83_FR_15229 83 FR 15161 - Pregnant Women: Scientific and Ethical Considerations for Inclusion in Clinical Trials; Draft Guidance; Availability

83 FR 15161 - Pregnant Women: Scientific and Ethical Considerations for Inclusion in Clinical Trials; Draft Guidance; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 68 (April 9, 2018)

Page Range15161-15162
FR Document2018-07151

The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry entitled ``Pregnant Women: Scientific and Ethical Considerations for Inclusion in Clinical Trials.'' This draft guidance discusses the ethical and scientific issues when considering the inclusion of pregnant women in clinical trials of drugs and biological products. This draft guidance is intended to advance scientific research in pregnant women, and discusses issues that should be considered within the framework of human subject protection regulations.

Federal Register, Volume 83 Issue 68 (Monday, April 9, 2018)
[Federal Register Volume 83, Number 68 (Monday, April 9, 2018)]
[Notices]
[Pages 15161-15162]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-07151]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2018-D-1201]


Pregnant Women: Scientific and Ethical Considerations for 
Inclusion in Clinical Trials; Draft Guidance; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a draft guidance for industry entitled ``Pregnant 
Women: Scientific and Ethical Considerations for Inclusion in Clinical 
Trials.'' This draft guidance discusses the ethical and scientific 
issues when considering the inclusion of pregnant women in clinical 
trials of drugs and biological products. This draft guidance is 
intended to advance scientific research in pregnant women, and 
discusses issues that should be considered within the framework of 
human subject protection regulations.

DATES: Submit either electronic or written comments on the draft 
guidance by June 8, 2018 to ensure that the Agency considers your 
comment on this draft guidance before it begins work on the final 
version of the guidance.

ADDRESSES: You may submit comments on any guidance at any time as 
follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you

[[Page 15162]]

do not wish to be made available to the public, submit the comment as a 
written/paper submission and in the manner detailed (see ``Written/
Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2018-D-1201 for ``Pregnant Women: Scientific and Ethical 
Considerations for Inclusion in Clinical Trials; Draft Guidance; 
Availability.'' Received comments will be placed in the docket and, 
except for those submitted as ``Confidential Submissions,'' publicly 
viewable at https://www.regulations.gov or at the Dockets Management 
Staff between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.
    You may submit comments on any guidance at any time (see 21 CFR 
10.115(g)(5)).
    Submit written requests for single copies of the draft guidance to 
the Division of Drug Information, Center for Drug Evaluation and 
Research, Food and Drug Administration, 10001 New Hampshire Ave., 
Hillandale Building, 4th Floor, Silver Spring, MD 20993-0002. Send one 
self-addressed adhesive label to assist that office in processing your 
requests. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the draft guidance document.

FOR FURTHER INFORMATION CONTACT: Denise Johnson-Lyles, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 22, Rm. 6469, Silver Spring, MD 20993, 301-796-
6169.

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a draft guidance for industry 
entitled ``Pregnant Women: Scientific and Ethical Considerations for 
Inclusion in Clinical Trials.'' Currently, collection of safety data on 
prescription drugs and biological products used during pregnancy 
usually occurs after approval, and clinicians and patients must 
undertake a risk-benefit analysis for the use of such products in 
pregnant women with limited human safety information. Historically, 
pregnant women have been an understudied population and there have been 
barriers to obtaining data from pregnant women in clinical trials, 
including concerns about protecting women and their fetuses from 
research-related risks. However, data are needed to inform safe and 
effective treatment during pregnancy, and in certain situations, it is 
ethically and scientifically appropriate to collect data in pregnant 
women in clinical trials conducted during drug development.
    This draft guidance discusses the ethical and scientific issues 
when considering the inclusion of pregnant women in clinical trials of 
drugs and biological products. This draft guidance is intended to 
advance scientific research in pregnant women, and discusses issues 
that should be considered within the framework of human subject 
protection regulations.
    This draft guidance is being issued consistent with FDA's good 
guidance practices regulation (21 CFR 10.115). The draft guidance, when 
finalized, will represent the current thinking of FDA on scientific and 
ethical considerations for inclusion of pregnant women in clinical 
trials. It does not establish any rights for any person and is not 
binding on FDA or the public. You can use an alternative approach if it 
satisfies the requirements of the applicable statutes and regulations. 
This guidance is not subject to Executive Order 12866.

II. Electronic Access

    Persons with access to the internet may obtain the draft guidance 
at either https://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm or 
https://www.regulations.gov.

    Dated: April 3, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-07151 Filed 4-6-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                                                            Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Notices                                                           15161

                                                necessary for activities related to                                        the assurance provided by 100 percent                    frequency, we added to § 111.75(a)(1),
                                                manufacturing, packaging, labeling, or                                     identity testing, the identity of the                    an exemption from the requirement of
                                                holding dietary supplements to ensure                                      dietary ingredient before use.                           100 percent identity testing when a
                                                the quality of the dietary supplement.                                        Section 111.75(a)(1) reflects our                     manufacturer petitions the Agency for
                                                Section 111.75(a)(1) of our regulations                                    determination that manufacturers that                    such an exemption to 100 percent
                                                (21 CFR 111.75(a)(1)) establishes a                                        test or examine 100 percent of the                       identity testing under 21 CFR 10.30 and
                                                procedure for a petition to request an                                     incoming dietary ingredients for                         the Agency grants such exemption.
                                                exemption from 100 percent identity                                        identity can be assured of the identity                  Such a procedure would be consistent
                                                testing of dietary ingredients. Under                                      of the ingredient. However, we                           with our stated goal, as described in the
                                                § 111.75(a)(1)(ii), manufacturers may                                      recognize that it may be possible for a                  CGMP final rule, of providing flexibility
                                                request an exemption from the                                              manufacturer to demonstrate, through                     in the CGMP requirements. Section
                                                requirements set forth in                                                  various methods and processes in use                     111.75(a)(1)(ii) sets forth the
                                                § 111.75(a)(1)(i) when the dietary                                         over time for its particular operation,                  information a manufacturer is required
                                                ingredient is obtained from one or more                                    that a system of less than 100 percent                   to submit in such a petition. The
                                                suppliers identified in the petition. The                                  identity testing would result in no                      regulation also contains a requirement
                                                regulation clarifies that we are willing to                                material diminution of assurance of the                  to ensure that the manufacturer keeps
                                                consider, on a case-by-case basis, a                                       identity of the dietary ingredient as                    our response to a petition submitted
                                                manufacturer’s conclusion, supported                                       compared to the assurance provided by                    under § 111.75(a)(1)(ii) as a record
                                                by appropriate data and information in                                     100 percent identity testing. To provide                 under § 111.95 (21 CFR 111.95). The
                                                the petition submission, that it has                                       an opportunity for a manufacturer to                     collection of information in § 111.95 has
                                                developed a system that it would                                           make such a showing and reduce the                       been approved under OMB control
                                                implement as a sound, consistent means                                     frequency of identity testing of                         number 0910–0606.
                                                of establishing, with no material                                          components that are dietary ingredients                     FDA estimates the burden of this
                                                diminution of assurance compared to                                        from 100 percent to some lower                           collection of information as follows:

                                                                                                              TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                 Number of             Total            Average
                                                                                                                                              Number of
                                                                          21 CFR section/activity                                                              responses per          annual          burden per       Total hours
                                                                                                                                             respondents         respondent         responses          response

                                                111.75(a)(1)(ii); Determining whether specifications are
                                                  met ..................................................................................                   1                  1                 1                  8                 8
                                                   1 There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                  Since OMB’s last approval of the                                         DEPARTMENT OF HEALTH AND                                 by June 8, 2018 to ensure that the
                                                information collection, we have                                            HUMAN SERVICES                                           Agency considers your comment on this
                                                received no petitions. We therefore                                                                                                 draft guidance before it begins work on
                                                retain the currently approved estimated                                    Food and Drug Administration                             the final version of the guidance.
                                                burden, which assumes no more than                                         [Docket No. FDA–2018–D–1201]                             ADDRESSES: You may submit comments
                                                one petition will be submitted annually.                                                                                            on any guidance at any time as follows:
                                                We further assume it would take                                            Pregnant Women: Scientific and                           Electronic Submissions
                                                respondents 8 hours to prepare the                                         Ethical Considerations for Inclusion in
                                                factual and legal information necessary                                    Clinical Trials; Draft Guidance;                           Submit electronic comments in the
                                                to support a petition for exemption and                                    Availability                                             following way:
                                                to prepare the petition, for a total of 8                                                                                             • Federal eRulemaking Portal:
                                                                                                                           AGENCY:         Food and Drug Administration,            https://www.regulations.gov. Follow the
                                                burden hours annually. These figures
                                                                                                                           HHS.                                                     instructions for submitting comments.
                                                are based on our experience with the
                                                                                                                           ACTION:         Notice of availability.                  Comments submitted electronically,
                                                information collection.
                                                                                                                                                                                    including attachments, to https://
                                                  Dated: April 3, 2018.                                                    SUMMARY:   The Food and Drug                             www.regulations.gov will be posted to
                                                Leslie Kux,                                                                Administration (FDA or Agency) is                        the docket unchanged. Because your
                                                Associate Commissioner for Policy.
                                                                                                                           announcing the availability of a draft                   comment will be made public, you are
                                                                                                                           guidance for industry entitled ‘‘Pregnant                solely responsible for ensuring that your
                                                [FR Doc. 2018–07156 Filed 4–6–18; 8:45 am]
                                                                                                                           Women: Scientific and Ethical                            comment does not include any
                                                BILLING CODE 4164–01–P
                                                                                                                           Considerations for Inclusion in Clinical                 confidential information that you or a
                                                                                                                           Trials.’’ This draft guidance discusses                  third party may not wish to be posted,
                                                                                                                           the ethical and scientific issues when                   such as medical information, your or
                                                                                                                           considering the inclusion of pregnant                    anyone else’s Social Security number, or
                                                                                                                           women in clinical trials of drugs and                    confidential business information, such
                                                                                                                           biological products. This draft guidance                 as a manufacturing process. Please note
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                           is intended to advance scientific                        that if you include your name, contact
                                                                                                                           research in pregnant women, and                          information, or other information that
                                                                                                                           discusses issues that should be                          identifies you in the body of your
                                                                                                                           considered within the framework of                       comments, that information will be
                                                                                                                           human subject protection regulations.                    posted on https://www.regulations.gov.
                                                                                                                           DATES: Submit either electronic or                         • If you want to submit a comment
                                                                                                                           written comments on the draft guidance                   with confidential information that you


