83 FR 18598 - Agency Information Collection Activities: Comment Request
NATIONAL SCIENCE FOUNDATION Federal Register Volume 83, Issue 82 (April 27, 2018)
Federal Register Volume 83, Issue 82 (April 27, 2018)
| Page Range | 18598-18600 | |
| FR Document | 2018-08863 |
[Federal Register Volume 83, Number 82 (Friday, April 27, 2018)] [Notices] [Pages 18598-18600] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-08863] ======================================================================= ----------------------------------------------------------------------- NATIONAL SCIENCE FOUNDATION Agency Information Collection Activities: Comment Request AGENCY: National Science Foundation. ACTION: Submission for OMB review; comment request. ----------------------------------------------------------------------- SUMMARY: The National Science Foundation (NSF) has submitted the following information collection requirement to OMB for review and clearance under the Paperwork Reduction Act of 1995. This is the second notice for public comment; the first was published in the Federal Register on February 14, 2018, and no comments were received. NSF is forwarding the proposed renewal submission to the Office of Management and Budget (OMB) for clearance simultaneously with the publication of this second notice. The full submission may be found at: http://www.reginfo.gov/public/do/PRAMain. FOR FURTHER INFORMATION CONTACT: Comments should be addressed to: Office of Information and Regulatory Affairs of OMB, Attention: Desk Officer for National Science Foundation, 725 7th Street NW, Room 10235, Washington, DC 20503, and to Suzanne H. Plimpton, Reports Clearance Officer, National Science Foundation, 2415 Eisenhower Avenue, Room W18000, Alexandria, Virginia 22314, or send email to splimpto@nsf.gov. Copies of the submission may be obtained by calling Ms. Plimpton at (703) 292-7556. Individuals who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1- 800-877-8339, which is accessible 24 hours a day, 7 days a week, 365 days a year (including federal holidays). NSF may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number. SUPPLEMENTARY INFORMATION: Comments: Comments are invited on (a) whether the proposed collection of information is necessary for the proper performance of the functions of the NSF, including whether the information shall have practical utility; (b) the accuracy of the NSF's estimate of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the [[Page 18599]] information on respondents, including through the use of automated collection techniques or other forms of information technology; and (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology. Title: Engineering Industrial Innovation and Partnerships (IIP) Program Monitoring Data Collections. OMB Control Number: 3145-0238. Proposed Project: NSF provides nearly 20 percent of federal funding for basic research to academic institutions.\1\ Within NSF, the Directorate for Engineering (ENG) has primary responsibility for promoting the progress of engineering in the United States in order to enable the Nation's capacity to perform. Its investments in engineering research and education aim to build and strengthen a national capacity for innovation that can lead over time to the creation of new shared wealth and a better quality of life. Most NSF programs in engineering are funded through the Directorate for Engineering, which also sponsors the NSF's Industrial Innovation and Partnerships (IIP) Division. To these ends, ENG provides support for research and implementation activities that may meet national needs. While scientists seek to discover what is not yet known, engineers apply fundamental science to design and develop new devices and engineered systems to solve societal problems. ENG also focuses on broadening participation in engineering research and careers, particularly among those individuals traditionally underrepresented and underemployed in the STEM workforce, including but not limited to, women, persons with disabilities, and racial and ethnic minorities. --------------------------------------------------------------------------- \1\ National Science Foundation. (2012). NSF at a glance. Retrieved from http://www.nsf.gov/about/glance.jsp. --------------------------------------------------------------------------- This request seeks approval for a group of information collections intended to monitor outputs, short-term, intermediate and long-term outcomes of NSF-ENG investments in research and innovation in the Division of Industrial Innovation and Partnerships (IIP). IIP programs serve the entire foundation by fostering partnerships to advance technological innovation and plays an important role in the public- private innovation partnership enterprise by investing in science and engineering research across all disciplines that have the potential for high impact in meeting national and societal needs. IIP focuses on leveraging federal, small business, industrial, university, state and community college resources. Genuine partnerships between academe and industry are an important aspect of IIP programs and should facilitate the types of infrastructure that can sustain and nurture the spread of innovative activity. Innovation infrastructures educate and train human capital for the research enterprise and the entrepreneurial aspects of innovation; develop social networks characterized by shared commitment and trust; and build a base of operational support without which sustainable partnerships cannot exist. This support includes a diversified base of private investment, a physical place to provide a context for incubation, technical, management, and administrative support, laboratories, communications services, and reliable sources of capital. One end of the innovation spectrum within the division includes unsolicited research proposals generated by the academic community. On the other end of the innovation spectrum, IIP supports small business research proposals aimed at pursuing opportunities to commercialize products and services. IIP is home to the two Congressionally mandated small business research programs, the Small Business Innovation Research (SBIR) program and the Small Business Technology Transfer (STTR) program. IIP also manages the Partnerships for Innovation: Accelerating Innovation Research (PFI:AIR) as well as the Partnerships for Innovation: Building Innovation Capacity (PFI:BIC) program, which stimulate innovation by building partnerships across the scientific, engineering, and business community. In addition, the IIP leverages industrial support through the Industry/University Cooperative Research Centers (I/UCRC) program. The division also actively participates in NSF-wide programs, such as the Grants Opportunities for Academic Liaison with Industry (GOALI) program. Another NSF-wide program in which IIP actively participates is the Innovation Corps program (I-Corps), which equips scientists with the entrepreneurial tools needed to transform discoveries with commercial realization potential into innovative technologies.