyrotechnic weight and chemical composition 
by firework type;
     prohibiting HCB and lead tetroxide and other lead 
compounds in fireworks devices;
     requiring the testing of fuses for side ignition;
     requiring bases remain attached to devices during storage, 
handling, and use; and
     banning fireworks from expelling fragments when 
functioning.
    Typically, fireworks are manufactured overseas and imported into 
the United States. For this reason, most of the potential impact of 
this proposed rule would fall on small domestic importers, rather than 
small domestic manufacturers. Because the proposed rule includes 
changes intended to align Federal regulations with voluntary standards, 
many foreign manufacturers already comply with the proposed 
regulations. Consequently, for many importers, finding a new supplier 
may be a low-cost option to comply with the proposed rule.
1. Allow for Trace Contamination of Prohibited Chemicals
    The proposed rule would amend 1507.2 to allow for trace amounts of 
prohibited chemicals in fireworks. The Commission proposes various 
contamination levels that align with the voluntary standards, 
compliance rates, and other federal standards. Because of advancements 
in technology, testers can now identify chemicals in such low levels 
that they do not pose safety hazards to consumers. Between fiscal years 
2000 and 2015, CPSC found 41 violations of 1507.2. Of these violations, 
four came from samples that contained prohibited chemicals in 
concentrations below the proposed allowance limit of 0.25 percent. The 
total lot value of those four lots was $7,109, which represents the 
theoretical reduction in burden for the fireworks industry. In 
addition, the proposed requirement may reduce burdens by no longer 
requiring manufacturers to ensure the absolute absence of prohibited 
chemicals. Therefore, this requirement should not have a significant 
economic impact on a substantial number of firms.
2. Ban Fireworks Containing Metallic Powder Less Than 100 Mesh in 
Particle Size With Greater Than Two Grains of Pyrotechnic Material
    The proposed rule would adopt a new method of identifying devices 
that are subject to the two-grain limit, replacing the identifier 
``devices intended to produce audible effects'' with a description of 
the content of the devices. CPSC's preliminary testing revealed that 
more than 85 percent of samples do not comply with the proposed 
standard. Although the sample size of this testing was too small to 
generalize these findings, it suggests that a significant number of 
firms may not comply with the proposed requirement. This indicates that 
fireworks manufacturers may incur some costs to comply with the 
proposed regulation.
    To comply with the proposed requirement, the Commission expects 
fireworks producers to replace metallic and hybrid powders with black 
powder formulations. The cost of switching from metallic and hybrid 
powders to black powder should not create a significant impact for 
firms that have to change formulations. Commission staff examined 
retail prices of aluminum, other popular powders, and black powder kits 
and found that aluminum ranges from $18.35 per pound to $38.67 per 
pound and black powder kits sell for approximately $5.20 per pound. 
Therefore, a firework producer switching from 2 grains of aluminum 
powder purchased for $18.35 per pound to 15 g of black powder purchased 
for $5.20 per pound would incur a material cost increase of $0.17 per 
shell. As these mine or shell devices typically sell for $4 to $5 per 
shell, the difference in fuel costs could represent up to 4 percent of 
retail revenues. However, because fireworks manufacturers are unlikely 
to pay retail prices for fuels and the applicable devices represent 
only a portion of a fireworks manufacturer's product line, the impact 
of this proposed provision on the total revenue of any manufacturer or 
importer is likely to be less than one percent and may not be to be 
significant for the affected small firms.
3. Limit the Total Pyrotechnic Weight and Chemical Composition of 
Fireworks Devices
    The proposed rule limits the total amount of pyrotechnic material 
and the chemical composition in various fireworks devices. These 
provisions align with the limits in APA Standard 87-1. The limits in 
APA Standard 87-1 are high enough to allow sufficient explosive force 
for a fireworks device to function, even accounting for switching from 
flash powder and hybrid formulations to exclusively black powder. 
CPSC's initial testing found several devices that do not comply with 
the proposed limits for aerial devices. To comply with the proposed 
requirements, non-compliant producers would likely implement quality 
control measures to ensure devices comply with the specified limits. 
Given that many fireworks devices are made by hand, a quality control 
system could consist of a one-time transition to smaller measuring 
devices for filling fireworks with pyrotechnic material. Thus, this 
proposed requirement is not likely to produce a significant impact on 
affected small firms. The Commission does not have information about 
the level of compliance with the proposed limits for ground devices.
4. Ban HCB and Lead Tetroxide and Other Lead Compounds in Fireworks 
Devices
    The proposed rule would ban HCB and lead tetroxide and other lead 
compounds, either entirely or in concentrations above a certain 
threshold for trace contamination. Although both chemicals were once 
prominent in fireworks formulations, they have since largely fallen out 
of use. The voluntary and international standards ban both chemicals, 
in some combination, and testing indicates that there is a fairly high 
level of compliance with these

[[Page 9028]]

bans. Although studies indicate that there are fireworks devices that 
contain HCB or lead tetroxide and other lead compounds, those devices 
do not represent a large portion of the devices on the market. Thus, 
although the availability of such devices poses a substantial risk to 
consumers, if exposed to those chemicals, the devices make up a small 
enough portion of the market that banning those chemicals likely would 
not create significant costs.
    While lead was traditionally used to create ``crackle'' effects, 
bismuth trioxide has largely replaced it to achieve that effect because 
it is less expensive and more effective. HCB was prevalent in fireworks 
as a color enhancer, but since some standards have banned HCB, 
fireworks manufacturers have reduced its use. Because of the industry's 
limited use of these chemicals, the Commission expects that the 
proposed requirement would pose minimal burden to industry.
5. Require Testing for Side Ignition of Fuses
    The proposed rule would amend 1507.2 to include a test for side 
ignition of fuses. The test is currently specified in the CPSC Testing 
Manual. The test requires placing the lit end of a cigarette against 
the side of a fuse and observing how much time elapses before it 
ignites. Under the proposed requirement, a device fails if it ignites 
within 3 seconds.
    CPSC testing indicates that 99.5 percent of fireworks pass the 
proposed test for side ignition. The remaining 0.5 percent of fireworks 
may fail the test because they have not been treated to prevent side 
ignition or have not been sufficiently treated or coated to prevent 
side ignition within 3 seconds. By not defining a metric for reducing 
the possibility of side ignition, the current regulations leave open 
the question of whether those fuses that have been treated, but treated 
insufficiently to pass CPSC's test method, meet the standard in the 
regulation.
    The proposed test method would require fireworks manufacturers and 
importers to conduct the test to issue a certificate of compliance with 
their products. The Commission does not know how many fireworks are 
currently tested for side ignition of fuses. However, a reasonable 
testing program associated with this requirement is unlikely to create 
a significant economic impact on fireworks producers. Conceivably, a 
producer could test the treatment or coating on a sample of fuses, 
conclude the treatment or coating is effective, and use the same test 
results for all fireworks that use the same type of fuse. Thus, a 
producer could amortize the costs of fuse testing across all fireworks 
sold with fuses.
6. Require Bases To Remain Attached During Storage, Handling, and 
Operation
    The proposed rule requires bases to remain attached to fireworks 
during storage, handling, and operation. The Commission expects this 
requirement to have a minimal impact on manufacturers. CPSC does not 
test for base attachment when testing samples of fireworks, but on 
occasions where bases are detached, staff may note this in the testing 
report. In fireworks tested between Fiscal Year 1999 and the present, 
out of 4,554 relevant samples, 111 samples (2.4%) contained notes that 
bases were either missing or functioned improperly during operation.
    For devices that do not meet the proposed requirement, the 
Commission expects firms to adapt their designs so that the device and 
base are one piece or to secure the base to the device with an 
adhesive. The potential costs of complying with the proposed regulation 
include additional time to affix the base to the fireworks device 
(seconds per device), materials for affixing the base, and potential 
shipping costs associated with the higher volume per device when the 
base is attached. Additionally, some quality control efforts may be 
needed to ensure that bases are attached correctly so as not to detach 
during storage, handling, or operation. Because only a small portion of 
products do not meet the proposed requirement, and the activities 
necessary to comply with it are low in cost, the Commission does not 
expect this provision to have a significant economic impact on a 
substantial number of small firms.
7. Ban Fireworks That Disperse Fragments
    The proposed rule bans fireworks that disperse fragments when 
operating. This ban is also in APA Standard 87-1 and the AFSL Standard. 
CPSC staff has observed fragments falling from detonated fireworks 
during testing and incident data from 2005 through 2015 reveals eight 
potential incidents associated with fragments in fireworks. CPSC 
believes the fragments expelled from fireworks are typically due to 
manufacturers' intentional use of metal, glass, or brittle plastic 
parts. These components are not part of the effects associated with the 
device, but may play a role in the functioning of the device. To comply 
with the proposed rule, fireworks producers would have to redesign 
their products to not use these components or would have to implement 
quality control measures to ensure the device does not project these 
components when firing. CPSC has little information about the costs of 
these changes.

F. Other Relevant Federal Rules

    DOT incorporates by reference APA Standard 87-1 into its 
regulations, which apply to fireworks when transported in commerce. 
Because all fireworks sold to consumers are, at some point, transported 
in commerce, all consumer fireworks fall under the jurisdiction of DOT 
and are subject to the requirements of APA Standard 87-1. However, 
DOT's enforcement program is limited to its jurisdiction over the 
transportation of hazardous materials in commerce and provisions 
relevant to safety during such transportation.
    In estimating the burdens to manufacturers imposed by the proposed 
rule, the Commission relied on estimates of current compliance with APA 
Standard 87-1 because it is incorporated by reference into DOT's 
regulations. The provisions of this proposed rule aim to eliminate 
conflict between DOT regulations and CPSC regulations for fireworks, 
where it exists.

G. Alternatives

    The Commission considered alternatives to the proposed requirements 
that impose new bans on the fireworks industry, in the interests of 
reducing the compliance burden.
1. Alternatives to Banning Fireworks Containing Metallic Powder Less 
Than 100 Mesh in Particle Size With Greater Than Two Grains of 
Pyrotechnic Material
    Rather than adopt the proposed method of identifying devices that 
are limited to two grains of pyrotechnic content, the Commission could 
take no action. This alternative would be less burdensome than the 
proposed requirement, as compliance with the current regulation is 
higher than with the proposed requirement. However, the Commission 
believes that the proposed provision provides additional clarity and 
consistency and more-regularly identifies the more-explosive devices, 
thereby furthering compliance with an important safety provision. 
Additionally, the Commission believes that the cost of meeting the 
proposed requirement is low.
    An additional alternative is to eliminate the 2-grain limit in 
more-powerful fireworks devices. However, without this limit, fireworks 
devices could be manufactured with greater

[[Page 9029]]

explosive power, presenting serious safety risks for consumers.
2. Alternatives to Limiting the Total Pyrotechnic Weight and Chemical 
Composition of Fireworks Devices
    The Commission considered taking no action to limit the total 
pyrotechnic weight and chemical composition of certain fireworks 
devices. However, for those regulated entities that already comply with 
the limits in APA Standard 87-1 limits, the proposed rule would create 
only a minimal burden. Moreover, the proposed rule aims to limit the 
explosive power of fireworks devices to reduce the potential for 
injuries to users, and CPSC believes there is some benefit in aligning 
its requirements with the voluntary standards.
3. Alternatives to Banning HCB and Lead Tetroxide and Other Lead 
Compounds in Fireworks Devices
    The Commission considered taking no action to add HCB and lead 
tetroxide and other lead compounds to the list of prohibited chemicals 
in 1507.2. However, that alternative likely would not reduce the burden 
of the proposed requirement substantially because many regulated 
entities already exclude these chemicals from their devices. The 
Commission also considered only prohibiting either HCB or lead 
tetroxide or other lead compounds, as well as various allowance levels 
for trace contamination. When considering the trace contamination 
allowance that the Commission proposes in this NPR, the burden of the 
proposed requirement is particularly low and aligns with the voluntary 
standards, and is justified given the highly hazardous nature of these 
chemicals.
4. Alternatives To Requiring Testing for Side Ignition of Fuses
    The Commission considered taking no action to require specific 
testing of fuses. However, this alternative would not significantly 
reduce the burden of the proposed requirement on firms because CPSC 
already uses the proposed test for compliance testing. Additionally, 
the burden of testing fuses is minimal when amortized across all 
fireworks sold with fuses.
5. Alternatives to Requiring Bases To Remain Attached During Storage, 
Handling, and Operation
    The Commission considered taking no action concerning base 
attachment. However, the proposed requirement is intended to address a 
specific hazard. Therefore, the Commission believes that the potential 
benefit of the proposed requirement outweighs the potential costs, 
which are unlikely to be significant for a substantial number of firms.
6. Alternatives to Banning Fireworks That Disperse Fragments
    The Commission considered taking no action to ban fireworks that 
project fragments when firing. However, given the potential for severe 
injury, the Commission believes that taking no action does not 
sufficiently protect consumer safety.

VIII. Preemption

    Section 18 of the FHSA provides that no state or political 
subdivision of a state may establish or continue in effect a cautionary 
labeling requirement or a requirement for a hazardous substance that is 
designed to protect against the same risk of illness or injury unless 
the requirement is identical to the FHSA requirement or the requirement 
the Commission adopts under the FHSA. 15 U.S.C. 1261n(b)(1); Section 
231 of the CPSIA. However, a state or political subdivision of a state 
may establish or continue in effect a requirement applicable to a 
hazardous substance for the state or political subdivision's own use 
that is designed to protect against a risk of illness or injury 
associated with fireworks devices if it provides a higher degree of 
protection from that risk than the requirement in effect under the 
Commission's regulations. 15 U.S.C. 1261n(b)(2) and 1261n(b)(4). This 
allowance does not extend to labeling requirements. In addition, a 
state or political subdivision may apply for exemption from preemption 
in the circumstances specified in section 18(b)(3) of the FHSA.
    Consequently, if the Commission adopts a final rule regarding 
fireworks under the FHSA, that rule would preempt non-identical state 
or local requirements if the state or local provisions specify 
requirements that deal with the same risk of injury CPSC's regulations 
aim to address. However, because the FHSA applies to requirements the 
Commission may impose on fireworks devices and labeling, a final rule 
would not prevent states and political subdivisions of a state from 
regulating the sale of fireworks.

IX. Effective Date

    The Administrative Procedure Act requires the effective date of a 
rule to be at least 30 days after publication of the final rule. 5 
U.S.C. 553(d). To support the Commission's goals to update the 
fireworks regulations to reflect the current market and technology, 
provide clarity and consistency, and promote consumer safety, the 
Commission proposes that the updated fireworks regulations take effect 
30 days after a final rule is published in the Federal Register. The 
Commission believes that this effective date is reasonable because many 
of the proposed requirements align with existing standards, the 
Commission expects the costs associated with the proposed requirements 
to be low, and CPSC's regulatory review briefing package, published on 
the Commission's Web site on December 30, 2015, provided advance notice 
of the potential for these requirements.
    The Commission requests comments on the proposed effective date.

X. Environmental Considerations

    Rules that have ``little or no potential for affecting the human 
environment'' fall within a ``categorical exclusion'' under the 
National Environmental Policy Act (NEPA; 42 U.S.C. 4231-4370h) and the 
regulations implementing NEPA (40 CFR parts 1500-1508) and do not 
normally require an environmental assessment (EA) or environmental 
impact statement (EIS). As the Commission's regulations state, CPSC 
actions generally do not produce significant environmental effects and, 
therefore, generally do not require an EIS. 16 CFR 1021.5(a). The 
regulations further specify that rules or safety standards that provide 
design or performance requirements fall within the categorical 
exclusion from NEPA because they have little or no potential effect on 
the human environment. 16 CFR 1021.5(c)(1). Consequently, such rules do 
not require an EA or an EIS.
    Because the proposed rule would create design and performance 
requirements for fireworks devices, the proposed rule falls within the 
categorical exclusion and no EA or EIS is required. Moreover, although 
the proposed requirements may render some fireworks non-compliant and 
therefore, require their disposal, the Commission believes that this 
impact would be minimal, particularly in light of existing standards 
and the time provided before the final rule would take effect. See 16 
CFR 1021.5(b)(2). Therefore, the Commission believes that the proposed 
rule has ``little or no potential for affecting the human environment'' 
and does not require an EA or EIS.

XI. Request for Comments

    The Commission requests comments on all aspects of this proposed 
rule, specifically regarding:

[[Page 9030]]

     The method of identifying devices that are subject to the 
2-grain limit, including:
    [cir] The need and usefulness of including a method of identifying 
in the regulations which devices are subject to the 2 grain limit;
    [cir] the usefulness, effectiveness, costs, and benefits of the 
proposed method of identifying these devices, including supporting 
data;
    [cir] the level of compliance with the comparable requirement in 
APA Standard 87-1;
    [cir] whether there are devices that contain only black powder that 
should be limited to 2 grains of pyrotechnic composition because of the 
safety hazard they pose to consumers; and
    [cir] whether the Commission should limit larger particle sizes of 
metallic powder in break charges or reports, relevant data and 
justifications for doing so, and the appropriate method and limit;
     the implications of the Commission electing, at times, to 
use its enforcement discretion to permit up to 1.00 percent 
contamination of metallic content in break charges, including:
    [cir] The safety implications of such an allowance;
    [cir] the impact of such an allowance on the costs and burdens of 
testing and analysis, relative to compliance with the absolute ban in 
the regulation;
    [cir] a reasonable allowance level that still provides for consumer 
safety, along with supporting data; and
    [cir] the implications of adopting the allowance in the 
regulations, as opposed to exercising it as enforcement discretion;
     the proposed limits to chemical composition and 
pyrotechnic weight of fireworks devices, including:
    [cir] The benefits and costs associated with the proposed 
requirement;
    [cir] the level of compliance with the requirements in APA Standard 
87-1 with which the proposed requirements align;
    [cir] whether the specific limits proposed are appropriate in light 
of consumer safety and fireworks devices currently on the market; and
    [cir] the safety hazards that the ground devices that would be 
subject to the proposed requirement pose to consumers and any relevant 
incident or injury data;
     prohibiting HCB and lead tetroxide and other lead 
compounds from fireworks devices, including:
    [cir] The benefits and costs associated with banning these 
chemicals;
    [cir] the level of compliance with the limits for these chemicals 
in the AFSL Standard and APA Standard 87-1;
    [cir] the presence of HCB in fireworks devices in the U.S. market 
and the corresponding frequency and levels;
    [cir] the presence of lead tetroxide or other lead compounds in 
fireworks devices in the U.S. market and the corresponding frequency 
and levels; and
    [cir] and exposure data regarding the impact of these chemicals in 
fireworks devices;
     resistance to side ignition, including:
    [cir] Information and data about incidents involving side ignition;
    [cir] whether a test method for evaluating side ignition would 
improve consumer safety; and
    [cir] the level of compliance with the requirement in APA Standard 
87-1;
     bases detaching from fireworks devices, including:
    [cir] Whether base detachment is involved in devices tipping over, 
incidents, injuries, or deaths and applicable data;
    [cir] the relative benefits and costs associated with the 
recommended requirement; and
    [cir] the level of compliance with the similar requirements in APA 
Standard 87-1 and the AFSL Standard;
     the proposed ban of fireworks devices that project 
fragments when functioning, including:
    [cir] Data regarding the types and frequency of incidents and 
injuries associated with fragments projected from fireworks devices;
    [cir] the types of materials fireworks devices project as fragments 
that present a safety risk to the public (e.g., metal, hard plastic, 
glass, wood);
    [cir] whether the Commission should specify a size or amount limit 
for projected fragments and, if so, the appropriate size or amount and 
corresponding rationale;
    [cir] the relative benefits and costs associated with the proposed 
requirement; and
    [cir] the level of compliance with section 3.7.2 of APA Standard 
87-1;
     a trace contamination allowance for prohibited chemicals, 
including:
    [cir] Whether allowing trace amounts of prohibited chemicals 
adequately protects consumers from the risks associated with these 
chemicals;
    [cir] which chemicals the Commission should provide trace 
allowances for;
    [cir] what level of trace contamination should be permitted in 
light of consumer safety and inadvertent contamination;
    [cir] the relative costs of complying with an absolute ban of 
prohibited chemicals and trace contamination allowances;
    [cir] the alternatives of adopting trace contamination allowances 
in the regulations, in compliance guidance, or in the CPSC Testing 
Manual; and
    [cir] exposure data regarding the impact of trace contamination on 
consumer safety;
     the usefulness and content of the proposed definitions 
for:
    [cir] Burst charge;
    [cir] chemical composition;
    [cir] explosive composition;
    [cir] lift charge;
    [cir] pyrotechnic composition;
    [cir] firecrackers;
    [cir] bases;
    [cir] burnout; and
    [cir] blowout;
     aerial bombs, including:
    [cir] The proposed definition of aerial bombs; and
    [cir] incident and injury data regarding aerial bombs;
     the estimated costs and benefits associated with each of 
the proposed requirements; and
     the estimated costs to small entities for each of the 
proposed requirements.
    During the comment period, APA Standard 87-1 is available for 
review. Please see Section V. of this NPR for instructions on viewing 
it.
    Please submit comments in accordance with the instructions in the 
ADDRESSES section at the beginning of this NPR.

List of Subjects

16 CFR Part 1500

    Consumer protection, Hazardous materials, Hazardous substances, 
Imports, Incorporation by reference, Infants and children, Labeling, 
Law enforcement, and Toys.

16 CFR Part 1507

    Consumer protection, Explosives, Fireworks, and Incorporation by 
reference.

    For the reasons discussed in the preamble, the Commission proposes 
to amend Title 16 of the Code of Federal Regulations as follows:

PART 1500--HAZARDOUS SUBSTANCES AND ARTICLES: ADMINISTRATION AND 
ENFORCEMENT REGULATIONS

0
1. The authority citation for part 1500 continues to read as follows:

    Authority:  15 U.S.C. 1261-1278, 122 Stat. 3016; the Consumer 
Product Safety Improvement Act of 2008, Pub. L. 110-314, 104, 122 
Stat. 3016 (August 14, 2008).

0
2. Amend Sec.  1500.3 by:
0
a. Revising paragraph (a)(2);
0
b. Adding paragraph (a)(3) through (9) and paragraph (d) to read as 
follows:


Sec.  1500.3  Definitions.

    (a) * * *

[[Page 9031]]

    (2) Aerial bomb means a tube device that fires an explosive charge 
into the air without added visual effect.
    (3) Burst charge, also known as expelling charge or break charge, 
is as defined in section 2.5 of APA Standard 87-1 (incorporated by 
reference, see paragraph (d) of this section).
    (4) Chemical composition, includes lift charge, burst charge, and 
visible/audible effect materials and is as defined in section 2.6 of 
APA Standard 87-1 (incorporated by reference, see paragraph (d) of this 
section).
    (5) Commission means the Consumer Product Safety Commission 
established May 14, 1973, pursuant to provisions of the Consumer 
Product Safety Act (Pub. L. 92-573, 86 Stat. 1207-33 (15 U.S.C. 2051-
81)).
    (6) Explosive composition, is as defined in section 2.6.1 of APA 
Standard 87-1 (incorporated by reference, see paragraph (d) of this 
section).
    (7) Firecracker, is as defined in section 3.1.3.1 of APA Standard 
87-1 (incorporated by reference, see paragraph (d) of this section).
    (8) Lift charge, is as defined in section 2.10 of APA Standard 87-1 
(incorporated by reference, see paragraph (d) of this section).
    (9) Pyrotechnic composition, is as defined in section 2.6.2 of APA 
Standard 87-1 (incorporated by reference, see paragraph (d) of this 
section).
* * * * *
    (d) Certain portions, identified in this section, of APA Standard 
87-1, Standard for Construction and Approval for Transportation of 
Fireworks, Novelties, and Theatrical Pyrotechnics, December 1, 2001 
(APA Standard 87-1) are incorporated by reference into this section 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51 (IBR approved for paragraph (a)). You 
may obtain a copy of the approved material from American Pyrotechnics 
Association, 7910 Woodmont Avenue, Suite 1220, Bethesda, MD 20814; 
telephone 301-907-8181; http://www.americanpyro.com/. You may inspect a 
copy of the approved material at the U.S. Consumer Product Safety 
Commission, Office of the Secretary, 4330 East-West Highway, Room 820, 
Bethesda, MD 20814; telephone 301-504-7923; or at the National Archives 
and Records Administration (NARA). For information on the availability 
of this material at NARA, call 202-741-6030 or go to http://www.archives.gov/federal_register/code_of_federalregulations/ibr_locations.html.
0
3. Amend Sec.  1500.17 by revising paragraphs (a)(3) and (8) and add 
paragraph (a)(14) to read as follows:


Sec.  1500.17  Banned Hazardous Substances.

