83_FR_1197 83 FR 1190 - Civil Monetary Penalty Inflation Adjustment Rule

83 FR 1190 - Civil Monetary Penalty Inflation Adjustment Rule

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 83, Issue 7 (January 10, 2018)

Page Range1190-1194
FR Document2018-00287

The Environmental Protection Agency (EPA) is promulgating this final rule to adjust the level of statutory civil monetary penalty amounts under the statutes EPA administers. This action is mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended through the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (``the 2015 Act''). The 2015 Act prescribes a formula for annually adjusting statutory civil penalties to reflect inflation, maintain the deterrent effect of statutory civil penalties, and promote compliance with the law. The rule does not necessarily revise the penalty amounts that EPA chooses to seek pursuant to its civil penalty policies in a particular case. EPA's civil penalty policies, which guide enforcement personnel in how to exercise EPA's statutory penalty authorities, take into account a number of fact- specific considerations, e.g., the seriousness of the violation, the violator's good faith efforts to comply, any economic benefit gained by the violator as a result of its noncompliance, and a violator's ability to pay.

Federal Register, Volume 83 Issue 7 (Wednesday, January 10, 2018)
[Federal Register Volume 83, Number 7 (Wednesday, January 10, 2018)]
[Rules and Regulations]
[Pages 1190-1194]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-00287]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 19

[FRL-9972-92-OECA]


Civil Monetary Penalty Inflation Adjustment Rule

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final rule.

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SUMMARY: The Environmental Protection Agency (EPA) is promulgating this 
final rule to adjust the level of statutory civil monetary penalty 
amounts under the statutes EPA administers. This action is mandated by 
the Federal Civil Penalties Inflation Adjustment Act of 1990, as 
amended through the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (``the 2015 Act''). The 2015 Act prescribes a 
formula for annually adjusting statutory civil penalties to reflect 
inflation, maintain the deterrent effect of statutory civil penalties, 
and promote compliance with the law. The rule does not necessarily 
revise the penalty amounts that EPA chooses to seek pursuant to its 
civil penalty policies in a particular case. EPA's civil penalty 
policies, which guide enforcement personnel in how to exercise EPA's 
statutory penalty authorities, take into account a number of fact-
specific considerations, e.g., the seriousness of the violation, the 
violator's good faith efforts to comply, any economic benefit gained by 
the violator as a result of its noncompliance, and a violator's ability 
to pay.

DATES: This final rule is effective on January 15, 2018.

FOR FURTHER INFORMATION CONTACT: David Smith-Watts, Office of Civil 
Enforcement, Office of Enforcement and Compliance Assurance, Mail Code 
2241A, Environmental Protection Agency, 1200 Pennsylvania Avenue NW, 
Washington, DC 20460, telephone number: (202) 564-4083; smith-watts.david@epa.gov.

SUPPLEMENTARY INFORMATION:

I. Background

    Since 1990, federal agencies have been required to issue 
regulations adjusting for inflation the statutory civil penalties \1\ 
that can be imposed under

[[Page 1191]]

the laws administered by that agency. The Federal Civil Penalties 
Inflation Adjustment Act of 1990, as amended by the Debt Collection 
Improvement Act of 1996 (DCIA), required agencies to review their 
statutory civil penalties every 4 years, and to adjust the statutory 
civil penalty amounts for inflation if the increase met the DCIA's 
adjustment methodology. In accordance with the DCIA, EPA reviewed and, 
as appropriate, adjusted the civil penalty levels under each of the 
statutes the agency implements in 1996 (61 FR 69360), 2004 (69 FR 
7121), 2008 (73 FR 75340), and 2013 (78 FR 66643).
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    \1\ The Federal Civil Penalties Inflation Adjustment Act of 
1990, Public Law 101-410, 28 U.S.C. 2461 note, defines ``civil 
monetary penalty'' as ``any penalty, fine, or other sanction that--
(A)(i) is for a specific monetary amount as provided by Federal law; 
or (ii) has a maximum amount provided for by Federal law; and (B) is 
assessed or enforced by an agency pursuant to Federal law; and (C) 
is assessed or enforced pursuant to an administrative proceeding or 
a civil action in the Federal courts.''
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    The 2015 Act \2\ requires agencies to: (1) Adjust the level of 
statutory civil penalties with an initial ``catch-up'' adjustment 
through an interim final rulemaking; and (2) beginning January 15, 
2017, make subsequent annual adjustments for inflation. The purpose of 
the 2015 Act is to maintain the deterrent effect of civil penalties by 
translating originally enacted statutory civil penalty amounts to 
today's dollars and rounding statutory civil penalties to the nearest 
dollar.
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    \2\ The Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (Section 701 of Pub. L.114-74) was signed 
into law on Nov. 2, 2015, and further amended the Federal Civil 
Penalties Inflation Adjustment Act of 1990.
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    As required by the 2015 Act, EPA issued a catch up rule on July 1, 
2016, which was effective August 1, 2016 (81 FR 43091), and EPA made 
its first annual adjustment on January 12, 2017, which was effective 
January 15, 2017 (82 FR 3633). Today's rule implements the second 
annual penalty inflation adjustments mandated by the 2015 Act. Section 
4 of the 2015 Act requires each federal agency to publish annual 
adjustments to all civil penalties under the laws implemented by that 
agency. These annual adjustments are required to be published by 
January 15 of each year. The 2015 Act describes the method for 
calculating the adjustments. Each statutory maximum civil monetary 
penalty is multiplied by the cost-of-living adjustment, which is the 
percentage by which the Consumer Price Index for all Urban Consumers 
(CPI-U) for the month of October 2017 exceeds the CPI-U for the month 
of October 2016.
    With this rule, the new statutory maximum (or minimum \3\) penalty 
levels listed in the sixth column of Table 2 of 40 CFR 19.4 will apply 
to all civil penalties assessed on or after January 15, 2018, for 
violations that occurred after November 2, 2015, when the 2015 Act was 
enacted. The former maximum statutory civil penalty levels, which are 
in the fifth column of Table 2 to 40 CFR 19.4, will now apply only to 
violations that occurred after November 2, 2015, where the penalties 
were assessed on or after January 15, 2017 but before January 15, 2018. 
The statutory penalty levels for violations that occurred after 
November 2, 2015, where the penalties were assessed on or after August 
1, 2016 but before January 15, 2017, are codified in the fourth column 
of Table 2 to 40 CFR 19.4. The statutory civil penalty levels that 
apply to violations that occurred on or before November 2, 2015, are 
codified at Table 1 to 40 CFR 19.4.
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    \3\ Under Section 3(2)(A) of the 2015 Act, ``civil monetary 
penalty'' means ``a specific monetary amount as provided by Federal 
law''; or ``has a maximum amount provided for by Federal law.'' EPA-
administered statutes generally refer to statutory maximum 
penalties, with the following exceptions: Section 311(b)(7)(D) of 
the Clean Water Act, 33 U.S.C. 1321(b)(7)(D), refers to a minimum 
penalty of ``not less than $100,000 . . .''; Section 104B(d)(1) of 
the Marine Protection, Research, and Sanctuaries Act, 33 U.S.C. 
1414b(d)(1), refers to an exact penalty of $600 ``[f]or each dry ton 
(or equivalent) of sewage sludge or industrial waste dumped or 
transported by the person in violation of this subsection in 
calendar year 1992 . . .''; and Section 325(d)(1) of the Emergency 
Planning and Community Right-to-Know Act, 42 U.S.C. 11045(d)(1), 
refers to an exact civil penalty of $25,000 for each frivolous trade 
secret claim.
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    The formula for determining the cost-of-living or inflation 
adjustment to statutory civil penalties consists of the following 
steps:
    Step 1: The cost-of-living adjustment multiplier for 2018, based on 
the CPI-U of October 2017, is 1.02041.\4\ Multiply 1.02041 by the 
current penalty amount. This is the raw adjusted penalty value.
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    \4\ Office of Management and Budget Memorandum, Implementation 
of the Penalty Inflation Adjustments for 2018, Pursuant to the 
Federal Civil Penalties Inflation Adjustment Act Improvements Act of 
2015 (OMB Memorandum M-18-03) at p. 1 (December 15, 2017).
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    Step 2: Round the raw adjusted penalty value. Section 5 of the 2015 
Act states that any adjustment shall be rounded to the nearest multiple 
of $1. The result is the final penalty value for the year.

II. The 2015 Act Requires Federal Agencies To Publish Annual Penalty 
Inflation Adjustments Notwithstanding Section 553 of the Administrative 
Procedures Act

    Section 4 of the 2015 Act directs federal agencies to publish the 
second annual adjustments no later than January 15, 2018. In accordance 
with section 553 of the Administrative Procedures Act (APA), most rules 
are subject to notice and comment and are effective no earlier than 30 
days after publication in the Federal Register. However, Section 
4(b)(2) of the 2015 Act provides that each agency shall make the annual 
inflation adjustments ``notwithstanding section 553'' of the APA. 
According to OMB guidance issued to Federal agencies on the 
implementation of the 2018 annual adjustment,\5\ the phrase 
``notwithstanding section 553'' means that ``the public procedure the 
APA generally provides--notice, an opportunity for comment, and a delay 
in effective date--is not required for agencies to issue regulations 
implementing the annual adjustment.'' Consistent with the language of 
the 2015 Act and OMB's implementation guidance, this rule is not 
subject to notice and an opportunity for public comment and will be 
effective immediately upon publication.
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    \5\ See OMB Memorandum M-18-03 at p. 4.
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III. Statutory and Executive Order Reviews

    Additional information about these statutes and Executive Orders 
can be found at http://www2.epa.gov/laws-regulations/laws-and-executive-orders.

