82_FR_9705 82 FR 9680 - Adoption of Updated EDGAR Filer Manual

82 FR 9680 - Adoption of Updated EDGAR Filer Manual

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 25 (February 8, 2017)

Page Range9680-9681
FR Document2017-02455

The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support an upgrade to the passphrase authentication process; and update the recommended Internet browser language for all EDGAR Web sites. The EDGAR system is scheduled to be upgraded to support the functionalities on January 30, 2017.

Federal Register, Volume 82 Issue 25 (Wednesday, February 8, 2017)
[Federal Register Volume 82, Number 25 (Wednesday, February 8, 2017)]
[Rules and Regulations]
[Pages 9680-9681]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-02455]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 232

[Release Nos. 33-10295; 34-79878; 39-2514; IC-32452]


Adoption of Updated EDGAR Filer Manual

AGENCY: Securities and Exchange Commission.

ACTION: Final rule.

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SUMMARY: The Securities and Exchange Commission (the Commission) is 
adopting revisions to the Electronic Data Gathering, Analysis, and 
Retrieval System (EDGAR) Filer Manual and related rules to reflect 
updates to the EDGAR system. The updates are being made primarily to 
support an upgrade to the passphrase authentication process; and update 
the recommended Internet browser language for all EDGAR Web sites. The 
EDGAR system is scheduled to be upgraded to support the functionalities 
on January 30, 2017.

DATES: Effective February 8, 2017. The incorporation by reference of 
the EDGAR Filer Manual is approved by the Director of the Federal 
Register as of February 8, 2017.

FOR FURTHER INFORMATION CONTACT: In the Division of Corporation 
Finance, for questions concerning the passphrase update process, 
contact Heather Mackintosh (202) 551-8111; in the Division of Trading 
and Markets, for questions concerning Form X-17A-5, contact Kathy 
Bateman at (202) 551-4345; and in the Office of Information Technology, 
for questions concerning recommended Internet browsers, contact Tammy 
Borkowski at (202) 551-7802.

SUPPLEMENTARY INFORMATION: We are adopting an updated EDGAR Filer 
Manual, Volume I, Volume II and Volume III. The Filer Manual describes 
the technical formatting requirements for the preparation and 
submission of electronic filings through the EDGAR system.\1\ It also 
describes the requirements for filing using EDGARLink Online and the 
Online Forms/XML Web site.
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    \1\ We originally adopted the Filer Manual on April 1, 1993, 
with an effective date of April 26, 1993. Release No. 33-6986 (April 
1, 1993) [58 FR 18638]. We implemented the most recent update to the 
Filer Manual on December 12, 2016. See Release No. 33-10265 (January 
23, 2017) [82 FR 7645].
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    The revisions to the Filer Manual reflect changes within Volume I 
entitled EDGAR Filer Manual, Volume I: ``General Information,'' Version 
26 (January 2017), Volume II entitled EDGAR Filer Manual, Volume II: 
``EDGAR Filing,'' Version 40 (January 2017), and Volume III: ``N-SAR 
Supplement'', Version 6 (January 2017). The updated manual will be 
incorporated by reference into the Code of Federal Regulations.
    The Filer Manual contains all the technical specifications for 
filers to submit filings using the EDGAR system. Filers must comply 
with the applicable provisions of the Filer Manual in order to assure 
the timely acceptance and processing of filings made in electronic 
format.\2\ Filers may consult the Filer Manual in conjunction with our 
rules governing mandated electronic filing when preparing documents for 
electronic submission.\3\
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    \2\ See Rule 301 of Regulation S-T (17 CFR 232.301).
    \3\ See Release No. 33-10265 in which we implemented EDGAR 
Release 16.4. For additional history of Filer Manual rules, please 
see the citations therein.