    (a) * * *
    (3)(i) Fireworks devices that contain a burst charge containing 
metallic powder less than 100 mesh in particle size (including but not 
limited to cherry bombs, M-80 salutes, silver salutes, and kits and 
components intended to produce such fireworks) if the burst charge is 
produced by a charge of more than 2 grains (~130 mg) of pyrotechnic 
composition; except that this provision shall not apply to such 
fireworks devices if all of the following conditions are met:
* * * * *
    (ii) Findings.
    (A) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings are discussed below.
    (B) Voluntary standards. The Commission believes that it is 
unlikely that there will be substantial compliance with APA Standard 
87-1, Standard for Construction and Approval for Transportation of 
Fireworks, Novelties, and Theatrical Pyrotechnics, December 1, 2001 
edition, based on the Commission's preliminary testing indicating that 
there is a high proportion of devices that do not comply with the 
comparable requirements in APA Standard 87-1 and the injury data 
showing the severe injuries and deaths that have resulted from devices 
that do not comply with this provision and vulnerability of the 
population at risk.
    (C) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated with 
modifying the contents of fireworks devices or limiting the pyrotechnic 
composition of devices to 2 grains.
    (D) Least-burdensome requirement. The Commission considered less 
burdensome alternative methods of identifying devices that are subject 
to a two-grain limit on pyrotechnic composition, but concluded that 
none of these alternatives would adequately reduce the risk of injury.
* * * * *
    (8) Firecrackers, if the explosive composition is produced by more 
than 50 mg (.772 grains) of pyrotechnic composition, (not including 
firecrackers included as components of a rocket), aerial bombs, and 
devices that may be confused with candy or other foods, such as 
``dragon eggs,'' and ``cracker balls'' (also known as ``ball-type 
caps''), and including kits and components intended to produce such 
fireworks except such devices which meet all of the following 
conditions:
* * * * *
    (14)(i) Fireworks devices that do not conform to the following 
chemical composition and pyrotechnic weight limits:
    (A) Sky Rockets, Bottle Rockets, Missile-Type Rockets, Helicopters 
(Aerial Spinners), and Roman Candles. Each of these devices shall not 
contain more than 20 grams of chemical composition.
    (B) Mine and Shell Devices. Devices shall conform to section 
3.1.2.5 of APA Standard 87-1, Standard for Construction and Approval 
for Transportation of Fireworks, Novelties, and Theatrical 
Pyrotechnics, December 1, 2001 version, which is incorporated by 
reference herein, except that:
    (1) The lift charge of each shell is limited to black powder 
(potassium nitrate, sulfur, and charcoal) or similar pyrotechnic 
composition without metallic fuel.
    (2) Reserved
    (C) Aerial Shells with Reloadable Tubes. Devices shall conform to 
section 3.1.2.6 of APA Standard 87-1, Standard for Construction and 
Approval for Transportation of Fireworks, Novelties, and Theatrical 
Pyrotechnics, December 1, 2001 version, which is incorporated by 
reference herein, except that the lift charge of each shell is limited 
to black powder (potassium nitrate, sulfur, and charcoal) or similar 
pyrotechnic composition without metallic fuel.
    (D) Cylindrical Fountains. Devices shall conform to section 3.1.1.1 
of APA Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 version, which is incorporated by reference herein.
    (E) Cone Fountains. Devices shall conform to section 3.1.1.2 of APA 
Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 version, which is incorporated by reference herein.
    (F) Illuminating Torches. Devices shall conform to section 3.1.1.3 
of APA Standard 87-1, Standard for Construction and Approval for

[[Page 9032]]

Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 version, which is incorporated by reference herein.
    (G) Wheels. Devices shall conform to section 3.1.1.4 of APA 
Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 version, which is incorporated by reference herein.
    (H) Chasers. Devices shall conform to section 3.1.3.2 of APA 
Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 version, which is incorporated by reference herein.
    (ii) Incorporation by reference. Certain portions, identified in 
this section, of APA Standard 87-1, Standard for Construction and 
Approval for Transportation of Fireworks, Novelties, and Theatrical 
Pyrotechnics, December 1, 2001 (APA Standard 87-1) are incorporated by 
reference into this section with the approval of the Director of the 
Federal Register under 5 U.S.C. 552(a) and 1 CFR part 51 (IBR approved 
for paragraph (a)(14)). You may obtain a copy of the approved material 
from American Pyrotechnics Association, 7910 Woodmont Avenue, Suite 
1220, Bethesda, MD 20814; telephone 301-907-8181; http://www.americanpyro.com/. You may inspect a copy of the approved material 
at the U.S. Consumer Product Safety Commission, Office of the 
Secretary, 4330 East-West Highway, Room 820, Bethesda, MD 20814; 
telephone 301-504-7923; or at the National Archives and Records 
Administration (NARA). For information on the availability of this 
material at NARA, call 202-741-6030 or go to http://www.archives.gov/federal_register/code_of_federalregulations/ibr_locations.html.
    (iii) Findings.
    (A) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings are discussed below.
    (B) Voluntary standards. The Commission believes that it is 
unlikely that there will be substantial compliance with APA Standard 
87-1, Standard for Construction and Approval for Transportation of 
Fireworks, Novelties, and Theatrical Pyrotechnics, December 1, 2001 
edition, based on the Commission's preliminary testing indicating that 
a high proportion of devices does not comply with the device limits in 
APA Standard 87-1 and the injury data showing the severe injuries and 
deaths that can result from devices with particularly high pyrotechnic 
or chemical compositions.
    (C) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated with 
modifying or reducing the pyrotechnic or chemical composition of 
fireworks devices.
    (D) Least-burdensome requirement. The Commission considered less 
burdensome alternative methods of limiting the pyrotechnic or chemical 
composition of fireworks devices, but concluded that none of these 
alternatives would adequately reduce the risk of injury.
* * * * *
0
4. Revise Sec.  1500.83 paragraph (a)(27)(i) to read as follows:


Sec.  1500.83  Exemptions for small packages, minor hazards, and 
special circumstances.

    (a) * * *
    (27) * * *
    (i) The package contains only fireworks devices suitable for use by 
the public and designed primarily to produce visible effects by 
combustion, except that small devices with an explosive composition 
that includes metallic fuel less than 100 mesh in particle size may 
also be included if the burst charge or explosive composition is 
produced by not more than 2 grains of pyrotechnic composition;
* * * * *
0
5. Revise Sec.  1500.85 paragraph (a)(2) to read as follows:


Sec.  1500.85  Exemptions from classification as banned hazardous 
substances.

    (a) * * *
    (2) Firecrackers, if the explosive composition is produced by no 
more than 50 milligrams (.772 grains) of pyrotechnic composition. (See 
also Sec.  1500.14(b)(7); Sec.  1500.17(a) (3), (8) and (9); and part 
1507).
* * * * *

PART 1507--FIREWORKS DEVICES

0
6. The authority citation for part 1507 continues to read as follows:

    Authority:  15 U.S.C. 1261-1262, 2079(d); 21 U.S.C. 371(e).

0
7. Amend Sec.  1507.1 by:
0
a. Revising the section heading,
0
 b. Renumbering and revising the introductory paragraph, and
0
c. Adding paragraph (b) to read as follows:


Sec.  1507.1  Scope and definitions.

    (a) Scope. This part 1507 prescribes requirements for those 
fireworks devices not otherwise banned under the act. Any fireworks 
device that fails to conform to applicable requirements is a banned 
hazardous substance and is prohibited from the channels of interstate 
commerce. Any fireworks device not otherwise banned under the act shall 
not be a banned hazardous substance by virtue of the fact that there 
are no applicable requirements prescribed herein.
    (b) Definitions. As used in this part:
    (1) Explosive composition is as defined in section 2.6.1 of APA 
Standard 87-1 (incorporated by reference, see Sec.  1507.14).
    (2) Firecracker is as defined in section 3.1.3.1 of APA Standard 
87-1 (incorporated by reference, see Sec.  1507.14).
    (3) Pyrotechnic composition is as defined in section 2.6.2 of APA 
Standard 87-1 (incorporated by reference, see Sec.  1507.14).
0
8 .Revise Sec.  1507.2 to read as follows:


Sec.  1507.2  Prohibited chemicals.

    (a) Fireworks devices, other than firecrackers, shall not contain 
any of the following chemicals:
    (1) Arsenic sulfide, arsenates, or arsenites, except in trace 
amounts less than 0.25% by weight.
    (2) Boron, except in trace amounts less than 0.25% by weight.
    (3) Chlorates, except in trace amounts less than 0.25% by weight 
and:
    (i) In colored smoke mixtures in which an equal or greater amount 
of sodium bicarbonate is included.
    (ii) In caps and party poppers.
    (iii) In those small items (such as ground spinners) wherein the 
total powder content does not exceed 4 grams of which not greater than 
15 percent (or 600 milligrams) is potassium, sodium, or barium 
chlorate.
    (4) Gallates or gallic acid, except in trace amounts less than 
0.25% by weight.
    (5) Hexachlorobenzene, except in trace amounts less than 0.01% by 
weight.
    (6) Lead tetroxide and other lead compounds, except in trace 
amounts less than 0.25% by weight.
    (7) Magnesium, except in trace amounts less than 0.25% by weight 
(magnesium/aluminum alloys, called magnalium, are permitted).
    (8) Mercury salts, except in trace amounts less than 0.25% by 
weight.
    (9) Phosphorus (red or white), except in trace amounts less than 
0.25% by weight. Except that red phosphorus is permissible in caps and 
party poppers.

[[Page 9033]]

    (10) Picrates or picric acid, except in trace amounts less than 
0.25% by weight.
    (11) Thiocyanates, except in trace amounts less than 0.25% by 
weight.
    (12) Titanium, except in particle size greater than 100-mesh or in 
trace amounts less than 0.25% by weight.
    (13) Zirconium, except in trace amounts less than 0.25% by weight.
    (b) Findings.
    (1) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings, with respect to 
hexachlorobenzene and lead tetroxide and other lead compounds, are 
discussed below.
    (2) Voluntary standards. The Commission believes that it is 
unlikely that there will be substantial compliance with the provision 
prohibiting lead tetroxide and other lead compounds in APA Standard 87-
1, Standard for Construction and Approval for Transportation of 
Fireworks, Novelties, and Theatrical Pyrotechnics, December 1, 2001 
edition, because testing indicates that there are devices on the market 
that do not comply with this provision in APA Standard 87-1, the public 
can absorb the chemical when it is released into the environment 
through fireworks devices, and the health risks associated with the 
chemical are severe. The Commission believes that it is unlikely that 
there will be substantial compliance with the provision prohibiting 
hexachlorobenzene and lead tetroxide and other lead compounds in the 
American Fireworks Standards Laboratory's voluntary standard for 
consumer fireworks because testing indicates that there are devices on 
the market that do not comply with this provision in the standard, the 
public can absorb these chemicals when they are released into the 
environment through fireworks devices, and the health risks associated 
with these chemicals are severe.
    (3) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated with 
modifying the chemical content of fireworks devices.
    (4) Least-burdensome requirement. The Commission considered less 
burdensome alternatives to the rule, but concluded that none of these 
alternatives would adequately reduce the risk of injury.
0
9. Amend Sec.  1507.3 by renumbering and revising paragraph (a) and 
(b), adding paragraph (c), to read as follows:


Sec.  1507.3  Fuses.

    (a) Fireworks devices, other than firecrackers, that require a fuse 
shall use a fuse that has been treated or coated in such manner as to 
reduce the possibility of side ignition.
    (1) The following test must be conducted to evaluate whether a fuse 
has been treated or coated in such manner as to reduce the possibility 
of side ignition:
    (i) Cut the fuse at the point where the fuse enters the fireworks 
device. If the fuse is wrapped in paper, plastic, or taped to the 
device, remove the fuse with the paper, plastic, and/or tape intact; 
and
    (ii) Place the glowing tip of a lit standard NIST (SRM 1196) 
cigarette directly on the side of the fuse (or the paper, plastic, or 
tape attached to the fuse) and time, in seconds, how long it takes for 
the fuse to ignite.
    (2) The fuse must not ignite within 3 seconds.
    (3) The following devices are exempted from Sec.  1507.3(a)(1) and 
(2):
    (i) Devices such as ground spinners that require a restricted 
orifice for proper thrust and contain less than 6 grams of pyrotechnic 
composition.
    (ii) Devices with fuses that protrude less than \1/2\ inch from the 
device, because the end of the fuse may ignite during testing.
    (4) Findings.
    (i) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings are discussed below.
    (ii) Voluntary standards. The Commission believes that there is not 
likely to be substantial compliance with the side ignition test method 
in APA Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 edition, because the severity of injuries that can 
result from side ignition of fuses are such that a particularly high 
level of compliance is necessary.
    (iii) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated with 
treating fuses to resist side ignition and testing fuses for compliance 
with the requirement.
    (iv) Least-burdensome requirement. The Commission considered less 
burdensome alternatives to the rule, but concluded that none of these 
alternatives would adequately reduce the risk of injury. The rule is 
consistent with voluntary standards and the Commission's current 
testing and enforcement practices.
    (b) Fireworks devices, other than firecrackers, that require a fuse 
shall use a fuse that will burn at least 3 seconds but not more than 9 
seconds before ignition of the device.
    (c) For fireworks devices, other than firecrackers, that require a 
fuse, the fuse shall be securely attached so that it will support 
either the weight of the fireworks device plus 8 ounces of dead weight 
or double the weight of the device, whichever is less, without 
separation from the fireworks device.
0
10. Revise Sec.  1507.4 to number the paragraphs and to add paragraphs 
(a)(2) and (b) to read as follows:


Sec.  1507.4  Bases.

    (a) The base of fireworks devices that are operated in a standing 
upright position shall:
    (1) Have the minimum horizontal dimensions or the diameter of the 
base equal to at least one-third of the height of the device including 
any base or cap affixed thereto; and
    (2)(i) Remain securely attached to the device during handling, 
storage, and normal operation.
    (ii) Findings.
    (A) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings are discussed below.
    (B) Voluntary standards. The Commission believes that compliance 
with APA Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 edition or the American Fireworks Standards 
Laboratory's voluntary standard for consumer fireworks is not likely to 
adequately reduce the risk of injury and that it is unlikely that there 
will be substantial compliance with either of these two voluntary 
standards, based on the Commission's preliminary testing indicating 
that there is a high

[[Page 9034]]

proportion of devices that have no bases or that have bases that detach 
from the device during handling, storage, or use and the injury data 
showing the severe injuries that can result when devices tip over or 
have unexpected flight paths, both of which can result from detached 
bases.
    (C) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated with 
affixing bases to devices and increased shipping costs.
    (D) Least-burdensome requirement. The Commission considered less 
burdensome alternatives to the rule, but concluded that none of these 
alternatives would adequately reduce the risk of injury.
    (b) For purposes of this section, the base means the bottom-most 
part or foundation attached to one or more tubes of a fireworks device 
that serves as a flat, stabilizing surface from which the device may 
function.
0
11. Revise Sec.  1507.6 to read as follows:


Sec.  1507.6  Burnout and blowout.

    (a) The pyrotechnic chamber in fireworks devices shall be 
constructed in a manner to allow functioning in a normal manner without 
burnout or blowout.
    (b) As used in this section, the terms blowout and burnout are as 
defined in sections 2.3 and 2.4, respectively, of APA Standard 87-1 
(incorporated by reference, see Sec.  1507.14).
0
12. Add Sec.  1507.13 to read as follows:


Sec.  1507.13  Fragments.

    (a) Fireworks devices must function in accordance with section 
3.7.2 of APA Standard 87-1 (incorporated by reference, see Sec.  
1507.14).
    (b) Findings.
    (1) General. In order to issue a rule under section 2(q)(1) of the 
Federal Hazardous Substances Act (FHSA), 15 U.S.C. 1261(q)(1), 
classifying a substance or article as a banned hazardous substance, the 
FHSA requires the Commission to make certain findings and to include 
these findings in the regulation. These findings are discussed below.
    (2) Voluntary standards. The Commission believes it is unlikely 
that there will be substantial compliance with the provisions in APA 
Standard 87-1, Standard for Construction and Approval for 
Transportation of Fireworks, Novelties, and Theatrical Pyrotechnics, 
December 1, 2001 edition or the American Fireworks Standards 
Laboratory's voluntary standard for consumer fireworks that prohibit 
devices from projecting sharp fragments, based on the Commission's 
preliminary testing indicating that there are devices on the market 
that project sharp fragments when functioning and injury data showing 
the severe injuries that can result when projected fragments strike 
bystanders.
    (3) Relationship of benefits to costs. The benefits expected from 
the rule, including increased public safety, bear a reasonable 
relationship to its costs, including minimal costs associated 
redesigning fireworks devices.
    (4) Least-burdensome requirement. The Commission considered less 
burdensome alternatives to the rule, but concluded that none of these 
alternatives would adequately reduce the risk of injury.
0
13. Add Sec.  1507.14 to read as follows:


Sec.  1507.14  Incorporation by reference.

    Certain portions, identified in this part, of APA Standard 87-1, 
Standard for Construction and Approval for Transportation of Fireworks, 
Novelties, and Theatrical Pyrotechnics, December 1, 2001 (APA Standard 
87-1) are incorporated by reference into this part with the approval of 
the Director of the Federal Register under 5 U.S.C. 552(a) and 1 CFR 
part 51 (IBR approved for Sec. Sec.  1507.1, 1507.6, and 1507.13). You 
may obtain a copy of the approved material from American Pyrotechnics 
Association, 7910 Woodmont Avenue, Suite 1220, Bethesda, MD 20814; 
telephone 301-907-8181; http://www.americanpyro.com/. You may inspect a 
copy of the approved material at the U.S. Consumer Product Safety 
Commission, Office of the Secretary, 4330 East-West Highway, Room 820, 
Bethesda, MD 20814; telephone 301-504-7923; or at the National Archives 
and Records Administration (NARA). For information on the availability 
of this material at NARA, call 202-741-6030 or go to http://www.archives.gov/federal_register/code_of_federalregulations/ibr_locations.html.

    Dated: January 26, 2017.
Todd A. Stevenson,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2017-02014 Filed 2-1-17; 8:45 am]
 BILLING CODE 6355-01-P



                                                    9012

                                                    Proposed Rules                                                                                                Federal Register
                                                                                                                                                                  Vol. 82, No. 21

                                                                                                                                                                  Thursday, February 2, 2017



                                                    This section of the FEDERAL REGISTER                    (email), except through                               ‘‘intended to produce audible effects’’ to
                                                    contains notices to the public of the proposed          www.regulations.gov.                                  two grains; carving out an exception to
                                                    issuance of rules and regulations. The                     Written Submissions: Submit written                that regulatory limit for wildlife
                                                    purpose of these notices is to give interested          comments by mail, hand delivery, or                   management purposes; and exempting
                                                    persons an opportunity to participate in the            courier to: Office of the Secretary,                  certain packaged fireworks assortments
                                                    rule making prior to the adoption of the final
                                                                                                            Consumer Product Safety Commission,                   from full labeling requirements for
                                                    rules.
                                                                                                            Room 820, 4330 East-West Highway,                     hazardous substances under the FHSA.
                                                                                                            Bethesda, MD 20814; telephone (301)                      Since assuming responsibility for the
                                                    CONSUMER PRODUCT SAFETY                                 504–7923.                                             FHSA, the Commission has added
                                                    COMMISSION                                                 Instructions: All submissions must                 provisions to the fireworks regulations,
                                                                                                            include the agency name and docket                    which are now in 16 CFR parts 1500
                                                    16 CFR Parts 1500 and 1507                              number for this proposed rulemaking.                  and 1507. These additions include
                                                                                                            All comments may be posted to http://                 labeling requirements; prohibitions of
                                                    [Docket No. CPSC–2006–0034]                             www.regulations.gov without change,                   certain chemicals; performance
                                                                                                            including any personal identifiers,                   requirements for specific devices and
                                                    Amendments to Fireworks Regulations                     contact information, or other personal                features; bans (except for wildlife
                                                    AGENCY: Consumer Product Safety                         information. Do not submit confidential               management purposes) on firecrackers
                                                    Commission.                                             business information, trade secret                    that contain more than 50 milligrams
                                                                                                            information, or other sensitive or                    (mg) (0.772 grains) of pyrotechnic
                                                    ACTION: Notice of proposed rulemaking.
                                                                                                            protected information that you do not                 composition, specific devices, and
                                                    SUMMARY:    The Consumer Product Safety                 want to be available to the public. If you            devices that do not comply with part
                                                    Commission (Commission or CPSC)                         submit such information, the                          1507; bans on reloadable tube aerial
                                                    proposes to amend its regulations                       Commission recommends that you do so                  shell devices with shells larger than
                                                    regarding fireworks devices under the                   by mail, hand delivery, or courier.                   1.75 inches in outer diameter;
                                                    Federal Hazardous Substances Act. The                      Docket: To read background                         requirements for a stability test for large
                                                    proposed amendments are based on the                    documents or comments regarding this                  multiple-tube fireworks devices; and an
                                                    Commission’s review of its existing                     proposed rulemaking, go to: http://                   increase in the longest permissible time
                                                    fireworks regulations, the current                      www.regulations.gov, insert docket                    for a fuse to burn to 9 seconds. 61 FR
                                                    fireworks market, changes in                            number CPSC–2006–0034 in the                          67197 (Dec. 20, 1996); 61 FR 13084
                                                    technology, existing fireworks                          ‘‘Search’’ box, and follow the prompts.               (Mar. 26, 1996); 56 FR 37831 (Aug. 9,
                                                    standards, and safety issues associated                 FOR FURTHER INFORMATION CONTACT:                      1991); 49 FR 50374 (Dec. 28, 1984); 41
                                                    with fireworks devices. The proposed                    Rodney Valliere, Project Manager,                     FR 22931 (June 8, 1976).
                                                    amendments would create new                             Directorate for Laboratory Sciences, U.S.                The Commission has also taken steps
                                                    requirements and modify or clarify                      Consumer Product Safety Commission,                   to review the fireworks regulations,
                                                    existing requirements. Some of the                      5 Research Place, Rockville, MD 20850;                generally, in more recent years. CPSC
                                                    proposed revisions would align with                     telephone: 301–987–2526; email:                       issued an advance notice of proposed
                                                    existing fireworks standards or codify                  RValliere@cpsc.gov.                                   rulemaking (ANPR) in 2006 to explore
                                                    the Commission’s existing testing                       SUPPLEMENTARY INFORMATION:                            alternatives for addressing fireworks-
                                                    practices. The Commission believes that                                                                       related injuries. 71 FR 39249 (July 12,
                                                                                                            I. Background                                         2006). In 2015 and 2016, the
                                                    the proposed requirements would
                                                    improve consumer safety by codifying                       The Federal Hazardous Substances                   Commission reviewed all of its
                                                    limits, test procedures, and                            Act (FHSA; 15 U.S.C. 1261–1278)                       fireworks regulations to identify
                                                    requirements that would reduce the risk                 authorizes the CPSC to regulate                       revisions or clarifications that would
                                                    of injury to consumers and clarifying                   hazardous substances, which include                   make them more effective at protecting
                                                    existing requirements to promote                        fireworks devices. 15 U.S.C. 1262. The                the public, reflect the current market
                                                    compliance.                                             Commission assumed responsibility for                 and technology, reduce burdens, and
                                                                                                            administering the FHSA on May 14,                     coordinate with other federal and
                                                    DATES:   Submit comments by April 18,                   1973. Id. at 2079(a). Previously, the U.S.            industry standards. This notice of
                                                    2017.                                                   Department of Health, Education, and                  proposed rulemaking (NPR) is the result
                                                    ADDRESSES:  Comments, identified by                     Welfare exercised this authority and the              of that assessment.
                                                    Docket No. CPSC–2006–0034, may be                       U.S. Food and Drug Administration                        In addition, on September 6, 2016, the
                                                    submitted electronically or in writing:                 (FDA), an agency within that                          Commission issued a proposed
                                                      Electronic Submissions: The                           department, issued regulations                        interpretive rule regarding the method
                                                    Commission encourages you to submit                     governing fireworks and other                         of determining whether a fireworks
mstockstill on DSK3G9T082PROD with PROPOSALS




                                                    electronic comments by using the                        hazardous substances. When the                        device is ‘‘intended to product audible
                                                    Federal eRulemaking Portal. You may                     Commission assumed responsibility, it                 effects,’’ for purposes of 16 CFR
                                                    submit electronic comments to the                       adopted the existing FDA regulations,                 1500.17(a)(3). 81 FR 61146 (Sept. 6,
                                                    Federal eRulemaking Portal at: http://                  transferring them from 21 CFR part 191                2016). The Commission requested
                                                    www.regulations.gov, by following the                   to 16 CFR part 1500. 38 FR 27012 (Sept.               comments regarding its proposed
                                                    instructions for submitting comments.                   27, 1973). These regulations included                 interpretation, and Commission staff
                                                    The Commission does not accept                          requirements limiting the pyrotechnic                 considered those comments in
                                                    comments submitted by electronic mail                   composition of fireworks devices                      developing the proposed regulatory


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                           9013

