83 FR 11286 - Caltius Partners V (SBIC), L.P. License No. 09/09-0482; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 83, Issue 50 (March 14, 2018)

Page Range		11286-11286
FR Document		2018-05134

Federal Register, Volume 83 Issue 50 (Wednesday, March 14, 2018)

[Federal Register Volume 83, Number 50 (Wednesday, March 14, 2018)]
[Notices]
[Page 11286]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-05134]


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SMALL BUSINESS ADMINISTRATION


Caltius Partners V (SBIC), L.P. License No. 09/09-0482; Notice 
Seeking Exemption Under Section 312 of the Small Business Investment 
Act, Conflicts of Interest

    Notice is hereby given that Caltius Partners V (SBIC), L.P., 11766 
Wilshire Blvd., Suite 850, Los Angeles, CA 90025, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Caltius Partners V (SBIC), L.P. proposes to provide senior subordinated 
loan financing to Emerging Acquisitions, LLC d/b/a Bulk Handling 
Systems, 3592 West 5th Avenue, Eugene, OR 97402 (``BHS'').
    The financing is brought within the purview of Sec.  107.730(a) and 
(d) of the Regulations because Caltius Equity Partners III, L.P. an 
Associate of Caltius Partners V (SBIC), L.P., owns more than ten 
percent of BHS, and therefore this transaction is considered a 
financing of an Associate requiring prior SBA approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW, Washington, DC 
20416.

    Dated: February 27, 2018.
A. Joseph Shepard,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2018-05134 Filed 3-13-18; 8:45 am]
 BILLING CODE P

11286 Federal Register / Vol. 83, No. 50 / Wednesday, March 14, 2018 / Notices

A proposed rule change filed under Paper Comments 90025, a Federal Licensee under the
Rule 19b–4(f)(6) 21 normally does not • Send paper comments in triplicate Small Business Investment Act of 1958,
become operative prior to 30 days after to Secretary, Securities and Exchange as amended (‘‘the Act’’), in connection
the date of the filing. However, pursuant Commission, 100 F Street NE, with the financing of a small concern,
to Rule 19b–4(f)(6)(iii),22 the Washington, DC 20549–1090. has sought an exemption under Section
Commission may designate a shorter 312 of the Act and Section 107.730,
All submissions should refer to File
time if such action is consistent with the Financings which Constitute Conflicts
Number SR–CboeBZX–2018–016. This
protection of investors and the public of Interest of the Small Business
file number should be included on the
interest. The Exchange requests that the Administration (‘‘SBA’’) Rules and
subject line if email is used. To help the
Commission waive the 30-day operative Regulations (13 CFR 107.730). Caltius
Commission process and review your
delay to allow the Shares to Partners V (SBIC), L.P. proposes to
comments more efficiently, please use
immediately be listed and traded on the provide senior subordinated loan
Exchange pursuant to Rule 14.11(c)(4) only one method. The Commission will
post all comments on the Commission’s financing to Emerging Acquisitions, LLC
instead of Rule 14.11(i). The Exchange d/b/a Bulk Handling Systems, 3592
represents that the Index would meet internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the West 5th Avenue, Eugene, OR 97402
the generic listing standards for (‘‘BHS’’).
Managed Fund Shares under Rule submission, all subsequent
The financing is brought within the
14.11(i)(4)(C), including the exposure to amendments, all written statements
purview of § 107.730(a) and (d) of the
U.S. Treasury futures contracts under with respect to the proposed rule
Regulations because Caltius Equity
Rule 14.11(i)(4)(C)(iv) 23 and the Index change that are filed with the
Partners III, L.P. an Associate of Caltius
would meet all of the Continued Listing Commission, and all written
Partners V (SBIC), L.P., owns more than
Representations, which formed the basis communications relating to the
ten percent of BHS, and therefore this
for the Commission’s approval in the proposed rule change between the
transaction is considered a financing of
Order.24 The Commission believes that Commission and any person, other than
an Associate requiring prior SBA
waiving the 30-day operative delay is those that may be withheld from the
approval.
consistent with the protection of public in accordance with the
Notice is hereby given that any
investors and the public interest. provisions of 5 U.S.C. 552, will be
interested person may submit written
Accordingly, the Commission hereby available for website viewing and
comments on the transaction, within
waives the 30-day operative delay and printing in the Commission’s Public
fifteen days of the date of this
designates the proposed rule change Reference Room, 100 F Street NE,
publication, to the Associate
operative upon filing.25 Washington, DC 20549 on official
Administrator for Investment, U.S.
At any time within 60 days of the business days between the hours of
Small Business Administration, 409
filing of the proposed rule change, the 10:00 a.m. and 3:00 p.m. Copies of the
Third Street SW, Washington, DC
Commission summarily may filing also will be available for
20416.
temporarily suspend such rule change if inspection and copying at the principal
office of the Exchange. All comments Dated: February 27, 2018.
it appears to the Commission that such
received will be posted without change. A. Joseph Shepard,
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection Persons submitting comments are Associate Administrator, Office of Investment
cautioned that we do not redact or edit and Innovation.
of investors; or (iii) otherwise in
furtherance of the purposes of the Act. personal identifying information from [FR Doc. 2018–05134 Filed 3–13–18; 8:45 am]
If the Commission takes such action, the comment submissions. You should BILLING CODE P