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[[Page 9681]]

    The EDGAR system will be upgraded to Release 17.0.2 on January 30, 
2017 and will introduce the following changes:
    EDGAR will be upgraded with an enhanced authentication process to 
increase the security surrounding a filer's request for a passphrase 
update. This includes the issuance of a one-time security token which 
will be emailed to the registrant at the email address on record. If 
the email on record is not valid, the filer will need to provide 
authorization to have their codes reset, and in the case of a company, 
the request must be on company letterhead. If a Power of Attorney (POA) 
is provided, it must be manually signed. For more information, please 
refer to Section 4.1.1 of ``EDGAR Filer Manual Volume I: General 
Information''.
    Filers will have the option to add one or more attachments of type 
``FULL'' to submission form types X-17A-5 and X-17A-5/A, which can be 
designated as ``Public'' or ``Confidential.'' If a ``FULL'' attachment 
designated as ``Public'' is attached, then all other attachment types 
are optional.
    The EDGAR Portal, EDGAR Company Database, and the landing pages for 
all EDGAR Web sites will be updated to remove any reference to Internet 
Explorer (IE) 8.0 and Firefox version 24.x, and to update the language 
so that vendor supported versions of IE and Google Chrome are the 
recommended browsers. The references to Internet Explorer 8.0 and 
Firefox 24.x will be deleted in ``EDGAR Filer Manual, Volume I: General 
Information,'' ``EDGAR Filer Manual, Volume II: EDGAR Filing,'' and 
``EDGAR Filer Manual: Volume III: N-SAR Supplement.''
    Along with the adoption of the Filer Manual, we are amending Rule 
301 of Regulation S-T to provide for the incorporation by reference 
into the Code of Federal Regulations of today's revisions. This 
incorporation by reference was approved by the Director of the Federal 
Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51.
    The updated EDGAR Filer Manual will be available for Web site 
viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You may also obtain paper copies 
of the EDGAR Filer Manual from the following address: Public Reference 
Room, U.S. Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m.
    Since the Filer Manual and the corresponding rule changes relate 
solely to agency procedures or practice, publication for notice and 
comment is not required under the Administrative Procedure Act 
(APA).\4\ It follows that the requirements of the Regulatory 
Flexibility Act \5\ do not apply.
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    \4\ 5 U.S.C. 553(b)(A).
    \5\ 5 U.S.C. 601-612.
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    The effective date for the updated Filer Manual and the rule 
amendments is February 8, 2017. In accordance with the APA,\6\ we find 
that there is good cause to establish an effective date less than 30 
days after publication of these rules. The EDGAR system upgrade to 
Release 17.0.2 is scheduled to become available on January 30, 2017. 
The Commission believes that establishing an effective date less than 
30 days after publication of these rules is necessary to coordinate the 
effectiveness of the updated Filer Manual with these system upgrades.
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    \6\ 5 U.S.C. 553(d)(3).
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Statutory Basis

    We are adopting the amendments to Regulation S-T under Sections 6, 
7, 8, 10, and 19(a) of the Securities Act of 1933,\7\ Sections 3, 12, 
13, 14, 15, 23, and 35A of the Securities Exchange Act of 1934,\8\ 
Section 319 of the Trust Indenture Act of 1939,\9\ and Sections 8, 30, 
31, and 38 of the Investment Company Act of 1940.\10\
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    \7\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
    \8\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78w, and 78ll.
    \9\ 15 U.S.C. 77sss.
    \10\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37.
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List of Subjects in 17 CFR Part 232

    Incorporation by reference, Reporting and recordkeeping 
requirements, Securities.

Text of the Amendment

    In accordance with the foregoing, Title 17, Chapter II of the Code 
of Federal Regulations is amended as follows:

PART 232--REGULATION S-T--GENERAL RULES AND REGULATIONS FOR 
ELECTRONIC FILINGS

0
1. The authority citation for Part 232 continues to read in part as 
follows:

    Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77z-3, 
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c), 
80a-8, 80a-29, 80a-30, 80a-37, and 7201 et seq.; and 18 U.S.C. 1350, 
unless otherwise noted.
* * * * *

0
2. Section 232.301 is revised to read as follows:


Sec.  232.301   EDGAR Filer Manual.