                                                    change to 1500.17(a)(3), described in                   Cong., 1st Sess. 875 (1981) (discussing               parties with notice of a proposed rule
                                                    this NPR.                                               the identical provision in the Consumer               and an opportunity to comment on it. 5
                                                                                                            Product Safety Act (15 U.S.C. 2051–                   U.S.C. 553(b), (c).
                                                    II. Statutory Authority, Procedure, and
                                                                                                            2089)). As for the second prong, several                In addition to the statutory
                                                    Other Legal Considerations
                                                                                                            factors are relevant to the Commission’s              requirements in the FHSA and
                                                       Under the FHSA, the Commission                       assessment of compliance with a
                                                    may classify a ‘‘hazardous substance’’ as                                                                     Administrative Procedure Act that
                                                                                                            voluntary standard, including the
                                                    a ‘‘banned hazardous substance’’ if the                                                                       apply to rulemakings, several federal
                                                                                                            magnitude and speed of compliance, the
                                                    substance is intended or packaged in a                  severity of potential injuries, the                   directives are relevant to this NPR.
                                                    form suitable for household use or is                   frequency of injuries and deaths, and                 Specifically, a number of Executive
                                                    intended to be used by children and the                 the vulnerability of the population at                Orders (E.O.s) set out rulemaking
                                                    Commission finds that, notwithstanding                  risk. See H.R. Rep. No. 208, 97th Cong.,              priorities, including promoting
                                                    cautionary labeling required under the                  1st Sess. 875 (1981) (discussing the                  compliance by creating simple and clear
                                                    FHSA, the degree or nature of the                       identical provision in the Consumer                   regulations and eliminating
                                                    hazard associated with the substance is                 Product Safety Act); see also 64 FR                   requirements that are ineffective or
                                                    such that public health and safety can                  71888 (Dec. 22, 1999) (finding that 90%               outdated. These E.O.s also emphasize
                                                    only be adequately served by keeping                    compliance with a voluntary standard                  the goals of facilitating economic
                                                    the substance out of interstate                         for bunk beds was not ‘‘substantial’’); 16            growth, by minimizing burdens,
                                                    commerce. 15 U.S.C. 1261(q)(1). As part                 CFR part 1213, Appendix.                              harmonizing with voluntary or
                                                    of this authority, the Commission may                      Second, the Commission must find                   international standards, and promoting
                                                    also create design and performance                      that the benefits expected from the                   innovation. See E.O. 13609, Promoting
                                                    standards for products that qualify as                  regulation bear a reasonable relationship             International Regulatory Cooperation,
                                                    ‘‘hazardous substances,’’ effectively                   to its costs. 15 U.S.C. 1262(i)(2)(B). The            77 FR 26413 (May 4, 2012); E.O. 13563,
                                                    banning products that do not conform to                 benefits of a regulation include the                  Improving Regulation and Regulatory
                                                    those standards. Forester v. Consumer                   extent to which the regulation would                  Review, 76 FR 3821 (Jan. 18, 2011); E.O.
                                                    Product Safety Comm’n, 559 F.2d 774,                    reduce the likelihood and severity of                 12866, Regulatory Planning and Review,
                                                    783 (D.C. Cir. 1977).                                   injury that may result from the product.              58 FR 51735 (Oct. 4, 1993); see also E.O.
                                                       Fireworks are ‘‘hazardous                            The costs include increases to the price
                                                    substances,’’ as that term is defined in                                                                      13579, Regulation and Independent
                                                                                                            of the product and decreases to the                   Regulatory Agencies, 76 FR 41587 (July
                                                    the FHSA. 15 U.S.C. 1261(f). Therefore,                 availability or usefulness of the product.
                                                    to ban fireworks devices or create design                                                                     11, 2011). Similarly, the Office of
                                                                                                            H.R. Rep. No. 208, 97th Cong., 1st Sess.
                                                    or performance requirements for                                                                               Management and Budget’s OMB
                                                                                                            875 (1981) (citing Southland Mower Co.
                                                    fireworks devices, the Commission must                  v. Consumer Product Safety Comm’n,                    Circular A–119 (OMB Circular A–119)
                                                    follow the requirements for rulemaking                  619 F.2d 499 (5th Cir. 1980)).                        directs agencies, including independent
                                                    outlined in the FHSA. Under the FHSA,                      Third, the Commission must find that               commissions, to use voluntary
                                                    the Commission must make four                           the regulation imposes the least                      consensus standards, rather than
                                                    substantive findings to ban fireworks                   burdensome requirement that                           develop new standards, whenever
                                                    devices or create design or performance                 adequately reduces the risk of injury                 appropriate. OMB Circular A–119,
                                                    requirements. The first of these four                   that the regulation aims to address. 15               Federal Participation in the
                                                    findings is described in the previous                   U.S.C. 1262(i)(2)(C). To evaluate this,               Development and Use of Voluntary
                                                    paragraph and involves the adequacy of                  the Commission must compare the                       Consensus Standards and in Conformity
                                                    cautionary labeling to protect the public               relative compliance costs of alternatives             Assessment Activities (1998), revised on
                                                    from the degree or nature of the hazard.                it considered during the rulemaking                   January 27, 2016. The goal of OMB
                                                    This finding need not be included in the                process. H.R. Rep. No. 208, 97th Cong.,               Circular A–119 is for the federal
                                                    regulatory text. There are three                        1st Sess. 875 (1981).                                 government to benefit from the expertise
                                                    additional findings that the Commission                    These findings are required only for               and innovation of the private sector,
                                                    must make under the FHSA. These three                   regulatory changes or additions that                  eliminate costs associated with agency
                                                    findings are described in detail in the                 would ban a hazardous substance. This                 development of new standards, reduce
                                                    following paragraphs, and the                           includes an express ban, as well as a                 the costs of industry compliance, and to
                                                    Commission must include them in the                     design, performance, or other                         support the priorities outlined in E.O.s
                                                    regulations. 15 U.S.C. 1262(i)(2).                      requirement that has the effect of                    13609, 13563, and 12866. As an
                                                       First, the Commission must find that                 banning a device that is not already
                                                                                                                                                                  independent agency, CPSC is not
                                                    when the entities that would be subject                 banned. For amendments that merely
                                                    to the regulation have adopted a                                                                              required to comply with E.O.s; however,
                                                                                                            clarify or ease existing requirements,
                                                    voluntary standard that relates to the                                                                        E.O. 13579 urges independent agencies
                                                                                                            these findings are not necessary because
                                                    risk of injury that the regulation seeks                the rulemaking would not classify a                   to pursue the objectives expressed in
                                                    to address, either compliance with the                  substance or device as banned. See, e.g.,             E.O. 13563, and as a general matter, the
                                                    voluntary standard is not likely to                     15 U.S.C. 1261(q)(1)(B), 1262(h),                     Commission strives to support the
                                                    adequately reduce that risk, or there is                1262(i)(2) (discussing requirements to                principles expressed in these E.O.s to
                                                    not likely to be substantial compliance                 create a regulation classifying a                     construct streamlined and effective
                                                    with the voluntary standard. 15 U.S.C.                  substance as a ‘‘banned hazardous                     regulations. The requirements and
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                                                    1262(i)(2)(A). For the first prong of this              substance’’). Nevertheless, such changes              revisions proposed in this NPR are
                                                    finding, whether compliance with a                      or additions must conform to the                      intended to align with these directives
                                                    voluntary standard is likely to                         Administrative Procedure Act (5 U.S.C.                by clarifying requirements, updating
                                                    adequately reduce a risk of injury                      551–562) requirements for rulemaking,                 requirements to reflect current
                                                    depends on whether the risk will be                     which apply to all of the changes                     technology and products, and
                                                    reduced to such an extent that there                    proposed in this NPR. The                             harmonizing with a recognized industry
                                                    would no longer be an unreasonable risk                 Administrative Procedure Act requires                 standard and other federal
                                                    of injury. See H.R. Rep. No. 208, 97th                  the Commission to provide interested                  requirements.


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                                                    9014                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    III. Other Existing Fireworks Standards                 safety. 49 CFR 171.7; see also, 49 CFR                There are essentially two parts to this
                                                       There are three international or                     173.59, 173.64, 173.65.                               requirement—first, identifying whether
                                                                                                               The APA has continued to review                    a fireworks device is ‘‘intended to
                                                    voluntary standards regarding fireworks:
                                                       • The American Pyrotechnics                          APA Standard 87–1 and is working to                   produce audible effects,’’ and second, if
                                                                                                            issue an updated version of the                       so, measuring the pyrotechnic
                                                    Association Standard 87–1: Standard for
                                                                                                            standard, which DOT subsequently may                  composition to determine if it exceeds
                                                    Construction and Approval for
                                                                                                            incorporate by reference into its                     2 grains.
                                                    Transportation of Fireworks, Novelties,
                                                                                                            regulations, supplanting the 2001                        As the rulemaking that adopted this
                                                    and Theatrical Pyrotechnics (APA
                                                                                                            version. The Commission is proposing                  provision explained, the misuse of
                                                    Standard 87–1);
                                                                                                            to incorporate by reference portions of               devices ‘‘whose audible effect is
                                                       • The American Fireworks Standards
                                                                                                            APA Standard 87–1 into 16 CFR parts                   produced by a charge of more than 2
                                                    Laboratory’s voluntary standards for
                                                                                                            1500 and 1507, or otherwise align with                grains of pyrotechnic composition . . .
                                                    consumer fireworks (AFSL Standard);
                                                                                                            provisions in that standard. If the APA               [had] been the cause of most of the
                                                    and
                                                                                                            updates APA Standard 87–1 before the                  firework deaths and serious injuries’’
                                                       • The European Standard EN 15947–
                                                                                                            Commission adopts a final rule, the                   and the goal of the regulation was to
                                                    1 to 15947–5: Pyrotechnic Articles—
                                                                                                            Commission may adopt provisions                       prohibit ‘‘dangerously explosive
                                                    Fireworks, Categories 1, 2, and 3
                                                                                                            consistent with or from the 2001 version              fireworks.’’ 38 FR 4666 (Feb. 20, 1973);
                                                    (European Standard).
                                                                                                            of the standard, as proposed in this                  35 FR 7415 (May 13, 1970); see also, 34
                                                       The American Pyrotechnics
                                                                                                            NPR, or may adopt or incorporate by                   FR 260 (Jan. 8, 1969). Similarly, the
                                                    Association (APA) is a fireworks trade
                                                                                                            reference provisions of the updated                   Commission considered the safety need
                                                    group made up of various fireworks
                                                                                                            standard that are consistent with the                 for limiting the pyrotechnic content in
                                                    industry members, including
                                                                                                            requirements proposed in this NPR.                    certain fireworks devices when it
                                                    manufacturers, importers, and                                                                                 adopted the 50 mg limit for firecrackers
                                                    distributors. According to the group’s                  IV. Proposed Requirements
                                                                                                                                                                  in 1977. In the deliberations leading up
                                                    Web site, its members represent                            The Commission proposes several                    to that limit, the Commission explained
                                                    approximately 85 percent of the                         additions and modifications to the                    that incident and injury data showed a
                                                    domestic fireworks industry. APA                        fireworks regulations to clarify existing             correlation between the degree of injury
                                                    Standard 87–1, last issued in 2001,                     requirements and to improve consumer                  and the explosive power of the device
                                                    provides definitions and requirements                   safety. These proposed requirements fall              involved in the injury. Most cases that
                                                    for various types of fireworks including                into three categories—new hazardous                   resulted in death or severe injuries
                                                    consumer fireworks, novelties,                          substance bans, changes to ease the                   involved devices with ‘‘large powder
                                                    theatrical pyrotechnics, and display                    burdens associated with existing                      accumulations.’’ 41 FR 9512, 9517 (Mar.
                                                    fireworks.                                              requirements, and clarifications. As                  4, 1976). Thus, the purpose of
                                                       The American Fireworks Standards                     discussed, the statutory requirements                 1500.17(a)(3) is to address injuries
                                                    Laboratory (AFSL) is an independent,                    for these categories differ. To ban a                 resulting from increased explosive
                                                    nonprofit corporation that develops                     hazardous substance that is not                       power; the reference to ‘‘audible’’ effects
                                                    voluntary standards for consumer                        prohibited under the existing                         was a method of identifying these
                                                    fireworks and serves as a third party                   regulations, the Commission must make                 devices through the type of sound the
                                                    laboratory, offering testing and                        the findings required by the FHSA. To                 devices make and not an indication of
                                                    certification for compliance with its                   ease or clarify existing requirements, the            any safety purpose relating to the
                                                    standards. According to AFSL’s Web                      Commission need not make these                        loudness of devices or hearing injuries.
                                                    site, its members represent 85 to 90                    findings, but must comply with                           This regulatory history and more
                                                    percent of domestic fireworks importers.                Administrative Procedure Act                          recent fireworks incident data
                                                    The AFSL standard, last updated in                      rulemaking requirements. The sections                 demonstrate the importance of industry
                                                    2009, includes safety and quality                       below describe the three categories of                compliance with 1500.17(a)(3) for
                                                    standards for various types of fireworks                proposed requirements.                                protecting consumers. As the 2015
                                                    devices, including design, performance,                                                                       Fireworks Annual Report (Fireworks
                                                                                                            A. New Hazardous Substances Bans
                                                    labeling, and shipping.                                                                                       Annual Report; CPSC Directorate for
                                                       The European Standard was                              The following proposed requirements                 Epidemiology, Division of Hazard
                                                    developed through the consensus of                      would effectively ban hazardous                       Analysis, Fireworks-Related Deaths and
                                                    numerous European national standard                     substances that are not currently banned              Emergency Department-Treated Injuries
                                                    bodies, as facilitated by the European                  under CPSC’s fireworks regulations by                 During 2015, June 2016, available at:
                                                    Committee for Standardization, and                      adopting mandatory test methods,                      http://www.cpsc.gov//Global/Research-
                                                    reflects European legislation. This                     limiting device content, prohibiting                  and-Statistics/Injury-Statistics/Fuel-
                                                    standard includes definitions, fireworks                particular chemicals, and adding                      Lighters-and-Fireworks/Fireworks_
                                                    categories, labeling requirements, test                 performance requirements.                             Report_2015FINALCLEARED.pdf)
                                                    methods, and construction and                           1. Adopt a Quantifiable Method of                     demonstrates, the injuries that can
                                                    performance requirements.                               Identifying Devices That Are Limited to               result from devices that are subject to
                                                       Additionally, the U.S. Department of                 Two Grains of Pyrotechnic Composition                 the 2-grain limit can be severe and can
                                                    Transportation (DOT) has regulations                    (16 CFR 1500.17(a)(3))                                result in death. Overall, nine of the 11
                                                    relevant to consumer fireworks. DOT                                                                           deaths that related to fireworks in 2015,
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                                                    has jurisdiction over the transportation                a. Current Regulatory Requirement and                 involved devices that are commonly
                                                    in commerce of hazardous materials,                     Rationale                                             subject to the 2-grain limit; and over the
                                                    including consumer fireworks. 49 U.S.C.                    Section 1500.17(a)(3) states:                      course of 1 month in 2015, an estimated
                                                    5101–5128. Under this authority, DOT                    ‘‘fireworks devices intended to produce               1,200 injuries (based on a nationwide
                                                    has specific regulatory requirements for                audible effects’’ are banned hazardous                probability sample) involved devices
                                                    fireworks and incorporates by reference                 substances if the audible effect is                   commonly subject to the 2-grain limit.
                                                    APA Standard 87–1 into its regulations,                 produced by a charge of more than 2                   Of these estimated 1,200 injuries, 100
                                                    insofar as it is relevant to transportation             grains of pyrotechnic composition.                    involved children under the age of 4


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9015

                                                    years. These incidents included deaths                  appropriate identification method in the              (‘‘reports’’ is a synonym for ‘‘audible
                                                    resulting from mortar tubes held by                     regulations would provide for                         effects’’). The AFSL Standard also limits
                                                    consumers; burns requiring a 1-month                    transparency and consistency in testing,              break charges to containing only black
                                                    hospitalization after a reloadable aerial               which facilitates compliance and                      powder, an equivalent nonmetallic fuel,
                                                    shell landed in a bystander’s lap; and                  consumer safety.                                      or fuel that is empirically demonstrated
                                                    various other injuries affecting all                       To accomplish this, Commission staff               to perform similarly to black powder.
                                                    regions of the body.                                    has considered the makeup and design                  Thus, while the AFSL Standard
                                                       To identify devices that had a greater               of fireworks devices on the market today              provides similar limits to APA Standard
                                                    explosive power, and therefore, needed                  and reviewed alternative methods of                   87–1, described below, it is less
                                                    a limit to protect consumer safety, the                 identifying devices that are subject to               quantifiably precise because it provides
                                                    FDA and the Commission opted to                         the 2-grain limit. Based on these                     flexibility for empirical analysis to
                                                    apply the 2-grain limit to ‘‘devices                    assessments, the Commission proposes                  permit various fuel types.
                                                    intended to produce audible effects.’’ At               to set forth, in the regulations, a method               APA Standard 87–1, section 2.5,
                                                    the time the limit was adopted, the                     for identifying devices that are subject              provides the same 2-grain (130 mg) limit
                                                    focus on ‘‘devices intended to produce                  to the 2-grain limit and replace the                  as 1500.17(a)(3) on the pyrotechnic
                                                    audible effects’’ was a useful way of                   phrase ‘‘intended to produce audible                  content of fireworks devices ‘‘intended
                                                    identifying devices that had a greater                  effects’’ to reflect that method.                     to produce audible effects,’’ but also
                                                    explosive or energetic force. However,                     Fireworks devices have evolved since               includes a definition, or method of
                                                    the fireworks industry has reported, and                CPSC adopted 1500.17(a)(3) in 1973,                   identifying whether a device is
                                                    Commission testing indicates, that                      and now use different types of powders,               ‘‘intended to produce audible effects.’’ If
                                                    fireworks devices on the market today                   which impact the sounds devices                       a fireworks device includes a burst
                                                    contain metallic fuel when they are                     produce. The fireworks industry has                   charge that contains a metallic powder
                                                    ‘‘intended to produce an audible effect.’’              moved away from using black powder                    less than 100 mesh in particle size, then
                                                    These metallic fuels create an explosive                in break charges, and instead, often uses             the device is ‘‘intended to produce
                                                    that is more energetic per volume than                  hybrid powders. In addition, fireworks                audible effects.’’ Section 2.5 elaborates,
                                                    an explosive without metallic fuel.                     devices generally are made by hand,                   stating the inverse of this test method
                                                                                                            resulting in variability in devices from              and providing examples. This is a
                                                    b. Current CPSC Test Method and                         the same manufacturer and lot. Different              straightforward and objectively
                                                    Alternative Test Methods                                samples of the same device may not                    measurable method of determining
                                                       The regulations do not specify a                     produce the same audible effects.                     whether a device is subject to the 2-
                                                    method for identifying whether a device                 Depending on the shell construction,                  grain limit; under this method, testers
                                                    is ‘‘intended to produce audible                        packing density, and amount of powder,                need only examine and measure the
                                                    effects,’’ and therefore, subject to the 2-             hybrid powders may produce audible                    contents of the burst charge. This
                                                    grain limit. However, the CPSC                          effects intentionally or incidentally to              definition is consistent with
                                                    Consumer Fireworks Testing Manual                       disperse visual effects. Significant                  1500.17(a)(3), which lists devices that
                                                    (CPSC Testing Manual; CPSC                              training and experience are necessary to              traditionally include metallic fuel as
                                                    Directorate for Laboratory Sciences,                    distinguish between sounds that are an                examples of devices ‘‘intended to
                                                    Division of Chemistry, Consumer                         intentional effect of a fireworks device              produce audible effects,’’ such as
                                                    Fireworks Testing Manual, 4th ed. (Aug.                 and sounds that are merely a byproduct                devices that generally use flash powder,
                                                    17, 2006), available at: https://                       of other effects or functions of a                    which is a mixture of an oxidizer
                                                    www.cpsc.gov/PageFiles/121068/                          fireworks device. CPSC staff has                      (typically potassium perchlorate) and a
                                                    testfireworks.pdf), specifies how                       substantial training and experience to                metallic fuel (typically aluminum). This
                                                    Commission staff identifies these                       make this distinction, but the                        method is also consistent with the
                                                    devices during field testing. In                        Commission believes that a simpler and                intended purpose of the regulation to
                                                    accordance with the CPSC Testing                        more quantitative test would be                       protect consumers from the greater
                                                    Manual, staff listens for a ‘‘loud report’’             preferable and would facilitate                       energetic power of certain devices and
                                                    when the device functions, which                        consistent and accurate industry testing.             the associated safety risks.
                                                    indicates it is ‘‘intended to produce an                   To identify a method that reflects the                Commission staff has conducted
                                                    audible effect.’’ See section                           current design of fireworks devices,                  preliminary testing to examine the
                                                    (IV)(C)(11)(e) of CPSC Testing Manual,                  reduces the variability in judgments of               relationship between metallic content in
                                                    p. 29. This involves staff listening for a              whether a device is ‘‘intended to                     break charges and the energy or
                                                    sound and assessing whether that sound                  produce audible effects,’’ and is simple              explosive power of the fireworks device.
                                                    has the qualities characteristic of an                  and repeatable enough for regulated                   As an example, staff examined the effect
                                                    intentional effect. It is not the noise                 entities to follow easily and                         of adding aluminum, a metallic powder,
                                                    level that is determinative; rather, staff              consistently, the Commission has                      to fireworks devices. As the Division of
                                                    listens for a crisp sharpness that is                   reviewed other existing methods of                    Chemistry (Chemistry) memorandum in
                                                    related to the pressure pulse associated                identifying devices subject to the 2-grain            the briefing package for this NPR
                                                    with the ignition of flash powder. If staff             limit. The European Standard does not                 explains, a quadratic analysis reveals
                                                    hears this ‘‘loud report,’’ then they                   include any equivalent limit to                       that a 1 percent addition of aluminum
                                                    weigh the pyrotechnic material in the                   1500.17(a)(3), and many of the devices                increases the energy of a device by 3
                                                    break charge (which causes the audible                  listed in the European Standard are not               percent, and that as aluminum content
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                                                    effect) to determine whether it exceeds                 comparable to those sold in the United                increases, the amount of explosive
                                                    the 2-grain limit. The CPSC Testing                     States. As such, the European Standard                power increases, up to 25 percent
                                                    Manual does not carry the force of law;                 does not offer an alternative method that             aluminum content, at which point the
                                                    rather, it describes one option for                     the Commission could adopt. The AFSL                  explosive power begins to diminish.
                                                    identifying devices that are subject to                 Standard limits the explosive                         This demonstrates the consistency
                                                    the 2-grain limit. However, other                       composition of various devices                        between limiting metallic content in
                                                    options may also be valid. The                          ‘‘intended to produce reports’’ to 2                  break charges and the intended safety
                                                    Commission believes that specifying an                  grains of pyrotechnic composition                     purpose of 1500.17(a)(3)—namely, to


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                                                    9016                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    limit the explosive power of devices, in                references to ‘‘audible effects’’                     with larger particle sizes in break
                                                    order to reduce injuries associated with                throughout the regulations. Because the               charges or reports, possibly by limiting
                                                    more explosive devices. Additionally,                   regulations currently do not require any              the permissible size and/or the
                                                    adding aluminum or other metallic                       particular method of identifying which                permissible percentage of such metal
                                                    content to an energetic material may                    devices are subject to the 2-grain limit,             powders.
                                                    increase sensitivity to impact, spark,                  requiring the use of a specific method
                                                    and friction, which may present                         creates a new requirement.                            d. FHSA Findings
                                                    additional safety hazards.                              Additionally, consistent with the                     i. Finding 1: Public Health and Safety
                                                                                                            comparative test data, the proposed                      In previous rulemakings supporting
                                                    c. Proposed Regulatory Requirement
                                                                                                            method likely would identify more                     the 2-grain limit in 1500.17(a)(3), the
                                                       Accordingly, the Commission                          devices as subject to the 2-grain limit
                                                    proposes to adopt a method for                                                                                Commission has found that the degree
                                                                                                            than the current CPSC Testing Manual                  and nature of the hazard associated with
                                                    identifying devices that are subject to                 method. Therefore, the practical effect
                                                    the 2-grain limit that is consistent with                                                                     the devices subject to that limit are such
                                                                                                            of adopting the proposed method of                    that public health and safety necessitate
                                                    the method in APA Standard 87–1.                        identifying whether a device is
                                                    However, unlike APA Standard 87–1,                                                                            the Commission banning devices that
                                                                                                            ‘‘intended to produce audible effects’’ is            exceed that limit. The proposed method
                                                    the Commission proposes to state the                    that the Commission would ban more
                                                    criteria directly in the regulation,                                                                          of identifying these devices supports
                                                                                                            devices than it currently considers
                                                    without referencing ‘‘devices intended                                                                        and furthers that necessary ban by
                                                                                                            banned.
                                                    to produce audible effects’’; in addition,                 It is important to note that the                   providing a quantifiable and reliable
                                                    the Commission proposes to state only                   proposed revision to 1500.17(a)(3),                   method of identifying these particularly
                                                    the general criteria for identifying these              which focuses on the metallic content of              explosive devices. As the Fireworks
                                                    devices (i.e., metallic fuel greater than               the device, would reduce the scope of                 Annual Report indicates, serious
                                                    100 mesh in particle size), without the                 fireworks devices that are subject to the             injuries and deaths still occur that are
                                                    additional details in APA Standard 87–                  2-grain limit because the proposed                    associated with devices commonly
                                                    1. Although at the time it was adopted,                 revision does not limit the content of                subject to this limit, including injuries
                                                    the phrase ‘‘intended to produce audible                devices containing black powder only.                 to young children. In addition, as staff’s
                                                    effects’’ was a useful way to identify                  However, the Commission believes that                 testing indicates, the current test
                                                    devices with greater explosive power                    reducing the scope will not decrease the              method identifies fewer devices as being
                                                    and a correspondingly greater risk of                   level of protection that the regulation               subject to the 2-grain limit than the APA
                                                    injury, because of the current design                   provides because the Commission is not                Standard 87–1 method. Therefore, the
                                                    and composition of fireworks devices, it                aware of any devices on the market that               Commission believes that the proposed
                                                    is clearer and more direct to refer                     fall within the scope of the current                  method is necessary to protect
                                                    simply to their content.                                regulation, but outside the scope of the              consumer safety because a more
                                                       To assess the CPSC Testing Manual                    proposed regulation. Under the current                straightforward, quantifiable, and
                                                    method and the APA Standard 87–1                        method CPSC staff uses, devices that                  repeatable test method that does not
                                                    method, Commission staff randomly                       produce a ‘‘loud report’’ are limited to              require extensive training and
                                                    tested fireworks samples collected from                 2 grains of pyrotechnic composition;                  experience will more-consistently
                                                    the Office of Compliance from fiscal                    this limit applies whether the device                 identify devices that need to be limited
                                                    years 2014, 2015, and 2016. Using the                   contains metallic fuel or only black                  to 2 grains of pyrotechnic composition.
                                                    CPSC Testing Manual method, staff                       powder. Under the proposed regulation,                Consequently, this method will be more
                                                    found that 17 percent of the samples                    only devices that contain metallic fuel               effective in keeping such devices off the
                                                    were ‘‘intended to produce audible                      less than 100 mesh in particle size are               market.
                                                    effects’’ and exceeded the 2-grain limit.               limited to 2 grains of pyrotechnic                    ii. Finding 2: Voluntary Standards
                                                    In contrast, while using the APA                        composition. Therefore, the proposed
                                                    Standard 87–1 method, staff found that                  provision does not limit the content of                  The Commission evaluated
                                                    84 percent of the samples were                          devices that contain only black powder.               compliance with the 2-grain limit
                                                    ‘‘intended to produce audible effects’’                 However, Commission staff’s extensive                 provision in APA Standard 87–1. The
                                                    and exceeded the 2-grain limit.                         experience observing and testing                      Commission believes that the test
                                                    Although the sample size is too small to                fireworks devices indicates that there                method is effective since it is a
                                                    be conclusive, these results show a                     are no devices currently on the market                consistent and reliable method for
                                                    notable difference between the number                   that contain only black powder and                    identifying more explosive devices,
                                                    of devices that qualify as ‘‘intended to                produce a ‘‘loud report,’’ subjecting                 such that the Commission is proposing
                                                    produce audible effects’’ using the CPSC                them to the 2-grain limit. Consequently,              to adopt the same method. However, the
                                                    Testing Manual method and the APA                       like the proposed regulation, the current             Commission does not believe that there
                                                    Standard 87–1 method. This may be                       method, in effect, does not limit the                 is likely to be substantial compliance
                                                    because the APA Standard 87–1 method                    pyrotechnic composition of devices that               with that provision of APA Standard
                                                    relies on precise and quantifiable                      contain only black powder.                            87–1. The Commission’s preliminary
                                                    measurements, rather than experienced                   Nevertheless, to address this difference,             testing of samples collected from the
                                                    observation, leaving less room for                      and because a device containing large                 Office of Compliance revealed that 84
                                                    interpretation.                                         amounts of only black powder could                    percent (54 of 64) of devices analyzed
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                                                       The Commission does not propose to                   potentially pose a safety hazard to                   using the APA Standard 87–1 method
                                                    modify the overall requirement in                       consumers, the Commission is                          met that standard’s definition of devices
                                                    1500.17(a)(3); rather the Commission                    proposing limits to the pyrotechnic                   ‘‘intended to produce audible effects’’
                                                    proposes to specify the composition that                weight in various aerial and ground                   and exceeded the 2-grain limit, in
                                                    identifies a device as subject to the 2-                devices. These limits are discussed in                violation of the standard. Moreover, the
                                                    grain limit and otherwise retain the 2-                 Section IV.A.2., below.                               severity of the potential injuries shown
                                                    grain limit. For consistency, the                          In addition, the Commission is                     in CPSC’s incident data (including
                                                    Commission also proposes to replace                     considering limiting metallic powders                 severe burns and death) and the


