83_FR_15123 83 FR 15055 - Examinations of Working Places in Metal and Nonmetal Mines

83 FR 15055 - Examinations of Working Places in Metal and Nonmetal Mines

DEPARTMENT OF LABOR
Mine Safety and Health Administration

Federal Register Volume 83, Issue 68 (April 9, 2018)

Page Range15055-15065
FR Document2018-07084

On January 23, 2017, the Mine Safety and Health Administration published a final rule (January 2017 rule) amending provisions regarding examinations of working places in metal and nonmetal mines which were later stayed. MSHA is further amending the affected provisions following expiration of the stay. These additional amendments provide mine operators additional flexibility in managing their safety and health programs and reduces regulatory burdens without reducing the protections afforded miners. A document announcing stakeholder meetings is published concurrently with this rule in the Federal Register.

Federal Register, Volume 83 Issue 68 (Monday, April 9, 2018)
[Federal Register Volume 83, Number 68 (Monday, April 9, 2018)]
[Rules and Regulations]
[Pages 15055-15065]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-07084]


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DEPARTMENT OF LABOR

Mine Safety and Health Administration

30 CFR Parts 56 and 57

[Docket No. MSHA-2014-0030]
RIN 1219-AB87


Examinations of Working Places in Metal and Nonmetal Mines

AGENCY: Mine Safety and Health Administration, Labor.

ACTION: Final rule.

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SUMMARY: On January 23, 2017, the Mine Safety and Health Administration 
published a final rule (January 2017 rule) amending provisions 
regarding examinations of working places in metal and nonmetal mines 
which were later stayed. MSHA is further amending the affected 
provisions following expiration of the stay. These additional 
amendments provide mine operators additional flexibility in managing 
their safety and health programs and reduces regulatory burdens without 
reducing the protections afforded miners. A document announcing 
stakeholder meetings is published concurrently with this rule in the 
Federal Register.

DATES: Effective June 2, 2018.

FOR FURTHER INFORMATION CONTACT: Sheila A. McConnell, Director, Office 
of Standards, Regulations, and Variances, MSHA, at 
[email protected] (email), 202-693-9440 (voice), or 202-693-
9441 (fax). These are not toll-free numbers.

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Introduction
    A. Regulatory History
    B. Executive Orders 12866, 13563, and 13771 Summary
II. Regulatory Procedures
III. Section-by-Section Analysis
IV. Executive Order 12866: Regulatory Planning and Review and 
Executive Order 13563: Improving Regulation and Regulatory Review; 
and Executive Order 13771: Reducing Regulation and Controlling 
Regulatory Costs

[[Page 15056]]

V. Feasibility
VI. Regulatory Flexibility Analysis and Small Business Regulatory 
Enforcement Fairness Act and Executive Order 13272: Proper 
Consideration of Small Entities in Agency Rulemaking
VII. Paperwork Reduction Act of 1995
VIII. Other Regulatory Considerations

Availability of Information

    Federal Register Publications: Access rulemaking documents 
electronically at http://www.msha.gov/regsinfo.htm or http://www.regulations.gov [Docket Number: MSHA-2014-0030]. Obtain a copy of a 
rulemaking document from the Office of Standards, Regulations, and 
Variances, MSHA, by request to 202-693-9440 (voice) or 202-693-9441 
(facsimile). (These are not toll-free numbers.)
    Email Notification: MSHA maintains a list that enables subscribers 
to receive an email notification when the Agency publishes rulemaking 
documents in the Federal Register. To subscribe, go to http://www.msha.gov/subscriptions/subscribe.aspx.

I. Introduction

    Under the Federal Mine Safety and Health Act of 1977 (Mine Act), 
mine operators, with the assistance of miners, have the primary 
responsibility to prevent the existence of unsafe and unhealthful 
conditions and practices. Operator compliance with safety and health 
standards and implementation of safe work practices provide a 
substantial measure of protection against hazards that cause accidents, 
injuries, and fatalities. Effective working place examinations are a 
fundamental accident prevention tool used by operators of metal and 
nonmetal (MNM) mines. They allow operators to identify and correct 
adverse conditions that may affect the safety and health of miners and 
violations of safety and health standards before they cause injury or 
death to miners.
    MSHA's final rule makes changes to Sec. Sec.  56.18002(a) and 
57.18002(a), Sec.  56.18002(b) and (c), and Sec.  57.18002(b) and (c) 
as amended by the Agency's final rule on examinations of working places 
that was published on January 23, 2017 (January 2017 rule) (82 FR 7680 
at 7695). MSHA's changes to Sec. Sec.  56.18002(a) and 57.18002(a) 
require that a competent person examine each working place at least 
once each shift before work begins, or as miners begin work in that 
place, for conditions that may adversely affect safety or health. This 
final rule also amends Sec. Sec.  56.18002(b) and 57.18002(b) to 
require that the working place examination record include a description 
of each condition found that may adversely affect the safety or health 
of miners and is not corrected promptly. Lastly, MSHA's final rule 
makes a conforming change and amends Sec. Sec.  56.18002(c) and 
57.18002(c) to require that when a condition that may adversely affect 
the safety or health of miners is not corrected promptly, the 
examination record shall include, or be supplemented to include, the 
date of the corrective action.
    This final rule does not address longstanding concepts, definitions 
in existing MNM standards, and clarifications related to competent 
person, working place, promptly, and adverse conditions, as noted in 
the preamble to the January 2017 rule.
    After consideration of comments received on the September 12, 2017 
notice of proposed rulemaking, the Agency concludes that the final rule 
will reduce the regulatory burden and increase flexibility for mine 
operators without reducing protections for miners and is consistent 
with the Administration's initiatives to reduce and control regulatory 
costs.

A. Regulatory History

    On January 23, 2017, MSHA published a final rule, Examinations of 
Working Places in Metal and Nonmetal Mines, amending the Agency's 
standards for the examinations of working places in MNM mines, 30 CFR 
56.18002 and 57.18002 (82 FR 7680). The January 2017 rule was scheduled 
to become effective on May 23, 2017. On May 22, 2017, MSHA published a 
final rule delaying the effective date to October 2, 2017 (82 FR 
23139).
    On September 12, 2017, MSHA proposed to further delay the effective 
date of the final rule from October 2, 2017 to March 2, 2018 (82 FR 
42765). On October 5, 2017, MSHA published a final rule that stayed the 
amendment from the January 2017 rule until June 2, 2018 (82 FR 46411). 
Also, the October 5, 2017 final rule reinstated, as 30 CFR 56.18002T 
and 57.18002T, the provisions of the working place examination 
standards that were in effect as of October 1, 2017; these temporary 
provisions expire June 2, 2018 (82 FR 46411). (Sections 56.18002T and 
57.18002T are subsequently referenced in this document as the 
``standards in effect''.) Also, on September 12, 2017, MSHA proposed a 
limited reopening of the rulemaking record for the January 2017 rule 
and proposed amendments to the January 2017 rule. The proposed changes 
that MSHA published for comment were limited to: (1) When working place 
examinations must begin; and (2) the adverse conditions and corrective 
actions that must be included in the working place examinations record 
(82 FR 42757). Specifically, MSHA proposed amending the introductory 
text of Sec. Sec.  56.18002(a) and 57.18002(a) to require that an 
examination of a working place be conducted before work begins, or as 
miners begin work in that place. The Agency also proposed amending 
Sec. Sec.  56.18002(b) and (c) and 57.18002(b) and (c) to require that 
the examination record include descriptions of adverse conditions that 
are not corrected promptly, and the dates of corrective action. MSHA 
held four public hearings from October 24, 2017, to November 2, 2017, 
at various locations, to provide the members of the public an 
opportunity to present their views on the limited proposed changes. 
These hearings were held in Arlington, Virginia; Salt Lake City, Utah; 
Birmingham, Alabama; and Pittsburgh, Pennsylvania. The comment period 
for the proposed limited changes closed on November 13, 2017.

B. Executive Orders 12866, 13563, and 13771 Summary

    Based on its evaluation of the costs and benefits, MSHA has 
determined that this final rule will not have an annual effect of $100 
million or more on the economy and, therefore, will not be an 
economically significant regulatory action pursuant to section 3(f) of 
Executive Order (E.O.) 12866. MSHA estimates that the total 
undiscounted costs (using 2016 dollars) of the final rule over a 10-
year period will be approximately -$276 million, -$235.4 million at a 3 
percent rate, and -$193.8 million at a 7 percent rate. The same annual 
cost savings occur in each of the 10 years so the cost annualized over 
10 years will be approximately -$27.6 million for all discount rates. 
This final rule is an E.O. 13771 deregulatory action. Negative cost 
values are cost savings that result in a positive net benefit. MSHA 
estimates that this final rule results in annual cost savings of $27.6 
million. Details on the estimated cost savings of this final rule can 
be found in the rule's economic analysis.

II. Regulatory Procedures

    On October 5, 2017, MSHA published a final rule staying the 
amendments from the January 2017 rule and temporarily reinstating the 
working place examinations standards that were in effect as of October 
1, 2017, until June 2, 2018 (82 FR 46411). MSHA is confirming that both 
the stay and temporary provisions expire June 2, 2018.

[[Page 15057]]

III. Section-by-Section Analysis

    After further review of the rulemaking record in the September 12, 
2017 Federal Register notice of proposed rulemaking, MSHA requested 
comments and information from the mining community only on the limited 
changes in the proposed rule--that is the timing of the working place 
examination and the recording of adverse conditions and corrective 
action dates in the examination record--and how these proposed changes 
may affect the safety and health of miners. MSHA also solicited 
comments on cost and benefit estimates presented in the preamble to the 
proposed rule and on the data and assumptions the Agency used to 
develop these estimates. This included the Agency's assumptions on the 
number of instances adverse conditions are promptly corrected, and time 
saved by not requiring these corrected conditions to be included in the 
record.
    MSHA received many comments related to issues other than those that 
were proposed. For example, commenters indicated that amendments to 
standards in effect are not needed or are not justified. Many stated 
the working place examination standards in effect which have been in 
effect since 1979 are sufficient and effective in identifying and 
correcting conditions that may adversely affect the safety and health 
of miners and in reducing accidents and injuries in the work place. In 
some cases, commenters suggested alternatives that included, for 
example, better mine and miner training, and work place inspection 
programs and plans.
    MSHA has not considered or addressed comments on issues other than 
those proposed because they are outside the scope of this rulemaking. 
The Agency's purpose for the limited reopening of the rulemaking record 
for the January 2017 rule, and for issuing a proposed rule, was to 
reconsider issues related to the timing of the examination and the 
recording of adverse conditions and corrective actions in the 
examination record.
    Many commenters generally indicated that the changes in the 
proposed rule were improvements to the January 2017 rule, but several 
expressed concerns that the proposal did not go far enough in reducing 
mine operators' regulatory and cost burdens. Some also maintained that 
the proposal would not increase miners' protections at MNM mines, but 
would increase mine operators' administrative and paperwork burdens.
    One commenter stated that the proposed changes offer additional 
flexibility for operators to manage their safety and health programs 
more efficiently, while reducing burden without compromising miners' 
safety and health.
    MSHA agrees that the proposed changes to the January 2017 rule 
would reduce mine operators' burdens without compromising the safety 
and health of miners. Under the final rule, like the proposal, mine 
operators will have more flexibility on when to conduct their working 
place examinations. Furthermore, compared to the January 2017 rule, the 
examination record will be less burdensome for operators since only 
those adverse conditions that are not corrected promptly, and dates of 
corrective actions for those conditions, must be included in the 
record. MSHA concludes that the final rule changes will reduce the 
regulatory burden and provide operators flexibility, without reducing 
the safety and health protections afforded miners.

A. Before Work Begins or as Miners Begin Work

    This final rule, consistent with the proposed rule, amends the 
introductory text of Sec. Sec.  56.18002(a) and 57.18002(a) and 
requires a competent person to examine each working place at least once 
each shift before work begins or as miners begin work in that place for 
conditions that may adversely affect safety or health. This final rule 
amends the January 2017 provisions to allow miners to enter a working 
place at the same time that the competent person conducts the 
examination. The January 2017 rule required the examination of each 
working place to be conducted before miners begin work in that place.
    Many commenters, including some who stated the proposed change to 
the timing of the examination is an improvement, stated that the 
proposed rule continues to unnecessarily constrain when operators can 
conduct their examinations. The reasons commenters gave included that 
shifts vary and that circumstances and conditions often change during 
the shift. Some commenters expressed concern that operators need 
flexibility to conduct examinations at any time during the shift as 
circumstances dictate, particularly to address changing conditions and 
hazards that can occur at any time throughout the shift. One of these 
commenters stated that requiring work place exams to be performed 
before miners begin working implicitly means that exams would take 
place before conditions start to change. One commenter commented that, 
generally, it is a good practice to conduct the exam before anybody 
enters the work area, whether at the start of the shift or later in the 
day. This same commenter acknowledged that unsafe conditions can occur 
throughout the shift and that operators are not relieved from their 
ongoing obligation to provide a safe and healthy work environment under 
the Mine Act simply because a work place exam was done. Another 
commenter stated that the industry's existing practice of conducting 
these examinations during the shift constitutes a best safety practice. 
According to the commenter, operators know their work processes best, 
and are in the best position to tailor their examination practices to 
occur at a time that would provide the maximum safety benefit to 
miners. The majority of commenters expressed their support for 
retaining the standards in effect which, as previously noted in this 
preamble, is not within the scope of this rulemaking.
    In response to commenters' concerns, MSHA does not believe this 
final rule restricts operators' ability to conduct their examinations, 
or restricts their ability to conduct as many examinations as they 
need, depending on work place conditions. The final rule provides 
operators more flexibility in scheduling examinations than the January 
2017 rule. Rather than requiring that examinations occur only before 
work begins in a working place, the final rule provides the option for 
a competent person to perform the examination at the same time that 
miners begin working in that place. With this option available, 
operators will be better able to manage work schedules to comply with 
examination requirements without incurring additional costs and burden.
    In addition, MSHA recognizes that mining operations have dynamic 
work environments where conditions are always changing. For that 
reason, mine operators and miners need to be aware of conditions that 
may occur at any time that could affect the safety and health of 
miners. The final rule requires that examinations be conducted at least 
once per shift before work begins or as miners begin work in that 
place. As a best practice, operators should perform examinations, 
consistent with what one commenter stated, to identify and correct 
adverse conditions as they occur throughout the shift. Other commenters 
indicated that their companies' practices already include work place 
examinations that continue during the shift.
    Furthermore, as stated in the preamble to the January 2017 rule, 
MSHA acknowledges that for mines with consecutive shifts or those that 
operate on a 24-hour, 365-day basis, it may be appropriate to conduct 
the examination for the next shift at the end