    Filers must prepare electronic filings in the manner prescribed by 
the EDGAR Filer Manual, promulgated by the Commission, which sets out 
the technical formatting requirements for electronic submissions. The 
requirements for becoming an EDGAR Filer and updating company data are 
set forth in the updated EDGAR Filer Manual, Volume I: ``General 
Information,'' Version 26 (January 2017). The requirements for filing 
on EDGAR are set forth in the updated EDGAR Filer Manual, Volume II: 
``EDGAR Filing,'' Version 40 (January 2017). Additional provisions 
applicable to Form N-SAR filers are set forth in the EDGAR Filer 
Manual, Volume III: ``N-SAR Supplement,'' Version 6 (January 2017). All 
of these provisions have been incorporated by reference into the Code 
of Federal Regulations, which action was approved by the Director of 
the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 
51. You must comply with these requirements in order for documents to 
be timely received and accepted. The EDGAR Filer Manual is available 
for Web site viewing and printing; the address for the Filer Manual is 
https://www.sec.gov/info/edgar/edmanuals.htm. You can obtain paper 
copies of the EDGAR Filer Manual from the following address: Public 
Reference Room, U.S. Securities and Exchange Commission, 100 F Street 
NE., Washington, DC 20549, on official business days between the hours 
of 10:00 a.m. and 3:00 p.m. You can also inspect the document at the 
National Archives and Records Administration (NARA). For information on 
the availability of this material at NARA, call 202-741-6030, or go to: 
https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.

    By the Commission.

    Dated: January 26, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-02455 Filed 2-7-17; 8:45 am]
BILLING CODE 8011-01-P



                                                9680                Federal Register / Vol. 82, No. 25 / Wednesday, February 8, 2017 / Rules and Regulations

                                                                                          From                                                                                                 To                                                    MEA

                                                      * 6000—MCA LANNA, NJ FIX, SW BND

                                                                                                     § 95.6419        VOR Federal Airway V419 Is Amended To Read in Part

                                                MODENA, PA VORTAC ...............................................................                * MAZIE, PA FIX ..........................................................................                3000
                                                     * 5000—MRA
                                                * MAZIE, PA FIX ............................................................................     ** HARRS, PA FIX .......................................................................                  2500
                                                     * 5000—MRA
                                                     ** 5000—MRA
                                                * HARRS, PA FIX ..........................................................................       ** BIGGY, NJ FIX .........................................................................                2500
                                                     * 5000—MRA
                                                     ** 5000—MRA
                                                * BIGGY, NJ FIX ............................................................................     SOLBERG, NJ VOR/DME ...........................................................                           2500
                                                     * 5000—MRA

                                                                                               § 95.6438        Alaska VOR Federal Airway V438 Is Amended To Read in Part

                                                FAIRBANKS, AK VORTAC ...........................................................                 CHATA, AK FIX.
                                                                                                                                                 N BND ..........................................................................................      * 8000
                                                                                                                                                 S BND ..........................................................................................      * 7000
                                                      * 5000—MOCA

                                                                                                                    Airway Segment                                                                                               Changeover Points

                                                                                   From                                                                                   To                                                Distance                From

                                                                                                                 § 95.8003        VOR Federal Airway Changeover Point

                                                                                                                      VI Is Amended To Delete Changeover Point

                                                CAPE CHARLES, VA VORTAC .....................................                     WATERLOO, DE VOR/DME .........................................                                        31     CAPE
                                                                                                                                                                                                                                                CHARLES

                                                                                                                      V26 Is Amended To Add Changeover Point

                                                WAUSAU, WI VORTAC .................................................               GREEN BAY, WI VORTAC ...........................................                                        8    WAUSAU