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9017

                                                    vulnerability of the population at risk                 powder. This less-defined standard                    compliance with proposed
                                                    (including young children, as indicated                 creates a burden for testing various                  1500.17(a)(3).
                                                    in the Fireworks Annual Report)                         powders or strictly limits devices to                    To account for these variables, the
                                                    indicate the need for a high level of                   black powder. The European Standard                   Commission will exercise enforcement
                                                    compliance. As discussed above, these                   limits pyrotechnic composition                        discretion to allow up to, but not
                                                    factors are relevant to assessing whether               differently for various devices, but these            exceeding, 1.00 percent contamination
                                                    there is likely to be ‘‘substantial                     devices do not all correlate with devices             of metallic powder in a burst charge.
                                                    compliance’’ with a voluntary standard.                 available on the U.S. market.                         The Commission believes that 1.00
                                                    Therefore, the Commission believes that                 Consequently, the method the                          percent is an appropriate level for two
                                                    there is not likely to be substantial                   Commission proposes in this NPR is the                reasons. First, 1.00 percent would allow
                                                    compliance with the voluntary                           least burdensome alternative because it               for unintentional contamination at the
                                                    standard, so a regulatory requirement is                provides a simple, precise, and                       levels Commission staff has seen are
                                                    necessary.                                              quantifiable method of identifying                    common in fireworks devices. As the
                                                    iii. Finding 3: Costs and Benefits                      devices that are subject to the 2-grain               Chemistry memorandum explains,
                                                                                                            limit, minimizing the training needed,                staff’s preliminary testing reveals that
                                                       The Commission believes that the                     and eliminating the need to test the                  when metallic content present in visual
                                                    benefits of the proposed requirement                    characteristics of various powders.                   effects inadvertently contaminates a
                                                    bear a reasonable relationship to its                                                                         break charge, it is generally at levels
                                                    costs. The benefits include reducing the                e. Enforcement Discretion for Minimal                 below 0.4 percent; a 1.00 percent
                                                    likelihood and severity of injury by                    Contamination                                         allowance should adequately allow for
                                                    providing a simpler and more consistent                    The proposed requirement would ban                 inadvertent contamination. Second, the
                                                    means of identifying devices that have                  devices that contain any amount of                    increase in explosive force from 1.00
                                                    comparatively high explosive powers.                    metallic powder less than 100 mesh in                 percent metallic fuel contamination is
                                                    As the Directorate for Economic                         particle size in the burst charge, when               minimal, and the Commission believes
                                                    Analysis (EC) memorandum in the                                                                               that it does not present a notable
                                                                                                            the burst charge is produced by more
                                                    briefing package for this NPR indicates,                                                                      increase in the safety risk to the public.
                                                                                                            than 2 grains of pyrotechnic content.
                                                    the costs of this requirement are likely                                                                      As staff’s preliminary testing indicates,
                                                                                                            However, the Commission recognizes
                                                    to be low. Based on CPSC testing of                                                                           a 1.00 percent increase in metallic
                                                                                                            that it may be difficult to ensure that
                                                    fireworks samples, there may be a low                                                                         content increases the energy of a device
                                                                                                            there is no such metallic powder
                                                    level of compliance with the                                                                                  by 3 percent (using aluminum as an
                                                                                                            present due to potential contamination
                                                    comparable provision in APA Standard                                                                          example), and further increases in
                                                                                                            from visual effects or environmental
                                                    87–1; however, the costs associated with                                                                      metallic content correspondingly
                                                                                                            contamination, and it may be difficult to
                                                    changes that would bring noncompliant                                                                         increase the explosive power of the
                                                                                                            consistently identify the presence of
                                                    devices into compliance are likely to be                                                                      device up to 25 percent, at which point
                                                    low. Any entities that do not already                   metallic powder because of detection
                                                                                                            limitations and variation. Consequently,              the explosive power begins to diminish.
                                                    comply with the provision in APA
                                                                                                            the Commission will allow for minimal                 Thus, contamination up to 1.00 percent
                                                    Standard 87–1 would need to replace
                                                                                                            contamination of up to, but not                       likely does not notably increase the risk
                                                    metallic powders with nonmetallic
                                                                                                            exceeding, 1.00 percent of metallic                   to consumers.
                                                    powder, or reduce the amount of
                                                    metallic powders in their devices.                      powder in burst charges that are subject              2. Limit Chemical Composition and
                                                    Because manufacturers already use both                  to 1500.17(a)(3).                                     Pyrotechnic Weight (16 CFR 1500.17(a))
                                                    types of powders in devices, and the                       The Commission believes that the
                                                                                                            presence of a metal, such as aluminum,                a. Rationale for Limiting Chemical
                                                    costs of the two types are comparable,                                                                        Composition and Pyrotechnic Weight
                                                    the costs are likely to be low.                         in trace amounts would not pose an
                                                                                                            increased safety risk to consumers                    and Relevant Provisions in Voluntary
                                                    iv. Finding 4: Alternatives                             because a scarce amount of contaminant                Standards
                                                       The Commission believes that the                     would not significantly add to the                       As discussed, the amount of
                                                    proposed requirement is the least                       energy of the explosive. As the                       pyrotechnic material in a fireworks
                                                    burdensome option that meets the safety                 Chemistry memorandum in the briefing                  device directly relates to the energetic
                                                    goal of this provision. The Commission                  package for this NPR explains, staff’s                power of the device, and greater
                                                    examined several test methods,                          preliminary testing revealed that                     energetic power presents increased
                                                    including the method in the CPSC                        metallic content used in visual effects               safety risks to consumers. To mitigate
                                                    Testing Manual, a method based on                       may inadvertently contaminate break                   this risk, 1500.17(a)(3) limits the
                                                    explosive force, APA Standard 87–1, the                 charge content at very low levels. Staff              pyrotechnic material in fireworks
                                                    AFSL Standard, and the European                         found that when contamination                         devices that are ‘‘intended to produce
                                                    Standard. The method in the CPSC                        occurred, the contamination level in the              audible effects.’’ However, this risk also
                                                    Testing Manual requires highly                          break charge was generally less than 1                exists for devices that do not fall within
                                                    experienced and trained testers to                      percent. In addition, different detection             that category. To address this, each of
                                                    distinguish devices by listening to them;               instruments can vary in the particle                  the voluntary and international
                                                    this requires highly-specialized testers,               sizes and metallic content levels they                standards on fireworks also limits the
                                                    and as the testing data suggests, this                  detect. Staff evaluated the detection                 chemical composition and pyrotechnic
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                                                    leads to comparatively fewer devices                    levels of Inductively Coupled Plasma-                 weight of various devices. The specific
                                                    being identified as subject to the 2-grain              Optical Emission Spectroscopy (ICP–                   limits vary with the type of device. For
                                                    limit. The AFSL Standard is more                        OES) and X-Ray Fluorescence (XRF) and                 certain devices, the pyrotechnic weight
                                                    stringent than APA Standard 87–1,                       found that they produced largely similar              limits address the proportion of break
                                                    limiting break charges to black powder;                 results but can identify metallic content             charge relative to the chemical
                                                    but it is also less precise, allowing for               at slightly different levels. Commission              composition or effects. This protects the
                                                    equivalent nonmetallic fuel or fuel that                staff believes that both ICP–OES and                  public because a large proportion of
                                                    is empirically shown to be like black                   XRF are viable instruments for assessing              break charge relative to effects may


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                                                    9018                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    disperse the effects further and injure                 or similar pyrotechnic composition                    amounts of black powder. The
                                                    bystanders or ignite nearby property.                   without metallic fuel. This aligns with               Commission believes that these limits
                                                       Currently, CPSC’s fireworks                          the safety rationale regarding metallic               are necessary to protect the public
                                                    regulations do not include such limits,                 fuel discussed above—namely, that                     because devices containing a large
                                                    except for certain devices, such as party               metallic fuels can make an explosive                  amount of black powder can pose a
                                                    poppers and firecrackers. The                           more energetic per volume than devices                safety hazard; therefore, it is necessary
                                                    Commission proposes to adopt such                       that do not contain metallic powder; so               to limit the power of devices that
                                                    limits to reduce the safety risks                       limiting the lift charge of certain aerial            contain only black powder, as well as
                                                    associated with higher levels of                        devices to contain only black powder                  devices containing metallic powder.
                                                    particular chemical compositions and                    (i.e., nonmetallic fuel), would limit the               The proposed limits on chemical
                                                    ratios of pyrotechnic weight in specific                explosive power of those devices.                     composition and pyrotechnic weight
                                                    devices.                                                   Although the provisions that the                   would create new limits on fireworks
                                                       Each of the voluntary and                            Commission proposes align with APA                    devices that do not currently exist in the
                                                    international standards limits different                Standard 87–1’s limits on chemical                    regulations, thereby creating a new ban
                                                    devices (some of which overlap), and                    composition and pyrotechnic weights                   of hazardous substances that currently
                                                    some of the limits differ. These limits                 for aerial and ground devices, they                   are not prohibited.
                                                    are in section 3.1.1 and 3.1.3 (ground                  differ from the voluntary standard in
                                                    devices) and 3.1.2 (aerial devices) of                  three ways. First, the Commission’s                   c. FHSA Findings
                                                    APA Standard 87–1; in sections 2–1.8,                   proposed requirement does not include                 i. Finding 1: Public Health and Safety
                                                    2–2, 2–3, and 2–4 of the AFSL Standard;                 details about specific devices (e.g.,
                                                    and in Table 1 in part 5 of the European                descriptions) that it believes are                      Fireworks devices with greater
                                                    Standard. The APA Standard 87–1                         unnecessary for these limits. Second,                 explosive content may contribute to
                                                    limits specify a maximum chemical                       the Commission’s proposed requirement                 more severe injuries and deaths than
                                                    composition for components, lift                        includes additional information that                  devices with less explosive power and
                                                    charges, and devices, and a maximum                     clarifies the scope of the limits. The                labeling required by section 2(p)(1) of
                                                    ratio of burst charge to total weight of                Commission believes that these                        the FHSA is not adequate to protect the
                                                    chemical composition. The AFSL                          differences are necessary to establish a              public health and safety. See 15 U.S.C.
                                                    Standard does the same, but with some                   clear requirement. Third, the                         1261(p)(1). Therefore, for the same
                                                    different limits and with allowances for                Commission proposes to adopt limits for               reasons supporting the 2-grain limit in
                                                    alternate lesser ratios and different                   only some ground devices, excluding                   1500.17(a)(3), the Commission believes
                                                    device designs. The European Standard                   some of the ground devices listed in                  that chemical composition and
                                                    lists 30 different devices with                         APA Standard 87–1, including ground                   pyrotechnic weight, including content
                                                    corresponding net explosive content                     spinners, flitter sparklers, toy smoke                ratios, need to be limited in devices that
                                                    limits. However, the devices listed in                  devices, and sparklers. The Commission                are not subject to 1500.17(a)(3) to
                                                    the European Standard do not fully                      is omitting these devices because, based              protect the public from the safety risks
                                                    correspond with devices available in the                on incident and injury data, the                      of devices with high explosive content
                                                    U.S. market.                                            Commission does not believe these                     and those containing only black
                                                                                                            devices pose significant safety hazards               powder.
                                                    b. Proposed Regulatory Requirements
                                                                                                            to consumers to necessitate limits on                 ii. Finding 2: Voluntary Standards
                                                       The Commission proposes to                           their compositions.
                                                    incorporate by reference the limits in                     As discussed, the proposed revision                   With respect to the first prong of this
                                                    APA Standard 87–1 for mine and shell                    to 1500.17(a)(3), which focuses on the                finding, the Commission believes that
                                                    devices, aerial shell kits (reloadable                  metallic content of devices, would                    compliance with the voluntary standard
                                                    tube), cylindrical fountains, cone                      reduce the scope of fireworks devices                 is likely to reduce the risk of injury,
                                                    fountains, illuminating torches, wheels,                that are subject to the 2-grain limit.                because the limits in the voluntary
                                                    and chasers, with one modification. The                 Specifically, under the current                       standard effectively reduce the
                                                    categories of devices listed in APA                     regulation and CPSC staff’s current test              explosive power of devices, which is
                                                    Standard 87–1 are similar to the device                 method, the 2-grain limit applies to any              why the Commission proposes to
                                                    delineations in the regulations with                    device that produces a ‘‘loud report,’’               incorporate by reference the limits in
                                                    which regulated entities are already                    whether it contains metallic fuel or only             the voluntary standard. As for the
                                                    familiar. They also largely comply with                 black powder; under the proposed                      second prong of the finding, however,
                                                    APA Standard 87–1 for transportation                    requirement, the 2-grain limit would                  the Commission believes that there is
                                                    purposes, and the Commission believes                   apply only to devices that contain                    not likely to be substantial compliance
                                                    these limits provide for consumer safety                metallic fuel and not devices that                    with the voluntary standard.
                                                    by limiting the explosive power of                      contain only black powder. The                        Commission staff randomly tested fiscal
                                                    devices.                                                proposed pyrotechnic weight limits for                year 2014 and 2015 fireworks samples
                                                       The Commission proposes to modify                    aerial devices fills the gap created by               collected by the Office of Compliance to
                                                    the provisions in APA Standard 87–1,                    this change, by limiting the explosive                evaluate compliance with the various
                                                    which it proposes to incorporate by                     force of devices regardless of whether                limits in APA Standard 87–1. Staff
                                                    reference into the regulation, by                       they contain metallic fuel or only black              analyzed 42 devices in total (12
                                                    including an additional provision that                  powder. To provide comparable limits                  reloadable aerial shell devices and 30
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                                                    limits the explosive force of certain                   for ground devices, the Commission also               multiple-tube mine and shell devices).
                                                    aerial devices. For mine and shell                      proposes to adopt the pyrotechnic                     Although the sample size of this testing
                                                    devices and aerial shell kits (reloadable               weight limits for ground devices that are             is insufficient to draw definitive
                                                    tube), the Commission proposes to                       in APA Standard 87–1. Limits for                      conclusions, the results, nevertheless,
                                                    specify, in addition to the provisions in               ground devices will also compensate for               are informative. Two (17%) of the 12
                                                    APA Standard 87–1, that the lift charge                 the reduced scope that the proposed                   reloadable aerial shell devices and 8
                                                    of each shell is limited to black powder                1500.17(a)(3) creates, by preventing                  (27%) of the 30 multiple-tube mine and
                                                    (potassium nitrate, sulfur, and charcoal)               ground devices from containing large                  shell devices staff tested exceeded the


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9019

                                                    permissible break charge-to-effect ratio                entities are already familiar. They also              covers only health effects relating to
                                                    specified in APA Standard 87–1. None                    largely comply with APA Standard 87–                  non-carcinogenic liver effects and
                                                    of either type of device exceeded the                   1 for transportation purposes because                 developmental effects including
                                                    maximum lift charge provided in APA                     DOT incorporates that standard by                     anatomical variations or delayed
                                                    Standard 87–1. Additionally, none of                    reference into its regulations. The only              development (but not including
                                                    the reloadable aerial shell devices                     substantial difference between APA                    malformations) associated with HCB
                                                    exceeded the total pyrotechnic                          Standard 87–1 and the proposed                        and hematological, gastrointestinal,
                                                    composition limits in APA Standard                      requirement is that the proposed                      cardiovascular, renal, and neurological
                                                    87–1, while 6 (20%) of the multiple-                    requirement does not include all of the               toxicity associated with lead tetroxide
                                                    tube mine and shell devices exceeded                    ground devices that APA Standard 87–                  and other lead compounds.
                                                    those limits. The Commission does not                   1 lists. This is because the Commission
                                                                                                                                                                     The FHSA authorizes the Commission
                                                    have information regarding industry                     does not have data indicating that those
                                                                                                                                                                  to declare a substance or mixture of
                                                    compliance with the limits on ground                    ground devices pose significant safety
                                                                                                                                                                  substances to be a hazardous substance
                                                    devices set forth in APA Standard 87–                   hazards to consumers. As such, the
                                                                                                                                                                  within the scope of the FHSA, if it finds
                                                    1, and requests such information and                    Commission does not believe that limits
                                                                                                                                                                  that the substance meets one of the
                                                    relevant data.                                          for those devices are necessary, and
                                                       As the preliminary testing staff                                                                           categories described in section 2(f)(1)(A)
                                                                                                            there would not be adequate support to
                                                    conducted showed, between 15 percent                                                                          of the statute. 15 U.S.C. 1262(a)(1).
                                                                                                            justify the FHSA findings.
                                                    and 30 percent of tested devices did not                                                                      Section 2(f)(1)(A) of the FHSA lists
                                                    comply with some portion of APA                         3. Add Hexachlorobenzene and Lead                     various characteristics that qualify a
                                                    Standard 87–1’s limits on chemical                      Tetroxide and Other Lead Compounds                    substance as a ‘‘hazardous substance.’’
                                                    composition and pyrotechnic weight.                     to the List of Prohibited Chemicals (16               Id. at 1261(f)(1)(A). One of these
                                                    Moreover, the potential severity of                     CFR 1507.2)                                           characteristics is that the substance is
                                                    injuries and death associated with                      a. Proposed Requirements and Rationale                ‘‘toxic,’’ which the FHSA defines as a
                                                    devices with greater explosive power,                                                                         substance ‘‘which has the capacity to
                                                                                                               The Commission proposes to add                     produce personal injury or illness to
                                                    described in the previous section,                      hexachlorobenzene (HCB) and lead
                                                    indicate the need for particularly high                                                                       man through ingestion, inhalation, or
                                                                                                            tetroxide and other lead compounds to                 absorption through any body surface.’’
                                                    compliance levels.                                      the list of prohibited chemicals in                   Id. at 1261(f)(1)(A), 1261(g). In addition
                                                    iii. Finding 3: Costs and Benefits                      1507.2. Various studies indicate that                 to meeting the definition of ‘‘toxic,’’ the
                                                       The Commission believes that the                     fireworks devices contain HCB and lead                Commission must also determine that
                                                    benefits and costs of the proposed                      tetroxide or other lead compounds.                    the substance ‘‘may cause substantial
                                                    requirement bear a reasonable                           Specifically, studies have found HCB in               personal injury or substantial illness
                                                    relationship because the minimal costs                  25 percent to 53 percent of fireworks                 during or as a proximate result of any
                                                    associated with limiting the content of                 samples, depending on the study and in                customary or reasonably foreseeable
                                                    fireworks devices are reasonable in light               concentrations up to 4.4 percent. See                 handling or use’’ in order to be a
                                                    of the benefits to consumer safety.                     Fireworks NPR Briefing Package, Health                ‘‘hazardous substance’’ under the FHSA.
                                                    Benefits include reducing the presence                  Sciences Memorandum (Tab A of NPR                     Id. at 1261(f)(1).
                                                    of more-energetic devices on the market,                Briefing Package), for further discussion
                                                                                                            of these studies. Testing by AFSL and                    As described in the Health Sciences
                                                    which pose an increased safety risk to                                                                        memorandum in Tab A of the briefing
                                                    consumers. Anticipated costs include                    CPSC has found lead compounds in 9
                                                                                                            percent to 38 percent of fireworks                    package for this NPR, Commission staff
                                                    implementing quality control measures                                                                         believes that fireworks devices
                                                    to ensure devices do not contain more                   samples, depending on the study, and in
                                                                                                            concentrations greater than 0.25                      containing HCB or lead tetroxide or
                                                    than the proscribed limits; these quality                                                                     other lead compounds present
                                                    control measures may include acquiring                  percent.
                                                                                                               HCB and lead tetroxide and other lead              toxicological hazards that can be
                                                    smaller measuring devices, which is                                                                           absorbed into the human body; these
                                                    likely low in cost. The proposed                        compounds can be released into the
                                                                                                            environment when fireworks containing                 substances have been demonstrated to
                                                    requirements are not expected to                                                                              be harmful to human health; and
                                                    eliminate any products from the market                  them explode; and although the
                                                                                                            Commission has not conducted an                       fireworks devices have been found to
                                                    because devices that are noncompliant                                                                         contain these chemicals. Therefore, the
                                                    could function as well if they complied                 exposure analysis, the public can absorb
                                                                                                            both chemicals into their bodies through              Commission believes that there is
                                                    with the proposed limits, and the                                                                             support to find that fireworks devices
                                                    Commission does not expect that                         inhalation or surface contact. Moreover,
                                                                                                            both of these chemicals are likely                    containing HCB or lead tetroxide or
                                                    manufacturers will have to redesign
                                                                                                            carcinogenic and are toxic to humans.                 other lead compounds are ‘‘toxic’’
                                                    their products.
                                                                                                            HCB is associated with numerous                       within the definition in the FHSA and
                                                    iv. Finding 4: Alternatives                             serious health effects, including                     may cause substantial illness as a result
                                                       Given the minimal burden this                        developmental and reproductive                        of reasonably foreseeable handling, use,
                                                    requirement would create, the                           toxicity, liver toxicity, and cancer, and             or contact with such devices.
                                                    Commission believes that the proposed                   can be passed to offspring. Absorption                   All three voluntary and international
                                                    limits on chemical composition and                      of lead compounds also can have                       standards regarding fireworks include
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                                                    pyrotechnic weight are the least                        serious impacts on neurological,                      some prohibition of lead compounds,
                                                    burdensome way to achieve the safety                    reproductive, renal, cardiovascular,                  HCB, or both. Although the three
                                                    purpose of the proposed requirement. In                 gastrointestinal, and hematological                   standards are similar, each addresses
                                                    comparison to the AFSL and European                     functions, particularly in children, and              limits on HCB and lead compounds
                                                    Standards, the categories of devices                    can be passed to offspring. The                       differently. Table 1 outlines the relevant
                                                    listed in APA Standard 87–1 are similar                 Commission proposes to prohibit                       requirements in each of the three
                                                    to the device delineations in the                       fireworks devices from containing these               standards, as well as the current CPSC
                                                    regulations with which regulated                        chemicals. This proposed provision                    regulations.


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                                                    9020                    Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                                                       TABLE 1—LIMITS ON HCB AND LEAD COMPOUNDS IN FIREWORKS DEVICES
                                                                                                                           HCB                                                                   Lead compounds

                                                    Current § 1507.2 ...............   Not listed ......................................................................   No limit.
                                                    APA Standard 87–1 1 .......        Not listed ......................................................................   Prohibited at concentrations of 0.25% by weight or more.
                                                    AFSL Standard 2 ...............    Prohibited at concentrations above 0.01% by weight                                  Prohibited.
                                                    European Standard 3 ........       Prohibited .....................................................................    Prohibited.
                                                       1 Section 3.7.
                                                       2 Appendix  A, Table I, para. (e), (f).
                                                       3 EN   15947–5, pt 1.


