83_FR_15919 83 FR 15848 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Food Allergen Labeling and Reporting

83 FR 15848 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Food Allergen Labeling and Reporting

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 71 (April 12, 2018)

Page Range15848-15850
FR Document2018-07545

The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 83 Issue 71 (Thursday, April 12, 2018)
[Federal Register Volume 83, Number 71 (Thursday, April 12, 2018)]
[Notices]
[Pages 15848-15850]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-07545]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2014-N-1030]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Food Allergen 
Labeling and Reporting

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing that a 
proposed collection of information has been submitted to the Office of 
Management and Budget (OMB) for review and clearance under the 
Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by May 14, 
2018.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
Fax: 202-395-7285, or emailed to [email protected]. All 
comments should be identified with the OMB control number 0910-0792. 
Also include the FDA docket number found in brackets in the heading of 
this document.

FOR FURTHER INFORMATION CONTACT: Domini Bean, Office of Operations, 
Food and Drug Administration, Three White Flint North, 10A-12M, 11601 
Landsdown St., North Bethesda, MD

[[Page 15849]]

20852, 301-796-5733, [email protected].

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Food Allergen Labeling and Reporting

OMB Control Number 0910-0792--Extension

    This information collection supports third-party disclosure 
requirements of food allergen labeling, as well as the reporting 
associated with the submission of petitions and notifications seeking 
exemptions from the labeling requirements for ingredients derived from 
major food allergens under section 403(w)(6) and (7) of the FD&C Act 
(21 U.S.C. 343(w)(6) and (7)). The Food Allergen Labeling and Consumer 
Protection Act of 2004 (FALCPA) (Title II, Pub. L. 108-282) amended the 
FD&C Act by defining the term ``major food allergen'' and stating that 
foods regulated under the FD&C Act are misbranded unless they declare 
the presence of each major food allergen on the product label using the 
name of the food source from which the major food allergen is derived. 
Section 403(w)(1) of the FD&C Act sets forth the requirements for 
declaring the presence of each major food allergen on the product 
label. Section 201(qq) of the FD&C Act (21 U.S.C. 321(qq)) defines a 
major food allergen as ``[m]ilk, egg, fish (e.g., bass, flounder, or 
cod), Crustacean shellfish (e.g., crab, lobster, or shrimp), tree nuts 
(e.g., almonds, pecans, or walnuts), wheat, peanuts, and soybeans'' and 
also as a food ingredient that contains protein derived from such 
foods. The definition excludes any highly refined oil derived from a 
major food allergen and any ingredient derived from such highly refined 
oil.
    In some cases, the production of an ingredient derived from a major 
food allergen may alter or eliminate the allergenic proteins in that 
derived ingredient to such an extent that it does not contain 
allergenic protein. In addition, a major food allergen may be used as 
an ingredient or as a component of an ingredient such that the level of 
allergenic protein in finished food products does not cause an allergic 
response that poses a risk to human health. Therefore, FALCPA provides 
two mechanisms through which such ingredients may become exempt from 
the labeling requirement of section 403(w)(1) of the FD&C Act. An 
ingredient may obtain an exemption through submission and approval of a 
petition containing scientific evidence that demonstrates that the 
ingredient ``does not cause an allergic response that poses a risk to 
human health'' (section 403(w)(6) of the FD&C Act). Alternately, an 
ingredient may become exempt through submission of a notification 
containing scientific evidence showing that the ingredient ``does not 
contain allergenic protein'' or that there has been a previous 
determination through a premarket approval process under section 409 of 
the FD&C Act (21 U.S.C. 348) that the ingredient ``does not cause an 
allergic response that poses a risk to human health'' (section 
403(w)(7) of the FD&C Act).