[[Page 15058]]

of the previous shift (82 FR 7683). In these cases, MSHA will continue 
to permit mine operators to conduct an examination on the previous 
shift. However, as MSHA stated in the January 2017 rule, because 
conditions at mines can change, operators should examine at a time 
sufficiently close to the start of the next shift to minimize miners' 
potential exposure to conditions that may adversely affect their safety 
or health.
    One commenter noted that the change in the proposed rule to allow 
workers to enter an area at the same time as the competent person does 
not consider the geographic differences between surface and underground 
mines and how surface mine supervision differs between the two. The 
commenter explained that in many cases, due to the geographic locations 
of crews starting at a surface mine, a competent person would not be 
able to examine all areas of the mine where several crews of miners 
would be starting work at the same time.
    As indicated in the preamble to the January 2017 rule, it is not 
MSHA's intent that the mine operator examine the entire mine, unless 
work is beginning in the entire mine. An examination is only required 
in those areas where work will be performed. If miners are not 
scheduled for work in a particular area or place at the mine, that 
place does not need to be examined.
    MSHA also recognizes that there are mines where several crews start 
work at the same time in different areas of the mine. The competent 
person designation is not restricted to supervisors and foremen. If 
designated by the operator as having the required experience and 
ability, a non-supervisory miner on the crew starting work also may be 
``competent'' to conduct the examination. MSHA believes that existing 
requirements for competent persons provide flexibility for operators 
while requiring the level of competency necessary to conduct adequate 
examinations.
    Some commenters did not support the proposed changes stating that 
allowing examinations as miners begin work in a potentially hazardous 
area would be less protective than the January 2017 amendments; one 
commenter stated the proposed revision is contrary to Section 101(a)(9) 
of the Mine Act. The commenters supported implementing the January 2017 
requirement that the examination must occur before miners begin work in 
a working place. One commenter further questioned how sending miners 
into their work place before an examination has been conducted can be 
safer than identifying those hazards beforehand, correcting them, and 
informing the miners of such hazards before they begin their work. This 
commenter stated that examinations are particularly effective in the 
discovery and correction of hazardous conditions and practices before 
they lead to injuries or fatalities, that is, if they are conducted 
before miners are exposed. The commenter further stated the standard 
should not be changed to allow examinations after miners are already 
exposed. Another commenter did not support the changes, describing them 
as cutbacks in safety regulations, stating that lives will be lost and 
that the money saved is insignificant.
    While this final rule allows miners to enter a working place at the 
same time a competent person examines for adverse conditions, as stated 
in the preamble to the January 2017 rule, MSHA intends for adverse 
conditions to be identified and miner notification provided before 
miners are potentially exposed to the conditions. Under this final 
rule, a competent person will identify adverse conditions that can be 
corrected promptly and the operator will be responsible for correcting 
them. Miners will be promptly notified of adverse conditions found that 
cannot be corrected promptly, and operators will be required to include 
them in the examination record. This final rule, like the January 2017 
rule, will promote early identification and improve communication of 
adverse conditions. MSHA believes that prudent operators will correct 
many adverse conditions as competent persons perform examinations, or 
as soon as possible after the completion of examinations. For these 
reasons, MSHA concludes that the requirements in this final rule are as 
protective as those in the January 2017 rule. Under this final rule, 
adverse conditions will be identified and miners will be notified of 
those adverse conditions that are not promptly corrected, before they 
are potentially exposed.
    Also, this final rule, like the January 2017 rule, does not require 
a specific time frame for the examination to be conducted. However, 
whether conducted before work begins in a working place or as work 
begins in that place, the examination should be conducted within a time 
frame sufficient to assure any adverse conditions would be identified 
before miners are potentially exposed.
    Some commenters supported the option to allow examinations to be 
performed as miners begin work in a working place. One commenter noted 
that it is best to train miners to perform examinations of their own 
working areas, and thus appropriate to allow examinations as they begin 
work. Another commenter stated that the change would maintain safe 
working conditions and provide sufficient flexibility for operators to 
conduct an examination while not interrupting the transition of shifts. 
This commenter pointed out that if only a pre-shift exam were required, 
as in the January 2017 rule, the start of the shift would be delayed to 
provide time for completion of the exam and communication of adverse 
conditions, or require personnel to arrive before the shift, resulting 
in overtime pay and/or delay of work.
    The final rule allows mine operators to perform examinations at the 
same time miners begin work. This provides operators with additional 
flexibility in scheduling working place examinations.

B. Record of Adverse Conditions

    Sections 56.18002(b) and 57.18002(b), like the proposal, require 
mine operators to make a record of the working place examination and to 
include, among other information, a description of each condition found 
that may adversely affect the safety or health of miners that is not 
corrected promptly. The January 2017 rule required that each adverse 
condition be listed in the examination record. This final rule reduces 
the mine operator's recordkeeping burden by requiring that the 
examination record include only a description of each adverse condition 
that is not corrected promptly. A similar conforming change to 
Sec. Sec.  56.18002(c) and 57.18002(c) requires that the examination 
record include the dates of corrective actions for only those adverse 
conditions that are not corrected promptly. In response to comments, 
the Agency concludes that providing a mine operator an exception to the 
recordkeeping requirement for conditions that are corrected promptly 
provides increased incentive to correct conditions promptly, without 
reducing protections for miners' safety and health. The Agency also 
believes that this action will likely result in operators' correcting 
adverse conditions more quickly, and thereby improving protections for 
miners.
    Consistent with the explanation in the preamble to the January 2017 
rule regarding miner notification requirements in Sec. Sec.  
56.18002(a)(1) and 57.18002(a)(1), MSHA interprets promptly to mean 
before miners are potentially exposed to adverse conditions. In the 
preamble, MSHA stated that if adverse conditions in the work area are 
corrected before miners are potentially exposed, notification is

[[Page 15059]]

not necessary because no miners are exposed to the adverse conditions. 
Similarly, an adverse condition that is corrected promptly no longer 
presents a danger to miners, and a description of the adverse condition 
would not be required as part of the examination record. Similarly, if 
an adverse condition is not promptly corrected, the mine operator must 
notify miners and record it in the examination record.
    In addition, the purpose of the working place examinations 
rulemaking is to ensure that adverse conditions will be timely 
identified, communicated to miners, and corrected, thereby improving 
miners' safety and health. This final rule reduces the mine operator's 
recordkeeping burden but does not reduce the protections afforded 
miners under the January 2017 rule. Consistent with industry best 
practices, and with comments, MSHA recognizes that prudent mine 
operators routinely correct many adverse conditions during the 
examination, or as soon as possible after the completion of the working 
place examination, and that the corrective action may be taken by the 
competent person or someone else. For these reasons, the final rule 
requires the mine operator to record only those conditions that are not 
promptly corrected and that may expose miners to adverse conditions 
affecting their safety and health.
    In the preamble to the January 2017 rule, MSHA explained that 
recording all adverse conditions, even those that are corrected 
promptly, would be useful in identifying trends and areas that could 
benefit from an increased safety emphasis. While this may be true, MSHA 
also believes that a recording exception for adverse conditions that 
are corrected promptly will yield as much or more in safety benefits, 
because it encourages prompt correction of adverse conditions.
    Some commenters opposed the proposed changes to the examination 
record provisions and expressed their support for implementing 
requirements of the January 2017 rule. These commenters suggested that 
all adverse conditions identified during a working place examination 
must be recorded to encourage mine operators to explore the possible 
causes of those conditions and to take appropriate corrective actions.
    Consistent with the purpose of the January 2017 rule, amending 
Sec. Sec.  56.18002(b) and 57.18002(b) reduces the mine operator's 
burden in recording each adverse condition and encourages prompt 
correction by requiring that the record include only those conditions 
that are not corrected promptly and may affect the safety and health of 
miners.
    Most commenters, however, were generally receptive to the proposed 
changes to the examination record requirements. They expressed that the 
changes were an improvement over the January 2017 rule and provided 
more flexibility for operators. Some noted that many adverse conditions 
are found and corrected during the examination. Others pointed out that 
requiring all adverse conditions be recorded in the examination record 
would overwhelm the record with minor housekeeping issues, and the 
proposed change would reduce the regulatory burden on the operator. 
Another commenter stated that removing the requirement to record all 
adverse conditions will provide an incentive for operators to take 
corrective actions immediately.
    MSHA agrees with these commenters and concludes that requiring mine 
operators to record only those adverse conditions that are not 
corrected promptly is as protective as the January 2017 rule. When a 
mine operator is not required to record an adverse condition which is 
corrected promptly in the examination record, the mine operator is 
incentivized to correct these conditions.
    Many commenters suggested that MSHA revise the examination record 
requirement to include only those adverse conditions not corrected 
during the shift, instead of the proposed requirement to include those 
not corrected promptly. They articulated that the reason for the record 
is to document adverse conditions that were not corrected timely and 
still need to be corrected. Some indicated that their recommended 
exception is consistent with the requirement that the mine operator 
make the record before the end of the shift.
    Recording adverse conditions that are not corrected promptly, 
rather than those corrected anytime during the shift as suggested by 
commenters, provides increased incentive for the mine operator to 
correct the adverse conditions sooner and reduces the risk of 
accidents, injuries, or illnesses.
    MSHA's change to the examination record requirements will reduce 
the operators' regulatory burden, while continuing to provide 
equivalent protection to miners' safety and health.

IV. Executive Order 12866: Regulatory Planning and Review; Executive 
Order 13563: Improving Regulation and Regulatory Review; and Executive 
Order 13771: Reducing Regulation and Controlling Regulatory Costs

    Executive Orders (E.O.) 13563 and 12866 direct agencies to assess 
all costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). E.O. 
13563 emphasizes the importance of quantifying both costs and benefits, 
of reducing costs, of harmonizing rules, and of promoting flexibility. 
E.O. 13771 directs agencies to reduce regulation and control regulatory 
costs by eliminating at least two existing regulations for each new 
regulation, and that the cost of planned regulations be prudently 
managed and controlled through a budgeting process. This final rule is 
an E.O. 13771 deregulatory action. MSHA believes that this rule 
reflects industry best practices and the estimated cost savings will 
likely be realized. As discussed in this section, MSHA estimates that 
this final rule results in annual cost savings of $27.6 million.\1\
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    \1\ Except where noted, the analysis presents all dollar values 
using 2016 dollars.
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    Under E.O. 12866, MSHA must determine whether a regulatory action 
is ``significant'' and subject to review by OMB. Section 3(f) of E.O. 
12866 defines a ``significant regulatory action'' as an action that is 
likely to result in a rule: (1) Having an annual effect on the economy 
of $100 million or more, or adversely and materially affecting a sector 
of the economy, productivity, competition, jobs, the environment, 
public health or safety, or state, local, or tribal governments or 
communities (also referred to as ``economically significant''); (2) 
creating serious inconsistency or otherwise interfering with an action 
taken or planned by another agency; (3) materially altering the 
budgetary impacts of entitlements, grants, user fees, or loan programs 
or the rights and obligations of recipients thereof; or (4) raising 
novel legal or policy issues arising out of legal mandates, the 
President's priorities, or the principles set forth in this Executive 
Order.
    Based on its evaluation of the costs and benefits, MSHA has 
determined that this final rule will not have an annual effect of $100 
million or more on the economy and, therefore, will not be an 
economically significant regulatory action pursuant to section 3(f) of 
E.O. 12866.

A. Affected Employees and Revenue Estimates

    The final rule applies to all MNM mines in the United States. In 
2016, there were approximately 11,624 MNM mines employing 140,631 
miners,

[[Page 15060]]

excluding office workers, and 69,004 contractors working at MNM mines. 
Table 1 presents the number of MNM mines and employment by mine size.

                Table 1--MNM Mines and Employment in 2016
------------------------------------------------------------------------
                                                       Total employment
                                                           at mines,
            Mine size               Number of mines    excluding office
                                                            workers
------------------------------------------------------------------------
1-19 Employees..................              10,428              52,703
20-500 Employees................               1,174              71,257
501+ Employees..................                  22              16,671
Contractors.....................  ..................              69,004
                                 ---------------------------------------
    Total.......................              11,624             209,635
------------------------------------------------------------------------
Source: MSHA MSIS Data (reported on MSHA Form 7000-2) June 6, 2017.

    The U.S. Department of the Interior (DOI) estimated the value of 
the U.S. mining industry's MNM output in 2016 to be $74.6 billion.\2\ 
Table 2 presents the hours worked and revenue produced at MNM mines by 
mine size.
---------------------------------------------------------------------------

    \2\ Revenue estimates are from U.S. Geological Survey, 2017, 
Mineral Commodity Summaries 2017: U.S. Geological Survey, 202 pages, 
https://doi.org/10.3133/70180197, p. 9.

              Table 2--MNM Total Hours and Revenues in 2016
------------------------------------------------------------------------
                                                          Revenue (in
            Mine size                 Total hours         millions of
                                   reported for year       dollars)
------------------------------------------------------------------------
1-19 Employees..................          89,901,269             $22,289
20-500 Employees................         153,459,578              40,920
501+ Employees..................          35,396,747              11,390
                                 ---------------------------------------
    Total.......................         278,757,594              74,600
------------------------------------------------------------------------
Source: MSHA MSIS Data (total hours worked at MNM mines reported on MSHA
  Form 7000-2) and estimated DOI reported mining revenues for 2016. MSHA
  distributed the totals to mine size using employment and hours data.

B. Baseline

    MSHA estimated that the January 2017 rule would have resulted in 
$34.5 million in annual costs for the MNM industry. The Agency 
estimated that the total undiscounted cost over 10 years would have 
been $345.1 million; at a 3 percent discount rate, $294.4 million; and 
at a 7 percent discount rate, $242.4 million.
    For the January 2017 rule, MSHA estimated costs associated with 
conducting an examination before miners begin work, the additional time 
to make a record, and providing miners' representatives a copy of the 
record. In the preamble to the January 2017 rule, MSHA concluded that 
MNM mine operators will use a variety of scheduling methods to conduct 
an examination of a working place before miners begin work (82 FR 
7690). In addition, MSHA considered the following variables: (1) 
Percent of mine operators currently conducting workplace examinations 
before miners begin work; (2) number of shifts by mine size; (3) 
average time to conduct a workplace examination by mine size; (4) 
hourly wage rate; and (5) number of days a mine operates, on average, 
by mine size. The hourly wage rate used in MSHA's analysis assumes an 
average rate for all MNM mines. Like the January 2017 rule, wage rates 
for this final rule are from the U.S. Department of Labor's Bureau of 
Labor Statistics (BLS), Occupation Employment Statistics (OES). For 
this final rule, MSHA applied 2016 wage and employment data to the 
January 2017 rule cost estimate to calculate a baseline. In the January 
2017 rule, MSHA estimated that a mine operator would pay overtime for a 
competent person to arrive before the shift begins to conduct the 
working place examination. MSHA also estimated the cost for overtime as 
time and a half (52.92/hr = $35.28 x 1.5). MSHA retained the 
calculations and assumptions used in the January 2017 rule to conduct 
the examination before miners begin work. The revised annual cost base 
is $27.6 million, or an approximate $0.7 million increase. The updated 
annual cost consists of:
     $5.13 million = 10,428 mines with 1-19 employees x 15 
percent x 20 minutes x 1 hr/60 min x $52.92 wage x 1.1 shifts per day x 
1 exam x 169 workdays per year;
     $20.72 million = 1,174 mines with 20-500 employees x 65 
percent x 1 hour x $52.92 wage x 1.8 shifts per day x 1 exam x 285 
workdays per year; and
     $1.75 million = 22 mines with 501+ employees x 85 percent 
x 2.5 hours x $52.92 wage x 2.2 shifts per day x 1 exam x 322 workdays 
per year.
    In the January 2017 rule, MSHA estimated the cost of making a 
record of each examination before the end of the shift for which the 
examination was conducted. MSHA retained the calculations and 
assumptions used for this cost estimate (82 FR 7691). The revised 
annual cost base, which was updated for wage inflation and final 2016 
data on the number of mines in operation, is $7.516 million, an 
approximate $216,000 increase. The updated annual cost consists of:
     $5.70 million = 10,428 mines with 1-19 employees x 1.1 
shift per day x 1 exam record x 169 workdays per year x 5 additional 
minutes x 1 hr/60 min x $35.28 per hour;
     $1.77 million = 1,174 mines with 20-500 employees x 1.8 
shifts per day x 1 exam record x 285 workdays per year x 5 additional 
minutes x 1 hr/60 min x $35.28 per hour; and
     $45,816 = 22 mines with 501+ employees x 2.2 shifts per 
day x 1 exam record x 322 workdays per year x 5

[[Page 15061]]

additional minutes x 1 hr/60 min x $35.28 per hour.
    MSHA also retained the calculations and assumptions used to 
estimate the costs of making a copy of the examination record and 
providing it to miners' representatives. The annual costs, which were 
also updated for wage inflation and the number of mines in operations, 
consist of:

 $137,121 = 10,428 mines with 1-19 employees x 10 percent x 1.1 
shifts per day x 169 workdays per year x ((1 minute x $24.44 per hour) 
+ $0.30 copy costs);
 $213,000 = 1,174 mines with 20-500 employees x 50 percent x 
1.8 shifts per day x 285 workdays per year x ((1 minute x $24.44 per 
hour) + $0.30 copy costs); and
 $11,024 = 22 mines with 501+ employees x 100 percent x 2.2 
shifts per day x 322 workdays per year x ((1 minute x $24.44 per hour) 
+ $0.30 copy costs).

    The revised annual cost base is $.361 million, an approximate 
$15,000 increase.

C. Net Benefits

    Net benefits are the result of subtracting costs from benefits. As 
detailed in the Benefits and Compliance Cost sections below, no 
monetized benefits minus the cost savings of -$27.6 million results in 
a net benefit of $27.6 million annually undiscounted as well as the 
same value at discount rates of 7 and 3 percent.