                                                [FR Doc. 2017–02512 Filed 2–7–17; 8:45 am]                            DATES:  Effective February 8, 2017. The                                   requirements for filing using
                                                BILLING CODE 4910–13–P                                                incorporation by reference of the                                         EDGARLink Online and the Online
                                                                                                                      EDGAR Filer Manual is approved by the                                     Forms/XML Web site.
                                                                                                                      Director of the Federal Register as of                                       The revisions to the Filer Manual
                                                                                                                      February 8, 2017.                                                         reflect changes within Volume I entitled
                                                SECURITIES AND EXCHANGE
                                                COMMISSION                                                            FOR FURTHER INFORMATION CONTACT: In                                       EDGAR Filer Manual, Volume I:
                                                                                                                      the Division of Corporation Finance, for                                  ‘‘General Information,’’ Version 26
                                                17 CFR Part 232                                                       questions concerning the passphrase                                       (January 2017), Volume II entitled
                                                                                                                      update process, contact Heather                                           EDGAR Filer Manual, Volume II:
                                                [Release Nos. 33–10295; 34–79878; 39–                                 Mackintosh (202) 551–8111; in the                                         ‘‘EDGAR Filing,’’ Version 40 (January
                                                2514; IC–32452]                                                       Division of Trading and Markets, for                                      2017), and Volume III: ‘‘N–SAR
                                                                                                                      questions concerning Form X–17A–5,                                        Supplement’’, Version 6 (January 2017).
                                                Adoption of Updated EDGAR Filer                                       contact Kathy Bateman at (202) 551–
                                                Manual                                                                                                                                          The updated manual will be
                                                                                                                      4345; and in the Office of Information                                    incorporated by reference into the Code
                                                AGENCY:  Securities and Exchange                                      Technology, for questions concerning                                      of Federal Regulations.
                                                Commission.                                                           recommended Internet browsers,
                                                                                                                      contact Tammy Borkowski at (202) 551–                                        The Filer Manual contains all the
                                                ACTION: Final rule.                                                                                                                             technical specifications for filers to
                                                                                                                      7802.
                                                                                                                                                                                                submit filings using the EDGAR system.
                                                SUMMARY:   The Securities and Exchange                                SUPPLEMENTARY INFORMATION: We are
                                                                                                                                                                                                Filers must comply with the applicable
                                                Commission (the Commission) is                                        adopting an updated EDGAR Filer
                                                                                                                                                                                                provisions of the Filer Manual in order
                                                adopting revisions to the Electronic Data                             Manual, Volume I, Volume II and
                                                                                                                                                                                                to assure the timely acceptance and
                                                Gathering, Analysis, and Retrieval                                    Volume III. The Filer Manual describes
                                                                                                                                                                                                processing of filings made in electronic
                                                System (EDGAR) Filer Manual and                                       the technical formatting requirements
                                                related rules to reflect updates to the                                                                                                         format.2 Filers may consult the Filer
                                                                                                                      for the preparation and submission of
                                                EDGAR system. The updates are being                                                                                                             Manual in conjunction with our rules
                                                                                                                      electronic filings through the EDGAR
                                                                                                                                                                                                governing mandated electronic filing
jstallworth on DSK7TPTVN1PROD with RULES




                                                made primarily to support an upgrade to                               system.1 It also describes the
                                                the passphrase authentication process;                                                                                                          when preparing documents for
                                                and update the recommended Internet                                      1 We originally adopted the Filer Manual on April                      electronic submission.3
                                                browser language for all EDGAR Web                                    1, 1993, with an effective date of April 26, 1993.
                                                                                                                                                                                                  2 See Rule 301 of Regulation S–T (17 CFR
                                                                                                                      Release No. 33–6986 (April 1, 1993) [58 FR 18638].
                                                sites. The EDGAR system is scheduled                                  We implemented the most recent update to the Filer                        232.301).
                                                to be upgraded to support the                                         Manual on December 12, 2016. See Release No. 33–                            3 See Release No. 33–10265 in which we

                                                functionalities on January 30, 2017.                                  10265 (January 23, 2017) [82 FR 7645].                                    implemented EDGAR Release 16.4. For additional



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                                                                 Federal Register / Vol. 82, No. 25 / Wednesday, February 8, 2017 / Rules and Regulations                                                  9681