A. Third-Party Disclosure

    The labeling requirements of section 403(w)(1) of the FD&C Act 
apply to all packaged foods sold in the United States that are 
regulated under the FD&C Act, including both domestically manufactured 
and imported foods. As noted, section 403(w)(1) of the FD&C Act 
requires that the label of a food product declare the presence of each 
major food allergen. We estimate the information collection burden of 
the third-party disclosure associated with food allergen labeling under 
section 403(w)(1) of the FD&C Act as the time needed for a manufacturer 
to review the labels of new or reformulated products for compliance 
with the requirements of section 403(w)(1) of the FD&C Act and the time 
needed to make any needed modifications to the labels of those 
products.
    The primary user of the allergen information disclosed on the label 
or labeling of food products is the consumer that purchases the food 
product. Consumers will use the information to help them make choices 
concerning their purchase of a food product, including choices related 
to substances that the consumer wishes to avoid due to their potential 
to cause adverse reactions. Additionally, we intend to use the 
information to determine whether a manufacturer or other supplier of 
food products is meeting its statutory obligations. Failure of a 
manufacturer or other supplier of food products to label its products 
in compliance with section 403(w)(1) of the FD&C Act may result in a 
product being misbranded under the FD&C Act and the manufacturer or 
packer and the product subject to regulatory action.

B. Reporting

    Under section 403(w)(6) and (7) of the FD&C Act, interested parties 
may request from us a determination that an ingredient is exempt from 
the labeling requirement of section 403(w)(1) of the FD&C Act. An 
ingredient may obtain an exemption through submission and approval of a 
petition containing scientific evidence that demonstrates that the 
ingredient ``does not cause an allergic response that poses a risk to 
human health'' (section 403(w)(6) of the FD&C Act). This section also 
states that the burden shall be on the petitioner to provide scientific 
evidence (including the analytical method used to produce the evidence) 
that demonstrates that such food ingredient, as derived by the method 
specified in the petition, does not cause an allergic response that 
poses a risk to human health. Alternately, an ingredient may become 
exempt through submission of a notification containing scientific 
evidence showing that the ingredient ``does not contain allergenic 
protein'' or that there has been a previous determination through a 
premarket approval process under section 409 of the FD&C Act that the 
ingredient ``does not cause an allergic response that poses a risk to 
human health'' (section 403(w)(7) of the FD&C Act).
    Our document entitled ``Food Allergen Labeling Exemption Petitions 
and Notifications: Guidance for Industry,'' sets forth our 
recommendations with regard to the information that an interested party 
should submit in such a petition or notification. The guidance states 
that to evaluate these petitions and notifications, we will consider 
scientific evidence that describes: (1) The identity or composition of 
the ingredient; (2) the methods used to produce the ingredient; (3) the 
methods used to characterize the ingredient; (4) the intended use of 
the ingredient in food; and (5) either (a) for a petition--data and 
information, including the expected level of consumer exposure to the 
ingredient, that demonstrate that the ingredient, when manufactured and 
used as described, does not cause an allergic response that poses a 
risk to human health; or (b) for a notification, data and information 
that demonstrate that the ingredient, when manufactured as described, 
does not contain allergenic protein, or documentation of a previous 
determination under a process under section 409 of the FD&C Act that 
the ingredient does not cause an allergic response that poses a risk to 
human health.
    We use information submitted in petitions and notifications to 
determine whether the ingredient satisfies the criteria of section 
403(w)(6) and (7) of the FD&C Act for granting the exemption.
    In the Federal Register of December 12, 2017 (82 FR 58407), we 
published a

[[Page 15850]]

60-day notice inviting public comment on the proposed extension of this 
collection of information. One comment was received that expressed 
support for the information collection but did not otherwise respond to 
the topics solicited, nor did the comment suggest we revise our burden 
estimate. We therefore retain the currently approved estimate of the 
associated burden for the information collection, which is as follows:

                           Table 1--Estimated Annual Third-Party Disclosure Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                     Number of
                                     Number of      disclosures    Total annual       Average
    FD&C act section/activity       respondents         per         disclosures     burden per      Total hours
                                                    respondent                      disclosure
----------------------------------------------------------------------------------------------------------------
403(w)(1); review labels for              77,500               1          77,500               1          77,500
 compliance with food allergen
 labeling requirements..........
403(w)(1); redesign labels to              3,875               1           3,875              16          62,000
 comply with food allergen
 labeling requirements..........
                                 -------------------------------------------------------------------------------
    Total.......................  ..............  ..............  ..............  ..............         139,500
----------------------------------------------------------------------------------------------------------------
\1\There are no capital costs or operating and maintenance costs associated with this collection of information.

