83_FR_18931 83 FR 18848 - Division of Behavioral Health, Office of Clinical and Preventive Services Domestic Violence Prevention Initiative

83 FR 18848 - Division of Behavioral Health, Office of Clinical and Preventive Services Domestic Violence Prevention Initiative

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service

Federal Register Volume 83, Issue 83 (April 30, 2018)

Page Range18848-18854
FR Document2018-08990

Federal Register, Volume 83 Issue 83 (Monday, April 30, 2018)
[Federal Register Volume 83, Number 83 (Monday, April 30, 2018)]
[Notices]
[Pages 18848-18854]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-08990]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Indian Health Service


Division of Behavioral Health, Office of Clinical and Preventive 
Services Domestic Violence Prevention Initiative

Announcement Type: New Single Source
Funding Announcement Number: HHS-2018-IHS-DVPI-0001
Catalog of Federal Domestic Assistance Number: 93.933

Key Dates

    Application Deadline Date: July 1, 2018.
    Review Date: July 9-11, 2018.
    Earliest Anticipated Start Date: July 15, 2018.
    Signed Tribal Resolutions Due Date: July 1, 2018.
    Proof of Non-Profit Status Due Date: July 1, 2018.

I. Funding Opportunity Description

Statutory Authority

    The Indian Health Service (IHS) Office of Clinical and Preventive 
Services (OCPS), Division of Behavioral Health (DBH), is accepting an 
application for a single source grant with the Oglala Sioux Tribe (OST) 
to continue the expansion of advocacy and shelter services for domestic 
and sexual violence on the Pine Ridge Reservation under the Domestic 
Violence Prevention Program Initiative (DVPI). The DVPI was first 
established by the Omnibus Appropriations Act of 2009, Public Law 111-
8, 123 Stat. 524, 735, and continued in the annual appropriations acts 
since that time. This program is authorized under the authority of 25 
U.S.C. 13, the Snyder Act, and the Indian Health Care Improvement Act, 
at 25 U.S.C. 1665a and 1665m. This program is described in the Catalog 
of Federal Domestic Assistance under 93.933.

Background

    The DBH serves as the primary source of national advocacy, policy 
development, management and administration of behavioral health, 
alcohol and substance abuse, and family violence prevention programs. 
The DVPI promotes the development of evidence-based and practice-based 
models that represent culturally appropriate prevention and treatment 
approaches to domestic and sexual violence from a community-driven 
context. IHS proposes to enter into a single source grant with the OST 
based on prior collaboration between the IHS and the OST during the 
DVPI pilot project years 2010-2015 to expand advocacy services to 
victims of domestic and sexual violence (DSV) including shelter, and 
emergency housing.

Purpose

    The purpose of this Single Source grant is to provide funding to 
assist victims of DSV on the Pine Ridge Reservation. Specifically, IHS 
is requesting an application that will enhance or expand the OST's 
crisis response efforts, shelter and emergency housing services, and/or 
training and technical assistance opportunities. Examples of grant 
activities may include:
     Purchase of modular buildings to expand shelter services.
     Emergency travel and transportation costs to surrounding 
shelters.
     Training for staff and/or individuals delivering DSV 
services.
     Technical assistance.

Single Source Justification

    The OST is identified as the single source for this grant based on 
funding allocated by the IHS to benefit the OST from the 2010-2015 
DVPI. The OST exceeded expectations as a partner during the DVPI pilot 
in responding to the needs of victims of DSV in the servicing area of 
the OST and is the best resource to continue expansion on the proposed 
services in this announcement.

[[Page 18849]]

II. Award Information

Type of Award

    Grant.

Estimated Funds Available

    The total amount of funding identified for this project is 
approximately $920,000. Submitted application should not exceed the 
total amount of available funding and should be divided over two years 
in the budget portion of the application. The IHS is under no 
obligation to make awards that are selected for funding under this 
announcement.

Anticipated Number of Awards

    One application will be accepted under this announcement for OST 
and only one award will be issued.

Period of Performance

    The period of performance is for two years and will run 
consecutively from July 15, 2018, to July 14, 2020.

III. Eligibility Information

1. Eligibility

    The award is offered as a single source grant to the OST.

2. Cost Sharing or Matching

    The IHS does not require matching funds or cost sharing for grants 
or cooperative agreements.

3. Other Requirements

    Funding for year one should focus on program planning and 
development and the year two focus should be on program implementation. 
If the application budget exceeds the highest dollar amount outlined 
under the Estimated Funds Available section within this funding 
announcement, the application will be considered ineligible and will 
not be reviewed for further consideration. If deemed ineligible, IHS 
will not return the application. The applicant will be notified by 
email by the Division of Grants Management (DGM) of this decision.
Tribal Resolution
    An official signed Tribal resolution from the OST must be received 
by the DGM prior to a Notice of Award (NoA) being issued to the 
applicant for funding. However, if an official signed Tribal resolution 
cannot be submitted with the electronic application submission prior to 
the official application deadline date, a draft Tribal resolution must 
be submitted by the deadline in order for the application to be 
considered complete and eligible for review. The draft Tribal 
resolution is not in lieu of the required signed resolution, but is 
acceptable until a signed resolution is received. If an official signed 
Tribal resolution is not received by DGM when funding decisions are 
made, then a NoA will not be issued to the applicant and they will not 
receive any IHS funds until such time as they have submitted a signed 
resolution to the Grants Management Specialist listed in this funding 
announcement.
Proof of Non-Profit Status
    If the OST is claiming non-profit status they must submit proof. A 
copy of the 501(c)(3) Certificate must be received with the application 
submission by the Application Deadline Date listed under the Key Dates 
section on page one of this announcement.
    The applicant submitting any of the above additional documentation 
after the initial application submission due date is required to ensure 
the information was received by the IHS DGM by obtaining documentation 
confirming delivery (i.e. FedEx tracking, postal return receipt, etc.).

IV. Application and Submission Information

1. Obtaining Application Materials

    The application package and detailed instructions for this 
announcement can be found at http://www.grants.gov or http://www.ihs.gov/dgm/funding/.
    Questions regarding the electronic application process may be 
directed to Mr. Paul Gettys at (301) 443-2114 or (301) 443-5204.

2. Content and Form Application Submission

    The applicant must include the project narrative as an attachment 
to the application package. Mandatory documents for all applicants 
include:

 Table of contents.
 Abstract (one page) summarizing the project.
 Application forms:
    [cir] SF-424, Application for Federal Assistance.
    [cir] SF-424A, Budget Information--Non-Construction Programs.
    [cir] SF-424B, Assurances--Non-Construction Programs.
 Categorical Budget and Budget Justification (must be single-
spaced and not exceed 5 pages).
 Project Narrative (must be single-spaced and not exceed 15 
pages).
    [cir] OST background information.
    [cir] Proposed scope of work, objectives, and activities that 
provide a description of what will be accomplished, including a two-
page Timeline Chart.
 Tribal Resolution(s).
 Letters of Support from OST Tribal Council.
 501(c)(3) Certificate (if applicable).
 Biographical sketches for all Key Personnel.
 Contractor/Consultant resumes or qualifications and scope of 
work.
 Disclosure of Lobbying Activities (SF-LLL).
 Certification Regarding Lobbying (GG-Lobbying Form).
 Copy of current Negotiated Indirect Cost rate (IDC) agreement 
(required in order to receive IDC).
 Organizational Chart.
 Documentation of current Office of Management and Budget (OMB) 
Financial Audit. Acceptable forms of documentation include:
    [cir] Email confirmation from Federal Audit Clearinghouse (FAC) 
that audits were submitted; or
    [cir] Face sheets from audit reports. These can be found on the FAC 
website at https://harvester.census.gov/facdissem/main.aspx.
Public Policy Requirements
    All Federal-wide public policies apply to IHS grants and 
cooperative agreements with exception of the Discrimination Policy.
Requirements for Project and Budget Narratives
    A. Project Narrative: This narrative should be a separate Word 
document that is no longer than 15 pages and must: be single-spaced, 
type written, have consecutively numbered pages, use black type not 
smaller than 12 point, and be printed on one side only of standard size 
8-\1/2\'' x 11'' paper.
    Be sure to succinctly answer all questions listed under the 
evaluation criteria (refer to Section V.1, Evaluation criteria in this 
announcement) and place all responses and required information in the 
correct section (noted below), or they will not be considered or 
scored. These narratives will assist the Objective Review Committee 
(ORC) in becoming familiar with the applicant's activities and 
accomplishments prior to this possible grant award. If the narrative 
exceeds the page limit, only the first 15 pages will be reviewed. The 
narrative does not include the work plan, standard forms, Tribal 
resolutions, table of contents, categorical budget and budget 
justification, and/or other appendix items.
    There are four parts to the narrative: Part A--Goals and 
Objectives; Part B--Project Activities; Part C--Timeline Chart; and 
Part D--Organizational Capacity, Staffing/Administration.

[[Page 18850]]

    Below are additional details about what must be included in the 
narrative and the page limitations for each narrative and budget 
submitted.
Part A: Goals and Objectives (3 Page Limit)
     Describe the purpose of the proposed project that includes 
a clear statement of goals.
     Outline the goals and objectives for the grant project.
Part B: Project Activities (6 Page Limit)
     Clearly outline all project activities that align with the 
applicant's goals and objectives.
     Describe anticipated barriers to progress of the project 
and how the barriers will be addressed.
     Identify any other programs, agencies, or organizations 
that will participate in the proposed project. Describe their roles, 
responsibilities, and demonstrate their commitment to the project. 
Include a list of these organizations as an attachment to the 
application. In the attached list, indicate the organizations that the 
Tribe has worked with or currently works with. [Note: The attachment 
will not count as part of the 15-page maximum.]
Part C: Timeline (2 Page Limit)
    Provide a timeline chart for two years depicting a realistic 
timeline for the period of performance showing key activities, 
milestones, and responsible staff. [Note: The timeline chart should be 
included as part of the project narrative as specified here. It should 
not be placed as an attachment.]
Part D: Organizational Capacity and Staffing/Administration (4 Page 
Limit)
     Describe the management capability and experience of the 
OST in administering similar grants and projects.
     Discuss the OSTs experience and capacity to provide 
culturally appropriate/competent services to victims of DSV.
     Describe the resources available for the proposed project 
(e.g., facilities, equipment, information technology systems, and 
financial management systems).
     Describe how project continuity will be maintained if/when 
there is a change in the operational environment (e.g., staff turnover, 
change in project leadership, change in elected officials) to ensure 
project stability over the life of the grant.
     Provide a complete list of staff positions for the 
project, including the project director, project coordinator, and other 
key personnel, showing the role of each and their level of effort and 
qualifications.
     Include position descriptions as attachments to the 
project proposal/application for the project director, project 
coordinator, and all key personnel. Position descriptions should not 
exceed one page each. [Note: Attachments will not count against the 15 
page maximum.]
     For individuals that are identified and currently on 
staff, include a biographical sketch for the project director, project 
coordinator, and other key positions as attachments to the project 
proposal/application. Each biographical sketch should not exceed one 
page. [Note: Attachments will not count against the 15 page maximum.] 
Do not include Personally Identifiable Information, Resumes, or 
Curriculum Vitae.
B. Categorical Budget and Budget Justification
    This narrative must include a line item budget with a narrative 
justification for all expenditures identifying reasonable allowable, 
allocable costs necessary to accomplish the goals and objectives as 
outlined in the project narrative. Budget should match the scope of 
work described in the project narrative and should not exceed 5 pages. 
[Note: The categorical budget and budget justification does not count 
against the project narrative page maximum of 15 pages.]

3. Submission Dates and Times

    The application must be submitted electronically through Grants.gov 
by 11:59 p.m. Eastern Daylight Time (EDT) on the Application Deadline 
Date listed in the Key Dates section on page one of this announcement. 
Any application received after the application deadline will not be 
accepted for processing, nor will it be given further consideration for 
funding. Grants.gov will notify the applicant via email if the 
application is rejected.
    If technical challenges arise and assistance is required with the 
electronic application process, contact Grants.gov Customer Support via 
email to [email protected] or at (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays). If problems persist, contact Mr. Gettys 
([email protected]), DGM Grant Systems Coordinator, by telephone at 
(301) 443-2114 or (301) 443-5204. Please be sure to contact Mr. Gettys 
at least ten days prior to the application deadline. Please do not 
contact the DGM until you have received a Grants.gov tracking number. 
In the event you are not able to obtain a tracking number, call the DGM 
as soon as possible.

4. Intergovernmental Review

    Executive Order 12372 requiring intergovernmental review is not 
applicable to this program.

5. Funding Restrictions

     Pre-award costs are not allowable.
     The available funds are inclusive of direct and 
appropriate indirect costs.
     Only one grant will be awarded to the applicant.
     IHS will not acknowledge receipt of application.
     It is acceptable to include administrative costs for 
planning.

6. Electronic Submission Requirements

    The application must be submitted electronically. Please use the 
following website, http://www.grants.gov to submit an application 
electronically and select the ``Find Grant Opportunities'' link on the 
homepage. Follow the instructions for submitting an application under 
the Package tab. Electronic copies of the application may not be 
submitted as attachments to email messages addressed to IHS employees 
or offices.
    If the applicant needs to submit a paper application instead of 
submitting electronically through Grants.gov, a waiver must be 
requested. Prior approval must be requested and obtained from Mr. 
Robert Tarwater, Director, DGM, (see Section IV.6 below for additional 
information). A written waiver request must be sent to 
[email protected] with a copy to [email protected]. The waiver 
must: (1) Be documented in writing (emails are acceptable), before 
submitting a paper application, and (2) include clear justification for 
the need to deviate from the required electronic grants submission 
process.
    Once the waiver request has been approved, the applicant will 
receive a confirmation of approval email containing submission 
instructions and the mailing address to submit the application. A copy 
of the written approval must be submitted along with the hardcopy of 
the application that is mailed to DGM. The paper application that are 
submitted without a copy of the signed waiver from the Director of the 
DGM will not be reviewed or considered for funding. The applicant will 
be notified via email of this decision by the Grants Management Officer 
of the DGM. The paper application must be received by the DGM no later 
than 5:00 p.m. EDT on the Application Deadline Date listed in the Key 
Dates section on page one of this announcement. A late application

[[Page 18851]]

will not be accepted for processing or considered for funding. 
Applicants that do not adhere to the timelines for System for Award 
Management (SAM) and/or http://www.grants.gov registration or that fail 
to request timely assistance with technical issues will not be 
considered for a waiver to submit a paper application.
    Please be aware of the following:
     Please search for the application package in http://www.grants.gov by entering the CFDA number or the Funding Opportunity 
Number. Both numbers are located in the header of this announcement.
     If you experience technical challenges while submitting 
your application electronically, please contact Grants.gov Support 
directly at: [email protected] or (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays).
     Upon contacting Grants.gov, obtain a tracking number as 
proof of contact. The tracking number is helpful if there are technical 
issues that cannot be resolved and a waiver from the agency must be 
obtained.
     Applicants are strongly encouraged not to wait until the 
deadline date to begin the application process through https://www.grants.gov as the registration process for SAM and Grants.gov could 
take up to 15 working days.
     Please use the optional attachment feature in Grants.gov 
to attach additional documentation that may be requested by the DGM.
     All applicants must comply with any page limitation 
requirements described in this funding announcement.
     After electronically submitting the application, the 
applicant will receive an automatic acknowledgment from Grants.gov that 
contains a Grants.gov tracking number. The DGM will download the 
application from Grants.gov and provide necessary copies to the 
appropriate agency officials. Neither the DGM nor the Office of 
Clinical and Preventive Services, Division of Behavioral Health will 
notify the applicant that the application has been received.
     An emailed application will not be accepted under this 
announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
    All IHS applicants and grantee organizations are required to obtain 
a DUNS number and maintain an active registration in the SAM database. 
The DUNS number is a unique 9-digit identification number provided by 
D&B which uniquely identifies each entity. The DUNS number is site 
specific; therefore, each distinct performance site may be assigned a 
DUNS number. Obtaining a DUNS number is easy, and there is no charge. 
To obtain a DUNS number, you may access it through http://fedgov.dnb.com/webform, or to expedite the process, call (866) 705-
5711.
    All HHS recipients are required by the Federal Funding 
Accountability and Transparency Act of 2006, as amended (``Transparency 
Act''), to report information on sub-awards. Accordingly, all IHS 
grantees must notify potential first-tier sub-recipients that no entity 
may receive a first-tier sub-award unless the entity has provided its 
DUNS number to the prime grantee organization. This requirement ensures 
the use of a universal identifier to enhance the quality of information 
available to the public pursuant to the Transparency Act.
System for Award Management (SAM)
    Organizations that were not registered with Central Contractor 
Registration and have not registered with SAM will need to obtain a 
DUNS number first and then access the SAM online registration through 
the SAM home page at https://www.sam.gov (U.S. organizations will also 
need to provide an Employer Identification Number from the Internal 
Revenue Service that may take an additional 2-5 weeks to become 
active). Completing and submitting the registration takes approximately 
one hour to complete and SAM registration will take 3-5 business days 
to process. Registration with the SAM is free of charge. Applicants may 
register online at https://www.sam.gov.
    Additional information on implementing the Transparency Act, 
including the specific requirements for DUNS and SAM, can be found on 
the IHS Grants Management, Grants Policy website: http://www.ihs.gov/dgm/policytopics/.

V. Application Review Information

    The instructions for preparing the application narrative also 
constitute the evaluation criteria for reviewing and scoring the 
application. Weights assigned to each section are noted in parentheses. 
The 15 page narrative should include only the first year of activities; 
information for multi-year projects should be included as an appendix. 
See ``Multi-year Project Requirements'' at the end of this section for 
more information. The narrative section should be written in a manner 
that is clear to outside reviewers unfamiliar with prior related 
activities of the applicant. It should be well organized, succinct, and 
contain all information necessary for reviewers to understand the 
project fully. Points will be assigned to each evaluation criteria 
adding up to a total of 100 points. A minimum score of 60 points is 
required for funding. Points are assigned as follows:

1. Criteria

    Your application will be reviewed and scored according to the 
quality of responses to the required application components in Sections 
A-E:
    Part A--Introductions and Need for Assistance.
    Part B--Project Objective(s), Work Plan and Approach.
    Part C--Program Evaluation.
    Part D--Organizational Capacity, Staffing/Administration.
    Part E--Categorical Budget and Budget Justification.
A. Introduction and Need for Assistance (History and Current Situation) 
(15 Points)
    This section should demonstrate knowledge of concerns and issues 
regarding DSV specific to the OST. Identify the proposed catchment area 
and provide demographic information on the population to receive 
services. Describe the stakeholders and resources in the catchment area 
providing services to victims of DSV.
     Describe the need to increase the capacity to implement, 
sustain, and improve effective DSV services including shelter and 
emergency housing consistent with the purpose of the program.
     Describe the existing service gaps, barriers, and other 
systemic challenges related to the need for planning and capacity 
building and coordination of DSV services.
B. Project Objective(s), Work Plan and Approach (35 Points)
    This section should demonstrate a sound and effective annual work 
plan that will support accomplishment of deliverables and milestones of 
the project. The work plan should be designed to:
     Describe the purpose of the proposed project.
     Affirm the goals of the project are consistent with 
priorities of the Tribal government and support of this application.
     Describe how project activities will increase the capacity 
to serve victims of DSV.
     Describe potential project partners and community 
resources in the catchment area that can participate in

[[Page 18852]]

the planning process and capacity building.
     Describe anticipated barriers to progress of the project 
and how these barriers will be addressed.
     Provide a timeline chart depicting a realistic timeline 
for the entire period of performance showing key activities, 
milestones, and responsible staff. [Note: The timeline chart should be 
part of the project narrative as specified in the ``Requirements for 
Project Proposals'' section. It should not be placed in as an 
attachment.]
C. Program Evaluation (15 Points)
     Define the criteria to be used to evaluate planning 
activities.
     Clearly describe the methodologies and parameters that 
will be used to determine if the needs identified are being met and if 
the outcomes identified are being achieved.
     Ensure the goals and objectives are measurable and 
consistent with the purpose of the program and meet the needs of the 
people to be served.
     Ensure the measurement includes activities that will lead 
to sustainability.
D. Organizational Capabilities, Key Personnel and Qualifications (20 
Points)
     Describe the management capability and experience of the 
OST in administering similar grants and projects.
     Identify the department/division that will administer this 
project. Include a description of this entity, its function, and its 
placement within the organization.
     Describe how project continuity will be maintained if/when 
there is a change in the operational environment (e.g., staff turnover, 
change in project leadership, change in elected officials) to ensure 
project stability over the life of the grant.
     Provide a list of staff positions for the project.
     Include position descriptions as attachments to the 
application for the behavioral health staff, project director, project 
coordinator, and all key personnel. Position descriptions should not 
exceed one page each.
     For individuals that are currently on staff, include a 
biographical sketch for each individual that will be listed as the 
behavioral health staff, project director, project coordinator, and 
other key positions. Describe the experience of identified staff in 
domestic violence and sexual assault work in the community/communities. 
Include each biographical sketch as attachments to the project 
proposal/application. Biographical sketches should not exceed one page 
per staff member. Reviewers will not consider information past page 
one. Do not include Personally Identifiable Information, Resumes, or 
Curriculum Vitae.
E. Categorical Budget and Budget Justification (15 Points)
     Include a line item budget for all expenditures 
identifying reasonable and allowable costs necessary to accomplish the 
goals and objectives as outlined in the project narrative for both 
budget years. The budget should match the scope of work described in 
the project narrative for the first budget year expenses only.
     The applicant must provide a budget narrative 
justification of the items included in the proposed line item budget.
     Applicants should ensure that the budget and budget 
narrative are aligned with the project narrative. The categorical 
budget and budget justification the applicant provides will be 
considered by reviewers in assessing the applicant's submission, along 
with the material in the project narrative.
     The categorical budget and budget justification must 
detail the grantee's estimated first year budget for project planning 
and activities and second year budget for program implementation not to 
exceed the total award amount of $920,000.
     The categorical budget and budget justification must not 
exceed 5 single-spaced pages. [Note: The categorical budget and budget 
justification does not count against the project narrative page maximum 
of 15 pages.]
Additional Documents Can Be Uploaded as Appendix Items in Grants.gov
     Work plan and time line for proposed objectives.
     Position descriptions for key staff.
     Resumes of key staff that reflect current duties.
     Consultant or contractor proposed scope of work and letter 
of commitment (if applicable).
     Current Indirect Cost Agreement.
     Organizational chart.
     Map of area identifying project location(s).
     Additional documents to support narrative (i.e., data 
tables, key news articles, etc.).

2. Review and Selection

    Each application will be prescreened by the DGM staff for 
eligibility and completeness as outlined in the funding announcement. 
An application that meets the eligibility criteria will be reviewed for 
merit by the ORC based on evaluation criteria in this funding 
announcement. The ORC could be composed of both Tribal and Federal 
reviewers appointed by the IHS Program to review and make 
recommendations on your application. The technical review process 
ensures selection of quality projects in a national competition for 
limited funding. An incomplete application that is non-responsive to 
the eligibility criteria will not be referred to the ORC. The applicant 
will be notified via email of this decision by the Grants Management 
Officer of the DGM. Applicants will be notified by DGM, via email, to 
outline minor missing components (i.e., budget narratives, audit 
documentation, key contact form) needed for an otherwise complete 
application. All missing documents must be sent to DGM on or before the 
due date listed in the email of notification of missing documents 
required.
    To obtain a minimum score for funding by the ORC, applicants must 
address all program requirements and provide all required 
documentation.

VI. Award Administration Information

1. Award Notices

    The NoA is a legally binding document signed by the Grants 
Management Officer and serves as the official notification of the grant 
award. The NoA will be initiated by the DGM in our grant system, 
GrantSolutions (https://www.grantsolutions.gov). Each entity that is 
approved for funding under this announcement will need to request or 
have a user account in GrantSolutions in order to retrieve their NoA. 
The NoA is the authorizing document for which funds are dispersed to 
the approved entities and reflects the amount of Federal funds awarded, 
the purpose of the grant, the terms and conditions of the award, the 
effective date of the award, the budget period, and the period of 
performance.
Disapproved Applicants
    Applicants who received a score less than the recommended funding 
level for approval, 60 and were deemed to be disapproved by the ORC, 
will receive an Executive Summary Statement from the IHS program office 
within 30 days of the conclusion of the ORC outlining the strengths and 
weaknesses of their application. The summary statement will be sent to 
the Authorized Organizational Representative that is identified on the 
face page (SF-424) of the application. The IHS program office will also 
provide additional contact information as needed to address questions 
and concerns as well as provide technical assistance if desired.

[[Page 18853]]

Approved But Unfunded Applicant
    An approved but unfunded applicant that meets the minimum scoring 
range and was deemed by the ORC to be ``Approved'', but was not funded 
due to a lack of funds, will have their application held by DGM for a 
period of one year. If additional funding becomes available during the 
course of FY 2018 the approved but unfunded application may be re-
considered by the awarding program office for possible funding. The 
applicant will also receive an Executive Summary Statement from the IHS 
program office within 30 days of the conclusion of the ORC.

    Note: Any correspondence other than the official NoA signed by 
an IHS grants management official announcing to the project director 
that an award has been made to their organization is not an 
authorization to implement their program on behalf of IHS.

2. Administrative Requirements

    Grants are administered in accordance with the following 
regulations and policies:
    A. The criteria as outlined in this program announcement.
    B. Administrative Regulations for Grants:
     Uniform Administrative Requirements for HHS Awards, 
located at 45 CFR part 75.
    C. Grants Policy:
     HHS Grants Policy Statement, Revised 01/07.
    D. Cost Principles:
     Uniform Administrative Requirements for HHS Awards, ``Cost 
Principles,'' located at 45 CFR part 75, subpart E.
    E. Audit Requirements:
     Uniform Administrative Requirements for HHS Awards, 
``Audit Requirements,'' located at 45 CFR part 75, subpart F.

3. Indirect Costs

    This section applies to all grant recipients that request 
reimbursement of indirect costs (IDC) in their grant application. In 
accordance with HHS Grants Policy Statement, Part II-27, IHS requires 
applicants to obtain a current IDC rate agreement prior to award. The 
rate agreement must be prepared in accordance with the applicable cost 
principles and guidance as provided by the cognizant agency or office. 
A current rate covers the applicable grant activities under the current 
award's budget period. If the current rate is not on file with the DGM 
at the time of award, the IDC portion of the budget will be restricted. 
The restrictions remain in place until the current rate is provided to 
the DGM.
    Generally, IDC rates for IHS grantees are negotiated with the 
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the 
Department of Interior (Interior Business Center) https://www.doi.gov/ibc/services/finance/indirect-cost-services/indian-tribes. For 
questions regarding the indirect cost policy, please call the Grants 
Management Specialist listed under ``Agency Contacts'' or the main DGM 
office at (301) 443-5204.

4. Reporting Requirements

    The grantee must submit required reports consistent with the 
applicable deadlines. Failure to submit required reports within the 
time allowed may result in suspension or termination of an active 
grant, withholding of additional awards for the project, or other 
enforcement actions such as withholding of payments or converting to 
the reimbursement method of payment. Continued failure to submit 
required reports may result in one or both of the following: 1) the 
imposition of special award provisions; and 2) the non-funding or non-
award of other eligible projects or activities. This requirement 
applies whether the delinquency is attributable to the failure of the 
grantee organization or the individual responsible for preparation of 
the reports. Per DGM policy, all reports are required to be submitted 
electronically by attaching them as a ``Grant Note'' in GrantSolutions. 
Personnel responsible for submitting reports will be required to obtain 
a login and password for GrantSolutions. Please see the Agency Contacts 
list in section VII for the systems contact information.
    The reporting requirements for this program are noted below.
A. Progress Reports
    Program progress reports are required annually, within 30 days 
after the budget period ends. These reports must include a brief 
comparison of actual accomplishments to the goals established for the 
period, a summary of progress to date or, if applicable, provide sound 
justification for the lack of progress, and other pertinent information 
as required. A final report must be submitted within 90 days of 
expiration of the period of performance.
B. Financial Reports
    Federal Financial Report (FFR or SF-425), Cash Transaction Reports 
are due 30 days after the close of every calendar quarter to the 
Payment Management Services, HHS at https://pms.psc.gov. It is 
recommended that the applicant also send a copy of the FFR (SF-425) 
report to the Grants Management Specialist. Failure to submit timely 
reports may cause a disruption in timely payments to the organization.
    Grantees are responsible and accountable for accurate information 
being reported on all required reports: the Progress Reports and 
Federal Financial Report.
C. Federal Sub-Award Reporting System (FSRS)
    This award may be subject to the Transparency Act sub-award and 
executive compensation reporting requirements of 2 CFR part 170.
    The Transparency Act requires the OMB to establish a single 
searchable database, accessible to the public, with information on 
financial assistance awards made by Federal agencies. The Transparency 
Act also includes a requirement for recipients of Federal grants to 
report information about first-tier sub-awards and executive 
compensation under Federal assistance awards.
    IHS has implemented a Term of Award into all IHS Standard Terms and 
Conditions, NoAs and funding announcements regarding the FSRS reporting 
requirement. This IHS Term of Award is applicable to all IHS grant and 
cooperative agreements issued on or after October 1, 2010, with a 
$25,000 sub-award obligation dollar threshold met for any specific 
reporting period. Additionally, all new (discretionary) IHS awards 
(where the period of performance is made up of more than one budget 
period) and where: 1) the period of performance start date was October 
1, 2010, or after, and 2) the primary awardee will have a $25,000 sub-
award obligation dollar threshold during any specific reporting period 
will be required to address the FSRS reporting.
    For the full IHS award term implementing this requirement and 
additional award applicability information, visit the DGM Grants Policy 
website at http://www.ihs.gov/dgm/policytopics/.
D. Compliance With Executive Order 13166 Implementation of Services
Accessibility Provisions for All Grant Application Packages and Funding 
Opportunity Announcements
    Recipients of federal financial assistance (FFA) from HHS must 
administer their programs in compliance with federal civil rights law. 
This means that recipients of HHS funds must ensure equal access to 
their programs without regard to a person's race, color, national 
origin, disability, age and, in some circumstances, sex and religion. 
This includes ensuring your

[[Page 18854]]

programs are accessible to persons with limited English proficiency. 
HHS provides guidance to recipients of FFA on meeting their legal 
obligation to take reasonable steps to provide meaningful access to 
their programs by persons with limited English proficiency. Please see 
http://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/guidance-federal-financial-assistance-recipients-title-VI/.
    The HHS Office for Civil Rights (OCR) also provides guidance on 
complying with civil rights laws enforced by HHS. Please see http://www.hhs.gov/civil-rights/for-individuals/section-1557/index.html; and 
http://www.hhs.gov/civil-rights/index.html. Recipients of FFA also have 
specific legal obligations for serving qualified individuals with 
disabilities. Please see http://www.hhs.gov/civil-rights/for-individuals/disability/index.html. Please contact the HHS OCR for more 
information about obligations and prohibitions under federal civil 
rights laws at https://www.hhs.gov/ocr/about-us/contact-us/index.html 
or call (800) 368-1019 or TDD (800) 537-7697. Also note it is an HHS 
Departmental goal to ensure access to quality, culturally competent 
care, including long-term services and supports, for vulnerable 
populations. For further guidance on providing culturally and 
linguistically appropriate services, recipients should review the 
National Standards for Culturally and Linguistically Appropriate 
Services in Health and Health Care at https://minorityhealth.hhs.gov/omh/browse.aspx?lvl=2&lvlid=53.
    Pursuant to 45 CFR 80.3(d), an individual shall not be deemed 
subjected to discrimination by reason of his/her exclusion from 
benefits limited by federal law to individuals eligible for benefits 
and services from the IHS.
    Recipients will be required to sign the HHS-690 Assurance of 
Compliance form which can be obtained from the following website: 
http://www.hhs.gov/sites/default/files/forms/hhs-690.pdf, and send it 
directly to the: U.S. Department of Health and Human Services, Office 
for Civil Rights, 200 Independence Ave. SW, Washington, DC 20201.
E. Federal Awardee Performance and Integrity Information System 
(FAPIIS)
    The IHS is required to review and consider any information about 
the applicant that is in the Federal Awardee Performance and Integrity 
Information System (FAPIIS) at https://www.fapiis.gov before making any 
award in excess of the simplified acquisition threshold (currently 
$150,000) over the period of performance. An applicant may review and 
comment on any information about itself that a federal awarding agency 
previously entered. IHS will consider any comments by the applicant, in 
addition to other information in FAPIIS in making a judgment about the 
applicant's integrity, business ethics, and record of performance under 
federal awards when completing the review of risk posed by applicants 
as described in 45 CFR 75.205.
    As required by 45 CFR part 75 Appendix XII of the Uniform Guidance, 
non-federal entities (NFEs) are required to disclose in FAPIIS any 
information about criminal, civil, and administrative proceedings, and/
or affirm that there is no new information to provide. This applies to 
NFEs that receive federal awards (currently active grants, cooperative 
agreements, and procurement contracts) greater than $10,000,000 for any 
period of time during the period of performance of an award/project.
Mandatory Disclosure Requirements
    As required by 2 CFR part 200 of the Uniform Guidance, and the HHS 
implementing regulations at 45 CFR part 75, effective January 1, 2016, 
the IHS must require a non-federal entity or an applicant for a federal 
award to disclose, in a timely manner, in writing to the IHS or pass-
through entity all violations of federal criminal law involving fraud, 
bribery, or gratuity violations potentially affecting the federal 
award.
    Submission is required for all applicants and recipients, in 
writing, to the IHS and to the HHS Office of Inspector General all 
information related to violations of federal criminal law involving 
fraud, bribery, or gratuity violations potentially affecting the 
federal award. 45 CFR 75.113.
    Disclosures must be sent in writing to: U.S. Department of Health 
and Human Services, Indian Health Service, Division of Grants 
Management, ATTN: Robert Tarwater, Director, 5600 Fishers Lane, Mail 
Stop: 09E70, Rockville, MD 20857, (Include ``Mandatory Grant 
Disclosures'' in subject line), Office: (301) 443-5204, Fax: (301) 594-
0899, Email: [email protected].
And
    U.S. Department of Health and Human Services, Office of Inspector 
General, ATTN: Mandatory Grant Disclosures, Intake Coordinator, 330 
Independence Avenue SW, Cohen Building, Room 5527, Washington, DC 
20201.
    URL: http://oig.hhs.gov/fraud/report-fraud/index.asp (Include 
``Mandatory Grant Disclosures'' in subject line) Fax: (202) 205-0604 
(Include ``Mandatory Grant Disclosures'' in subject line) or Email: 
[email protected].
    Failure to make required disclosures can result in any of the 
remedies described in 45 CFR 75.371 Remedies for noncompliance, 
including suspension or debarment (See 2 CFR parts 180 & 376 and 31 
U.S.C. 3321).

VII. Agency Contacts

    1. Questions on the programmatic issues may be directed to: Selina 
T. Keryte, Public Health Analyst, DVPI National Coordinator, Division 
of Behavioral Health, 5600 Fishers Lane, Mail Stop: 08N34, Rockville, 
MD 20857, Phone: (301) 443-7064, Fax: (301) 594-6213, Email: 
[email protected].
    2. Questions on grants management and fiscal matters may be 
directed to: Andrew Diggs, Grants Management Specialist, 5600 Fishers 
Lane, Mail Stop: 09E70, Rockville, MD 20857, Phone: (301) 443-2241, 
Fax: (301) 594-0899, Email: [email protected].
    3. Questions on systems matters may be directed to: Paul Gettys, 
Grant Systems Coordinator, 5600 Fishers Lane, Mail Stop: 09E70, 
Rockville, MD 20857, Phone: (301) 443-2114, DGM main line: (301) 443-
5204, Fax: (301) 594-0899, Email: [email protected].

VIII. Other Information

    The Public Health Service strongly encourages all cooperative 
agreement and contract recipients to provide a smoke-free workplace and 
promote the non-use of all tobacco products. In addition, Public Law 
103-227, the Pro-Children Act of 1994, prohibits smoking in certain 
facilities (or in some cases, any portion of the facility) in which 
regular or routine education, library, day care, health care, or early 
childhood development services are provided to children. This is 
consistent with the HHS mission to protect and advance the physical and 
mental health of the American people.

    Dated: April 9, 2018.
Michael D. Weahkee,
Assistant Surgeon General, U.S. Public Health Service, Acting Director, 
Indian Health Service.
[FR Doc. 2018-08990 Filed 4-27-18; 8:45 am]
 BILLING CODE 4165-16-P



                                                18848                          Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices

                                                3506(c)(2)(A)) requires federal agencies                determinations. The information                       111–8, 123 Stat. 524, 735, and
                                                to publish a 30-day notice in the                       requirements contained in these                       continued in the annual appropriations
                                                Federal Register concerning each                        regulations are on QIOs to provide                    acts since that time. This program is
                                                proposed collection of information,                     information to parties requesting the                 authorized under the authority of 25
                                                including each proposed extension or                    reconsideration. These parties will use               U.S.C. 13, the Snyder Act, and the
                                                reinstatement of an existing collection                 the information as guidelines for appeal              Indian Health Care Improvement Act, at
                                                of information, before submitting the                   rights in instances where issues are                  25 U.S.C. 1665a and 1665m. This
                                                collection to OMB for approval. To                      actively being disputed. Form Number:                 program is described in the Catalog of
                                                comply with this requirement, CMS is                    CMS–R–72 (OMB control number:                         Federal Domestic Assistance under
                                                publishing this notice that summarizes                  0938–0443); Frequency: Reporting—On                   93.933.
                                                the following proposed collection(s) of                 occasion; Affected Public: Individuals or
                                                information for public comment:                         Households and Business or other for-                 Background
                                                   1. Type of Information Collection                    profit institutions; Number of                          The DBH serves as the primary source
                                                Request: Extension of a currently                       Respondents: 20,129; Total Annual                     of national advocacy, policy
                                                approved collection; Title of                           Responses: 60,489; Total Annual Hours:                development, management and
                                                Information Collection: Information                     22,014. (For policy questions regarding               administration of behavioral health,
                                                Collection Requirements in HSQ–110,                     this collection contact Tennille Coombs
                                                Acquisition, Protection and Disclosure                                                                        alcohol and substance abuse, and family
                                                                                                        at 410–786–3472).                                     violence prevention programs. The
                                                of Peer review Organization Information
                                                and Supporting Regulations; Use: The                       Dated: April 25, 2018.                             DVPI promotes the development of
                                                Peer Review Improvement Act of 1982                     William N. Parham, III,                               evidence-based and practice-based
                                                authorizes quality improvement                          Director, Paperwork Reduction Staff, Office           models that represent culturally
                                                organizations (QIOs), formally known as                 of Strategic Operations and Regulatory                appropriate prevention and treatment
                                                peer review organizations (PROs), to                    Affairs.                                              approaches to domestic and sexual
                                                acquire information necessary to fulfill                [FR Doc. 2018–09067 Filed 4–27–18; 8:45 am]           violence from a community-driven
                                                their duties and functions and places                   BILLING CODE 4120–01–P                                context. IHS proposes to enter into a
                                                limits on disclosure of the information.                                                                      single source grant with the OST based
                                                The QIOs are required to provide                                                                              on prior collaboration between the IHS
                                                notices to the affected parties when                    DEPARTMENT OF HEALTH AND                              and the OST during the DVPI pilot
                                                disclosing information about them.                      HUMAN SERVICES                                        project years 2010–2015 to expand
                                                These requirements serve to protect the                                                                       advocacy services to victims of domestic
                                                                                                        Indian Health Service                                 and sexual violence (DSV) including
                                                rights of the affected parties. The
                                                information provided in these notices is                                                                      shelter, and emergency housing.
                                                                                                        Division of Behavioral Health, Office of
                                                used by the patients, practitioners and                 Clinical and Preventive Services                      Purpose
                                                providers to: Obtain access to the data                 Domestic Violence Prevention Initiative
                                                maintained and collected on them by                                                                              The purpose of this Single Source
                                                the QIOs; add additional data or make                   Announcement Type: New Single                         grant is to provide funding to assist
                                                changes to existing QIO data; and reflect                 Source                                              victims of DSV on the Pine Ridge
                                                in the QIO’s record the reasons for the                 Funding Announcement Number: HHS–                     Reservation. Specifically, IHS is
                                                QIO’s disagreeing with an individual’s                    2018–IHS–DVPI–0001                                  requesting an application that will
                                                or provider’s request for amendment.                    Catalog of Federal Domestic Assistance                enhance or expand the OST’s crisis
                                                Form Number: CMS–R–70 (OMB control                        Number: 93.933                                      response efforts, shelter and emergency
                                                number: 0938–0426); Frequency:                          Key Dates                                             housing services, and/or training and
                                                Reporting—On occasion; Affected                                                                               technical assistance opportunities.
                                                Public: Business or other for-profits;                    Application Deadline Date: July 1,
                                                                                                                                                              Examples of grant activities may
                                                Number of Respondents: 53,850; Total                    2018.
                                                                                                                                                              include:
                                                Annual Responses: 436,984; Total                          Review Date: July 9–11, 2018.
                                                                                                          Earliest Anticipated Start Date: July                  • Purchase of modular buildings to
                                                Annual Hours: 404,208. (For policy
                                                                                                        15, 2018.                                             expand shelter services.
                                                questions regarding this collection
                                                                                                          Signed Tribal Resolutions Due Date:                    • Emergency travel and
                                                contact Tennille Coombs at 410–786–
                                                                                                        July 1, 2018.                                         transportation costs to surrounding
                                                3472.)                                                    Proof of Non-Profit Status Due Date:
                                                   2. Type of Information Collection                                                                          shelters.
                                                                                                        July 1, 2018.
                                                Request: Extension of a currently                                                                                • Training for staff and/or individuals
                                                approved collection; Title of                           I. Funding Opportunity Description                    delivering DSV services.
                                                Information Collection: Information
                                                Collection Requirements in 42 CFR                       Statutory Authority                                      • Technical assistance.
                                                478.18, 478.34, 478.36, 478.42, QIO                        The Indian Health Service (IHS)                    Single Source Justification
                                                Reconsiderations and Appeals; Use: In                   Office of Clinical and Preventive
                                                the event that a beneficiary, provider,                 Services (OCPS), Division of Behavioral                  The OST is identified as the single
                                                physician, or other practitioner does not               Health (DBH), is accepting an                         source for this grant based on funding
                                                agree with the initial determination of a               application for a single source grant                 allocated by the IHS to benefit the OST
                                                Quality Improvement Organization                        with the Oglala Sioux Tribe (OST) to                  from the 2010–2015 DVPI. The OST
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                                                (QIO) or a QIO subcontractor, it is                     continue the expansion of advocacy and                exceeded expectations as a partner
                                                within that party’s rights to request                   shelter services for domestic and sexual              during the DVPI pilot in responding to
                                                reconsideration. The information                        violence on the Pine Ridge Reservation                the needs of victims of DSV in the
                                                collection requirements 42 CFR 478.18,                  under the Domestic Violence Prevention                servicing area of the OST and is the best
                                                478.34, 478.36, and 478.42, contain                     Program Initiative (DVPI). The DVPI was               resource to continue expansion on the
                                                procedures for QIOs to use in                           first established by the Omnibus                      proposed services in this
                                                reconsideration of initial                              Appropriations Act of 2009, Public Law                announcement.


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                                                                               Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices                                            18849

                                                II. Award Information                                   resolution, but is acceptable until a                 • Tribal Resolution(s).
                                                                                                        signed resolution is received. If an                  • Letters of Support from OST Tribal
                                                Type of Award
                                                                                                        official signed Tribal resolution is not                  Council.
                                                  Grant.                                                received by DGM when funding                          • 501(c)(3) Certificate (if applicable).
                                                                                                        decisions are made, then a NoA will not               • Biographical sketches for all Key
                                                Estimated Funds Available
                                                                                                        be issued to the applicant and they will                  Personnel.
                                                  The total amount of funding                           not receive any IHS funds until such                  • Contractor/Consultant resumes or
                                                identified for this project is                          time as they have submitted a signed                      qualifications and scope of work.
                                                approximately $920,000. Submitted                       resolution to the Grants Management                   • Disclosure of Lobbying Activities (SF–
                                                application should not exceed the total                 Specialist listed in this funding                         LLL).
                                                amount of available funding and should                  announcement.                                         • Certification Regarding Lobbying (GG-
                                                be divided over two years in the budget                                                                           Lobbying Form).
                                                portion of the application. The IHS is                  Proof of Non-Profit Status                            • Copy of current Negotiated Indirect
                                                under no obligation to make awards that                   If the OST is claiming non-profit                       Cost rate (IDC) agreement (required
                                                are selected for funding under this                     status they must submit proof. A copy                     in order to receive IDC).
                                                announcement.                                           of the 501(c)(3) Certificate must be                  • Organizational Chart.
                                                                                                        received with the application                         • Documentation of current Office of
                                                Anticipated Number of Awards
                                                                                                        submission by the Application Deadline                    Management and Budget (OMB)
                                                  One application will be accepted                      Date listed under the Key Dates section                   Financial Audit. Acceptable forms
                                                under this announcement for OST and                     on page one of this announcement.                         of documentation include:
                                                only one award will be issued.                            The applicant submitting any of the                   Æ Email confirmation from Federal
                                                Period of Performance                                   above additional documentation after                      Audit Clearinghouse (FAC) that
                                                                                                        the initial application submission due                    audits were submitted; or
                                                  The period of performance is for two                                                                          Æ Face sheets from audit reports.
                                                                                                        date is required to ensure the
                                                years and will run consecutively from                                                                             These can be found on the FAC
                                                                                                        information was received by the IHS
                                                July 15, 2018, to July 14, 2020.                                                                                  website at https://
                                                                                                        DGM by obtaining documentation
                                                III. Eligibility Information                            confirming delivery (i.e. FedEx tracking,                 harvester.census.gov/facdissem/
                                                                                                        postal return receipt, etc.).                             main.aspx.
                                                1. Eligibility
                                                                                                        IV. Application and Submission                        Public Policy Requirements
                                                   The award is offered as a single
                                                source grant to the OST.                                Information                                             All Federal-wide public policies
                                                                                                        1. Obtaining Application Materials                    apply to IHS grants and cooperative
                                                2. Cost Sharing or Matching                                                                                   agreements with exception of the
                                                   The IHS does not require matching                      The application package and detailed                Discrimination Policy.
                                                funds or cost sharing for grants or                     instructions for this announcement can
                                                                                                        be found at http://www.grants.gov or                  Requirements for Project and Budget
                                                cooperative agreements.                                                                                       Narratives
                                                                                                        http://www.ihs.gov/dgm/funding/.
                                                3. Other Requirements                                     Questions regarding the electronic                     A. Project Narrative: This narrative
                                                   Funding for year one should focus on                 application process may be directed to                should be a separate Word document
                                                program planning and development and                    Mr. Paul Gettys at (301) 443–2114 or                  that is no longer than 15 pages and
                                                the year two focus should be on                         (301) 443–5204.                                       must: be single-spaced, type written,
                                                program implementation. If the                          2. Content and Form Application                       have consecutively numbered pages, use
                                                application budget exceeds the highest                  Submission                                            black type not smaller than 12 point,
                                                dollar amount outlined under the                                                                              and be printed on one side only of
                                                Estimated Funds Available section                         The applicant must include the                      standard size 8–1⁄2″ × 11″ paper.
                                                within this funding announcement, the                   project narrative as an attachment to the                Be sure to succinctly answer all
                                                application will be considered ineligible               application package. Mandatory                        questions listed under the evaluation
                                                and will not be reviewed for further                    documents for all applicants include:                 criteria (refer to Section V.1, Evaluation
                                                consideration. If deemed ineligible, IHS                • Table of contents.                                  criteria in this announcement) and place
                                                will not return the application. The                    • Abstract (one page) summarizing the                 all responses and required information
                                                applicant will be notified by email by                      project.                                          in the correct section (noted below), or
                                                the Division of Grants Management                       • Application forms:                                  they will not be considered or scored.
                                                (DGM) of this decision.                                   Æ SF–424, Application for Federal                   These narratives will assist the
                                                                                                            Assistance.                                       Objective Review Committee (ORC) in
                                                Tribal Resolution                                         Æ SF–424A, Budget Information—                      becoming familiar with the applicant’s
                                                   An official signed Tribal resolution                     Non-Construction Programs.                        activities and accomplishments prior to
                                                from the OST must be received by the                      Æ SF–424B, Assurances—Non-                          this possible grant award. If the
                                                DGM prior to a Notice of Award (NoA)                        Construction Programs.                            narrative exceeds the page limit, only
                                                being issued to the applicant for                       • Categorical Budget and Budget                       the first 15 pages will be reviewed. The
                                                funding. However, if an official signed                     Justification (must be single-spaced              narrative does not include the work
                                                Tribal resolution cannot be submitted                       and not exceed 5 pages).                          plan, standard forms, Tribal resolutions,
                                                with the electronic application                         • Project Narrative (must be single-                  table of contents, categorical budget and
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                                                submission prior to the official                            spaced and not exceed 15 pages).                  budget justification, and/or other
                                                application deadline date, a draft Tribal                 Æ OST background information.                       appendix items.
                                                resolution must be submitted by the                       Æ Proposed scope of work, objectives,                  There are four parts to the narrative:
                                                deadline in order for the application to                    and activities that provide a                     Part A—Goals and Objectives; Part B—
                                                be considered complete and eligible for                     description of what will be                       Project Activities; Part C—Timeline
                                                review. The draft Tribal resolution is                      accomplished, including a two-page                Chart; and Part D—Organizational
                                                not in lieu of the required signed                          Timeline Chart.                                   Capacity, Staffing/Administration.


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                                                18850                          Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices

                                                  Below are additional details about                    each and their level of effort and                    not able to obtain a tracking number,
                                                what must be included in the narrative                  qualifications.                                       call the DGM as soon as possible.
                                                and the page limitations for each                          • Include position descriptions as
                                                                                                        attachments to the project proposal/                  4. Intergovernmental Review
                                                narrative and budget submitted.
                                                                                                        application for the project director,                    Executive Order 12372 requiring
                                                Part A: Goals and Objectives (3 Page                    project coordinator, and all key                      intergovernmental review is not
                                                Limit)                                                  personnel. Position descriptions should               applicable to this program.
                                                  • Describe the purpose of the                         not exceed one page each. [Note:
                                                                                                                                                              5. Funding Restrictions
                                                proposed project that includes a clear                  Attachments will not count against the
                                                statement of goals.                                     15 page maximum.]                                        • Pre-award costs are not allowable.
                                                  • Outline the goals and objectives for                   • For individuals that are identified                 • The available funds are inclusive of
                                                the grant project.                                      and currently on staff, include a                     direct and appropriate indirect costs.
                                                                                                        biographical sketch for the project                      • Only one grant will be awarded to
                                                Part B: Project Activities (6 Page Limit)               director, project coordinator, and other              the applicant.
                                                  • Clearly outline all project activities              key positions as attachments to the                      • IHS will not acknowledge receipt of
                                                that align with the applicant’s goals and               project proposal/application. Each                    application.
                                                objectives.                                             biographical sketch should not exceed                    • It is acceptable to include
                                                  • Describe anticipated barriers to                    one page. [Note: Attachments will not                 administrative costs for planning.
                                                progress of the project and how the                     count against the 15 page maximum.]                   6. Electronic Submission Requirements
                                                barriers will be addressed.                             Do not include Personally Identifiable
                                                  • Identify any other programs,                        Information, Resumes, or Curriculum                      The application must be submitted
                                                agencies, or organizations that will                    Vitae.                                                electronically. Please use the following
                                                participate in the proposed project.                                                                          website, http://www.grants.gov to
                                                Describe their roles, responsibilities,                 B. Categorical Budget and Budget                      submit an application electronically and
                                                and demonstrate their commitment to                     Justification                                         select the ‘‘Find Grant Opportunities’’
                                                the project. Include a list of these                       This narrative must include a line                 link on the homepage. Follow the
                                                organizations as an attachment to the                   item budget with a narrative                          instructions for submitting an
                                                application. In the attached list, indicate             justification for all expenditures                    application under the Package tab.
                                                the organizations that the Tribe has                    identifying reasonable allowable,                     Electronic copies of the application may
                                                worked with or currently works with.                    allocable costs necessary to accomplish               not be submitted as attachments to
                                                [Note: The attachment will not count as                 the goals and objectives as outlined in               email messages addressed to IHS
                                                part of the 15-page maximum.]                           the project narrative. Budget should                  employees or offices.
                                                                                                        match the scope of work described in                     If the applicant needs to submit a
                                                Part C: Timeline (2 Page Limit)                         the project narrative and should not                  paper application instead of submitting
                                                  Provide a timeline chart for two years                exceed 5 pages. [Note: The categorical                electronically through Grants.gov, a
                                                depicting a realistic timeline for the                  budget and budget justification does not              waiver must be requested. Prior
                                                period of performance showing key                       count against the project narrative page              approval must be requested and
                                                activities, milestones, and responsible                 maximum of 15 pages.]                                 obtained from Mr. Robert Tarwater,
                                                staff. [Note: The timeline chart should                                                                       Director, DGM, (see Section IV.6 below
                                                                                                        3. Submission Dates and Times                         for additional information). A written
                                                be included as part of the project
                                                narrative as specified here. It should not                 The application must be submitted                  waiver request must be sent to
                                                be placed as an attachment.]                            electronically through Grants.gov by                  grantspolicy@ihs.gov with a copy to
                                                                                                        11:59 p.m. Eastern Daylight Time (EDT)                robert.tarwater@ihs.gov. The waiver
                                                Part D: Organizational Capacity and                     on the Application Deadline Date listed               must: (1) Be documented in writing
                                                Staffing/Administration (4 Page Limit)                  in the Key Dates section on page one of               (emails are acceptable), before
                                                   • Describe the management capability                 this announcement. Any application                    submitting a paper application, and (2)
                                                and experience of the OST in                            received after the application deadline               include clear justification for the need
                                                administering similar grants and                        will not be accepted for processing, nor              to deviate from the required electronic
                                                projects.                                               will it be given further consideration for            grants submission process.
                                                   • Discuss the OSTs experience and                    funding. Grants.gov will notify the                      Once the waiver request has been
                                                capacity to provide culturally                          applicant via email if the application is             approved, the applicant will receive a
                                                appropriate/competent services to                       rejected.                                             confirmation of approval email
                                                victims of DSV.                                            If technical challenges arise and                  containing submission instructions and
                                                   • Describe the resources available for               assistance is required with the                       the mailing address to submit the
                                                the proposed project (e.g., facilities,                 electronic application process, contact               application. A copy of the written
                                                equipment, information technology                       Grants.gov Customer Support via email                 approval must be submitted along with
                                                systems, and financial management                       to support@grants.gov or at (800) 518–                the hardcopy of the application that is
                                                systems).                                               4726. Customer Support is available to                mailed to DGM. The paper application
                                                   • Describe how project continuity                    address questions 24 hours a day, 7 days              that are submitted without a copy of the
                                                will be maintained if/when there is a                   a week (except on Federal holidays). If               signed waiver from the Director of the
                                                change in the operational environment                   problems persist, contact Mr. Gettys                  DGM will not be reviewed or considered
                                                (e.g., staff turnover, change in project                (paul.gettys@ihs.gov), DGM Grant                      for funding. The applicant will be
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                                                leadership, change in elected officials)                Systems Coordinator, by telephone at                  notified via email of this decision by the
                                                to ensure project stability over the life               (301) 443–2114 or (301) 443–5204.                     Grants Management Officer of the DGM.
                                                of the grant.                                           Please be sure to contact Mr. Gettys at               The paper application must be received
                                                   • Provide a complete list of staff                   least ten days prior to the application               by the DGM no later than 5:00 p.m. EDT
                                                positions for the project, including the                deadline. Please do not contact the DGM               on the Application Deadline Date listed
                                                project director, project coordinator, and              until you have received a Grants.gov                  in the Key Dates section on page one of
                                                other key personnel, showing the role of                tracking number. In the event you are                 this announcement. A late application


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                                                                               Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices                                            18851

                                                will not be accepted for processing or                  which uniquely identifies each entity.                of the applicant. It should be well
                                                considered for funding. Applicants that                 The DUNS number is site specific;                     organized, succinct, and contain all
                                                do not adhere to the timelines for                      therefore, each distinct performance site             information necessary for reviewers to
                                                System for Award Management (SAM)                       may be assigned a DUNS number.                        understand the project fully. Points will
                                                and/or http://www.grants.gov                            Obtaining a DUNS number is easy, and                  be assigned to each evaluation criteria
                                                registration or that fail to request timely             there is no charge. To obtain a DUNS                  adding up to a total of 100 points. A
                                                assistance with technical issues will not               number, you may access it through                     minimum score of 60 points is required
                                                be considered for a waiver to submit a                  http://fedgov.dnb.com/webform, or to                  for funding. Points are assigned as
                                                paper application.                                      expedite the process, call (866) 705–                 follows:
                                                   Please be aware of the following:                    5711.
                                                   • Please search for the application                     All HHS recipients are required by the             1. Criteria
                                                package in http://www.grants.gov by                     Federal Funding Accountability and                      Your application will be reviewed
                                                entering the CFDA number or the                         Transparency Act of 2006, as amended                  and scored according to the quality of
                                                Funding Opportunity Number. Both                        (‘‘Transparency Act’’), to report                     responses to the required application
                                                numbers are located in the header of                    information on sub-awards.                            components in Sections A–E:
                                                this announcement.                                      Accordingly, all IHS grantees must                      Part A—Introductions and Need for
                                                   • If you experience technical                        notify potential first-tier sub-recipients            Assistance.
                                                challenges while submitting your                        that no entity may receive a first-tier                 Part B—Project Objective(s), Work
                                                application electronically, please                      sub-award unless the entity has                       Plan and Approach.
                                                contact Grants.gov Support directly at:                 provided its DUNS number to the prime                   Part C—Program Evaluation.
                                                support@grants.gov or (800) 518–4726.                   grantee organization. This requirement                  Part D—Organizational Capacity,
                                                Customer Support is available to                        ensures the use of a universal identifier             Staffing/Administration.
                                                address questions 24 hours a day, 7 days                to enhance the quality of information                   Part E—Categorical Budget and
                                                a week (except on Federal holidays).                    available to the public pursuant to the               Budget Justification.
                                                   • Upon contacting Grants.gov, obtain                 Transparency Act.
                                                                                                                                                              A. Introduction and Need for Assistance
                                                a tracking number as proof of contact.                  System for Award Management (SAM)                     (History and Current Situation) (15
                                                The tracking number is helpful if there                                                                       Points)
                                                are technical issues that cannot be                        Organizations that were not registered
                                                resolved and a waiver from the agency                   with Central Contractor Registration and                This section should demonstrate
                                                must be obtained.                                       have not registered with SAM will need                knowledge of concerns and issues
                                                   • Applicants are strongly encouraged                 to obtain a DUNS number first and then                regarding DSV specific to the OST.
                                                not to wait until the deadline date to                  access the SAM online registration                    Identify the proposed catchment area
                                                begin the application process through                   through the SAM home page at https://                 and provide demographic information
                                                https://www.grants.gov as the                           www.sam.gov (U.S. organizations will                  on the population to receive services.
                                                registration process for SAM and                        also need to provide an Employer                      Describe the stakeholders and resources
                                                Grants.gov could take up to 15 working                  Identification Number from the Internal               in the catchment area providing services
                                                days.                                                   Revenue Service that may take an                      to victims of DSV.
                                                   • Please use the optional attachment                 additional 2–5 weeks to become active).                 • Describe the need to increase the
                                                feature in Grants.gov to attach                         Completing and submitting the                         capacity to implement, sustain, and
                                                additional documentation that may be                    registration takes approximately one                  improve effective DSV services
                                                requested by the DGM.                                   hour to complete and SAM registration                 including shelter and emergency
                                                   • All applicants must comply with                    will take 3–5 business days to process.               housing consistent with the purpose of
                                                any page limitation requirements                        Registration with the SAM is free of                  the program.
                                                described in this funding                               charge. Applicants may register online                  • Describe the existing service gaps,
                                                announcement.                                           at https://www.sam.gov.                               barriers, and other systemic challenges
                                                   • After electronically submitting the                   Additional information on                          related to the need for planning and
                                                application, the applicant will receive                 implementing the Transparency Act,                    capacity building and coordination of
                                                an automatic acknowledgment from                        including the specific requirements for               DSV services.
                                                Grants.gov that contains a Grants.gov                   DUNS and SAM, can be found on the
                                                                                                                                                              B. Project Objective(s), Work Plan and
                                                tracking number. The DGM will                           IHS Grants Management, Grants Policy
                                                                                                                                                              Approach (35 Points)
                                                download the application from                           website: http://www.ihs.gov/dgm/
                                                Grants.gov and provide necessary copies                 policytopics/.                                          This section should demonstrate a
                                                to the appropriate agency officials.                                                                          sound and effective annual work plan
                                                                                                        V. Application Review Information                     that will support accomplishment of
                                                Neither the DGM nor the Office of
                                                Clinical and Preventive Services,                         The instructions for preparing the                  deliverables and milestones of the
                                                Division of Behavioral Health will                      application narrative also constitute the             project. The work plan should be
                                                notify the applicant that the application               evaluation criteria for reviewing and                 designed to:
                                                has been received.                                      scoring the application. Weights                        • Describe the purpose of the
                                                   • An emailed application will not be                 assigned to each section are noted in                 proposed project.
                                                accepted under this announcement.                       parentheses. The 15 page narrative                      • Affirm the goals of the project are
                                                                                                        should include only the first year of                 consistent with priorities of the Tribal
                                                Dun and Bradstreet (D&B) Data                           activities; information for multi-year                government and support of this
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                                                Universal Numbering System (DUNS)                       projects should be included as an                     application.
                                                  All IHS applicants and grantee                        appendix. See ‘‘Multi-year Project                      • Describe how project activities will
                                                organizations are required to obtain a                  Requirements’’ at the end of this section             increase the capacity to serve victims of
                                                DUNS number and maintain an active                      for more information. The narrative                   DSV.
                                                registration in the SAM database. The                   section should be written in a manner                   • Describe potential project partners
                                                DUNS number is a unique 9-digit                         that is clear to outside reviewers                    and community resources in the
                                                identification number provided by D&B                   unfamiliar with prior related activities              catchment area that can participate in


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                                                18852                          Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices

                                                the planning process and capacity                       will not consider information past page               announcement. The ORC could be
                                                building.                                               one. Do not include Personally                        composed of both Tribal and Federal
                                                   • Describe anticipated barriers to                   Identifiable Information, Resumes, or                 reviewers appointed by the IHS Program
                                                progress of the project and how these                   Curriculum Vitae.                                     to review and make recommendations
                                                barriers will be addressed.                                                                                   on your application. The technical
                                                   • Provide a timeline chart depicting a               E. Categorical Budget and Budget
                                                                                                                                                              review process ensures selection of
                                                realistic timeline for the entire period of             Justification (15 Points)
                                                                                                                                                              quality projects in a national
                                                performance showing key activities,                        • Include a line item budget for all               competition for limited funding. An
                                                milestones, and responsible staff. [Note:               expenditures identifying reasonable and               incomplete application that is non-
                                                The timeline chart should be part of the                allowable costs necessary to accomplish               responsive to the eligibility criteria will
                                                project narrative as specified in the                   the goals and objectives as outlined in               not be referred to the ORC. The
                                                ‘‘Requirements for Project Proposals’’                  the project narrative for both budget                 applicant will be notified via email of
                                                section. It should not be placed in as an               years. The budget should match the                    this decision by the Grants Management
                                                attachment.]                                            scope of work described in the project                Officer of the DGM. Applicants will be
                                                                                                        narrative for the first budget year                   notified by DGM, via email, to outline
                                                C. Program Evaluation (15 Points)
                                                                                                        expenses only.                                        minor missing components (i.e., budget
                                                  • Define the criteria to be used to                      • The applicant must provide a                     narratives, audit documentation, key
                                                evaluate planning activities.                           budget narrative justification of the                 contact form) needed for an otherwise
                                                  • Clearly describe the methodologies                  items included in the proposed line                   complete application. All missing
                                                and parameters that will be used to                     item budget.                                          documents must be sent to DGM on or
                                                determine if the needs identified are                      • Applicants should ensure that the                before the due date listed in the email
                                                being met and if the outcomes identified                budget and budget narrative are aligned               of notification of missing documents
                                                are being achieved.                                     with the project narrative. The                       required.
                                                  • Ensure the goals and objectives are                 categorical budget and budget                           To obtain a minimum score for
                                                measurable and consistent with the                      justification the applicant provides will             funding by the ORC, applicants must
                                                purpose of the program and meet the                     be considered by reviewers in assessing               address all program requirements and
                                                needs of the people to be served.                       the applicant’s submission, along with                provide all required documentation.
                                                  • Ensure the measurement includes                     the material in the project narrative.
                                                activities that will lead to sustainability.               • The categorical budget and budget                VI. Award Administration Information
                                                D. Organizational Capabilities, Key                     justification must detail the grantee’s               1. Award Notices
                                                Personnel and Qualifications (20 Points)                estimated first year budget for project
                                                                                                        planning and activities and second year                 The NoA is a legally binding
                                                   • Describe the management capability                 budget for program implementation not                 document signed by the Grants
                                                and experience of the OST in                            to exceed the total award amount of                   Management Officer and serves as the
                                                administering similar grants and                        $920,000.                                             official notification of the grant award.
                                                projects.                                                  • The categorical budget and budget                The NoA will be initiated by the DGM
                                                   • Identify the department/division                   justification must not exceed 5 single-               in our grant system, GrantSolutions
                                                that will administer this project. Include              spaced pages. [Note: The categorical                  (https://www.grantsolutions.gov). Each
                                                a description of this entity, its function,             budget and budget justification does not              entity that is approved for funding
                                                and its placement within the                            count against the project narrative page              under this announcement will need to
                                                organization.                                           maximum of 15 pages.]                                 request or have a user account in
                                                   • Describe how project continuity                                                                          GrantSolutions in order to retrieve their
                                                will be maintained if/when there is a                   Additional Documents Can Be                           NoA. The NoA is the authorizing
                                                change in the operational environment                   Uploaded as Appendix Items in                         document for which funds are dispersed
                                                (e.g., staff turnover, change in project                Grants.gov                                            to the approved entities and reflects the
                                                leadership, change in elected officials)                   • Work plan and time line for                      amount of Federal funds awarded, the
                                                to ensure project stability over the life               proposed objectives.                                  purpose of the grant, the terms and
                                                of the grant.                                              • Position descriptions for key staff.             conditions of the award, the effective
                                                   • Provide a list of staff positions for                 • Resumes of key staff that reflect                date of the award, the budget period,
                                                the project.                                            current duties.                                       and the period of performance.
                                                   • Include position descriptions as                      • Consultant or contractor proposed
                                                attachments to the application for the                                                                        Disapproved Applicants
                                                                                                        scope of work and letter of commitment
                                                behavioral health staff, project director,              (if applicable).                                         Applicants who received a score less
                                                project coordinator, and all key                           • Current Indirect Cost Agreement.                 than the recommended funding level for
                                                personnel. Position descriptions should                    • Organizational chart.                            approval, 60 and were deemed to be
                                                not exceed one page each.                                  • Map of area identifying project                  disapproved by the ORC, will receive an
                                                   • For individuals that are currently                 location(s).                                          Executive Summary Statement from the
                                                on staff, include a biographical sketch                    • Additional documents to support                  IHS program office within 30 days of the
                                                for each individual that will be listed as              narrative (i.e., data tables, key news                conclusion of the ORC outlining the
                                                the behavioral health staff, project                    articles, etc.).                                      strengths and weaknesses of their
                                                director, project coordinator, and other                                                                      application. The summary statement
                                                key positions. Describe the experience                  2. Review and Selection                               will be sent to the Authorized
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                                                of identified staff in domestic violence                  Each application will be prescreened                Organizational Representative that is
                                                and sexual assault work in the                          by the DGM staff for eligibility and                  identified on the face page (SF–424) of
                                                community/communities. Include each                     completeness as outlined in the funding               the application. The IHS program office
                                                biographical sketch as attachments to                   announcement. An application that                     will also provide additional contact
                                                the project proposal/application.                       meets the eligibility criteria will be                information as needed to address
                                                Biographical sketches should not exceed                 reviewed for merit by the ORC based on                questions and concerns as well as
                                                one page per staff member. Reviewers                    evaluation criteria in this funding                   provide technical assistance if desired.


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                                                                               Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices                                           18853

                                                Approved But Unfunded Applicant                            Generally, IDC rates for IHS grantees              cause a disruption in timely payments
                                                   An approved but unfunded applicant                   are negotiated with the Division of Cost              to the organization.
                                                that meets the minimum scoring range                    Allocation (DCA) https://rates.psc.gov/                 Grantees are responsible and
                                                and was deemed by the ORC to be                         and the Department of Interior (Interior              accountable for accurate information
                                                ‘‘Approved’’, but was not funded due to                 Business Center) https://www.doi.gov/                 being reported on all required reports:
                                                a lack of funds, will have their                        ibc/services/finance/indirect-cost-                   the Progress Reports and Federal
                                                application held by DGM for a period of                 services/indian-tribes. For questions                 Financial Report.
                                                                                                        regarding the indirect cost policy, please
                                                one year. If additional funding becomes                                                                       C. Federal Sub-Award Reporting System
                                                                                                        call the Grants Management Specialist
                                                available during the course of FY 2018                                                                        (FSRS)
                                                                                                        listed under ‘‘Agency Contacts’’ or the
                                                the approved but unfunded application
                                                                                                        main DGM office at (301) 443–5204.                       This award may be subject to the
                                                may be re-considered by the awarding
                                                                                                                                                              Transparency Act sub-award and
                                                program office for possible funding. The                4. Reporting Requirements
                                                                                                                                                              executive compensation reporting
                                                applicant will also receive an Executive                   The grantee must submit required                   requirements of 2 CFR part 170.
                                                Summary Statement from the IHS                          reports consistent with the applicable                   The Transparency Act requires the
                                                program office within 30 days of the                    deadlines. Failure to submit required                 OMB to establish a single searchable
                                                conclusion of the ORC.                                  reports within the time allowed may                   database, accessible to the public, with
                                                  Note: Any correspondence other than the               result in suspension or termination of                information on financial assistance
                                                official NoA signed by an IHS grants                    an active grant, withholding of                       awards made by Federal agencies. The
                                                management official announcing to the                   additional awards for the project, or                 Transparency Act also includes a
                                                project director that an award has been made            other enforcement actions such as
                                                to their organization is not an authorization                                                                 requirement for recipients of Federal
                                                                                                        withholding of payments or converting                 grants to report information about first-
                                                to implement their program on behalf of IHS.
                                                                                                        to the reimbursement method of                        tier sub-awards and executive
                                                2. Administrative Requirements                          payment. Continued failure to submit                  compensation under Federal assistance
                                                                                                        required reports may result in one or                 awards.
                                                   Grants are administered in accordance                both of the following: 1) the imposition                 IHS has implemented a Term of
                                                with the following regulations and                      of special award provisions; and 2) the               Award into all IHS Standard Terms and
                                                policies:                                               non-funding or non-award of other                     Conditions, NoAs and funding
                                                   A. The criteria as outlined in this                  eligible projects or activities. This                 announcements regarding the FSRS
                                                program announcement.                                   requirement applies whether the                       reporting requirement. This IHS Term of
                                                   B. Administrative Regulations for                    delinquency is attributable to the failure            Award is applicable to all IHS grant and
                                                Grants:                                                 of the grantee organization or the                    cooperative agreements issued on or
                                                   • Uniform Administrative                             individual responsible for preparation                after October 1, 2010, with a $25,000
                                                Requirements for HHS Awards, located                    of the reports. Per DGM policy, all                   sub-award obligation dollar threshold
                                                at 45 CFR part 75.                                      reports are required to be submitted                  met for any specific reporting period.
                                                   C. Grants Policy:                                    electronically by attaching them as a                 Additionally, all new (discretionary)
                                                   • HHS Grants Policy Statement,                       ‘‘Grant Note’’ in GrantSolutions.                     IHS awards (where the period of
                                                Revised 01/07.                                          Personnel responsible for submitting                  performance is made up of more than
                                                   D. Cost Principles:                                  reports will be required to obtain a login
                                                   • Uniform Administrative                                                                                   one budget period) and where: 1) the
                                                                                                        and password for GrantSolutions. Please               period of performance start date was
                                                Requirements for HHS Awards, ‘‘Cost                     see the Agency Contacts list in section
                                                Principles,’’ located at 45 CFR part 75,                                                                      October 1, 2010, or after, and 2) the
                                                                                                        VII for the systems contact information.              primary awardee will have a $25,000
                                                subpart E.                                                 The reporting requirements for this
                                                   E. Audit Requirements:                                                                                     sub-award obligation dollar threshold
                                                                                                        program are noted below.                              during any specific reporting period
                                                   • Uniform Administrative
                                                Requirements for HHS Awards, ‘‘Audit                    A. Progress Reports                                   will be required to address the FSRS
                                                Requirements,’’ located at 45 CFR part                                                                        reporting.
                                                                                                          Program progress reports are required
                                                75, subpart F.                                                                                                   For the full IHS award term
                                                                                                        annually, within 30 days after the
                                                                                                                                                              implementing this requirement and
                                                3. Indirect Costs                                       budget period ends. These reports must
                                                                                                                                                              additional award applicability
                                                                                                        include a brief comparison of actual
                                                  This section applies to all grant                                                                           information, visit the DGM Grants
                                                                                                        accomplishments to the goals
                                                recipients that request reimbursement of                                                                      Policy website at http://www.ihs.gov/
                                                                                                        established for the period, a summary of
                                                indirect costs (IDC) in their grant                                                                           dgm/policytopics/.
                                                                                                        progress to date or, if applicable,
                                                application. In accordance with HHS                     provide sound justification for the lack              D. Compliance With Executive Order
                                                Grants Policy Statement, Part II–27, IHS                of progress, and other pertinent                      13166 Implementation of Services
                                                requires applicants to obtain a current                 information as required. A final report
                                                IDC rate agreement prior to award. The                                                                        Accessibility Provisions for All Grant
                                                                                                        must be submitted within 90 days of                   Application Packages and Funding
                                                rate agreement must be prepared in                      expiration of the period of performance.
                                                accordance with the applicable cost                                                                           Opportunity Announcements
                                                principles and guidance as provided by                  B. Financial Reports                                    Recipients of federal financial
                                                the cognizant agency or office. A current                  Federal Financial Report (FFR or SF–               assistance (FFA) from HHS must
                                                rate covers the applicable grant                        425), Cash Transaction Reports are due                administer their programs in
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                                                activities under the current award’s                    30 days after the close of every calendar             compliance with federal civil rights law.
                                                budget period. If the current rate is not               quarter to the Payment Management                     This means that recipients of HHS funds
                                                on file with the DGM at the time of                     Services, HHS at https://pms.psc.gov. It              must ensure equal access to their
                                                award, the IDC portion of the budget                    is recommended that the applicant also                programs without regard to a person’s
                                                will be restricted. The restrictions                    send a copy of the FFR (SF–425) report                race, color, national origin, disability,
                                                remain in place until the current rate is               to the Grants Management Specialist.                  age and, in some circumstances, sex and
                                                provided to the DGM.                                    Failure to submit timely reports may                  religion. This includes ensuring your


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                                                18854                          Federal Register / Vol. 83, No. 83 / Monday, April 30, 2018 / Notices

                                                programs are accessible to persons with                 $150,000) over the period of                          Grant Disclosures’’ in subject line) Fax:
                                                limited English proficiency. HHS                        performance. An applicant may review                  (202) 205–0604 (Include ‘‘Mandatory
                                                provides guidance to recipients of FFA                  and comment on any information about                  Grant Disclosures’’ in subject line) or
                                                on meeting their legal obligation to take               itself that a federal awarding agency                 Email: mandatorygranteedisclosures@
                                                reasonable steps to provide meaningful                  previously entered. IHS will consider                 oig.hhs.gov.
                                                access to their programs by persons with                any comments by the applicant, in
                                                                                                                                                                Failure to make required disclosures
                                                limited English proficiency. Please see                 addition to other information in FAPIIS
                                                http://www.hhs.gov/civil-rights/for-                    in making a judgment about the                        can result in any of the remedies
                                                individuals/special-topics/limited-                     applicant’s integrity, business ethics,               described in 45 CFR 75.371 Remedies
                                                english-proficiency/guidance-federal-                   and record of performance under federal               for noncompliance, including
                                                financial-assistance-recipients-title-VI/.              awards when completing the review of                  suspension or debarment (See 2 CFR
                                                   The HHS Office for Civil Rights (OCR)                risk posed by applicants as described in              parts 180 & 376 and 31 U.S.C. 3321).
                                                also provides guidance on complying                     45 CFR 75.205.                                        VII. Agency Contacts
                                                with civil rights laws enforced by HHS.                    As required by 45 CFR part 75
                                                Please see http://www.hhs.gov/civil-                    Appendix XII of the Uniform Guidance,                    1. Questions on the programmatic
                                                rights/for-individuals/section-1557/                    non-federal entities (NFEs) are required              issues may be directed to: Selina T.
                                                index.html; and http://www.hhs.gov/                     to disclose in FAPIIS any information                 Keryte, Public Health Analyst, DVPI
                                                civil-rights/index.html. Recipients of                  about criminal, civil, and administrative             National Coordinator, Division of
                                                FFA also have specific legal obligations                proceedings, and/or affirm that there is              Behavioral Health, 5600 Fishers Lane,
                                                for serving qualified individuals with                  no new information to provide. This                   Mail Stop: 08N34, Rockville, MD 20857,
                                                disabilities. Please see http://                        applies to NFEs that receive federal                  Phone: (301) 443–7064, Fax: (301) 594–
                                                www.hhs.gov/civil-rights/for-                           awards (currently active grants,                      6213, Email: selina.keryte@ihs.gov.
                                                individuals/disability/index.html.                      cooperative agreements, and
                                                Please contact the HHS OCR for more                     procurement contracts) greater than                      2. Questions on grants management
                                                information about obligations and                       $10,000,000 for any period of time                    and fiscal matters may be directed to:
                                                prohibitions under federal civil rights                 during the period of performance of an                Andrew Diggs, Grants Management
                                                laws at https://www.hhs.gov/ocr/about-                  award/project.                                        Specialist, 5600 Fishers Lane, Mail
                                                us/contact-us/index.html or call (800)                                                                        Stop: 09E70, Rockville, MD 20857,
                                                368–1019 or TDD (800) 537–7697. Also                    Mandatory Disclosure Requirements
                                                                                                                                                              Phone: (301) 443–2241, Fax: (301) 594–
                                                note it is an HHS Departmental goal to                    As required by 2 CFR part 200 of the                0899, Email: andrew.diggs@ihs.gov.
                                                ensure access to quality, culturally                    Uniform Guidance, and the HHS
                                                                                                                                                                 3. Questions on systems matters may
                                                competent care, including long-term                     implementing regulations at 45 CFR part
                                                services and supports, for vulnerable                                                                         be directed to: Paul Gettys, Grant
                                                                                                        75, effective January 1, 2016, the IHS
                                                populations. For further guidance on                    must require a non-federal entity or an               Systems Coordinator, 5600 Fishers
                                                providing culturally and linguistically                 applicant for a federal award to disclose,            Lane, Mail Stop: 09E70, Rockville, MD
                                                appropriate services, recipients should                 in a timely manner, in writing to the                 20857, Phone: (301) 443–2114, DGM
                                                review the National Standards for                       IHS or pass-through entity all violations             main line: (301) 443–5204, Fax: (301)
                                                Culturally and Linguistically                           of federal criminal law involving fraud,              594–0899, Email: paul.gettys@ihs.gov.
                                                Appropriate Services in Health and                      bribery, or gratuity violations                       VIII. Other Information
                                                Health Care at https://                                 potentially affecting the federal award.
                                                minorityhealth.hhs.gov/omh/                               Submission is required for all                        The Public Health Service strongly
                                                browse.aspx?lvl=2&lvlid=53.                             applicants and recipients, in writing, to             encourages all cooperative agreement
                                                   Pursuant to 45 CFR 80.3(d), an                       the IHS and to the HHS Office of                      and contract recipients to provide a
                                                individual shall not be deemed                          Inspector General all information                     smoke-free workplace and promote the
                                                subjected to discrimination by reason of                related to violations of federal criminal             non-use of all tobacco products. In
                                                his/her exclusion from benefits limited                 law involving fraud, bribery, or gratuity             addition, Public Law 103–227, the Pro-
                                                by federal law to individuals eligible for              violations potentially affecting the                  Children Act of 1994, prohibits smoking
                                                benefits and services from the IHS.                     federal award. 45 CFR 75.113.
                                                   Recipients will be required to sign the                                                                    in certain facilities (or in some cases,
                                                                                                          Disclosures must be sent in writing to:
                                                HHS–690 Assurance of Compliance                                                                               any portion of the facility) in which
                                                                                                        U.S. Department of Health and Human
                                                form which can be obtained from the                     Services, Indian Health Service,                      regular or routine education, library,
                                                following website: http://www.hhs.gov/                  Division of Grants Management, ATTN:                  day care, health care, or early childhood
                                                sites/default/files/forms/hhs-690.pdf,                  Robert Tarwater, Director, 5600 Fishers               development services are provided to
                                                and send it directly to the: U.S.                       Lane, Mail Stop: 09E70, Rockville, MD                 children. This is consistent with the
                                                Department of Health and Human                          20857, (Include ‘‘Mandatory Grant                     HHS mission to protect and advance the
                                                Services, Office for Civil Rights, 200                  Disclosures’’ in subject line), Office:               physical and mental health of the
                                                Independence Ave. SW, Washington,                       (301) 443–5204, Fax: (301) 594–0899,                  American people.
                                                DC 20201.                                               Email: robert.tarwater@ihs.gov.                         Dated: April 9, 2018.
                                                E. Federal Awardee Performance and                      And                                                   Michael D. Weahkee,
                                                Integrity Information System (FAPIIS)                     U.S. Department of Health and                       Assistant Surgeon General, U.S. Public Health
                                                  The IHS is required to review and                     Human Services, Office of Inspector                   Service, Acting Director, Indian Health
nshattuck on DSK9F9SC42PROD with NOTICES




                                                consider any information about the                      General, ATTN: Mandatory Grant                        Service.
                                                applicant that is in the Federal Awardee                Disclosures, Intake Coordinator, 330                  [FR Doc. 2018–08990 Filed 4–27–18; 8:45 am]
                                                Performance and Integrity Information                   Independence Avenue SW, Cohen                         BILLING CODE 4165–16–P
                                                System (FAPIIS) at https://                             Building, Room 5527, Washington, DC
                                                www.fapiis.gov before making any                        20201.
                                                award in excess of the simplified                         URL: http://oig.hhs.gov/fraud/report-
                                                acquisition threshold (currently                        fraud/index.asp (Include ‘‘Mandatory


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Document Created: 2018-04-28 01:04:25
Document Modified: 2018-04-28 01:04:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesJuly 1, 2018.
FR Citation83 FR 18848 

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