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                                                15162                           Federal Register / Vol. 83, No. 68 / Monday, April 9, 2018 / Notices

                                                do not wish to be made available to the                 fdsys/pkg/FR-2015-09-18/pdf/2015-                     biological products. This draft guidance
                                                public, submit the comment as a                         23389.pdf.                                            is intended to advance scientific
                                                written/paper submission and in the                        Docket: For access to the docket to                research in pregnant women, and
                                                manner detailed (see ‘‘Written/Paper                    read background documents or the                      discusses issues that should be
                                                Submissions’’ and ‘‘Instructions’’).                    electronic and written/paper comments                 considered within the framework of
                                                                                                        received, go to https://                              human subject protection regulations.
                                                Written/Paper Submissions                               www.regulations.gov and insert the                       This draft guidance is being issued
                                                   Submit written/paper submissions as                  docket number, found in brackets in the               consistent with FDA’s good guidance
                                                follows:                                                heading of this document, into the                    practices regulation (21 CFR 10.115).
                                                   • Mail/Hand delivery/Courier (for                    ‘‘Search’’ box and follow the prompts                 The draft guidance, when finalized, will
                                                written/paper submissions): Dockets                     and/or go to the Dockets Management                   represent the current thinking of FDA
                                                Management Staff (HFA–305), Food and                    Staff, 5630 Fishers Lane, Rm. 1061,                   on scientific and ethical considerations
                                                Drug Administration, 5630 Fishers                       Rockville, MD 20852.                                  for inclusion of pregnant women in
                                                Lane, Rm. 1061, Rockville, MD 20852.                       You may submit comments on any                     clinical trials. It does not establish any
                                                   • For written/paper comments                         guidance at any time (see 21 CFR                      rights for any person and is not binding
                                                submitted to the Dockets Management                     10.115(g)(5)).                                        on FDA or the public. You can use an
                                                Staff, FDA will post your comment, as                      Submit written requests for single                 alternative approach if it satisfies the
                                                well as any attachments, except for                     copies of the draft guidance to the                   requirements of the applicable statutes
                                                information submitted, marked and                       Division of Drug Information, Center for              and regulations. This guidance is not
                                                identified, as confidential, if submitted               Drug Evaluation and Research, Food                    subject to Executive Order 12866.
                                                as detailed in ‘‘Instructions.’’                        and Drug Administration, 10001 New
                                                                                                                                                              II. Electronic Access
                                                   Instructions: All submissions received               Hampshire Ave., Hillandale Building,
                                                must include the Docket No. FDA–                        4th Floor, Silver Spring, MD 20993–                      Persons with access to the internet
                                                2018–D–1201 for ‘‘Pregnant Women:                       0002. Send one self-addressed adhesive                may obtain the draft guidance at either
                                                Scientific and Ethical Considerations for               label to assist that office in processing             https://www.fda.gov/Drugs/Guidance
                                                Inclusion in Clinical Trials; Draft                     your requests. See the SUPPLEMENTARY                  ComplianceRegulatoryInformation/
                                                Guidance; Availability.’’ Received                      INFORMATION section for electronic                    Guidances/default.htm or https://
                                                comments will be placed in the docket                   access to the draft guidance document.                www.regulations.gov.
                                                and, except for those submitted as                      FOR FURTHER INFORMATION CONTACT:                        Dated: April 3, 2018.
                                                ‘‘Confidential Submissions,’’ publicly                  Denise Johnson-Lyles, Center for Drug                 Leslie Kux,
                                                viewable at https://www.regulations.gov                 Evaluation and Research, Food and                     Associate Commissioner for Policy.
                                                or at the Dockets Management Staff                      Drug Administration, 10903 New                        [FR Doc. 2018–07151 Filed 4–6–18; 8:45 am]
                                                between 9 a.m. and 4 p.m., Monday                       Hampshire Ave., Bldg. 22, Rm. 6469,                   BILLING CODE 4164–01–P
                                                through Friday.                                         Silver Spring, MD 20993, 301–796–
                                                   • Confidential Submissions—To                        6169.
                                                submit a comment with confidential                      SUPPLEMENTARY INFORMATION:                            DEPARTMENT OF HEALTH AND
                                                information that you do not wish to be                                                                        HUMAN SERVICES