\2\ ENG- funded projects could include research opportunities and mentoring for educators, scholars, small businesses and university students. --------------------------------------------------------------------------- \2\ National Science Foundation. (2014) About IIP. Retrieved from http://www.nsf.gov/eng/iip/about.jsp. --------------------------------------------------------------------------- These survey questionnaires, individually tailored to measure outputs and outcomes for different programs, will provide essential information for program monitoring purposes. Data collected by ENG IIP program monitoring collections will be used for program planning, management, and evaluation. Summaries of monitoring data are used to respond to queries from Congress, the public, NSF's external merit reviewers who serve as advisors, including Committees of Visitors (COVs), and NSF's Office of the Inspector General. These data are needed for effective administration, program and project monitoring, evaluation, and for measuring attainment of NSF's program and strategic goals, as identified by the President's Accountable Government Initiative, the Government Performance and Results Act (GPRA) Modernization Act of 2010, and NSF's Strategic Plan. The eight (8) program-specific collections included in this request are designed to assist in management of specific programs and to serve as data resources for current and future program evaluations. As such, expected outcomes could vary according to the nature of the program funding, field of study, and other program characteristics. ------------------------------------------------------------------------ Office Programs ------------------------------------------------------------------------ Industrial Innovation and Partnerships Grant Opportunities for (IIP). Academic Liaison with Industry (GOALI). Innovation Corps (I-Corps). Partnerships For Innovation: Accelerating Innovation Research (PFI: AIR). Partnerships For Innovation: Building Innovation Capacity (PFI:BIC). Small Business Innovation Research (SBIR). ------------------------------------------------------------------------ [[Page 18600]] This data collection effort will enable program officers to longitudinally monitor outputs and outcomes given the unique goals and purpose of their programs. This is very important to enable appropriate and accurate evidence-based management of the programs and to determine whether or not the specific goals of the programs are being met. Grantees will be invited to submit this information on a periodic basis via data collection methods that include but are not limited to online surveys, interviews, phone interviews, etc. These indicators are both quantitative and descriptive and may include, for example, the characteristics of project personnel and students; sources of complementary cash and in-kind support to the ENG project; characteristics of industrial and/or other sector participation; research activities; education activities; knowledge transfer activities; patents, licenses; publications; descriptions of significant advances and other outcomes of the ENG-funded effort. Use of the Information: The data collected will be used for NSF internal reports, historical data, program level studies and evaluations, and for securing future funding for the ENG program maintenance and growth. These data could be used for program evaluation purposes if deemed necessary for a particular program. Evaluation designs could make use of metadata associated with the award, and other characteristics to identify a comparison group to evaluate the impact of the program funding and other interesting research questions. Estimate of Burden ---------------------------------------------------------------------------------------------------------------- Annual number Collection title Number of of hours/ Annual hour respondents respondents burden ---------------------------------------------------------------------------------------------------------------- Grant Opportunities for Academic Liaison with Industry (GOALI).. 200 1 200 Innovation Corps (I-Corps) Longitudinal Collection.............. 700 1 700 Innovation Corps (I-Corps) Pre-Course Survey Questionnaire...... 800 .5 400 Innovation Corps (I-Corps) Post-Course Survey Questionnaire..... 800 .5 400 Partnerships for Innovation: Accelerating Innovation Research 200 1 200 (PFI:AIR)...................................................... Partnerships for Innovation: Building Innovation Capacity 30 1 30 (PFI:BIC)...................................................... Small Business Innovation Research (SBIR)/Small Business 800 2 1,600 Technology Transfer (STTR)..................................... SBIR Baseline Monitoring Survey................................. 800 2 1,600 ----------------------------------------------- Total....................................................... 4,430 8.5 4,880 ---------------------------------------------------------------------------------------------------------------- Respondents: The respondents are PIs, partners or students. For some programs (I-Corps) the burden already includes a response from 3 members of the team in the pre- and post surveys. For all others, one PI or assignee per award completes the questionnaire. Estimated Number of Responses per Report: One. Dated: April 23, 2018. Suzanne H. Plimpton, Reports Clearance Officer, National Science Foundation. [FR Doc. 2018-08863 Filed 4-26-18; 8:45 am] BILLING CODE 7555-01-P
![18598 Federal Register / Vol. 83, No. 82 / Friday, April 27, 2018 / Notices
States Program ‘‘State Program have been partnering on a NATIONAL SCIENCE FOUNDATION
Reporting System’’ for the next three comprehensive planning and evaluation
years. These forms include: initiative called ‘‘Measuring Success.’’ Agency Information Collection
• SPR Reporting System User This multi-year effort has fundamentally Activities: Comment Request
Documentation shifted the way in which Grants to AGENCY:National Science Foundation.
