83 FR 15444 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 69 (April 10, 2018)

Page Range		15444-15444
FR Document		2018-07409

Federal Register, Volume 83 Issue 69 (Tuesday, April 10, 2018)

[Federal Register Volume 83, Number 69 (Tuesday, April 10, 2018)]
[Notices]
[Page 15444]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-07409]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 1:30 p.m. on Thursday, April 12, 2018.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: April 5, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-07409 Filed 4-6-18; 11:15 am]
 BILLING CODE 8011-01-P

15444 Federal Register / Vol. 83, No. 69 / Tuesday, April 10, 2018 / Notices

used for regulatory purposes and not to Comments may be submitted by any of SECURITIES AND EXCHANGE
support the Exchange’s business side. In the following methods: COMMISSION
this regard, the Exchange believes that
Electronic Comments Sunshine Act Meetings
the ORF is reasonable.
B. Self-Regulatory Organization’s • Use the Commission’s internet TIME AND DATE: 1:30 p.m. on Thursday,
Statement on Burden on Competition comment form (http://www.sec.gov/ April 12, 2018.
rules/sro.shtml); or
The Exchange does not believe that PLACE: Closed Commission Hearing
• Send an email to rule-comments@ Room 10800.
the proposed rule change will impose
sec.gov. Please include File No. SR– STATUS: This meeting will be closed to
any burden on competition that is not
NYSEAMER–2018–11 on the subject the public.
necessary or appropriate in furtherance
line.
of the purposes of the Act. The MATTERS TO BE CONSIDERED:
proposed rule change is not intended to Paper Comments Commissioners, Counsel to the
address any competitive issues but Commissioners, the Secretary to the
rather to provide more clarity and • Send paper comments in triplicate Commission, and recording secretaries
transparency regarding how the to Secretary, Securities and Exchange will attend the closed meeting. Certain
Exchange assesses and collects the ORF. Commission, 100 F Street NE, staff members who have an interest in
The Exchange believes any burden on Washington, DC 20549–1090. the matters also may be present.
competition imposed by the proposed All submissions should refer to File No. The General Counsel of the
rule change is outweighed by the need SR–NYSEAMER–2018–11. This file Commission, or his designee, has
to help the Exchange adequately fund number should be included on the certified that, in his opinion, one or
its regulatory activities to ensure subject line if email is used. To help the more of the exemptions set forth in 5
compliance with the Exchange Act. Commission process and review your U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
C. Self-Regulatory Organization’s comments more efficiently, please use and (10) and 17 CFR 200.402(a)(3),
Statement on Comments on the only one method. The Commission will (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
Proposed Rule Change Received From post all comments on the Commission’s (a)(10), permit consideration of the
Members, Participants, or Others internet website (http://www.sec.gov/ scheduled matters at the closed meeting.
rules/sro.shtml). Copies of the Commissioner Stein, as duty officer,
No written comments were solicited submission, all subsequent voted to consider the items listed for the
or received with respect to the proposed amendments, all written statements closed meeting in closed session.
rule change. with respect to the proposed rule The subject matters of the closed
change that are filed with the meeting will be:
III. Date of Effectiveness of the
Commission, and all written Institution and settlement of
Proposed Rule Change and Timing for
communications relating to the injunctive actions;
Commission Action
proposed rule change between the Institution and settlement of
The foregoing rule change is effective Commission and any person, other than administrative proceedings;
upon filing pursuant to Section those that may be withheld from the Resolution of litigation claims; and
19(b)(3)(A) 14 of the Act and public in accordance with the Other matters relating to enforcement
subparagraph (f)(2) of Rule 19b–4 15 provisions of 5 U.S.C. 552, will be proceedings.
thereunder, because it establishes a due, available for website viewing and At times, changes in Commission
fee, or other charge imposed by the printing in the Commission’s Public priorities require alterations in the
Exchange. Reference Room, 100 F Street NE, scheduling of meeting items.
At any time within 60 days of the Washington, DC 20549, on official CONTACT PERSON FOR MORE INFORMATION:
filing of such proposed rule change, the business days between the hours of For further information and to ascertain
Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the what, if any, matters have been added,
temporarily suspend such rule change if filing also will be available for deleted or postponed, please contact
it appears to the Commission that such inspection and copying at the principal Brent J. Fields from the Office of the
action is necessary or appropriate in the office of the Exchange. All comments Secretary at (202) 551–5400.
public interest, for the protection of received will be posted without change. Dated: April 5, 2018.
investors, or otherwise in furtherance of Persons submitting comments are Brent J. Fields,
the purposes of the Act. If the cautioned that we do not redact or edit Secretary.
Commission takes such action, the personal identifying information from [FR Doc. 2018–07409 Filed 4–6–18; 11:15 am]
Commission shall institute proceedings comment submissions. You should
BILLING CODE 8011–01–P
under Section 19(b)(2)(B) 16 of the Act to submit only information that you wish
determine whether the proposed rule to make available publicly. All
change should be approved or submissions should refer to File No.
disapproved. SR–NYSEAMER–2018–11, and should SMALL BUSINESS ADMINISTRATION

IV. Solicitation of Comments be submitted on or before May 1, 2018. Reporting and Recordkeeping
For the Commission, by the Division of Requirements Under OMB Review
Interested persons are invited to Trading and Markets, pursuant to delegated
submit written data, views, and authority.17 AGENCY: Small Business Administration.
daltland on DSKBBV9HB2PROD with NOTICES

arguments concerning the foregoing, Eduardo A. Aleman, ACTION: 30-Day notice.
including whether the proposed rule
Assistant Secretary. SUMMARY: The Small Business
change is consistent with the Act.
[FR Doc. 2018–07243 Filed 4–9–18; 8:45 am] Administration (SBA) is publishing this
14 15 U.S.C. 78s(b)(3)(A). BILLING CODE 8011–01–P notice to comply with requirements of
15 17 CFR 240.19b–4(f)(2). the Paperwork Reduction Act (PRA),
16 15 U.S.C. 78s(b)(2)(B). 17 17 CFR 200.30–3(a)(12). which requires agencies to submit

VerDate Sep<11>2014 16:56 Apr 09, 2018 Jkt 244001 PO 00000 Frm 00091 Fmt 4703 Sfmt 4703 E:\FR\FM\10APN1.SGM 10APN1

Document Created: 2018-04-09 23:52:00
Document Modified: 2018-04-09 23:52:00

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		1:30 p.m. on Thursday, April 12, 2018.
FR Citation		83 FR 15444