A. Executive Order 12866: Regulatory Planning and Review and Executive 
Order 13563: Improving Regulation and Regulatory Review

    This action is not a significant regulatory action and was 
therefore not submitted to the Office of Management and Budget (OMB) 
for review.

B. Executive Order 13771: Reducing Regulations and Controlling 
Regulatory Costs

    This action is not an Executive Order 13771 regulatory action 
because this action is not significant under Executive Order 12866.

C. Paperwork Reduction Act (PRA)

    This action does not impose an information collection burden under 
the PRA. This rule merely increases the level of statutory civil 
penalties that can be imposed in the context of a federal civil 
administrative enforcement action or civil judicial case for violations 
of EPA-administered statutes and their implementing regulations.

D. Regulatory Flexibility Act (RFA)

    This action is not subject to the RFA. The RFA applies only to 
rules subject to notice and comment rulemaking requirements under the 
APA, 5 U.S.C. 553, or any other statute. Because the 2015 Act directs 
Federal agencies to publish this rule notwithstanding section 553 of 
the APA, this rule is not subject to notice and comment requirements or 
the RFA.

[[Page 1192]]

E. Unfunded Mandates Reform Act (UMRA)

    This action does not contain any unfunded mandate as described in 
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect 
small governments. This action is required by the 2015 Act, without the 
exercise of any policy discretion by EPA. This action also imposes no 
enforceable duty on any state, local or tribal governments or the 
private sector. Because the calculation of any increase is formula-
driven pursuant to the 2015 Act, EPA has no policy discretion to vary 
the amount of the adjustment.

F. Executive Order 13132: Federalism

    This action does not have federalism implications. It will not have 
a substantial direct effect on the states, on the relationship between 
the national government and the states, or on the distribution of power 
and responsibilities among the various levels of government.

G. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This action does not have tribal implications as specified in 
Executive Order 13175. This rule merely reconciles the real value of 
current statutory civil penalty levels to reflect and keep pace with 
the levels originally set by Congress when the statutes were enacted. 
The calculation of the increases is formula-driven and prescribed by 
statute, and EPA has no discretion to vary the amount of the adjustment 
to reflect any views or suggestions provided by commenters. 
Accordingly, this rule will not have a substantial direct effect on 
tribal governments, on the relationship between the Federal government 
and Indian tribes, or on the distribution of power and responsibilities 
between the Federal government and Indian tribes.

H. Executive Order 13045: Protection of Children From Environmental 
Health Risks and Safety Risks

    The EPA interprets Executive Order 13045 as applying only to those 
regulatory actions that concern environmental health or safety risks 
that the EPA has reason to believe may disproportionately affect 
children, per the definition of ``covered regulatory action'' in 
section 2-202 of the Executive Order. This action is not subject to 
Executive Order 13045 because it does not concern an environmental 
health risk or safety risk.

I. Executive Order 13211: Actions That Significantly Affect Energy 
Supply, Distribution, or Use

    This action is not subject to Executive Order 13211, because it is 
not a significant regulatory action under Executive Order 12866.

J. National Technology Transfer and Advancement Act (NTTAA)

    The rulemaking does not involve technical standards.

K. Executive Order 12898: Federal Actions To Address Environmental 
Justice in Minority Populations and Low-Income Populations

    The EPA believes that this action is not subject to Executive Order 
12898 (59 FR 7629, February 16, 1994) because it does not establish an 
environmental health or safety standard. Rather, this action is 
mandated by the 2015 Act, which prescribes a formula for adjusting 
statutory civil penalties on an annual basis to reflect inflation.

L. Congressional Review Act (CRA)

    This action is subject to the CRA, and EPA will submit a rule 
report to each House of the Congress and to the Comptroller General of 
the United States. The CRA allows the issuing agency to make a rule 
effective sooner than otherwise provided by the CRA if the agency makes 
a good cause finding that notice and comment rulemaking procedures are 
impracticable, unnecessary or contrary to the public interest (5 U.S.C. 
808(2)). The 2015 Act directs Federal agencies to publish their annual 
penalty inflation adjustments ``notwithstanding section 553 [of the 
APA].'' Because OMB has instructed Federal agencies that this provision 
means that ``notice, an opportunity for comment, and a delay in the 
effective date'' are not required for agencies to issue regulations 
implementing the annual adjustment,\6\ EPA finds that the APA's notice 
and comment rulemaking procedures are impracticable, unnecessary or 
contrary to the public interest.
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    \6\ See OMB Memorandum M-18-03 at p. 4.
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List of Subjects in 40 CFR Part 19

    Environmental protection, Administrative practice and procedure, 
Penalties.

    Dated: January 3, 2018.
E. Scott Pruitt,
Administrator.

    For the reasons set out in the preamble, EPA amends title 40, 
chapter I, part 19 of the Code of Federal Regulations as follows:

PART 19--ADJUSTMENT OF CIVIL MONETARY PENALTIES FOR INFLATION

0
1. The authority citation for part 19 continues to read as follows:

    Authority: Pub. L. 101-410, Oct. 5, 1990, 104 Stat. 890, as 
amended by Pub. L. 104-134, title III, sec. 31001(s)(1), Apr. 26, 
1996, 110 Stat. 1321-373; Pub. L. 105-362, title XIII, sec. 1301(a), 
Nov. 10, 1998, 112 Stat. 3293; Pub. L. 114-74, title VII, sec. 
701(b), Nov. 2, 2015, 129 Stat. 599.

0
2. Revise Sec.  19.2 to read as follows:


Sec.  19.2  Effective date.

    The statutory penalty levels in the last column of Table 1 to Sec.  
19.4 apply to all violations which occurred after December 6, 2013 
through November 2, 2015, and to violations occurring after November 2, 
2015, where penalties were assessed before August 1, 2016. The 
statutory civil penalty levels set forth in the fourth column of Table 
2 of Sec.  19.4 apply to all violations which occurred after November 
2, 2015, where the penalties were assessed on or after August 1, 2016 
and before January 15, 2017. The statutory civil penalty levels set 
forth in the fifth column of Table 2 of Sec.  19.4 apply to all 
violations which occurred after November 2, 2015, where the penalties 
were assessed after January 15, 2017 but before January 15, 2018. The 
statutory civil penalty levels set forth in the sixth and last column 
of Table 2 of Sec.  19.4 apply to all violations which occur or 
occurred after November 2, 2015, where the penalties are assessed after 
January 15, 2018.

0
3. In Sec.  19.4, revise the introductory text and table 2 to read as 
follows:


Sec.  19.4  Statutory civil penalties, as adjusted for inflation, and 
tables.

    Table 1 to Sec.  19.4 sets out the statutory civil penalty 
provisions of statutes administered by EPA, with the original statutory 
civil penalty levels, as enacted, and the operative statutory civil 
penalty levels, as adjusted for inflation, for violations that occurred 
on or before November 2, 2015, and for violations that occurred after 
November 2, 2015, where penalties were assessed before August 1, 2016. 
Table 2 to Sec.  19.4 sets out the statutory civil penalty provisions 
of statutes administered by EPA, with the third column displaying the 
original statutory civil penalty levels, as enacted. The fourth column 
of Table 2 displays the operative statutory civil penalty levels where 
penalties were assessed on or after August 1, 2016 but before January 
15, 2017, for violations that occurred after November 2, 2015. The 
fifth column displays the operative statutory civil penalty levels

[[Page 1193]]

where penalties are assessed on or after January 15, 2017 but before 
January 15, 2018, for violations that occur or occurred after November 
2, 2015. The sixth and last column displays the operative statutory 
civil penalty levels where penalties are assessed on or after January 
15, 2018, for violations that occur or occurred after November 2, 2015.
* * * * *