                                                       As discussed in Section IV.B.1.,                              lack of compliance. Because of the                                 provides a test for evaluating fuse side-
                                                    below, the Commission also proposes to                           serious health effects associated with                             ignition resistance. The testing involves
                                                    allow for trace contamination with these                         HCB and lead compounds, these two                                  holding a lit cigarette against the side of
                                                    and other prohibited chemicals,                                  chemicals pose a particularly serious                              the fuse and measuring how long the
                                                    consistent with the voluntary standards.                         risk to consumers, necessitating a                                 fuse resists ignition. The CPSC Testing
                                                    Section IV.B.1. discusses the various                            particularly high level of compliance.                             Manual directs testers to measure
                                                    trace contamination limits the                                                                                                      whether side ignition occurs within 5
                                                                                                                     iii. Finding 3: Costs and Benefits
                                                    Commission is considering for these                                                                                                 seconds; and CPSC currently considers
                                                    chemicals and other prohibited                                      The Commission believes that the                                a device to have failed the fuse side-
                                                    chemicals in further detail.                                     benefits of the recommended                                        ignition resistance requirement in
                                                    Nevertheless, the Commission believes                            requirement bear a reasonable                                      1507.3(a)(1) if the fuse ignites within 3
                                                    that there is a need, generally, to                              relationship to its costs. The benefits                            seconds. APA Standard 87–1 and the
                                                    prohibit HCB and lead tetroxide and                              would include reducing consumer                                    AFSL Standard provide similar
                                                    other lead compounds.                                            exposure to two chemicals that pose                                restrictions to 1507.3(a)(1) and similar
                                                       The proposed requirement would                                serious health effects. Comparatively,                             test methods to the CPSC Testing
                                                    constitute a new hazardous substance                             the costs are likely low because HCB                               Manual, each requiring the fuse not to
                                                    ban under the FHSA because it would                              and lead compounds are not necessary                               ignite within 3 seconds.
                                                    ban chemicals that are not currently                             components of fireworks, they are not                                 Between 2005 and 2015, the
                                                    prohibited in CPSC’s fireworks                                   commonly used, and the effects they                                Commission found 28 violations of
                                                    regulations.                                                     create can be replicated with other safer                          1507.3(a)(1). In addition, Commission
                                                                                                                     and less-costly materials.                                         staff assessed 211 fireworks device
                                                    b. FHSA Findings
                                                                                                                     iv. Finding 4: Alternatives                                        samples for side ignition in fiscal year
                                                    i. Finding 1: Public Health and Safety                                                                                              2015. Staff found that 1 sample (0.5%)
                                                       The Commission believes that HCB                                 The Commission believes that the                                ignited in less than 3 seconds; 12
                                                    and lead tetroxide and other lead                                recommended requirement is the least                               samples (5.7%) ignited in 3 to 5
                                                    compounds in fireworks present a                                 burdensome means of achieving the                                  seconds; and 198 (93.8%) did not ignite
                                                    serious hazard to consumers, justifying                          safety purpose. Prohibiting these two                              within 5 seconds.
                                                    prohibiting these chemicals. As the                              chemicals in unsafe levels is necessary                               The potential for injury when a
                                                    Health Sciences memorandum in the                                to protect consumer safety; any                                    fireworks device inadvertently ignites is
                                                    briefing package for this NPR discusses,                         alternative may not accomplish this                                serious and could severely injure or kill
                                                    testing indicates that HCB and lead are                          purpose.                                                           a person attempting to light the
                                                    present in some fireworks devices and                            4. Adopt a Test Method To Evaluate                                 fireworks device or harm bystanders. If
                                                    bystanders can absorb these chemicals                            Side Ignition (16 CFR 1507.3)                                      a device lights quickly without the user
                                                    from the environment when they are                                                                                                  deliberately lighting it, the user could be
                                                                                                                     a. Proposed Requirement and Rationale                              holding the device or be close to it when
                                                    released from fireworks. Moreover, both
                                                    chemicals are associated with severe                                Section 1507.3(a)(1) requires                                   it explodes. Although incident and
                                                    health problems.                                                 fireworks devices that use a fuse (with                            injury reports listed in the Fireworks
                                                                                                                     the exception of certain smaller                                   Annual Report do not specifically
                                                    ii. Finding 2: Voluntary Standards                               fireworks devices) to use a fuse that is                           reference side ignition of fireworks
                                                       As for the first prong of this finding,                       treated or coated to ‘‘reduce the                                  devices (which may be difficult to
                                                    the Commission believes that                                     possibility of side ignition.’’ Section                            identify), the report does include
                                                    compliance with the voluntary standard                           1500.17(a)(9) bans any fireworks device                            numerous incidents in which users or
                                                    would adequately reduce the risk of                              that does not comply with applicable                               bystanders died or sustained serious
                                                    injury because the voluntary standard                            requirements of part 1507 (except as                               injuries when a fireworks device
                                                    limits the explosive power of devices,                           specified in 1500.17(a)(9)), thereby                               exploded while the user was holding it
                                                    which is why the Commission proposes                             making devices that do not meet the                                or when the device was lit too close to
                                                    to incorporate these limits by reference                         fuse requirements in 1507.3 ‘‘banned                               bystanders or to other fireworks or
                                                    into the regulations. With respect to the                        hazardous substances.’’ The regulation                             explosives. Injuries resulting from these
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                                                    second prong of this finding, the                                does not detail how to evaluate                                    incidents included severe burns, bone
                                                    Commission believes that there is not                            compliance with 1507.3(a)(1), nor does                             fractures, and lacerations.
                                                    likely to be substantial compliance with                         it specify what qualifies as ‘‘reduc[ing]                             Because of the potential severity of
                                                    the voluntary standards. As the data                             the possibility of side ignition.’’ The                            injuries that can result if a device
                                                    shows, studies have found devices                                CPSC Testing Manual, APA Standard                                  inadvertently ignites, the Commission
                                                    containing HCB or lead compounds and                             87–1, and the AFSL Standard provide                                proposes to adopt the test method for
                                                    at levels above the limits permitted in                          additional details about this                                      evaluating fuse side ignition described
                                                    the voluntary standards, indicating a                            requirement. The CPSC Testing Manual                               in the CPSC Testing Manual as part of


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9021

                                                    the regulations and to specify that fuses               finding, the Commission believes that                 from tipping over, but it is a static test
                                                    must resist side ignition for at least 3                there is not likely to be substantial                 that does not evaluate whether a device
                                                    seconds. Because this test method is                    compliance with the APA Standard 87–                  will tip over when firing. When firing,
                                                    part of the CPSC Testing Manual, it is                  1 test method and 3-second threshold.                 a device may tip over if there is no base,
                                                    not a requirement, but rather, is simply                Although CPSC’s preliminary testing                   or if the base is not securely attached.
                                                    one method available for assessing                      indicates that a high percentage of                   If a device tips over when firing, it
                                                    compliance with 1507.3(a)(1). A clear                   devices satisfy the APA Standard 87–1                 presents a serious safety hazard because
                                                    and consistent understanding of the side                fuse side-ignition resistance provisions,             it could fire in the direction of
                                                    ignition resistance requirement may                     given the severity of the potential                   bystanders or nearby property, or users
                                                    improve safety because industry                         injuries that can result when a fireworks             may return to a lit device to correct the
                                                    members would evaluate the side                         devices inadvertently lights, the                     tip over. Although the Fireworks
                                                    ignition resistance of fuses uniformly,                 Commission believes that a particularly               Annual Report does not specifically
                                                    allowing them to consistently and                       high level of compliance is necessary to              track incidents or injuries that involve
                                                    reliably identify fuses that risk side                  adequately reduce this risk. As                       detached bases, the report does indicate
                                                    ignition, thereby posing a safety risk to               discussed above, the severity of                      that during a 1-month period in 2015, 6
                                                    consumers. Moreover, specifying that                    potential injuries is a factor the                    percent of incidents involved devices
                                                    devices must resist side ignition for 3                 Commission considers relevant in                      tipping over, and 13 percent of
                                                    seconds provides a clear threshold for                  assessing the level of compliance                     incidents involved errant flight paths
                                                    determining the safety of the device.                   necessary to constitute ‘‘substantial                 (including devices firing at bystanders
                                                       As explained, the proposed                           compliance’’ with a voluntary standard.               rather than directly upwards), which
                                                    requirement, in effect, would create a                  See H.R. Rep. No. 208, 97th Cong., 1st                resulted in severe burns. Although these
                                                    new hazardous substance ban, triggering                 Sess. 875 (1981). Moreover, the test                  incidents are not attributable to base
                                                    the findings required under the FHSA                    method that the Commission proposes                   detachments, specifically, incidents
                                                    because it would require all                            includes additional details that APA                  involving devices tipping over or having
                                                    manufacturers to test their devices and                 Standard 87–1 does not, making the                    errant flight paths are the types of
                                                    use that evaluation method, which may                   proposed test method clearer, which                   incidents that can occur when a base
                                                    be different or more stringent than the                 facilitates compliance and uniformity of              detaches from a device.
                                                    method they currently use.                              testing and results.
                                                                                                                                                                     Commission staff has observed that
                                                    b. FHSA Findings                                        iii. Finding 3: Costs and Benefits                    several devices on the market do not
                                                                                                               Third, the Commission believes that                have bases, or they have bases that
                                                    i. Finding 1: Public Health and Safety                                                                        became detached before or during use.
                                                                                                            the benefits of the proposed requirement
                                                       The Commission believes that the                     bear a reasonable relationship to its                 Although staff does not systematically
                                                    degree and nature of the hazards                        costs. Anticipated costs include                      check for base attachment issues
                                                    associated with side ignition are such                  developing a testing program to evaluate              because that currently is not a
                                                    that the public health and safety                       product compliance in order to issue                  requirement, staff nevertheless, may
                                                    necessitate banning devices that exceed                 certificates of compliance, modifying                 record these issues in notes on test
                                                    the proposed side ignition resistance                   devices to resist side ignition for a                 reports during routine testing. Because
                                                    limit. Inadvertent side ignition presents               longer period, and potentially removing               staff does not systematically check and
                                                    a serious safety hazard to consumers                    a small proportion of devices from the                record base attachment issues, the
                                                    who may be near the device when it                      market. The Commission does not                       reports that do reflect such issues
                                                    functions. Although incident data does                  expect the costs associated with these                represent the minimum number of base
                                                    not specifically capture side-ignition                  options to be high, particularly because              attachment issues that staff has
                                                    incidents, the Fireworks Annual Report                  testing costs can be allocated across all             witnessed. Between fiscal year 1999 and
                                                    references deaths and serious injuries                  devices with fuses. Benefits include the              2016, staff reports indicate that 88
                                                    that resulted when a fireworks device                   reduced risk of injury to consumers,                  devices had no base, or the base
                                                    fired too close to a user or bystander or               including a reduced risk of serious                   detached before or during operation; 32
                                                    when a user was holding it, which are                   injuries associated with devices firing               devices tipped over during testing; and
                                                    among the circumstances likely to occur                 close to users.                                       76 devices had compromised tube
                                                    when a device inadvertently lights by                                                                         integrity. More than half of the base
                                                                                                            iv. Finding 4: Alternatives                           separations that staff observed were
                                                    side ignition. A quantifiable test for all
                                                    regulated entities to follow would                        Fourth, the Commission believes that                between fiscal years 2010 and 2016.
                                                    improve consumer safety by promoting                    the proposed requirement is the least                 This could suggest a decline in quality
                                                    consistent assessment of devices to                     burdensome way to achieve the targeted                control, although there are other
                                                    screen for unsafe devices entering the                  safety purpose. The proposed test                     possible explanations as well. In some
                                                    market.                                                 method and 3-second threshold are                     of these cases, staff noted that the base
                                                                                                            consistent with the voluntary standards               was detached or broken when received;
                                                    ii. Finding 2: Voluntary Standards                      and the CPSC Testing Manual and                       in others, the base detached during
                                                       In considering the first prong of this               would facilitate compliance and                       handling; and in others, the base
                                                    finding, the Commission believes that                   consumer safety.                                      detached or cracked when the device
                                                    compliance with the voluntary standard                                                                        fired. Staff has identified 111 samples
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                                                                                                            5. Require Bases To Remain Attached to
                                                    would likely adequately reduce the risk                 Devices (16 CFR 1507.4)                               (2.4%) out of 4,554 devices that have, or
                                                    of injury because it specifies a test for                                                                     could have bases and that contained
                                                    evaluating side ignition and specifies a                a. Proposed Requirement and Rationale                 notes indicating that bases were either
                                                    reasonable time in which fuses should                      Section 1507.4 provides a minimum                  missing or functioned improperly
                                                    resist side ignition, which is why the                  base-to-height ratio for fireworks                    during operation. This indicates that
                                                    Commission proposes to adopt a                          devices that aims to reduce the                       there are a large number of devices on
                                                    comparable test method and limit. But                   likelihood of devices tipping over. The               the market that potentially pose a safety
                                                    with respect to the second prong of this                ratio test is intended to prevent devices             hazard if a device tips over.


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                                                    9022                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                       Because of the safety risk associated                associated with base detachments                      third-degree burns on a bystander’s foot;
                                                    with devices tipping over, the role base                because they do not address detachment                a metal shard lodged in a bystander’s
                                                    attachment can play in tip-over                         that occurs during storage. Commission                ankle when the device fired sideways;
                                                    incidents, staff’s observations of devices              staff has observed fireworks devices                  and first-degree burns and a corneal
                                                    that rely on bases to operate properly,                 with bases that were missing, broken, or              abrasion from a piece of metal in a
                                                    and staff’s observation of devices on the               detached before staff handled and                     bystander’s eye. As these incidents
                                                    market that do not have bases that are                  operated them. As such, staff concluded               demonstrate, fragments of hard
                                                    attached securely, the Commission                       that it is necessary to require attachment            materials from a firing fireworks device
                                                    proposes to require bases to remain                     during storage. Finally, the Commission               can cause serious injuries. Moreover,
                                                    attached to devices during storage,                     believes that there is not substantial                during routine compliance testing,
                                                    handling, and normal operation.                         compliance with the voluntary                         Commission staff has observed hard
                                                       This proposed requirement is similar                 standards. In recent years, Commission                plastic, metal, or other fragments
                                                    to provisions in the AFSL Standard and                  staff has observed devices with missing,              expelled when fireworks devices
                                                    APA Standard 87–1 that require bases to                 broken, or detached bases. This suggests              function.
                                                    remain attached to devices during                       that there is not substantial compliance                 To address this safety hazard, the
                                                    transportation, handling, and normal                    with the voluntary standards. The                     Commission proposes to prohibit
                                                    operation. However, because                             presence of devices on the market that                fireworks devices from projecting sharp
                                                    Commission staff has observed devices                   do not comply with the voluntary                      debris when functioning. Section 3.7.2
                                                    that arrive with no base or a detached                  standards and the serious injuries that               of APA Standard 87–1 prohibits
                                                    or broken base, the Commission                          can result when such noncompliant                     fireworks devices from propelling sharp
                                                    proposes to extend this requirement to                  devices tip over during firing, support               fragments of specific materials when set
                                                    storage as well. Because DOT has                        the Commission’s finding that there is                off. The AFSL Standard includes a
                                                    jurisdiction over transportation safety,                not sufficient compliance with the                    similar, more general requirement,
                                                    the Commission’s proposed provision                     voluntary standards.                                  prohibiting devices from projecting
                                                    does not address transportation.                        iii. Finding 3: Costs and Benefits                    flaming or glowing pieces (section 2–
                                                       This proposal would create a new                                                                           1.11). The Commission proposes to
                                                    hazardous substance ban because it                         The Commission believes that the                   incorporate by reference the APA
                                                    would add a requirement to 1507.4 that                  costs associated with the proposed                    Standard 87–1 provision because it
                                                                                                            requirement are reasonable, relative to               provides a more detailed requirement,
                                                    would require bases to remain attached
                                                                                                            the safety benefits. These costs include
                                                    during storage, handling, and normal                                                                          listing specific types of materials that a
                                                                                                            affixing bases to devices; designing
                                                    operation. As noted, any fireworks                                                                            fireworks device may not project,
                                                                                                            them as a single piece; and incurring the
                                                    device that does not comply with part                                                                         including metal, glass, and brittle
                                                                                                            time, materials, and shipping costs
                                                    1507 constitutes a banned hazardous                                                                           plastic. However, the Commission
                                                                                                            associated with those modifications.
                                                    substance under 1500.17(a)(9).                                                                                requests comments on whether this
                                                                                                            Although the Commission cannot
                                                                                                                                                                  provision should be limited to certain
                                                    b. FHSA Findings                                        estimate the safety benefits of improving
                                                                                                                                                                  sizes or amounts of these fragments,
                                                    i. Finding 1: Public Health and Safety                  the stability of devices, the general
                                                                                                                                                                  rather than a strict general ban, because
                                                                                                            occurrence of tip-over incidents, and the
                                                       The Commission believes that the                                                                           devices may include these materials as
                                                                                                            potentially serious injuries that can
                                                    degree and nature of the hazard                         result, supports the need for safety                  necessary components.
                                                    associated with bases detaching and                     measures that would reduce them.                         Because the regulations do not
                                                    devices tipping over when firing are                                                                          currently prohibit devices that project
                                                    such that the public health and safety                  iv. Finding 4: Alternatives                           sharp fragments, this would be a new
                                                    necessitates the Commission banning                       The Commission believes that the                    ban, subject to the FHSA findings.
                                                    devices that do not have bases that are                 proposed requirement is the least                     b. FHSA Findings
                                                    attached securely. Commission testing                   burdensome way to achieve the safety
                                                    has found numerous devices that do not                  goal. The proposed requirement is                     i. Finding 1: Public Health and Safety
                                                    have bases that are attached securely                   performance-based, rather than                           The Commission believes that this
                                                    and have tipped over during firing.                     prescriptive, allowing manufacturers                  ban is necessary to adequately protect
                                                    Moreover, the proportion of these                       numerous ways to comply. The                          the public from the risk of serious injury
                                                    devices has increased in recent years. If               proposal also is consistent with                      that can result when fireworks devices
                                                    a device tips over when firing, it can                  requirements in the voluntary                         project sharp fragments. Commission
                                                    result in serious injuries. Although the                standards.                                            staff has observed devices project
                                                    incident reports do not address base                    6. Prohibit Devices From Projecting                   fragments when firing and incident data
                                                    detachments specifically, tip overs and                 Fragments When Functioning                            demonstrates the occurrence and
                                                    other incidents can result when a base                                                                        severity of these incidents.
                                                    detaches and have resulted in serious                   a. Proposed Requirement and Rationale
                                                                                                                                                                  ii. Finding 2: Voluntary Standards
                                                    burns to users and bystanders.                             Incident data reported to the
                                                                                                            Commission for 2005 to 2015 indicate                    The Commission believes that APA
                                                    ii. Finding 2: Voluntary Standards                                                                            Standard 87–1 would adequately reduce
                                                                                                            that some incidents may have involved
                                                      The Commission also believes that the                 fireworks that projected fragments when               the risk of injury associated with
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                                                    voluntary standard provisions regarding                 they fired, injuring bystanders.                      projected fragments because it prohibits
                                                    base detachment are not adequate. For                   Although it was not clear in all of these             devices from projecting fragments that
                                                    one, the voluntary standards include                    incidents whether the fragments were                  can injure bystanders, which is why the
                                                    requirements relevant to transportation,                part of a consumer fireworks device or                Commission proposes to incorporate by
                                                    which falls within DOT’s purview. In                    debris in the surrounding area, the                   reference this provision of the voluntary
                                                    addition, the Commission believes that                  resulting injuries demonstrate the risk to            standard. But the Commission does not
                                                    the voluntary standards are not likely to               consumers. The reported incidents                     believe that there is likely to be
                                                    adequately reduce the safety risk                       included debris in a bystander’s eye;                 substantial compliance with that


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                           9023

                                                    standard, given the severity of potential               trace amounts of a chemical. This                     consumer surface-coating materials to
                                                    injuries. As discussed above, the                       precision can make it difficult and                   0.009 percent by weight.
                                                    severity of potential injuries is a factor              burdensome to demonstrate the absence                    Additionally, Commission staff
                                                    the Commission considers relevant in                    of prohibited chemicals in any amount                 conducted preliminary testing to
                                                    assessing the level of compliance                       because instruments often can quantify                identify prohibited chemicals in
                                                    necessary to constitute ‘‘substantial                   the presence of a chemical at parts per               fireworks devices. Examining samples
                                                    compliance’’ with a voluntary standard.                 billion or parts per trillion, but not zero.          collected from the Office of Compliance
                                                    See H.R. Rep. No. 208, 97th Cong., 1st                  Instruments and analyses that can test                from fiscal years 2014 and 2015, staff
                                                    Sess. 875 (1981). Although there are                    for the presence of chemicals at                      found that 90 percent of the samples (29
                                                    only eight reported incidents, the                      infinitesimal levels are costly and often             of 32) contained titanium with 100-
                                                    reported injuries demonstrate the                       require significant sample preparation,               mesh particle size or smaller, in
                                                    potential severity of injuries that                     while simpler and less costly test                    violation of 1507.2(j), and 38 percent of
                                                    projected fragments can cause,                          methods (e.g., X-Ray Fluorescence                     the samples (12 of 32) contained lead,
                                                    including first-degree burns and eye                    spectroscopy) are available to identify               which the Commission proposes to
                                                    injuries. Accordingly, the level of                     the presence of chemicals.                            prohibit in this NPR. However, applying
                                                    compliance must be particularly high.                      Given the nature of the chemicals                  a trace contamination allowance of 0.25
                                                                                                            prohibited in fireworks devices and the               percent by weight (consistent with APA
                                                    iii. Finding 3: Costs and Benefits                                                                            Standard 87–1), only 9 percent (3 of 32)
                                                                                                            manner in which these chemicals
                                                       The Commission believes that the                     appear in fireworks devices in trace                  exceeded this limit for titanium with
                                                    benefits of the proposed requirement                    amounts, the Commission believes that                 100-mesh particle size or smaller and
                                                    bear a reasonable relationship to the                   their presence is not intentional. In large           only 3 percent (1 of 32) exceeded this
                                                    costs. The benefits include increased                   enough amounts, these chemicals are                   limit for lead compounds. Applying an
                                                    consumer safety. The costs include                      unstable or pose health or                            even lower contamination allowance of
                                                    possibly redesigning devices to                         environmental risks, so manufacturers                 0.05 percent by weight, only a few
                                                    eliminate parts that may be dispersed or                would not deliberately add them to                    samples (between 9 percent and 16
                                                    expelled as fragments or potentially                    devices. Rather, when they are present,               percent) exceeded this threshold for
                                                    implementing greater quality control to                 it is likely the result of their inadvertent          titanium with 100-mesh particle size or
                                                    ensure that such parts are not dispersed                presence in the environment during                    smaller, and none of the samples
                                                    or expelled as fragments. Commission                    production. The Commission believes                   exceeded this limit for lead compounds.
                                                    staff does not have sufficient                          that trace amounts of these chemicals do              As discussed, various studies have
                                                    information to determine the expected                   not present a risk to consumers because               found HCB in fireworks devices in
                                                    costs of these modifications, but                       such minimal levels would not affect                  ranges less than and greater than 0.01
                                                    anecdotal evidence indicates that less                  the rate of reaction and consequent                   percent, 0.05 percent, and 0.25 percent
                                                    than 10 percent of the market does not                  explosive power.                                      by weight.
                                                    comply with the proposed requirement.                      To reflect current technological                      Based on this information, there are
                                                                                                            capabilities, the relative difficulty and             several options that the Commission
                                                    iv. Finding 4: Alternatives
                                                                                                            cost of identifying and eliminating all               may adopt as a general allowance for all
                                                       The Commission believes that the                                                                           prohibited chemicals or as trace
                                                                                                            trace amounts of prohibited chemicals,
                                                    proposed requirement is the least                                                                             allowances for particular chemicals,
                                                                                                            the unintentional nature of trace
                                                    burdensome way to achieve the safety                                                                          such as HCB and lead tetroxide and
                                                                                                            contamination, and the negligible safety
                                                    goal. The AFSL Standard and APA                                                                               other lead compounds. These options
                                                                                                            implications of trace contamination, the
                                                    Standard 87–1 provide similar                                                                                 include:
                                                                                                            Commission proposes to allow trace
                                                    alternatives, and the proposed
                                                                                                            amounts of the chemicals prohibited in                   • Allowing trace amounts:
                                                    requirement is a performance-based                                                                               Æ Less than 0.25 percent by weight
                                                                                                            1507.2 to be present in fireworks
                                                    standard that prohibits devices that                                                                          (consistent with the general limit in
                                                                                                            devices.
                                                    project fragments and does not                                                                                APA Standard 87–1);
                                                    otherwise limit the design of devices.                     Existing standards and Commission                     Æ less than 0.01 percent by weight
                                                                                                            testing and research provide some                     (consistent with CPSIA lead limits);
                                                    B. Easing Existing Regulatory                           options for selecting an appropriate                     Æ less than 0.05 percent by weight
                                                    Requirements                                            trace allowance limit. APA Standard                   (since CPSC’s initial testing indicates
                                                      The following proposed provision                      87–1 and the AFSL Standard both allow                 that most devices comply with this
                                                    would not create any new requirements                   for small amounts of prohibited                       level);
                                                    or ban any hazardous substances.                        chemicals as impurities. APA Standard                    Æ less than 0.01 percent by weight
                                                    Rather, the proposed provision would                    87–1, section 3.7.1, allows for trace                 (consistent with the most stringent
                                                    ease the existing regulatory                            amounts of all prohibited chemicals, if               allowance in the voluntary standards);
                                                    requirements applicable to fireworks                    the trace amount is less than 0.25                    or
                                                    devices.                                                percent by weight. The AFSL Standard,                    Æ less than 0.009 percent by weight
                                                                                                            Appendix A, Table 1, allows for trace                 (consistent with the CPSIA limit on lead
                                                    1. Allow Trace Amounts of Prohibited                    contamination of HCB at the limit of                  compounds in certain consumer
                                                    Chemicals (16 CFR 1507.2)                               0.01 percent by weight, but does not                  materials); or
                                                       Section 1507.2 prohibits the presence                include a general allowance for all                      • adopting no allowance for certain
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                                                    of certain chemicals in fireworks                       prohibited chemicals. There are also                  chemicals.
                                                    devices. This requirement has existed in                limits on lead content in other                          The Commission does not have
                                                    CPSC’s regulations since 1976. 41 FR                    consumer products. The Consumer                       exposure data regarding the relative
                                                    9512 (Mar. 4, 1976); 41 FR 22931 (June                  Product Safety Improvement Act                        safety of the various trace contamination
                                                    8, 1976). However, technology has                       (CPSIA; Pub. L. 110–314, 122 Stat. 3016)              levels identified.
                                                    advanced significantly since CPSC                       limits the lead content of most                          With the exception of HCB, the
                                                    adopted this provision, and now testing                 children’s products to 0.01 percent by                Commission proposes to allow for trace
                                                    can identify previously undetectable                    weight and limits lead compounds in                   amounts up to 0.25 percent of each of