    Using a labeling cost model to estimate the number of new or 
reformulated products sold in the United States, annually, that are 
affected by the requirements of section 403(w)(1) of the FD&C Act, we 
estimate there are 690,000 Universal Product Codes (UPCs) of FDA-
regulated foods and approximately 85,000 UPCs of FDA-regulated dietary 
supplements for a total of 775,000 UPCs. We assume an annual entry rate 
of 10 percent for new or reformulated UPCs (77,500), and assume 5 
percent of labels may be redesigned (3,875). We estimate an average 
burden for the review of labels for compliance with the food allergen 
labeling requirements under section 403(w)(1) of the FD&C Act to be 1 
hour, and we estimate 16 hours for the redesign of a label. Together we 
estimate a total annual hourly burden of 139,500 in third-party 
disclosure.

                                 Table 2--Estimated Annual Reporting Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                     Number of                        Average
    FD&C act section/activity        Number of     responses per   Total annual     burden per      Total hours
                                    respondents     respondent       responses       response
----------------------------------------------------------------------------------------------------------------
403(w)(6); petition for                        5               1               5             100             500
 exemption......................
403(w)(7); notification.........               5               1               5              68             340
                                 -------------------------------------------------------------------------------
    Total.......................  ..............  ..............  ..............  ..............             840
----------------------------------------------------------------------------------------------------------------
\1\There are no capital costs or operating and maintenance costs associated with this collection of information.

    Based on the number of petitions and notifications received in 
recent years, we assume that we will receive five petitions and five 
notifications annually, over the next 3 years. Assuming an association 
of one respondent to each petition or notification, we estimate that 
five respondents will each submit one petition and five respondents 
will each submit one notification, as reported in table 2, rows 1 and 
2.
    We base our estimate of the average burdens per response reported 
in table 2 on our experience with other petition processes. We estimate 
that a petition would take, on average, 100 hours to develop and 
submit. Therefore, we estimate that the burden associated with 
petitions will be 500 hours annually (5 petitions x 100 hours per 
petition).
    The burden of a notification involves collecting documentation that 
a food ingredient does not pose an allergen risk. Either we can make a 
determination that the ingredient does not cause an allergic response 
that poses a risk to human health under a premarket approval or 
notification program under section 409 of the FD&C Act, or the 
respondent would submit scientific evidence demonstrating that the 
ingredient when manufactured as described does not contain allergenic 
protein. We estimate that it would take a respondent 20 hours to 
prepare and submit a notification based on our determination under a 
process under section 409 of the FD&C Act that the ingredient does not 
cause an allergic response. We estimate that it would take a respondent 
approximately 100 hours to prepare a notification submitting scientific 
evidence (including the analytical method used) that demonstrates that 
the food ingredient (as derived by the method specified in the 
notification, where applicable) does not contain allergenic protein. We 
have no data on how many notifications would be based on our 
determination that the ingredient does not cause an allergic response 
or based on scientific evidence that demonstrates that the food 
ingredient does not contain allergenic protein. Therefore, we estimate 
that three of the five notifications would be based on scientific 
evidence, and two of the five notifications would be based on our 
determination. The average time per notification is then estimated to 
be 68 hours (2 x 20 hours + 3 x 100 hours)/5). Therefore, we estimate 
that the burden associated with notifications will be 340 hours 
annually (5 notifications x 68 hours per notification), as reported in 
table 2. The burden estimate has not increased since the initial OMB 
approval.

    Dated: April 6, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-07545 Filed 4-11-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                15848                         Federal Register / Vol. 83, No. 71 / Thursday, April 12, 2018 / Notices