                                          Table 2 of Section 19.4--Civil Monetary Penalty Inflation Adjustments
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                Statutory civil     Statutory civil
                                                                                                 penalties for       penalties for      Statutory civil
                                                                                                violations that     violations that      penalties for
                                                                                                occurred after      occurred after      violations that
                                                                            Statutory civil    November 2, 2015,   November 2, 2015,    occurred after
            U.S. Code citation                  Environmental statute        penalties, as      where penalties     where penalties    November 2, 2015,
                                                                                enacted       are assessed on or  are assessed on or    where penalties
                                                                                                after August 1,    after January 15,  are assessed on or
                                                                                                2016 but before     2017 but before    after January 15,
                                                                                               January 15, 2017    January 15, 2018          2018
--------------------------------------------------------------------------------------------------------------------------------------------------------
7 U.S.C. 136l.(a)(1)......................  FEDERAL INSECTICIDE,                      $5,000             $18,750             $19,057             $19,446
                                             FUNGICIDE, AND RODENTICIDE
                                             ACT (FIFRA).
7 U.S.C. 136l.(a)(2) \1\..................  FIFRA.......................     1,000/500/1,000   2,750/1,772/2,750   2,795/1,801/2,795   2,852/1,838/2,795
15 U.S.C. 2615(a)(1)......................  TOXIC SUBSTANCES CONTROL ACT              25,000              37,500              38,114              38,892
                                             (TSCA).
15 U.S.C. 2647(a).........................  TSCA........................               5,000              10,781              10,957              11,181
15 U.S.C. 2647(g).........................  TSCA........................               5,000               8,908               9,054               9,239
31 U.S.C. 3802(a)(1)......................  PROGRAM FRAUD CIVIL REMEDIES               5,000              10,781              10,957              11,181
                                             ACT (PFCRA).
31 U.S.C. 3802(a)(2)......................  PFCRA.......................               5,000              10,781              10,957              11,181
33 U.S.C. 1319(d).........................  CLEAN WATER ACT (CWA).......              25,000              51,570              52,414              53,484
33 U.S.C. 1319(g)(2)(A)...................  CWA.........................       10,000/25,000       20,628/51,570       20,965/52,414       21,393/53,484
33 U.S.C. 1319(g)(2)(B)...................  CWA.........................      10,000/125,000      20,628/257,848      20,965/262,066      21,393/267,415
33 U.S.C. 1321(b)(6)(B)(i)................  CWA.........................       10,000/25,000       17,816/44,539       18,107/45,268       18,477/46,192
33 U.S.C. 1321(b)(6)(B)(ii)...............  CWA.........................      10,000/125,000      17,816/222,695      18,107/226,338      18,477/230,958
33 U.S.C. 1321(b)(7)(A)...................  CWA.........................        25,000/1,000        44,539/1,782        45,268/1,811        46,192/1,848
33 U.S.C. 1321(b)(7)(B)...................  CWA.........................              25,000              44,539              45,268              46,192
33 U.S.C. 1321(b)(7)(C)...................  CWA.........................              25,000              44,539              45,268              46,192
33 U.S.C. 1321(b)(7)(D)...................  CWA.........................       100,000/3,000       178,156/5,345       181,071/5,432       184,767/5,543
33 U.S.C. 1414b(d)(1).....................  MARINE PROTECTION, RESEARCH,                 600               1,187               1,206               1,231
                                             AND SANCTUARIES ACT (MPRSA).
33 U.S.C. 1415(a).........................  MPRSA.......................      50,000/125,000     187,500/247,336     190,568/251,382     194,457/256,513
33 U.S.C. 1901 note (see 1409(a)(2)(A))...  CERTAIN ALASKAN CRUISE SHIP        10,000/25,000       13,669/34,172       13,893/34,731       14,177/35,440
                                             OPERATIONS (CACSO).
33 U.S.C. 1901 note (see 1409(a)(2)(B))...  CACSO.......................      10,000/125,000      13,669/170,861      13,893/173,656      14,177/177,200
33 U.S.C. 1901 note (see 1409(b)(1))......  CACSO.......................              25,000              34,172              34,731              35,440
33 U.S.C. 1908(b)(1)......................  ACT TO PREVENT POLLUTION                  25,000              70,117              71,264              72,718
                                             FROM SHIPS (APPS).
33 U.S.C. 1908(b)(2)......................  APPS........................               5,000              14,023              14,252              14,543
42 U.S.C. 300g-3(b).......................  SAFE DRINKING WATER ACT                   25,000              53,907              54,789              55,907
                                             (SDWA).
42 U.S.C. 300g-3(g)(3)(A).................  SDWA........................              25,000              53,907              54,789              55,907
42 U.S.C. 300g-3(g)(3)(B).................  SDWA........................        5,000/25,000       10,781/37,561       10,957/38,175       11,181/38,954
42 U.S.C. 300g-3(g)(3)(C).................  SDWA........................              25,000              37,561              38,175              38,954
42 U.S.C. 300h-2(b)(1)....................  SDWA........................              25,000              53,907              54,789              55,907
42 U.S.C. 300h-2(c)(1)....................  SDWA........................      10,000/125,000      21,563/269,535      21,916/273,945      22,363/279,536
42 U.S.C. 300h-2(c)(2)....................  SDWA........................       5,000/125,000      10,781/269,535      10,957/273,945      11,181/279,536
42 U.S.C. 300h-3(c).......................  SDWA........................        5,000/10,000       18,750/40,000       19,057/40,654       19,446/41,484
42 U.S.C. 300i(b).........................  SDWA........................              15,000              22,537              22,906              23,374
42 U.S.C. 300i-1(c).......................  SDWA........................   100,000/1,000,000   131,185/1,311,850   133,331/1,333,312   136,052/1,360,525
42 U.S.C. 300j(e)(2)......................  SDWA........................               2,500               9,375               9,528               9,722
42 U.S.C. 300j-4(c).......................  SDWA........................              25,000              53,907              54,789              55,907
42 U.S.C. 300j-6(b)(2)....................  SDWA........................              25,000              37,561              38,175              38,954
42 U.S.C. 300j-23(d)......................  SDWA........................        5,000/50,000        9,893/98,935      10,055/100,554      10,260/102,606
42 U.S.C. 4852d(b)(5).....................  RESIDENTIAL LEAD-BASED PAINT              10,000              16,773              17,047              17,395
                                             HAZARD REDUCTION ACT OF
                                             1992.
42 U.S.C. 4910(a)(2)......................  NOISE CONTROL ACT OF 1972...              10,000              35,445              36,025              36,760
42 U.S.C. 6928(a)(3)......................  RESOURCE CONSERVATION AND                 25,000              93,750              95,284              97,229
                                             RECOVERY ACT (RCRA).
42 U.S.C. 6928(c).........................  RCRA........................              25,000              56,467              57,391              58,562
42 U.S.C. 6928(g).........................  RCRA........................              25,000              70,117              71,264              72,718
42 U.S.C. 6928(h)(2)......................  RCRA........................              25,000              56,467              57,391              58,562
42 U.S.C. 6934(e).........................  RCRA........................               5,000              14,023              14,252              14,543
42 U.S.C. 6973(b).........................  RCRA........................               5,000              14,023              14,252              14,543
42 U.S.C. 6991e(a)(3).....................  RCRA........................              25,000              56,467              57,391              58,562
42 U.S.C. 6991e(d)(1).....................  RCRA........................              10,000              22,587              22,957              23,426
42 U.S.C. 6991e(d)(2).....................  RCRA........................              10,000              22,587              22,957              23,426
42 U.S.C. 7413(b).........................  CLEAN AIR ACT (CAA).........              25,000              93,750              95,284              97,229
42 U.S.C. 7413(d)(1)......................  CAA.........................      25,000/200,000      44,539/356,312      45,268/362,141      46,192/369,532
42 U.S.C. 7413(d)(3)......................  CAA.........................               5,000               8,908               9,054               9,239
42 U.S.C. 7524(a).........................  CAA.........................        25,000/2,500        44,539/4,454        45,268/4,527        46,192/4,619
42 U.S.C. 7524(c)(1)......................  CAA.........................             200,000             356,312             362,141             369,532
42 U.S.C. 7545(d)(1)......................  CAA.........................              25,000              44,539              45,268              46,192
42 U.S.C. 9604(e)(5)(B)...................  COMPREHENSIVE ENVIRONMENTAL               25,000              53,907              54,789              55,907
                                             RESPONSE, COMPENSATION, AND
                                             LIABILITY ACT (CERCLA).
42 U.S.C. 9606(b)(1)......................  CERCLA......................              25,000              53,907              54,789              55,907
42 U.S.C. 9609(a)(1)......................  CERCLA......................              25,000              53,907              54,789              55,907

[[Page 1194]]

 
42 U.S.C. 9609(b).........................  CERCLA......................       25,000/75,000      53,907/161,721      54,789/164,367      55,907/167,722
42 U.S.C. 9609(c).........................  CERCLA......................       25,000/75,000      53,907/161,721      54,789/164,367      55,907/167,722
42 U.S.C. 11045(a)........................  EMERGENCY PLANNING AND                    25,000              53,907              54,789              55,907
                                             COMMUNITY RIGHT-TO-KNOW ACT
                                             (EPCRA).
42 U.S.C. 11045(b)(1)(A)..................  EPCRA.......................              25,000              53,907              54,789              55,907
42 U.S.C. 11045(b)(2).....................  EPCRA.......................       25,000/75,000      53,907/161,721      54,789/164,367      55,907/167,722
42 U.S.C. 11045(b)(3).....................  EPCRA.......................       25,000/75,000      53,907/161,721      54,789/164,367      55,907/167,722
42 U.S.C. 11045(c)(1).....................  EPCRA.......................              25,000              53,907              54,789              55,907
42 U.S.C. 11045(c)(2).....................  EPCRA.......................              10,000              21,563              21,916              22,363
42 U.S.C. 11045(d)(1).....................  EPCRA.......................              25,000              53,907              54,789              55,907
42 U.S.C. 14304(a)(1).....................  MERCURY-CONTAINING AND                    10,000              15,025              15,271              15,583
                                             RECHARGEABLE BATTERY
                                             MANAGEMENT ACT (BATTERY
                                             ACT).
42 U.S.C. 14304(g)........................  BATTERY ACT.................              10,000              15,025              15,271              15,583
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Note that 7 U.S.C. 136l.(a)(2) contains three separate statutory maximum civil penalty provisions. The first mention of $1,000 and the $500
  statutory maximum civil penalty amount were originally enacted in 1978 (Pub. L. 95-396), and the second mention of $1,000 was enacted in 1972 (Pub. L.
  92-516).