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                                                    9024                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    the prohibited chemicals listed in                      describing its function and the effects it            For this reason, and for consistency
                                                    1507.2, including lead tetroxide and                    produces—namely, that it is a chemical                with this recognized standard, the
                                                    other lead compounds, which the                         composition that breaks open an aerial                Commission proposes to incorporate by
                                                    Commission proposes to add to 1507.2                    device—and identifying ‘‘expelling                    reference APA Standard 87–1, section
                                                    in this NPR. This contamination level is                charge’’ and ‘‘break charge’’ as common               2.6.1.
                                                    consistent with the level provided in                   synonyms for ‘‘burst charge.’’ The
                                                                                                                                                                  4. Define ‘‘Lift Charge’’ (16 CFR 1500.3)
                                                    APA Standard 87–1. The Commission                       Commission believes that this definition
                                                    proposes to allow for trace amounts of                  accurately describes the term ‘‘burst                    The chemical composition limits that
                                                    0.01 percent for HCB. This                              charge.’’ For that reason, and to align               the Commission proposes (described in
                                                    contamination level is consistent with                  with the industry standard, the                       Section IV.A.2., above) include limits on
                                                    the level provided in the AFSL                          Commission proposes to incorporate by                 the chemical composition of ‘‘lift
                                                    Standard.                                               reference the definition of ‘‘burst                   charges.’’ The Commission proposes to
                                                       The Commission also may opt to                       charge’’ as it appears in the first two               define the term ‘‘lift charge’’ so that
                                                    adopt trace contamination allowances in                 sentences of APA Standard 87–1,                       regulated entities have a clear and
                                                    the regulations, in compliance guidance,                section 2.5.                                          consistent understanding of the
                                                    or in the CPSC Testing Manual.                                                                                components to which these limits
                                                    Incorporating trace allowance limits                    2. Define ‘‘Chemical Composition’’ (16                apply.
                                                    into compliance guidance or the CPSC                    CFR 1500.3)                                              The chemical composition limits that
                                                    Testing Manual would maintain the                          The term ‘‘chemical composition’’ is               the Commission proposes are similar to
                                                    strict prohibition in the regulations but               central to the proposed chemical                      those in APA Standard 87–1. Standard
                                                    give the Commission flexibility in                      composition and pyrotechnic weight                    APA Standard 87–1 also defines ‘‘lift
                                                    enforcing violations of the prohibited                  limits (described in Section IV.A.2.).                charge’’ in section 2.10, describing its
                                                    chemicals ban. Including these                          The Commission proposes to define                     function (lifting or propelling a device
                                                    allowances in compliance guidance or                    ‘‘chemical composition’’ so that                      into the air) and composition. The
                                                    the CPSC Testing Manual would not                       regulated entities have a clear and                   Commission believes that this definition
                                                    create or modify the current                            precise understanding of this term to                 accurately describes this term. For this
                                                    requirement in 1507.2, but would serve                  comply with the proposed limits.                      reason, and for consistency with the
                                                    only as an option available for                            The chemical composition limits that               comparable requirements in APA
                                                    Commission flexibility.                                 the Commission proposes are similar to                Standard 87–1, the Commission
                                                                                                            those in APA Standard 87–1. APA                       proposes to incorporate by reference
                                                    C. Clarifications of Existing Regulations               Standard 87–1 defines ‘‘chemical                      section 2.10 of APA Standard 87–1.
                                                      The following proposed requirements                   composition’’ in section 2.6, describing                 However, the APA Standard 87–1
                                                    would not create any new requirements                   it as pyrotechnic and explosive                       definition of ‘‘lift charge’’ refers only to
                                                    or ban any hazardous substances; rather                 compositions and detailing its                        mine or shell devices, not all fireworks
                                                    they would facilitate regulated entities’               components. The Commission believes                   devices. As an alternative to the APA
                                                    understanding of the existing or                        that this definition accurately describes             Standard 87–1 definition, the
                                                    proposed regulations by providing                       ‘‘chemical composition.’’ For this                    Commission believes that it may be
                                                    definitions and eliminating                             reason, and to align with the industry                appropriate to define ‘‘lift charge’’ in a
                                                    inconsistencies. Because these proposed                 standard, the Commission proposes to                  manner that applies to all fireworks
                                                    requirements would not create new                       incorporate by reference the definition               devices. The Commission requests
                                                    hazardous substance bans, they do not                   of ‘‘chemical composition’’ as set forth              comments on this alternative.
                                                    require the Commission to make the                      in APA Standard 87–1, section 2.6.                    5. Define ‘‘Pyrotechnic Composition’’
                                                    FHSA findings.                                             In addition, the Commission proposes
                                                                                                                                                                  (16 CFR 1500.3 and 1507.1)
                                                                                                            to specify that ‘‘chemical composition’’
                                                    1. Define ‘‘Burst Charge’’ (16 CFR                                                                               The term ‘‘pyrotechnic composition’’
                                                                                                            consists of lift charge, burst charge, and
                                                    1500.3)                                                                                                       appears in several existing CPSC
                                                                                                            visible and audible effect materials. This
                                                       The proposed modifications to 16                     additional information is not in APA                  fireworks regulations, as well as in
                                                    CFR 1500.17(a)(3) regarding the method                  Standard 87–1, but the Commission                     several of the requirements proposed in
                                                    of identifying devices that are limited to              believes it clarifies information, which              this NPR. Specifically, the term appears
                                                    2 grains of pyrotechnic composition                     facilitates industry compliance with the              in the proposed definitions of ‘‘burst
                                                    (discussed in Section IV.A.1.) focus on                 proposed chemical composition and                     charge’’ and ‘‘chemical composition’’;
                                                    the content of the ‘‘burst charge’’ of the              pyrotechnic weight limits.                            the proposed chemical composition and
                                                    device. Additionally, ‘‘burst charge’’                                                                        pyrotechnic weight limits (described in
                                                    appears in the proposed chemical                        3. Define ‘‘Explosive Composition’’ (16               Section IV.A.2., above); and 16 CFR
                                                    composition and pyrotechnic weight                      CFR 1500.3 and 1507.1)                                1507.3, 1507.5, 1507.9, and 1507.11 (in
                                                    limits (discussed in Section IV.A.2.).                     The proposed definition of ‘‘chemical              reference to fuse requirements,
                                                    Consequently, the meaning of the term                   composition’’ includes the term                       pyrotechnic leakage, toy smoke and
                                                    ‘‘burst charge’’ is central to these                    ‘‘explosive composition.’’ In addition,               flitter devices, and party poppers,
                                                    proposed requirements, and regulated                    the proposed definition of                            respectively). The Commission proposes
                                                    entities need a clear understanding of                  ‘‘firecrackers,’’ discussed below, also               to define ‘‘pyrotechnic composition’’ so
                                                    the term to comply with the proposed                    includes this term. To facilitate clear               that the regulated industry has a clear
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                                                    requirements. Therefore, the                            and consistent industry understanding                 and uniform understanding of this term
                                                    Commission proposes to define ‘‘burst                   of this term, the Commission proposes                 and the related requirements. Such an
                                                    charge.’’                                               to define ‘‘explosive composition.’’                  understanding facilitates proper testing
                                                       The proposed requirements in which                      APA Standard 87–1 defines                          and regulatory compliance, which, in
                                                    the term ‘‘burst charge’’ would appear                  ‘‘explosive composition’’ in section                  turn, promotes consumer safety.
                                                    are consistent with provisions in APA                   2.6.1, describing the function and effect.               Section 2.6.2 of APA Standard 87–1
                                                    Standard 87–1. APA Standard 87–1                        The Commission believes that this                     defines ‘‘pyrotechnic composition,’’
                                                    defines ‘‘burst charge’’ in section 2.5,                definition accurately describes the term.             describing how it functions and the


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9025

                                                    effects it produces. The Commission                     ‘‘firecrackers.’’ The term ‘‘firecrackers’’           concluded that 1507.2 should not apply
                                                    believes that this definition accurately                appears in 1500.17, 1500.85, and                      to firecrackers because 1507.2 prohibits
                                                    describes ‘‘pyrotechnic composition.’’                  1507.1. The Commission believes that a                chlorates, which are common and
                                                    For that reason, and for consistency                    definition of ‘‘firecrackers’’ would                  adequately safe in firecrackers
                                                    with the industry standard, the                         provide a clear understanding of what                 containing flash powder. 41 FR 9,520
                                                    Commission proposes to incorporate by                   these devices include, and thereby,                   (Mar. 4, 1976). Similarly, the
                                                    reference APA Standard 87–1, section                    facilitate compliance with requirements               Commission decided that firecrackers
                                                    2.6.2.                                                  that apply to them.                                   need not be subject to the fuse
                                                                                                               Both APA Standard 87–1 (section                    requirements in 1507.3 because the type
                                                    6. Clarify Requirements for ‘‘Aerial                    3.1.3.1) and the AFSL Standard (section               of fuses those requirements aim to
                                                    Bombs’’ (16 CFR 1500.3, 1500.17(a)(3)                   1–1.7) define ‘‘firecrackers’’ in largely             address—namely, those that create a
                                                    and 1500.17(a)(8))                                      the same way, describing the materials                safety hazard—are not used in
                                                       The term ‘‘aerial bomb’’ appears twice               and effects of a firecracker and                      firecrackers. Id. The remaining sections
                                                    in CPSC’s fireworks regulations—in 16                   specifying limits that apply to                       of part 1507 are specific to particular
                                                    CFR 1500.17(a)(3) and in 1500.17(a)(8).                 firecrackers. The Commission believes                 devices (none of which are firecrackers)
                                                    Section 1500.17(a)(3) bans fireworks                    that both definitions are clear and                   or particular features that firecrackers
                                                    devices intended to produce audible                     accurate, but proposes to incorporate by              do not have and, therefore, are not
                                                    effects if the audible effect is produced               reference the APA Standard 87–1                       relevant or applicable to firecrackers.
                                                    by more than 2 grains of pyrotechnic                    definition for consistency with other                 Consequently, there is no need to
                                                    composition. This section lists examples                proposed requirements that would                      exempt firecrackers from the scope of
                                                    of devices that are ‘‘intended to produce               incorporate that standard by reference                those provisions.
                                                    audible effects,’’ including ‘‘aerial                   and to reduce industry burdens by                        In order to streamline the regulations,
                                                    bombs.’’ As a result, 1500.17(a)(3) bans                requiring compliance with one                         the Commission proposes to remove the
                                                    aerial bombs only if they contain more                  voluntary standard, rather than two.                  exemption for firecrackers from 1507.1
                                                    than 2 grains of pyrotechnic                               Second, the Commission proposes to                 and, instead, place it in the only two
                                                    composition. In contrast, 1500.17(a)(8)                 revise the references to firecrackers in              sections to which the exemption is
                                                    bans various devices, listing each one,                 the regulations so that they are                      relevant—1507.2 and 1507.3. This does
                                                    including ‘‘aerial bombs.’’ This                        consistent and more straightforward.                  not alter the substantive requirements or
                                                    provision does not limit the ban to                     CPSC’s regulations refer to                           the scope of the exemption in this part.
                                                    devices containing more than 2 grains of                ‘‘firecrackers,’’ ‘‘firecrackers designed to          Rather, it simply lists the exemption
                                                    pyrotechnic composition; rather, it bans                produce audible effects,’’ and ‘‘devices              where it is actually applicable, rather
                                                    all of the listed devices outright,                     designed to produce audible effects.’’                than applying it unnecessarily broadly
                                                    including ‘‘aerial bombs.’’ As such,                    See 1500.17(a)(3), 1500.17(a)(8),                     to the entire part.
                                                    1500.17(a)(3) and 1500.17(a)(8) are                     1500.83(a)(27)(i), and 1500.85(a)(2). As
                                                    inconsistent.                                           the proposed definition of                            9. Make Editorial Correction to
                                                       To eliminate this inconsistency, the                 ‘‘firecrackers’’ indicates, these devices             Language Regarding Fuse Attachment
                                                    Commission proposes to remove ‘‘aerial                  create a noise (or audible effect) when               (16 CFR 1507.3)
                                                    bombs’’ from 1500.17(a)(3) and retain it,               they function. This noise is an                          Section 1507.3(b) requires fuses to
                                                    as written, in 1500.17(a)(8). The                       intentional effect that firecrackers are              remain securely attached to fireworks
                                                    Commission believes that it is                          designed to produce. Therefore,                       devices. To evaluate whether a fuse is
                                                    appropriate to ban aerial bombs entirely                ‘‘designed to produce audible effects’’ is            securely attached to the device, the
                                                    because they present a serious risk of                  an unnecessary qualifier for                          regulation requires the fuse to support
                                                    injury to consumers. The proposed                       ‘‘firecrackers.’’ To make the regulations             the lesser of: (1) The weight of the
                                                    removal of ‘‘aerial bombs’’ from                        clearer and less cumbersome, the                      fireworks device plus 8 ounces, or (2)
                                                    1500.17(a)(3) would not create any new                  Commission proposes to replace the                    double the weight of the device, without
                                                    requirements or ban any new hazardous                   references to devices ‘‘designed to                   separating from the device. However, in
                                                    substances. Rather, the Commission                      produce audible effects’’ in                          describing the two alternate weight
                                                    would merely be maintaining one of the                  1500.17(a)(3), 1500.17(a)(8),                         options, the regulation states: ‘‘whether
                                                    two existing provisions.                                1500.83(a)(27)(i), and 1500.85(a)(2) with             is less,’’ rather than, ‘‘whichever is
                                                       In addition, the Commission proposes                 appropriate descriptions of the term that             less.’’ Although the meaning of the
                                                    to define ‘‘aerial bombs’’ to provide                   are not redundant. This revision may                  regulation is apparent, the Commission
                                                    regulated entities with clarity about                   also minimize confusion with the                      proposes to correct this typographical
                                                    which devices are banned. None of the                   similar phrase ‘‘intended to produce                  error.
                                                    existing voluntary or international                     audible effects’’ in 1500.17(a)(3), which
                                                    standards define ‘‘aerial bombs.’’ The                  refers to a different category of devices.            10. Define ‘‘Base’’ (16 CFR 1507.4)
                                                    Commission proposes to define ‘‘aerial                                                                           Section 1507.4 specifies requirements
                                                                                                            8. Move the Exemption for Firecrackers                relevant to bases of fireworks devices
                                                    bomb’’ as ‘‘a tube device that fires an
                                                                                                            From the Scope Section of Part 1507 to                and, as described in Section IV.A.5.,
                                                    explosive charge into the air without
                                                                                                            the Individual Sections of Part 1507                  above, the Commission proposes
                                                    added visual effect.’’
                                                                                                            That Are Relevant to Firecrackers (16                 additional requirements regarding bases
                                                    7. Define ‘‘Firecrackers’’ (16 CFR 1500.3               CFR 1507.1, 1507.2, and 1507.3)                       in this NPR. To facilitate a clear
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                                                    and 1507.1) and Rephrase References to                     Section 1507.1 establishes the scope               understanding of the features subject to
                                                    Firecrackers (16 CFR 1500.17(a)(3),                     of part 1507, stating that any fireworks              those requirements, the Commission
                                                    1500.17(a)(8), 1500.83(a)(27)(i), and                   devices, other than firecrackers, that are            also proposes to define the term ‘‘base.’’
                                                    1500.85(a)(2))                                          not otherwise banned, are subject to the                 APA Standard 87–1 does not define
                                                       The Commission proposes two                          requirements in part 1507. Only two                   ‘‘base,’’ but section 1–2.1 of the AFSL
                                                    revisions to clarify the regulations                    sections within part 1507—1507.2 and                  Standard does, describing it as a
                                                    regarding firecrackers. First, the                      1507.3—could apply to firecrackers. In                platform from which a fireworks device
                                                    Commission proposes to define                           a previous rulemaking, the Commission                 functions and to which tubes are


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                                                    9026                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    attached. The Commission proposed to                    under the Paperwork Reduction Act of                  information to estimate the costs of
                                                    adopt a definition that is consistent with              1995 (PRA; 44 U.S.C. 3501–3521). The                  compliance with the provisions
                                                    the AFSL Standard, but includes more                    proposed requirements do not request or               regarding base attachment and
                                                    detail to provide greater precision and                 require any parties to create or maintain             fragments, with precision. To further
                                                    clarity.                                                records or disclose or report information             inform its decision and analysis, the
                                                                                                            to the Commission, any government                     Commission requests comments on the
                                                    11. Define ‘‘Burnout’’ and ‘‘Blowout’’
                                                                                                            body, the public, or third parties.                   costs of complying with the provisions
                                                    (16 CFR 1507.6)
                                                                                                            Therefore, the requirements of the PRA                regarding base attachment and
                                                       Section 1507.6 requires the                          do not apply to this NPR.                             fragments.
                                                    pyrotechnic chamber in fireworks
                                                    devices to be constructed ‘‘to allow                    VII. Regulatory Flexibility Act                       B. Reasons the Agency Is Considering
                                                    functioning in a normal manner without                                                                        the Action
                                                                                                            A. Introduction
                                                    burnout or blowout.’’ The Commission                                                                             The Commission is considering the
                                                    proposes to adopt definitions for                          The Regulatory Flexibility Act (RFA;               proposed rule to update its existing
                                                    ‘‘burnout’’ and ‘‘blowout’’ in order to                 5 U.S.C. 601–612) requires agencies to                fireworks regulations to reflect the
                                                    provide a clear and consistent                          consider the impact of proposed rules                 current fireworks market, changes in
                                                    understanding of the existing                           on small entities, including small                    technology, existing fireworks
                                                    requirement.                                            businesses. Section 603 of the RFA                    standards, and safety issues associated
                                                       APA Standard 87–1 defines                            requires the Commission to prepare an                 with fireworks devices in order to
                                                    ‘‘blowout’’ in section 2.3 and ‘‘burnout’’              initial regulatory flexibility analysis               reduce the risk of injury that fireworks
                                                    in section 2.4, describing the observable               (IRFA) and make it available to the                   devices present to consumers and align
                                                    effects of these phenomena. The                         public for comment when the NPR is                    with other voluntary and federal
                                                    Commission believes that these                          published. The IRFA must describe the                 standards.
                                                    definitions accurately capture the                      impact of the proposed rule on small
                                                                                                            entities and identify significant                     C. Objectives of and Legal Basis for the
                                                    meaning of these terms and reflect the
                                                                                                            alternatives that accomplish the                      Proposed Rule
                                                    understanding of the fireworks industry.
                                                    Therefore, the Commission proposes to                   statutory objectives and minimize any                    The objective of the proposed rule is
                                                    incorporate by reference APA Standard                   significant economic impact of the                    to update CPSC’s fireworks regulations
                                                    87–1, sections 2.3 and 2.4.                             proposed rule on small entities.                      to reflect the current fireworks market,
                                                                                                            Specifically, the IRFA must discuss:                  changes in technology, existing
                                                    V. Incorporation by Reference                              • The reasons the agency is                        fireworks standards, and safety issues
                                                      This NPR proposes to incorporate by                   considering the action;                               associated with fireworks devices in
                                                    reference several provisions of APA                        • the objectives of and legal basis for            order to reduce the risk of injury that
                                                    Standard 87–1. The Office of the Federal                the proposed rule;                                    fireworks devices present to consumers.
                                                    Register sets out specific procedural and                  • the small entities that would be                    The legal authority for the proposed
                                                    content requirements to incorporate a                   subject to the proposed rule and an                   rule is the FHSA, which authorizes the
                                                    material by reference in 1 CFR part 51.                 estimate of the number of small entities              Commission to adopt regulations
                                                    Under these regulations, an NPR must                    that would be impacted;                               regarding hazardous substances and
                                                    summarize the material it proposes to                      • the reporting, recordkeeping, and                regulatory provisions necessary to
                                                    incorporate by reference and discuss                    other requirements of the proposed rule,              enforce those requirements.
                                                    how that material is available to                       including the classes of small entities
                                                                                                            subject to it and the skills necessary to             D. Small Entities Subject to the
                                                    interested parties. 1 CFR 51.3(a), 51.5(a).
                                                                                                            prepare the reports or records; and                   Proposed Rule
                                                    In accordance with this requirement,
                                                    Sections III. and IV. of this preamble                     • the relevant federal rules that may                 The U.S. Small Business
                                                    summarize the provisions of APA                         duplicate, overlap, or conflict with the              Administration (SBA) size guidelines
                                                    Standard 87–1 that the Commission                       proposed rule. 5 U.S.C. 603.                          define manufacturers categorized under
                                                    proposes to incorporate by reference.                      In addition, the IRFA must describe                North American Industry Classification
                                                    Additionally, by permission of APA,                     any significant alternatives to the                   System (NAICS) codes that apply to
                                                    interested parties may view the standard                proposed rule that accomplish the                     fireworks manufacturers as ‘‘small’’ if
                                                    as a read-only document during the                      stated objectives of applicable statutes              they have fewer than 500 employees.
                                                    comment period of this NPR at: http://                  and minimize any significant economic                 The SBA defines importers as ‘‘small’’ if
                                                    www.americanpyro.com/. Interested                       impact on small entities. Id. This                    they have fewer than 100 employees
                                                    parties may also purchase a copy of                     section summarizes the IRFA for this                  (wholesalers) or less than $7.5 million
                                                    APA Standard 87–1 from American                         proposed rule. The complete IRFA is                   in sales (retailers). AFSL, which
                                                    Pyrotechnics Association, 7910                          available in the briefing package for this            conducts testing and certification for a
                                                    Woodmont Ave., Ste. 1220, Bethesda,                     NPR, available at https://www.cpsc.gov/               substantial portion of the fireworks
                                                    MD 20814; http://                                       Newsroom/FOIA/ReportList?field_nfr_                   industry, maintains a public list of U.S.
                                                    www.americanpyro.com/. Interested                       type_value=commission. To summarize,                  importers and Chinese manufacturers
                                                    parties may also inspect copies of the                  the Commission does not have enough                   that participate in its programs. Its list
                                                    standard at CPSC’s Office of the                        information to determine whether all of               includes 165 importers, of which 121
                                                    Secretary, U.S. Consumer Product                        the provisions in the proposed rule                   are small, six are large, and the
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                                                    Safety Commission, Room 820, 4330                       would not have a significant economic                 remaining 38 are of unknown size (but
                                                    East-West Highway, Bethesda, MD                         impact on a substantial number of small               likely are small). AFSL asserts that its
                                                    20814, telephone 301–504–7923.                          entities. The Commission does not                     members represent 85 percent to 90
                                                                                                            expect the costs of compliance with                   percent of U.S. importers, indicating a
                                                    VI. Paperwork Reduction Act                             several of the provisions to pose a                   total market size of 183 to 194
                                                      The proposed requirements do not                      significant impact to a substantial                   importers. Although some U.S. firms
                                                    include any provisions that would                       number of small entities; however, the                continue to manufacture fireworks, the
                                                    constitute a collection of information                  Commission does not have enough                       vast majority of the market is imported.


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9027

                                                    E. Requirements of the Proposed Rule                    1. Allow for Trace Contamination of                   switching from 2 grains of aluminum
                                                    and the Potential Impact on Small                       Prohibited Chemicals                                  powder purchased for $18.35 per pound
                                                    Entities                                                   The proposed rule would amend                      to 15 g of black powder purchased for
                                                                                                            1507.2 to allow for trace amounts of                  $5.20 per pound would incur a material
                                                       The proposed rule includes three                                                                           cost increase of $0.17 per shell. As these
                                                    categories of requirements. First, the                  prohibited chemicals in fireworks. The
                                                                                                            Commission proposes various                           mine or shell devices typically sell for
                                                    proposed rule adds definitions for                                                                            $4 to $5 per shell, the difference in fuel
                                                    various terms that appear in the                        contamination levels that align with the
                                                                                                            voluntary standards, compliance rates,                costs could represent up to 4 percent of
                                                    regulations or in requirements proposed                                                                       retail revenues. However, because
                                                    in this NPR and clarifies existing                      and other federal standards. Because of
                                                                                                                                                                  fireworks manufacturers are unlikely to
                                                    requirements. The proposed definitions                  advancements in technology, testers can
                                                                                                                                                                  pay retail prices for fuels and the
                                                    are based on the common understanding                   now identify chemicals in such low
                                                                                                                                                                  applicable devices represent only a
                                                    of these terms within the fireworks                     levels that they do not pose safety
                                                                                                                                                                  portion of a fireworks manufacturer’s
                                                    industry, and are consistent with the                   hazards to consumers. Between fiscal
                                                                                                                                                                  product line, the impact of this
                                                    voluntary standards; as such, they do                   years 2000 and 2015, CPSC found 41
                                                                                                                                                                  proposed provision on the total revenue
                                                    not create any new requirements or                      violations of 1507.2. Of these violations,
                                                                                                                                                                  of any manufacturer or importer is
                                                    impose any burdens on the fireworks                     four came from samples that contained
                                                                                                                                                                  likely to be less than one percent and
                                                    industry. Similarly, the clarifications                 prohibited chemicals in concentrations
                                                                                                                                                                  may not be to be significant for the
                                                    would not change the regulations and                    below the proposed allowance limit of
                                                                                                                                                                  affected small firms.
                                                    would not create any additional                         0.25 percent. The total lot value of those
                                                    burdens.                                                four lots was $7,109, which represents                3. Limit the Total Pyrotechnic Weight
                                                                                                            the theoretical reduction in burden for               and Chemical Composition of Fireworks
                                                       Second, the proposed rule includes
                                                                                                            the fireworks industry. In addition, the              Devices
                                                    provisions to reduce burdens on the
                                                    fireworks industry by allowing trace                    proposed requirement may reduce                          The proposed rule limits the total
                                                    amounts of prohibited chemicals. The                    burdens by no longer requiring                        amount of pyrotechnic material and the
                                                    burdens related to this proposed                        manufacturers to ensure the absolute                  chemical composition in various
                                                    requirement are discussed below.                        absence of prohibited chemicals.                      fireworks devices. These provisions
                                                                                                            Therefore, this requirement should not                align with the limits in APA Standard
                                                       Third, the proposed rule includes                    have a significant economic impact on
                                                    new hazardous substances bans. The                                                                            87–1. The limits in APA Standard 87–
                                                                                                            a substantial number of firms.                        1 are high enough to allow sufficient
                                                    burdens related to these requirements
                                                    are discussed in further detail below. To               2. Ban Fireworks Containing Metallic                  explosive force for a fireworks device to
                                                    summarize, the following proposed                       Powder Less Than 100 Mesh in Particle                 function, even accounting for switching
                                                    requirements may impact small entities:                 Size With Greater Than Two Grains of                  from flash powder and hybrid
                                                                                                            Pyrotechnic Material                                  formulations to exclusively black
                                                       • Banning fireworks devices with                                                                           powder. CPSC’s initial testing found
                                                    break charges containing metallic                          The proposed rule would adopt a new                several devices that do not comply with
                                                    powder less than 100 mesh in particle                   method of identifying devices that are                the proposed limits for aerial devices.
                                                    size when the break charge is produced                  subject to the two-grain limit, replacing             To comply with the proposed
                                                    by more than 2 grains of pyrotechnic                    the identifier ‘‘devices intended to                  requirements, non-compliant producers
                                                    composition;                                            produce audible effects’’ with a                      would likely implement quality control
                                                       • limiting total pyrotechnic weight                  description of the content of the                     measures to ensure devices comply with
                                                    and chemical composition by firework                    devices. CPSC’s preliminary testing                   the specified limits. Given that many
                                                    type;                                                   revealed that more than 85 percent of                 fireworks devices are made by hand, a
                                                       • prohibiting HCB and lead tetroxide                 samples do not comply with the                        quality control system could consist of
                                                    and other lead compounds in fireworks                   proposed standard. Although the                       a one-time transition to smaller
                                                    devices;                                                sample size of this testing was too small             measuring devices for filling fireworks
                                                       • requiring the testing of fuses for                 to generalize these findings, it suggests             with pyrotechnic material. Thus, this
                                                    side ignition;                                          that a significant number of firms may                proposed requirement is not likely to
                                                                                                            not comply with the proposed                          produce a significant impact on affected
                                                       • requiring bases remain attached to                 requirement. This indicates that
                                                    devices during storage, handling, and                                                                         small firms. The Commission does not
                                                                                                            fireworks manufacturers may incur                     have information about the level of
                                                    use; and                                                some costs to comply with the proposed                compliance with the proposed limits for
                                                       • banning fireworks from expelling                   regulation.                                           ground devices.
                                                    fragments when functioning.                                To comply with the proposed
                                                       Typically, fireworks are manufactured                requirement, the Commission expects                   4. Ban HCB and Lead Tetroxide and
                                                    overseas and imported into the United                   fireworks producers to replace metallic               Other Lead Compounds in Fireworks
                                                    States. For this reason, most of the                    and hybrid powders with black powder                  Devices
                                                    potential impact of this proposed rule                  formulations. The cost of switching                      The proposed rule would ban HCB
                                                    would fall on small domestic importers,                 from metallic and hybrid powders to                   and lead tetroxide and other lead
                                                    rather than small domestic                              black powder should not create a                      compounds, either entirely or in
                                                    manufacturers. Because the proposed                     significant impact for firms that have to             concentrations above a certain threshold
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                                                    rule includes changes intended to align                 change formulations. Commission staff                 for trace contamination. Although both
                                                    Federal regulations with voluntary                      examined retail prices of aluminum,                   chemicals were once prominent in
                                                    standards, many foreign manufacturers                   other popular powders, and black                      fireworks formulations, they have since
                                                    already comply with the proposed                        powder kits and found that aluminum                   largely fallen out of use. The voluntary
                                                    regulations. Consequently, for many                     ranges from $18.35 per pound to $38.67                and international standards ban both
                                                    importers, finding a new supplier may                   per pound and black powder kits sell for              chemicals, in some combination, and
                                                    be a low-cost option to comply with the                 approximately $5.20 per pound.                        testing indicates that there is a fairly
                                                    proposed rule.                                          Therefore, a firework producer                        high level of compliance with these