D. Benefits

    As previously stated, this final rule modifies Sec. Sec.  
56.18002(a) and 57.18002(a) that required the examination be conducted 
before miners begin work in that place to also allow an examination to 
be as miners begin work in that place. In addition the final rule 
modifies Sec. Sec.  56.18002(b) and 57.18002(b) to require a 
description of each adverse condition found that is not corrected 
promptly. MSHA's final rule also modifies Sec. Sec.  56.18002(c) and 
57.18002(c) to require that the examination record include, or be 
supplemented to include, the date of the corrective action for 
conditions that are not corrected promptly.
    MSHA does not believe the changes to the January 2017 rule reduce 
the protections afforded miners. As MSHA stated in the preamble to the 
January 2017 rule, the Agency was unable to separate quantifiable 
benefits from the January 2017 rule from those benefits attributable to 
conducting a workplace examination under the standards in effect. MSHA 
continues to anticipate, however, that there will be benefits from more 
effective and consistent working place examinations that help to ensure 
that adverse conditions will be timely identified, communicated to 
miners, and corrected. MSHA anticipates that the record requirements 
will improve accident prevention by helping mine operators identify any 
patterns or trends of adverse conditions and preventing these 
conditions from recurring. Since MSHA was unable to quantify benefits 
for this rulemaking, MSHA is not claiming a monetized benefit for this 
final rule.

E. Compliance Costs

    The costs of this final rule are associated with conducting 
examinations of a working place as miners begin work in that place. For 
the January 2017 rule estimate, MSHA assumed that operators could have 
incurred overtime costs, hiring costs, or experience rescheduling costs 
to comply with the requirement that an examination occur before miners 
began work. Under this rulemaking, MSHA estimated that mine operators 
would not incur these costs. MSHA solicited comments, but did not 
receive specific data or information on the Agency's assumptions or 
costs saving estimate.
    MSHA did not change the longstanding definition related to 
``competent person.'' Many commenters recognized that MSHA did not 
propose changing this definition and, that in many mines, miners are 
trained and perform as competent persons. However, other commenters 
considered the requirement that a competent person perform the 
examination to be a new cost. In addition, the standards in effect 
require a competent person designated by a mine operator to examine 
each working place at least once per shift. Therefore, requiring a 
competent person to perform the examination is not a new cost.
    Some commenters suggested that mine operators would incur other 
costs related to the January 2017 rule due to differences in physical 
mine sizes, or differences between underground and surface mining 
operations, and these amendments did not eliminate all of the timing 
costs attributable to the 2017 rule. However, these commenters did not 
provide MSHA sufficient data or information for the Agency to quantify 
the costs associated with the differences in mine size or mining 
operations. Further, MSHA's estimates represent averages; individual 
mines have costs above and below the average.
    The January 2017 rule also specified the contents of the 
examination record, which included a requirement that the record 
include a description of all adverse conditions found. Under this final 
rule, MSHA reduces the mine operators' burden by modifying the required 
contents of the examination record. The final rule requires that the 
examination record include a description of each adverse condition that 
is not corrected promptly, and no longer requires a record of adverse 
conditions that are corrected promptly. MSHA solicited information and 
data on the number of instances adverse conditions are promptly 
corrected and, on average, how much time would be saved by not 
requiring corrected conditions to be included in the record. MSHA did 
not receive data or information in response to this request; therefore, 
the Agency has estimated no change in costs related to the change to 
the recordkeeping requirements. The following table reports the 
published January 2017 rule costs, updates to the baseline, and the 
final rule's cost savings (cost reductions have a negative sign and are 
a cost savings). As the table reports, only the timing of the 
examination has a cost impact for this rulemaking.

                          Table 3--Undiscounted Costs, Changes, and Regulatory Savings
                             [Annual values, millions, 2016 dollars except as noted]
----------------------------------------------------------------------------------------------------------------
                                                                                                  Total (may not
                                                                  Record keeping    Examination     sum due to
                                                                                      timing         rounding)
----------------------------------------------------------------------------------------------------------------
Costs as published in Jan. 2017 rule (published using 2015                  7.64           26.88           34.51
 dollars).......................................................
Changes due to updated 2016 baseline data.......................            0.24            0.72            0.95
Total revised baseline for Jan. 2017 rule.......................            7.88           27.60           35.47

[[Page 15062]]

 
Regulatory savings of final rule (change from updated baseline,             0.00          -27.60          -27.60
 negative values = cost savings)................................
----------------------------------------------------------------------------------------------------------------

Overhead Costs
    MSHA did not include an overhead labor cost in the economic 
analysis for this final rule. It is also important to note that there 
is not one broadly accepted overhead rate, and the use of overhead rate 
to estimate the marginal costs of labor raises a number of issues that 
should be addressed before applying overhead costs to analyze costs of 
any regulation. There are several approaches to look at the cost 
elements that fit the definition of overhead and there are a range of 
overhead estimates currently used within the federal government--for 
example, the Environmental Protection Agency has used 17 percent,\3\ 
and the Employee Benefits Security Administration has used 132 percent 
on average.\4\ Some overhead costs, such as advertising and marketing, 
may be more closely correlated with output rather than with labor. 
Other overhead costs vary with the number of new employees. For 
example, rent or payroll processing costs may change little with the 
addition of 1 employee in a 500-employee firm, but those costs may 
change substantially with the addition of 100 employees. If an employer 
is able to rearrange current employees' duties to implement a rule, 
then the marginal share of overhead costs such as rent, insurance, and 
major office equipment (e.g., computers, printers, copiers) would be 
very difficult to measure with accuracy (e.g., computer use costs 
associated with 2 hours for rule familiarization by an existing 
employee). Guidance on implementing Executive Order 13771\5\ also 
provides general guidance that applies in this situation:
---------------------------------------------------------------------------

    \3\ U.S. Environmental Protection Agency, ``Wage Rates for 
Economic Analyses of the Toxics Release Inventory Program,'' June 
10, 2002.
    \4\ For a further example of overhead cost estimates, please see 
the Employee Benefits Security Administration's guidance at https://www.dol.gov/sites/default/files/ebsa/laws-and-regulations/rules-and-regulations/technical-appendices/labor-cost-inputs-used-in-ebsa-opr-ria-and-pra-burden-calculations-august-2016.pdf.
    \5\ Memorandum: Implementing Executive Order 13771, Titled 
``Reducing Regulation and Controlling Regulatory Costs, M-17-21'', 
April 5, 2017, Question 21, https://www.whitehouse.gov/the-press-office/2017/04/05/memorandum-implementing-executive-order-13771-titled-reducing-regulation.

    For E.O. 13771 deregulatory actions that revise or repeal 
recently issued rules, agencies generally should not estimate cost 
savings that exceed the costs previously projected for the relevant 
requirements, unless credible new evidence show that costs were 
---------------------------------------------------------------------------
previously underestimated.

    The cost estimate for the January 2017 rule did not include 
overhead. If, for this rule, MSHA had included an overhead rate when 
estimating the marginal cost of labor and adopted for these purposes an 
overhead rate of 17 percent on base wages, the overhead costs would 
increase cost savings from $27.6 million to $32.3 million at all 
discount rates, 17 percent more than costs previously projected. This 
increase in savings of $4.7 million is the same as the 17 percent 
overhead rate because all rule costs are labor costs and therefore 
total costs change in direct proportion to the overhead rates selected. 
MSHA will continue to study overhead costs to ensure regulatory costs 
are appropriately attributed without double counting or showing savings 
for concepts not previously considered as costs.

Discounting

    Discounting is a technique used to apply the economic concept that 
the preference for the value of money decreases over time. In this 
analysis, MSHA provides cost totals at zero, 3, and 7 percent discount 
rates. The zero percent discount rate is referred to as the 
undiscounted rate. MSHA used the Excel[supreg] Net Present Value (NPV) 
function to determine the present value of costs and computed an 
annualized cost from the present value using the Excel PMT function.\6\ 
The negative value of the PMT function provides the annualized cost 
over 10 years at 3 and 7 percent discount rates using the function's 
end of period option.
---------------------------------------------------------------------------

    \6\ Office of Management and Budget, Office of Information and 
Regulatory Affairs, Regulatory Impact Analysis: Frequently Asked 
Questions, February 7, 2011.
---------------------------------------------------------------------------

    MSHA estimates that the total undiscounted costs of the final rule 
over a 10-year period will be approximately -$276 million, -$235.4 
million at a 3 percent rate, and -$193.8 million at a 7 percent rate. 
Negative cost values are cost savings. The same annual cost savings 
occurs in each of the 10 years so the cost annualized over 10 years 
will be approximately -$27.6 million.

V. Feasibility

A. Technological Feasibility

    The final rule contains examination timing and recordkeeping 
requirements and is not technology-forcing. MSHA concludes that the 
final rule will be technologically feasible.

B. Economic Feasibility

    MSHA established the economic feasibility of the January 2017 rule 
using its traditional revenue screening test--whether the yearly 
impacts of a regulation are less than one percent of revenues--to 
establish presumptively that the January 2017 rule was economically 
feasible for the mining community. This final rule creates a cost 
savings of -$27.6 million annually compared to the January 2017 rule. 
Although the associated revenues decreased slightly from the January 
2017 rule estimate of $77.6 billion in 2015 to approximately $74.6 
billion for 2016, the costs retained from the January 2017 rule of 
approximately $7.9 million per year remain well less than one percent 
of revenues and the net decrease in costs (-$27.6 million annually) is 
even more supportive of the Agency's conclusion. MSHA concludes that 
the final rule will be economically feasible for the MNM mining 
industry.

VI. Regulatory Flexibility Analysis and Small Business Regulatory 
Enforcement Fairness Act and Executive Order 13272: Proper 
Consideration of Small Entities in Agency Rulemaking

    In the proposed rule, Examinations of Working Places in Metal and 
Nonmetal Mines, MSHA requested comments on its proposed certification. 
MSHA has reviewed comments pursuant to the Regulatory Flexibility Act 
(RFA) of 1980, as amended by the Small Business Regulatory Enforcement 
Fairness Act (SBREFA). For the RFA considerations and certification, 
MSHA has included

[[Page 15063]]

the impact of the final rule on small entities only as defined by the 
Small Business Administration. Based on that analysis, MSHA certifies 
that this final rule will not have a significant economic impact on a 
substantial number of small entities. The Agency, therefore, is not 
required to develop a final regulatory flexibility analysis. MSHA 
presents the factual basis for this certification below.

A. Definition of a Small Mine

    Under the RFA, in analyzing the impact of a rule on small entities, 
MSHA must use the Small Business Administration's (SBA's) definition 
for a small entity, or after consultation with the SBA Office of 
Advocacy, establish an alternative definition for the mining industry 
by publishing that definition in the Federal Register for notice and 
comment. Although the description of the base costs in the Baseline 
section includes various mine sizes, MSHA has not established an 
alternative definition and, therefore, must use SBA's definition. 
MSHA's traditional definition of a small mine (1-19 employees) is used 
to assist the mining community understand MSHA's compliance cost 
estimates and not intended to determine the impact of the final rule on 
small entities, as required.
    On February 26, 2016, SBA's revised size standards became 
effective. SBA updated the small business thresholds for mining by 
establishing a number of different levels. MSHA used the SBA standards, 
definitions, and the 2017 NAICS updates for the screening analysis of 
the final rule. To align MSHA's data with the SBA definitions, the 
Agency used the largest value of total mine employment identified by 
total employment reported to MSHA by the mine operators, total 
controller employment, or total employment identified from MSHA's 
research.

B. Factual Basis for Certification

    MSHA initially evaluates the impacts on small entities by comparing 
the estimated compliance costs of a rule for small entities in the 
sector affected by the rule to the estimated revenues for the affected 
sector. When this threshold analysis shows estimated compliance costs 
have been less than one percent of the estimated revenues, the Agency 
has concluded that it is generally appropriate to conclude that there 
is no significant adverse economic impact on a substantial number of 
small entities. Additionally, there is the possibility that a rule 
might have a positive economic impact. To properly apply MSHA's 
traditional criteria and consider the positive impact case, MSHA 
adjusted its traditional threshold analysis criteria to consider the 
absolute value of one percent rather than only the adverse case. This 
slight change means when the absolute value of the estimated compliance 
costs exceeds one percent of revenues, MSHA investigates whether 
further analysis is required. For small entities impacted by this final 
rule, MSHA used the average per mine cost savings and average revenues 
per mine (See Table 2) to estimate the revenue at $40.4 billion and 
costs savings at $17.2 million (subtracting negative costs results in a 
positive).
    As a percentage, the absolute value of the impact is approximately 
0.04 percent ($17.2 million/$40.4 billion); therefore, using the 
threshold analysis, MSHA concludes no further analysis is required and 
concludes the final rule will not have a significant impact on a 
substantial number of small entities. Table 4 shows the estimate of 
impact by NAICS code.

                                                       Table 4--Small Entity Impact by NAICS Code
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                        Cost savings
                                                                                                                          for small
                                                       Small standard   Number small    Revenue small  One percent of     mines ($       Cost exceeds 1
              NAICS                NAICS description      (maximum          mines         mines ($       revenues ($      millions,    percent (absolute
                                                         employees)                       millions)       millions)      savings are         value)
                                                                                                                          positive)
--------------------------------------------------------------------------------------------------------------------------------------------------------
211111..........................  Crude Petroleum and           1,250               6              16               0             0.0  No.
                                   Natural Gas
                                   Extraction.
212210..........................  Iron Ore Mining....             750              24           1,671              17             0.3  No.
212221..........................  Gold Ore Mining....           1,500             116           2,125              21             0.4  No.
212222..........................  Silver Ore Mining..             250               8             155               2             0.0  No.
212230..........................  Copper, Nickel,                 750              40           2,423              24             0.5  No.
                                   Lead, and Zinc
                                   Mining.
212291..........................  Uranium-Radium-                 250               3              85               1             0.1  No.
                                   Vanadium Ore
                                   Mining.
212299..........................  All Other Metal Ore             750              11             205               2             0.1  No.
                                   Mining.
212311..........................  Dimension Stone                 500             762           2,993              30             1.8  No.
                                   Mining and
                                   Quarrying.
212312..........................  Crushed and Broken              750           1,320           7,102              71             3.3  No.
                                   Limestone Mining
                                   and Quarrying.
212313..........................  Crushed and Broken              750             146           1,310              13             0.7  No.
                                   Granite Mining and
                                   Quarrying.
212319..........................  Other Crushed and               500           1,048           4,030              40             2.2  No.
                                   Broken Stone
                                   Mining and
                                   Quarrying.
212321..........................  Construction Sand               500           5,278           9,550              95             4.4  No.
                                   and Gravel Mining.
212322..........................  Industrial Sand                 500             232           1,182              12             0.7  No.
                                   Mining.
212324..........................  Kaolin and Ball                 750               9             226               2             0.1  No.
                                   Clay Mining.
212325..........................  Clay and Ceramic                500             211           1,380              14             0.9  No.
                                   and Refractory
                                   Minerals Mining.
212391..........................  Potash, Soda, and               750               8             936               9             0.1  No.
                                   Borate Mineral
                                   Mining.
212392..........................  Phosphate Rock                1,000               8             556               6             0.1  No.
                                   Mining.
212393..........................  Other Chemical and              500              46             603               6             0.3  No.
                                   Fertilizer Mineral
                                   Mining.
327310..........................  Cement                        1,000              39           2,114              21             0.7  No.
                                   Manufacturing.
327410..........................  Lime Manufacturing.             750              32             985              10             0.5  No.
331313..........................  Alumina Refining              1,000               5             728               7             0.1  No.
                                   and Primary
                                   Aluminum
                                   Production.
                                                      --------------------------------------------------------------------------------------------------
    Grand Total (totals do not    n/a................             n/a           9,352          40,374             404            17.2  No.
     sum due to rounding).
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 15064]]

VII. Paperwork Reduction Act of 1995

    The final changes due to this rulemaking are unlikely to change the 
number of collections or respondents in the currently approved 
collection 1219-0089. The recordkeeping change from the January 2017 
rule may reduce the burden slightly, but MSHA concludes that any small 
decrease in the time needed to make the record may not be measurable. 
MSHA requested comments on this issue in the September 2017 proposed 
rule preamble (82 FR 42761). MSHA received a comment accepting the 
conclusion and other comments stating the requirement to record all 
adverse conditions was overly burdensome. MSHA revised the regulatory 
requirement to reduce the burden but did not receive any comments with 
information that would help MSHA decrease the burden estimate. MSHA 
concludes that the previously approved collection 1219-0089 remains 
representative and is not requesting any change to the burden estimate 
in the approved collection.