[FR Doc. 2018-00287 Filed 1-9-18; 8:45 am]
BILLING CODE 6560-50-P



                                                1190             Federal Register / Vol. 83, No. 7 / Wednesday, January 10, 2018 / Rules and Regulations

                                                is incorporated by reference in the Code                publication dealing specifically with                  ENVIRONMENTAL PROTECTION
                                                of Federal Regulations, and thus more                   such matters.                                          AGENCY
                                                effective in supporting USPS efforts
                                                                                                        List of Subjects in 39 CFR Part 113                    40 CFR Part 19
                                                related to compliance and enforcement.
                                                The Postal Service expects that                          Hazardous, restricted, and perishable                 [FRL–9972–92–OECA]
                                                incorporation by reference of                           mail, Incorporation by reference.
                                                Publication 52 in the Code of Federal                                                                          Civil Monetary Penalty Inflation
                                                Regulations, will increase the visibility               ■ In consideration of the matters                      Adjustment Rule
                                                of the mailing standards contained in                   discussed above, the Postal Service adds
                                                Publication 52 and thereby maximize                     new 39 CFR part 113 as follows:                        AGENCY:  Environmental Protection
                                                their effectiveness and usefulness.                                                                            Agency (EPA).
                                                                                                        PART 113—HAZARDOUS,                                    ACTION: Final rule.
                                                   Since their removal from the DMM,
                                                                                                        RESTRICTED, AND PERISHABLE MAIL
                                                the mailing standards provided in                                                                              SUMMARY:   The Environmental Protection
                                                Publication 52 have undergone few                       Sec.                                                   Agency (EPA) is promulgating this final
                                                changes of significance; indeed, several                113.1     Scope and purpose.                           rule to adjust the level of statutory civil
                                                of those changes have expanded the                      113.2     Incorporation by reference.                  monetary penalty amounts under the
                                                options available to HAZMAT mailers.                      Authority: 5 U.S.C. 552(a); 13 U.S.C. 301–           statutes EPA administers. This action is
                                                With regard to changes having a wider                   307; 18 U.S.C. 1692–1737; 39 U.S.C. 101,               mandated by the Federal Civil Penalties
                                                impact on mailers, such as those                        401, 403, 404, 414, 416, 3001–3011, 3201–              Inflation Adjustment Act of 1990, as
                                                required to conform Publication 52 to                   3219, 3403–3406, 3621, 3622, 3626, 3632,               amended through the Federal Civil
                                                the revised standards for the shipment                  3633, and 5001.                                        Penalties Inflation Adjustment Act
                                                of lithium batteries established by the                                                                        Improvements Act of 2015 (‘‘the 2015
                                                Pipeline and Hazardous Materials Safety                 § 113.1    Scope and purpose.
                                                                                                                                                               Act’’). The 2015 Act prescribes a
                                                Administration (PHMSA) and the                            This part applies to the mailing and                 formula for annually adjusting statutory
                                                International Civil Aviation                            shipment of hazardous, restricted, and                 civil penalties to reflect inflation,
                                                Organization (ICAO), the Postal Service                 perishable materials. In order to mail                 maintain the deterrent effect of statutory
                                                has been careful to provide advance                     hazardous, restricted, and perishable                  civil penalties, and promote compliance
                                                notice to interested parties, with an                   materials, mailers must properly                       with the law. The rule does not
                                                opportunity to comment, and to shape                    prepare their mailings in accordance                   necessarily revise the penalty amounts
                                                the final standards in response to the                  with the standards contained in USPS                   that EPA chooses to seek pursuant to its
                                                comments received. See, e.g. 82 FR                      Publication 52 (incorporated by                        civil penalty policies in a particular
                                                11372 (February 22, 2017), and 82 FR                    reference, see § 113.2).                               case. EPA’s civil penalty policies, which
                                                34712 (July 26, 2017). Relating to                                                                             guide enforcement personnel in how to
                                                violations of mailing standards for                     § 113.2    Incorporation by reference.                 exercise EPA’s statutory penalty
                                                hazardous materials, the Postal Service                    (a) Certain material is incorporated by             authorities, take into account a number
                                                currently has civil enforcement                         reference into this part with the                      of fact-specific considerations, e.g., the
                                                authority granted by the Postal                         approval of the Director of the Federal                seriousness of the violation, the
                                                Accountability and Enhancement Act of                   Register under 5 U.S.C. 552(a) and 1                   violator’s good faith efforts to comply,
                                                2006, and authority to assess criminal                  CFR part 51. All approved material is                  any economic benefit gained by the
                                                penalties under 18 U.S.C. 1716. As a                    available for inspection by appointment                violator as a result of its noncompliance,
                                                result, the Postal Service believes that                only, during normal hours of operation,                and a violator’s ability to pay.
                                                the incorporation by reference of                       at the U.S. Postal Service Library, 475                DATES: This final rule is effective on
                                                Publication 52 should have little or no                 L’Enfant Plaza West SW, Washington,                    January 15, 2018.
                                                impact on mailers of hazardous,                         DC 20260–1641 (call 202–268–2906),                     FOR FURTHER INFORMATION CONTACT:
                                                restricted, or perishable materials, and                and is available from the sources listed               David Smith-Watts, Office of Civil
                                                the Postal Service would expect few                     below. It is also available for inspection             Enforcement, Office of Enforcement and
                                                comments in response to a proposed                      at the National Archives and Records                   Compliance Assurance, Mail Code
                                                rule. Accordingly, the Postal Service has               Administration (NARA). For                             2241A, Environmental Protection
                                                chosen to publish only a final rule in                  information on the availability of this                Agency, 1200 Pennsylvania Avenue
                                                support of this action.                                 material at NARA, call 202–741–6030 or                 NW, Washington, DC 20460, telephone
                                                   The Postal Service further believes                  go to www.archives.gov/federal-register/               number: (202) 564–4083; smith-
                                                that incorporation by reference of                      cfr/ibr-locations.html.                                watts.david@epa.gov.
                                                Publication 52 is justified in view of the                                                                     SUPPLEMENTARY INFORMATION:
                                                                                                           (b) United States Postal Service,
                                                unique qualities of the publication,
                                                                                                        Product Classification Office, USPS                    I. Background
                                                including its length, the detailed
                                                                                                        Headquarters, 475 L’Enfant Plaza SW,                      Since 1990, federal agencies have
                                                description of conditions relating to the
                                                                                                        Room 4446, Washington, DC 20260–                       been required to issue regulations
                                                mailing of hazardous, restricted, or
                                                                                                        5013: http://pe.usps.com/text/pub52/                   adjusting for inflation the statutory civil
                                                perishable materials, and the presence
                                                                                                        welcome.htm.                                           penalties 1 that can be imposed under
                                                of numerous color figures and images in
                                                the document. In addition, the potential                   (1) Publication 52, Hazardous,
                                                for serious injury to Postal Service                    Restricted and Perishable Mail, dated                    1 The Federal Civil Penalties Inflation Adjustment
jstallworth on DSKBBY8HB2PROD with RULES




                                                                                                        August 2017, IBR approved for § 113.1.                 Act of 1990, Public Law 101–410, 28 U.S.C. 2461
                                                employees and the general public, as                                                                           note, defines ‘‘civil monetary penalty’’ as ‘‘any
                                                well as the potential for damage to                        (2) [Reserved]                                      penalty, fine, or other sanction that—(A)(i) is for a
                                                USPS equipment and other assets                                                                                specific monetary amount as provided by Federal
                                                resulting from improperly prepared,                     Stanley F. Mires,                                      law; or (ii) has a maximum amount provided for by
                                                                                                        Attorney, Federal Compliance.                          Federal law; and (B) is assessed or enforced by an
                                                packaged, or marked hazardous                                                                                  agency pursuant to Federal law; and (C) is assessed
                                                materials, provide support for the                      [FR Doc. 2018–00266 Filed 1–9–18; 8:45 am]             or enforced pursuant to an administrative
                                                incorporation by reference of a separate                BILLING CODE 7710–12–P                                 proceeding or a civil action in the Federal courts.’’