                                                SUPPLEMENTARY INFORMATION:                              guidance, when finalized, will represent              by interested persons between 9 a.m.
                                                                                                        the current thinking of FDA on                        and 4 p.m., Monday through Friday; it
                                                I. Background
                                                                                                        ‘‘Expansion of the Abbreviated 510(k)                 is also available electronically at https://
                                                   FDA has explained and clarified,                     Program: Demonstrating Substantial                    www.regulations.gov. FDA has verified
                                                through the guidance entitled, ‘‘The                    Equivalence Through Performance                       the website address, as of the date this
                                                510(k) Program: Evaluating Substantial                  Criteria; Draft Guidance for Industry and             document publishes in the Federal
                                                Equivalence in Premarket Notifications                  Food and Drug Administration Staff.’’ It              Register, but websites are subject to
                                                [510(k)]’’ (Ref. 1), how it makes                       does not establish any rights for any                 change over time.
                                                substantial equivalence decisions under                 person and is not binding on FDA or the               1. ‘‘The 510(k) Program: Evaluating
                                                section 513(i)(1)(A) of the Federal, Food,              public. You can use an alternative                          Substantial Equivalence in Premarket
                                                Drug, and Cosmetic Act (FD&C Act) (21                   approach if it satisfies the requirements                   Notifications [510(k)]—Guidance for
                                                U.S.C. 360c(i)(1)(A)). Substantial                      of the applicable statutes and                              Industry and Food and Drug
                                                equivalence is rooted in comparisons                    regulations. This guidance is not subject                   Administration Staff,’’ July 28, 2014,
                                                between new devices and predicate                       to Executive Order 12866.                                   available at: https://www.fda.gov/
                                                devices. However, the FD&C Act does                                                                                 MedicalDevices/DeviceRegulation
                                                not preclude FDA from using                             III. Electronic Access                                      andGuidance/GuidanceDocuments/
                                                performance criteria to facilitate this                    Persons interested in obtaining a copy                   UCM284443.
                                                comparison. If a legally marketed device                of the draft guidance may do so by                      Dated: April 9, 2018.
                                                performs at certain levels relevant to its              downloading an electronic copy from                   Leslie Kux,
                                                safety and effectiveness, and a new                     the internet. A search capability for all             Associate Commissioner for Policy.
                                                device meets or exceeds those levels of                 Center for Devices and Radiological
                                                                                                                                                              [FR Doc. 2018–07564 Filed 4–11–18; 8:45 am]
                                                performance for the same                                Health guidance documents is available
                                                                                                                                                              BILLING CODE 4164–01–P
                                                characteristics, FDA could find the new                 at https://www.fda.gov/MedicalDevices/
                                                device as safe and effective as the                     DeviceRegulationandGuidance/
                                                legally marketed device. Instead of                     GuidanceDocuments/default.htm. This                   DEPARTMENT OF HEALTH AND
                                                reviewing data from direct comparison                   draft guidance document is also                       HUMAN SERVICES
                                                testing between the two devices, FDA                    available at either https://www.fda.gov/
                                                could support a finding of substantial                  BiologicsBloodVaccines/Guidance                       Food and Drug Administration
                                                equivalence with data showing the new                   ComplianceRegulatoryInformation/
                                                device meets or exceeds the level of                    default.htm or https://                               [Docket No. FDA–2014–N–1030]
                                                performance of appropriate predicate                    www.regulations.gov. Persons unable to
                                                device(s). Under the approach expanded                                                                        Agency Information Collection
                                                                                                        download an electronic copy of
                                                in this guidance, a submitter could                                                                           Activities; Submission for Office of
                                                                                                        ‘‘Expansion of the Abbreviated 510(k)
                                                satisfy the requirement to compare its                                                                        Management and Budget Review;
                                                                                                        Program: Demonstrating Substantial
                                                device with a legally marketed device                                                                         Comment Request; Food Allergen
                                                                                                        Equivalence Through Performance
                                                by, among other things, demonstrating                                                                         Labeling and Reporting
                                                                                                        Criteria; Draft Guidance for Industry and
                                                conformance to performance criteria                     Food and Drug Administration Staff’’                  AGENCY:    Food and Drug Administration,
                                                established in FDA-recognized                           may send an email request to CDRH-                    HHS.
                                                consensus standards, FDA guidance,                      Guidance@fda.hhs.gov to receive an                    ACTION:   Notice.
                                                and/or special controls.                                electronic copy of the document. Please
                                                   Use of this approach may also                        use the document number 17038 to                      SUMMARY:   The Food and Drug
                                                streamline the review of 510(k)                         identify the guidance you are                         Administration (FDA) is announcing
                                                submissions, thereby reducing burdens                   requesting.                                           that a proposed collection of
                                                on the Agency and possibly review                                                                             information has been submitted to the
                                                times on individual submissions. In                     IV. Paperwork Reduction Act of 1995                   Office of Management and Budget
                                                addition, this approach may facilitate                    This draft guidance refers to                       (OMB) for review and clearance under
                                                healthcare professionals and patients                   previously approved collections of                    the Paperwork Reduction Act of 1995.
                                                making better informed decisions, by                    information found in FDA regulations                  DATES: Fax written comments on the
                                                helping ensure a device cleared through                 and guidance. These collections of                    collection of information by May 14,
                                                this pathway meets a transparent set of                 information are subject to review by the              2018.
                                                performance criteria. At the same time,                 Office of Management and Budget
                                                                                                                                                              ADDRESSES: To ensure that comments on
                                                this approach satisfies the statutory                   (OMB) under the Paperwork Reduction
                                                                                                                                                              the information collection are received,
                                                standard for demonstrating substantial                  Act of 1995 (44 U.S.C. 3501–3520). The
                                                                                                                                                              OMB recommends that written
                                                equivalence. As a result, this expanded                 collections of information in 21 CFR
                                                                                                                                                              comments be faxed to the Office of
                                                approach is intended to promote the                     807, subpart E have been approved
                                                                                                                                                              Information and Regulatory Affairs,
                                                public health by helping patients gain                  under OMB control number 0910–0120
                                                                                                                                                              OMB, Attn: FDA Desk Officer, Fax: 202–
                                                more timely access to new medical                       and the collections of information in the
                                                                                                                                                              395–7285, or emailed to oira_
                                                devices that are high quality, safe, and                guidance document ‘‘Requests for
                                                                                                                                                              submission@omb.eop.gov. All
                                                effective. FDA welcomes public input                    Feedback on Medical Device
                                                                                                                                                              comments should be identified with the
                                                on device types for which FDA should                    Submissions: The Pre-Submission
                                                                                                                                                              OMB control number 0910–0792. Also
                                                consider identifying performance                        Program and Meetings with Food and
                                                                                                                                                              include the FDA docket number found
sradovich on DSK3GMQ082PROD with NOTICES