                                                made publicly available, submit your                    I. Background
                                                comments only as a written/paper                           FDA is announcing the availability of              Health Resources and Services
                                                submission. You should submit two                       a draft guidance for industry entitled                Administration
                                                copies total. One copy will include the                 ‘‘Pregnant Women: Scientific and
                                                                                                                                                              Agency Information Collection
                                                information you claim to be confidential                Ethical Considerations for Inclusion in
                                                                                                                                                              Activities: Submission to OMB for
                                                with a heading or cover note that states                Clinical Trials.’’ Currently, collection of
                                                                                                                                                              Review and Approval; Public Comment
                                                ‘‘THIS DOCUMENT CONTAINS                                safety data on prescription drugs and
                                                                                                                                                              Request; NURSE Corps Loan
                                                CONFIDENTIAL INFORMATION.’’ The                         biological products used during
                                                                                                                                                              Repayment Program, OMB #0915–
                                                Agency will review this copy, including                 pregnancy usually occurs after approval,
                                                                                                                                                              0140—Revision
                                                the claimed confidential information, in                and clinicians and patients must
                                                its consideration of comments. The                      undertake a risk-benefit analysis for the             AGENCY: Health Resources and Services
                                                second copy, which will have the                        use of such products in pregnant                      Administration (HRSA), Department of
                                                claimed confidential information                        women with limited human safety                       Health and Human Services.
                                                redacted/blacked out, will be available                 information. Historically, pregnant                   ACTION: Notice.
                                                for public viewing and posted on                        women have been an understudied
                                                https://www.regulations.gov. Submit                     population and there have been barriers               SUMMARY:    In compliance with the
                                                both copies to the Dockets Management                   to obtaining data from pregnant women                 Paperwork Reduction Act of 1995,
                                                Staff. If you do not wish your name and                 in clinical trials, including concerns                HRSA has submitted an Information
                                                contact information to be made publicly                 about protecting women and their                      Collection Request (ICR) to the Office of
                                                available, you can provide this                         fetuses from research-related risks.                  Management and Budget (OMB) for
                                                information on the cover sheet and not                  However, data are needed to inform safe               review and approval. Comments
                                                in the body of your comments and you                    and effective treatment during                        submitted during the first public review
                                                must identify this information as                       pregnancy, and in certain situations, it              of this ICR will be provided to OMB.
                                                ‘‘confidential.’’ Any information marked                                                                      OMB will accept further comments from
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                        is ethically and scientifically
                                                as ‘‘confidential’’ will not be disclosed               appropriate to collect data in pregnant               the public during the review and
                                                except in accordance with 21 CFR 10.20                  women in clinical trials conducted                    approval period.
                                                and other applicable disclosure law. For                during drug development.                              DATES: Comments on this ICR should be
                                                more information about FDA’s posting                       This draft guidance discusses the                  received no later than May 9, 2018.
                                                of comments to public dockets, see 80                   ethical and scientific issues when                    ADDRESSES: Submit your comments,
                                                FR 56469, September 18, 2015, or access                 considering the inclusion of pregnant                 including the ICR Title, to the desk
                                                the information at: https://www.gpo.gov/                women in clinical trials of drugs and                 officer for HRSA, either by email to


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Document Created: 2018-04-07 02:39:15
Document Modified: 2018-04-07 02:39:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on the draft guidance by June 8, 2018 to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance.
ContactDenise Johnson-Lyles, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 22, Rm. 6469, Silver Spring, MD 20993, 301-796- 6169.
FR Citation83 FR 15161 

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