83_FR_13010 83 FR 12952 - Evaluation of Bulk Drug Substances Nominated for Use in Compounding Under Section 503B of the Federal Food, Drug, and Cosmetic Act; Draft Guidance for Industry; Availability

83 FR 12952 - Evaluation of Bulk Drug Substances Nominated for Use in Compounding Under Section 503B of the Federal Food, Drug, and Cosmetic Act; Draft Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 58 (March 26, 2018)

Page Range12952-12953
FR Document2018-06046

The Food and Drug Administration (FDA or the Agency) is announcing the availability of a draft guidance for industry entitled ``Evaluation of Bulk Drug Substances Nominated for Use in Compounding Under Section 503B of the Federal Food, Drug, and Cosmetic Act.'' This draft guidance describes policies that FDA proposes to use in evaluating bulk drug substances nominated for use in compounding under section 503B of the Federal Food, Drug, and Cosmetic Act (FD&C Act) for inclusion on the list of bulk drug substances that can be used in compounding under section 503B.

Federal Register, Volume 83 Issue 58 (Monday, March 26, 2018)
[Federal Register Volume 83, Number 58 (Monday, March 26, 2018)]
[Notices]
[Pages 12952-12953]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-06046]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2018-D-1067]


Evaluation of Bulk Drug Substances Nominated for Use in 
Compounding Under Section 503B of the Federal Food, Drug, and Cosmetic 
Act; Draft Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or the Agency) is 
announcing the availability of a draft guidance for industry entitled 
``Evaluation of Bulk Drug Substances Nominated for Use in Compounding 
Under Section 503B of the Federal Food, Drug, and Cosmetic Act.'' This 
draft guidance describes policies that FDA proposes to use in 
evaluating bulk drug substances nominated for use in compounding under 
section 503B of the Federal Food, Drug, and Cosmetic Act (FD&C Act) for 
inclusion on the list of bulk drug substances that can be used in 
compounding under section 503B.

DATES: Submit either electronic or written comments on the draft 
guidance by May 25, 2018 to ensure that the Agency considers your 
comment on this draft guidance before it begins work on the final 
version of the guidance.

ADDRESSES: You may submit comments on any guidance at any time as 
follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or

[[Page 12953]]

anyone else's Social Security number, or confidential business 
information, such as a manufacturing process. Please note that if you 
include your name, contact information, or other information that 
identifies you in the body of your comments, that information will be 
posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2018-D-1067 for ``Evaluation of Bulk Drug Substances Nominated for 
Use in Compounding Under Section 503B of the Federal Food, Drug, and 
Cosmetic Act.'' Received comments will be placed in the docket and, 
except for those submitted as ``Confidential Submissions,'' publicly 
viewable at https://www.regulations.gov or at the Dockets Management 
Staff between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.
    You may submit comments on any guidance at any time (see 21 CFR 
10.115(g)(5)).
    Submit written requests for single copies of the draft guidance to 
the Division of Drug Information, Center for Drug Evaluation and 
Research, Food and Drug Administration, 10001 New Hampshire Ave., 
Hillandale Building, 4th Floor, Silver Spring, MD 20993-0002. Send one 
self-addressed adhesive label to assist that office in processing your 
requests. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the draft guidance document.

FOR FURTHER INFORMATION CONTACT: Sara Rothman, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 51, Rm. 5197, Silver Spring, MD 20903, 301-796-
3110.