                                                   The EDGAR system will be upgraded                       Since the Filer Manual and the                         § 232.301   EDGAR Filer Manual.
                                                to Release 17.0.2 on January 30, 2017                   corresponding rule changes relate solely                     Filers must prepare electronic filings
                                                and will introduce the following                        to agency procedures or practice,
                                                                                                                                                                  in the manner prescribed by the EDGAR
                                                changes:                                                publication for notice and comment is
                                                   EDGAR will be upgraded with an                                                                                 Filer Manual, promulgated by the
                                                                                                        not required under the Administrative
                                                enhanced authentication process to                                                                                Commission, which sets out the
                                                                                                        Procedure Act (APA).4 It follows that
                                                increase the security surrounding a                     the requirements of the Regulatory                        technical formatting requirements for
                                                filer’s request for a passphrase update.                Flexibility Act 5 do not apply.                           electronic submissions. The
                                                This includes the issuance of a one-time                                                                          requirements for becoming an EDGAR
                                                                                                           The effective date for the updated
                                                security token which will be emailed to                                                                           Filer and updating company data are set
                                                                                                        Filer Manual and the rule amendments
                                                the registrant at the email address on                  is February 8, 2017. In accordance with                   forth in the updated EDGAR Filer
                                                record. If the email on record is not                   the APA,6 we find that there is good                      Manual, Volume I: ‘‘General
                                                valid, the filer will need to provide                   cause to establish an effective date less                 Information,’’ Version 26 (January
                                                authorization to have their codes reset,                than 30 days after publication of these                   2017). The requirements for filing on
                                                and in the case of a company, the                       rules. The EDGAR system upgrade to                        EDGAR are set forth in the updated
                                                request must be on company letterhead.                  Release 17.0.2 is scheduled to become                     EDGAR Filer Manual, Volume II:
                                                If a Power of Attorney (POA) is                         available on January 30, 2017. The                        ‘‘EDGAR Filing,’’ Version 40 (January
                                                provided, it must be manually signed.                   Commission believes that establishing                     2017). Additional provisions applicable
                                                For more information, please refer to                   an effective date less than 30 days after                 to Form N–SAR filers are set forth in the
                                                Section 4.1.1 of ‘‘EDGAR Filer Manual                   publication of these rules is necessary to                EDGAR Filer Manual, Volume III: ‘‘N–
                                                Volume I: General Information’’.                        coordinate the effectiveness of the                       SAR Supplement,’’ Version 6 (January
                                                   Filers will have the option to add one
                                                                                                        updated Filer Manual with these system                    2017). All of these provisions have been
                                                or more attachments of type ‘‘FULL’’ to
                                                                                                        upgrades.                                                 incorporated by reference into the Code
                                                submission form types X–17A–5 and X–
                                                17A–5/A, which can be designated as                     Statutory Basis                                           of Federal Regulations, which action
                                                ‘‘Public’’ or ‘‘Confidential.’’ If a ‘‘FULL’’                                                                     was approved by the Director of the
                                                attachment designated as ‘‘Public’’ is                    We are adopting the amendments to                       Federal Register in accordance with 5
                                                attached, then all other attachment                     Regulation S–T under Sections 6, 7, 8,                    U.S.C. 552(a) and 1 CFR part 51. You
                                                types are optional.                                     10, and 19(a) of the Securities Act of                    must comply with these requirements in
                                                   The EDGAR Portal, EDGAR Company                      1933,7 Sections 3, 12, 13, 14, 15, 23, and                order for documents to be timely
                                                Database, and the landing pages for all                 35A of the Securities Exchange Act of                     received and accepted. The EDGAR
                                                EDGAR Web sites will be updated to                      1934,8 Section 319 of the Trust                           Filer Manual is available for Web site
                                                remove any reference to Internet                        Indenture Act of 1939,9 and Sections 8,                   viewing and printing; the address for
                                                Explorer (IE) 8.0 and Firefox version                   30, 31, and 38 of the Investment                          the Filer Manual is https://www.sec.gov/
                                                24.x, and to update the language so that                Company Act of 1940.10                                    info/edgar/edmanuals.htm. You can