VIII. Other Regulatory Considerations

A. The Unfunded Mandates Reform Act of 1995

    MSHA has reviewed the final rule under the Unfunded Mandates Reform 
Act of 1995 (2 U.S.C. 1501 et seq.). MSHA has determined that this rule 
does not include any federal mandate that may result in increased 
expenditures by State, local, or tribal governments; nor will it 
increase private sector expenditures by more than $100 million 
(adjusted for inflation) in any one year or significantly or uniquely 
affect small governments. Accordingly, the Unfunded Mandates Reform Act 
requires no further Agency action or analysis.

B. The Treasury and General Government Appropriations Act of 1999: 
Assessment of Federal Regulations and Policies on Families

    Section 654 of the Treasury and General Government Appropriations 
Act of 1999 (5 U.S.C. 601 note) requires agencies to assess the impact 
of Agency action on family well-being. MSHA has determined that this 
final rule will have no effect on family stability or safety, marital 
commitment, parental rights and authority, or income or poverty of 
families and children. Accordingly, MSHA certifies that this final rule 
will not impact family well-being.

C. Executive Order 12630: Government Actions and Interference With 
Constitutionally Protected Property Rights

    Section 5 of E.O. 12630 requires Federal agencies to ``identify the 
takings implications of proposed regulatory actions . . .'' MSHA has 
determined that this final rule does not include a regulatory or policy 
action with takings implications. Accordingly, E.O. 12630 requires no 
further Agency action or analysis.

D. Executive Order 12988: Civil Justice Reform

    Section 3 of E.O. 12988 contains requirements for Federal agencies 
promulgating new regulations or reviewing existing regulations to 
minimize litigation by eliminating drafting errors and ambiguity, 
providing a clear legal standard for affected conduct rather than a 
general standard, promoting simplification, and reducing burden. MSHA 
has reviewed this final rule and has determined that it will meet the 
applicable standards provided in E.O. 12988 to minimize litigation and 
undue burden on the Federal court system.

E. Executive Order 13132: Federalism

    MSHA has determined that this final rule does not have federalism 
implications because it will not have substantial direct effects on the 
States, on the relationship between the national government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. Accordingly, E.O. 13132 requires no 
further Agency action or analysis.

F. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    MSHA has determined that this final rule does not have tribal 
implications because it will not have substantial direct effects on one 
or more Indian tribes, on the relationship between the Federal 
Government and Indian tribes, or on the distribution of power and 
responsibilities between the Federal Government and Indian tribes. 
Accordingly, E.O. 13175 requires no further Agency action or analysis.

G. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use

    E.O. 13211 requires agencies to publish a statement of energy 
effects when a rule has a significant energy action that adversely 
affects energy supply, distribution, or use. In its January 2017 rule, 
MSHA reviewed the rule for its energy effects. The impact on uranium 
mines is applicable in this case. MSHA data show only two active 
uranium mines in 2016. Because this final rule will have a net cost 
savings, MSHA has concluded that it will not be a significant energy 
action because it is not likely to have a significant adverse effect on 
the supply, distribution, or use of energy. Accordingly, under this 
analysis, no further Agency action or analysis is required.

List of Subjects in 30 CFR Parts 56 and 57

    Metals, Mine safety and health, Reporting and recordkeeping 
requirements.

David G. Zatezalo,
Assistant Secretary of Labor for Mine Safety and Health.

    For the reasons set out in the preamble, and under the authority of 
the Federal Mine Safety and Health Act of 1977, as amended by the Mine 
Improvement and New Emergency Response Act of 2006, MSHA is amending 
parts 56 and 57 of title 30 of the Code of Federal Regulations as 
follows:

PART 56--SAFETY AND HEALTH STANDARDS--SURFACE METAL AND NONMETAL 
MINES

0
1. The authority citation for part 56 continues to read as follows:

    Authority:  30 U.S.C. 811.


0
2. Revise Sec.  56.18002 to read as follows:


Sec.  56.18002  Examination of working places.

    (a) A competent person designated by the operator shall examine 
each working place at least once each shift before work begins or as 
miners begin work in that place, for conditions that may adversely 
affect safety or health.
    (1) The operator shall promptly notify miners in any affected areas 
of any conditions found that may adversely affect safety or health and 
promptly initiate appropriate action to correct such conditions.
    (2) Conditions noted by the person conducting the examination that 
may present an imminent danger shall be brought to the immediate 
attention of the operator who shall withdraw all persons from the area 
affected (except persons referred to in section 104(c) of the Federal 
Mine Safety and Health Act of 1977) until the danger is abated.
    (b) A record of each examination shall be made before the end of 
the shift for which the examination was conducted. The record shall 
contain the name of the

[[Page 15065]]

person conducting the examination; date of the examination; location of 
all areas examined; and description of each condition found that may 
adversely affect the safety or health of miners and is not corrected 
promptly.
    (c) When a condition that may adversely affect safety or health is 
not corrected promptly, the examination record shall include, or be 
supplemented to include, the date of the corrective action.
    (d) The operator shall maintain the examination records for at 
least one year, make the records available for inspection by authorized 
representatives of the Secretary and the representatives of miners, and 
provide these representatives a copy on request.

PART 57--SAFETY AND HEALTH STANDARDS--UNDERGROUND METAL AND 
NONMETAL MINES

0
3. The authority citation for part 57 continues to read as follows:

    Authority:  30 U.S.C. 811.


0
4. Revise Sec.  57.18002 to read as follows:


Sec.  57.18002  Examination of working places.

    (a) A competent person designated by the operator shall examine 
each working place at least once each shift before work begins or as 
miners begin work in that place, for conditions that may adversely 
affect safety or health.
    (1) The operator shall promptly notify miners in any affected areas 
of any conditions found that may adversely affect safety or health and 
promptly initiate appropriate action to correct such conditions.
    (2) Conditions noted by the person conducting the examination that 
may present an imminent danger shall be brought to the immediate 
attention of the operator who shall withdraw all persons from the area 
affected (except persons referred to in section 104(c) of the Federal 
Mine Safety and Health Act of 1977) until the danger is abated.
    (b) A record of each examination shall be made before the end of 
the shift for which the examination was conducted. The record shall 
contain the name of the person conducting the examination; date of the 
examination; location of all areas examined; and description of each 
condition found that may adversely affect the safety or health of 
miners and is not corrected promptly.
    (c) When a condition that may adversely affect safety or health is 
not corrected promptly, the examination record shall include, or be 
supplemented to include, the date of the corrective action.
    (d) The operator shall maintain the examination records for at 
least one year, make the records available for inspection by authorized 
representatives of the Secretary and the representatives of miners, and 
provide these representatives a copy on request.

[FR Doc. 2018-07084 Filed 4-6-18; 8:45 am]
 BILLING CODE 4520-43-P



                                                                   Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                           15055

                                              Paperwork Reduction Act                                 DEPARTMENT OF LABOR                                   www.msha.gov/regsinfo.htm or http://
                                                                                                                                                            www.regulations.gov [Docket Number:
                                                The final rule does not contain any                   Mine Safety and Health Administration
                                              information collection requirement that                                                                       MSHA–2014–0030].
                                              requires the approval of the Office of                  30 CFR Parts 56 and 57                                FOR FURTHER INFORMATION CONTACT:
                                              Management and Budget under the                                                                               Sheila A. McConnell, Director, Office of
                                              Paperwork Reduction Act (44 U.S.C.                      [Docket No. MSHA–2014–0030]                           Standards, Regulations, and Variances,
                                              3501 et seq.).                                          RIN 1219–AB87                                         MSHA, at mcconnell.sheila.a@dol.gov
                                              List of Subjects in 15 CFR Part 2008                                                                          (email), 202–693–9440 (voice), or 202–
                                                                                                      Examinations of Working Places in                     693–9441 (fax). These are not toll-free
                                                Administrative practice and                           Metal and Nonmetal Mines                              numbers.
                                              procedure, Classified information.
                                                                                                      AGENCY: Mine Safety and Health
                                                                                                                                                            SUPPLEMENTARY INFORMATION:
                                              PART 2008—[REMOVED AND                                  Administration, Labor.
                                              RESERVED]                                               ACTION: Announcement of public                        I. Stakeholder Meetings
                                                                                                      stakeholder meetings.
                                              ■  For the reasons stated in the preamble,                                                                       MSHA will hold six public meetings
                                                                                                      SUMMARY:    The Mine Safety and Health                to inform and educate the mining
                                              and under the authority of 19 U.S.C.
                                                                                                      Administration (MSHA) is announcing                   community on the requirements of the
                                              2171(e)(3), the Office of the United
                                                                                                      the dates and locations of public                     Metal and Nonmetal Examinations of
                                              States Trade Representative removes
                                                                                                      stakeholder meetings on the Agency’s                  Working Places final rule, which is
                                              and reserves part 2008 of chapter XX of
                                                                                                      standards for Examinations Of Working                 effective June 2, 2018. At the meetings,
                                              title 15 of the Code of Federal
                                                                                                      Places in Metal and Nonmetal Mines.                   MSHA will provide training and
                                              Regulations.
                                                                                                      DATES: The meeting dates and locations                compliance assistance materials to
                                              Janice Kaye,                                            are listed in the SUPPLEMENTARY                       attendees. The public meetings will
                                              Chief Counsel for Administrative Law, Office            INFORMATION section of this document.
                                                                                                                                                            begin at 9 a.m. and end not later than
                                              of the U.S. Trade Representative.                       ADDRESSES: Federal Register                           5 p.m., on the following dates at the
                                              [FR Doc. 2018–07220 Filed 4–6–18; 8:45 am]              Publications: Access rulemaking                       locations indicated:
                                              BILLING CODE 3290–F8–P                                  documents electronically at http://

                                                          Date/time                                                                Location                                               Contact No.

                                              May 1, 2018, 9 a.m ................   DoubleTree by Hilton Hotel Bloomington, 10 Brickyard Drive, Bloomington, Illinois 61701 ...           309–664–6446
                                              May 15, 2018, 9 a.m ..............    Sheraton Birmingham Hotel, 2101 Richard Arrington Jr. Blvd. N,, Birmingham, Alabama                   205–324–5000
                                                                                      35203.
                                              May 17, 2018, 9 a.m ..............    Hilton Garden Inn, Pittsburgh Downtown, 250 Forbes Avenue, Pittsburgh, Pennsylvania                   412–281–5557
                                                                                      15222.
                                              May 22, 2018, 9 a.m ..............    Renaissance Reno Downtown Hotel, One South Lake Street, Reno, Nevada 89501 ...........                775–682–3900
                                              May 24, 2018, 9 a.m ..............    DoubleTree by Hilton Hotel Dallas—Market Center, 2015 Market Center Blvd, Dallas,                     214–741–7481
                                                                                      Texas 75207.
                                              May 31, 2018, 9 a.m ..............    Hilton Garden Inn Denver Tech Center, 7675 East Union Ave., Denver, Colorado 80237 ....               303–770–4200



                                              II. Background                                          DEPARTMENT OF LABOR                                   regulatory burdens without reducing the
                                                                                                                                                            protections afforded miners. A
                                                 On January 23, 2017, the Mine Safety                 Mine Safety and Health Administration                 document announcing stakeholder
                                              and Health Administration published a                                                                         meetings is published concurrently with
                                              final rule (January 2017 rule) amending                 30 CFR Parts 56 and 57                                this rule in the Federal Register.
                                              the standards then in effect on                                                                               DATES: Effective June 2, 2018.
                                                                                                      [Docket No. MSHA–2014–0030]
                                              examinations of working places in metal                                                                       FOR FURTHER INFORMATION CONTACT:
                                              and nonmetal mines, 30 CFR 56.18002                     RIN 1219–AB87
                                                                                                                                                            Sheila A. McConnell, Director, Office of
                                              and 57.18002 (82 FR 7680). The January                                                                        Standards, Regulations, and Variances,
                                              2017 final rule, which was scheduled to                 Examinations of Working Places in
                                                                                                      Metal and Nonmetal Mines                              MSHA, at mcconnell.sheila.a@dol.gov
                                              become effective on May 23, 2017, was                                                                         (email), 202–693–9440 (voice), or 202–
                                              stayed until June 2, 2018 (82 FR 46411).                AGENCY:  Mine Safety and Health                       693–9441 (fax). These are not toll-free
                                              On September 12, 2017, MSHA                             Administration, Labor.                                numbers.
                                              published a proposed rule that would                    ACTION: Final rule.                                   SUPPLEMENTARY INFORMATION:
                                              make limited changes to the January
                                              2017 final rule (82 FR 42765). The final                SUMMARY:   On January 23, 2017, the                   Table of Contents
                                              rule, which is published elsewhere in                   Mine Safety and Health Administration                 I. Introduction
                                              this issue of the Federal Register, is                  published a final rule (January 2017                     A. Regulatory History
                                              effective on June 2, 2018.                              rule) amending provisions regarding                      B. Executive Orders 12866, 13563, and
                                                                                                      examinations of working places in metal                     13771 Summary
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                                              David G. Zatezalo,                                      and nonmetal mines which were later                   II. Regulatory Procedures
                                              Assistant Secretary of Labor for Mine Safety            stayed. MSHA is further amending the                  III. Section-by-Section Analysis
                                              and Health.                                                                                                   IV. Executive Order 12866: Regulatory
                                                                                                      affected provisions following expiration                    Planning and Review and Executive
                                              [FR Doc. 2018–07083 Filed 4–6–18; 8:45 am]              of the stay. These additional                               Order 13563: Improving Regulation and
                                              BILLING CODE 4520–43–P                                  amendments provide mine operators                           Regulatory Review; and Executive Order
                                                                                                      additional flexibility in managing their                    13771: Reducing Regulation and
                                                                                                      safety and health programs and reduces                      Controlling Regulatory Costs



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                                              15056                Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations

                                              V. Feasibility                                          may adversely affect the safety or health             corrective actions that must be included
                                              VI. Regulatory Flexibility Analysis and Small           of miners and is not corrected promptly.              in the working place examinations
                                                   Business Regulatory Enforcement                    Lastly, MSHA’s final rule makes a                     record (82 FR 42757). Specifically,
                                                   Fairness Act and Executive Order 13272:
                                                                                                      conforming change and amends                          MSHA proposed amending the
                                                   Proper Consideration of Small Entities in
                                                   Agency Rulemaking                                  §§ 56.18002(c) and 57.18002(c) to                     introductory text of §§ 56.18002(a) and
                                              VII. Paperwork Reduction Act of 1995                    require that when a condition that may                57.18002(a) to require that an
                                              VIII. Other Regulatory Considerations                   adversely affect the safety or health of              examination of a working place be
                                                                                                      miners is not corrected promptly, the                 conducted before work begins, or as
                                              Availability of Information                             examination record shall include, or be               miners begin work in that place. The
                                                 Federal Register Publications: Access                supplemented to include, the date of the              Agency also proposed amending
                                              rulemaking documents electronically at                  corrective action.                                    §§ 56.18002(b) and (c) and 57.18002(b)
                                              http://www.msha.gov/regsinfo.htm or                       This final rule does not address                    and (c) to require that the examination
                                              http://www.regulations.gov [Docket                      longstanding concepts, definitions in                 record include descriptions of adverse
                                              Number: MSHA–2014–0030]. Obtain a                       existing MNM standards, and                           conditions that are not corrected
                                              copy of a rulemaking document from                      clarifications related to competent                   promptly, and the dates of corrective
                                              the Office of Standards, Regulations,                   person, working place, promptly, and                  action. MSHA held four public hearings
                                              and Variances, MSHA, by request to                      adverse conditions, as noted in the                   from October 24, 2017, to November 2,
                                              202–693–9440 (voice) or 202–693–9441                    preamble to the January 2017 rule.                    2017, at various locations, to provide
                                              (facsimile). (These are not toll-free                     After consideration of comments                     the members of the public an
                                              numbers.)                                               received on the September 12, 2017                    opportunity to present their views on
                                                 Email Notification: MSHA maintains                   notice of proposed rulemaking, the                    the limited proposed changes. These
                                              a list that enables subscribers to receive              Agency concludes that the final rule                  hearings were held in Arlington,
                                              an email notification when the Agency                   will reduce the regulatory burden and                 Virginia; Salt Lake City, Utah;
                                              publishes rulemaking documents in the                   increase flexibility for mine operators               Birmingham, Alabama; and Pittsburgh,
                                              Federal Register. To subscribe, go to                   without reducing protections for miners               Pennsylvania. The comment period for
                                              http://www.msha.gov/subscriptions/                      and is consistent with the                            the proposed limited changes closed on
                                              subscribe.aspx.                                         Administration’s initiatives to reduce                November 13, 2017.
                                                                                                      and control regulatory costs.
                                              I. Introduction                                                                                               B. Executive Orders 12866, 13563, and
                                                 Under the Federal Mine Safety and                    A. Regulatory History                                 13771 Summary
                                              Health Act of 1977 (Mine Act), mine                        On January 23, 2017, MSHA
                                              operators, with the assistance of miners,               published a final rule, Examinations of                 Based on its evaluation of the costs
                                              have the primary responsibility to                      Working Places in Metal and Nonmetal                  and benefits, MSHA has determined
                                              prevent the existence of unsafe and                     Mines, amending the Agency’s                          that this final rule will not have an
                                              unhealthful conditions and practices.                   standards for the examinations of                     annual effect of $100 million or more on
                                              Operator compliance with safety and                     working places in MNM mines, 30 CFR                   the economy and, therefore, will not be
                                              health standards and implementation of                  56.18002 and 57.18002 (82 FR 7680).                   an economically significant regulatory
                                              safe work practices provide a substantial               The January 2017 rule was scheduled to                action pursuant to section 3(f) of
                                              measure of protection against hazards                   become effective on May 23, 2017. On                  Executive Order (E.O.) 12866. MSHA
                                              that cause accidents, injuries, and                     May 22, 2017, MSHA published a final                  estimates that the total undiscounted
                                              fatalities. Effective working place                     rule delaying the effective date to                   costs (using 2016 dollars) of the final
                                              examinations are a fundamental                          October 2, 2017 (82 FR 23139).                        rule over a 10-year period will be
                                              accident prevention tool used by                           On September 12, 2017, MSHA                        approximately –$276 million, –$235.4
                                              operators of metal and nonmetal (MNM)                   proposed to further delay the effective               million at a 3 percent rate, and –$193.8
                                              mines. They allow operators to identify                 date of the final rule from October 2,                million at a 7 percent rate. The same
                                              and correct adverse conditions that may                 2017 to March 2, 2018 (82 FR 42765).                  annual cost savings occur in each of the
                                              affect the safety and health of miners                  On October 5, 2017, MSHA published a                  10 years so the cost annualized over 10
                                              and violations of safety and health                     final rule that stayed the amendment                  years will be approximately -$27.6
                                              standards before they cause injury or                   from the January 2017 rule until June 2,              million for all discount rates. This final
                                              death to miners.                                        2018 (82 FR 46411). Also, the October                 rule is an E.O. 13771 deregulatory
                                                 MSHA’s final rule makes changes to                   5, 2017 final rule reinstated, as 30 CFR              action. Negative cost values are cost
                                              §§ 56.18002(a) and 57.18002(a),                         56.18002T and 57.18002T, the                          savings that result in a positive net
                                              § 56.18002(b) and (c), and § 57.18002(b)                provisions of the working place                       benefit. MSHA estimates that this final
                                              and (c) as amended by the Agency’s                      examination standards that were in                    rule results in annual cost savings of
                                              final rule on examinations of working                   effect as of October 1, 2017; these                   $27.6 million. Details on the estimated
                                              places that was published on January                    temporary provisions expire June 2,                   cost savings of this final rule can be
                                              23, 2017 (January 2017 rule) (82 FR                     2018 (82 FR 46411). (Sections                         found in the rule’s economic analysis.
                                              7680 at 7695). MSHA’s changes to                        56.18002T and 57.18002T are                           II. Regulatory Procedures
                                              §§ 56.18002(a) and 57.18002(a) require                  subsequently referenced in this
                                              that a competent person examine each                    document as the ‘‘standards in effect’’.)                On October 5, 2017, MSHA published
                                              working place at least once each shift                  Also, on September 12, 2017, MSHA                     a final rule staying the amendments
                                              before work begins, or as miners begin                  proposed a limited reopening of the                   from the January 2017 rule and
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                                              work in that place, for conditions that                 rulemaking record for the January 2017                temporarily reinstating the working
                                              may adversely affect safety or health.                  rule and proposed amendments to the                   place examinations standards that were
                                              This final rule also amends                             January 2017 rule. The proposed                       in effect as of October 1, 2017, until
                                              §§ 56.18002(b) and 57.18002(b) to                       changes that MSHA published for                       June 2, 2018 (82 FR 46411). MSHA is
                                              require that the working place                          comment were limited to: (1) When                     confirming that both the stay and
                                              examination record include a                            working place examinations must begin;                temporary provisions expire June 2,
                                              description of each condition found that                and (2) the adverse conditions and                    2018.


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                                                                   Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                          15057

                                              III. Section-by-Section Analysis                        safety and health programs more                       in the day. This same commenter
                                                 After further review of the rulemaking               efficiently, while reducing burden                    acknowledged that unsafe conditions
                                              record in the September 12, 2017                        without compromising miners’ safety                   can occur throughout the shift and that
                                              Federal Register notice of proposed                     and health.                                           operators are not relieved from their
                                                                                                         MSHA agrees that the proposed                      ongoing obligation to provide a safe and
                                              rulemaking, MSHA requested comments
                                                                                                      changes to the January 2017 rule would                healthy work environment under the
                                              and information from the mining
                                                                                                      reduce mine operators’ burdens without                Mine Act simply because a work place
                                              community only on the limited changes
                                                                                                      compromising the safety and health of                 exam was done. Another commenter
                                              in the proposed rule—that is the timing
                                                                                                      miners. Under the final rule, like the                stated that the industry’s existing
                                              of the working place examination and
                                                                                                      proposal, mine operators will have more               practice of conducting these
                                              the recording of adverse conditions and
                                                                                                      flexibility on when to conduct their                  examinations during the shift
                                              corrective action dates in the
                                                                                                      working place examinations.                           constitutes a best safety practice.
                                              examination record—and how these                        Furthermore, compared to the January                  According to the commenter, operators
                                              proposed changes may affect the safety                  2017 rule, the examination record will                know their work processes best, and are
                                              and health of miners. MSHA also                         be less burdensome for operators since                in the best position to tailor their
                                              solicited comments on cost and benefit                  only those adverse conditions that are                examination practices to occur at a time
                                              estimates presented in the preamble to                  not corrected promptly, and dates of                  that would provide the maximum safety
                                              the proposed rule and on the data and                   corrective actions for those conditions,              benefit to miners. The majority of
                                              assumptions the Agency used to                          must be included in the record. MSHA                  commenters expressed their support for
                                              develop these estimates. This included                  concludes that the final rule changes                 retaining the standards in effect which,
                                              the Agency’s assumptions on the                         will reduce the regulatory burden and                 as previously noted in this preamble, is
                                              number of instances adverse conditions                  provide operators flexibility, without                not within the scope of this rulemaking.
                                              are promptly corrected, and time saved                  reducing the safety and health                          In response to commenters’ concerns,
                                              by not requiring these corrected                        protections afforded miners.                          MSHA does not believe this final rule
                                              conditions to be included in the record.                                                                      restricts operators’ ability to conduct
                                                 MSHA received many comments                          A. Before Work Begins or as Miners
                                                                                                                                                            their examinations, or restricts their
                                              related to issues other than those that                 Begin Work
                                                                                                                                                            ability to conduct as many examinations
                                              were proposed. For example,                                This final rule, consistent with the               as they need, depending on work place
                                              commenters indicated that amendments                    proposed rule, amends the introductory                conditions. The final rule provides
                                              to standards in effect are not needed or                text of §§ 56.18002(a) and 57.18002(a)                operators more flexibility in scheduling
                                              are not justified. Many stated the                      and requires a competent person to                    examinations than the January 2017
                                              working place examination standards in                  examine each working place at least                   rule. Rather than requiring that
                                              effect which have been in effect since                  once each shift before work begins or as              examinations occur only before work
                                              1979 are sufficient and effective in                    miners begin work in that place for                   begins in a working place, the final rule
                                              identifying and correcting conditions                   conditions that may adversely affect                  provides the option for a competent
                                              that may adversely affect the safety and                safety or health. This final rule amends              person to perform the examination at
                                              health of miners and in reducing                        the January 2017 provisions to allow                  the same time that miners begin
                                              accidents and injuries in the work place.               miners to enter a working place at the                working in that place. With this option
                                              In some cases, commenters suggested                     same time that the competent person                   available, operators will be better able to
                                              alternatives that included, for example,                conducts the examination. The January                 manage work schedules to comply with
                                              better mine and miner training, and                     2017 rule required the examination of                 examination requirements without
                                              work place inspection programs and                      each working place to be conducted                    incurring additional costs and burden.
                                              plans.                                                  before miners begin work in that place.                 In addition, MSHA recognizes that
                                                 MSHA has not considered or                              Many commenters, including some                    mining operations have dynamic work
                                              addressed comments on issues other                      who stated the proposed change to the                 environments where conditions are
                                              than those proposed because they are                    timing of the examination is an                       always changing. For that reason, mine
                                              outside the scope of this rulemaking.                   improvement, stated that the proposed                 operators and miners need to be aware
                                              The Agency’s purpose for the limited                    rule continues to unnecessarily                       of conditions that may occur at any time
                                              reopening of the rulemaking record for                  constrain when operators can conduct                  that could affect the safety and health of
                                              the January 2017 rule, and for issuing a                their examinations. The reasons                       miners. The final rule requires that
                                              proposed rule, was to reconsider issues                 commenters gave included that shifts                  examinations be conducted at least once
                                              related to the timing of the examination                vary and that circumstances and                       per shift before work begins or as miners
                                              and the recording of adverse conditions                 conditions often change during the shift.             begin work in that place. As a best
                                              and corrective actions in the                           Some commenters expressed concern                     practice, operators should perform
                                              examination record.                                     that operators need flexibility to                    examinations, consistent with what one
                                                 Many commenters generally indicated                  conduct examinations at any time                      commenter stated, to identify and
                                              that the changes in the proposed rule                   during the shift as circumstances                     correct adverse conditions as they occur
                                              were improvements to the January 2017                   dictate, particularly to address changing             throughout the shift. Other commenters
                                              rule, but several expressed concerns that               conditions and hazards that can occur at              indicated that their companies’
                                              the proposal did not go far enough in                   any time throughout the shift. One of                 practices already include work place
                                              reducing mine operators’ regulatory and                 these commenters stated that requiring                examinations that continue during the
                                              cost burdens. Some also maintained that                 work place exams to be performed                      shift.
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                                              the proposal would not increase miners’                 before miners begin working implicitly                  Furthermore, as stated in the
                                              protections at MNM mines, but would                     means that exams would take place                     preamble to the January 2017 rule,
                                              increase mine operators’ administrative                 before conditions start to change. One                MSHA acknowledges that for mines
                                              and paperwork burdens.                                  commenter commented that, generally,                  with consecutive shifts or those that
                                                 One commenter stated that the                        it is a good practice to conduct the exam             operate on a 24-hour, 365-day basis, it
                                              proposed changes offer additional                       before anybody enters the work area,                  may be appropriate to conduct the
                                              flexibility for operators to manage their               whether at the start of the shift or later            examination for the next shift at the end


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                                              15058                Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations

                                              of the previous shift (82 FR 7683). In                  those hazards beforehand, correcting                  examinations of their own working
                                              these cases, MSHA will continue to                      them, and informing the miners of such                areas, and thus appropriate to allow
                                              permit mine operators to conduct an                     hazards before they begin their work.                 examinations as they begin work.
                                              examination on the previous shift.                      This commenter stated that                            Another commenter stated that the
                                              However, as MSHA stated in the                          examinations are particularly effective               change would maintain safe working
                                              January 2017 rule, because conditions at                in the discovery and correction of                    conditions and provide sufficient
                                              mines can change, operators should                      hazardous conditions and practices                    flexibility for operators to conduct an
                                              examine at a time sufficiently close to                 before they lead to injuries or fatalities,           examination while not interrupting the
                                              the start of the next shift to minimize                 that is, if they are conducted before                 transition of shifts. This commenter
                                              miners’ potential exposure to conditions                miners are exposed. The commenter                     pointed out that if only a pre-shift exam
                                              that may adversely affect their safety or               further stated the standard should not                were required, as in the January 2017
                                              health.                                                 be changed to allow examinations after                rule, the start of the shift would be
                                                 One commenter noted that the change                  miners are already exposed. Another                   delayed to provide time for completion
                                              in the proposed rule to allow workers to                commenter did not support the changes,                of the exam and communication of
                                              enter an area at the same time as the                   describing them as cutbacks in safety                 adverse conditions, or require personnel
                                              competent person does not consider the                  regulations, stating that lives will be lost          to arrive before the shift, resulting in
                                              geographic differences between surface                  and that the money saved is                           overtime pay and/or delay of work.
                                              and underground mines and how                           insignificant.                                           The final rule allows mine operators
                                              surface mine supervision differs                           While this final rule allows miners to             to perform examinations at the same
                                              between the two. The commenter                          enter a working place at the same time                time miners begin work. This provides
                                              explained that in many cases, due to the                a competent person examines for                       operators with additional flexibility in
                                              geographic locations of crews starting at               adverse conditions, as stated in the                  scheduling working place examinations.
                                              a surface mine, a competent person                      preamble to the January 2017 rule,
                                                                                                                                                            B. Record of Adverse Conditions
                                              would not be able to examine all areas                  MSHA intends for adverse conditions to
                                              of the mine where several crews of                      be identified and miner notification                     Sections 56.18002(b) and 57.18002(b),
                                              miners would be starting work at the                    provided before miners are potentially                like the proposal, require mine
                                              same time.                                              exposed to the conditions. Under this                 operators to make a record of the
                                                 As indicated in the preamble to the                  final rule, a competent person will                   working place examination and to
                                              January 2017 rule, it is not MSHA’s                     identify adverse conditions that can be               include, among other information, a
                                              intent that the mine operator examine                   corrected promptly and the operator                   description of each condition found that
                                              the entire mine, unless work is                         will be responsible for correcting them.              may adversely affect the safety or health
                                              beginning in the entire mine. An                        Miners will be promptly notified of                   of miners that is not corrected promptly.
                                              examination is only required in those                   adverse conditions found that cannot be               The January 2017 rule required that
                                              areas where work will be performed. If                  corrected promptly, and operators will                each adverse condition be listed in the
                                              miners are not scheduled for work in a                  be required to include them in the                    examination record. This final rule
                                              particular area or place at the mine, that              examination record. This final rule, like             reduces the mine operator’s
                                              place does not need to be examined.                     the January 2017 rule, will promote                   recordkeeping burden by requiring that
                                                 MSHA also recognizes that there are                  early identification and improve                      the examination record include only a
                                              mines where several crews start work at                 communication of adverse conditions.                  description of each adverse condition
                                              the same time in different areas of the                 MSHA believes that prudent operators                  that is not corrected promptly. A similar
                                              mine. The competent person                              will correct many adverse conditions as               conforming change to §§ 56.18002(c)
                                              designation is not restricted to                        competent persons perform                             and 57.18002(c) requires that the
                                              supervisors and foremen. If designated                  examinations, or as soon as possible                  examination record include the dates of
                                              by the operator as having the required                  after the completion of examinations.                 corrective actions for only those adverse
                                              experience and ability, a non-                          For these reasons, MSHA concludes that                conditions that are not corrected
                                              supervisory miner on the crew starting                  the requirements in this final rule are as            promptly. In response to comments, the
                                              work also may be ‘‘competent’’ to                       protective as those in the January 2017               Agency concludes that providing a mine
                                              conduct the examination. MSHA                           rule. Under this final rule, adverse                  operator an exception to the
                                              believes that existing requirements for                 conditions will be identified and miners              recordkeeping requirement for
                                              competent persons provide flexibility                   will be notified of those adverse                     conditions that are corrected promptly
                                              for operators while requiring the level of              conditions that are not promptly                      provides increased incentive to correct
                                              competency necessary to conduct                         corrected, before they are potentially                conditions promptly, without reducing
                                              adequate examinations.                                  exposed.                                              protections for miners’ safety and
                                                 Some commenters did not support the                     Also, this final rule, like the January            health. The Agency also believes that
                                              proposed changes stating that allowing                  2017 rule, does not require a specific                this action will likely result in
                                              examinations as miners begin work in a                  time frame for the examination to be                  operators’ correcting adverse conditions
                                              potentially hazardous area would be                     conducted. However, whether                           more quickly, and thereby improving
                                              less protective than the January 2017                   conducted before work begins in a                     protections for miners.
                                              amendments; one commenter stated the                    working place or as work begins in that                  Consistent with the explanation in the
                                              proposed revision is contrary to Section                place, the examination should be                      preamble to the January 2017 rule
                                              101(a)(9) of the Mine Act. The                          conducted within a time frame                         regarding miner notification
                                              commenters supported implementing                       sufficient to assure any adverse                      requirements in §§ 56.18002(a)(1) and
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                                              the January 2017 requirement that the                   conditions would be identified before                 57.18002(a)(1), MSHA interprets
                                              examination must occur before miners                    miners are potentially exposed.                       promptly to mean before miners are
                                              begin work in a working place. One                         Some commenters supported the                      potentially exposed to adverse
                                              commenter further questioned how                        option to allow examinations to be                    conditions. In the preamble, MSHA
                                              sending miners into their work place                    performed as miners begin work in a                   stated that if adverse conditions in the
                                              before an examination has been                          working place. One commenter noted                    work area are corrected before miners
                                              conducted can be safer than identifying                 that it is best to train miners to perform            are potentially exposed, notification is