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a draft guidance for industry 
entitled ``Evaluation of Bulk Drug Substances Nominated for Use in 
Compounding Under Section 503B of the Federal Food, Drug, and Cosmetic 
Act.'' Section 503B (21 U.S.C. 353b), added to the FD&C Act by the Drug 
Quality and Security Act in 2013, describes the conditions that must be 
satisfied for human drug products compounded by an outsourcing facility 
to be exempt from the following three sections of the FD&C Act: section 
505 (21 U.S.C. 355) (concerning the approval of drugs under new drug 
applications or abbreviated new drug applications); section 502(f)(1) 
(21 U.S.C. 352(f)(1)) (concerning the labeling of drugs with adequate 
directions for use); and section 582 (21 U.S.C. 360eee-1) (concerning 
drug supply chain security requirements). One of the conditions that 
must be met for a drug product compounded by an outsourcing facility to 
qualify for these exemptions is that the outsourcing facility does not 
compound drug products using a bulk drug substance unless either: (1) 
It appears on a list established by the Secretary of Health and Human 
Services identifying bulk drug substances for which there is a clinical 
need (see section 503B(a)(2)(A)(i) of the FD&C Act) (503B Bulks List) 
or (2) the drug compounded from such bulk drug substances appears on 
the drug shortage list in effect under section 506E of the FD&C Act (21 
U.S.C. 356e) at the time of compounding, distribution, and dispensing 
(see section 503B(a)(2)(A)(ii) of the FD&C Act).
    This draft guidance addresses FDA policies for developing the 503B 
Bulks List, including the Agency's interpretation of the phrase ``bulk 
drug substances for which there is a clinical need,'' as it is used in 
section 503B of the FD&C Act. The draft guidance also addresses the 
factors and processes by which the Agency intends to evaluate and list 
bulk drug substances.
    This draft guidance is being issued consistent with FDA's good 
guidance practices regulation (21 CFR 10.115). The draft guidance, when 
finalized, will represent the current thinking of FDA on ``Evaluation 
of Bulk Drug Substances Nominated for Use in Compounding Under Section 
503B of the Federal Food, Drug, and Cosmetic Act.'' It does not 
establish any rights for any person and is not binding on FDA or the 
public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations. This draft 
guidance is not subject to Executive Order 12866.

II. Electronic Access

    Persons with access to the internet may obtain the draft guidance 
at either https://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, or 
https://www.regulations.gov.

    Dated: March 20, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-06046 Filed 3-23-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                12952                         Federal Register / Vol. 83, No. 58 / Monday, March 26, 2018 / Notices

                                                and associated materials (see                           progress report is used by the national               regarding this collection contact Maria
                                                ADDRESSES).                                             evaluation contractor and CMS to                      Sotirelis at 410–786–0552.)
                                                CMS–10249 Administrative                                monitor program implementation at the                    Dated: March 21, 2018.
                                                     Requirements for Section 6071 of                   grantee level. Form Number: CMS–                      William N. Parham, III,
                                                     the Deficit Reduction Act                          10249 (OMB control number: 0938–                      Director, Paperwork Reduction Staff, Office
                                                CMS–10261 Part C Medicare Advantage                     1053); Frequency: Yearly, quarterly, and              of Strategic Operations and Regulatory
                                                     Reporting Requirements and                         semi-annually; Affected Public: State,                Affairs.
                                                     Supporting Regulations in 42 CFR                   Local, or Tribal Governments; Number                  [FR Doc. 2018–06052 Filed 3–23–18; 8:45 am]
                                                     422.516(a)                                         of Respondents: 45; Total Annual                      BILLING CODE 4120–01–P
                                                  Under the PRA (44 U.S.C. 3501–                        Responses: 28,590; Total Annual Hours:
                                                3520), federal agencies must obtain                     14,225. (For policy questions regarding
                                                approval from the Office of Management                  this collection contact Effie George at               DEPARTMENT OF HEALTH AND
                                                and Budget (OMB) for each collection of                 410–786–8639.)                                        HUMAN SERVICES
                                                information they conduct or sponsor.                       2. Type of Information Collection
                                                The term ‘‘collection of information’’ is               Request: Revision of a currently                      Food and Drug Administration
                                                defined in 44 U.S.C. 3502(3) and 5 CFR                  approved collection; Title of                         [Docket No. FDA–2018–D–1067]
                                                1320.3(c) and includes agency requests                  Information Collection: Part C Medicare
                                                or requirements that members of the                     Advantage Reporting Requirements and                  Evaluation of Bulk Drug Substances
                                                public submit reports, keep records, or                 Supporting Regulations in 42 CFR                      Nominated for Use in Compounding
                                                provide information to a third party.                   422.516(a); Use: Medicare Advantage                   Under Section 503B of the Federal
                                                Section 3506(c)(2)(A) of the PRA                        Organizations (MAOs) must have an                     Food, Drug, and Cosmetic Act; Draft
                                                requires federal agencies to publish a                  effective procedure to develop, compile,              Guidance for Industry; Availability
                                                60-day notice in the Federal Register                   evaluate, and report to CMS, to its
                                                concerning each proposed collection of                                                                        AGENCY:   Food and Drug Administration,
                                                                                                        enrollees, and to the general public, at              HHS.
                                                information, including each proposed                    the times and in the manner that CMS
                                                extension or reinstatement of an existing                                                                     ACTION:   Notice of availability.
                                                                                                        requires, and while safeguarding the
                                                collection of information, before                       confidentiality of the doctor-patient                 SUMMARY:   The Food and Drug
                                                submitting the collection to OMB for                    relationship, statistics and other                    Administration (FDA or the Agency) is
                                                approval. To comply with this                           information with respect to: The cost of              announcing the availability of a draft
                                                requirement, CMS is publishing this                     its operations; the patterns of service               guidance for industry entitled
                                                notice.
                                                                                                        utilization; the availability,                        ‘‘Evaluation of Bulk Drug Substances
                                                Information Collection                                  accessibility, and acceptability of its               Nominated for Use in Compounding
                                                   1. Type of Information Collection                    services; to the extent practical,                    Under Section 503B of the Federal
                                                Request: Extension of a currently                       developments in the health status of its              Food, Drug, and Cosmetic Act.’’ This
                                                approved collection; Title of                           enrollees; information demonstrating                  draft guidance describes policies that
                                                Information Collection: Administrative                  that the MAO has a fiscally sound                     FDA proposes to use in evaluating bulk
                                                Requirements for Section 6071 of the                    operation; and other matters that CMS                 drug substances nominated for use in
                                                Deficit Reduction Act; Use: State                       may require. CMS also has oversight                   compounding under section 503B of the
                                                Operational Protocols should provide                    authority over cost plans which                       Federal Food, Drug, and Cosmetic Act
                                                enough information such that: The CMS                   includes establishment of reporting                   (FD&C Act) for inclusion on the list of
                                                Project Officer and other federal officials             requirements. The changes for the 2019                bulk drug substances that can be used
                                                may use it to understand the operation                  reporting requirements under                          in compounding under section 503B.
                                                of the demonstration, prepare for                       Organization Determinations and                       DATES: Submit either electronic or
                                                potential site visits without needing                   Reconsiderations (ODR) will add 18                    written comments on the draft guidance
                                                additional information, or both; the                    new data elements to the reporting                    by May 25, 2018 to ensure that the
                                                State Project Director can use it as the                section. The new data elements will                   Agency considers your comment on this
                                                manual for program implementation;                      allow CMS to obtain more information                  draft guidance before it begins work on
                                                and external stakeholders may use it to                 about who is submitting requests for                  the final version of the guidance.
                                                understand the operation of the                         ODR and whether the service or claim                  ADDRESSES: You may submit comments
                                                demonstration. The financial                            is being provided by a contract or non-               on any guidance at any time as follows:
                                                information collection is used in our                   contract provider. The timeliness
                                                financial statements and shared with the                requirement for ODR will also be                      Electronic Submissions
                                                auditors who validate CMS’ financial                    eliminated to be consistent with Part D                 Submit electronic comments in the
                                                position. The Money Follows the Person                  reporting. In addition, the number of                 following way:
                                                Rebalancing Demonstration (MFP)                         data reporting elements of grievances is                • Federal eRulemaking Portal:
                                                Finders File, MFP Program Participation                 reduced from 23 to 19. The reporting                  https://www.regulations.gov. Follow the
                                                Data file, and MFP Services File are                    sections for Private Fee For Service                  instructions for submitting comments.
                                                used by the national evaluation                         (PFFS) Payment Dispute Resolution                     Comments submitted electronically,
                                                contractor to assess program outcomes                   Process and Mid-Year Network Changes                  including attachments, to https://
                                                while we use the information to monitor                 will also be suspended. Form Number:                  www.regulations.gov will be posted to
sradovich on DSK3GMQ082PROD with NOTICES




                                                program implementation. The MFP                         CMS–10261 (OMB control number:                        the docket unchanged. Because your
                                                Quality of Life data is used by the                     0938–1054); Frequency: Yearly and                     comment will be made public, you are
                                                national evaluation contractor to assess                semi-annually; Affected Public: Private               solely responsible for ensuring that your
                                                program outcomes. The evaluation is                     sector (business or other for-profits);               comment does not include any
                                                used to determine how participants’                     Number of Respondents: 432; Total                     confidential information that you or a
                                                quality of life changes after transitioning             Annual Responses: 3,024; Total Annual                 third party may not wish to be posted,
                                                to the community. The semi-annual                       Hours: 127,329. (For policy questions                 such as medical information, your or