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                                                                 Federal Register / Vol. 83, No. 7 / Wednesday, January 10, 2018 / Rules and Regulations                                               1191

                                                the laws administered by that agency.                   listed in the sixth column of Table 2 of                the annual inflation adjustments
                                                The Federal Civil Penalties Inflation                   40 CFR 19.4 will apply to all civil                     ‘‘notwithstanding section 553’’ of the
                                                Adjustment Act of 1990, as amended by                   penalties assessed on or after January                  APA. According to OMB guidance
                                                the Debt Collection Improvement Act of                  15, 2018, for violations that occurred                  issued to Federal agencies on the
                                                1996 (DCIA), required agencies to                       after November 2, 2015, when the 2015                   implementation of the 2018 annual
                                                review their statutory civil penalties                  Act was enacted. The former maximum                     adjustment,5 the phrase
                                                every 4 years, and to adjust the statutory              statutory civil penalty levels, which are               ‘‘notwithstanding section 553’’ means
                                                civil penalty amounts for inflation if the              in the fifth column of Table 2 to 40 CFR                that ‘‘the public procedure the APA
                                                increase met the DCIA’s adjustment                      19.4, will now apply only to violations                 generally provides—notice, an
                                                methodology. In accordance with the                     that occurred after November 2, 2015,                   opportunity for comment, and a delay in
                                                DCIA, EPA reviewed and, as                              where the penalties were assessed on or                 effective date—is not required for
                                                appropriate, adjusted the civil penalty                 after January 15, 2017 but before January               agencies to issue regulations
                                                levels under each of the statutes the                   15, 2018. The statutory penalty levels                  implementing the annual adjustment.’’
                                                agency implements in 1996 (61 FR                        for violations that occurred after                      Consistent with the language of the 2015
                                                69360), 2004 (69 FR 7121), 2008 (73 FR                  November 2, 2015, where the penalties                   Act and OMB’s implementation
                                                75340), and 2013 (78 FR 66643).                         were assessed on or after August 1, 2016                guidance, this rule is not subject to
                                                   The 2015 Act 2 requires agencies to:                 but before January 15, 2017, are codified               notice and an opportunity for public
                                                (1) Adjust the level of statutory civil                 in the fourth column of Table 2 to 40                   comment and will be effective
                                                penalties with an initial ‘‘catch-up’’                  CFR 19.4. The statutory civil penalty                   immediately upon publication.
                                                adjustment through an interim final                     levels that apply to violations that
                                                rulemaking; and (2) beginning January                   occurred on or before November 2,                       III. Statutory and Executive Order
                                                15, 2017, make subsequent annual                        2015, are codified at Table 1 to 40 CFR                 Reviews
                                                adjustments for inflation. The purpose                  19.4.                                                     Additional information about these
                                                of the 2015 Act is to maintain the                         The formula for determining the cost-                statutes and Executive Orders can be
                                                deterrent effect of civil penalties by                  of-living or inflation adjustment to                    found at http://www2.epa.gov/laws-
                                                translating originally enacted statutory                statutory civil penalties consists of the               regulations/laws-and-executive-orders.
                                                civil penalty amounts to today’s dollars                following steps:
                                                and rounding statutory civil penalties to                  Step 1: The cost-of-living adjustment                A. Executive Order 12866: Regulatory
                                                the nearest dollar.                                     multiplier for 2018, based on the CPI–                  Planning and Review and Executive
                                                   As required by the 2015 Act, EPA                     U of October 2017, is 1.02041.4 Multiply                Order 13563: Improving Regulation and
                                                issued a catch up rule on July 1, 2016,                 1.02041 by the current penalty amount.                  Regulatory Review
                                                which was effective August 1, 2016 (81                  This is the raw adjusted penalty value.
                                                                                                           Step 2: Round the raw adjusted                         This action is not a significant
                                                FR 43091), and EPA made its first                                                                               regulatory action and was therefore not
                                                annual adjustment on January 12, 2017,                  penalty value. Section 5 of the 2015 Act
                                                                                                        states that any adjustment shall be                     submitted to the Office of Management
                                                which was effective January 15, 2017                                                                            and Budget (OMB) for review.
                                                (82 FR 3633). Today’s rule implements                   rounded to the nearest multiple of $1.
                                                the second annual penalty inflation                     The result is the final penalty value for               B. Executive Order 13771: Reducing
                                                adjustments mandated by the 2015 Act.                   the year.                                               Regulations and Controlling Regulatory
                                                Section 4 of the 2015 Act requires each                 II. The 2015 Act Requires Federal                       Costs
                                                federal agency to publish annual                        Agencies To Publish Annual Penalty                        This action is not an Executive Order
                                                adjustments to all civil penalties under                Inflation Adjustments Notwithstanding                   13771 regulatory action because this
                                                the laws implemented by that agency.                    Section 553 of the Administrative                       action is not significant under Executive
                                                These annual adjustments are required                   Procedures Act                                          Order 12866.
                                                to be published by January 15 of each                      Section 4 of the 2015 Act directs
                                                year. The 2015 Act describes the                                                                                C. Paperwork Reduction Act (PRA)
                                                                                                        federal agencies to publish the second
                                                method for calculating the adjustments.                 annual adjustments no later than                          This action does not impose an
                                                Each statutory maximum civil monetary                   January 15, 2018. In accordance with                    information collection burden under the
                                                penalty is multiplied by the cost-of-                   section 553 of the Administrative                       PRA. This rule merely increases the
                                                living adjustment, which is the                         Procedures Act (APA), most rules are                    level of statutory civil penalties that can
                                                percentage by which the Consumer                        subject to notice and comment and are                   be imposed in the context of a federal
                                                Price Index for all Urban Consumers                     effective no earlier than 30 days after                 civil administrative enforcement action
                                                (CPI–U) for the month of October 2017                   publication in the Federal Register.                    or civil judicial case for violations of
                                                exceeds the CPI–U for the month of                      However, Section 4(b)(2) of the 2015 Act                EPA-administered statutes and their
                                                October 2016.                                           provides that each agency shall make                    implementing regulations.
                                                   With this rule, the new statutory
                                                maximum (or minimum 3) penalty levels                                                                           D. Regulatory Flexibility Act (RFA)
                                                                                                        104B(d)(1) of the Marine Protection, Research, and
                                                                                                        Sanctuaries Act, 33 U.S.C. 1414b(d)(1), refers to an      This action is not subject to the RFA.
                                                  2 The  Federal Civil Penalties Inflation Adjustment   exact penalty of $600 ‘‘[f]or each dry ton (or
                                                Act Improvements Act of 2015 (Section 701 of Pub.       equivalent) of sewage sludge or industrial waste
                                                                                                                                                                The RFA applies only to rules subject to
                                                L.114–74) was signed into law on Nov. 2, 2015, and      dumped or transported by the person in violation        notice and comment rulemaking
                                                further amended the Federal Civil Penalties             of this subsection in calendar year 1992 . . .’’; and   requirements under the APA, 5 U.S.C.
                                                Inflation Adjustment Act of 1990.                       Section 325(d)(1) of the Emergency Planning and         553, or any other statute. Because the
jstallworth on DSKBBY8HB2PROD with RULES




                                                  3 Under Section 3(2)(A) of the 2015 Act, ‘‘civil      Community Right-to-Know Act, 42 U.S.C.
                                                                                                        11045(d)(1), refers to an exact civil penalty of
                                                                                                                                                                2015 Act directs Federal agencies to
                                                monetary penalty’’ means ‘‘a specific monetary
                                                amount as provided by Federal law’’; or ‘‘has a         $25,000 for each frivolous trade secret claim.          publish this rule notwithstanding
                                                maximum amount provided for by Federal law.’’             4 Office of Management and Budget                     section 553 of the APA, this rule is not
                                                EPA-administered statutes generally refer to            Memorandum, Implementation of the Penalty               subject to notice and comment
                                                statutory maximum penalties, with the following         Inflation Adjustments for 2018, Pursuant to the         requirements or the RFA.
                                                exceptions: Section 311(b)(7)(D) of the Clean Water     Federal Civil Penalties Inflation Adjustment Act
                                                Act, 33 U.S.C. 1321(b)(7)(D), refers to a minimum       Improvements Act of 2015 (OMB Memorandum M–
                                                penalty of ‘‘not less than $100,000 . . .’’; Section    18–03) at p. 1 (December 15, 2017).                      5 See   OMB Memorandum M–18–03 at p. 4.