Commission shall institute proceedings submit only information that you wish
to determine whether the proposed rule to make available publicly. All
should be approved or disapproved. submissions should refer to File DEPARTMENT OF TRANSPORTATION
Number SR–CboeBZX–2018–016, and
IV. Solicitation of Comments should be submitted on or before April Maritime Administration
Interested persons are invited to 4, 2018. [Docket No. MARAD–2018 0030]
submit written data, views, and For the Commission, by the Division of
arguments concerning the foregoing, Trading and Markets, pursuant to delegated Requested Administrative Waiver of
including whether the proposed rule authority.26 the Coastwise Trade Laws: Vessel
change is consistent with the Act. Eduardo A. Aleman, CHASING SUMMER; Invitation for
Comments may be submitted by any of Assistant Secretary. Public Comments
the following methods: [FR Doc. 2018–05161 Filed 3–13–18; 8:45 am]
AGENCY: Maritime Administration,
Electronic Comments BILLING CODE 8011–01–P
Department of Transportation.
• Use the Commission’s internet ACTION: Notice.
comment form (http://www.sec.gov/
rules/sro.shtml); or SMALL BUSINESS ADMINISTRATION SUMMARY: The Secretary of
• Send an email to rule-comments@ Transportation, as represented by the
Caltius Partners V (SBIC), L.P. License Maritime Administration (MARAD), is
sec.gov. Please include File Number SR–
No. 09/09–0482; Notice Seeking authorized to grant waivers of the U.S.-
CboeBZX–2018–016 on the subject line.
Exemption Under Section 312 of the build requirement of the coastwise laws
daltland on DSKBBV9HB2PROD with NOTICES

21 17
Small Business Investment Act, under certain circumstances. A request
CFR 240.19b–4(f)(6).
22 17 CFR 240.19b–4(f)(6)(iii).
Conflicts of Interest for such a waiver has been received by
23 See supra text accompanying note 17.
Notice is hereby given that Caltius MARAD. The vessel, and a brief
24 See supra text accompanying note 18.
Partners V (SBIC), L.P., 11766 Wilshire description of the proposed service, is
25 For purposes only of waiving the 30-day
Blvd., Suite 850, Los Angeles, CA listed below.
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition, DATES: Submit comments on or before
and capital formation. See 15 U.S.C. 78c(f). 26 17 CFR 200.30–3(a)(12). April 13, 2018.

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Document Created: 2018-03-14 01:06:44
Document Modified: 2018-03-14 01:06:44

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 11286