                                                vendor supported versions of IE and                     List of Subjects in 17 CFR Part 232                       obtain paper copies of the EDGAR Filer
                                                Google Chrome are the recommended                                                                                 Manual from the following address:
                                                browsers. The references to Internet                      Incorporation by reference, Reporting                   Public Reference Room, U.S. Securities
                                                Explorer 8.0 and Firefox 24.x will be                   and recordkeeping requirements,
                                                                                                                                                                  and Exchange Commission, 100 F Street
                                                deleted in ‘‘EDGAR Filer Manual,                        Securities.
                                                                                                                                                                  NE., Washington, DC 20549, on official
                                                Volume I: General Information,’’                        Text of the Amendment                                     business days between the hours of
                                                ‘‘EDGAR Filer Manual, Volume II:                                                                                  10:00 a.m. and 3:00 p.m. You can also
                                                EDGAR Filing,’’ and ‘‘EDGAR Filer                         In accordance with the foregoing,
                                                                                                        Title 17, Chapter II of the Code of                       inspect the document at the National
                                                Manual: Volume III: N–SAR                                                                                         Archives and Records Administration
                                                Supplement.’’                                           Federal Regulations is amended as
                                                                                                        follows:                                                  (NARA). For information on the
                                                   Along with the adoption of the Filer
                                                Manual, we are amending Rule 301 of                                                                               availability of this material at NARA,
                                                Regulation S–T to provide for the                       PART 232—REGULATION S–T—                                  call 202–741–6030, or go to: https://
                                                incorporation by reference into the Code                GENERAL RULES AND REGULATIONS                             www.archives.gov/federal_register/
                                                of Federal Regulations of today’s                       FOR ELECTRONIC FILINGS                                    code_of_federal_regulations/ibr_
                                                revisions. This incorporation by                                                                                  locations.html.
                                                reference was approved by the Director                  ■ 1. The authority citation for Part 232                    By the Commission.
                                                of the Federal Register in accordance                   continues to read in part as follows:
                                                                                                                                                                    Dated: January 26, 2017.
                                                with 5 U.S.C. 552(a) and 1 CFR part 51.                   Authority: 15 U.S.C. 77f, 77g, 77h, 77j,
                                                                                                                                                                  Brent J. Fields,
                                                   The updated EDGAR Filer Manual                       77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m, 78n,
                                                will be available for Web site viewing                  78o(d), 78w(a), 78ll, 80a–6(c), 80a–8, 80a–29,            Secretary.
                                                and printing; the address for the Filer                 80a–30, 80a–37, and 7201 et seq.; and 18                  [FR Doc. 2017–02455 Filed 2–7–17; 8:45 am]
                                                Manual is https://www.sec.gov/info/                     U.S.C. 1350, unless otherwise noted.                      BILLING CODE 8011–01–P
                                                edgar/edmanuals.htm. You may also                       *         *      *      *       *
                                                obtain paper copies of the EDGAR Filer                  ■ 2. Section 232.301 is revised to read
                                                Manual from the following address:                      as follows:
                                                Public Reference Room, U.S. Securities
jstallworth on DSK7TPTVN1PROD with RULES




                                                and Exchange Commission, 100 F Street                       45  U.S.C. 553(b)(A).
                                                NE., Washington, DC 20549, on official                      55  U.S.C. 601–612.
                                                business days between the hours of                          6 5 U.S.C. 553(d)(3).

                                                10:00 a.m. and 3:00 p.m.                                    7 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
                                                                                                            8 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78w, and 78ll.
                                                                                                            9 15 U.S.C. 77sss.
                                                history of Filer Manual rules, please see the
                                                citations therein.                                          10 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37.




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Document Created: 2017-02-08 02:58:52
Document Modified: 2017-02-08 02:58:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective February 8, 2017. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of February 8, 2017.
ContactIn the Division of Corporation Finance, for questions concerning the passphrase update process, contact Heather Mackintosh (202) 551-8111; in the Division of Trading and Markets, for questions concerning Form X-17A-5, contact Kathy Bateman at (202) 551-4345; and in the Office of Information Technology, for questions concerning recommended Internet browsers, contact Tammy Borkowski at (202) 551-7802.
FR Citation82 FR 9680 
CFR AssociatedIncorporation by Reference; Reporting and Recordkeeping Requirements and Securities

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