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                                                1192             Federal Register / Vol. 83, No. 7 / Wednesday, January 10, 2018 / Rules and Regulations

                                                E. Unfunded Mandates Reform Act                         I. Executive Order 13211: Actions That                 PART 19—ADJUSTMENT OF CIVIL
                                                (UMRA)                                                  Significantly Affect Energy Supply,                    MONETARY PENALTIES FOR
                                                                                                        Distribution, or Use                                   INFLATION
                                                  This action does not contain any
                                                                                                           This action is not subject to Executive
                                                unfunded mandate as described in                                                                               ■ 1. The authority citation for part 19
                                                                                                        Order 13211, because it is not a
                                                UMRA, 2 U.S.C. 1531–1538, and does                                                                             continues to read as follows:
                                                                                                        significant regulatory action under
                                                not significantly or uniquely affect small                                                                       Authority: Pub. L. 101–410, Oct. 5, 1990,
                                                                                                        Executive Order 12866.
                                                governments. This action is required by                                                                        104 Stat. 890, as amended by Pub. L. 104–
                                                the 2015 Act, without the exercise of                   J. National Technology Transfer and                    134, title III, sec. 31001(s)(1), Apr. 26, 1996,
                                                any policy discretion by EPA. This                      Advancement Act (NTTAA)                                110 Stat. 1321–373; Pub. L. 105–362, title
                                                action also imposes no enforceable duty                    The rulemaking does not involve                     XIII, sec. 1301(a), Nov. 10, 1998, 112 Stat.
                                                on any state, local or tribal governments                                                                      3293; Pub. L. 114–74, title VII, sec. 701(b),
                                                                                                        technical standards.
                                                or the private sector. Because the                                                                             Nov. 2, 2015, 129 Stat. 599.
                                                calculation of any increase is formula-                 K. Executive Order 12898: Federal                      ■   2. Revise § 19.2 to read as follows:
                                                driven pursuant to the 2015 Act, EPA                    Actions To Address Environmental
                                                                                                        Justice in Minority Populations and                    § 19.2    Effective date.
                                                has no policy discretion to vary the
                                                                                                        Low-Income Populations                                    The statutory penalty levels in the last
                                                amount of the adjustment.
                                                                                                                                                               column of Table 1 to § 19.4 apply to all
                                                                                                          The EPA believes that this action is
                                                F. Executive Order 13132: Federalism                                                                           violations which occurred after
                                                                                                        not subject to Executive Order 12898 (59
                                                                                                                                                               December 6, 2013 through November 2,
                                                  This action does not have federalism                  FR 7629, February 16, 1994) because it
                                                                                                                                                               2015, and to violations occurring after
                                                implications. It will not have a                        does not establish an environmental
                                                                                                                                                               November 2, 2015, where penalties were
                                                substantial direct effect on the states, on             health or safety standard. Rather, this
                                                                                                                                                               assessed before August 1, 2016. The
                                                the relationship between the national                   action is mandated by the 2015 Act,
                                                                                                                                                               statutory civil penalty levels set forth in
                                                government and the states, or on the                    which prescribes a formula for adjusting
                                                                                                                                                               the fourth column of Table 2 of § 19.4
                                                distribution of power and                               statutory civil penalties on an annual
                                                                                                                                                               apply to all violations which occurred
                                                responsibilities among the various                      basis to reflect inflation.
                                                                                                                                                               after November 2, 2015, where the
                                                levels of government.                                   L. Congressional Review Act (CRA)                      penalties were assessed on or after
                                                G. Executive Order 13175: Consultation                     This action is subject to the CRA, and              August 1, 2016 and before January 15,
                                                and Coordination With Indian Tribal                     EPA will submit a rule report to each                  2017. The statutory civil penalty levels
                                                Governments                                             House of the Congress and to the                       set forth in the fifth column of Table 2
                                                                                                        Comptroller General of the United                      of § 19.4 apply to all violations which
                                                   This action does not have tribal                     States. The CRA allows the issuing                     occurred after November 2, 2015, where
                                                implications as specified in Executive                  agency to make a rule effective sooner                 the penalties were assessed after January
                                                Order 13175. This rule merely                           than otherwise provided by the CRA if                  15, 2017 but before January 15, 2018.
                                                reconciles the real value of current                    the agency makes a good cause finding                  The statutory civil penalty levels set
                                                statutory civil penalty levels to reflect               that notice and comment rulemaking                     forth in the sixth and last column of
                                                and keep pace with the levels originally                procedures are impracticable,                          Table 2 of § 19.4 apply to all violations
                                                set by Congress when the statutes were                  unnecessary or contrary to the public                  which occur or occurred after November
                                                enacted. The calculation of the increases               interest (5 U.S.C. 808(2)). The 2015 Act               2, 2015, where the penalties are
                                                is formula-driven and prescribed by                     directs Federal agencies to publish their              assessed after January 15, 2018.
                                                statute, and EPA has no discretion to                   annual penalty inflation adjustments                   ■ 3. In § 19.4, revise the introductory
                                                vary the amount of the adjustment to                    ‘‘notwithstanding section 553 [of the                  text and table 2 to read as follows:
                                                reflect any views or suggestions                        APA].’’ Because OMB has instructed
                                                                                                                                                               § 19.4 Statutory civil penalties, as adjusted
                                                provided by commenters. Accordingly,                    Federal agencies that this provision                   for inflation, and tables.
                                                this rule will not have a substantial                   means that ‘‘notice, an opportunity for
                                                                                                                                                                  Table 1 to § 19.4 sets out the statutory
                                                direct effect on tribal governments, on                 comment, and a delay in the effective
                                                                                                                                                               civil penalty provisions of statutes
                                                the relationship between the Federal                    date’’ are not required for agencies to
                                                                                                                                                               administered by EPA, with the original
                                                government and Indian tribes, or on the                 issue regulations implementing the
                                                                                                                                                               statutory civil penalty levels, as enacted,
                                                distribution of power and                               annual adjustment,6 EPA finds that the
                                                                                                                                                               and the operative statutory civil penalty
                                                responsibilities between the Federal                    APA’s notice and comment rulemaking
                                                                                                                                                               levels, as adjusted for inflation, for
                                                government and Indian tribes.                           procedures are impracticable,
                                                                                                                                                               violations that occurred on or before
                                                                                                        unnecessary or contrary to the public
                                                H. Executive Order 13045: Protection of                                                                        November 2, 2015, and for violations
                                                                                                        interest.
                                                Children From Environmental Health                                                                             that occurred after November 2, 2015,
                                                Risks and Safety Risks                                  List of Subjects in 40 CFR Part 19                     where penalties were assessed before
                                                                                                          Environmental protection,                            August 1, 2016. Table 2 to § 19.4 sets
                                                  The EPA interprets Executive Order                    Administrative practice and procedure,                 out the statutory civil penalty
                                                13045 as applying only to those                         Penalties.                                             provisions of statutes administered by
                                                regulatory actions that concern                                                                                EPA, with the third column displaying
                                                environmental health or safety risks that                 Dated: January 3, 2018.
                                                                                                                                                               the original statutory civil penalty
                                                the EPA has reason to believe may                       E. Scott Pruitt,                                       levels, as enacted. The fourth column of
jstallworth on DSKBBY8HB2PROD with RULES




                                                disproportionately affect children, per                 Administrator.                                         Table 2 displays the operative statutory
                                                the definition of ‘‘covered regulatory                     For the reasons set out in the                      civil penalty levels where penalties
                                                action’’ in section 2–202 of the                        preamble, EPA amends title 40, chapter                 were assessed on or after August 1, 2016
                                                Executive Order. This action is not                     I, part 19 of the Code of Federal                      but before January 15, 2017, for
                                                subject to Executive Order 13045                        Regulations as follows:                                violations that occurred after November
                                                because it does not concern an                                                                                 2, 2015. The fifth column displays the
                                                environmental health risk or safety risk.                 6 See   OMB Memorandum M–18–03 at p. 4.              operative statutory civil penalty levels


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                                                                       Federal Register / Vol. 83, No. 7 / Wednesday, January 10, 2018 / Rules and Regulations                                                                                      1193

                                                where penalties are assessed on or after                                       sixth and last column displays the                                  occur or occurred after November 2,
                                                January 15, 2017 but before January 15,                                        operative statutory civil penalty levels                            2015.
                                                2018, for violations that occur or                                             where penalties are assessed on or after                            *     *    *    *     *
                                                occurred after November 2, 2015. The                                           January 15, 2018, for violations that
                                                                                     TABLE 2 OF SECTION 19.4—CIVIL MONETARY PENALTY INFLATION ADJUSTMENTS
                                                                                                                                                                                        Statutory civil pen-    Statutory civil pen-    Statutory civil pen-
                                                                                                                                                                                        alties for violations   alties for violations   alties for violations
                                                                                                                                                                                        that occurred after     that occurred after     that occurred after
                                                                                                                                                                                        November 2, 2015,       November 2, 2015,
                                                                                                                                                                 Statutory civil pen-                                                   November 2, 2015,
                                                       U.S. Code citation                                    Environmental statute                                                      where penalties are     where penalties are
                                                                                                                                                                 alties, as enacted                                                     where penalties are
                                                                                                                                                                                          assessed on or          assessed on or          assessed on or
                                                                                                                                                                                          after August 1,        after January 15,       after January 15,
                                                                                                                                                                                          2016 but before         2017 but before               2018
                                                                                                                                                                                         January 15, 2017        January 15, 2018