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                                                                   Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                                  15059

                                              not necessary because no miners are                        Most commenters, however, were                     alternatives and, if regulation is
                                              exposed to the adverse conditions.                      generally receptive to the proposed                   necessary, to select regulatory
                                              Similarly, an adverse condition that is                 changes to the examination record                     approaches that maximize net benefits
                                              corrected promptly no longer presents a                 requirements. They expressed that the                 (including potential economic,
                                              danger to miners, and a description of                  changes were an improvement over the                  environmental, public health and safety
                                              the adverse condition would not be                      January 2017 rule and provided more                   effects, distributive impacts, and
                                              required as part of the examination                     flexibility for operators. Some noted that            equity). E.O. 13563 emphasizes the
                                              record. Similarly, if an adverse                        many adverse conditions are found and                 importance of quantifying both costs
                                              condition is not promptly corrected, the                corrected during the examination.                     and benefits, of reducing costs, of
                                              mine operator must notify miners and                    Others pointed out that requiring all                 harmonizing rules, and of promoting
                                              record it in the examination record.                    adverse conditions be recorded in the                 flexibility. E.O. 13771 directs agencies
                                                 In addition, the purpose of the                      examination record would overwhelm                    to reduce regulation and control
                                              working place examinations rulemaking                   the record with minor housekeeping                    regulatory costs by eliminating at least
                                              is to ensure that adverse conditions will               issues, and the proposed change would                 two existing regulations for each new
                                              be timely identified, communicated to                   reduce the regulatory burden on the                   regulation, and that the cost of planned
                                              miners, and corrected, thereby                          operator. Another commenter stated that               regulations be prudently managed and
                                              improving miners’ safety and health.                    removing the requirement to record all                controlled through a budgeting process.
                                              This final rule reduces the mine                        adverse conditions will provide an                    This final rule is an E.O. 13771
                                              operator’s recordkeeping burden but                     incentive for operators to take corrective            deregulatory action. MSHA believes that
                                              does not reduce the protections afforded                actions immediately.                                  this rule reflects industry best practices
                                              miners under the January 2017 rule.                        MSHA agrees with these commenters                  and the estimated cost savings will
                                              Consistent with industry best practices,                and concludes that requiring mine                     likely be realized. As discussed in this
                                              and with comments, MSHA recognizes                      operators to record only those adverse                section, MSHA estimates that this final
                                              that prudent mine operators routinely                   conditions that are not corrected                     rule results in annual cost savings of
                                              correct many adverse conditions during                  promptly is as protective as the January              $27.6 million.1
                                              the examination, or as soon as possible                 2017 rule. When a mine operator is not                   Under E.O. 12866, MSHA must
                                              after the completion of the working                     required to record an adverse condition               determine whether a regulatory action is
                                              place examination, and that the                         which is corrected promptly in the                    ‘‘significant’’ and subject to review by
                                              corrective action may be taken by the                   examination record, the mine operator                 OMB. Section 3(f) of E.O. 12866 defines
                                              competent person or someone else. For                   is incentivized to correct these                      a ‘‘significant regulatory action’’ as an
                                              these reasons, the final rule requires the              conditions.                                           action that is likely to result in a rule:
                                              mine operator to record only those                         Many commenters suggested that                     (1) Having an annual effect on the
                                              conditions that are not promptly                        MSHA revise the examination record                    economy of $100 million or more, or
                                              corrected and that may expose miners to                 requirement to include only those                     adversely and materially affecting a
                                              adverse conditions affecting their safety               adverse conditions not corrected during               sector of the economy, productivity,
                                              and health.                                             the shift, instead of the proposed                    competition, jobs, the environment,
                                                 In the preamble to the January 2017                  requirement to include those not                      public health or safety, or state, local, or
                                              rule, MSHA explained that recording all                 corrected promptly. They articulated                  tribal governments or communities (also
                                              adverse conditions, even those that are                 that the reason for the record is to                  referred to as ‘‘economically
                                              corrected promptly, would be useful in                  document adverse conditions that were                 significant’’); (2) creating serious
                                              identifying trends and areas that could                 not corrected timely and still need to be             inconsistency or otherwise interfering
                                              benefit from an increased safety                        corrected. Some indicated that their                  with an action taken or planned by
                                              emphasis. While this may be true,                       recommended exception is consistent                   another agency; (3) materially altering
                                              MSHA also believes that a recording                     with the requirement that the mine                    the budgetary impacts of entitlements,
                                              exception for adverse conditions that                   operator make the record before the end               grants, user fees, or loan programs or the
                                              are corrected promptly will yield as                    of the shift.                                         rights and obligations of recipients
                                              much or more in safety benefits, because                   Recording adverse conditions that are              thereof; or (4) raising novel legal or
                                              it encourages prompt correction of                      not corrected promptly, rather than                   policy issues arising out of legal
                                              adverse conditions.                                     those corrected anytime during the shift              mandates, the President’s priorities, or
                                                 Some commenters opposed the                          as suggested by commenters, provides                  the principles set forth in this Executive
                                              proposed changes to the examination                     increased incentive for the mine                      Order.
                                              record provisions and expressed their                   operator to correct the adverse                          Based on its evaluation of the costs
                                              support for implementing requirements                   conditions sooner and reduces the risk                and benefits, MSHA has determined
                                              of the January 2017 rule. These                         of accidents, injuries, or illnesses.                 that this final rule will not have an
                                              commenters suggested that all adverse                      MSHA’s change to the examination                   annual effect of $100 million or more on
                                              conditions identified during a working                  record requirements will reduce the                   the economy and, therefore, will not be
                                              place examination must be recorded to                   operators’ regulatory burden, while                   an economically significant regulatory
                                              encourage mine operators to explore the                 continuing to provide equivalent                      action pursuant to section 3(f) of E.O.
                                              possible causes of those conditions and                 protection to miners’ safety and health.              12866.
                                              to take appropriate corrective actions.
                                                 Consistent with the purpose of the                   IV. Executive Order 12866: Regulatory                 A. Affected Employees and Revenue
                                              January 2017 rule, amending                             Planning and Review; Executive Order                  Estimates
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                                              §§ 56.18002(b) and 57.18002(b) reduces                  13563: Improving Regulation and
                                                                                                      Regulatory Review; and Executive                        The final rule applies to all MNM
                                              the mine operator’s burden in recording                                                                       mines in the United States. In 2016,
                                              each adverse condition and encourages                   Order 13771: Reducing Regulation and
                                                                                                      Controlling Regulatory Costs                          there were approximately 11,624 MNM
                                              prompt correction by requiring that the                                                                       mines employing 140,631 miners,
                                              record include only those conditions                      Executive Orders (E.O.) 13563 and
                                              that are not corrected promptly and may                 12866 direct agencies to assess all costs               1 Except where noted, the analysis presents all

                                              affect the safety and health of miners.                 and benefits of available regulatory                  dollar values using 2016 dollars.



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                                              15060                        Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations

                                              excluding office workers, and 69,004                                        Table 1 presents the number of MNM
                                              contractors working at MNM mines.                                           mines and employment by mine size.

                                                                                                               TABLE 1—MNM MINES AND EMPLOYMENT IN 2016
                                                                                                                                                                                                                                                   Total employment
                                                                                                                    Mine size                                                                                    Number of mines                  at mines, excluding
                                                                                                                                                                                                                                                     office workers

                                              1–19 Employees ......................................................................................................................................                                 10,428                     52,703
                                              20–500 Employees ..................................................................................................................................                                     1,174                    71,257
                                              501+ Employees ......................................................................................................................................                                        22                  16,671
                                              Contractors ..............................................................................................................................................       ................................                69,004

                                                    Total ..................................................................................................................................................                        11,624                    209,635
                                                 Source: MSHA MSIS Data (reported on MSHA Form 7000–2) June 6, 2017.


                                                The U.S. Department of the Interior                                       mining industry’s MNM output in 2016                                          hours worked and revenue produced at
                                              (DOI) estimated the value of the U.S.                                       to be $74.6 billion.2 Table 2 presents the                                    MNM mines by mine size.

                                                                                                          TABLE 2—MNM TOTAL HOURS AND REVENUES IN 2016
                                                                                                                                                                                                                                                       Revenue
                                                                                                                                                                                                                    Total hours
                                                                                                                    Mine size                                                                                                                         (in millions
                                                                                                                                                                                                                 reported for year                     of dollars)

                                              1–19 Employees ......................................................................................................................................                         89,901,269                        $22,289
                                              20–500 Employees ..................................................................................................................................                          153,459,578                         40,920
                                              501+ Employees ......................................................................................................................................                         35,396,747                         11,390

                                                    Total ..................................................................................................................................................               278,757,594                         74,600
                                                Source: MSHA MSIS Data (total hours worked at MNM mines reported on MSHA Form 7000–2) and estimated DOI reported mining revenues
                                              for 2016. MSHA distributed the totals to mine size using employment and hours data.


                                              B. Baseline                                                                 MSHA’s analysis assumes an average                                            × $52.92 wage × 1.8 shifts per day × 1
                                                MSHA estimated that the January                                           rate for all MNM mines. Like the                                              exam × 285 workdays per year; and
                                              2017 rule would have resulted in $34.5                                      January 2017 rule, wage rates for this                                          • $1.75 million = 22 mines with 501+
                                              million in annual costs for the MNM                                         final rule are from the U.S. Department                                       employees × 85 percent × 2.5 hours ×
                                              industry. The Agency estimated that the                                     of Labor’s Bureau of Labor Statistics                                         $52.92 wage × 2.2 shifts per day × 1
                                              total undiscounted cost over 10 years                                       (BLS), Occupation Employment                                                  exam × 322 workdays per year.
                                              would have been $345.1 million; at a 3                                      Statistics (OES). For this final rule,                                          In the January 2017 rule, MSHA
                                              percent discount rate, $294.4 million;                                      MSHA applied 2016 wage and                                                    estimated the cost of making a record of
                                              and at a 7 percent discount rate, $242.4                                    employment data to the January 2017                                           each examination before the end of the
                                              million.                                                                    rule cost estimate to calculate a                                             shift for which the examination was
                                                For the January 2017 rule, MSHA                                           baseline. In the January 2017 rule,                                           conducted. MSHA retained the
                                              estimated costs associated with                                             MSHA estimated that a mine operator                                           calculations and assumptions used for
                                              conducting an examination before                                            would pay overtime for a competent                                            this cost estimate (82 FR 7691). The
                                              miners begin work, the additional time                                      person to arrive before the shift begins                                      revised annual cost base, which was
                                              to make a record, and providing miners’                                     to conduct the working place                                                  updated for wage inflation and final
                                              representatives a copy of the record. In                                    examination. MSHA also estimated the                                          2016 data on the number of mines in
                                              the preamble to the January 2017 rule,                                      cost for overtime as time and a half                                          operation, is $7.516 million, an
                                              MSHA concluded that MNM mine                                                (52.92/hr = $35.28 × 1.5). MSHA                                               approximate $216,000 increase. The
                                              operators will use a variety of                                             retained the calculations and                                                 updated annual cost consists of:
                                              scheduling methods to conduct an                                            assumptions used in the January 2017                                            • $5.70 million = 10,428 mines with
                                              examination of a working place before                                       rule to conduct the examination before                                        1–19 employees × 1.1 shift per day × 1
                                              miners begin work (82 FR 7690). In                                          miners begin work. The revised annual                                         exam record × 169 workdays per year ×
                                              addition, MSHA considered the                                               cost base is $27.6 million, or an                                             5 additional minutes × 1 hr/60 min ×
                                              following variables: (1) Percent of mine                                    approximate $0.7 million increase. The                                        $35.28 per hour;
                                              operators currently conducting                                              updated annual cost consists of:                                                • $1.77 million = 1,174 mines with
                                              workplace examinations before miners                                           • $5.13 million = 10,428 mines with                                        20–500 employees × 1.8 shifts per day
                                              begin work; (2) number of shifts by mine                                    1–19 employees × 15 percent × 20                                              × 1 exam record × 285 workdays per
                                              size; (3) average time to conduct a                                         minutes × 1 hr/60 min × $52.92 wage ×                                         year × 5 additional minutes × 1 hr/60
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                                              workplace examination by mine size; (4)                                     1.1 shifts per day × 1 exam × 169                                             min × $35.28 per hour; and
                                              hourly wage rate; and (5) number of                                         workdays per year;                                                              • $45,816 = 22 mines with 501+
                                              days a mine operates, on average, by                                           • $20.72 million = 1,174 mines with                                        employees × 2.2 shifts per day × 1 exam
                                              mine size. The hourly wage rate used in                                     20–500 employees × 65 percent × 1 hour                                        record × 322 workdays per year × 5
                                                2 Revenue estimates are from U.S. Geological                              2017: U.S. Geological Survey, 202 pages, https://
                                              Survey, 2017, Mineral Commodity Summaries                                   doi.org/10.3133/70180197, p. 9.