                                                criteria and evidence-based suggestions                 Drug Administration Staff’’ have been
                                                                                                                                                              in brackets in the heading of this
                                                on what the performance criteria should                 approved under OMB control number
                                                                                                                                                              document.
                                                be.                                                     0910–0756.
                                                                                                                                                              FOR FURTHER INFORMATION CONTACT:
                                                II. Significance of Guidance                            V. Reference                                          Domini Bean, Office of Operations,
                                                   This draft guidance is being issued                    The following reference is on display               Food and Drug Administration, Three
                                                consistent with FDA’s good guidance                     in the Dockets Management Staff (see                  White Flint North, 10A–12M, 11601
                                                practices regulation (§ 10.115). The draft              ADDRESSES) and is available for viewing               Landsdown St., North Bethesda, MD


                                           VerDate Sep<11>2014   19:20 Apr 11, 2018   Jkt 244001   PO 00000   Frm 00065   Fmt 4703   Sfmt 4703   E:\FR\FM\12APN1.SGM   12APN1


                                                                              Federal Register / Vol. 83, No. 71 / Thursday, April 12, 2018 / Notices                                            15849

                                                20852, 301–796–5733, PRAStaff@                          that demonstrates that the ingredient                 FD&C Act. An ingredient may obtain an
                                                fda.hhs.gov.                                            ‘‘does not cause an allergic response                 exemption through submission and
                                                SUPPLEMENTARY INFORMATION: In                           that poses a risk to human health’’                   approval of a petition containing
                                                compliance with 44 U.S.C. 3507, FDA                     (section 403(w)(6) of the FD&C Act).                  scientific evidence that demonstrates
                                                has submitted the following proposed                    Alternately, an ingredient may become                 that the ingredient ‘‘does not cause an
                                                collection of information to OMB for                    exempt through submission of a                        allergic response that poses a risk to
                                                review and clearance.                                   notification containing scientific                    human health’’ (section 403(w)(6) of the
                                                                                                        evidence showing that the ingredient                  FD&C Act). This section also states that
                                                Food Allergen Labeling and Reporting                    ‘‘does not contain allergenic protein’’ or            the burden shall be on the petitioner to
                                                OMB Control Number 0910–0792—                           that there has been a previous                        provide scientific evidence (including
                                                Extension                                               determination through a premarket                     the analytical method used to produce
                                                                                                        approval process under section 409 of                 the evidence) that demonstrates that
                                                   This information collection supports                 the FD&C Act (21 U.S.C. 348) that the                 such food ingredient, as derived by the
                                                third-party disclosure requirements of                  ingredient ‘‘does not cause an allergic               method specified in the petition, does
                                                food allergen labeling, as well as the                  response that poses a risk to human                   not cause an allergic response that poses
                                                reporting associated with the                           health’’ (section 403(w)(7) of the FD&C               a risk to human health. Alternately, an
                                                submission of petitions and                             Act).                                                 ingredient may become exempt through
                                                notifications seeking exemptions from                                                                         submission of a notification containing
                                                the labeling requirements for                           A. Third-Party Disclosure
                                                                                                                                                              scientific evidence showing that the
                                                ingredients derived from major food                       The labeling requirements of section                ingredient ‘‘does not contain allergenic
                                                allergens under section 403(w)(6) and                   403(w)(1) of the FD&C Act apply to all                protein’’ or that there has been a
                                                (7) of the FD&C Act (21 U.S.C. 343(w)(6)                packaged foods sold in the United States              previous determination through a
                                                and (7)). The Food Allergen Labeling                    that are regulated under the FD&C Act,                premarket approval process under
                                                and Consumer Protection Act of 2004                     including both domestically                           section 409 of the FD&C Act that the
                                                (FALCPA) (Title II, Pub. L. 108–282)                    manufactured and imported foods. As                   ingredient ‘‘does not cause an allergic
                                                amended the FD&C Act by defining the                    noted, section 403(w)(1) of the FD&C                  response that poses a risk to human
                                                term ‘‘major food allergen’’ and stating                Act requires that the label of a food                 health’’ (section 403(w)(7) of the FD&C
                                                that foods regulated under the FD&C Act                 product declare the presence of each                  Act).
                                                are misbranded unless they declare the                  major food allergen. We estimate the                     Our document entitled ‘‘Food