• Grants to States Program Report States final report information is Submission for OMB review;
ACTION:
• Financial Status Report gathered and shared, and it is improving
• SPR Phase 3 Reporting comment request.
program accountability, reporting,
• State Legal Officer’s Certification of the evaluation, and assessment. The SPR SUMMARY: The National Science
Authorized Certifying Official
has been developed in phases, in Foundation (NSF) has submitted the
• internet Safety Certification for
Applicant Public Libraries, Public concert with a small group of SLAAs following information collection
Elementary and Secondary School Libraries, acting as pilots for each phase. Roughly, requirement to OMB for review and
and Consortia with Public and/or Public these phases corresponded to: clearance under the Paperwork
School Libraries Framework and question development; Reduction Act of 1995. This is the
The Grants to States program is the descriptive reporting for the two year second notice for public comment; the
largest source of Federal funding award; and finally the incorporation of first was published in the Federal
support for library services in the U.S. the performance measurement Register on February 14, 2018, and no
Using a population based formula, more reporting. Currently, all phases have comments were received. NSF is
than $150 million is distributed among been rolled out and are reflected in the forwarding the proposed renewal
the State Library Administrative documentation submitted for the three submission to the Office of Management
Agencies (SLAAs) every year. SLAAs year approval. The Measuring Success and Budget (OMB) for clearance
are official agencies charged by law with initiative has driven the development of simultaneously with the publication of
the extension and development of the data reporting and analysis system this second notice. The full submission
library services, and they are located in: (database) that replaces the older may be found at: http://
narrative State Program Report system. www.reginfo.gov/public/do/PRAMain.
• Each of the 50 States of the United
FOR FURTHER INFORMATION CONTACT:
States, and the District of Columbia; The SPR development was guided by
• The Territories (the Commonwealth of a data reporting and collection Comments should be addressed to:
Puerto Rico, the U.S. Virgin Islands, Guam, framework that balances the need for Office of Information and Regulatory
American Samoa, and the Commonwealth of descriptive information to monitor Affairs of OMB, Attention: Desk Officer
the Northern Mariana Islands); and for National Science Foundation, 725
compliance with award conditions with
• The Freely Associated States (the 7th Street NW, Room 10235,
Republic of the Marshall Islands, the
the need for data on performance
Washington, DC 20503, and to Suzanne
Federated States of Micronesia, and the measures to assess the impact of the
H. Plimpton, Reports Clearance Officer,
Republic of Palau). public funds. By gathering project data
National Science Foundation, 2415
more consistently, IMLS is better able to
Each year, over 1,500 Grants to States Eisenhower Avenue, Room W18000,
compare projects within and across
projects support the purposes and Alexandria, Virginia 22314, or send
states and demonstrate the impact of
priorities outlined in the Library email to splimpto@nsf.gov. Copies of the
public funds on library services. States
Services and Technology Act (LSTA). submission may be obtained by calling
are also able to share information about
(See 20 U.S.C. 9121 et seq.) SLAAs may Ms. Plimpton at (703) 292–7556.
their projects both within the library
use the funds to support statewide Individuals who use a
community and with the public at large.
initiatives and services, and they may telecommunications device for the deaf
also distribute the funds through Agency: Institute of Museum and (TDD) may call the Federal Information
competitive subawards (subgrants or Library Services. Relay Service (FIRS) at 1–800–877–
cooperative agreements) to public, Title: IMLS Grants to States Program 8339, which is accessible 24 hours a
academic, research, school, or special ‘‘State Program Reporting System (SPR) day, 7 days a week, 365 days a year
libraries or library consortia (for-profit Forms. (including federal holidays).