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                                                    9028                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    bans. Although studies indicate that                    of fuse. Thus, a producer could amortize              implement quality control measures to
                                                    there are fireworks devices that contain                the costs of fuse testing across all                  ensure the device does not project these
                                                    HCB or lead tetroxide and other lead                    fireworks sold with fuses.                            components when firing. CPSC has little
                                                    compounds, those devices do not                                                                               information about the costs of these
                                                                                                            6. Require Bases To Remain Attached
                                                    represent a large portion of the devices                                                                      changes.
                                                                                                            During Storage, Handling, and
                                                    on the market. Thus, although the
                                                                                                            Operation                                             F. Other Relevant Federal Rules
                                                    availability of such devices poses a
                                                    substantial risk to consumers, if exposed                  The proposed rule requires bases to                   DOT incorporates by reference APA
                                                    to those chemicals, the devices make up                 remain attached to fireworks during                   Standard 87–1 into its regulations,
                                                    a small enough portion of the market                    storage, handling, and operation. The                 which apply to fireworks when
                                                    that banning those chemicals likely                     Commission expects this requirement to                transported in commerce. Because all
                                                    would not create significant costs.                     have a minimal impact on                              fireworks sold to consumers are, at some
                                                       While lead was traditionally used to                 manufacturers. CPSC does not test for                 point, transported in commerce, all
                                                    create ‘‘crackle’’ effects, bismuth                     base attachment when testing samples                  consumer fireworks fall under the
                                                    trioxide has largely replaced it to                     of fireworks, but on occasions where                  jurisdiction of DOT and are subject to
                                                    achieve that effect because it is less                  bases are detached, staff may note this               the requirements of APA Standard 87–
                                                    expensive and more effective. HCB was                   in the testing report. In fireworks tested            1. However, DOT’s enforcement
                                                    prevalent in fireworks as a color                       between Fiscal Year 1999 and the                      program is limited to its jurisdiction
                                                    enhancer, but since some standards                      present, out of 4,554 relevant samples,               over the transportation of hazardous
                                                    have banned HCB, fireworks                              111 samples (2.4%) contained notes that               materials in commerce and provisions
                                                    manufacturers have reduced its use.                     bases were either missing or functioned               relevant to safety during such
                                                    Because of the industry’s limited use of                improperly during operation.                          transportation.
                                                    these chemicals, the Commission                            For devices that do not meet the                      In estimating the burdens to
                                                    expects that the proposed requirement                   proposed requirement, the Commission                  manufacturers imposed by the proposed
                                                    would pose minimal burden to industry.                  expects firms to adapt their designs so               rule, the Commission relied on
                                                                                                            that the device and base are one piece                estimates of current compliance with
                                                    5. Require Testing for Side Ignition of                 or to secure the base to the device with              APA Standard 87–1 because it is
                                                    Fuses                                                   an adhesive. The potential costs of                   incorporated by reference into DOT’s
                                                       The proposed rule would amend                        complying with the proposed regulation                regulations. The provisions of this
                                                    1507.2 to include a test for side ignition              include additional time to affix the base             proposed rule aim to eliminate conflict
                                                    of fuses. The test is currently specified               to the fireworks device (seconds per                  between DOT regulations and CPSC
                                                    in the CPSC Testing Manual. The test                    device), materials for affixing the base,             regulations for fireworks, where it
                                                    requires placing the lit end of a cigarette             and potential shipping costs associated               exists.
                                                    against the side of a fuse and observing                with the higher volume per device when
                                                    how much time elapses before it ignites.                the base is attached. Additionally, some              G. Alternatives
                                                    Under the proposed requirement, a                       quality control efforts may be needed to                 The Commission considered
                                                    device fails if it ignites within 3                     ensure that bases are attached correctly              alternatives to the proposed
                                                    seconds.                                                so as not to detach during storage,                   requirements that impose new bans on
                                                       CPSC testing indicates that 99.5                     handling, or operation. Because only a                the fireworks industry, in the interests
                                                    percent of fireworks pass the proposed                  small portion of products do not meet                 of reducing the compliance burden.
                                                    test for side ignition. The remaining 0.5               the proposed requirement, and the
                                                    percent of fireworks may fail the test                  activities necessary to comply with it                1. Alternatives to Banning Fireworks
                                                    because they have not been treated to                   are low in cost, the Commission does                  Containing Metallic Powder Less Than
                                                    prevent side ignition or have not been                  not expect this provision to have a                   100 Mesh in Particle Size With Greater
                                                    sufficiently treated or coated to prevent               significant economic impact on a                      Than Two Grains of Pyrotechnic
                                                    side ignition within 3 seconds. By not                  substantial number of small firms.                    Material
                                                    defining a metric for reducing the                                                                               Rather than adopt the proposed
                                                    possibility of side ignition, the current               7. Ban Fireworks That Disperse                        method of identifying devices that are
                                                    regulations leave open the question of                  Fragments                                             limited to two grains of pyrotechnic
                                                    whether those fuses that have been                         The proposed rule bans fireworks that              content, the Commission could take no
                                                    treated, but treated insufficiently to pass             disperse fragments when operating. This               action. This alternative would be less
                                                    CPSC’s test method, meet the standard                   ban is also in APA Standard 87–1 and                  burdensome than the proposed
                                                    in the regulation.                                      the AFSL Standard. CPSC staff has                     requirement, as compliance with the
                                                       The proposed test method would                       observed fragments falling from                       current regulation is higher than with
                                                    require fireworks manufacturers and                     detonated fireworks during testing and                the proposed requirement. However, the
                                                    importers to conduct the test to issue a                incident data from 2005 through 2015                  Commission believes that the proposed
                                                    certificate of compliance with their                    reveals eight potential incidents                     provision provides additional clarity
                                                    products. The Commission does not                       associated with fragments in fireworks.               and consistency and more-regularly
                                                    know how many fireworks are currently                   CPSC believes the fragments expelled                  identifies the more-explosive devices,
                                                    tested for side ignition of fuses.                      from fireworks are typically due to                   thereby furthering compliance with an
                                                    However, a reasonable testing program                   manufacturers’ intentional use of metal,              important safety provision.
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                                                    associated with this requirement is                     glass, or brittle plastic parts. These                Additionally, the Commission believes
                                                    unlikely to create a significant economic               components are not part of the effects                that the cost of meeting the proposed
                                                    impact on fireworks producers.                          associated with the device, but may play              requirement is low.
                                                    Conceivably, a producer could test the                  a role in the functioning of the device.                 An additional alternative is to
                                                    treatment or coating on a sample of                     To comply with the proposed rule,                     eliminate the 2-grain limit in more-
                                                    fuses, conclude the treatment or coating                fireworks producers would have to                     powerful fireworks devices. However,
                                                    is effective, and use the same test results             redesign their products to not use these              without this limit, fireworks devices
                                                    for all fireworks that use the same type                components or would have to                           could be manufactured with greater


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                            9029

                                                    explosive power, presenting serious                     requirement outweighs the potential                   clarity and consistency, and promote
                                                    safety risks for consumers.                             costs, which are unlikely to be                       consumer safety, the Commission
                                                                                                            significant for a substantial number of               proposes that the updated fireworks
                                                    2. Alternatives to Limiting the Total
                                                                                                            firms.                                                regulations take effect 30 days after a
                                                    Pyrotechnic Weight and Chemical
                                                                                                                                                                  final rule is published in the Federal
                                                    Composition of Fireworks Devices                        6. Alternatives to Banning Fireworks
                                                                                                            That Disperse Fragments                               Register. The Commission believes that
                                                       The Commission considered taking no                                                                        this effective date is reasonable because
                                                    action to limit the total pyrotechnic                      The Commission considered taking no                many of the proposed requirements
                                                    weight and chemical composition of                      action to ban fireworks that project                  align with existing standards, the
                                                    certain fireworks devices. However, for                 fragments when firing. However, given                 Commission expects the costs
                                                    those regulated entities that already                   the potential for severe injury, the                  associated with the proposed
                                                    comply with the limits in APA Standard                  Commission believes that taking no                    requirements to be low, and CPSC’s
                                                    87–1 limits, the proposed rule would                    action does not sufficiently protect                  regulatory review briefing package,
                                                    create only a minimal burden.                           consumer safety.                                      published on the Commission’s Web
                                                    Moreover, the proposed rule aims to                     VIII. Preemption                                      site on December 30, 2015, provided
                                                    limit the explosive power of fireworks                                                                        advance notice of the potential for these
                                                    devices to reduce the potential for                        Section 18 of the FHSA provides that
                                                                                                                                                                  requirements.
                                                    injuries to users, and CPSC believes                    no state or political subdivision of a
                                                                                                            state may establish or continue in effect                The Commission requests comments
                                                    there is some benefit in aligning its                                                                         on the proposed effective date.
                                                    requirements with the voluntary                         a cautionary labeling requirement or a
                                                    standards.                                              requirement for a hazardous substance                 X. Environmental Considerations
                                                                                                            that is designed to protect against the
                                                    3. Alternatives to Banning HCB and                      same risk of illness or injury unless the                Rules that have ‘‘little or no potential
                                                    Lead Tetroxide and Other Lead                           requirement is identical to the FHSA                  for affecting the human environment’’
                                                    Compounds in Fireworks Devices                          requirement or the requirement the                    fall within a ‘‘categorical exclusion’’
                                                                                                            Commission adopts under the FHSA. 15                  under the National Environmental
                                                       The Commission considered taking no
                                                                                                            U.S.C. 1261n(b)(1); Section 231 of the                Policy Act (NEPA; 42 U.S.C. 4231–
                                                    action to add HCB and lead tetroxide
                                                                                                            CPSIA. However, a state or political                  4370h) and the regulations
                                                    and other lead compounds to the list of
                                                                                                            subdivision of a state may establish or               implementing NEPA (40 CFR parts
                                                    prohibited chemicals in 1507.2.
                                                                                                            continue in effect a requirement                      1500–1508) and do not normally require
                                                    However, that alternative likely would
                                                                                                            applicable to a hazardous substance for               an environmental assessment (EA) or
                                                    not reduce the burden of the proposed
                                                                                                            the state or political subdivision’s own              environmental impact statement (EIS).
                                                    requirement substantially because many
                                                                                                            use that is designed to protect against a             As the Commission’s regulations state,
                                                    regulated entities already exclude these
                                                                                                            risk of illness or injury associated with             CPSC actions generally do not produce
                                                    chemicals from their devices. The
                                                                                                            fireworks devices if it provides a higher             significant environmental effects and,
                                                    Commission also considered only
                                                                                                            degree of protection from that risk than              therefore, generally do not require an
                                                    prohibiting either HCB or lead tetroxide
                                                                                                            the requirement in effect under the                   EIS. 16 CFR 1021.5(a). The regulations
                                                    or other lead compounds, as well as
                                                                                                            Commission’s regulations. 15 U.S.C.                   further specify that rules or safety
                                                    various allowance levels for trace
                                                                                                            1261n(b)(2) and 1261n(b)(4). This                     standards that provide design or
                                                    contamination. When considering the
                                                                                                            allowance does not extend to labeling                 performance requirements fall within
                                                    trace contamination allowance that the
                                                                                                            requirements. In addition, a state or                 the categorical exclusion from NEPA
                                                    Commission proposes in this NPR, the
                                                                                                            political subdivision may apply for                   because they have little or no potential
                                                    burden of the proposed requirement is
                                                                                                            exemption from preemption in the                      effect on the human environment. 16
                                                    particularly low and aligns with the
                                                                                                            circumstances specified in section                    CFR 1021.5(c)(1). Consequently, such
                                                    voluntary standards, and is justified
                                                                                                            18(b)(3) of the FHSA.                                 rules do not require an EA or an EIS.
                                                    given the highly hazardous nature of
                                                    these chemicals.                                           Consequently, if the Commission                       Because the proposed rule would
                                                                                                            adopts a final rule regarding fireworks               create design and performance
                                                    4. Alternatives To Requiring Testing for                under the FHSA, that rule would                       requirements for fireworks devices, the
                                                    Side Ignition of Fuses                                  preempt non-identical state or local                  proposed rule falls within the
                                                       The Commission considered taking no                  requirements if the state or local                    categorical exclusion and no EA or EIS
                                                    action to require specific testing of                   provisions specify requirements that                  is required. Moreover, although the
                                                    fuses. However, this alternative would                  deal with the same risk of injury CPSC’s              proposed requirements may render
                                                    not significantly reduce the burden of                  regulations aim to address. However,                  some fireworks non-compliant and
                                                    the proposed requirement on firms                       because the FHSA applies to                           therefore, require their disposal, the
                                                    because CPSC already uses the proposed                  requirements the Commission may                       Commission believes that this impact
                                                    test for compliance testing.                            impose on fireworks devices and                       would be minimal, particularly in light
                                                    Additionally, the burden of testing fuses               labeling, a final rule would not prevent              of existing standards and the time
                                                    is minimal when amortized across all                    states and political subdivisions of a                provided before the final rule would
                                                    fireworks sold with fuses.                              state from regulating the sale of                     take effect. See 16 CFR 1021.5(b)(2).
                                                                                                            fireworks.                                            Therefore, the Commission believes that
                                                    5. Alternatives to Requiring Bases To                                                                         the proposed rule has ‘‘little or no
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                                                    Remain Attached During Storage,                         IX. Effective Date                                    potential for affecting the human
                                                    Handling, and Operation                                    The Administrative Procedure Act                   environment’’ and does not require an
                                                       The Commission considered taking no                  requires the effective date of a rule to be           EA or EIS.
                                                    action concerning base attachment.                      at least 30 days after publication of the
                                                                                                                                                                  XI. Request for Comments
                                                    However, the proposed requirement is                    final rule. 5 U.S.C. 553(d). To support
                                                    intended to address a specific hazard.                  the Commission’s goals to update the                    The Commission requests comments
                                                    Therefore, the Commission believes that                 fireworks regulations to reflect the                  on all aspects of this proposed rule,
                                                    the potential benefit of the proposed                   current market and technology, provide                specifically regarding:


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                                                    9030                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                       • The method of identifying devices                     Æ the presence of HCB in fireworks                 regulations, in compliance guidance, or
                                                    that are subject to the 2-grain limit,                  devices in the U.S. market and the                    in the CPSC Testing Manual; and
                                                    including:                                              corresponding frequency and levels;                     Æ exposure data regarding the impact
                                                       Æ The need and usefulness of                            Æ the presence of lead tetroxide or                of trace contamination on consumer
                                                    including a method of identifying in the                other lead compounds in fireworks                     safety;
                                                    regulations which devices are subject to                devices in the U.S. market and the                      • the usefulness and content of the
                                                    the 2 grain limit;                                      corresponding frequency and levels; and               proposed definitions for:
                                                       Æ the usefulness, effectiveness, costs,                 Æ and exposure data regarding the                    Æ Burst charge;
                                                    and benefits of the proposed method of                  impact of these chemicals in fireworks                  Æ chemical composition;
                                                    identifying these devices, including                    devices;                                                Æ explosive composition;
                                                    supporting data;                                           • resistance to side ignition,                       Æ lift charge;
                                                       Æ the level of compliance with the                   including:                                              Æ pyrotechnic composition;
                                                                                                                                                                    Æ firecrackers;
                                                    comparable requirement in APA                              Æ Information and data about                         Æ bases;
                                                    Standard 87–1;                                          incidents involving side ignition;                      Æ burnout; and
                                                       Æ whether there are devices that                        Æ whether a test method for                          Æ blowout;
                                                    contain only black powder that should                   evaluating side ignition would improve                  • aerial bombs, including:
                                                    be limited to 2 grains of pyrotechnic                   consumer safety; and                                    Æ The proposed definition of aerial
                                                    composition because of the safety                          Æ the level of compliance with the                 bombs; and
                                                    hazard they pose to consumers; and                      requirement in APA Standard 87–1;                       Æ incident and injury data regarding
                                                       Æ whether the Commission should                         • bases detaching from fireworks                   aerial bombs;
                                                    limit larger particle sizes of metallic                 devices, including:                                     • the estimated costs and benefits
                                                    powder in break charges or reports,                        Æ Whether base detachment is                       associated with each of the proposed
                                                    relevant data and justifications for doing              involved in devices tipping over,                     requirements; and
                                                    so, and the appropriate method and                      incidents, injuries, or deaths and                      • the estimated costs to small entities
                                                    limit;                                                  applicable data;                                      for each of the proposed requirements.
                                                       • the implications of the Commission                    Æ the relative benefits and costs                    During the comment period, APA
                                                    electing, at times, to use its enforcement              associated with the recommended                       Standard 87–1 is available for review.
                                                    discretion to permit up to 1.00 percent                 requirement; and                                      Please see Section V. of this NPR for
                                                    contamination of metallic content in                       Æ the level of compliance with the                 instructions on viewing it.
                                                    break charges, including:                               similar requirements in APA Standard                    Please submit comments in
                                                       Æ The safety implications of such an                 87–1 and the AFSL Standard;                           accordance with the instructions in the
                                                    allowance;                                                 • the proposed ban of fireworks                    ADDRESSES section at the beginning of
                                                       Æ the impact of such an allowance on                 devices that project fragments when                   this NPR.
                                                    the costs and burdens of testing and                    functioning, including:
                                                                                                                                                                  List of Subjects
                                                    analysis, relative to compliance with the                  Æ Data regarding the types and
                                                    absolute ban in the regulation;                         frequency of incidents and injuries                   16 CFR Part 1500
                                                       Æ a reasonable allowance level that                  associated with fragments projected                     Consumer protection, Hazardous
                                                    still provides for consumer safety, along               from fireworks devices;                               materials, Hazardous substances,
                                                    with supporting data; and                                  Æ the types of materials fireworks                 Imports, Incorporation by reference,
                                                       Æ the implications of adopting the                   devices project as fragments that present             Infants and children, Labeling, Law
                                                    allowance in the regulations, as opposed                a safety risk to the public (e.g., metal,             enforcement, and Toys.
                                                    to exercising it as enforcement                         hard plastic, glass, wood);
                                                    discretion;                                                Æ whether the Commission should                    16 CFR Part 1507
                                                       • the proposed limits to chemical                    specify a size or amount limit for                      Consumer protection, Explosives,
                                                    composition and pyrotechnic weight of                   projected fragments and, if so, the                   Fireworks, and Incorporation by
                                                    fireworks devices, including:                           appropriate size or amount and                        reference.
                                                       Æ The benefits and costs associated                  corresponding rationale;                                For the reasons discussed in the
                                                    with the proposed requirement;                             Æ the relative benefits and costs                  preamble, the Commission proposes to
                                                       Æ the level of compliance with the                   associated with the proposed                          amend Title 16 of the Code of Federal
                                                    requirements in APA Standard 87–1                       requirement; and                                      Regulations as follows:
                                                    with which the proposed requirements                       Æ the level of compliance with
                                                    align;                                                  section 3.7.2 of APA Standard 87–1;                   PART 1500—HAZARDOUS
                                                       Æ whether the specific limits                           • a trace contamination allowance for              SUBSTANCES AND ARTICLES:
                                                    proposed are appropriate in light of                    prohibited chemicals, including:                      ADMINISTRATION AND
                                                    consumer safety and fireworks devices                      Æ Whether allowing trace amounts of                ENFORCEMENT REGULATIONS
                                                    currently on the market; and                            prohibited chemicals adequately
                                                       Æ the safety hazards that the ground                 protects consumers from the risks                     ■ 1. The authority citation for part 1500
                                                    devices that would be subject to the                    associated with these chemicals;                      continues to read as follows:
                                                    proposed requirement pose to                               Æ which chemicals the Commission                     Authority: 15 U.S.C. 1261–1278, 122 Stat.
                                                    consumers and any relevant incident or                  should provide trace allowances for;                  3016; the Consumer Product Safety
                                                    injury data;                                               Æ what level of trace contamination
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                                                                                                                                                                  Improvement Act of 2008, Pub. L. 110–314,
                                                       • prohibiting HCB and lead tetroxide                 should be permitted in light of                       104, 122 Stat. 3016 (August 14, 2008).
                                                    and other lead compounds from                           consumer safety and inadvertent                       ■ 2. Amend § 1500.3 by:
                                                    fireworks devices, including:                           contamination;                                        ■ a. Revising paragraph (a)(2);
                                                       Æ The benefits and costs associated                     Æ the relative costs of complying with             ■ b. Adding paragraph (a)(3) through (9)
                                                    with banning these chemicals;                           an absolute ban of prohibited chemicals               and paragraph (d) to read as follows:
                                                       Æ the level of compliance with the                   and trace contamination allowances;
                                                    limits for these chemicals in the AFSL                     Æ the alternatives of adopting trace               § 1500.3    Definitions.
                                                    Standard and APA Standard 87–1;                         contamination allowances in the                           (a) * * *


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                  9031

                                                       (2) Aerial bomb means a tube device                  ■ 3. Amend § 1500.17 by revising           50 mg (.772 grains) of pyrotechnic
                                                    that fires an explosive charge into the                 paragraphs (a)(3) and (8) and add          composition, (not including firecrackers
                                                    air without added visual effect.                        paragraph (a)(14) to read as follows:      included as components of a rocket),
                                                       (3) Burst charge, also known as                                                                 aerial bombs, and devices that may be
                                                    expelling charge or break charge, is as                 § 1500.17 Banned Hazardous Substances.     confused with candy or other foods,
                                                    defined in section 2.5 of APA Standard                     (a) * * *                               such as ‘‘dragon eggs,’’ and ‘‘cracker
                                                    87–1 (incorporated by reference, see                       (3)(i) Fireworks devices that contain a balls’’ (also known as ‘‘ball-type caps’’),
                                                    paragraph (d) of this section).                         burst charge containing metallic powder and including kits and components
                                                       (4) Chemical composition, includes                   less than 100 mesh in particle size        intended to produce such fireworks
                                                    lift charge, burst charge, and visible/                 (including but not limited to cherry       except such devices which meet all of
                                                    audible effect materials and is as                      bombs, M–80 salutes, silver salutes, and the following conditions:
                                                    defined in section 2.6 of APA Standard                  kits and components intended to            *      *     *     *    *
                                                    87–1 (incorporated by reference, see                    produce such fireworks) if the burst          (14)(i) Fireworks devices that do not
                                                    paragraph (d) of this section).                         charge is produced by a charge of more     conform to the following chemical
                                                       (5) Commission means the Consumer                    than 2 grains (∼130 mg) of pyrotechnic     composition and pyrotechnic weight
                                                    Product Safety Commission established                   composition; except that this provision    limits:
                                                    May 14, 1973, pursuant to provisions of                 shall not apply to such fireworks             (A) Sky Rockets, Bottle Rockets,
                                                    the Consumer Product Safety Act (Pub.                   devices if all of the following conditions Missile-Type Rockets, Helicopters
                                                    L. 92–573, 86 Stat. 1207–33 (15 U.S.C.                  are met:                                   (Aerial Spinners), and Roman Candles.
                                                    2051–81)).                                              *       *    *     *     *                 Each of these devices shall not contain
                                                       (6) Explosive composition, is as                        (ii) Findings.                          more than 20 grams of chemical
                                                    defined in section 2.6.1 of APA                            (A) General. In order to issue a rule   composition.
                                                    Standard 87–1 (incorporated by                          under section 2(q)(1) of the Federal          (B) Mine and Shell Devices. Devices
                                                    reference, see paragraph (d) of this                    Hazardous Substances Act (FHSA), 15        shall conform to section 3.1.2.5 of APA
                                                    section).                                               U.S.C. 1261(q)(1), classifying a           Standard 87–1, Standard for
                                                       (7) Firecracker, is as defined in                    substance or article as a banned           Construction and Approval for
                                                    section 3.1.3.1 of APA Standard 87–1                    hazardous substance, the FHSA requires Transportation of Fireworks, Novelties,
                                                    (incorporated by reference, see                         the Commission to make certain             and Theatrical Pyrotechnics, December
                                                    paragraph (d) of this section).                         findings and to include these findings in 1, 2001 version, which is incorporated
                                                       (8) Lift charge, is as defined in section            the regulation. These findings are         by reference herein, except that:
                                                    2.10 of APA Standard 87–1                               discussed below.                              (1) The lift charge of each shell is
                                                    (incorporated by reference, see                            (B) Voluntary standards. The            limited to black powder (potassium
                                                    paragraph (d) of this section).                         Commission believes that it is unlikely    nitrate, sulfur, and charcoal) or similar
                                                       (9) Pyrotechnic composition, is as                   that there will be substantial             pyrotechnic composition without
                                                    defined in section 2.6.2 of APA                         compliance with APA Standard 87–1,         metallic fuel.
                                                    Standard 87–1 (incorporated by                          Standard for Construction and Approval        (2) Reserved
                                                    reference, see paragraph (d) of this                    for Transportation of Fireworks,              (C) Aerial Shells with Reloadable
                                                    section).                                               Novelties, and Theatrical Pyrotechnics,    Tubes. Devices shall conform to section
                                                    *      *     *     *      *                             December 1, 2001 edition, based on the     3.1.2.6 of APA Standard 87–1, Standard
                                                       (d) Certain portions, identified in this             Commission’s preliminary testing           for Construction and Approval for
                                                    section, of APA Standard 87–1,                          indicating that there is a high            Transportation of Fireworks, Novelties,
                                                    Standard for Construction and Approval                  proportion of devices that do not          and Theatrical Pyrotechnics, December
                                                    for Transportation of Fireworks,                        comply with the comparable                 1, 2001 version, which is incorporated
                                                    Novelties, and Theatrical Pyrotechnics,                 requirements in APA Standard 87–1 and by reference herein, except that the lift
                                                    December 1, 2001 (APA Standard 87–1)                    the injury data showing the severe         charge of each shell is limited to black
                                                    are incorporated by reference into this                 injuries and deaths that have resulted     powder (potassium nitrate, sulfur, and
                                                    section with the approval of the Director               from devices that do not comply with       charcoal) or similar pyrotechnic
                                                    of the Federal Register under 5 U.S.C.                  this provision and vulnerability of the    composition without metallic fuel.
                                                    552(a) and 1 CFR part 51 (IBR approved                  population at risk.                           (D) Cylindrical Fountains. Devices
                                                    for paragraph (a)). You may obtain a                       (C) Relationship of benefits to costs.  shall conform to section 3.1.1.1 of APA
                                                    copy of the approved material from                      The benefits expected from the rule,       Standard 87–1, Standard for
                                                    American Pyrotechnics Association,                      including increased public safety, bear a Construction and Approval for
                                                    7910 Woodmont Avenue, Suite 1220,                       reasonable relationship to its costs,      Transportation of Fireworks, Novelties,
                                                    Bethesda, MD 20814; telephone 301–                      including minimal costs associated with and Theatrical Pyrotechnics, December
                                                    907–8181; http://                                       modifying the contents of fireworks        1, 2001 version, which is incorporated
                                                    www.americanpyro.com/. You may                          devices or limiting the pyrotechnic        by reference herein.
                                                    inspect a copy of the approved material                 composition of devices to 2 grains.           (E) Cone Fountains. Devices shall
                                                    at the U.S. Consumer Product Safety                        (D) Least-burdensome requirement.       conform to section 3.1.1.2 of APA
                                                    Commission, Office of the Secretary,                    The Commission considered less             Standard 87–1, Standard for
                                                    4330 East-West Highway, Room 820,                       burdensome alternative methods of          Construction and Approval for
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                                                    Bethesda, MD 20814; telephone 301–                      identifying devices that are subject to a  Transportation of Fireworks, Novelties,
                                                    504–7923; or at the National Archives                   two-grain limit on pyrotechnic             and Theatrical Pyrotechnics, December
                                                    and Records Administration (NARA).                      composition, but concluded that none of 1, 2001 version, which is incorporated
                                                    For information on the availability of                  these alternatives would adequately        by reference herein.
                                                    this material at NARA, call 202–741–                    reduce the risk of injury.                    (F) Illuminating Torches. Devices
                                                    6030 or go to http://www.archives.gov/                  *       *    *     *     *                 shall conform to section 3.1.1.3 of APA
                                                    federal_register/code_of_                                  (8) Firecrackers, if the explosive      Standard 87–1, Standard for
                                                    federalregulations/ibr_locations.html.                  composition is produced by more than       Construction and Approval for