                                                7 U.S.C. 136l.(a)(1) .................       FEDERAL INSECTICIDE, FUNGICIDE,                                                  $5,000                $18,750                 $19,057                 $19,446
                                                                                               AND RODENTICIDE ACT (FIFRA).
                                                7 U.S.C.   136l.(a)(2) 1
                                                                     ...............         FIFRA ..........................................................       1,000/500/1,000      2,750/1,772/2,750       2,795/1,801/2,795       2,852/1,838/2,795
                                                15 U.S.C. 2615(a)(1) ...............         TOXIC SUBSTANCES CONTROL ACT                                                    25,000                37,500                   38,114                  38,892
                                                                                               (TSCA).
                                                15 U.S.C. 2647(a) ...................        TSCA ...........................................................                  5,000                 10,781                  10,957                  11,181
                                                15 U.S.C. 2647(g) ...................        TSCA ...........................................................                  5,000                  8,908                   9,054                   9,239
                                                31 U.S.C. 3802(a)(1) ...............         PROGRAM FRAUD CIVIL REMEDIES                                                      5,000                 10,781                  10,957                  11,181
                                                                                               ACT (PFCRA).
                                                31   U.S.C.   3802(a)(2) ...............     PFCRA ........................................................                   5,000                 10,781                   10,957                 11,181
                                                33   U.S.C.   1319(d) ...................    CLEAN WATER ACT (CWA) ......................                                    25,000                 51,570                   52,414                 53,484
                                                33   U.S.C.   1319(g)(2)(A) ..........       CWA ............................................................         10,000/25,000          20,628/51,570            20,965/52,414          21,393/53,484
                                                33   U.S.C.   1319(g)(2)(B) ..........       CWA ............................................................        10,000/125,000         20,628/257,848           20,965/262,066         21,393/267,415
                                                33   U.S.C.   1321(b)(6)(B)(i) .......       CWA ............................................................         10,000/25,000          17,816/44,539            18,107/45,268          18,477/46,192
                                                33   U.S.C.   1321(b)(6)(B)(ii) ......       CWA ............................................................        10,000/125,000         17,816/222,695           18,107/226,338         18,477/230,958
                                                33   U.S.C.   1321(b)(7)(A) ..........       CWA ............................................................          25,000/1,000           44,539/1,782             45,268/1,811           46,192/1,848
                                                33   U.S.C.   1321(b)(7)(B) ..........       CWA ............................................................                25,000                 44,539                   45,268                 46,192
                                                33   U.S.C.   1321(b)(7)(C) ..........       CWA ............................................................                25,000                 44,539                   45,268                 46,192
                                                33   U.S.C.   1321(b)(7)(D) ..........       CWA ............................................................         100,000/3,000          178,156/5,345            181,071/5,432          184,767/5,543
                                                33   U.S.C.   1414b(d)(1) .............      MARINE PROTECTION, RESEARCH,                                                       600                  1,187                    1,206                  1,231
                                                                                               AND SANCTUARIES ACT (MPRSA).
                                                33 U.S.C. 1415(a) ...................        MPRSA ........................................................          50,000/125,000        187,500/247,336         190,568/251,382         194,457/256,513
                                                33 U.S.C. 1901 note (see                     CERTAIN ALASKAN CRUISE SHIP OP-                                          10,000/25,000          13,669/34,172           13,893/34,731           14,177/35,440
                                                  1409(a)(2)(A)).                              ERATIONS (CACSO).
                                                33 U.S.C. 1901 note (see                     CACSO ........................................................          10,000/125,000         13,669/170,861           13,893/173,656         14,177/177,200
                                                  1409(a)(2)(B)).
                                                33 U.S.C. 1901 note (see                     CACSO ........................................................                   25,000                 34,172                  34,731                  35,440
                                                  1409(b)(1)).
                                                33 U.S.C. 1908(b)(1) ...............         ACT TO PREVENT POLLUTION FROM                                                    25,000                 70,117                  71,264                  72,718
                                                                                               SHIPS (APPS).
                                                33   U.S.C.   1908(b)(2) ...............     APPS ...........................................................                5,000                  14,023                  14,252                  14,543
                                                42   U.S.C.   300g–3(b) ...............      SAFE DRINKING WATER ACT (SDWA) ...                                             25,000                  53,907                  54,789                  55,907
                                                42   U.S.C.   300g–3(g)(3)(A) ......         SDWA ..........................................................                25,000                  53,907                  54,789                  55,907
                                                42   U.S.C.   300g–3(g)(3)(B) ......         SDWA ..........................................................          5,000/25,000           10,781/37,561           10,957/38,175           11,181/38,954
                                                42   U.S.C.   300g–3(g)(3)(C) ......         SDWA ..........................................................                25,000                  37,561                  38,175                  38,954
                                                42   U.S.C.   300h–2(b)(1) ...........       SDWA ..........................................................                25,000                  53,907                  54,789                  55,907
                                                42   U.S.C.   300h–2(c)(1) ...........       SDWA ..........................................................       10,000/125,000           21,563/269,535         21,916/273,945           22,363/279,536
                                                42   U.S.C.   300h–2(c)(2) ...........       SDWA ..........................................................         5,000/125,000         10,781/269,535          10,957/273,945          11,181/279,536
                                                42   U.S.C.   300h–3(c) ...............      SDWA ..........................................................          5,000/10,000           18,750/40,000           19,057/40,654           19,446/41,484
                                                42   U.S.C.   300i(b) ....................   SDWA ..........................................................                15,000                  22,537                  22,906                  23,374
                                                42   U.S.C.   300i–1(c) .................    SDWA ..........................................................     100,000/1,000,000       131,185/1,311,850       133,331/1,333,312       136,052/1,360,525
                                                42   U.S.C.   300j(e)(2) ................    SDWA ..........................................................                 2,500                   9,375                   9,528                   9,722
                                                42   U.S.C.   300j–4(c) .................    SDWA ..........................................................                25,000                  53,907                  54,789                  55,907
                                                42   U.S.C.   300j–6(b)(2) ............      SDWA ..........................................................                25,000                  37,561                  38,175                  38,954
                                                42   U.S.C.   300j–23(d) ..............      SDWA ..........................................................          5,000/50,000            9,893/98,935          10,055/100,554         10,260/102,606
                                                42   U.S.C.   4852d(b)(5) .............      RESIDENTIAL LEAD-BASED PAINT HAZ-                                              10,000                  16,773                  17,047                  17,395
                                                                                               ARD REDUCTION ACT OF 1992.
                                                42 U.S.C. 4910(a)(2) ...............         NOISE CONTROL ACT OF 1972 ...............                                        10,000                 35,445                  36,025                  36,760
                                                42 U.S.C. 6928(a)(3) ...............         RESOURCE CONSERVATION AND RE-                                                    25,000                 93,750                  95,284                  97,229
                                                                                               COVERY ACT (RCRA).
                                                42   U.S.C.   6928(c) ...................    RCRA ..........................................................                 25,000                 56,467                   57,391                 58,562
                                                42   U.S.C.   6928(g) ...................    RCRA ..........................................................                 25,000                 70,117                   71,264                 72,718
                                                42   U.S.C.   6928(h)(2) ...............     RCRA ..........................................................                 25,000                 56,467                   57,391                 58,562
                                                42   U.S.C.   6934(e) ...................    RCRA ..........................................................                  5,000                 14,023                   14,252                 14,543
                                                42   U.S.C.   6973(b) ...................    RCRA ..........................................................                  5,000                 14,023                   14,252                 14,543
                                                42   U.S.C.   6991e(a)(3) .............      RCRA ..........................................................                 25,000                 56,467                   57,391                 58,562
                                                42   U.S.C.   6991e(d)(1) .............      RCRA ..........................................................                 10,000                 22,587                   22,957                 23,426
                                                42   U.S.C.   6991e(d)(2) .............      RCRA ..........................................................                 10,000                 22,587                   22,957                 23,426
                                                42   U.S.C.   7413(b) ...................    CLEAN AIR ACT (CAA) ..............................                              25,000                 93,750                   95,284                 97,229
                                                42   U.S.C.   7413(d)(1) ...............     CAA .............................................................       25,000/200,000         44,539/356,312           45,268/362,141         46,192/369,532
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                                                42   U.S.C.   7413(d)(3) ...............     CAA .............................................................                5,000                  8,908                    9,054                  9,239
                                                42   U.S.C.   7524(a) ...................    CAA .............................................................         25,000/2,500           44,539/4,454             45,268/4,527           46,192/4,619
                                                42   U.S.C.   7524(c)(1) ...............     CAA .............................................................              200,000                356,312                  362,141                369,532
                                                42   U.S.C.   7545(d)(1) ...............     CAA .............................................................               25,000                 44,539                   45,268                 46,192
                                                42   U.S.C.   9604(e)(5)(B) ..........       COMPREHENSIVE                     ENVIRONMENTAL                                 25,000                 53,907                   54,789                 55,907
                                                                                               RESPONSE, COMPENSATION, AND
                                                                                               LIABILITY ACT (CERCLA).
                                                42 U.S.C. 9606(b)(1) ...............         CERCLA ......................................................                    25,000                 53,907                  54,789                  55,907
                                                42 U.S.C. 9609(a)(1) ...............         CERCLA ......................................................                    25,000                 53,907                  54,789                  55,907



