82_FR_9104 82 FR 9083 - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Housekeeping Changes To Conform Certain Terminology

82 FR 9083 - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Housekeeping Changes To Conform Certain Terminology

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 21 (February 2, 2017)

Page Range9083-9083
FR Document2017-02186

Federal Register, Volume 82 Issue 21 (Thursday, February 2, 2017) 
[Federal Register Volume 82, Number 21 (Thursday, February 2, 2017)]
[Notices]
[Page 9083]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02186]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-79883; File No. SR-IEX-2016-18]


Self-Regulatory Organizations; Investors Exchange LLC; Notice of 
Designation of a Longer Period for Commission Action on Proposed Rule 
Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the 
Operation of the Primary Peg Order Type; (ii) Amend Rule 
11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and 
Crossed Markets To Simplify the Price Sliding Process for Both Primary 
Peg Orders and Discretionary Peg Orders Resting on or Posting to the 
Order Book; and (iii) Make Minor Housekeeping Changes To Conform 
Certain Terminology

January 26, 2017.

    On November 29, 2016, the Investors Exchange LLC (``Exchange'') 
filed with the Securities and Exchange Commission (``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to 
to: (i) Amend IEX Rules (``Rule(s)'') 11.190(a)(3) and 11.190(b)(8) to 
modify the operation of the primary peg order type; (ii) amend Rule 
11.190(h)(3)(C)(ii) and (D)(ii) regarding price sliding in locked and 
crossed markets to modify the price sliding process for both primary 
peg orders and discretionary peg orders resting on or posting to the 
order book; and (iii) make minor housekeeping changes to conform 
certain terminology. The proposed rule change was published for comment 
in the Federal Register on December 13, 2016.\3\ The Commission 
received no comment letters on the proposed rule change.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78(s)(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 79502 (December 7, 
2016), 81 FR 90035 (December 13, 2016).
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \4\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding, or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the notice for this proposed rule change 
is January 27, 2017. The Commission is extending this 45-day time 
period.
---------------------------------------------------------------------------

    \4\ U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds it appropriate to designate a longer period 
within which to take action on the proposed rule change so as to allow 
sufficient time to consider the issues raised by the proposal. 
Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates March 13, 2017, as the date by which the Commission 
shall either approve or disapprove, or institute proceedings to 
determine whether to disapprove, the proposed rule change (File No. SR-
IEX-2016-18).
---------------------------------------------------------------------------

    \5\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
---------------------------------------------------------------------------