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                                                                       Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                                        15061

                                              additional minutes × 1 hr/60 min ×                                conditions that are not corrected                              require a competent person designated
                                              $35.28 per hour.                                                  promptly.                                                      by a mine operator to examine each
                                                MSHA also retained the calculations                                MSHA does not believe the changes to                        working place at least once per shift.
                                              and assumptions used to estimate the                              the January 2017 rule reduce the                               Therefore, requiring a competent person
                                              costs of making a copy of the                                     protections afforded miners. As MSHA                           to perform the examination is not a new
                                              examination record and providing it to                            stated in the preamble to the January                          cost.
                                              miners’ representatives. The annual                               2017 rule, the Agency was unable to                               Some commenters suggested that
                                              costs, which were also updated for wage                           separate quantifiable benefits from the                        mine operators would incur other costs
                                              inflation and the number of mines in                              January 2017 rule from those benefits                          related to the January 2017 rule due to
                                              operations, consist of:                                           attributable to conducting a workplace                         differences in physical mine sizes, or
                                              • $137,121 = 10,428 mines with 1–19                               examination under the standards in                             differences between underground and
                                                   employees × 10 percent × 1.1 shifts                          effect. MSHA continues to anticipate,                          surface mining operations, and these
                                                   per day × 169 workdays per year ×                            however, that there will be benefits from                      amendments did not eliminate all of the
                                                   ((1 minute × $24.44 per hour) +                              more effective and consistent working                          timing costs attributable to the 2017
                                                   $0.30 copy costs);                                           place examinations that help to ensure                         rule. However, these commenters did
                                              • $213,000 = 1,174 mines with 20–500                              that adverse conditions will be timely                         not provide MSHA sufficient data or
                                                   employees × 50 percent × 1.8 shifts                          identified, communicated to miners,                            information for the Agency to quantify
                                                   per day × 285 workdays per year ×                            and corrected. MSHA anticipates that                           the costs associated with the differences
                                                   ((1 minute × $24.44 per hour) +                              the record requirements will improve                           in mine size or mining operations.
                                                   $0.30 copy costs); and                                       accident prevention by helping mine                            Further, MSHA’s estimates represent
                                              • $11,024 = 22 mines with 501+                                    operators identify any patterns or trends                      averages; individual mines have costs
                                                   employees × 100 percent × 2.2 shifts                         of adverse conditions and preventing                           above and below the average.
                                                   per day × 322 workdays per year ×                            these conditions from recurring. Since
                                                   ((1 minute × $24.44 per hour) +                              MSHA was unable to quantify benefits                              The January 2017 rule also specified
                                                   $0.30 copy costs).                                           for this rulemaking, MSHA is not                               the contents of the examination record,
                                                The revised annual cost base is $.361                           claiming a monetized benefit for this                          which included a requirement that the
                                              million, an approximate $15,000                                   final rule.                                                    record include a description of all
                                              increase.                                                                                                                        adverse conditions found. Under this
                                                                                                                E. Compliance Costs                                            final rule, MSHA reduces the mine
                                              C. Net Benefits                                                      The costs of this final rule are                            operators’ burden by modifying the
                                                Net benefits are the result of                                  associated with conducting                                     required contents of the examination
                                              subtracting costs from benefits. As                               examinations of a working place as                             record. The final rule requires that the
                                              detailed in the Benefits and Compliance                           miners begin work in that place. For the                       examination record include a
                                              Cost sections below, no monetized                                 January 2017 rule estimate, MSHA                               description of each adverse condition
                                              benefits minus the cost savings of                                assumed that operators could have                              that is not corrected promptly, and no
                                              ¥$27.6 million results in a net benefit                           incurred overtime costs, hiring costs, or                      longer requires a record of adverse
                                              of $27.6 million annually undiscounted                            experience rescheduling costs to comply                        conditions that are corrected promptly.
                                              as well as the same value at discount                             with the requirement that an                                   MSHA solicited information and data
                                              rates of 7 and 3 percent.                                         examination occur before miners began                          on the number of instances adverse
                                                                                                                work. Under this rulemaking, MSHA                              conditions are promptly corrected and,
                                              D. Benefits                                                       estimated that mine operators would not                        on average, how much time would be
                                                As previously stated, this final rule                           incur these costs. MSHA solicited                              saved by not requiring corrected
                                              modifies §§ 56.18002(a) and 57.18002(a)                           comments, but did not receive specific                         conditions to be included in the record.
                                              that required the examination be                                  data or information on the Agency’s                            MSHA did not receive data or
                                              conducted before miners begin work in                             assumptions or costs saving estimate.                          information in response to this request;
                                              that place to also allow an examination                              MSHA did not change the                                     therefore, the Agency has estimated no
                                              to be as miners begin work in that place.                         longstanding definition related to                             change in costs related to the change to
                                              In addition the final rule modifies                               ‘‘competent person.’’ Many commenters                          the recordkeeping requirements. The
                                              §§ 56.18002(b) and 57.18002(b) to                                 recognized that MSHA did not propose                           following table reports the published
                                              require a description of each adverse                             changing this definition and, that in                          January 2017 rule costs, updates to the
                                              condition found that is not corrected                             many mines, miners are trained and                             baseline, and the final rule’s cost
                                              promptly. MSHA’s final rule also                                  perform as competent persons.                                  savings (cost reductions have a negative
                                              modifies §§ 56.18002(c) and 57.18002(c)                           However, other commenters considered                           sign and are a cost savings). As the table
                                              to require that the examination record                            the requirement that a competent person                        reports, only the timing of the
                                              include, or be supplemented to include,                           perform the examination to be a new                            examination has a cost impact for this
                                              the date of the corrective action for                             cost. In addition, the standards in effect                     rulemaking.

                                                                                    TABLE 3—UNDISCOUNTED COSTS, CHANGES, AND REGULATORY SAVINGS
                                                                                                           [Annual values, millions, 2016 dollars except as noted]

                                                                                                                                                                                                                Total
                                                                                                                                                                               Record         Examination     (may not
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                                                                                                                                                                               keeping          timing       sum due to
                                                                                                                                                                                                              rounding)

                                              Costs as published in Jan. 2017 rule (published using 2015 dollars) ........................................                            7.64           26.88          34.51
                                              Changes due to updated 2016 baseline data .............................................................................                 0.24            0.72           0.95
                                              Total revised baseline for Jan. 2017 rule ....................................................................................          7.88           27.60          35.47




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                                              15062                        Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations

                                                                               TABLE 3—UNDISCOUNTED COSTS, CHANGES, AND REGULATORY SAVINGS—Continued
                                                                                                                    [Annual values, millions, 2016 dollars except as noted]

                                                                                                                                                                                                                                     Total
                                                                                                                                                                                                   Record           Examination    (may not
                                                                                                                                                                                                   keeping            timing      sum due to
                                                                                                                                                                                                                                   rounding)

                                              Regulatory savings of final rule (change from updated baseline, negative values = cost sav-
                                                ings) ..........................................................................................................................................          0.00           ¥27.60       ¥27.60



                                              Overhead Costs                                                              general guidance that applies in this                                    ¥$276 million, ¥$235.4 million at a 3
                                                 MSHA did not include an overhead                                         situation:                                                               percent rate, and ¥$193.8 million at a
                                              labor cost in the economic analysis for                                       For E.O. 13771 deregulatory actions that                               7 percent rate. Negative cost values are
                                              this final rule. It is also important to                                    revise or repeal recently issued rules,                                  cost savings. The same annual cost
                                              note that there is not one broadly                                          agencies generally should not estimate cost                              savings occurs in each of the 10 years
                                              accepted overhead rate, and the use of                                      savings that exceed the costs previously                                 so the cost annualized over 10 years will
                                                                                                                          projected for the relevant requirements,                                 be approximately ¥$27.6 million.
                                              overhead rate to estimate the marginal                                      unless credible new evidence show that costs
                                              costs of labor raises a number of issues                                    were previously underestimated.                                          V. Feasibility
                                              that should be addressed before
                                              applying overhead costs to analyze costs                                      The cost estimate for the January 2017                                 A. Technological Feasibility
                                              of any regulation. There are several                                        rule did not include overhead. If, for                                     The final rule contains examination
                                              approaches to look at the cost elements                                     this rule, MSHA had included an                                          timing and recordkeeping requirements
                                              that fit the definition of overhead and                                     overhead rate when estimating the                                        and is not technology-forcing. MSHA
                                              there are a range of overhead estimates                                     marginal cost of labor and adopted for                                   concludes that the final rule will be
                                              currently used within the federal                                           these purposes an overhead rate of 17                                    technologically feasible.
                                              government—for example, the                                                 percent on base wages, the overhead
                                                                                                                          costs would increase cost savings from                                   B. Economic Feasibility
                                              Environmental Protection Agency has
                                              used 17 percent,3 and the Employee                                          $27.6 million to $32.3 million at all                                       MSHA established the economic
                                              Benefits Security Administration has                                        discount rates, 17 percent more than                                     feasibility of the January 2017 rule using
                                              used 132 percent on average.4 Some                                          costs previously projected. This increase                                its traditional revenue screening test—
                                              overhead costs, such as advertising and                                     in savings of $4.7 million is the same as                                whether the yearly impacts of a
                                              marketing, may be more closely                                              the 17 percent overhead rate because all                                 regulation are less than one percent of
                                              correlated with output rather than with                                     rule costs are labor costs and therefore                                 revenues—to establish presumptively
                                              labor. Other overhead costs vary with                                       total costs change in direct proportion to                               that the January 2017 rule was
                                              the number of new employees. For                                            the overhead rates selected. MSHA will                                   economically feasible for the mining
                                              example, rent or payroll processing                                         continue to study overhead costs to                                      community. This final rule creates a
                                              costs may change little with the                                            ensure regulatory costs are                                              cost savings of ¥$27.6 million annually
                                              addition of 1 employee in a 500-                                            appropriately attributed without double                                  compared to the January 2017 rule.
                                              employee firm, but those costs may                                          counting or showing savings for                                          Although the associated revenues
                                              change substantially with the addition                                      concepts not previously considered as                                    decreased slightly from the January
                                              of 100 employees. If an employer is able                                    costs.                                                                   2017 rule estimate of $77.6 billion in
                                              to rearrange current employees’ duties                                      Discounting                                                              2015 to approximately $74.6 billion for
                                              to implement a rule, then the marginal                                                                                                               2016, the costs retained from the
                                                                                                                            Discounting is a technique used to                                     January 2017 rule of approximately $7.9
                                              share of overhead costs such as rent,                                       apply the economic concept that the
                                              insurance, and major office equipment                                                                                                                million per year remain well less than
                                                                                                                          preference for the value of money                                        one percent of revenues and the net
                                              (e.g., computers, printers, copiers)                                        decreases over time. In this analysis,
                                              would be very difficult to measure with                                                                                                              decrease in costs (¥$27.6 million
                                                                                                                          MSHA provides cost totals at zero, 3,
                                              accuracy (e.g., computer use costs                                                                                                                   annually) is even more supportive of the
                                                                                                                          and 7 percent discount rates. The zero
                                              associated with 2 hours for rule                                                                                                                     Agency’s conclusion. MSHA concludes
                                                                                                                          percent discount rate is referred to as
                                              familiarization by an existing                                                                                                                       that the final rule will be economically
                                                                                                                          the undiscounted rate. MSHA used the
                                              employee). Guidance on implementing                                                                                                                  feasible for the MNM mining industry.
                                                                                                                          Excel® Net Present Value (NPV)
                                              Executive Order 137715 also provides                                                                                                                 VI. Regulatory Flexibility Analysis and
                                                                                                                          function to determine the present value
                                                3 U.S. Environmental Protection Agency, ‘‘Wage
                                                                                                                          of costs and computed an annualized                                      Small Business Regulatory Enforcement
                                              Rates for Economic Analyses of the Toxics Release                           cost from the present value using the                                    Fairness Act and Executive Order
                                              Inventory Program,’’ June 10, 2002.                                         Excel PMT function.6 The negative                                        13272: Proper Consideration of Small
                                                4 For a further example of overhead cost
                                                                                                                          value of the PMT function provides the                                   Entities in Agency Rulemaking
                                              estimates, please see the Employee Benefits                                 annualized cost over 10 years at 3 and
                                              Security Administration’s guidance at https://                                                                                                          In the proposed rule, Examinations of
                                              www.dol.gov/sites/default/files/ebsa/laws-and-                              7 percent discount rates using the                                       Working Places in Metal and Nonmetal
                                              regulations/rules-and-regulations/technical-                                function’s end of period option.                                         Mines, MSHA requested comments on
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                                              appendices/labor-cost-inputs-used-in-ebsa-opr-ria-                            MSHA estimates that the total                                          its proposed certification. MSHA has
                                              and-pra-burden-calculations-august-2016.pdf.                                undiscounted costs of the final rule over
                                                5 Memorandum: Implementing Executive Order                                                                                                         reviewed comments pursuant to the
                                              13771, Titled ‘‘Reducing Regulation and Controlling
                                                                                                                          a 10-year period will be approximately                                   Regulatory Flexibility Act (RFA) of
                                              Regulatory Costs, M–17–21’’, April 5, 2017,                                                                                                          1980, as amended by the Small Business
                                              Question 21, https://www.whitehouse.gov/the-                                  6 Office of Management and Budget, Office of

                                              press-office/2017/04/05/memorandum-                                         Information and Regulatory Affairs, Regulatory
                                                                                                                                                                                                   Regulatory Enforcement Fairness Act
                                              implementing-executive-order-13771-titled-                                  Impact Analysis: Frequently Asked Questions,                             (SBREFA). For the RFA considerations
                                              reducing-regulation.                                                        February 7, 2011.                                                        and certification, MSHA has included


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                                                                              Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                                                          15063

                                              the impact of the final rule on small                                               compliance cost estimates and not                           a substantial number of small entities.
                                              entities only as defined by the Small                                               intended to determine the impact of the                     Additionally, there is the possibility
                                              Business Administration. Based on that                                              final rule on small entities, as required.                  that a rule might have a positive
                                              analysis, MSHA certifies that this final                                               On February 26, 2016, SBA’s revised                      economic impact. To properly apply
                                              rule will not have a significant                                                    size standards became effective. SBA                        MSHA’s traditional criteria and
                                              economic impact on a substantial                                                    updated the small business thresholds                       consider the positive impact case,
                                              number of small entities. The Agency,                                               for mining by establishing a number of                      MSHA adjusted its traditional threshold
                                              therefore, is not required to develop a                                             different levels. MSHA used the SBA                         analysis criteria to consider the absolute
                                              final regulatory flexibility analysis.                                              standards, definitions, and the 2017                        value of one percent rather than only
                                              MSHA presents the factual basis for this                                            NAICS updates for the screening                             the adverse case. This slight change
                                              certification below.                                                                analysis of the final rule. To align                        means when the absolute value of the
                                                                                                                                  MSHA’s data with the SBA definitions,                       estimated compliance costs exceeds one
                                              A. Definition of a Small Mine                                                       the Agency used the largest value of                        percent of revenues, MSHA investigates
                                                                                                                                  total mine employment identified by                         whether further analysis is required. For
                                                Under the RFA, in analyzing the                                                   total employment reported to MSHA by
                                              impact of a rule on small entities,                                                                                                             small entities impacted by this final
                                                                                                                                  the mine operators, total controller                        rule, MSHA used the average per mine
                                              MSHA must use the Small Business                                                    employment, or total employment
                                              Administration’s (SBA’s) definition for a                                                                                                       cost savings and average revenues per
                                                                                                                                  identified from MSHA’s research.                            mine (See Table 2) to estimate the
                                              small entity, or after consultation with
                                              the SBA Office of Advocacy, establish                                               B. Factual Basis for Certification                          revenue at $40.4 billion and costs
                                              an alternative definition for the mining                                              MSHA initially evaluates the impacts                      savings at $17.2 million (subtracting
                                              industry by publishing that definition in                                           on small entities by comparing the                          negative costs results in a positive).
                                              the Federal Register for notice and                                                 estimated compliance costs of a rule for                       As a percentage, the absolute value of
                                              comment. Although the description of                                                small entities in the sector affected by                    the impact is approximately 0.04
                                              the base costs in the Baseline section                                              the rule to the estimated revenues for                      percent ($17.2 million/$40.4 billion);
                                              includes various mine sizes, MSHA has                                               the affected sector. When this threshold                    therefore, using the threshold analysis,
                                              not established an alternative definition                                           analysis shows estimated compliance                         MSHA concludes no further analysis is
                                              and, therefore, must use SBA’s                                                      costs have been less than one percent of                    required and concludes the final rule
                                              definition. MSHA’s traditional                                                      the estimated revenues, the Agency has                      will not have a significant impact on a
                                              definition of a small mine (1–19                                                    concluded that it is generally                              substantial number of small entities.
                                              employees) is used to assist the mining                                             appropriate to conclude that there is no                    Table 4 shows the estimate of impact by
                                              community understand MSHA’s                                                         significant adverse economic impact on                      NAICS code.
                                                                                                                       TABLE 4—SMALL ENTITY IMPACT BY NAICS CODE
                                                                                                                                                                                                                        Cost savings        Cost
                                                                                                                                                                                                                          for small
                                                                                                                                                  Small standard                      Revenue        One percent                         exceeds 1
                                                                                                                                                                   Number small                                             mines
                                                        NAICS                                      NAICS description                               (maximum                          small mines     of revenues                          percent
                                                                                                                                                                      mines                                              ($ millions,
                                                                                                                                                   employees)                        ($ millions)    ($ millions)                        (absolute
                                                                                                                                                                                                                        savings are        value)
                                                                                                                                                                                                                          positive)

                                              211111 ........................       Crude Petroleum and Natural Gas Ex-                                   1,250                  6              16                  0             0.0   No.
                                                                                       traction.
                                              212210     ........................   Iron Ore Mining ...................................                     750                 24          1,671              17                 0.3   No.
                                              212221     ........................   Gold Ore Mining ..................................                    1,500                116          2,125              21                 0.4   No.
                                              212222     ........................   Silver Ore Mining ................................                      250                  8            155               2                 0.0   No.
                                              212230     ........................   Copper, Nickel, Lead, and Zinc Mining                                   750                 40          2,423              24                 0.5   No.
                                              212291     ........................   Uranium-Radium-Vanadium Ore Min-                                        250                  3             85               1                 0.1   No.
                                                                                       ing.
                                              212299 ........................       All Other Metal Ore Mining .................                            750                 11            205               2                 0.1   No.
                                              212311 ........................       Dimension Stone Mining and Quar-                                        500                762          2,993              30                 1.8   No.
                                                                                       rying.
                                              212312 ........................       Crushed and Broken Limestone Min-                                       750            1,320            7,102              71                 3.3   No.
                                                                                       ing and Quarrying.
                                              212313 ........................       Crushed and Broken Granite Mining                                       750                146          1,310              13                 0.7   No.
                                                                                       and Quarrying.
                                              212319 ........................       Other Crushed and Broken Stone                                          500            1,048            4,030              40                 2.2   No.
                                                                                       Mining and Quarrying.
                                              212321     ........................   Construction Sand and Gravel Mining                                     500            5,278            9,550              95                 4.4   No.
                                              212322     ........................   Industrial Sand Mining ........................                         500              232            1,182              12                 0.7   No.
                                              212324     ........................   Kaolin and Ball Clay Mining ................                            750                9              226               2                 0.1   No.
                                              212325     ........................   Clay and Ceramic and Refractory                                         500              211            1,380              14                 0.9   No.
                                                                                       Minerals Mining.
                                              212391 ........................       Potash, Soda, and Borate Mineral                                        750                  8            936                   9             0.1   No.
                                                                                       Mining.
                                              212392 ........................       Phosphate Rock Mining ......................                          1,000                  8            556                   6             0.1   No.
                                              212393 ........................       Other Chemical and Fertilizer Mineral                                   500                 46            603                   6             0.3   No.
                                                                                       Mining.
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                                              327310 ........................       Cement Manufacturing ........................                         1,000                 39          2,114              21                 0.7   No.
                                              327410 ........................       Lime Manufacturing ............................                         750                 32            985              10                 0.5   No.
                                              331313 ........................       Alumina Refining and Primary Alu-                                     1,000                  5            728               7                 0.1   No.
                                                                                       minum Production.

