82 FR 9087 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 21 (February 2, 2017)

Page Range		9087-9089
FR Document		2017-02180

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Nuveen New York Dividend Advantage Municipal Fund and, on May 26, 2015, made a final distribution to its shareholders based on net asset value. Expenses of approximately $38,358 incurred in connection with the reorganization were paid by applicant and approximately $283,472 were paid by the acquiring fund. Filing Dates: The application was filed on January 22, 2016, and amended on November 14, 2016, and December 14, 2016. Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 60606.

Federal Register, Volume 82 Issue 21 (Thursday, February 2, 2017)

[Federal Register Volume 82, Number 21 (Thursday, February 2, 2017)]
[Notices]
[Pages 9087-9089]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02180]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32456]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

January 27, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
January 2017. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on February 21, 2017, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES:  The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT:  Jessica Shin, Attorney-Adviser, at 
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Nuveen New York Performance Plus Municipal Fund Inc.

[File No. 811-05931]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Nuveen New York Dividend Advantage 
Municipal Fund and, on May 26, 2015, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$38,358 incurred in connection with the reorganization were paid by 
applicant and approximately $283,472 were paid by the acquiring fund.
    Filing Dates: The application was filed on January 22, 2016, and 
amended on November 14, 2016, and December 14, 2016.
    Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Corsair Opportunity Fund

[File No. 811-22978]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On December 
15, 2016, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $5,009 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Date: The application was filed on December 16, 2016.
    Applicant's Address: 366 Madison Avenue, 12th Floor, New York, New 
York 10017.

SmartX ETF Trust

[File No. 811-22825]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has never made a public offering of 
its securities and does not propose to make a public offering or engage 
in business of any kind.
    Filing Dates: The application was filed on December 9, 2016, and 
amended on January 5, 2017.
    Applicant's Address: c/o Guinness Atkinson Asset Management Inc., 
21550 Oxnard Street, Suite 850, Woodland Hills, California 91367.

Vantagepoint Funds

[File No. 811-08941]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On October 14, 2016, applicant made a final 
liquidating distribution to its shareholders, based on net asset value. 
Applicant has established a liquidating trust to provide for the 
payment of certain identified contingent claims with respect to certain 
series of applicant. The parent company of applicant's investment 
adviser serves as administrator of the liquidating trust. Assets 
remaining in the liquidating trust will be distributed to its 
beneficiaries after the satisfaction of all claims. Expenses of 
$1,693,244 incurred in connection with the liquidation were paid by 
applicant and applicant's investment adviser. Applicant has retained 
$4,232,893 in cash and cash equivalents at its custodian bank to pay 
for certain accrued liabilities.
    Filing Dates: The application was filed on November 14, 2016 and 
amended on January 5, 2017.
    Applicant's Address: 777 North Capitol Street NE., Suite 600, 
Washington, District of Columbia 20002.

Matthews A Share Selections Fund, LLC

[File No. 811-22809]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 30, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $40,000 incurred in connection with the 
liquidation were paid by the former sole shareholder of each series of 
applicant. Applicant has retained a de minimis amount for the purpose 
of completing certain regulatory and liquidation activities in China. 
These de minimis amounts will be paid to the former sole shareholder of 
each series of applicant.
    Filing Dates: The application was filed on October 20, 2016, and 
amended on December 19, 2016 and January 5, 2017.
    Applicant's Address: Four Embarcadero Center, Suite 550, San 
Francisco, California 94111.

[[Page 9088]]

The Wall Street Fund, Inc.

[File No. 811-00515]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to a 
corresponding series of the Wall Street EWM Funds Trust and, on 
September 30, 2014, made a final distribution to its shareholders based 
on net asset value. Expenses of $74,844 incurred in connection with the 
reorganization were paid by applicant and applicant's investment 
adviser.
    Filing Date: The application was filed on December 20, 2016.
    Applicant's Address: 55 East 52nd Street, 23rd Floor, New York, New 
York 10055.

Salient MLP Growth Fund

[File No. 811-22846]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on December 21, 2016.
    Applicant's Address: 4265 San Felipe, Suite 800, Houston, Texas 
77027.

OneAmerica Funds, Inc.

[File No. 811-05850]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On December 9, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $276,282 incurred in connection with the 
liquidation were paid by applicant's investment advisers.
    Filing Date: The application was filed on December 23, 2016.
    Applicant's Address: OneAmerican Square, Indianapolis, Indiana 
46282.

First Trust Convertible Securities Income Fund

[File No. 811-23022]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on December 27, 2016.
    Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, 
Illinois 60187.

Calvert SAGE Fund

[File No. 811-22212]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Calvert Equity Portfolio, a series of Calvert Social Investment Fund 
and, on June 24, 2016, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $116,963 incurred 
in connection with the reorganization were paid by applicant and 
applicant's investment adviser.
    Filing Date: The application was filed on December 30, 2016.
    Applicant's Address: 4550 Montgomery Avenue, Suite 1000N, Bethesda, 
Maryland 20814.