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                                                                              Federal Register / Vol. 83, No. 58 / Monday, March 26, 2018 / Notices                                                   12953

                                                anyone else’s Social Security number, or                in the body of your comments and you                  supply chain security requirements).
                                                confidential business information, such                 must identify this information as                     One of the conditions that must be met
                                                as a manufacturing process. Please note                 ‘‘confidential.’’ Any information marked              for a drug product compounded by an
                                                that if you include your name, contact                  as ‘‘confidential’’ will not be disclosed             outsourcing facility to qualify for these
                                                information, or other information that                  except in accordance with 21 CFR 10.20                exemptions is that the outsourcing
                                                identifies you in the body of your                      and other applicable disclosure law. For              facility does not compound drug
                                                comments, that information will be                      more information about FDA’s posting                  products using a bulk drug substance
                                                posted on https://www.regulations.gov.                  of comments to public dockets, see 80                 unless either: (1) It appears on a list
                                                  • If you want to submit a comment                     FR 56469, September 18, 2015, or access               established by the Secretary of Health
                                                with confidential information that you                  the information at: https://www.gpo.gov/              and Human Services identifying bulk
                                                do not wish to be made available to the                 fdsys/pkg/FR-2015-09-18/pdf/2015-
                                                public, submit the comment as a                                                                               drug substances for which there is a
                                                                                                        23389.pdf.                                            clinical need (see section
                                                written/paper submission and in the                        Docket: For access to the docket to
                                                manner detailed (see ‘‘Written/Paper                                                                          503B(a)(2)(A)(i) of the FD&C Act) (503B
                                                                                                        read background documents or the
                                                Submissions’’ and ‘‘Instructions’’).                                                                          Bulks List) or (2) the drug compounded
                                                                                                        electronic and written/paper comments
                                                                                                        received, go to https://                              from such bulk drug substances appears
                                                Written/Paper Submissions                                                                                     on the drug shortage list in effect under
                                                                                                        www.regulations.gov and insert the
                                                   Submit written/paper submissions as                  docket number, found in brackets in the               section 506E of the FD&C Act (21 U.S.C.
                                                follows:                                                heading of this document, into the                    356e) at the time of compounding,
                                                   • Mail/Hand delivery/Courier (for                                                                          distribution, and dispensing (see section
                                                                                                        ‘‘Search’’ box and follow the prompts
                                                written/paper submissions): Dockets                                                                           503B(a)(2)(A)(ii) of the FD&C Act).
                                                                                                        and/or go to the Dockets Management
                                                Management Staff (HFA–305), Food and
                                                                                                        Staff, 5630 Fishers Lane, Rm. 1061,                      This draft guidance addresses FDA
                                                Drug Administration, 5630 Fishers
                                                                                                        Rockville, MD 20852.                                  policies for developing the 503B Bulks
                                                Lane, Rm. 1061, Rockville, MD 20852.
                                                   • For written/paper comments                            You may submit comments on any                     List, including the Agency’s
                                                submitted to the Dockets Management                     guidance at any time (see 21 CFR                      interpretation of the phrase ‘‘bulk drug
                                                Staff, FDA will post your comment, as                   10.115(g)(5)).                                        substances for which there is a clinical
                                                well as any attachments, except for                        Submit written requests for single                 need,’’ as it is used in section 503B of
                                                information submitted, marked and                       copies of the draft guidance to the                   the FD&C Act. The draft guidance also
                                                identified, as confidential, if submitted               Division of Drug Information, Center for              addresses the factors and processes by
                                                as detailed in ‘‘Instructions.’’                        Drug Evaluation and Research, Food
                                                                                                                                                              which the Agency intends to evaluate
                                                   Instructions: All submissions received               and Drug Administration, 10001 New
                                                                                                                                                              and list bulk drug substances.
                                                must include the Docket No. FDA–                        Hampshire Ave., Hillandale Building,
                                                                                                        4th Floor, Silver Spring, MD 20993–                      This draft guidance is being issued
                                                2018–D–1067 for ‘‘Evaluation of Bulk
                                                                                                        0002. Send one self-addressed adhesive                consistent with FDA’s good guidance
                                                Drug Substances Nominated for Use in
                                                Compounding Under Section 503B of                       label to assist that office in processing             practices regulation (21 CFR 10.115).
                                                the Federal Food, Drug, and Cosmetic                    your requests. See the SUPPLEMENTARY                  The draft guidance, when finalized, will
                                                Act.’’ Received comments will be placed                 INFORMATION section for electronic                    represent the current thinking of FDA
                                                in the docket and, except for those                     access to the draft guidance document.                on ‘‘Evaluation of Bulk Drug Substances
                                                submitted as ‘‘Confidential                             FOR FURTHER INFORMATION CONTACT: Sara                 Nominated for Use in Compounding
                                                Submissions,’’ publicly viewable at                     Rothman, Center for Drug Evaluation                   Under Section 503B of the Federal
                                                https://www.regulations.gov or at the                   and Research, Food and Drug                           Food, Drug, and Cosmetic Act.’’ It does
                                                Dockets Management Staff between 9                      Administration, 10903 New Hampshire                   not establish any rights for any person
                                                a.m. and 4 p.m., Monday through                         Ave., Bldg. 51, Rm. 5197, Silver Spring,              and is not binding on FDA or the public.
                                                Friday.                                                 MD 20903, 301–796–3110.                               You can use an alternative approach if
                                                   • Confidential Submissions—To                        SUPPLEMENTARY INFORMATION:                            it satisfies the requirements of the
                                                submit a comment with confidential                                                                            applicable statutes and regulations. This
                                                information that you do not wish to be                  I. Background
                                                                                                                                                              draft guidance is not subject to
                                                made publicly available, submit your                       FDA is announcing the availability of              Executive Order 12866.
                                                comments only as a written/paper                        a draft guidance for industry entitled
                                                submission. You should submit two                       ‘‘Evaluation of Bulk Drug Substances                  II. Electronic Access
                                                copies total. One copy will include the                 Nominated for Use in Compounding
                                                                                                                                                                Persons with access to the internet
                                                information you claim to be confidential                Under Section 503B of the Federal
                                                                                                                                                              may obtain the draft guidance at either
                                                with a heading or cover note that states                Food, Drug, and Cosmetic Act.’’ Section
                                                ‘‘THIS DOCUMENT CONTAINS                                503B (21 U.S.C. 353b), added to the                   https://www.fda.gov/Drugs/Guidance
                                                CONFIDENTIAL INFORMATION.’’ The                         FD&C Act by the Drug Quality and                      ComplianceRegulatoryInformation/
                                                Agency will review this copy, including                 Security Act in 2013, describes the                   Guidances/default.htm, or https://
                                                the claimed confidential information, in                conditions that must be satisfied for                 www.regulations.gov.
                                                its consideration of comments. The                      human drug products compounded by                       Dated: March 20, 2018.
                                                second copy, which will have the                        an outsourcing facility to be exempt                  Leslie Kux,
                                                claimed confidential information                        from the following three sections of the              Associate Commissioner for Policy.
                                                redacted/blacked out, will be available                 FD&C Act: section 505 (21 U.S.C. 355)
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                                                              [FR Doc. 2018–06046 Filed 3–23–18; 8:45 am]
                                                for public viewing and posted on                        (concerning the approval of drugs under
                                                                                                                                                              BILLING CODE 4164–01–P
                                                https://www.regulations.gov. Submit                     new drug applications or abbreviated
                                                both copies to the Dockets Management                   new drug applications); section 502(f)(1)
                                                Staff. If you do not wish your name and                 (21 U.S.C. 352(f)(1)) (concerning the
                                                contact information to be made publicly                 labeling of drugs with adequate
                                                available, you can provide this                         directions for use); and section 582 (21
                                                information on the cover sheet and not                  U.S.C. 360eee–1) (concerning drug


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Document Created: 2018-03-24 01:00:03
Document Modified: 2018-03-24 01:00:03
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on the draft guidance by May 25, 2018 to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance.
ContactSara Rothman, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 51, Rm. 5197, Silver Spring, MD 20903, 301-796- 3110.
FR Citation83 FR 12952 

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