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                                                    9032                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    Transportation of Fireworks, Novelties,                 devices does not comply with the                      § 1507.1    Scope and definitions.
                                                    and Theatrical Pyrotechnics, December                   device limits in APA Standard 87–1 and                   (a) Scope. This part 1507 prescribes
                                                    1, 2001 version, which is incorporated                  the injury data showing the severe                    requirements for those fireworks devices
                                                    by reference herein.                                    injuries and deaths that can result from              not otherwise banned under the act.
                                                       (G) Wheels. Devices shall conform to                 devices with particularly high                        Any fireworks device that fails to
                                                    section 3.1.1.4 of APA Standard 87–1,                   pyrotechnic or chemical compositions.                 conform to applicable requirements is a
                                                    Standard for Construction and Approval                     (C) Relationship of benefits to costs.             banned hazardous substance and is
                                                    for Transportation of Fireworks,                        The benefits expected from the rule,                  prohibited from the channels of
                                                    Novelties, and Theatrical Pyrotechnics,                 including increased public safety, bear a             interstate commerce. Any fireworks
                                                    December 1, 2001 version, which is                      reasonable relationship to its costs,                 device not otherwise banned under the
                                                    incorporated by reference herein.                       including minimal costs associated with               act shall not be a banned hazardous
                                                       (H) Chasers. Devices shall conform to                modifying or reducing the pyrotechnic                 substance by virtue of the fact that there
                                                    section 3.1.3.2 of APA Standard 87–1,                   or chemical composition of fireworks                  are no applicable requirements
                                                    Standard for Construction and Approval                  devices.                                              prescribed herein.
                                                    for Transportation of Fireworks,                           (D) Least-burdensome requirement.                     (b) Definitions. As used in this part:
                                                    Novelties, and Theatrical Pyrotechnics,                 The Commission considered less                           (1) Explosive composition is as
                                                    December 1, 2001 version, which is                      burdensome alternative methods of                     defined in section 2.6.1 of APA
                                                    incorporated by reference herein.                       limiting the pyrotechnic or chemical                  Standard 87–1 (incorporated by
                                                       (ii) Incorporation by reference. Certain             composition of fireworks devices, but                 reference, see § 1507.14).
                                                    portions, identified in this section, of                concluded that none of these                             (2) Firecracker is as defined in section
                                                    APA Standard 87–1, Standard for                         alternatives would adequately reduce                  3.1.3.1 of APA Standard 87–1
                                                    Construction and Approval for                                                                                 (incorporated by reference, see
                                                                                                            the risk of injury.
                                                    Transportation of Fireworks, Novelties,                                                                       § 1507.14).
                                                    and Theatrical Pyrotechnics, December                   *      *     *     *     *
                                                                                                            ■ 4. Revise § 1500.83 paragraph
                                                                                                                                                                     (3) Pyrotechnic composition is as
                                                    1, 2001 (APA Standard 87–1) are                                                                               defined in section 2.6.2 of APA
                                                    incorporated by reference into this                     (a)(27)(i) to read as follows:
                                                                                                                                                                  Standard 87–1 (incorporated by
                                                    section with the approval of the Director               § 1500.83 Exemptions for small packages,              reference, see § 1507.14).
                                                    of the Federal Register under 5 U.S.C.                  minor hazards, and special circumstances.             ■ 8 .Revise § 1507.2 to read as follows:
                                                    552(a) and 1 CFR part 51 (IBR approved
                                                                                                               (a) * * *
                                                    for paragraph (a)(14)). You may obtain a                                                                      § 1507.2    Prohibited chemicals.
                                                                                                               (27) * * *
                                                    copy of the approved material from                                                                               (a) Fireworks devices, other than
                                                                                                               (i) The package contains only
                                                    American Pyrotechnics Association,                                                                            firecrackers, shall not contain any of the
                                                                                                            fireworks devices suitable for use by the
                                                    7910 Woodmont Avenue, Suite 1220,                                                                             following chemicals:
                                                    Bethesda, MD 20814; telephone 301–                      public and designed primarily to
                                                                                                            produce visible effects by combustion,                   (1) Arsenic sulfide, arsenates, or
                                                    907–8181; http://                                                                                             arsenites, except in trace amounts less
                                                    www.americanpyro.com/. You may                          except that small devices with an
                                                                                                            explosive composition that includes                   than 0.25% by weight.
                                                    inspect a copy of the approved material                                                                          (2) Boron, except in trace amounts
                                                    at the U.S. Consumer Product Safety                     metallic fuel less than 100 mesh in
                                                                                                                                                                  less than 0.25% by weight.
                                                    Commission, Office of the Secretary,                    particle size may also be included if the
                                                                                                                                                                     (3) Chlorates, except in trace amounts
                                                    4330 East-West Highway, Room 820,                       burst charge or explosive composition is
                                                                                                                                                                  less than 0.25% by weight and:
                                                    Bethesda, MD 20814; telephone 301–                      produced by not more than 2 grains of                    (i) In colored smoke mixtures in
                                                    504–7923; or at the National Archives                   pyrotechnic composition;                              which an equal or greater amount of
                                                    and Records Administration (NARA).                      *      *    *     *    *                              sodium bicarbonate is included.
                                                    For information on the availability of                  ■ 5. Revise § 1500.85 paragraph (a)(2) to                (ii) In caps and party poppers.
                                                    this material at NARA, call 202–741–                    read as follows:                                         (iii) In those small items (such as
                                                    6030 or go to http://www.archives.gov/                  § 1500.85 Exemptions from classification
                                                                                                                                                                  ground spinners) wherein the total
                                                    federal_register/code_of_                               as banned hazardous substances.                       powder content does not exceed 4 grams
                                                    federalregulations/ibr_locations.html.                                                                        of which not greater than 15 percent (or
                                                       (iii) Findings.                                        (a) * * *                                           600 milligrams) is potassium, sodium,
                                                       (A) General. In order to issue a rule                  (2) Firecrackers, if the explosive                  or barium chlorate.
                                                    under section 2(q)(1) of the Federal                    composition is produced by no more                       (4) Gallates or gallic acid, except in
                                                    Hazardous Substances Act (FHSA), 15                     than 50 milligrams (.772 grains) of                   trace amounts less than 0.25% by
                                                    U.S.C. 1261(q)(1), classifying a                        pyrotechnic composition. (See also                    weight.
                                                    substance or article as a banned                        § 1500.14(b)(7); § 1500.17(a) (3), (8) and               (5) Hexachlorobenzene, except in
                                                    hazardous substance, the FHSA requires                  (9); and part 1507).                                  trace amounts less than 0.01% by
                                                    the Commission to make certain                          *     *     *    *      *                             weight.
                                                    findings and to include these findings in                                                                        (6) Lead tetroxide and other lead
                                                    the regulation. These findings are                      PART 1507—FIREWORKS DEVICES                           compounds, except in trace amounts
                                                    discussed below.                                        ■ 6. The authority citation for part 1507             less than 0.25% by weight.
                                                       (B) Voluntary standards. The                         continues to read as follows:                            (7) Magnesium, except in trace
                                                    Commission believes that it is unlikely                                                                       amounts less than 0.25% by weight
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                                                    that there will be substantial                            Authority: 15 U.S.C. 1261–1262, 2079(d);
                                                                                                                                                                  (magnesium/aluminum alloys, called
                                                                                                            21 U.S.C. 371(e).
                                                    compliance with APA Standard 87–1,                                                                            magnalium, are permitted).
                                                    Standard for Construction and Approval                  ■ 7. Amend § 1507.1 by:                                  (8) Mercury salts, except in trace
                                                    for Transportation of Fireworks,                        ■ a. Revising the section heading,                    amounts less than 0.25% by weight.
                                                    Novelties, and Theatrical Pyrotechnics,                 ■ b. Renumbering and revising the                        (9) Phosphorus (red or white), except
                                                    December 1, 2001 edition, based on the                  introductory paragraph, and                           in trace amounts less than 0.25% by
                                                    Commission’s preliminary testing                        ■ c. Adding paragraph (b) to read as                  weight. Except that red phosphorus is
                                                    indicating that a high proportion of                    follows:                                              permissible in caps and party poppers.


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                                                                          Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules                                             9033

                                                       (10) Picrates or picric acid, except in              alternatives would adequately reduce                  including minimal costs associated with
                                                    trace amounts less than 0.25% by                        the risk of injury.                                   treating fuses to resist side ignition and
                                                    weight.                                                 ■ 9. Amend § 1507.3 by renumbering                    testing fuses for compliance with the
                                                       (11) Thiocyanates, except in trace                   and revising paragraph (a) and (b),                   requirement.
                                                    amounts less than 0.25% by weight.                      adding paragraph (c), to read as follows:                (iv) Least-burdensome requirement.
                                                       (12) Titanium, except in particle size                                                                     The Commission considered less
                                                                                                            § 1507.3    Fuses.                                    burdensome alternatives to the rule, but
                                                    greater than 100-mesh or in trace
                                                    amounts less than 0.25% by weight.                         (a) Fireworks devices, other than                  concluded that none of these
                                                       (13) Zirconium, except in trace                      firecrackers, that require a fuse shall use           alternatives would adequately reduce
                                                    amounts less than 0.25% by weight.                      a fuse that has been treated or coated in             the risk of injury. The rule is consistent
                                                       (b) Findings.                                        such manner as to reduce the possibility              with voluntary standards and the
                                                       (1) General. In order to issue a rule                of side ignition.                                     Commission’s current testing and
                                                                                                               (1) The following test must be                     enforcement practices.
                                                    under section 2(q)(1) of the Federal
                                                                                                            conducted to evaluate whether a fuse                     (b) Fireworks devices, other than
                                                    Hazardous Substances Act (FHSA), 15
                                                                                                            has been treated or coated in such                    firecrackers, that require a fuse shall use
                                                    U.S.C. 1261(q)(1), classifying a
                                                                                                            manner as to reduce the possibility of                a fuse that will burn at least 3 seconds
                                                    substance or article as a banned
                                                                                                            side ignition:                                        but not more than 9 seconds before
                                                    hazardous substance, the FHSA requires
                                                                                                               (i) Cut the fuse at the point where the            ignition of the device.
                                                    the Commission to make certain
                                                                                                            fuse enters the fireworks device. If the                 (c) For fireworks devices, other than
                                                    findings and to include these findings in
                                                                                                            fuse is wrapped in paper, plastic, or                 firecrackers, that require a fuse, the fuse
                                                    the regulation. These findings, with
                                                                                                            taped to the device, remove the fuse                  shall be securely attached so that it will
                                                    respect to hexachlorobenzene and lead
                                                                                                            with the paper, plastic, and/or tape                  support either the weight of the
                                                    tetroxide and other lead compounds, are
                                                                                                            intact; and                                           fireworks device plus 8 ounces of dead
                                                    discussed below.                                           (ii) Place the glowing tip of a lit
                                                       (2) Voluntary standards. The                                                                               weight or double the weight of the
                                                                                                            standard NIST (SRM 1196) cigarette                    device, whichever is less, without
                                                    Commission believes that it is unlikely                 directly on the side of the fuse (or the
                                                    that there will be substantial                                                                                separation from the fireworks device.
                                                                                                            paper, plastic, or tape attached to the               ■ 10. Revise § 1507.4 to number the
                                                    compliance with the provision                           fuse) and time, in seconds, how long it
                                                    prohibiting lead tetroxide and other lead                                                                     paragraphs and to add paragraphs (a)(2)
                                                                                                            takes for the fuse to ignite.                         and (b) to read as follows:
                                                    compounds in APA Standard 87–1,                            (2) The fuse must not ignite within 3
                                                    Standard for Construction and Approval                  seconds.                                              § 1507.4    Bases.
                                                    for Transportation of Fireworks,                           (3) The following devices are                         (a) The base of fireworks devices that
                                                    Novelties, and Theatrical Pyrotechnics,                 exempted from § 1507.3(a)(1) and (2):                 are operated in a standing upright
                                                    December 1, 2001 edition, because                          (i) Devices such as ground spinners                position shall:
                                                    testing indicates that there are devices                that require a restricted orifice for                    (1) Have the minimum horizontal
                                                    on the market that do not comply with                   proper thrust and contain less than 6                 dimensions or the diameter of the base
                                                    this provision in APA Standard 87–1,                    grams of pyrotechnic composition.                     equal to at least one-third of the height
                                                    the public can absorb the chemical                         (ii) Devices with fuses that protrude              of the device including any base or cap
                                                    when it is released into the environment                less than 1⁄2 inch from the device,                   affixed thereto; and
                                                    through fireworks devices, and the                      because the end of the fuse may ignite                   (2)(i) Remain securely attached to the
                                                    health risks associated with the                        during testing.                                       device during handling, storage, and
                                                    chemical are severe. The Commission                        (4) Findings.                                      normal operation.
                                                    believes that it is unlikely that there will               (i) General. In order to issue a rule                 (ii) Findings.
                                                    be substantial compliance with the                      under section 2(q)(1) of the Federal                     (A) General. In order to issue a rule
                                                    provision prohibiting                                   Hazardous Substances Act (FHSA), 15                   under section 2(q)(1) of the Federal
                                                    hexachlorobenzene and lead tetroxide                    U.S.C. 1261(q)(1), classifying a                      Hazardous Substances Act (FHSA), 15
                                                    and other lead compounds in the                         substance or article as a banned                      U.S.C. 1261(q)(1), classifying a
                                                    American Fireworks Standards                            hazardous substance, the FHSA requires                substance or article as a banned
                                                    Laboratory’s voluntary standard for                     the Commission to make certain                        hazardous substance, the FHSA requires
                                                    consumer fireworks because testing                      findings and to include these findings in             the Commission to make certain
                                                    indicates that there are devices on the                 the regulation. These findings are                    findings and to include these findings in
                                                    market that do not comply with this                     discussed below.                                      the regulation. These findings are
                                                    provision in the standard, the public                      (ii) Voluntary standards. The                      discussed below.
                                                    can absorb these chemicals when they                    Commission believes that there is not                    (B) Voluntary standards. The
                                                    are released into the environment                       likely to be substantial compliance with              Commission believes that compliance
                                                    through fireworks devices, and the                      the side ignition test method in APA                  with APA Standard 87–1, Standard for
                                                    health risks associated with these                      Standard 87–1, Standard for                           Construction and Approval for
                                                    chemicals are severe.                                   Construction and Approval for                         Transportation of Fireworks, Novelties,
                                                       (3) Relationship of benefits to costs.               Transportation of Fireworks, Novelties,               and Theatrical Pyrotechnics, December
                                                    The benefits expected from the rule,                    and Theatrical Pyrotechnics, December                 1, 2001 edition or the American
                                                    including increased public safety, bear a               1, 2001 edition, because the severity of              Fireworks Standards Laboratory’s
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                                                    reasonable relationship to its costs,                   injuries that can result from side                    voluntary standard for consumer
                                                    including minimal costs associated with                 ignition of fuses are such that a                     fireworks is not likely to adequately
                                                    modifying the chemical content of                       particularly high level of compliance is              reduce the risk of injury and that it is
                                                    fireworks devices.                                      necessary.                                            unlikely that there will be substantial
                                                       (4) Least-burdensome requirement.                       (iii) Relationship of benefits to costs.           compliance with either of these two
                                                    The Commission considered less                          The benefits expected from the rule,                  voluntary standards, based on the
                                                    burdensome alternatives to the rule, but                including increased public safety, bear a             Commission’s preliminary testing
                                                    concluded that none of these                            reasonable relationship to its costs,                 indicating that there is a high


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                                                    9034                  Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Proposed Rules

                                                    proportion of devices that have no bases                devices from projecting sharp fragments,              DEPARTMENT OF ENERGY
                                                    or that have bases that detach from the                 based on the Commission’s preliminary
                                                    device during handling, storage, or use                 testing indicating that there are devices             Federal Energy Regulatory
                                                    and the injury data showing the severe                  on the market that project sharp                      Commission
                                                    injuries that can result when devices tip               fragments when functioning and injury
                                                    over or have unexpected flight paths,                   data showing the severe injuries that                 18 CFR Part 39
                                                    both of which can result from detached                  can result when projected fragments                   [Docket No. AD17–9–000]
                                                    bases.                                                  strike bystanders.
                                                       (C) Relationship of benefits to costs.                                                                     Petition for Rulemaking; Foundation
                                                    The benefits expected from the rule,                       (3) Relationship of benefits to costs.
                                                                                                                                                                  for Resilient Societies
                                                    including increased public safety, bear a               The benefits expected from the rule,
                                                    reasonable relationship to its costs,                   including increased public safety, bear a             AGENCY: Federal Energy Regulatory
                                                    including minimal costs associated with                 reasonable relationship to its costs,                 Commission, Department of Energy.
                                                    affixing bases to devices and increased                 including minimal costs associated                    ACTION: Notice of petition for
                                                    shipping costs.                                         redesigning fireworks devices.                        rulemaking.
                                                       (D) Least-burdensome requirement.                       (4) Least-burdensome requirement.
                                                    The Commission considered less                                                                                SUMMARY:    The Federal Energy
                                                                                                            The Commission considered less                        Regulatory Commission has received a
                                                    burdensome alternatives to the rule, but                burdensome alternatives to the rule, but
                                                    concluded that none of these                                                                                  petition from the Foundation for
                                                                                                            concluded that none of these                          Resilient Societies requesting the
                                                    alternatives would adequately reduce                    alternatives would adequately reduce
                                                    the risk of injury.                                                                                           Commission initiate a rulemaking to
                                                                                                            the risk of injury.                                   require an enhanced reliability standard
                                                       (b) For purposes of this section, the
                                                    base means the bottom-most part or                      ■ 13. Add § 1507.14 to read as follows:               to detect, report, mitigate, and remove
                                                    foundation attached to one or more                                                                            malware from the Bulk Power System,
                                                                                                            § 1507.14    Incorporation by reference.              all as more fully explained in its
                                                    tubes of a fireworks device that serves
                                                    as a flat, stabilizing surface from which                  Certain portions, identified in this               petition.
                                                    the device may function.                                part, of APA Standard 87–1, Standard                  DATES:  Comments are due by 5 p.m.
                                                    ■ 11. Revise § 1507.6 to read as follows:               for Construction and Approval for                     February 17, 2017.
                                                                                                            Transportation of Fireworks, Novelties,               ADDRESSES: The Commission
                                                    § 1507.6    Burnout and blowout.
                                                                                                            and Theatrical Pyrotechnics, December                 encourages electronic submission of
                                                       (a) The pyrotechnic chamber in                       1, 2001 (APA Standard 87–1) are                       comments in lieu of paper using the
                                                    fireworks devices shall be constructed                                                                        ‘‘eFiling’’ link at http://www.ferc.gov.
                                                                                                            incorporated by reference into this part
                                                    in a manner to allow functioning in a                                                                         Persons unable to file electronically
                                                                                                            with the approval of the Director of the
                                                    normal manner without burnout or                                                                              should submit an original and 5 copies
                                                    blowout.                                                Federal Register under 5 U.S.C. 552(a)
                                                                                                            and 1 CFR part 51 (IBR approved for                   of the comments to the Federal Energy
                                                       (b) As used in this section, the terms                                                                     Regulatory Commission, 888 First Street
                                                    blowout and burnout are as defined in                   §§ 1507.1, 1507.6, and 1507.13). You
                                                                                                            may obtain a copy of the approved                     NE., Washington, DC 20426.
                                                    sections 2.3 and 2.4, respectively, of
                                                                                                            material from American Pyrotechnics                   FOR FURTHER INFORMATION CONTACT:
                                                    APA Standard 87–1 (incorporated by
                                                    reference, see § 1507.14).                              Association, 7910 Woodmont Avenue,                    Kevin Ryan (Legal Information), Office
                                                    ■ 12. Add § 1507.13 to read as follows:                 Suite 1220, Bethesda, MD 20814;                       of the General Counsel, Federal Energy
                                                                                                            telephone 301–907–8181; http://                       Regulatory Commission, 888 First Street
                                                    § 1507.13    Fragments.                                 www.americanpyro.com/. You may                        NE., Washington, DC 20426, (202) 502–
                                                       (a) Fireworks devices must function                  inspect a copy of the approved material               6840, kevin.ryan@ferc.gov.
                                                    in accordance with section 3.7.2 of APA                 at the U.S. Consumer Product Safety                   SUPPLEMENTARY INFORMATION: On
                                                    Standard 87–1 (incorporated by                          Commission, Office of the Secretary,                  January 13, 2017, the Foundation for
                                                    reference, see § 1507.14).                              4330 East-West Highway, Room 820,                     Resilient Societies, pursuant to Rule 207
                                                       (b) Findings.                                        Bethesda, MD 20814; telephone 301–                    of the Federal Energy Regulatory
                                                       (1) General. In order to issue a rule                                                                      Commission’s (Commission) Rules of
                                                                                                            504–7923; or at the National Archives
                                                    under section 2(q)(1) of the Federal                                                                          Practice and Procedure, 18 CFR 385.207,
                                                                                                            and Records Administration (NARA).
                                                    Hazardous Substances Act (FHSA), 15                                                                           filed a petition requesting that the
                                                    U.S.C. 1261(q)(1), classifying a                        For information on the availability of
                                                                                                                                                                  Commission initiate a rulemaking to
                                                    substance or article as a banned                        this material at NARA, call 202–741–                  require an enhanced reliability standard
                                                    hazardous substance, the FHSA requires                  6030 or go to http://www.archives.gov/                to detect, report, mitigate, and remove
                                                    the Commission to make certain                          federal_register/code_of_                             malware from the Bulk Power System,
                                                    findings and to include these findings in               federalregulations/ibr_locations.html.                all as more fully explained in its
                                                    the regulation. These findings are                        Dated: January 26, 2017.                            petition.
                                                    discussed below.                                        Todd A. Stevenson,                                       Any person that wishes to comment
                                                       (2) Voluntary standards. The                                                                               in this proceeding must file comments
                                                                                                            Secretary, Consumer Product Safety
                                                    Commission believes it is unlikely that                 Commission.                                           in accordance with Rule 211 of the
                                                    there will be substantial compliance                                                                          Commission’s Rules of Practice and
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                                                                                                            [FR Doc. 2017–02014 Filed 2–1–17; 8:45 am]
                                                    with the provisions in APA Standard                                                                           Procedure, 18 CFR 385.211 (2016).
                                                    87–1, Standard for Construction and                     BILLING CODE 6355–01–P
                                                                                                                                                                  Comments will be considered by the
                                                    Approval for Transportation of                                                                                Commission in determining the
                                                    Fireworks, Novelties, and Theatrical                                                                          appropriate action to be taken.
                                                    Pyrotechnics, December 1, 2001 edition                                                                        Comments must be filed on or before the
                                                    or the American Fireworks Standards                                                                           comment date.
                                                    Laboratory’s voluntary standard for                                                                              This filing is accessible on-line at
                                                    consumer fireworks that prohibit                                                                              http://www.ferc.gov, using the


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Document Created: 2017-02-02 00:55:24
Document Modified: 2017-02-02 00:55:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesSubmit comments by April 18, 2017.
ContactRodney Valliere, Project Manager, Directorate for Laboratory Sciences, U.S. Consumer Product Safety Commission, 5 Research Place, Rockville, MD 20850; telephone: 301-987- 2526; email: [email protected]
FR Citation82 FR 9012 
CFR Citation16 CFR 1500
16 CFR 1507
CFR AssociatedConsumer Protection; Hazardous Materials; Hazardous Substances; Imports; Incorporation by Reference; Infants and Children; Labeling; Law Enforcement; Toys; Explosives and Fireworks

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