                                                presence of each major food allergen on                 information collection burden of the                  Allergen Labeling Exemption Petitions
                                                the product label using the name of the                 third-party disclosure associated with                and Notifications: Guidance for
                                                food source from which the major food                   food allergen labeling under section                  Industry,’’ sets forth our
                                                allergen is derived. Section 403(w)(1) of               403(w)(1) of the FD&C Act as the time                 recommendations with regard to the
                                                the FD&C Act sets forth the                             needed for a manufacturer to review the               information that an interested party
                                                requirements for declaring the presence                 labels of new or reformulated products                should submit in such a petition or
                                                of each major food allergen on the                      for compliance with the requirements of               notification. The guidance states that to
                                                product label. Section 201(qq) of the                   section 403(w)(1) of the FD&C Act and                 evaluate these petitions and
                                                FD&C Act (21 U.S.C. 321(qq)) defines a                  the time needed to make any needed                    notifications, we will consider scientific
                                                major food allergen as ‘‘[m]ilk, egg, fish              modifications to the labels of those                  evidence that describes: (1) The identity
                                                (e.g., bass, flounder, or cod), Crustacean              products.                                             or composition of the ingredient; (2) the
                                                shellfish (e.g., crab, lobster, or shrimp),               The primary user of the allergen                    methods used to produce the ingredient;
                                                tree nuts (e.g., almonds, pecans, or                    information disclosed on the label or                 (3) the methods used to characterize the
                                                walnuts), wheat, peanuts, and                           labeling of food products is the                      ingredient; (4) the intended use of the
                                                soybeans’’ and also as a food ingredient                consumer that purchases the food                      ingredient in food; and (5) either (a) for
                                                that contains protein derived from such                 product. Consumers will use the                       a petition—data and information,
                                                foods. The definition excludes any                      information to help them make choices                 including the expected level of
                                                highly refined oil derived from a major                 concerning their purchase of a food                   consumer exposure to the ingredient,
                                                food allergen and any ingredient                        product, including choices related to                 that demonstrate that the ingredient,
                                                derived from such highly refined oil.                   substances that the consumer wishes to                when manufactured and used as
                                                   In some cases, the production of an                  avoid due to their potential to cause                 described, does not cause an allergic
                                                ingredient derived from a major food                    adverse reactions. Additionally, we                   response that poses a risk to human
                                                allergen may alter or eliminate the                     intend to use the information to                      health; or (b) for a notification, data and
                                                allergenic proteins in that derived                     determine whether a manufacturer or                   information that demonstrate that the
                                                ingredient to such an extent that it does               other supplier of food products is                    ingredient, when manufactured as
                                                not contain allergenic protein. In                      meeting its statutory obligations. Failure            described, does not contain allergenic
                                                addition, a major food allergen may be                  of a manufacturer or other supplier of                protein, or documentation of a previous
                                                used as an ingredient or as a component                 food products to label its products in                determination under a process under
                                                of an ingredient such that the level of                 compliance with section 403(w)(1) of                  section 409 of the FD&C Act that the
                                                allergenic protein in finished food                     the FD&C Act may result in a product                  ingredient does not cause an allergic
                                                products does not cause an allergic                     being misbranded under the FD&C Act                   response that poses a risk to human
                                                response that poses a risk to human                     and the manufacturer or packer and the                health.
                                                health. Therefore, FALCPA provides
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                        product subject to regulatory action.                    We use information submitted in
                                                two mechanisms through which such                                                                             petitions and notifications to determine
                                                ingredients may become exempt from                      B. Reporting                                          whether the ingredient satisfies the
                                                the labeling requirement of section                       Under section 403(w)(6) and (7) of the              criteria of section 403(w)(6) and (7) of
                                                403(w)(1) of the FD&C Act. An                           FD&C Act, interested parties may                      the FD&C Act for granting the
                                                ingredient may obtain an exemption                      request from us a determination that an               exemption.
                                                through submission and approval of a                    ingredient is exempt from the labeling                   In the Federal Register of December
                                                petition containing scientific evidence                 requirement of section 403(w)(1) of the               12, 2017 (82 FR 58407), we published a