SEI Liquid Asset Trust

[File No. 811-03231]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On July 22, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $79,758 incurred in connection with the 
liquidation were paid by applicant.
    Filing Date: The application was filed on December 30, 2016.
    Applicant's Address: One Freedom Valley Drive, Oaks, Pennsylvania 
19456.

CPG York Event Driven Strategies, LLC

[File No. 811-23085]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on December 30, 2016.
    Applicant's Address: c/o Central Park Advisers, LLC, 805 Third 
Avenue, New York, New York 10022.

LMP Real Estate Income Fund Inc.

[File No. 811-21098]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
transferred its assets to Legg Mason Funds Trust and, on June 10, 2016, 
made a final distribution to its shareholders based on net asset value. 
Expenses of $635,553 incurred in connection with the reorganization 
were paid by applicant and applicant's investment adviser.
    Filing Date: The application was filed on January 5, 2017.
    Applicant's Address: 620 Eighth Avenue, New York, New York 10018.

Western Asset Managed High Income Fund Inc.

[File No. 811-07396]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
transferred its assets to Western Asset High Income Opportunity Fund 
Inc. and, on August 29, 2016, made a final distribution to its 
shareholders based on net asset value. Expenses of $792,374 incurred in 
connection with the reorganization were paid by applicant, applicant's 
investment adviser, and the acquiring fund.
    Filing Date: The application was filed on January 5, 2017.
    Applicant's Address: 620 Eighth Avenue, New York, New York 10018.

Western Asset Global Partners Income Fund Inc.

[File No. 811-07994]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
transferred its assets to Western Asset Global High Income Fund Inc. 
and, on August 29, 2016, made a final distribution to its shareholders 
based on net asset value. Expenses of $637,448 incurred in connection 
with the reorganization were paid by applicant, applicant's investment 
adviser, and the acquiring fund.
    Filing Date: The application was filed on January 5, 2017.
    Applicant's Address: 620 Eighth Avenue, New York, New York 10018.

Endowment Institutional TEI Fund W, L.P.

[File No. 811-22465]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On July 1, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. No expenses were incurred in connection with 
the liquidation.
    Filing Date: The application was filed on January 5, 2017.
    Applicant's Address: 4265 San Felipe, 8th Floor, Houston, Texas 
77027.

American Funds Global High-Income Opportunities Fund

[File No. 811-22745]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has

[[Page 9089]]

never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on January 13, 2017.
    Applicant's Address: 6455 Irvine Center Drive, Irvine, California 
92618.

GAI Aurora Opportunities Fund, LLC

[File No. 811-22516]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to GAI Corbin Multi-Strategy Fund, LLC and, 
on September 30, 2016, made a final distribution to its shareholders 
based on net asset value. Expenses of $188,478 incurred in connection 
with the reorganization were paid by applicant and the acquiring fund.
    Filing Date: The application was filed on January 23, 2017.
    Applicant's Address: 401 South Tryon Street, Charlotte, North 
Carolina 28202.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-02180 Filed 2-1-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 21 / Thursday, February 2, 2017 / Notices 9089

never made a public offering of its Commission is publishing this notice to ICC believes the proposed rule
securities and does not propose to make solicit comments on the proposed rule changes are consistent with the
a public offering or engage in business change from interested persons. requirements of the Act including
of any kind. Section 17A of the Act.7 More
I. Clearing Agency’s Statement of the
Filing Date: The application was filed Terms of Substance of the Proposed specifically, the proposed rule changes
on January 13, 2017. Rule Change, Security-Based Swap establish or change a member due, fee
Applicant’s Address: 6455 Irvine Submission, or Advance Notice or other charge imposed by ICC under
Center Drive, Irvine, California 92618. Section 19(b)(3)(A)(ii) 8 of the Act and
The principal purpose of the Rule 19b–4(f)(2) 9 thereunder. ICC
GAI Aurora Opportunities Fund, LLC proposed changes is to implement believes the proposed rule changes are
[File No. 811–22516] changes to the fee that ICC charges for
consistent with the requirements of the
Summary: Applicant, a closed-end U.S. Treasury securities collateral
Act and the rules and regulations
investment company, seeks an order deposits.
thereunder applicable to ICC, in
declaring that it has ceased to be an II. Clearing Agency’s Statement of the particular, to Section 17(A)(b)(3)(D),10
investment company. The applicant has Purpose of, and Statutory Basis for, the because the proposed collateral fee
transferred its assets to GAI Corbin Proposed Rule Change, Security-Based change applies equally to all market
Multi-Strategy Fund, LLC and, on Swap Submission, or Advance Notice participants and such fees are in-line
September 30, 2016, made a final In its filing with the Commission, ICC with similar fees charged by market
distribution to its shareholders based on included statements concerning the participants. Therefore the proposed
net asset value. Expenses of $188,478 purpose of and basis for the proposed changes provide for the equitable
incurred in connection with the rule change, security-based swap allocation of reasonable dues, fees and
reorganization were paid by applicant submission, or advance notice and other charges among participants. As
and the acquiring fund. discussed any comments it received on such, the proposed changes are
Filing Date: The application was filed the proposed rule change, security- appropriately filed pursuant to Section
on January 23, 2017. based swap submission, or advance 19(b)(3)(A) 11 of the Act and paragraph
Applicant’s Address: 401 South Tryon notice. The text of these statements may (f)(2) of Rule 19b–4 thereunder.12
Street, Charlotte, North Carolina 28202. be examined at the places specified in Further, ICC believes such changes
For the Commission, by the Division of Item IV below. ICC has prepared
are consistent with Section
Investment Management, pursuant to summaries, set forth in sections (A), (B),
delegated authority. 17A(b)(3)(F),13 because ICC believes that
and (C) below, of the most significant
the collateral fee change will promote
Eduardo A. Aleman, aspects of these statements.
the prompt and accurate clearance and
Assistant Secretary.
A. Clearing Agency’s Statement of the settlement of securities transactions,
[FR Doc. 2017–02180 Filed 2–1–17; 8:45 am] Purpose of, and Statutory Basis for, the derivatives agreements, contracts, and
BILLING CODE 8011–01–P Proposed Rule Change, Security-Based transactions. The proposed collateral fee
Swap Submission, or Advance Notice change is intended to increase cash
SECURITIES AND EXCHANGE The proposed revisions are intended collateral held at the clearing house,
COMMISSION to implement changes to the fee that ICC which would minimize liquidity risk
charges for U.S. Treasury securities and reduce the likelihood that assets
[Release No. 34–79889; File No. SR–ICC– collateral deposits. The proposed securing participant obligations would
2017–001] changes are described in detail as be unavailable when ICC needs to draw
follows. on them, thus safeguarding ICC’s ability
Self-Regulatory Organizations; ICE Currently, with respect to collateral to meet its settlement obligations.
Clear Credit LLC; Notice of Filing and deposited by Clearing Participants with
Immediate Effectiveness of Proposed ICC for the purpose of satisfying margin B. Clearing Agency’s Statement on
Rule Change To Implement Collateral and Guaranty Fund requirements, ICC Burden on Competition
Fee Changes imposes a 5 basis point fee on U.S. ICC does not believe the proposed
January 27, 2017. Treasury securities collateral deposits.5 rule change would have any impact, or
The fee is calculated and charged impose any burden, on competition.
Pursuant to Section 19(b)(1) of the
monthly, and applies to both house and
Securities Exchange Act of 1934 The proposed collateral fee change
client accounts.6
(‘‘Act’’) 1 and Rule 19b–4 thereunder 2 Effective February 1, 2017, ICC will be applies consistently across all market
notice is hereby given that on January changing the fee charged for U.S. participants and implementation of the
23, 2017, ICE Clear Credit LLC (‘‘ICC’’) Treasury securities collateral deposits proposed collateral fee change does not
filed with the Securities and Exchange from 5 basis points to 7.5 basis points. preclude the implementation of similar
Commission (‘‘Commission’’) the This fee will continue to be calculated fee changes by other market
proposed rule change as described in and charged monthly, and will continue participants. Therefore, ICC does not
Items I, II, and III below, which Items to apply to both house and client believe the collateral fee change
have been prepared primarily by ICC. accounts. ICC believes this change will imposes any burden on competition that
ICC filed the proposed rule change lead to an increase in the posting of cash is inappropriate in furtherance of the
pursuant to Section 19(b)(3)(A) of the collateral by Clearing Participants and purposes of the Act.
mstockstill on DSK3G9T082PROD with NOTICES

Act,3 and Rule 19b–4(f)(2) 4 thereunder, their clients, as opposed to U.S.
so that the proposal was effective upon Treasury securities. 7 15 U.S.C. 78q–1.
filing with the Commission. The 8 15 U.S.C. 78s(b)(3)(A)(ii).
9 17 CFR 240.19b–4(f)(2).
5 See Securities Exchange Act Release 71511
1 15 U.S.C. 78s(b)(1). 10 15 U.S.C. 78q–1(b)(3)(D).
(February 7, 2014), 79 FR 8760 (February 13, 2014)
2 17 CFR 240.19b–4. 11 15 U.S.C. 78s(b)(3)(A).
(SR–ICC–2014–01).
3 15 U.S.C. 78s(b)(3)(A). 6 See ICC Circular 2013/032, as modified by ICC 12 17 CFR 240.19b–4(f)(2).
4 17 CFR 240.19b–4(f)(2). Circular 2014/004. 13 15 U.S.C. 78q–1(b)(3)(F).

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Document Created: 2017-02-02 00:55:09
Document Modified: 2017-02-02 00:55:09

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		The application was filed on January 22, 2016, and amended on November 14, 2016, and December 14, 2016.
Contact		Jessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation		82 FR 9087