                                                   Grand Total (totals              n/a .......................................................              n/a           9,352           40,374             404                17.2   No.
                                                     do not sum due
                                                     to rounding).




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                                              15064                Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations

                                              VII. Paperwork Reduction Act of 1995                    C. Executive Order 12630: Government                  January 2017 rule, MSHA reviewed the
                                                                                                      Actions and Interference With                         rule for its energy effects. The impact on
                                                The final changes due to this                         Constitutionally Protected Property                   uranium mines is applicable in this
                                              rulemaking are unlikely to change the                   Rights                                                case. MSHA data show only two active
                                              number of collections or respondents in                                                                       uranium mines in 2016. Because this
                                                                                                        Section 5 of E.O. 12630 requires
                                              the currently approved collection 1219–                                                                       final rule will have a net cost savings,
                                                                                                      Federal agencies to ‘‘identify the takings
                                              0089. The recordkeeping change from                     implications of proposed regulatory                   MSHA has concluded that it will not be
                                              the January 2017 rule may reduce the                    actions . . .’’ MSHA has determined                   a significant energy action because it is
                                              burden slightly, but MSHA concludes                     that this final rule does not include a               not likely to have a significant adverse
                                              that any small decrease in the time                     regulatory or policy action with takings              effect on the supply, distribution, or use
                                              needed to make the record may not be                    implications. Accordingly, E.O. 12630                 of energy. Accordingly, under this
                                              measurable. MSHA requested comments                     requires no further Agency action or                  analysis, no further Agency action or
                                              on this issue in the September 2017                     analysis.                                             analysis is required.
                                              proposed rule preamble (82 FR 42761).                                                                         List of Subjects in 30 CFR Parts 56 and
                                                                                                      D. Executive Order 12988: Civil Justice
                                              MSHA received a comment accepting                                                                             57
                                                                                                      Reform
                                              the conclusion and other comments
                                                                                                        Section 3 of E.O. 12988 contains                      Metals, Mine safety and health,
                                              stating the requirement to record all
                                                                                                      requirements for Federal agencies                     Reporting and recordkeeping
                                              adverse conditions was overly
                                                                                                      promulgating new regulations or                       requirements.
                                              burdensome. MSHA revised the
                                              regulatory requirement to reduce the                    reviewing existing regulations to                     David G. Zatezalo,
                                                                                                      minimize litigation by eliminating                    Assistant Secretary of Labor for Mine Safety
                                              burden but did not receive any
                                                                                                      drafting errors and ambiguity, providing              and Health.
                                              comments with information that would
                                                                                                      a clear legal standard for affected
                                              help MSHA decrease the burden                           conduct rather than a general standard,                 For the reasons set out in the
                                              estimate. MSHA concludes that the                       promoting simplification, and reducing                preamble, and under the authority of the
                                              previously approved collection 1219–                    burden. MSHA has reviewed this final                  Federal Mine Safety and Health Act of
                                              0089 remains representative and is not                  rule and has determined that it will                  1977, as amended by the Mine
                                              requesting any change to the burden                     meet the applicable standards provided                Improvement and New Emergency
                                              estimate in the approved collection.                    in E.O. 12988 to minimize litigation and              Response Act of 2006, MSHA is
                                                                                                      undue burden on the Federal court                     amending parts 56 and 57 of title 30 of
                                              VIII. Other Regulatory Considerations                                                                         the Code of Federal Regulations as
                                                                                                      system.
                                              A. The Unfunded Mandates Reform Act                                                                           follows:
                                                                                                      E. Executive Order 13132: Federalism
                                              of 1995
                                                                                                        MSHA has determined that this final                 PART 56—SAFETY AND HEALTH
                                                 MSHA has reviewed the final rule                     rule does not have federalism                         STANDARDS—SURFACE METAL AND
                                              under the Unfunded Mandates Reform                      implications because it will not have                 NONMETAL MINES
                                              Act of 1995 (2 U.S.C. 1501 et seq.).                    substantial direct effects on the States,
                                                                                                                                                            ■ 1. The authority citation for part 56
                                              MSHA has determined that this rule                      on the relationship between the national
                                                                                                                                                            continues to read as follows:
                                              does not include any federal mandate                    government and the States, or on the
                                                                                                      distribution of power and                                 Authority: 30 U.S.C. 811.
                                              that may result in increased
                                              expenditures by State, local, or tribal                 responsibilities among the various                    ■ 2. Revise § 56.18002 to read as
                                              governments; nor will it increase private               levels of government. Accordingly, E.O.               follows:
                                              sector expenditures by more than $100                   13132 requires no further Agency action
                                                                                                      or analysis.                                          § 56.18002    Examination of working places.
                                              million (adjusted for inflation) in any                                                                          (a) A competent person designated by
                                              one year or significantly or uniquely                   F. Executive Order 13175: Consultation                the operator shall examine each working
                                              affect small governments. Accordingly,                  and Coordination With Indian Tribal                   place at least once each shift before
                                              the Unfunded Mandates Reform Act                        Governments                                           work begins or as miners begin work in
                                              requires no further Agency action or                       MSHA has determined that this final                that place, for conditions that may
                                              analysis.                                               rule does not have tribal implications                adversely affect safety or health.
                                              B. The Treasury and General                             because it will not have substantial                     (1) The operator shall promptly notify
                                                                                                      direct effects on one or more Indian                  miners in any affected areas of any
                                              Government Appropriations Act of
                                                                                                      tribes, on the relationship between the               conditions found that may adversely
                                              1999: Assessment of Federal
                                                                                                      Federal Government and Indian tribes,                 affect safety or health and promptly
                                              Regulations and Policies on Families                                                                          initiate appropriate action to correct
                                                                                                      or on the distribution of power and
                                                Section 654 of the Treasury and                       responsibilities between the Federal                  such conditions.
                                              General Government Appropriations                       Government and Indian tribes.                            (2) Conditions noted by the person
                                              Act of 1999 (5 U.S.C. 601 note) requires                Accordingly, E.O. 13175 requires no                   conducting the examination that may
                                                                                                      further Agency action or analysis.                    present an imminent danger shall be
                                              agencies to assess the impact of Agency
                                                                                                                                                            brought to the immediate attention of
                                              action on family well-being. MSHA has                   G. Executive Order 13211: Actions                     the operator who shall withdraw all
                                              determined that this final rule will have               Concerning Regulations That                           persons from the area affected (except
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                                              no effect on family stability or safety,                Significantly Affect Energy Supply,                   persons referred to in section 104(c) of
                                              marital commitment, parental rights and                 Distribution, or Use                                  the Federal Mine Safety and Health Act
                                              authority, or income or poverty of                        E.O. 13211 requires agencies to                     of 1977) until the danger is abated.
                                              families and children. Accordingly,                     publish a statement of energy effects                    (b) A record of each examination shall
                                              MSHA certifies that this final rule will                when a rule has a significant energy                  be made before the end of the shift for
                                              not impact family well-being.                           action that adversely affects energy                  which the examination was conducted.
                                                                                                      supply, distribution, or use. In its                  The record shall contain the name of the


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                                                                     Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Rules and Regulations                                         15065

                                              person conducting the examination;                          (d) The operator shall maintain the                 DEPARTMENT OF HOMELAND
                                              date of the examination; location of all                  examination records for at least one                  SECURITY
                                              areas examined; and description of each                   year, make the records available for
                                              condition found that may adversely                        inspection by authorized representatives              Coast Guard
                                              affect the safety or health of miners and                 of the Secretary and the representatives
                                              is not corrected promptly.                                of miners, and provide these                          33 CFR Part 100
                                                 (c) When a condition that may                          representatives a copy on request.                    [Docket No. USCG–2018–0261]
                                              adversely affect safety or health is not                  [FR Doc. 2018–07084 Filed 4–6–18; 8:45 am]
                                              corrected promptly, the examination                                                                             RIN 1625–AA08
                                                                                                        BILLING CODE 4520–43–P
                                              record shall include, or be
                                              supplemented to include, the date of the                                                                        Special Local Regulation; Wy-Hi
                                              corrective action.                                                                                              Rowing Regatta, Detroit River, Trenton
                                                                                                        DEPARTMENT OF DEFENSE                                 Channel, Wyandotte, MI
                                                 (d) The operator shall maintain the
                                              examination records for at least one                      Office of the Secretary                               AGENCY:    Coast Guard, DHS.
                                              year, make the records available for                                                                            ACTION:   Temporary final rule.
                                              inspection by authorized representatives                  32 CFR Part 81
                                              of the Secretary and the representatives                                                                        SUMMARY:    The Coast Guard is
                                              of miners, and provide these                              [Docket ID: DOD–2017–OS–0048]                         establishing a special local regulation
                                              representatives a copy on request.                        RIN 0790–AJ97                                         for certain navigable waters of the
                                                                                                                                                              Detroit River, Trenton Channel,
                                              PART 57—SAFETY AND HEALTH                                 Paternity Claims and Adoption                         Wyandotte, MI. This action is necessary
                                              STANDARDS—UNDERGROUND                                     Proceedings Involving Members and                     and is intended to ensure safety of life
                                              METAL AND NONMETAL MINES                                  Former Members of the Armed Forces                    on navigable waters immediately prior
                                                                                                                                                              to, during, and immediately after the
                                              ■ 3. The authority citation for part 57                   AGENCY:    Department of Defense.                     Wy-Hi Rowing Regatta event.
                                              continues to read as follows:                             ACTION:   Final rule.                                 DATES: This temporary final rule is
                                                  Authority: 30 U.S.C. 811.                                                                                   effective from 7:30 a.m. until 5:30 p.m.
                                                                                                        SUMMARY:   This final rule removes DoD’s
                                              ■ 4. Revise § 57.18002 to read as                         regulation concerning paternity claims                on May 5, 2018.
                                              follows:                                                  and adoption proceedings involving                    ADDRESSES: To view documents
                                                                                                        members and former members of the                     mentioned in this preamble as being
                                              § 57.18002       Examination of working places.                                                                 available in the docket, go to http://
                                                                                                        Armed Forces. The DoD policy that
                                                 (a) A competent person designated by                   corresponds with this rule is not                     www.regulations.gov, type USCG–2018–
                                              the operator shall examine each working                   required by law and was rescinded. This               0261 in the ‘‘SEARCH’’ box and click
                                              place at least once each shift before                     part is not necessary, therefore, it can be           ‘‘SEARCH.’’ Click on Open Docket
                                              work begins or as miners begin work in                    removed from the CFR.                                 Folder on the line associated with this
                                              that place, for conditions that may                                                                             rule.
                                                                                                        DATES: This rule is effective on April 9,
                                              adversely affect safety or health.                                                                              FOR FURTHER INFORMATION CONTACT: If
                                                                                                        2018.
                                                 (1) The operator shall promptly notify                                                                       you have questions on this temporary
                                              miners in any affected areas of any                       FOR FURTHER INFORMATION CONTACT:
                                                                                                        LTCOL Reggie Yager, 703–571–9301.                     rule, call or email Tracy Girard,
                                              conditions found that may adversely                                                                             Prevention Department, Sector Detroit,
                                              affect safety or health and promptly                      SUPPLEMENTARY INFORMATION: It has been                Coast Guard; telephone 313–568–9564,
                                              initiate appropriate action to correct                    determined that publication of this CFR               or email Tracy.M.Girard@uscg.mil.
                                              such conditions.                                          part removal for public comment is
                                                                                                                                                              SUPPLEMENTARY INFORMATION:
                                                 (2) Conditions noted by the person                     impracticable, unnecessary, and
                                              conducting the examination that may                       contrary to public interest since it seeks            I. Table of Abbreviations
                                              present an imminent danger shall be                       to remove DoD policy from the CFR that
                                              brought to the immediate attention of                     has already been rescinded.                           CFR Code of Federal Regulations
                                              the operator who shall withdraw all                          This rule is not significant under                 DHS Department of Homeland Security
                                                                                                        Executive Order (E.O.) 12866,                         FR Federal Register
                                              persons from the area affected (except
                                                                                                                                                              NPRM Notice of Proposed Rulemaking
                                              persons referred to in section 104(c) of                  ‘‘Regulatory Planning and Review,’’                   § Section
                                              the Federal Mine Safety and Health Act                    therefore, E.O. 13771, ‘‘Reducing                     COTP Captain of the Port
                                              of 1977) until the danger is abated.                      Regulation and Controlling Regulatory                 U.S.C. United States Code
                                                 (b) A record of each examination shall                 Costs’’ does not apply.
                                              be made before the end of the shift for                                                                         II. Background Information and
                                                                                                        List of Subjects in 32 CFR Part 81                    Regulatory History
                                              which the examination was conducted.
                                              The record shall contain the name of the                    Claims, Infants and children, Military                 The Coast Guard is issuing this
                                              person conducting the examination;                        personnel.                                            temporary rule without prior notice and
                                              date of the examination; location of all                                                                        opportunity to comment pursuant to
                                              areas examined; and description of each                   PART 81—[REMOVED]                                     authority under section 4(a) of the
                                              condition found that may adversely                        ■ Accordingly, by the authority of 5                  Administrative Procedure Act (APA) (5
                                              affect the safety or health of miners and                 U.S.C. 301, 32 CFR part 81 is removed.                U.S.C. 553(b)). This provision
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                                              is not corrected promptly.                                                                                      authorizes an agency to issue a rule
                                                 (c) When a condition that may                            Dated: April 3, 2018.                               without prior notice and opportunity to
                                              adversely affect safety or health is not                  Aaron T. Siegel,                                      comment when the agency for good
                                              corrected promptly, the examination                       Alternate OSD Federal Register Liaison                cause finds that those procedures are
                                              record shall include, or be                               Officer, Department of Defense.                       ‘‘impracticable, unnecessary, or contrary
                                              supplemented to include, the date of the                  [FR Doc. 2018–07161 Filed 4–6–18; 8:45 am]            to the public interest.’’ Under 5 U.S.C.
                                              corrective action.                                        BILLING CODE 5001–06–P                                553(b) (B), the Coast Guard finds that


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Document Created: 2018-04-07 02:39:13
Document Modified: 2018-04-07 02:39:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective June 2, 2018.
ContactSheila A. McConnell, Director, Office of Standards, Regulations, and Variances, MSHA, at [email protected] (email), 202-693-9440 (voice), or 202-693- 9441 (fax). These are not toll-free numbers.
FR Citation83 FR 15055 
RIN Number1219-AB87
CFR Citation30 CFR 56
30 CFR 57
CFR AssociatedMetals; Mine Safety and Health and Reporting and Recordkeeping Requirements

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