and Federal libraries are not eligible). NSF may not conduct or sponsor a
Each SLAA must submit a plan that OMB Number: 3137–0071. collection of information unless the
details library services goals for a five- Frequency: Once per year. collection of information displays a
year period. (20 U.S.C 9134). SLAAs currently valid OMB control number
Affected Public: State Library
must also conduct a five-year evaluation and the agency informs potential
Administrative Agencies.
of library services based on that plan. persons who are to respond to the
These plans and evaluations are the Number of Respondents: 56. collection of information that such
foundation for improving practice and Estimated Average Burden per persons are not required to respond to
informing policy. Each SLAA receives Response: 47.83 hours. the collection of information unless it
IMLS funding to support the five year Estimated Total Annual Burden: displays a currently valid OMB control
period through a series of overlapping, number.
2,678 hours.
two year grant awards. SUPPLEMENTARY INFORMATION:
Each SLAA must file interim and final Total Annualized capital/startup Comments: Comments are invited on
financial reports, as well as final costs: n/a. (a) whether the proposed collection of
performance reports for each of these Total Annual costs: $74,113. information is necessary for the proper
daltland on DSKBBV9HB2PROD with NOTICES
two year grants. Since 2002, the final performance of the functions of the
Dated: April 24, 2018.
performance reporting has been NSF, including whether the information
accomplished through IMLS’ State Kim Miller, shall have practical utility; (b) the
Program Reporting (SPR) system. To Grants Management Specialist, Office of accuracy of the NSF’s estimate of the
improve how IMLS measures the impact Grants Policy and Management. burden of the proposed collection of
of the Federal investment in the Grants [FR Doc. 2018–08936 Filed 4–26–18; 8:45 am] information; (c) ways to enhance the
to States program, IMLS and SLAAs BILLING CODE 7036–01–P quality, utility, and clarity of the
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For all others, one PI or assignee per change as described in Items I and II that are performed by an underwriter with
award completes the questionnaire. below, which Items have been prepared respect to an initial public offering.
Estimated Number of Responses per by the Exchange. The Commission is (10) No change.
Report: One. publishing this notice to solicit * * * * *
Dated: April 23, 2018. comments on the proposed rule change
from interested persons. II. Self-Regulatory Organization’s
Suzanne H. Plimpton,
Statement of the Purpose of, and
Reports Clearance Officer, National Science I. Self-Regulatory Organization’s Statutory Basis for, the Proposed Rule
Foundation. Statement of the Terms of Substance of Change
[FR Doc. 2018–08863 Filed 4–26–18; 8:45 am] the Proposed Rule Change
BILLING CODE 7555–01–P In its filing with the Commission, the
The Exchange proposes to change
Exchange included statements
Rule 4120 to correct a citation.
concerning the purpose of and basis for
The text of the proposed rule change the proposed rule change and discussed
SECURITIES AND EXCHANGE
is set forth below. Proposed new any comments it received on the
COMMISSION
language is italicized; deleted text is in proposed rule change. The text of these
[Release No. 34–83091; File No. SR– brackets. statements may be examined at the
NASDAQ–2018–029]
* * * * * places specified in Item IV below. The
Self-Regulatory Organizations; The Exchange has prepared summaries, set
4120. Limit Up-Limit Down Plan and forth in sections A, B, and C below, of
Nasdaq Stock Market LLC; Notice of Trading Halts
Filing and Immediate Effectiveness of the most significant aspects of such
(a)–(b) No change. statements.
Proposed Rule Change to Rule 4120 To (c) Procedure for Initiating and
Correct a Citation Terminating a Trading Halt A. Self-Regulatory Organization’s
daltland on DSKBBV9HB2PROD with NOTICES
(1)–(8) No change. Statement of the Purpose of, and
April 23, 2018.
(9) For purposes of this Rule and Rule Statutory Basis for, the Proposed Rule
Pursuant to Section 19(b)(1) of the 4753, the process for halting and initial
Securities Exchange Act of 1934 Change
pricing of a security that is the subject of an
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 initial public offering shall also be available 1. Purpose
for the initial pricing of any other security
1 15 U.S.C. 78s(b)(1). that has not been listed on a national Nasdaq is proposing to correct a rule
2 17 CFR 240.19b–4. securities exchange or traded in the over-the- reference found in Rule 4120.
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Document Created: 2018-04-27 01:46:19
Document Modified: 2018-04-27 01:46:19
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Submission for OMB review; comment request. | |
| FR Citation | 83 FR 18598 |
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