    \6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-02186 Filed 2-1-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Notices 9083 proceeding, pursuant to 39 U.S.C. 505 SECURITIES AND EXCHANGE disapproved. The 45th day after (Public Representative). Section II also COMMISSION publication of the notice for this establishes comment deadline(s) proposed rule change is January 27, [Release No. 34–79883; File No. SR–IEX– pertaining to each request. 2017. The Commission is extending this 2016–18] 45-day time period. The public portions of the Postal The Commission finds it appropriate Service’s request(s) can be accessed via Self-Regulatory Organizations; Investors Exchange LLC; Notice of to designate a longer period within the Commission’s Web site (http:// which to take action on the proposed www.prc.gov). Non-public portions of Designation of a Longer Period for Commission Action on Proposed Rule rule change so as to allow sufficient the Postal Service’s request(s), if any, time to consider the issues raised by the can be accessed through compliance Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify proposal. Accordingly, the Commission, with the requirements of 39 CFR pursuant to Section 19(b)(2) of the Act,5 the Operation of the Primary Peg Order 3007.40. designates March 13, 2017, as the date Type; (ii) Amend Rule The Commission invites comments on 11.190(h)(3)(C)(ii) and (D)(ii) Regarding by which the Commission shall either whether the Postal Service’s request(s) Price Sliding in Locked and Crossed approve or disapprove, or institute in the captioned docket(s) are consistent Markets To Simplify the Price Sliding proceedings to determine whether to with the policies of title 39. For Process for Both Primary Peg Orders disapprove, the proposed rule change request(s) that the Postal Service states and Discretionary Peg Orders Resting (File No. SR–IEX–2016–18). concern market dominant product(s), on or Posting to the Order Book; and For the Commission, by the Division of applicable statutory and regulatory (iii) Make Minor Housekeeping Trading and Markets, pursuant to delegated Changes To Conform Certain authority.6 requirements include 39 U.S.C. 3622, 39 Terminology Eduardo A. Aleman, U.S.C. 3642, 39 CFR part 3010, and 39 CFR part 3020, subpart B. For request(s) Assistant Secretary. January 26, 2017. [FR Doc. 2017–02186 Filed 2–1–17; 8:45 am] that the Postal Service states concern competitive product(s), applicable On November 29, 2016, the Investors BILLING CODE 8011–01–P Exchange LLC (‘‘Exchange’’) filed with statutory and regulatory requirements the Securities and Exchange include 39 U.S.C. 3632, 39 U.S.C. 3633, Commission (‘‘Commission’’), pursuant SECURITIES AND EXCHANGE 39 U.S.C. 3642, 39 CFR part 3015, and to Section 19(b)(1) of the Securities COMMISSION 39 CFR part 3020, subpart B. Comment Exchange Act of 1934 (‘‘Act’’) 1 and Rule deadline(s) for each request appear in [Release No. IC–32457; File No. 812–14149] 19b–4 thereunder,2 a proposed rule section II. change to to: (i) Amend IEX Rules Allstate Assurance Company, et al.; II. Docketed Proceeding(s) (‘‘Rule(s)’’) 11.190(a)(3) and 11.190(b)(8) Notice of Application to modify the operation of the primary 1. Docket No(s).: MC2017–81 and peg order type; (ii) amend Rule January 27, 2017. CP2017–107; Filing Title: Request of the 11.190(h)(3)(C)(ii) and (D)(ii) regarding AGENCY: Securities and Exchange United States Postal Service to Add price sliding in locked and crossed Commission (‘‘SEC’’ or ‘‘Commission’’). Priority Mail Contract 289 to markets to modify the price sliding ACTION: Notice of Application for an Competitive Product List and Notice of process for both primary peg orders and order pursuant to Section 6(c) of the Filing (Under Seal) of Unredacted discretionary peg orders resting on or Investment Company Act of 1940, as Governors’ Decision, Contract, and posting to the order book; and (iii) make amended (the ‘‘1940 Act’’ or ‘‘Act’’), Supporting Data; Filing Acceptance minor housekeeping changes to conform exempting Allstate Assurance Company Date: January 26, 2017; Filing Authority: certain terminology. The proposed rule Separate Account B from all provisions 39 U.S.C. 3642 and 39 CFR 3020.30 et change was published for comment in of the Act, subject to certain conditions. seq.; Public Representative: Erin the Federal Register on December 13, 2016.3 The Commission received no APPLICANTS: Allstate Assurance Mahagan; Comments Due: February 3, comment letters on the proposed rule Company (the ‘‘Company’’) and Allstate 2017. change. Assurance Company Separate Account This notice will be published in the Section 19(b)(2) of the Act 4 provides B (the ‘‘Separate Account,’’ and together Federal Register. that within 45 days of the publication of with the Company, the ‘‘Applicants’’). notice of the filing of a proposed rule SUMMARY OF APPLICATION: The Stacy L. Ruble, change, or within such longer period up Applicants seek an order pursuant to Secretary. to 90 days as the Commission may Section 6(c) of the 1940 Act, exempting [FR Doc. 2017–02163 Filed 2–1–17; 8:45 am] designate if it finds such longer period the Separate Account from all BILLING CODE 7710–FW–P to be appropriate and publishes its provisions of the 1940 Act, subject to reasons for so finding, or as to which the certain conditions. self-regulatory organization consents, DATES: Filing Date: The application was the Commission shall either approve the filed on April 12, 2013, and amended proposed rule change, disapprove the and restated on February 18, 2014, proposed rule change, or institute August 20, 2015 and November 21, proceedings to determine whether the 2016. mstockstill on DSK3G9T082PROD with NOTICES proposed rule change should be HEARING OR NOTIFICATION OF HEARING: An 1 15 order granting the application will be U.S.C. 78(s)(b)(1). 2 17 CFR 240.19b–4. issued unless the Commission orders a 3 See Securities Exchange Act Release No. 79502 hearing. Interested persons may request (December 7, 2016), 81 FR 90035 (December 13, 2016). 5 Id. 4 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31). VerDate Sep<11>2014 16:31 Feb 01, 2017 Jkt 241001 PO 00000 Frm 00029 Fmt 4703 Sfmt 4703 E:\FR\FM\02FEN1.SGM 02FEN1


Document Created: 2017-02-02 00:55:26
Document Modified: 2017-02-02 00:55:26
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 9083 
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR