83_FR_13714 83 FR 13652 - Records Management

83 FR 13652 - Records Management

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

Federal Register Volume 83, Issue 62 (March 30, 2018)

Page Range13652-13658
FR Document2018-06174

NARA is revising these regulations to make administrative changes, such as updating office names and organizational codes, updating URLs, and updating links to NARA's records management web pages, to reflect organizational and contact changes, and revising the incorporation by reference language to make it consistent with newer regulations and to reflect contact changes.

Federal Register, Volume 83 Issue 62 (Friday, March 30, 2018)
[Federal Register Volume 83, Number 62 (Friday, March 30, 2018)]
[Rules and Regulations]
[Pages 13652-13658]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-06174]


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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

36 CFR Parts 1220, 1223, 1225, 1226, 1227, 1228, 1229, 1230, 1231, 
1232, 1233, 1234, 1235, 1237, 1238, and 1239

[FDMS No. NARA-18-0002; NARA-2018-025]
RIN 3095-AB95


Records Management

AGENCY: National Archives and Records Administration (NARA).

ACTION: Direct final rule.

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SUMMARY: NARA is revising these regulations to make administrative 
changes, such as updating office names and organizational codes, 
updating URLs, and updating links to NARA's records management web 
pages, to reflect organizational and contact changes, and revising the 
incorporation by reference language to make it consistent with newer 
regulations and to reflect contact changes.

DATES: This rule is effective on April 30, 2018 without further notice, 
unless we receive adverse written comment that warrants revision by 
April 19, 2018. If we receive such comments, we will publish a timely 
withdrawal of the direct final rule in the Federal Register.

ADDRESSES: You may submit comments, identified by RIN 3095-AB95, by 
email at [email protected], or by mail to the External 
Policy Program Manager; Strategy Division (MP), Suite 4100; National 
Archives and Records Administration; 8601 Adelphi Road; College Park, 
MD 20740-6001.

FOR FURTHER INFORMATION CONTACT: Kimberly Keravuori, by email at 
[email protected], or by telephone at 301-837-3151.

SUPPLEMENTARY INFORMATION: 

Regulatory Review Information

    This rule is not a significant regulatory action for the purposes 
of E.O. 12866 and a significance determination was requested from the 
Office of Management and Budget (OMB). It is also not a major rule as 
defined in 5 U.S.C. Chapter 8, Congressional Review of Agency 
Rulemaking. As a result, this rule is also not subject to deregulatory 
requirements contained in E.O. 13771. As required by the Regulatory 
Flexibility Act, we certify that this rule will not have a significant 
impact on a substantial number of small entities; it simply updates 
contact, office, and agency online site information to reflect 
organizational changes. This rule also

[[Page 13653]]

does not have any Federalism implications.
    This rule is effective upon publication for good cause as permitted 
by the Administrative Procedure Act (5 U.S.C. 553(d)(3)). NARA believes 
that a public comment period is unnecessary as this rule merely makes 
minor administrative updates to reflect NARA organizational changes.

List of Subjects

36 CFR Parts 1220, 1225, 1226, 1227, 1228, 1229, 1230, 1231, 1232, 
1233, 1238, and 1239

    Archives and records, Records management.

36 CFR Parts 1223, 1234, 1235, and 1237

    Archives and records, Incorporation by reference, Records 
management.

    For the reasons stated in the preamble, NARA amends 36 CFR parts 
1220, 1223, 1225, 1226, 1227, 1228, 1229, 1230, 1231, 1232, 1233, 1234, 
1235, 1237, 1238, and 1239 as follows:

PART 1220--FEDERAL RECORDS; GENERAL

0
1. The authority citation for part 1220 continues to read as follows:

    Authority:  44 U.S.C. Chapters 21, 29, 31, and 33.


0
2. Revise Sec.  1220.20 to read as follows:


Sec.  1220.20   What NARA acronyms are used throughout this subchapter?

    As used in this subchapter--
    AC means Office of the Chief Records Officer, which includes NARA 
records management staff nationwide.
    ACRA means the Records Appraisal and Agency Assistance Division.
    AFO means the Office of Operations (regional records services).
    B-AD means the Storage Coordination and Logistics Office.
    NARA means the National Archives and Records Administration.
    RDE means the Electronic Records Division.
    RDS means the Special Media Records Division.
    RX means Preservation Programs.
    WNRC means the Washington National Records Center.


Sec.  1220.34  [Amended]

0
3. Amend Sec.  1220.34 by removing the abbreviation ``(NWM)'' and 
adding in its place ``(AC)'' in three places in paragraphs (b) and (c).

PART 1223--MANAGING VITAL RECORDS

0
4. Revise the authority citation for part 1223 to read as follows:

    Authority:  44 U.S.C. 3101; E.O. 12656, 53 FR 47491, 3 CFR, 1988 
Comp., p. 585; E.O. 13231, 66 FR 53063, 3 CFR, 2001 Comp., p. 805.


0
5. Revise Sec.  1223.4 to read as follows:


Sec.  1223.4   What publications are incorporated by reference in this 
part?

    (a) NARA incorporates certain material by reference into this part 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that 
specified in this section, NARA must publish a document in the Federal 
Register and the material must be available to the public. You may 
inspect all approved material incorporated by reference at NARA's 
textual research room, located at National Archives and Records 
Administration; 8601 Adelphi Road; Room 2000; College Park, MD 20740-
6001. To arrange to inspect this approved material at NARA, contact 
NARA's Regulation Comments Desk (Strategy and Performance Division 
(MP)) by email at [email protected] or by telephone at 
301.837.3151. All approved material is also available from the sources 
listed below. You may also inspect approved material at the Office of 
the Federal Register (OFR). For information on the availability of this 
material at the OFR, call 202.741.6000 or go to http://www.archives.gov/federal_register/cfr/ibr-locations.html.
    (b) Federal Emergency Management Agency (FEMA), Department of 
Homeland Security (DHS); P.O. Box 2012; 8231 Stayton Drive; Jessup, MD 
20794-2012, phone number (800) 480-2520; https://www.fema.gov/guidance-directives.
    (1) Federal Continuity Directive 1 (``FCD 1''): Federal Executive 
Branch National Continuity Program and Requirements, February 2008, IBR 
approved for Sec.  1223.14.
    (2) [Reserved]

PART 1225--SCHEDULING RECORDS

0
6. The authority citation for part 1225 continues to read as follows:

    Authority:  44 U.S.C. 2111, 2904, 2905, 3102, and Chapter 33.


Sec.  1225.24  [Amended]

0
7. Amend Sec.  1225.24(a)(1) introductory text by removing the words 
``the National Archives and Records Administration, Modern Records 
Programs (NWM), 8601 Adelphi Road, College Park, MD 20740-6001, phone 
number 301-837-1738'' and adding in their place the words ``NARA, by 
mail at National Archives and Records Administration; Office of the 
Chief Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-
6001, or by email at [email protected].''


Sec.  1225.26  [Amended]

0
8. Amend Sec.  1225.26(d) by removing the words ``the National Archives 
and Records Administration, Modern Records Programs (NWM), 8601 Adelphi 
Road, College Park, MD 20740-6001, phone number (301) 837-1738'' and 
adding in their place the words ``NARA, by mail at National Archives 
and Records Administration; Office of the Chief Records Officer (AC); 
8601 Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected].''

PART 1226--IMPLEMENTING DISPOSITION

0
9. The authority citation for part 1226 continues to read as follows:

    Authority:  44 U.S.C. 2111, 2904, 3102, and 3301.


Sec.  1226.14  [Amended]

0
10. Amend Sec.  1226.14(e) by removing the words ``the National 
Archives and Records Administration, Modern Records Programs (NWM), 
8601 Adelphi Road, College Park, MD 20740-6001, phone number (301) 837-
1738'' and adding in their place the words ``NARA, by mail at National 
Archives and Records Administration; Office of the Chief Records 
Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected].''


Sec.  1226.20  [Amended]

0
11. Amend Sec.  1226.20(b) introductory text by removing the words 
``the National Archives and Records Administration, Modern Records 
Programs (NWM), 8601 Adelphi Road, College Park, MD 20740-6001, phone 
number (301) 837-1738'' and adding in their place the words ``NARA, by 
mail at National Archives and Records Administration; Office of the 
Chief Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-
6001, or by email at [email protected].''


Sec.  1226.26  [Amended]

0
12. Amend Sec.  1226.26(b) introductory text by removing the words 
``the National Archives and Records Administration, Modern Records 
Programs (NWM), 8601 Adelphi Road, College Park, MD 20740-6001, phone 
number (301) 837-1738'' and adding in their place the words ``NARA, by 
mail

[[Page 13654]]

at National Archives and Records Administration; Office of the Chief 
Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, 
or by email at [email protected].''

PART 1227--GENERAL RECORDS SCHEDULES

0
13. The authority citation for part 1227 continues to read as follows:

    Authority:  44 U.S.C. 3303a(d).


0
14. Revise Sec.  1227.14(a) to read as follows:


Sec.  1227.14   How do I obtain copies of the GRS?

    (a) The GRS and instructions for their use are available online at 
https://www.archives.gov.records-mgmt/grs. They are also available upon 
request by email at [email protected] or by mail at National Archives 
and Records Administration; Office of the Chief Records Officer (AC); 
Attention: GRS Team, Room 2100; 8601 Adelphi Road, College Park, MD 
20740-6001.
* * * * *

PART 1228--LOAN OF PERMANENT AND UNSCHEDULED RECORDS

0
15. The authority citation for part 1228 continues to read as follows:

    Authority:  44 U.S.C. 2904.


Sec.  1228.12  [Amended]

0
16. Amend Sec.  1228.12(c) by removing the words ``the National 
Archives and Records Administration, Modern Records Programs (NWM), 
8601 Adelphi Road, College Park, MD 20740-6001, phone number (301) 837-
1738'' and adding in their place the words ``NARA, by mail at National 
Archives and Records Administration; Office of the Chief Records 
Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected].''

PART 1229--EMERGENCY AUTHORIZATION TO DESTROY RECORDS

0
17. The authority citation for part 1229 continues to read as follows:

    Authority:  44 U.S.C. 3310 and 3311.


0
18. Revise Sec.  1229.10(a) to read as follows:


Sec.  1229.10   What steps must be taken when records are a continuing 
menace to health or life, or to property?

* * * * *
    (a) When an agency identifies records that pose a continuing menace 
to human health or life, or to property, the records officer or other 
designee must immediately notify NARA, by mail at National Archives and 
Records Administration; Office of the Chief Records Officer (AC); 8601 
Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected]. The notice must describe the records, their 
location and quantity, and the nature of the menace.
* * * * *


Sec.  1229.12  [Amended]

0
19. Amend Sec.  1229.12(b) by removing the words ``the National 
Archives and Records Administration, Modern Records Programs (NWM), 
8601 Adelphi Road, College Park, MD 20740-6001, phone number (301) 837-
1738'' and adding in their place the words ``NARA, by mail at National 
Archives and Records Administration; Office of the Chief Records 
Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected].''

PART 1230--UNLAWFUL OR ACCIDENTAL REMOVAL, DEFACING, ALTERATION, OR 
DESTRUCTION OF RECORDS

0
20. The authority citation for part 1230 continues to read as follows:

    Authority:  44 U.S.C. 3105 and 3106.


Sec.  1230.14   [Amended]

0
21. Amend Sec.  1230.14 introductory text by removing the words ``the 
National Archives and Records Administration, Modern Records Programs 
(NWM), 8601 Adelphi Road, College Park, MD 20740-6001, phone number 
301-837-1738'' and adding in their place the words ``NARA, by mail at 
National Archives and Records Administration; Office of the Chief 
Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, 
or by email at [email protected].''

PART 1231--TRANSFER OF RECORDS FROM THE CUSTODY OF ONE EXECUTIVE 
AGENCY TO ANOTHER

0
22. The authority citation for part 1231 continues to read as follows:

    Authority:  44 U.S.C. 2908.


Sec.  1231.12  [Amended]

0
23. Amend Sec.  1231.12 introductory text by removing the words ``the 
National Archives and Records Administration, Modern Records Programs 
(NWM), 8601 Adelphi Road, College Park, MD 20740-6001, phone number 
(301) 837-1738'' and adding in their place the words ``NARA, by mail at 
National Archives and Records Administration; Office of the Chief 
Records Officer (AC); 8601 Adelphi Road; College Park, MD 20740-6001, 
or by email at [email protected].''

PART 1232--TRANSFER OF RECORDS TO RECORDS STORAGE FACILITIES

0
24. The authority citation for part 1232 continues to read as follows:

    Authority:  44 U.S.C. 2907 and 3103.


Sec.  1232.10  [Amended]

0
25. Amend Sec.  1232.10(a) by removing the words ``and also in the U.S. 
Government Manual, which is for sale from the Superintendent of 
Documents, U.S. Government Printing Office, Mail Stop: SSOP, 
Washington, DC 20402-9328, and is available on the internet from http:/
/www.access.thefederalregister.org/nara/index.html'' from the end of the paragraph.

0
26. Revise Sec.  1232.14(b) to read as follows:


Sec.  1232.14   What requirements must an agency meet before it 
transfers records to a records storage facility?

* * * * *
    (b) To transfer unscheduled records, notify NARA in writing prior 
to the transfer, by mail at National Archives and Records 
Administration; Office of the Chief Records Officer (AC); 8601 Adelphi 
Road; College Park, MD 20740-6001, or by email at 
[email protected]. The notification must identify the records 
storage facility and include a copy of the information required by 
Sec.  1232.16(a).
* * * * *

0
27. Revise Sec.  1232.16(b) introductory text to read as follows:


Sec.  1232.16   What documentation must an agency create before it 
transfers records to a records storage facility?

* * * * *
    (b) In the case of permanent and unscheduled records, provide 
copies of such documentation to NARA and advise NARA in writing of the 
new location whenever the records are moved to a new storage facility. 
For permanent records, the agency must transmit this documentation to 
NARA no later than 30 days after transferring records to the agency 
records center or commercial records storage facility. Transmit 
documentation by mail at National Archives and Records Administration; 
Office of the Chief Records Officer (AC); 8601 Adelphi Road; College 
Park, MD 20740-6001, or by email at [email protected].
* * * * *

[[Page 13655]]

PART 1233--TRANSFER, USE, AND DISPOSITION OF RECORDS IN A NARA 
FEDERAL RECORDS CENTER

0
28. The authority citation for part 1233 continues to read as follows:

    Authority:  44 U.S.C. 2907 and 3103.


0
29. Revise Sec.  1233.10(e) to read as follows:


Sec.  1233.10   How does an agency transfer records to a NARA Federal 
Records Center?

* * * * *
    (e) For further guidance on transferring records to a NARA Federal 
Records Center, consult the NARA Federal Records Centers Program 
website (http://www.archives.gov/frc/toolkit.html#transfer). Request 
current NARA publications and bulletins by contacting an individual 
NARA Federal Records Center (contact information at http://www.archives.gov/frc/locations.html), or the FRCP by mail at National 
Archives and Records Administration; Federal Records Centers Program 
(AF); 8601 Adelphi Road; College Park, MD 20740-6001, or by phone at 
301.837.2950.


Sec.  1233.12  [Amended]

0
30. Amend Sec.  1233.12 by removing the words ``National Archives and 
Records Administration, Office of Regional Records Services, 8601 
Adelphi Road, College Park, MD or phone (301) 837-2950'' and adding in 
their place the words ``NARA, by mail at National Archives and Records 
Administration; Federal Records Centers Program (AF); 8601 Adelphi 
Road; College Park, MD 20740-6001, or by phone at 301.837.2950.''

0
31. Revise Sec.  1233.18(e) to read as follows:


Sec.  1233.18   What reference procedures are used in NARA Federal 
Records Centers?

* * * * *
    (e) For further guidance on requesting records from a NARA Federal 
Records Center, consult the NARA Federal Records Centers Program 
website (http://www.archives.gov/frc/toolkit.html#retrieval). Request 
current NARA publications and bulletins by contacting an individual 
NARA Federal Records Center (contact information at http://www.archives.gov/frc/locations.html), or the FRCP by mail at National 
Archives and Records Administration; Federal Records Centers Program 
(AF); 8601 Adelphi Road; College Park, MD 20740-6001, or by phone at 
301.837.2950.

0
32. Revise Sec.  1233.20(e) to read as follows:


Sec.  1233.20   How are disposal clearances managed for records in NARA 
Federal Records Centers?

* * * * *
    (e) For further guidance on records disposition, consult the NARA 
Federal Records Centers Program website (http://www.archives.gov/frc/toolkit.html#disposition). Request current NARA publications and 
bulletins by contacting an individual NARA Federal Records Center 
(contact information at http://www.archives.gov/frc/locations.html) or 
the FRCP, by mail at National Archives and Records Administration; 
Federal Records Centers Program (AF); 8601 Adelphi Road; College Park, 
MD 20740-6001, or by phone at 301.837.2950.

PART 1234--FACILITY STANDARDS FOR RECORDS STORAGE FACILITIES

0
33. The authority citation for part 1234 continues to read as follows:

    Authority:  44 U.S.C. 2104(a), 2904, 2907, 3102, and 3103.


0
34. Amend Sec.  1234.3 by revising paragraph (a), removing paragraph 
(b), redesignating paragraphs (c) through (h) as paragraphs (b) through 
(g), and revising the introductory text of newly redesignated paragraph 
(g) to read as follows:


Sec.  1234.3   What publications are incorporated by reference in this 
part?

    (a) NARA incorporates certain material by reference into this part 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that 
specified in this section, NARA must publish a document in the Federal 
Register and the material must be available to the public. You may 
inspect all approved material incorporated by reference at NARA's 
textual research room, located at National Archives and Records 
Administration; 8601 Adelphi Road; Room 2000; College Park, MD 20740-
6001. To arrange to inspect this approved material at NARA, contact 
NARA's Regulation Comments Desk (Strategy and Performance Division 
(MP)) by email at [email protected] or by telephone at 
301.837.3151. All approved material is also available from the sources 
listed below. You may also inspect approved material at the Office of 
the Federal Register (OFR). For information on the availability of this 
material at the OFR, call 202.741.6000 or go to http://www.archives.gov/federal_register/cfr/ibr-locations.html.
* * * * *
    (g) The following standards are not available from the original 
publisher or a standards reseller. To inspect the standards at a NARA 
location other than the NARA facility in College Park, MD, or the 
Office of the Federal Register, contact NARA's Regulations Comment Desk 
as provided in paragraph (a) of this section.
* * * * *

0
35. Amend Sec.  1234.10 by revising the last sentence of paragraph 
(a)(2) and paragraph (i)(3) to read as follows:


Sec.  1234.10   What are the facility requirements for all records 
storage facilities?

    (a) * * *
    (2) * * * Submit waiver requests to NARA by mail at National 
Archives and Records Administration; Storage Coordination and Logistics 
(B-AD); 8601 Adelphi Road; College Park, MD 20740-6001.
* * * * *
    (i) * * *
    (3) Compact mobile shelving systems (if used) must be designed to 
permit proper air circulation and fire protection. Request detailed 
specifications that meet this requirement from NARA by mail at National 
Archives and Records Administration; Storage Coordination and Logistics 
(B-AD); 8601 Adelphi Road; College Park, MD 20740-6001.
* * * * *


Sec.  1234.22  [Amended]

0
36. Amend Sec.  1234.22(b) by removing the words ``the Director, Space 
and Security Management Division (NAS), National Archives and Records 
Administration, 8601 Adelphi Rd., College Park, MD 20740-6001, phone 
number (301) 837-1867'' and adding in their place the words ``NARA by 
mail at National Archives and Records Administration; Storage 
Coordination and Logistics (B-AD); 8601 Adelphi Road; College Park, MD 
20740-6001.''

0
37. Amend Sec.  1234.30 by revising the first sentence of paragraph (c) 
and the fourth sentence of paragraph (e) to read as follows:


Sec.  1234.30   How does an agency request authority to establish or 
relocate records storage facilities?

* * * * *
    (c) * * * Submit requests for authority to establish or relocate an 
agency records center, or to use an agency records center operated by 
another agency, to NARA by mail at National Archives and Records 
Administration; Storage Coordination and Logistics (B-AD); 8601 Adelphi

[[Page 13656]]

Road; College Park, MD 20740-6001. * * *
* * * * *
    (e) * * * Send documentation to NARA by mail at National Archives 
and Records Administration; Storage Coordination and Logistics (B-AD); 
8601 Adelphi Road; College Park, MD 20740-6001. * * *


Sec.  1234.32  [Amended]

0
38. Amend Sec.  1234.32(a) introductory text by removing the words 
``the Director, Space and Security Management Division (NAS), National 
Archives and Records Administration, 8601 Adelphi Road, College Park, 
MD 20740-6001, phone number (301) 837-1867'' and adding in their place 
the words ``NARA, by mail at National Archives and Records 
Administration; Storage Coordination and Logistics (B-AD); 8601 Adelphi 
Road; College Park, MD 20740-6001.''

PART 1235--TRANSFER OF RECORDS TO THE NATIONAL ARCHIVES OF THE 
UNITED STATES

0
39. The authority citation for part 1235 continues to read as follows:

    Authority:  44 U.S.C. 2107 and 2108.

0
40. Amend Sec.  1235.4 by revising paragraph (a), removing paragraph 
(b), redesignating paragraphs (c) through (e) as paragraphs (b) through 
(d), and revising the introductory text of newly redesignated paragraph 
(d) to read as follows:


Sec.  1235.4   What publications are incorporated by reference in this 
part?

    (a) NARA incorporates certain material by reference into this part 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that 
specified in this section, NARA must publish a document in the Federal 
Register and the material must be available to the public. You may 
inspect all approved material incorporated by reference at NARA's 
textual research room, located at National Archives and Records 
Administration; 8601 Adelphi Road; Room 2000; College Park, MD 20740-
6001. To arrange to inspect this approved material at NARA, contact 
NARA's Regulation Comments Desk (Strategy and Performance Division 
(MP)) by email at [email protected] or by telephone at 
301.837.3151. All approved material is also available from the sources 
listed below. You may also inspect approved material at the Office of 
the Federal Register (OFR). For information on the availability of this 
material at the OFR, call 202.741.6000 or go to http://www.archives.gov/federal_register/cfr/ibr-locations.html.
* * * * *
    (d) The following standards are not available from the original 
publisher or a standards reseller. To inspect the standards at a NARA 
location other than the NARA facility in College Park, MD, or the 
Office of the Federal Register, contact NARA's Regulations Comment Desk 
as provided in paragraph (a) of this section.
* * * * *

0
41. Amend Sec.  1235.14(b) introductory text by removing the words 
``submit to the National Archives and Records Administration, Modern 
Records Programs (NWM), 8601 Adelphi Road, College Park, MD 20740-6001, 
phone number (301) 837-1738, a written request certifying continuing 
need'' and adding in their place the words ``submit a request 
certifying continuing need to NARA, by mail at National Archives and 
Records Administration; Office of the Chief Records Officer (AC); 8601 
Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected].''

0
42. Amend Sec.  1235.42 as follows:
0
a. In paragraph (b)(2), removing the words ``the National Archives and 
Records Administration, Special Media Archives Services Division, 
(NWCS), 8601 Adelphi Road, College Park, MD 20740, phone number (301) 
837-2903'' and adding in their place the words ``NARA, by mail at 
National Archives and Records Administration; Special Media Records 
Division (RDS); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected].''
0
b. In paragraph (f)(1), removing the words ``the National Archives and 
Records Administration, Special Media Archives Services Division 
(NWCS), 8601 Adelphi Road, College Park, MD 20740, phone number (301) 
837-2903, concerning transfer of'' and adding in their place the words 
``NARA, by mail at National Archives and Records Administration; 
Special Media Records Division (RDS); 8601 Adelphi Road; College Park, 
MD 20740-6001, or by email at [email protected] (for 
audiovisual records) and [email protected] (for photographic 
records), about transferring.''

0
43. Revise Sec.  1235.44(b) and (c) to read as follows:


Sec.  1235.44   What general transfer requirements apply to electronic 
records?

* * * * *
    (b) For guidance on transferring electronic records other than 
those covered in this subpart, consult NARA, by mail at National 
Archives and Records Administration; Electronic Records Division (RDE); 
8601 Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected].
    (c) When transferring digital photographs and their accompanying 
metadata, consult NARA, by mail at National Archives and Records 
Administration; Special Media Records Division (RDS); 8601 Adelphi 
Road; College Park, MD 20740-6001, or by email at 
[email protected].

0
44. Revise Sec.  1235.46(d) introductory text to read as follows:


Sec.  1235.46   What electronic media may be used for transferring 
records to the National Archives of the United States?

* * * * *
    (d) File Transfer Protocol. Agencies may use File Transfer Protocol 
(FTP) to transfer permanent electronic records to the National Archives 
of the United States only with NARA's approval. Several important 
factors may limit the use of FTP as a transfer method, including the 
number of records, record file size, and available bandwidth. Agencies 
must contact NARA, by mail at National Archives and Records 
Administration; Special Media Records Division (RDS); 8601 Adelphi 
Road; College Park, MD 20740-6001, or by email at 
[email protected] (for digital photographs) or 
[email protected] (for electronic audiovisual records). For all 
other electronic records formats, contact NARA to initiate the transfer 
discussions, by mail at National Archives and Records Administration; 
Electronic Records Division (RDE); 8601 Adelphi Road; College Park, MD 
20740-6001, or by email at [email protected]. Each transfer of 
electronic records via FTP must be preceded with a signed SF 258 sent 
to RDE.
* * * * *

0
45. Revise Sec.  1235.48(e)(2) to read as follows:


Sec.  1235.48   What documentation must agencies transfer with 
electronic records?

* * * * *
    (e) * * *
    (2) Guidance on the documentation for electronic records in these 
formats is available online at http://www.archives.gov/records-mgmt/policy/transfer-guidance.html or by contacting NARA, by mail at 
National Archives and Records Administration; Electronic Records 
Division (RDE); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected].

[[Page 13657]]


0
46. Revise Sec.  1235.50(a)(1) and (3) and (e) to read as follows:


Sec.  1235.50   What specifications and standards for transfer apply to 
electronic records?

    (a) General. (1) Agencies must transfer electronic records in a 
format that is independent of specific hardware or software. Except as 
specified in paragraphs (c) through (e) of this section, the records 
must be written in American Standard Code for Information Interchange 
(ASCII) or Extended Binary Coded Decimal Interchange Code (EBCDIC) with 
all control characters and other non-data characters removed. Consult 
NARA about electronic records in other formats, by mail at National 
Archives and Records Administration; Electronic Records Division (RDE); 
8601 Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected].
* * * * *
    (3) Agencies interested in transferring scheduled electronic 
records using a Tape Archive (TAR) utility must contact NARA to 
initiate transfer discussions, by mail at National Archives and Records 
Administration; Electronic Records Division (RDE); 8601 Adelphi Road; 
College Park, MD 20740-6001, or by email at [email protected].
* * * * *
    (e) Electronic mail, scanned images of textual records, portable 
document format records, digital photographic records, and web content 
records. For guidance on transferring these records to NARA, agencies 
should consult the transfer requirements available online at https://www.archives.gov/records-mgmt/policy/transfer-guidance.html or upon 
request from NARA, by mail at National Archives and Records 
Administration; Electronic Records Division (RDE); 8601 Adelphi Road; 
College Park, MD 20740-6001, or by email at [email protected].

PART 1237--AUDIOVISUAL, CARTOGRAPHIC, AND RELATED RECORDS 
MANAGEMENT

0
47. The authority citation for part 1237 continues to read as follows:

    Authority:  44 U.S.C. 2904 and 3101.


0
48. Amend Sec.  1237.3 by revising paragraph (a), removing paragraph 
(b), redesignating paragraphs (c) through (f) as paragraphs (b) through 
(e), and revising the introductory text of newly redesignated paragraph 
(e) to read as follows:


Sec.  1237.3   What standards are incorporated by reference in this 
part?

    (a) NARA incorporates certain material by reference into this part 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that 
specified in this section, NARA must publish a document in the Federal 
Register and the material must be available to the public. You may 
inspect all approved material incorporated by reference at NARA's 
textual research room, located at National Archives and Records 
Administration; 8601 Adelphi Road; Room 2000; College Park, MD 20740-
6001. To arrange to inspect this approved material at NARA, contact 
NARA's Regulation Comments Desk (Strategy and Performance Division 
(MP)) by email at [email protected] or by telephone at 
301.837.3151. All approved material is also available from the sources 
listed below. You may also inspect approved material at the Office of 
the Federal Register (OFR). For information on the availability of this 
material at the OFR, call 202.741.6000 or go to http://www.archives.gov/federal_register/cfr/ibr-locations.html.
* * * * *
    (e) The following standards are not available from the original 
publisher or a standards reseller. To inspect the standards at a NARA 
location other than the NARA facility in College Park, MD, or the 
Office of the Federal Register, contact NARA's Regulations Comment Desk 
as provided in paragraph (a) of this section.
* * * * *


Sec.  1237.22  [Amended]

0
49. Amend Sec.  1237.22(f) by removing the words ``the National 
Archives and Records Administration, Preservation Programs, (NWT), 8601 
Adelphi Road, College Park, MD 20740, phone number (301) 837-1785 for 
preservation, storage, and treatment options'' and adding in their 
place the words ``NARA for preservation, storage, and treatment 
options, by mail at National Archives and Records Administration; 
Preservation Programs (RX); 8601 Adelphi Road; College Park, MD 20740-
6001.''

0
50. Amend Sec.  1237.28 by revising the second sentence of paragraph 
(b) to read as follows:


Sec.  1237.28   What special concerns apply to digital photographs?

* * * * *
    (b) * * * Request additional information and assistance from NARA, 
by mail at National Archives and Records Administration; Special Media 
Records Division (RDS); 8601 Adelphi Road; College Park, MD 20740-6001, 
or by email at [email protected].
* * * * *


Sec.  1237.30  [Amended]

0
51. Amend Sec.  1237.30 as follows:
0
a. In paragraphs (a)(2), removing the words ``the National Archives and 
Records Administration, Modern Records Program (NWM), 8601 Adelphi 
Road, College Park, MD 20740, phone number (301) 837-1738'' and adding 
in their place the words ``NARA, by mail at National Archives and 
Records Administration; Special Media Records Division (RDS); 8601 
Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected] (for photographs) or 
[email protected] (for motion picture film).''
0
b. In paragraph (b), removing the words ``Agencies must notify the 
National Archives and Records Administration, Modern Records Program 
(NWM), 8601 Adelphi Road, College Park, MD 20740, phone number (301) 
837-1738'' and adding in their place the words ``Notify NARA, by mail 
at National Archives and Records Administration; Special Media Records 
Division (RDS); 8601 Adelphi Road; College Park, MD 20740-6001, or by 
email at [email protected] (for photographs) or 
[email protected] (for motion picture film).''

PART 1238--MICROFORMS RECORDS MANAGEMENT

0
52. The authority citation for part 1238 continues to read as follows:

    Authority:  44 U.S.C. chapters 29 and 33.


0
53. Amend Sec.  1238.5 by revising paragraph (a), removing paragraph 
(b), and redesignating paragraphs (c) through (e) as paragraph (b) 
through (d) to read as follows:


Sec.  1238.5   What publications are incorporated by reference in this 
part?

    (a) NARA incorporates certain material by reference into this part 
with the approval of the Director of the Federal Register under 5 
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that 
specified in this section, NARA must publish a document in the Federal 
Register and the material must be available to the public. You may 
inspect all approved material incorporated by reference at NARA's 
textual research room, located at National Archives and Records 
Administration; 8601 Adelphi Road; Room 2000; College Park, MD 20740-

[[Page 13658]]

6001. To arrange to inspect this approved material at NARA, contact 
NARA's Regulation Comments Desk (Strategy and Performance Division 
(MP)) by email at [email protected] or by telephone at 
301.837.3151. All approved material is also available from the sources 
listed below. You may also inspect approved material at the Office of 
the Federal Register (OFR). For information on the availability of this 
material at the OFR, call 202.741.6000 or go to http://www.archives.gov/federal_register/cfr/ibr-locations.html.
* * * * *

PART 1239--PROGRAM ASSISTANCE AND INSPECTIONS

0
54. The authority citation for part 1239 continues to read as follows:

    Authority:  44 U.S.C. 2904 and 2906.


0
55. Revise Sec.  1239.12 to read as follows:


Sec.  1239.12   Whom may agencies contact to request program 
assistance?

    For information or assistance in any of the areas covered by this 
subchapter, agencies may contact NARA by mail at National Archives and 
Records Administration; Office of the Chief Records Officer (AC); 8601 
Adelphi Road; College Park, MD 20740-6001, or by email at 
[email protected].

David S. Ferriero,
Archivist of the United States.
[FR Doc. 2018-06174 Filed 3-29-18; 8:45 am]
BILLING CODE 7515-01-P



                                           13652               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations

                                              (2) That you may submit to ABMC a                      (d) You may request that a copying fee              NATIONAL ARCHIVES AND RECORDS
                                           concise statement setting forth the                     not be charged or, alternatively, be                  ADMINISTRATION
                                           reasons for your disagreement as to the                 reduced, by submitting a written
                                           disputed record. Under the procedures                   petition to ABMC’s General Counsel                    36 CFR Parts 1220, 1223, 1225, 1226,
                                           set forth in paragraph (f) of this section,             (see § 407.3) asserting that you are                  1227, 1228, 1229, 1230, 1231, 1232,
                                           your statement will be disclosed                        indigent. If the General Counsel                      1233, 1234, 1235, 1237, 1238, and 1239
                                           whenever the disputed record is                         determines, based on the petition, that
                                           disclosed; and                                                                                                [FDMS No. NARA–18–0002; NARA–2018–
                                                                                                   you are indigent and that ABMC’s                      025]
                                              (3) That you may seek judicial review
                                                                                                   resources permit a waiver of all or part
                                           of the Secretary’s determination under 5                                                                      RIN 3095–AB95
                                                                                                   of the fee, the General Counsel may, in
                                           U.S.C. 552a(g)(1).
                                              (f) Whenever you submit a statement                  his or her discretion, waive or reduce
                                                                                                                                                         Records Management
                                           of disagreement to ABMC in accordance                   the copying fee.
                                           with paragraph (e)(2) of this section, the                (e) All fees shall be paid before any               AGENCY: National Archives and Records
                                           record will be annotated to indicate that               copying request is undertaken.                        Administration (NARA).
                                           it is disputed. In any subsequent                       Payments shall be made by check or                    ACTION: Direct final rule.
                                           disclosure, a copy of your statement of                 money order payable to ‘‘American
                                           disagreement will be disclosed with the                 Battle Monuments Commission.’’                        SUMMARY:    NARA is revising these
                                           record. If ABMC deems it appropriate, a                                                                       regulations to make administrative
                                           concise statement of the Secretary’s                    § 407.9 Procedures for maintaining                    changes, such as updating office names
                                           reasons for denying your appeal also                    accounts of disclosures made by ABMC                  and organizational codes, updating
                                           may be disclosed with the record. While                 from its systems of records.                          URLs, and updating links to NARA’s
                                           you will have access to this statement of                                                                     records management web pages, to
                                                                                                      (a) The Office of the General Counsel
                                           the Secretary’s reasons for denying your                                                                      reflect organizational and contact
                                                                                                   shall maintain a log containing the date,
                                           appeal, such statement will not be                                                                            changes, and revising the incorporation
                                                                                                   nature, and purpose of each disclosure                by reference language to make it
                                           subject to correction or amendment.                     of a record to any person or to another
                                           Where an accounting was made of prior                                                                         consistent with newer regulations and
                                                                                                   agency. Such accounting also shall                    to reflect contact changes.
                                           disclosures of the record, all previous                 contain the name and address of the
                                           recipients of the record will be provided                                                                     DATES: This rule is effective on April 30,
                                                                                                   person or agency to whom each
                                           a copy of your statement of                                                                                   2018 without further notice, unless we
                                                                                                   disclosure was made. This log need not                receive adverse written comment that
                                           disagreement, as well as any statement
                                           of the Secretary’s reasons for denying                  include disclosures made to ABMC                      warrants revision by April 19, 2018. If
                                           your appeal deemed appropriate.                         employees in the course of their official             we receive such comments, we will
                                                                                                   duties, or pursuant to the provisions of              publish a timely withdrawal of the
                                           § 407.8 Fees charged to locate, review, or              the Freedom of Information Act (5                     direct final rule in the Federal Register.
                                           copy records.                                           U.S.C. 552).                                          ADDRESSES: You may submit comments,
                                             (a) ABMC will charge no fees for                         (b) ABMC will retain the accounting                identified by RIN 3095–AB95, by email
                                           search time or for any other time
                                                                                                   of each disclosure for at least five years            at regulation_comments@nara.gov, or by
                                           expended by ABMC to review a record.
                                                                                                   after the disclosure for which the                    mail to the External Policy Program
                                           However, ABMC may charge fees where
                                                                                                   accounting is made or for the life of the             Manager; Strategy Division (MP), Suite
                                           you request that a copy be made of a
                                                                                                   record that was disclosed, whichever is               4100; National Archives and Records
                                           record to which you have been granted
                                                                                                   longer.                                               Administration; 8601 Adelphi Road;
                                           access. Where a copy of the record must
                                                                                                      (c) ABMC will make the accounting of               College Park, MD 20740–6001.
                                           be made in order to provide access to
                                           the record (e.g., computer printout                     disclosures of a record pertaining to you             FOR FURTHER INFORMATION CONTACT:
                                           where no screen reading is available),                  available to you at your request. Such a              Kimberly Keravuori, by email at
                                           the copy will be made available to you                  request should be made in accordance                  regulation_comments@nara.gov, or by
                                           without cost.                                           with the procedures set forth in § 407.4.             telephone at 301–837–3151.
                                             (b) Copies of records made by                         This paragraph (c) does not apply to                  SUPPLEMENTARY INFORMATION:
                                           photocopy or similar process will be                    disclosures made for law enforcement                  Regulatory Review Information
                                           charged to you at the rate of $0.15 per                 purposes under 5 U.S.C. 552a(b)(7).
                                           page. Where records are not susceptible                                                                         This rule is not a significant
                                           to photocopying (e.g., punch cards,                       Dated: March 27, 2018.                              regulatory action for the purposes of
                                           magnetic tapes, or oversize materials),                 Robert J. Dalessandro,                                E.O. 12866 and a significance
                                           you will be charged actual cost as                      Deputy Secretary, ABMC.                               determination was requested from the
                                           determined on a case-by-case basis.                     [FR Doc. 2018–06528 Filed 3–29–18; 8:45 am]           Office of Management and Budget
                                           Copying fees will not be charged if the                 BILLING CODE 6120–01–P
                                                                                                                                                         (OMB). It is also not a major rule as
                                           cost of collecting a fee would be equal                                                                       defined in 5 U.S.C. Chapter 8,
                                           to or greater than the fee itself. Copying                                                                    Congressional Review of Agency
                                           fees for contemporaneous requests by                                                                          Rulemaking. As a result, this rule is also
                                           the same individual shall be aggregated                                                                       not subject to deregulatory requirements
                                           to determine the total fee.                                                                                   contained in E.O. 13771. As required by
                                             (c) Special and additional services                                                                         the Regulatory Flexibility Act, we
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                                           provided at your request, such as                                                                             certify that this rule will not have a
                                           certification or authentication, postal                                                                       significant impact on a substantial
                                           insurance, and special mailing                                                                                number of small entities; it simply
                                           arrangement costs, will be charged to                                                                         updates contact, office, and agency
                                           you at the rates set forth in § 404.7(e) of                                                                   online site information to reflect
                                           this chapter.                                                                                                 organizational changes. This rule also


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                                                               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations                                           13653

                                           does not have any Federalism                              Authority: 44 U.S.C. 3101; E.O. 12656, 53           Administration; Office of the Chief
                                           implications.                                           FR 47491, 3 CFR, 1988 Comp., p. 585; E.O.             Records Officer (AC); 8601 Adelphi
                                             This rule is effective upon publication               13231, 66 FR 53063, 3 CFR, 2001 Comp., p.             Road; College Park, MD 20740–6001, or
                                           for good cause as permitted by the                      805.                                                  by email at RM.Communications@
                                           Administrative Procedure Act (5 U.S.C.                  ■   5. Revise § 1223.4 to read as follows:            nara.gov.’’
                                           553(d)(3)). NARA believes that a public
                                           comment period is unnecessary as this                   § 1223.4 What publications are                        § 1225.26   [Amended]
                                                                                                   incorporated by reference in this part?
                                           rule merely makes minor administrative                                                                        ■ 8. Amend § 1225.26(d) by removing
                                           updates to reflect NARA organizational                     (a) NARA incorporates certain                      the words ‘‘the National Archives and
                                           changes.                                                material by reference into this part with             Records Administration, Modern
                                                                                                   the approval of the Director of the                   Records Programs (NWM), 8601
                                           List of Subjects                                        Federal Register under 5 U.S.C. 552(a)                Adelphi Road, College Park, MD 20740–
                                           36 CFR Parts 1220, 1225, 1226, 1227,                    and 1 CFR part 51. To enforce any                     6001, phone number (301) 837–1738’’
                                           1228, 1229, 1230, 1231, 1232, 1233,                     edition other than that specified in this             and adding in their place the words
                                           1238, and 1239                                          section, NARA must publish a                          ‘‘NARA, by mail at National Archives
                                                                                                   document in the Federal Register and                  and Records Administration; Office of
                                             Archives and records, Records
                                                                                                   the material must be available to the                 the Chief Records Officer (AC); 8601
                                           management.
                                                                                                   public. You may inspect all approved                  Adelphi Road; College Park, MD 20740–
                                           36 CFR Parts 1223, 1234, 1235, and                      material incorporated by reference at                 6001, or by email at
                                           1237                                                    NARA’s textual research room, located                 RM.Communications@nara.gov.’’
                                             Archives and records, Incorporation                   at National Archives and Records
                                           by reference, Records management.                       Administration; 8601 Adelphi Road;                    PART 1226—IMPLEMENTING
                                             For the reasons stated in the                         Room 2000; College Park, MD 20740–                    DISPOSITION
                                           preamble, NARA amends 36 CFR parts                      6001. To arrange to inspect this
                                                                                                   approved material at NARA, contact                    ■ 9. The authority citation for part 1226
                                           1220, 1223, 1225, 1226, 1227, 1228,                                                                           continues to read as follows:
                                           1229, 1230, 1231, 1232, 1233, 1234,                     NARA’s Regulation Comments Desk
                                           1235, 1237, 1238, and 1239 as follows:                  (Strategy and Performance Division                      Authority: 44 U.S.C. 2111, 2904, 3102, and
                                                                                                   (MP)) by email at regulation_                         3301.
                                           PART 1220—FEDERAL RECORDS;                              comments@nara.gov or by telephone at
                                                                                                                                                         § 1226.14   [Amended]
                                           GENERAL                                                 301.837.3151. All approved material is
                                                                                                   also available from the sources listed                ■ 10. Amend § 1226.14(e) by removing
                                           ■ 1. The authority citation for part 1220               below. You may also inspect approved                  the words ‘‘the National Archives and
                                           continues to read as follows:                           material at the Office of the Federal                 Records Administration, Modern
                                             Authority: 44 U.S.C. Chapters 21, 29, 31,             Register (OFR). For information on the                Records Programs (NWM), 8601
                                           and 33.                                                 availability of this material at the OFR,             Adelphi Road, College Park, MD 20740–
                                                                                                   call 202.741.6000 or go to http://                    6001, phone number (301) 837–1738’’
                                           ■   2. Revise § 1220.20 to read as follows:
                                                                                                   www.archives.gov/federal_register/cfr/                and adding in their place the words
                                           § 1220.20 What NARA acronyms are used                   ibr-locations.html.                                   ‘‘NARA, by mail at National Archives
                                           throughout this subchapter?                                (b) Federal Emergency Management                   and Records Administration; Office of
                                              As used in this subchapter—                          Agency (FEMA), Department of                          the Chief Records Officer (AC); 8601
                                              AC means Office of the Chief Records                 Homeland Security (DHS); P.O. Box                     Adelphi Road; College Park, MD 20740–
                                           Officer, which includes NARA records                    2012; 8231 Stayton Drive; Jessup, MD                  6001, or by email at
                                           management staff nationwide.                            20794–2012, phone number (800) 480–                   RM.Communications@nara.gov.’’
                                              ACRA means the Records Appraisal                     2520; https://www.fema.gov/guidance-
                                           and Agency Assistance Division.                                                                               § 1226.20   [Amended]
                                                                                                   directives.
                                              AFO means the Office of Operations                      (1) Federal Continuity Directive 1                 ■ 11. Amend § 1226.20(b) introductory
                                           (regional records services).                            (‘‘FCD 1’’): Federal Executive Branch                 text by removing the words ‘‘the
                                              B–AD means the Storage Coordination                  National Continuity Program and                       National Archives and Records
                                           and Logistics Office.                                   Requirements, February 2008, IBR                      Administration, Modern Records
                                              NARA means the National Archives                     approved for § 1223.14.                               Programs (NWM), 8601 Adelphi Road,
                                           and Records Administration.                                (2) [Reserved]                                     College Park, MD 20740–6001, phone
                                              RDE means the Electronic Records                                                                           number (301) 837–1738’’ and adding in
                                           Division.                                               PART 1225—SCHEDULING RECORDS                          their place the words ‘‘NARA, by mail
                                              RDS means the Special Media                                                                                at National Archives and Records
                                           Records Division.                                       ■ 6. The authority citation for part 1225             Administration; Office of the Chief
                                              RX means Preservation Programs.                      continues to read as follows:                         Records Officer (AC); 8601 Adelphi
                                              WNRC means the Washington
                                                                                                     Authority: 44 U.S.C. 2111, 2904, 2905,              Road; College Park, MD 20740–6001, or
                                           National Records Center.                                3102, and Chapter 33.                                 by email at RM.Communications@
                                           § 1220.34   [Amended]                                                                                         nara.gov.’’
                                                                                                   § 1225.24    [Amended]
                                           ■ 3. Amend § 1220.34 by removing the                                                                          § 1226.26   [Amended]
                                                                                                   ■ 7. Amend § 1225.24(a)(1) introductory
                                           abbreviation ‘‘(NWM)’’ and adding in its
                                                                                                   text by removing the words ‘‘the                      ■ 12. Amend § 1226.26(b) introductory
                                           place ‘‘(AC)’’ in three places in
                                                                                                   National Archives and Records                         text by removing the words ‘‘the
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                                           paragraphs (b) and (c).
                                                                                                   Administration, Modern Records                        National Archives and Records
                                           PART 1223—MANAGING VITAL                                Programs (NWM), 8601 Adelphi Road,                    Administration, Modern Records
                                           RECORDS                                                 College Park, MD 20740–6001, phone                    Programs (NWM), 8601 Adelphi Road,
                                                                                                   number 301–837–1738’’ and adding in                   College Park, MD 20740–6001, phone
                                           ■ 4. Revise the authority citation for part             their place the words ‘‘NARA, by mail                 number (301) 837–1738’’ and adding in
                                           1223 to read as follows:                                at National Archives and Records                      their place the words ‘‘NARA, by mail


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                                           13654               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations

                                           at National Archives and Records                        officer or other designee must                        the Chief Records Officer (AC); 8601
                                           Administration; Office of the Chief                     immediately notify NARA, by mail at                   Adelphi Road; College Park, MD 20740–
                                           Records Officer (AC); 8601 Adelphi                      National Archives and Records                         6001, or by email at
                                           Road; College Park, MD 20740–6001, or                   Administration; Office of the Chief                   RM.Communications@nara.gov.’’
                                           by email at RM.Communications@                          Records Officer (AC); 8601 Adelphi
                                           nara.gov.’’                                             Road; College Park, MD 20740–6001, or                 PART 1232—TRANSFER OF RECORDS
                                                                                                   by email at RM.Communication@                         TO RECORDS STORAGE FACILITIES
                                           PART 1227—GENERAL RECORDS                               nara.gov. The notice must describe the
                                           SCHEDULES                                               records, their location and quantity, and             ■ 24. The authority citation for part
                                                                                                   the nature of the menace.                             1232 continues to read as follows:
                                           ■ 13. The authority citation for part
                                                                                                   *     *     *     *    *                                  Authority: 44 U.S.C. 2907 and 3103.
                                           1227 continues to read as follows:
                                               Authority: 44 U.S.C. 3303a(d).                      § 1229.12    [Amended]                                § 1232.10    [Amended]
                                           ■ 14. Revise § 1227.14(a) to read as                    ■ 19. Amend § 1229.12(b) by removing                  ■ 25. Amend § 1232.10(a) by removing
                                           follows:                                                the words ‘‘the National Archives and                 the words ‘‘and also in the U.S.
                                                                                                   Records Administration, Modern                        Government Manual, which is for sale
                                           § 1227.14    How do I obtain copies of the              Records Programs (NWM), 8601                          from the Superintendent of Documents,
                                           GRS?                                                    Adelphi Road, College Park, MD 20740–                 U.S. Government Printing Office, Mail
                                             (a) The GRS and instructions for their                6001, phone number (301) 837–1738’’                   Stop: SSOP, Washington, DC 20402–
                                           use are available online at https://                    and adding in their place the words                   9328, and is available on the internet
                                           www.archives.gov.records-mgmt/grs.                      ‘‘NARA, by mail at National Archives                  from http://www.access.gpo.gov/nara/
                                           They are also available upon request by                 and Records Administration; Office of                 index.html’’ from the end of the
                                           email at GRS_Team@nara.gov or by                        the Chief Records Officer (AC); 8601                  paragraph.
                                           mail at National Archives and Records                   Adelphi Road; College Park, MD 20740–                 ■ 26. Revise § 1232.14(b) to read as
                                           Administration; Office of the Chief                     6001, or by email at
                                           Records Officer (AC); Attention: GRS                                                                          follows:
                                                                                                   RM.Communications@nara.gov.’’
                                           Team, Room 2100; 8601 Adelphi Road,                                                                           § 1232.14 What requirements must an
                                           College Park, MD 20740–6001.                            PART 1230—UNLAWFUL OR                                 agency meet before it transfers records to
                                           *     *    *     *     *                                ACCIDENTAL REMOVAL, DEFACING,                         a records storage facility?
                                                                                                   ALTERATION, OR DESTRUCTION OF                         *      *     *    *    *
                                           PART 1228—LOAN OF PERMANENT                             RECORDS                                                  (b) To transfer unscheduled records,
                                           AND UNSCHEDULED RECORDS                                                                                       notify NARA in writing prior to the
                                                                                                   ■ 20. The authority citation for part
                                                                                                   1230 continues to read as follows:                    transfer, by mail at National Archives
                                           ■ 15. The authority citation for part
                                                                                                                                                         and Records Administration; Office of
                                           1228 continues to read as follows:                          Authority: 44 U.S.C. 3105 and 3106.               the Chief Records Officer (AC); 8601
                                               Authority: 44 U.S.C. 2904.                                                                                Adelphi Road; College Park, MD 20740–
                                                                                                   § 1230.14    [Amended]
                                           § 1228.12    [Amended]                                                                                        6001, or by email at
                                                                                                   ■ 21. Amend § 1230.14 introductory text               RM.Communications@nara.gov. The
                                           ■ 16. Amend § 1228.12(c) by removing                    by removing the words ‘‘the National                  notification must identify the records
                                           the words ‘‘the National Archives and                   Archives and Records Administration,                  storage facility and include a copy of the
                                           Records Administration, Modern                          Modern Records Programs (NWM), 8601                   information required by § 1232.16(a).
                                           Records Programs (NWM), 8601                            Adelphi Road, College Park, MD 20740–
                                                                                                   6001, phone number 301–837–1738’’                     *      *     *    *    *
                                           Adelphi Road, College Park, MD 20740–
                                           6001, phone number (301) 837–1738’’                     and adding in their place the words                   ■ 27. Revise § 1232.16(b) introductory
                                           and adding in their place the words                     ‘‘NARA, by mail at National Archives                  text to read as follows:
                                           ‘‘NARA, by mail at National Archives                    and Records Administration; Office of                 § 1232.16 What documentation must an
                                           and Records Administration; Office of                   the Chief Records Officer (AC); 8601                  agency create before it transfers records to
                                           the Chief Records Officer (AC); 8601                    Adelphi Road; College Park, MD 20740–                 a records storage facility?
                                           Adelphi Road; College Park, MD 20740–                   6001, or by email at                                  *      *     *     *     *
                                           6001, or by email at                                    RM.Communications@nara.gov.’’
                                                                                                                                                            (b) In the case of permanent and
                                           RM.Communications@nara.gov.’’                                                                                 unscheduled records, provide copies of
                                                                                                   PART 1231—TRANSFER OF RECORDS
                                           PART 1229—EMERGENCY                                     FROM THE CUSTODY OF ONE                               such documentation to NARA and
                                           AUTHORIZATION TO DESTROY                                EXECUTIVE AGENCY TO ANOTHER                           advise NARA in writing of the new
                                           RECORDS                                                                                                       location whenever the records are
                                                                                                   ■ 22. The authority citation for part                 moved to a new storage facility. For
                                           ■ 17. The authority citation for part                   1231 continues to read as follows:                    permanent records, the agency must
                                           1229 continues to read as follows:                          Authority: 44 U.S.C. 2908.                        transmit this documentation to NARA
                                               Authority: 44 U.S.C. 3310 and 3311.                                                                       no later than 30 days after transferring
                                                                                                   § 1231.12    [Amended]                                records to the agency records center or
                                           ■ 18. Revise § 1229.10(a) to read as                                                                          commercial records storage facility.
                                                                                                   ■ 23. Amend § 1231.12 introductory text
                                           follows:                                                                                                      Transmit documentation by mail at
                                                                                                   by removing the words ‘‘the National
                                           § 1229.10 What steps must be taken when                 Archives and Records Administration,                  National Archives and Records
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                                           records are a continuing menace to health               Modern Records Programs (NWM), 8601                   Administration; Office of the Chief
                                           or life, or to property?                                Adelphi Road, College Park, MD 20740–                 Records Officer (AC); 8601 Adelphi
                                           *     *     *      *     *                              6001, phone number (301) 837–1738’’                   Road; College Park, MD 20740–6001, or
                                             (a) When an agency identifies records                 and adding in their place the words                   by email at RM.Communications@
                                           that pose a continuing menace to human                  ‘‘NARA, by mail at National Archives                  nara.gov.
                                           health or life, or to property, the records             and Records Administration; Office of                 *      *     *     *     *


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                                                               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations                                              13655

                                           PART 1233—TRANSFER, USE, AND                            § 1233.20 How are disposal clearances                    (g) The following standards are not
                                           DISPOSITION OF RECORDS IN A                             managed for records in NARA Federal                   available from the original publisher or
                                           NARA FEDERAL RECORDS CENTER                             Records Centers?                                      a standards reseller. To inspect the
                                                                                                   *      *     *     *    *                             standards at a NARA location other than
                                           ■ 28. The authority citation for part                      (e) For further guidance on records                the NARA facility in College Park, MD,
                                           1233 continues to read as follows:                      disposition, consult the NARA Federal                 or the Office of the Federal Register,
                                               Authority: 44 U.S.C. 2907 and 3103.                 Records Centers Program website                       contact NARA’s Regulations Comment
                                                                                                   (http://www.archives.gov/frc/                         Desk as provided in paragraph (a) of this
                                           ■ 29. Revise § 1233.10(e) to read as                    toolkit.html#disposition). Request                    section.
                                           follows:                                                current NARA publications and                         *      *    *     *    *
                                           § 1233.10 How does an agency transfer                   bulletins by contacting an individual
                                                                                                                                                         ■ 35. Amend § 1234.10 by revising the
                                           records to a NARA Federal Records                       NARA Federal Records Center (contact
                                                                                                                                                         last sentence of paragraph (a)(2) and
                                           Center?                                                 information at http://www.archives.gov/
                                                                                                                                                         paragraph (i)(3) to read as follows:
                                           *      *     *     *    *                               frc/locations.html) or the FRCP, by mail
                                              (e) For further guidance on                          at National Archives and Records                      § 1234.10 What are the facility
                                           transferring records to a NARA Federal                  Administration; Federal Records                       requirements for all records storage
                                           Records Center, consult the NARA                        Centers Program (AF); 8601 Adelphi                    facilities?
                                           Federal Records Centers Program                         Road; College Park, MD 20740–6001, or                    (a) * * *
                                           website (http://www.archives.gov/frc/                   by phone at 301.837.2950.                                (2) * * * Submit waiver requests to
                                           toolkit.html#transfer). Request current                                                                       NARA by mail at National Archives and
                                           NARA publications and bulletins by                      PART 1234—FACILITY STANDARDS                          Records Administration; Storage
                                           contacting an individual NARA Federal                   FOR RECORDS STORAGE FACILITIES                        Coordination and Logistics (B–AD);
                                           Records Center (contact information at                                                                        8601 Adelphi Road; College Park, MD
                                                                                                   ■ 33. The authority citation for part                 20740–6001.
                                           http://www.archives.gov/frc/
                                                                                                   1234 continues to read as follows:
                                           locations.html), or the FRCP by mail at                                                                       *      *     *   *     *
                                           National Archives and Records                             Authority: 44 U.S.C. 2104(a), 2904, 2907,              (i) * * *
                                           Administration; Federal Records                         3102, and 3103.                                          (3) Compact mobile shelving systems
                                           Centers Program (AF); 8601 Adelphi                      ■ 34. Amend § 1234.3 by revising                      (if used) must be designed to permit
                                           Road; College Park, MD 20740–6001, or                   paragraph (a), removing paragraph (b),                proper air circulation and fire
                                           by phone at 301.837.2950.                               redesignating paragraphs (c) through (h)              protection. Request detailed
                                                                                                   as paragraphs (b) through (g), and                    specifications that meet this
                                           § 1233.12    [Amended]
                                                                                                   revising the introductory text of newly               requirement from NARA by mail at
                                           ■ 30. Amend § 1233.12 by removing the                   redesignated paragraph (g) to read as                 National Archives and Records
                                           words ‘‘National Archives and Records                   follows:                                              Administration; Storage Coordination
                                           Administration, Office of Regional                                                                            and Logistics (B–AD); 8601 Adelphi
                                           Records Services, 8601 Adelphi Road,                    § 1234.3 What publications are                        Road; College Park, MD 20740–6001.
                                           College Park, MD or phone (301) 837–                    incorporated by reference in this part?
                                                                                                                                                         *      *     *   *     *
                                           2950’’ and adding in their place the                       (a) NARA incorporates certain
                                           words ‘‘NARA, by mail at National                       material by reference into this part with             § 1234.22   [Amended]
                                           Archives and Records Administration;                    the approval of the Director of the                   ■  36. Amend § 1234.22(b) by removing
                                           Federal Records Centers Program (AF);                   Federal Register under 5 U.S.C. 552(a)                the words ‘‘the Director, Space and
                                           8601 Adelphi Road; College Park, MD                     and 1 CFR part 51. To enforce any                     Security Management Division (NAS),
                                           20740–6001, or by phone at                              edition other than that specified in this             National Archives and Records
                                           301.837.2950.’’                                         section, NARA must publish a                          Administration, 8601 Adelphi Rd.,
                                           ■ 31. Revise § 1233.18(e) to read as                    document in the Federal Register and                  College Park, MD 20740–6001, phone
                                           follows:                                                the material must be available to the                 number (301) 837–1867’’ and adding in
                                                                                                   public. You may inspect all approved                  their place the words ‘‘NARA by mail at
                                           § 1233.18 What reference procedures are                 material incorporated by reference at                 National Archives and Records
                                           used in NARA Federal Records Centers?                   NARA’s textual research room, located                 Administration; Storage Coordination
                                           *     *     *     *    *                                at National Archives and Records                      and Logistics (B–AD); 8601 Adelphi
                                             (e) For further guidance on requesting                Administration; 8601 Adelphi Road;                    Road; College Park, MD 20740–6001.’’
                                           records from a NARA Federal Records                     Room 2000; College Park, MD 20740–
                                                                                                                                                         ■ 37. Amend § 1234.30 by revising the
                                           Center, consult the NARA Federal                        6001. To arrange to inspect this
                                           Records Centers Program website                         approved material at NARA, contact                    first sentence of paragraph (c) and the
                                           (http://www.archives.gov/frc/                           NARA’s Regulation Comments Desk                       fourth sentence of paragraph (e) to read
                                           toolkit.html#retrieval). Request current                (Strategy and Performance Division                    as follows:
                                           NARA publications and bulletins by                      (MP)) by email at regulation_                         § 1234.30 How does an agency request
                                           contacting an individual NARA Federal                   comments@nara.gov or by telephone at                  authority to establish or relocate records
                                           Records Center (contact information at                  301.837.3151. All approved material is                storage facilities?
                                           http://www.archives.gov/frc/                            also available from the sources listed                *     *    *     *     *
                                           locations.html), or the FRCP by mail at                 below. You may also inspect approved                    (c) * * * Submit requests for
                                           National Archives and Records                           material at the Office of the Federal                 authority to establish or relocate an
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                                           Administration; Federal Records                         Register (OFR). For information on the                agency records center, or to use an
                                           Centers Program (AF); 8601 Adelphi                      availability of this material at the OFR,             agency records center operated by
                                           Road; College Park, MD 20740–6001, or                   call 202.741.6000 or go to http://                    another agency, to NARA by mail at
                                           by phone at 301.837.2950.                               www.archives.gov/federal_register/cfr/                National Archives and Records
                                           ■ 32. Revise § 1233.20(e) to read as                    ibr-locations.html.                                   Administration; Storage Coordination
                                           follows:                                                *      *    *     *    *                              and Logistics (B–AD); 8601 Adelphi


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                                           13656               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations

                                           Road; College Park, MD 20740–6001.                      call 202.741.6000 or go to http://                      (b) For guidance on transferring
                                           * * *                                                   www.archives.gov/federal_register/cfr/                electronic records other than those
                                           *     *    *    *    *                                  ibr-locations.html.                                   covered in this subpart, consult NARA,
                                             (e) * * * Send documentation to                       *      *    *     *     *                             by mail at National Archives and
                                           NARA by mail at National Archives and                      (d) The following standards are not                Records Administration; Electronic
                                           Records Administration; Storage                         available from the original publisher or              Records Division (RDE); 8601 Adelphi
                                           Coordination and Logistics (B–AD);                      a standards reseller. To inspect the                  Road; College Park, MD 20740–6001, or
                                           8601 Adelphi Road; College Park, MD                     standards at a NARA location other than               by email at etransfers@nara.gov.
                                           20740–6001. * * *                                       the NARA facility in College Park, MD,                  (c) When transferring digital
                                                                                                   or the Office of the Federal Register,                photographs and their accompanying
                                           § 1234.32    [Amended]                                                                                        metadata, consult NARA, by mail at
                                                                                                   contact NARA’s Regulations Comment
                                           ■ 38. Amend § 1234.32(a) introductory                                                                         National Archives and Records
                                                                                                   Desk as provided in paragraph (a) of this
                                           text by removing the words ‘‘the                                                                              Administration; Special Media Records
                                                                                                   section.
                                           Director, Space and Security                                                                                  Division (RDS); 8601 Adelphi Road;
                                           Management Division (NAS), National                     *      *    *     *     *                             College Park, MD 20740–6001, or by
                                           Archives and Records Administration,                    ■ 41. Amend § 1235.14(b) introductory                 email at stillpix.accessions@nara.gov.
                                           8601 Adelphi Road, College Park, MD                     text by removing the words ‘‘submit to                ■ 44. Revise § 1235.46(d) introductory
                                           20740–6001, phone number (301) 837–                     the National Archives and Records                     text to read as follows:
                                           1867’’ and adding in their place the                    Administration, Modern Records
                                           words ‘‘NARA, by mail at National                       Programs (NWM), 8601 Adelphi Road,                    § 1235.46 What electronic media may be
                                                                                                   College Park, MD 20740–6001, phone                    used for transferring records to the National
                                           Archives and Records Administration;                                                                          Archives of the United States?
                                           Storage Coordination and Logistics (B–                  number (301) 837–1738, a written
                                           AD); 8601 Adelphi Road; College Park,                   request certifying continuing need’’ and              *      *     *    *     *
                                           MD 20740–6001.’’                                        adding in their place the words ‘‘submit                 (d) File Transfer Protocol. Agencies
                                                                                                   a request certifying continuing need to               may use File Transfer Protocol (FTP) to
                                           PART 1235—TRANSFER OF RECORDS                           NARA, by mail at National Archives                    transfer permanent electronic records to
                                           TO THE NATIONAL ARCHIVES OF THE                         and Records Administration; Office of                 the National Archives of the United
                                           UNITED STATES                                           the Chief Records Officer (AC); 8601                  States only with NARA’s approval.
                                                                                                   Adelphi Road; College Park, MD 20740–                 Several important factors may limit the
                                           ■ 39. The authority citation for part                                                                         use of FTP as a transfer method,
                                                                                                   6001, or by email at permanentrecords@
                                           1235 continues to read as follows:                                                                            including the number of records, record
                                                                                                   nara.gov.’’
                                               Authority: 44 U.S.C. 2107 and 2108.                                                                       file size, and available bandwidth.
                                                                                                   ■ 42. Amend § 1235.42 as follows:                     Agencies must contact NARA, by mail
                                           ■ 40. Amend § 1235.4 by revising                        ■ a. In paragraph (b)(2), removing the
                                           paragraph (a), removing paragraph (b),                                                                        at National Archives and Records
                                                                                                   words ‘‘the National Archives and                     Administration; Special Media Records
                                           redesignating paragraphs (c) through (e)
                                                                                                   Records Administration, Special Media                 Division (RDS); 8601 Adelphi Road;
                                           as paragraphs (b) through (d), and
                                                                                                   Archives Services Division, (NWCS),                   College Park, MD 20740–6001, or by
                                           revising the introductory text of newly
                                                                                                   8601 Adelphi Road, College Park, MD                   email at stillpix.accessions@nara.gov
                                           redesignated paragraph (d) to read as
                                                                                                   20740, phone number (301) 837–2903’’                  (for digital photographs) or
                                           follows:
                                                                                                   and adding in their place the words                   mopix.accessions@nara.gov (for
                                           § 1235.4 What publications are                          ‘‘NARA, by mail at National Archives                  electronic audiovisual records). For all
                                           incorporated by reference in this part?                 and Records Administration; Special                   other electronic records formats, contact
                                              (a) NARA incorporates certain                        Media Records Division (RDS); 8601                    NARA to initiate the transfer
                                           material by reference into this part with               Adelphi Road; College Park, MD 20740–                 discussions, by mail at National
                                           the approval of the Director of the                     6001, or by email at mopix.accessions@                Archives and Records Administration;
                                           Federal Register under 5 U.S.C. 552(a)                  nara.gov.’’                                           Electronic Records Division (RDE); 8601
                                           and 1 CFR part 51. To enforce any                       ■ b. In paragraph (f)(1), removing the                Adelphi Road; College Park, MD 20740–
                                           edition other than that specified in this               words ‘‘the National Archives and                     6001, or by email at etransfers@
                                           section, NARA must publish a                            Records Administration, Special Media                 nara.gov. Each transfer of electronic
                                           document in the Federal Register and                    Archives Services Division (NWCS),                    records via FTP must be preceded with
                                           the material must be available to the                   8601 Adelphi Road, College Park, MD                   a signed SF 258 sent to RDE.
                                           public. You may inspect all approved                    20740, phone number (301) 837–2903,                   *      *     *    *     *
                                           material incorporated by reference at                   concerning transfer of’’ and adding in
                                                                                                                                                         ■ 45. Revise § 1235.48(e)(2) to read as
                                           NARA’s textual research room, located                   their place the words ‘‘NARA, by mail
                                                                                                                                                         follows:
                                           at National Archives and Records                        at National Archives and Records
                                           Administration; 8601 Adelphi Road;                      Administration; Special Media Records                 § 1235.48 What documentation must
                                           Room 2000; College Park, MD 20740–                      Division (RDS); 8601 Adelphi Road;                    agencies transfer with electronic records?
                                           6001. To arrange to inspect this                        College Park, MD 20740–6001, or by                    *      *    *     *    *
                                           approved material at NARA, contact                      email at mopix.accessions@nara.gov (for                  (e) * * *
                                           NARA’s Regulation Comments Desk                         audiovisual records) and                                 (2) Guidance on the documentation
                                           (Strategy and Performance Division                      stillpix.accessions@nara.gov (for                     for electronic records in these formats is
                                           (MP)) by email at regulation_                           photographic records), about                          available online at http://
                                           comments@nara.gov or by telephone at                    transferring.’’                                       www.archives.gov/records-mgmt/policy/
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                                           301.837.3151. All approved material is                  ■ 43. Revise § 1235.44(b) and (c) to read             transfer-guidance.html or by contacting
                                           also available from the sources listed                  as follows:                                           NARA, by mail at National Archives
                                           below. You may also inspect approved                                                                          and Records Administration; Electronic
                                           material at the Office of the Federal                   § 1235.44 What general transfer                       Records Division (RDE); 8601 Adelphi
                                           Register (OFR). For information on the                  requirements apply to electronic records?             Road; College Park, MD 20740–6001, or
                                           availability of this material at the OFR,               *      *      *      *       *                        by email at etransfers@nara.gov.


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                                                               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations                                             13657

                                           ■ 46. Revise § 1235.50(a)(1) and (3) and                § 1237.3 What standards are incorporated              by mail at National Archives and
                                           (e) to read as follows:                                 by reference in this part?                            Records Administration; Special Media
                                                                                                      (a) NARA incorporates certain                      Records Division (RDS); 8601 Adelphi
                                           § 1235.50 What specifications and                       material by reference into this part with             Road; College Park, MD 20740–6001, or
                                           standards for transfer apply to electronic              the approval of the Director of the                   by email at stillpix.accessions@nara.gov.
                                           records?
                                                                                                   Federal Register under 5 U.S.C. 552(a)                *    *     *      *     *
                                              (a) General. (1) Agencies must transfer              and 1 CFR part 51. To enforce any
                                           electronic records in a format that is                  edition other than that specified in this             § 1237.30    [Amended]
                                           independent of specific hardware or                     section, NARA must publish a                          ■ 51. Amend § 1237.30 as follows:
                                           software. Except as specified in                        document in the Federal Register and                  ■ a. In paragraphs (a)(2), removing the
                                           paragraphs (c) through (e) of this                      the material must be available to the                 words ‘‘the National Archives and
                                           section, the records must be written in                 public. You may inspect all approved                  Records Administration, Modern
                                           American Standard Code for                              material incorporated by reference at                 Records Program (NWM), 8601 Adelphi
                                           Information Interchange (ASCII) or                      NARA’s textual research room, located                 Road, College Park, MD 20740, phone
                                           Extended Binary Coded Decimal                           at National Archives and Records                      number (301) 837–1738’’ and adding in
                                           Interchange Code (EBCDIC) with all                      Administration; 8601 Adelphi Road;                    their place the words ‘‘NARA, by mail
                                           control characters and other non-data                   Room 2000; College Park, MD 20740–                    at National Archives and Records
                                           characters removed. Consult NARA                        6001. To arrange to inspect this                      Administration; Special Media Records
                                           about electronic records in other                       approved material at NARA, contact                    Division (RDS); 8601 Adelphi Road;
                                           formats, by mail at National Archives                   NARA’s Regulation Comments Desk                       College Park, MD 20740–6001, or by
                                           and Records Administration; Electronic                  (Strategy and Performance Division                    email at stillpix.accessions@nara.gov
                                           Records Division (RDE); 8601 Adelphi                    (MP)) by email at regulation_                         (for photographs) or mopix.accessions@
                                           Road; College Park, MD 20740–6001, or                   comments@nara.gov or by telephone at                  nara.gov (for motion picture film).’’
                                           by email at etransfers@nara.gov.                        301.837.3151. All approved material is                ■ b. In paragraph (b), removing the
                                                                                                   also available from the sources listed                words ‘‘Agencies must notify the
                                           *      *     *    *     *                               below. You may also inspect approved                  National Archives and Records
                                              (3) Agencies interested in transferring              material at the Office of the Federal                 Administration, Modern Records
                                           scheduled electronic records using a                    Register (OFR). For information on the                Program (NWM), 8601 Adelphi Road,
                                           Tape Archive (TAR) utility must contact                 availability of this material at the OFR,             College Park, MD 20740, phone number
                                           NARA to initiate transfer discussions,                  call 202.741.6000 or go to http://                    (301) 837–1738’’ and adding in their
                                           by mail at National Archives and                        www.archives.gov/federal_register/cfr/                place the words ‘‘Notify NARA, by mail
                                           Records Administration; Electronic                      ibr-locations.html.                                   at National Archives and Records
                                           Records Division (RDE); 8601 Adelphi                    *      *    *     *    *                              Administration; Special Media Records
                                           Road; College Park, MD 20740–6001, or                      (e) The following standards are not                Division (RDS); 8601 Adelphi Road;
                                           by email at etransfers@nara.gov.                        available from the original publisher or              College Park, MD 20740–6001, or by
                                           *      *     *    *     *                               a standards reseller. To inspect the                  email at stillpix.accessions@nara.gov
                                                                                                   standards at a NARA location other than               (for photographs) or mopix.accessions@
                                              (e) Electronic mail, scanned images of               the NARA facility in College Park, MD,                nara.gov (for motion picture film).’’
                                           textual records, portable document                      or the Office of the Federal Register,
                                           format records, digital photographic                    contact NARA’s Regulations Comment                    PART 1238—MICROFORMS RECORDS
                                           records, and web content records. For                   Desk as provided in paragraph (a) of this             MANAGEMENT
                                           guidance on transferring these records                  section.
                                           to NARA, agencies should consult the                                                                          ■ 52. The authority citation for part
                                                                                                   *      *    *     *    *                              1238 continues to read as follows:
                                           transfer requirements available online at
                                           https://www.archives.gov/records-                       § 1237.22    [Amended]                                    Authority: 44 U.S.C. chapters 29 and 33.
                                           mgmt/policy/transfer-guidance.html or                   ■ 49. Amend § 1237.22(f) by removing
                                           upon request from NARA, by mail at                                                                            ■ 53. Amend § 1238.5 by revising
                                                                                                   the words ‘‘the National Archives and                 paragraph (a), removing paragraph (b),
                                           National Archives and Records                           Records Administration, Preservation                  and redesignating paragraphs (c)
                                           Administration; Electronic Records                      Programs, (NWT), 8601 Adelphi Road,                   through (e) as paragraph (b) through (d)
                                           Division (RDE); 8601 Adelphi Road;                      College Park, MD 20740, phone number                  to read as follows:
                                           College Park, MD 20740–6001, or by                      (301) 837–1785 for preservation, storage,
                                           email at etransfers@nara.gov.                           and treatment options’’ and adding in                 § 1238.5 What publications are
                                                                                                   their place the words ‘‘NARA for                      incorporated by reference in this part?
                                           PART 1237—AUDIOVISUAL,                                                                                           (a) NARA incorporates certain
                                                                                                   preservation, storage, and treatment
                                           CARTOGRAPHIC, AND RELATED                                                                                     material by reference into this part with
                                                                                                   options, by mail at National Archives
                                           RECORDS MANAGEMENT                                      and Records Administration;                           the approval of the Director of the
                                                                                                   Preservation Programs (RX); 8601                      Federal Register under 5 U.S.C. 552(a)
                                           ■ 47. The authority citation for part                   Adelphi Road; College Park, MD 20740–                 and 1 CFR part 51. To enforce any
                                           1237 continues to read as follows:                      6001.’’                                               edition other than that specified in this
                                               Authority: 44 U.S.C. 2904 and 3101.                 ■ 50. Amend § 1237.28 by revising the                 section, NARA must publish a
                                                                                                   second sentence of paragraph (b) to read              document in the Federal Register and
                                           ■ 48. Amend § 1237.3 by revising                        as follows:                                           the material must be available to the
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                                           paragraph (a), removing paragraph (b),                                                                        public. You may inspect all approved
                                           redesignating paragraphs (c) through (f)                § 1237.28 What special concerns apply to              material incorporated by reference at
                                           as paragraphs (b) through (e), and                      digital photographs?                                  NARA’s textual research room, located
                                           revising the introductory text of newly                 *     *    *    *     *                               at National Archives and Records
                                           redesignated paragraph (e) to read as                     (b) * * * Request additional                        Administration; 8601 Adelphi Road;
                                           follows:                                                information and assistance from NARA,                 Room 2000; College Park, MD 20740–


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                                           13658               Federal Register / Vol. 83, No. 62 / Friday, March 30, 2018 / Rules and Regulations

                                           6001. To arrange to inspect this                        Administration (NARA) and the EPA                     and the public to monitor the extent to
                                           approved material at NARA, contact                      Regional Office.                                      which a state implements a SIP to attain
                                           NARA’s Regulation Comments Desk                         DATES: This action is effective March 30,             and maintain the NAAQS and to take
                                           (Strategy and Performance Division                      2018.                                                 enforcement action if necessary.
                                           (MP)) by email at regulation_                           ADDRESSES: SIP materials which are                       The SIP is a living document which
                                           comments@nara.gov or by telephone at                    incorporated by reference into 40 CFR                 the state can revise as necessary to
                                           301.837.3151. All approved material is                  part 52 are available for inspection at               address the unique air pollution
                                           also available from the sources listed                  the following locations: Environmental                problems in the state. Therefore, EPA
                                           below. You may also inspect approved                    Protection Agency, Region 4, 61 Forsyth               from time to time must take action on
                                           material at the Office of the Federal                   Street SW, Atlanta, GA 30303; and the                 proposed revisions containing new
                                           Register (OFR). For information on the                  National Archives and Records                         and/or revised state regulations. A
                                           availability of this material at the OFR,               Administration. For information on the                submission from a state can revise one
                                           call 202.741.6000 or go to http://                      availability of this material at NARA,                or more rules in their entirety or
                                           www.archives.gov/federal_register/cfr/                  call 202–741–6030, or go to: http://                  portions of rules, or even change a
                                           ibr-locations.html.                                                                                           single word. The state indicates the
                                                                                                   www.archives.gov/federal-register/cfr/
                                           *     *     *     *    *                                                                                      changes in the submission (such as, by
                                                                                                   ibr-locations.html. To view the
                                                                                                                                                         using redline/strikethrough) and EPA
                                                                                                   materials at the Region 4 Office, EPA
                                           PART 1239—PROGRAM ASSISTANCE                                                                                  then takes action on the requested
                                                                                                   request that you email the contact listed
                                           AND INSPECTIONS                                                                                               changes. EPA establishes a docket for its
                                                                                                   in the FOR FURTHER INFORMATION
                                                                                                                                                         actions using a unique Docket
                                                                                                   CONTACT section.
                                           ■ 54. The authority citation for part                                                                         Identification Number. which is listed
                                                                                                   FOR FURTHER INFORMATION CONTACT:                      in each action. These dockets and the
                                           1239 continues to read as follows:
                                                                                                   Sean Lakeman, Air Regulatory                          complete submission are available for
                                               Authority: 44 U.S.C. 2904 and 2906.                 Management Section, Air Planning and                  viewing on www.regulations.gov.
                                           ■ 55. Revise § 1239.12 to read as                       Implementation Branch, Air, Pesticides                   On May 22, 1997, (62 FR 27968), EPA
                                           follows:                                                and Toxics Management Division, U.S.                  revised the procedures for incorporating
                                                                                                   Environmental Protection Agency,                      by reference, into the Code of Federal
                                           § 1239.12 Whom may agencies contact to                  Region 4, 61 Forsyth Street SW, Atlanta,
                                           request program assistance?
                                                                                                                                                         Regulations, materials approved by EPA
                                                                                                   Georgia 30303–8960. Mr. Lakeman can                   into each state SIP. These changes
                                             For information or assistance in any                  be reached via telephone at (404) 562–                revised the format for the identification
                                           of the areas covered by this subchapter,                9043 or via electronic mail at                        of the SIP in 40 CFR part 52,
                                           agencies may contact NARA by mail at                    lakeman.sean@epa.gov.                                 streamlined the mechanisms for
                                           National Archives and Records                           SUPPLEMENTARY INFORMATION:                            announcing EPA approval of revisions
                                           Administration; Office of the Chief                                                                           to a SIP, and streamlined the
                                           Records Officer (AC); 8601 Adelphi                      I. Background
                                                                                                                                                         mechanisms for EPA’s updating of the
                                           Road; College Park, MD 20740–6001, or                      Each state has a SIP containing the                IBR information contained for each SIP
                                           by email at RM.Communications@                          control measures and strategies used to               in 40 CFR part 52. The revised
                                           nara.gov.                                               attain and maintain the national                      procedures also called for EPA to
                                           David S. Ferriero,
                                                                                                   ambient air quality standards (NAAQS).                maintain ‘‘SIP Compilations’’ that
                                                                                                   The SIP is extensive, containing such                 contain the federally-approved
                                           Archivist of the United States.
                                                                                                   elements as air pollution control                     regulations and source specific permits
                                           [FR Doc. 2018–06174 Filed 3–29–18; 8:45 am]
                                                                                                   regulations, emission inventories,                    submitted by each state agency. These
                                           BILLING CODE 7515–01–P                                  monitoring networks, attainment                       SIP Compilations are contained in
                                                                                                   demonstrations, and enforcement                       3-ring binders and are updated
                                                                                                   mechanisms.                                           primarily on an annual basis. Under the
                                           ENVIRONMENTAL PROTECTION                                   Each state must formally adopt the                 revised procedures, EPA must
                                           AGENCY                                                  control measures and strategies in the                periodically publish an informational
                                                                                                   SIP after the public has had an                       document in the rules section of the
                                           40 CFR Part 52                                          opportunity to comment on them and                    Federal Register notifying the public
                                                                                                   then submit the proposed SIP revisions                that updates have been made to a SIP
                                           [AL–2017; FRL–9975–72—Region 4]                         to EPA. Once these control measures                   Compilation for a particular state. EPA
                                                                                                   and strategies are approved by EPA,                   applied the 1997 revised procedures to
                                           Air Plan Approval; Alabama; Update to
                                                                                                   after notice and comment, they are                    Alabama on December 22, 1998 (63 FR
                                           Materials Incorporated by Reference
                                                                                                   incorporated into the federally-                      70669).
                                           AGENCY:  Environmental Protection                       approved SIP and are identified in part
                                           Agency (EPA).                                           52 ‘‘Approval and Promulgation of                     II. EPA Action
                                           ACTION: Final rule; notification of                     Implementation Plans,’’ Title 40 of the                  This action represents EPA’s
                                           administrative change.                                  Code of Federal Regulations (40 CFR                   publication of the Alabama SIP
                                                                                                   part 52). The full text of the state                  Compilation update, appearing in 40
                                           SUMMARY:   The Environmental Protection                 regulation approved by EPA is not                     CFR part 52: specifically, the materials
                                           Agency (EPA) is updating the materials                  reproduced in its entirety in 40 CFR part             of paragraphs (c) and (d) at 40 CFR 52.
                                           that are incorporated by reference (IBR)                52, but is ‘‘incorporated by reference.’’             In addition, notice is provided of the
                                           into the Alabama state implementation                   This means that EPA has approved a                    following corrections to paragraph (c) of
amozie on DSK30RV082PROD with RULES




                                           plan (SIP). The regulations affected by                 given state regulation with a specific                section 52.50, as described below:
                                           this update have been previously                        effective date. The public is referred to                A. Under the ‘‘State effective date’’
                                           submitted by Alabama and approved by                    the location of the full text version                 and ‘‘EPA approval date’’ changing the
                                           EPA. This update affects the materials                  should they want to know which                        2-digit year to reflect a 4-digit year (for
                                           that are available for public inspection                measures are contained in a given SIP.                consistency) and correcting numerous
                                           at the National Archives and Records                    The information provided allows EPA                   Federal Register citations to reflect the


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Document Created: 2018-11-01 08:57:52
Document Modified: 2018-11-01 08:57:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionDirect final rule.
DatesThis rule is effective on April 30, 2018 without further notice, unless we receive adverse written comment that warrants revision by April 19, 2018. If we receive such comments, we will publish a timely withdrawal of the direct final rule in the Federal Register.
ContactKimberly Keravuori, by email at [email protected], or by telephone at 301-837-3151.
FR Citation83 FR 13652 
RIN Number3095-AB95
CFR Citation36 CFR 1220
36 CFR 1223
36 CFR 1225
36 CFR 1226
36 CFR 1227
36 CFR 1228
36 CFR 1229
36 CFR 1230
36 CFR 1231
36 CFR 1232
36 CFR 1233
36 CFR 1234
36 CFR 1235
36 CFR 1237
36 CFR 1238
36 CFR 1239
CFR AssociatedArchives and Records; Records Management and Incorporation by Reference

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