83 FR 16416 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 73 (April 16, 2018)

[Federal Register Volume 83, Number 73 (Monday, April 16, 2018)]
[Notices]
[Page 16416]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-07954]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, April 
18, 2018, at 3:30 p.m.

PLACE: The meeting will be held in Auditorium LL-002 at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will begin at 3:30 p.m. (ET) and will be open to 
the public. Seating will be on a first-come, first-served basis. 
Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: The subject matters of the Open Meeting will 
be the Commission's consideration of:
     Whether to propose new and amended rules and forms to 
require registered investment advisers and registered broker-dealers to 
provide a brief relationship summary to retail investors.
     Whether to propose a rule to establish a standard of 
conduct for broker-dealers and natural persons who are associated 
persons of a broker-dealer when making a recommendation of any 
securities transaction or investment strategy involving securities to a 
retail customer.
     Whether to propose a Commission interpretation of the 
standard of conduct for investment advisers.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

     Dated: April 11, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-07954 Filed 4-12-18; 11:15 am]
BILLING CODE 8011-01-P