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                                                1194                  Federal Register / Vol. 83, No. 7 / Wednesday, January 10, 2018 / Rules and Regulations

                                                                        TABLE 2 OF SECTION 19.4—CIVIL MONETARY PENALTY INFLATION ADJUSTMENTS—Continued
                                                                                                                                                                                  Statutory civil pen-    Statutory civil pen-    Statutory civil pen-
                                                                                                                                                                                  alties for violations   alties for violations   alties for violations
                                                                                                                                                                                  that occurred after     that occurred after     that occurred after
                                                                                                                                                                                  November 2, 2015,       November 2, 2015,
                                                                                                                                                           Statutory civil pen-                                                   November 2, 2015,
                                                       U.S. Code citation                                Environmental statute                                                    where penalties are     where penalties are
                                                                                                                                                           alties, as enacted                                                     where penalties are
                                                                                                                                                                                    assessed on or          assessed on or          assessed on or
                                                                                                                                                                                    after August 1,        after January 15,       after January 15,
                                                                                                                                                                                    2016 but before         2017 but before               2018
                                                                                                                                                                                   January 15, 2017        January 15, 2018

                                                42 U.S.C. 9609(b) ...................     CERCLA ......................................................         25,000/75,000         53,907/161,721           54,789/164,367         55,907/167,722
                                                42 U.S.C. 9609(c) ...................     CERCLA ......................................................         25,000/75,000         53,907/161,721           54,789/164,367         55,907/167,722
                                                42 U.S.C. 11045(a) .................      EMERGENCY PLANNING AND COMMU-                                                25,000                 53,907                   54,789                 55,907
                                                                                           NITY RIGHT-TO-KNOW ACT (EPCRA).
                                                42   U.S.C.   11045(b)(1)(A) ........     EPCRA ........................................................               25,000                 53,907                   54,789                 55,907
                                                42   U.S.C.   11045(b)(2) .............   EPCRA ........................................................        25,000/75,000         53,907/161,721           54,789/164,367         55,907/167,722
                                                42   U.S.C.   11045(b)(3) .............   EPCRA ........................................................        25,000/75,000         53,907/161,721           54,789/164,367         55,907/167,722
                                                42   U.S.C.   11045(c)(1) .............   EPCRA ........................................................               25,000                 53,907                   54,789                 55,907
                                                42   U.S.C.   11045(c)(2) .............   EPCRA ........................................................               10,000                 21,563                   21,916                 22,363
                                                42   U.S.C.   11045(d)(1) .............   EPCRA ........................................................               25,000                 53,907                   54,789                 55,907
                                                42   U.S.C.   14304(a)(1) .............   MERCURY-CONTAINING                       AND            RE-                  10,000                 15,025                   15,271                 15,583
                                                                                           CHARGEABLE BATTERY MANAGE-
                                                                                           MENT ACT (BATTERY ACT).
                                                42 U.S.C. 14304(g) .................      BATTERY ACT ...........................................                       10,000                 15,025                  15,271                  15,583
                                                  1 Note  that 7 U.S.C. 136l.(a)(2) contains three separate statutory maximum civil penalty provisions. The first mention of $1,000 and the $500 statutory maximum
                                                civil penalty amount were originally enacted in 1978 (Pub. L. 95–396), and the second mention of $1,000 was enacted in 1972 (Pub. L. 92–516).


                                                [FR Doc. 2018–00287 Filed 1–9–18; 8:45 am]                                website. Although listed in the index,                             Pollution Control Requirements, Section
                                                BILLING CODE 6560–50–P                                                    some information may not be publicly                               .0101, Definitions; Section .0103, Copies
                                                                                                                          available, i.e., Confidential Business                             of Referenced Federal Regulations;
                                                                                                                          Information or other information whose                             Section .1901 Purpose, Scope, and
                                                ENVIRONMENTAL PROTECTION                                                  disclosure is restricted by statute.                               Impermissible Open Burning Section;
                                                AGENCY                                                                    Certain other material, such as                                    .1902, Definitions; Section .1903,
                                                                                                                          copyrighted material, is not placed on                             Permissible Open Burning Without An
                                                40 CFR Part 52                                                            the internet and will be publicly                                  Air Quality Permit; Section .2001,
                                                [EPA–R04–OAR–2007–0085; FRL–9972–85–                                      available only in hard copy form.                                  Purpose, Scope, and Applicability; and
                                                Region 4]                                                                 Publicly available docket materials are                            15A NCAC Subchapter 2Q—Air Quality
                                                                                                                          available either electronically through                            Permits, Section .0103, Definitions;
                                                Air Plan Approval; NC; Open Burning                                       www.regulations.gov or in hard copy at                             Section .0105, Copies of Referenced
                                                and Miscellaneous Revisions                                               the Air Regulatory Management Section,                             Documents; Section .0304,
                                                AGENCY:  Environmental Protection                                         Air Planning and Implementation                                    Applications; Section .0305,
                                                Agency (EPA).                                                             Branch, Air, Pesticides and Toxics                                 Application Submittal Content; Section
                                                                                                                          Management Division, U.S.                                          .0806, Cotton Gins; Section .0808, Peak
                                                ACTION: Final rule.
                                                                                                                          Environmental Protection Agency,                                   Shaving Generators; and Section .0810,
                                                SUMMARY:   Due to adverse comments                                        Region 4, 61 Forsyth Street SW, Atlanta,                           Air Curtain Burners. On the same day,
                                                received, the Environmental Protection                                    Georgia 30303–8960. EPA requests that                              EPA published proposed rule (82 FR
                                                Agency (EPA) is amending the North                                        if at all possible, you contact the person                         32782), proposing approval of those
                                                Carolina State Implementation Plan                                        listed in the FOR FURTHER INFORMATION                              same revisions to the North Carolina SIP
                                                (SIP) to remove some provisions made                                      CONTACT section to schedule your                                   and providing a 30-day comment period
                                                effective through the direct final rule                                   inspection. The Regional Office’s                                  for both the direct final rule and the
                                                that was published on July 18, 2017.                                      official hours of business are Monday                              proposed rule.1 The direct final rule
                                                EPA stated that if adverse comments                                       through Friday 8:30 a.m. to 4:30 p.m.,                             explained that if EPA received adverse
                                                were received by the close of the                                         excluding Federal holidays.                                        comments, the Agency would withdraw
                                                comment period, the rule would be                                         FOR FURTHER INFORMATION CONTACT:                                   the relevant portion(s) of the direct final
                                                withdrawn and not take effect, or if                                      Nacosta C. Ward, Air Regulatory                                    action. EPA received adverse comments
                                                adverse comments were received on an                                      Management Section, Air Planning and                               on the portions of the rulemaking
                                                amendment, paragraph, or section of the                                   Implementation Branch, Air, Pesticides                             related to the North Carolina regulations
                                                rule, EPA may adopt as final those                                        and Toxics Management Division, U.S.                               15A NCAC Subchapter 2Q—Air Quality
                                                provisions of the rule that are not the                                   Environmental Protection Agency,                                   Permits, Section .0808, Peak Shaving
                                                subject of an adverse comment. EPA                                        Region 4, 61 Forsyth Street SW, Atlanta,                           Generators, and Section .0810, Air
                                                received adverse comments on two                                          Georgia 30303–8960. Ms. Ward can be                                Curtain Burners, only. However, EPA
                                                specific SIP revisions. Therefore, EPA is                                 reached via telephone at (404) 562–                                was not able to withdraw these portions
                                                removing only the portions of the SIP                                     9140, or via electronic mail at                                    of the direct final action before the
                                                related to those two revisions.                                           ward.nacosta@epa.gov.                                              action became effective. Therefore, EPA
jstallworth on DSKBBY8HB2PROD with RULES




                                                DATES: This rule is effective January 10,                                 SUPPLEMENTARY INFORMATION: On July                                 is amending § 52.1770 by removing the
                                                2018.                                                                     18, 2017, EPA published a direct final                             portions of the SIP related to these two
                                                ADDRESSES: EPA has established a                                          rule (82 FR 32767) approving several                               North Carolina regulations. EPA is not
                                                docket for this action under Docket                                       revisions to the North Carolina SIP. The                             1 On September 6, 2017 (82 FR 42055), EPA
                                                Identification No. EPA–R04–OAR–                                           revisions consisted of changes to or the                           reopened the comment period for the proposed
                                                2007–0085. All documents in the docket                                    addition of the following regulations:                             rule, with comments due on or before September
                                                are listed on the www.regulations.gov                                     15A NCAC Subchapter 2D—Air                                         21, 2017.



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Document Created: 2018-10-26 09:33:34
Document Modified: 2018-10-26 09:33:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on January 15, 2018.
ContactDavid Smith-Watts, Office of Civil Enforcement, Office of Enforcement and Compliance Assurance, Mail Code 2241A, Environmental Protection Agency, 1200 Pennsylvania Avenue NW, Washington, DC 20460, telephone number: (202) 564-4083; smith- [email protected]
FR Citation83 FR 1190 
CFR AssociatedEnvironmental Protection; Administrative Practice and Procedure and Penalties

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