                                           VerDate Sep<11>2014   19:20 Apr 11, 2018   Jkt 244001   PO 00000   Frm 00066   Fmt 4703   Sfmt 4703   E:\FR\FM\12APN1.SGM   12APN1


                                                15850                                    Federal Register / Vol. 83, No. 71 / Thursday, April 12, 2018 / Notices

                                                60-day notice inviting public comment                                      the information collection but did not                                      therefore retain the currently approved
                                                on the proposed extension of this                                          otherwise respond to the topics                                             estimate of the associated burden for the
                                                collection of information. One comment                                     solicited, nor did the comment suggest                                      information collection, which is as
                                                was received that expressed support for                                    we revise our burden estimate. We                                           follows:

                                                                                                TABLE 1—ESTIMATED ANNUAL THIRD-PARTY DISCLOSURE BURDEN 1
                                                                                                                                                                          Number of                                               Average
                                                                                                                                               Number of                  disclosures               Total annual
                                                                         FD&C act section/activity                                                                                                                               burden per              Total hours
                                                                                                                                              respondents                     per                   disclosures                  disclosure
                                                                                                                                                                          respondent

                                                403(w)(1); review labels for compliance with food allergen
                                                  labeling requirements .......................................................                           77,500                              1                 77,500                             1           77,500
                                                403(w)(1); redesign labels to comply with food allergen la-
                                                  beling requirements ..........................................................                            3,875                             1                   3,875                           16           62,000

                                                      Total ..............................................................................   ........................   ........................   ........................   ........................       139,500
                                                   1There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                  Using a labeling cost model to                                           approximately 85,000 UPCs of FDA-                                           with the food allergen labeling
                                                estimate the number of new or                                              regulated dietary supplements for a total                                   requirements under section 403(w)(1) of
                                                reformulated products sold in the                                          of 775,000 UPCs. We assume an annual                                        the FD&C Act to be 1 hour, and we
                                                United States, annually, that are affected                                 entry rate of 10 percent for new or                                         estimate 16 hours for the redesign of a
                                                by the requirements of section 403(w)(1)                                   reformulated UPCs (77,500), and assume                                      label. Together we estimate a total
                                                of the FD&C Act, we estimate there are                                     5 percent of labels may be redesigned                                       annual hourly burden of 139,500 in
                                                690,000 Universal Product Codes                                            (3,875). We estimate an average burden                                      third-party disclosure.
                                                (UPCs) of FDA-regulated foods and                                          for the review of labels for compliance

                                                                                                              TABLE 2—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                          Number of                                                Average
                                                                                                                                               Number of                                            Total annual
                                                                         FD&C act section/activity                                                                      responses per                                            burden per              Total hours
                                                                                                                                              respondents                                            responses
                                                                                                                                                                          respondent                                              response

                                                403(w)(6); petition for exemption .........................................                                       5                           1                          5                     100                500
                                                403(w)(7); notification ..........................................................                                5                           1                          5                      68                340

                                                      Total ..............................................................................   ........................   ........................   ........................   ........................            840
                                                   1There     are no capital costs or operating and maintenance costs associated with this collection of information.


                                                   Based on the number of petitions and                                    premarket approval or notification                                          three of the five notifications would be
                                                notifications received in recent years,                                    program under section 409 of the FD&C                                       based on scientific evidence, and two of
                                                we assume that we will receive five                                        Act, or the respondent would submit                                         the five notifications would be based on
                                                petitions and five notifications                                           scientific evidence demonstrating that                                      our determination. The average time per
                                                annually, over the next 3 years.                                           the ingredient when manufactured as                                         notification is then estimated to be 68
                                                Assuming an association of one                                             described does not contain allergenic                                       hours (2 × 20 hours + 3 × 100 hours)/
                                                respondent to each petition or                                             protein. We estimate that it would take                                     5). Therefore, we estimate that the
                                                notification, we estimate that five                                        a respondent 20 hours to prepare and                                        burden associated with notifications
                                                respondents will each submit one                                           submit a notification based on our                                          will be 340 hours annually (5
                                                petition and five respondents will each                                    determination under a process under
                                                                                                                                                                                                       notifications × 68 hours per
                                                submit one notification, as reported in                                    section 409 of the FD&C Act that the
                                                                                                                                                                                                       notification), as reported in table 2. The
                                                table 2, rows 1 and 2.                                                     ingredient does not cause an allergic
                                                                                                                                                                                                       burden estimate has not increased since
                                                   We base our estimate of the average                                     response. We estimate that it would take
                                                                                                                           a respondent approximately 100 hours                                        the initial OMB approval.
                                                burdens per response reported in table
                                                2 on our experience with other petition                                    to prepare a notification submitting                                          Dated: April 6, 2018.
                                                processes. We estimate that a petition                                     scientific evidence (including the                                          Leslie Kux,
                                                would take, on average, 100 hours to                                       analytical method used) that                                                Associate Commissioner for Policy.
                                                develop and submit. Therefore, we                                          demonstrates that the food ingredient                                       [FR Doc. 2018–07545 Filed 4–11–18; 8:45 am]
                                                estimate that the burden associated with                                   (as derived by the method specified in
                                                                                                                                                                                                       BILLING CODE 4164–01–P
                                                petitions will be 500 hours annually (5                                    the notification, where applicable) does
                                                petitions × 100 hours per petition).                                       not contain allergenic protein. We have
sradovich on DSK3GMQ082PROD with NOTICES




                                                   The burden of a notification involves                                   no data on how many notifications
                                                collecting documentation that a food                                       would be based on our determination
                                                ingredient does not pose an allergen                                       that the ingredient does not cause an
                                                risk. Either we can make a                                                 allergic response or based on scientific
                                                determination that the ingredient does                                     evidence that demonstrates that the food
                                                not cause an allergic response that poses                                  ingredient does not contain allergenic
                                                a risk to human health under a                                             protein. Therefore, we estimate that


                                           VerDate Sep<11>2014        19:20 Apr 11, 2018         Jkt 244001       PO 00000        Frm 00067      Fmt 4703        Sfmt 9990       E:\FR\FM\12APN1.SGM              12APN1



Document Created: 2018-11-02 08:14:30
Document Modified: 2018-11-02 08:14:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by May 14, 2018.
ContactDomini Bean, Office of Operations, Food and Drug Administration, Three White Flint North, 10A-12M, 11601 Landsdown St., North Bethesda, MD 20852, 301-796-5733, [email protected]
FR Citation83 FR 15848 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR