83_FR_22101 83 FR 22009 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion Project

83 FR 22009 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion Project

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 92 (May 11, 2018)

Page Range22009-22034
FR Document2018-10017

NMFS has received a request from the Ketchikan Dock Company (KDC) for authorization to take marine mammals incidental to the Ketchikan Berth IV expansion project in Ketchikan, Alaska. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an incidental harassment authorization (IHA) to incidentally take marine mammals during the specified activities. NMFS will consider public comments prior to making any final decision on the issuance of the requested MMPA authorizations and agency responses will be summarized in the final notice of our decision.

Federal Register, Volume 83 Issue 92 (Friday, May 11, 2018)
[Federal Register Volume 83, Number 92 (Friday, May 11, 2018)]
[Notices]
[Pages 22009-22034]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10017]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XG106


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion 
Project

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

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SUMMARY: NMFS has received a request from the Ketchikan Dock Company 
(KDC) for authorization to take marine mammals incidental to the 
Ketchikan Berth IV expansion project in Ketchikan, Alaska. Pursuant to 
the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on 
its proposal to issue an incidental harassment authorization (IHA) to 
incidentally take marine mammals during the specified activities. NMFS 
will consider public comments prior to making any final decision on the 
issuance of the requested MMPA authorizations and agency responses will 
be summarized in the final notice of our decision.

DATES: Comments and information must be received no later than June 11, 
2018.

ADDRESSES: Comments should be addressed to Jolie Harrison, Chief, 
Permits and Conservation Division, Office of Protected Resources, 
National Marine Fisheries Service. Physical comments should be sent to 
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments 
should be sent to [email protected].
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments received electronically, including 
all attachments, must not exceed a 25-megabyte file size. Attachments 
to electronic comments will be accepted in Microsoft Word or Excel or 
Adobe PDF file formats only. All comments received are a part of the 
public record and will generally be posted online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities without change. All 
personal identifying information (e.g., name, address) voluntarily 
submitted by the commenter may be

[[Page 22010]]

publicly accessible. Do not submit confidential business information or 
otherwise sensitive or protected information.

FOR FURTHER INFORMATION CONTACT: Jonathan Molineaux, Office of 
Protected Resources, NMFS, (301) 427-8401. Electronic copies of the 
application and supporting documents, as well as a list of the 
references cited in this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems 
accessing these documents, please call the contact listed above.

SUPPLEMENTARY INFORMATION: 

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review our proposed action (i.e., the issuance of an 
incidental harassment authorization) with respect to potential impacts 
on the human environment.
    This action is consistent with categories of activities identified 
in CE B4 of the Companion Manual for NOAA Administrative Order 216-6A, 
which do not individually or cumulatively have the potential for 
significant impacts on the quality of the human environment and for 
which we have not identified any extraordinary circumstances that would 
preclude this categorical exclusion. Accordingly, NMFS has 
preliminarily determined that the issuance of the proposed IHA 
qualifies to be categorically excluded from further NEPA review.
    We will review all comments submitted in response to this notice 
prior to concluding our NEPA process or making a final decision on the 
IHA request.

Summary of Request

    On February 13, 2018, NMFS received a request from the KDC for an 
IHA to take marine mammals incidental to construction activities 
associated with the Ketchikan Berth IV Expansion Project. The IHA 
application was determined adequate and complete on March 28, 2018. The 
KDC's request is for take of eight species of marine mammals by Level B 
harassment and Level A harassment of a small number of harbor porpoises 
and harbor seals. Neither the KDC nor NMFS expect serious injury or 
mortality to result from this activity and, therefore, an IHA is 
appropriate.

Description of Proposed Activity

Overview

    The KDC proposes to expand Berth IV, its dock adjacent to downtown 
Ketchikan, Alaska, located in East Tongass Narrows, in order to 
accommodate a new fleet of large cruise ships that are expected to 
reach Alaska in the summer of 2019.
    The expansion would include the removal of some existing piles and 
structures and the installation of new piles and structures. All pile 
driving and removal would take place at the existing dock facility and 
is expected to occur over the course of 20 days (not necessarily 
consecutive). The proposed project would occur in marine waters that 
support several marine mammal species. The pile driving, pile removal, 
and drilling activities associated with the project may result in 
behavioral harassment (Level B harassment and small numbers of Level A 
harassment) of marine mammal species.
    The purpose of this project is to reconfigure Berth IV so that it 
can accommodate larger cruise ships. This project is needed because the 
existing Berth IV cannot support the modern fleet of larger cruise 
ships. Once the project is constructed Berth IV will be able to 
accommodate these large cruise ships.

Dates and Duration

    Construction is expected to take 3-4 months beginning in Fall 2018. 
While construction is mostly likely to begin in October of 2018 and 
complete in January of 2019, depending on the start date, construction 
could extend into March of 2019. Regardless of start date, construction 
will occur within a four-month (maximum) work window.
    Pile removal and installation is expected to occur for a total of 
approximately 36 hours over 20 days (not necessarily consecutive days). 
Please see Table 2 for the specific amount of time required to install 
and remove piles.
    The total construction duration accounts for the time required to 
mobilize materials and resources and construct the project. The 
duration also accounts for potential delays in material deliveries, 
equipment maintenance, inclement weather, and shutdowns that may occur 
to prevent impacts to marine mammals.

Specific Geographic Region

    The City of Ketchikan is located in Southeast Alaska. Berth IV is 
located adjacent to downtown Ketchikan on the shore of East Tongass 
Narrows (see Figures 1, 2, and 3 of IHA Application). The berth is part 
of the Port of Ketchikan, an active marine commercial and industrial 
area.
    Berth IV is located within the Ketchikan Gateway Borough on 
Revillagigedo Island in Southeast Alaska; T75S, R90E, S25, Copper River 
Meridian, USGS Quadrangle KET B5; Latitude 55[deg]344' N and 
Longitude--131[deg]656' W. The project is located within Tongass 
Narrows. Major waterbodies near the area include the Clarence Strait to 
the north, the Revillagigedo Channel to the south, Nichols Passage to 
the west, and George Inlet to the east. Berth IV's expansion

[[Page 22011]]

would take place at the existing dock facility.

Detailed Description of Specific Activity

    The KDC proposes to expand Berth IV by replacing the existing 
floating barge and float with a larger pontoon dock and larger small 
craft float, and by expanding the existing mooring structures (see 
Figure 4 of IHA Application). The project would:
     Permanently remove the existing floating barge dock, 
float, and their associated three dolphins comprised of two 24-inch, 
six 30-inch, and four 36-inch diameter steel piles;
     Temporarily remove the existing transfer bridge, and then 
reinstall it on the new facility;
     Install sixteen temporary 30-inch diameter steel piles as 
templates to guide proper installation of permanent piles (these piles 
would be removed prior to project completion);
     Install seventeen permanent 48-inch diameter piles and one 
permanent 30-inch diameter pile to support a new 285 feet (ft) by 40 ft 
by 10 foot floating pontoon dock, its attached 220 ft by 12 ft small 
craft float, and mooring structures; and
     Install bull rail, floating fenders, mooring cleats, and 
three mast lights. (Note: these components would be installed out of 
the water.)
    During the pile driving, pile removal and drilling activities, the 
following equipment will be used:
     A Vibratory Hammer: ICE 44B/12,450 pounds static weight;
     A Diesel Impact Hammer: Delmag D46/Max Energy 107,280 ft-
pounds (lb);
     A Drilled shaft drill: Holte 100,000 ft-lb. top drive with 
down-the-hole (DTH) hammer and bit; and
     A Socket drill: Holte 100,000 ft-lb. top drive with DTH 
hammer and under-reamer bit.
    Materials and equipment, including the dock, would be transported 
to the project site by barge. While work is conducted in the water, 
anchored barges would be used to stage construction materials and 
equipment. Twenty-five-ft skiffs with 250 horsepower motors would be 
used to support dock construction.
    In-water construction would begin with the removal of existing 
piles followed by pile installation. Table 1 below provides the 
activity type and a conservative estimate of the specific amount of 
time required to remove and install piles.

                                                       Table 1--Pile Driving Construction Summary
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                                     Existing pile      Temporary pile      Temporary pile      Permanent pile      Permanent pile     Max installation/
           Description                  removal          installation           removal          installation        installation       removal per day
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                                                                    Project Component
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Pile Diameter and Type..........  24, 30, and 36-     30-inch steel.....  30-inch steel.....  30-inch steel.....  48-inch steel.....
                                   inch steel.
# of Piles......................  2, 6, and 4         16................  16................  1.................  17................
                                   respectively; 12
                                   total.
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                                                                 Vibratory Pile Driving
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Max # of Piles Vibrated Per Day.  4.................  4.................  4.................  1.................  2.................  4 temporary or 2
                                                                                                                                       permanent.
Vibratory Time Per Pile.........  15 minutes........  30 minutes........  10 minutes........  1 hour............  1 hour............
Vibratory Time per day..........  1 hour............  2 hours...........  40 minutes........  1 hour............  2 hours...........  2 hours.
Vibratory Time Total............  3 hours...........  8 hours...........  2 hours 40 minutes  1 hour............  17 hours..........
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                                                                   Impact Pile Driving
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Max # of Piles Impacted Per Day.  0.................  0.................  0.................  0.................  3.................  3.
# of Strikes Per Pile...........  0.................  0.................  0.................  0.................  200 strikes.......  600 strikes.
Impact Time Per Pile............  0.................  0.................  0.................  0.................  5 minutes.........
Impact Time per Day.............  0.................  0.................  0.................  0.................  15 minutes........  15 minutes.
Impact Time Total...............  0.................  0.................  0.................  0.................  1 hour 25 minutes.
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                                                         Socketing Pile Installation (Drilling)
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Max # of Piles Socketed per Day.  0.................  0.................  0.................  1.................  0.................  1.
Socket Time Per Pile............  0.................  0.................  0.................  0.................  3 hours...........
Socket Time per Day.............  0.................  0.................  0.................  0.................  3 hours...........  3 hours.
Socket Time Total...............  0.................  0.................  0.................  0.................  3 hours...........
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Removal of Existing Piles

    The contractor would attempt to direct pull existing piles; if 
those efforts prove to be ineffective, existing piles would be removed 
with a vibratory hammer.

Installation and Removal of Temporary Piles

    Temporary 30-inch diameter piles would be installed and removed 
with a vibratory hammer.

Installation of Permanent Piles

    The single permanent 30-inch diameter pile would be installed 
through approximately 15 ft of sand and gravel with a vibratory hammer. 
Then the pile will be secured into underlying bedrock with conventional 
socketing means using a down-the-hole hammer

[[Page 22012]]

and under-reamer bit to drill a hole into the bedrock and then socket 
the pile into the bedrock. Socket depths are expected to be 
approximately 20 ft (as determined by the geotechnical engineer) and 
take approximately 3 hours. (Note, this socketing method can also be 
referred to as down the hole drilling. We refer to it as socketing 
throughout this document to clarify this method from anchoring, which 
also uses a drill.)
    Permanent 48-inch diameter piles would be driven through 
approximately 15 ft of sand and gravel with a vibratory hammer and 
impact driven into bedrock. After being driven with an impact hammer, 
the piles will be secured with rock anchors. To install the rock 
anchors, a drill will be placed inside the hallow 48-inch diameter pile 
and will down into the bedrock. During this anchor drilling, the 48-
inch pile will not be not touched by the drill, therefore, anchoring 
will not generate steel-on-steel hammering noise (noise that is 
generated during socketing).\1\ Each anchor will take approximately 2.5 
hours to complete.
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    \1\ In rock anchoring, the DTH drill only hits the bedrock and, 
for this effort, the 48-inch pile will act as a casing to isolate 
the drill noise. The process of anchoring has been used on many 
projects in Alaska with 8-inch diameter anchors (including the 
recently permitted Haines Ferry Terminal). Due to the significant 
loads generated from cruise ship berthing, the Ketchikan Berth IV 
project will use 30-inch diameter rock anchors.
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Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the KDC's IHA application summarize available 
information regarding status and trends, distribution and habitat 
preferences, and behavior and life history, of the potentially affected 
species. Additional information regarding population trends and threats 
may be found in NMFS's Stock Assessment Reports (SAR; 
www.nmfs.noaa.gov/pr/sars/) and more general information about these 
species (e.g., physical and behavioral descriptions) may be found on 
NMFS's website (www.nmfs.noaa.gov/pr/species/mammals/).
    Table 2 lists all species with expected potential for occurrence 
within the vicinity of Ketchikan Berth IV and summarizes information 
related to the population or stock, including regulatory status under 
the MMPA and ESA and potential biological removal (PBR), where known. 
For taxonomy, we follow the Committee on Taxonomy (2016). PBR is 
defined by the MMPA as the maximum number of animals, not including 
natural mortalities, that may be removed from a marine mammal stock 
while allowing that stock to reach or maintain its optimum sustainable 
population (as described in NMFS's SARs). While no mortality is 
anticipated or authorized here, PBR and annual serious injury and 
mortality from anthropogenic sources are included here as gross 
indicators of the status of the species and other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS's stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS's U.S. Alaska SARs (Muto 2017a). All values presented in Table 2 
are the most recent available at the time of publication and are 
available in the 2016 SARs (Muto 2017a), Towers et al., 2015 (solely 
for northern resident killer whales), and draft 2017 SARs (Muto 2017b) 
(available online at: www.nmfs.noaa.gov/pr/sars/draft.htm).

                               Table 2--Marine Mammals That Could Occur in the Project Area During the Specified Activity
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                                                                                                            Stock abundance Nbest,
                                                                                         ESA/MMPA  status;      (CV, Nmin, most                Annual M/
             Common name                  Scientific name             MMPA stock         strategic  (Y/N)      recent abundance        PBR       SI \3\
                                                                                                \1\               survey) \2\
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                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
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Family Balaenidae:
    Humpback whale..................  Megaptera novaeangliae.  Central North Pacific..  E, D, Y             10,103 (0.3; 7,890;            83         21
                                                                                                             2006).
    Minke whale.....................  Balaenoptera             Alaska.................  -, N                N.A...................       N.A.       N.A.
                                       acutorostrata.
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                            Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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Family Delphinidae:
    Killer whale....................  Orcinus orca...........  Alaska Resident........  -, N                2,347 (N.A.; 2,347;          23.4          1
                                                                                                             2012) \4\
                                                               West Coast Transient...  -, N                243 (N.A, 243, 2009)          2.4          1
                                                                                                             \4\.
                                                               Northern Resident......  -, N                290 (N.A; 290; 2014)         1.96          0
                                                                                                             \6\.
    Pacific white-sided dolphin.....  Lagenorhynchus           North Pacific..........  -/-; N              26,880 (N.A.; N.A.;          N.A.          0
                                       obliquidens.                                                          1990).
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Family Phocoenidae:
    Harbor porpoise.................  Phocoena phocoena......  Southeast Alaska.......  -, Y                975 (0.10; 896; 2012)     \5\ 8.9     \5\ 34
                                                                                                             \5\.
    Dall's porpoise.................  Phocoenoides dalli.....  Alaska.................  -, N                83,400................       N.A.         38
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                                                         Order Carnivora--Superfamily Pinnipedia
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Family Otariidae (eared seals and
 sea lions):
    Steller sea lion................  Eumatopia jubatus......  Eastern U.S............  -,-, N              41,638 (N/A; 41,638;        2,498        108
                                                                                                             2015).
Family Phocidae (earless seals):
    Harbor seal.....................  Phoca vitulina           Clarence Strait........  -, N                31,634 (N.A.; 29,093;       1,222         41
                                       richardii.                                                            2011).
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\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
  which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
  automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable (N/A).

[[Page 22013]]

 
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike).
\4\ N is based on counts of individual animals identified from photo-identification catalogs.
\5\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska waters (these
  abundance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered unreliable for the
  entire stock because it is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the range of this stock as
  currently designated. The Annual M/SI is for the entire stock, including coastal waters.
\6\ Abundance estimates obtained from Towers et al., 2015.

    All species that could potentially occur in the proposed survey 
areas are included in Table 2. As described below, all eight species 
(with ten managed stocks) temporally and spatially co-occur with the 
activity to the degree that take is reasonably likely to occur, and we 
have proposed authorizing it. In addition, northern sea otters may be 
found in Ketchikan. However, sea otters are managed by the U.S. Fish 
and Wildlife Service and are not considered further in this document.

Pinnipeds in the Activity Area

Steller Sea Lion
    The Steller sea lion is the largest of the eared seals, ranging 
along the North Pacific Rim from northern Japan to California, with 
centers of abundance and distribution in the Gulf of Alaska and 
Aleutian Islands. Steller sea lions were listed as threatened range-
wide under the ESA on November 26, 1990 (55 FR 49204). Subsequently, 
NMFS published a final rule designating critical habitat for the 
species as a 20 nautical mile buffer around all major haulouts and 
rookeries, as well as associated terrestrial, air and aquatic zones, 
and three large offshore foraging areas (58 FR 45269; August 27, 1993). 
In 1997, NMFS reclassified Steller sea lions as two distinct population 
segments (DPS) based on genetic studies and other information (62 FR 
24345; May 5, 1997). Steller sea lion populations that primarily occur 
west of 144[deg] W (Cape Suckling, Alaska) comprise the western DPS 
(wDPS), while all others comprise the eastern DPS (eDPS); however, 
there is regular movement of both DPSs across this boundary (Jemison et 
al., 2013). Upon this reclassification, the wDPS was listed as 
endangered while the eDPS remained as threatened (62 FR 24345; May 5, 
1997) and in November 2013, the eDPS was delisted (78 FR 66140). Only 
the eDPS considered in this proposed IHA.
    Steller sea lions are common in the inside waters of southeastern 
Alaska. They are residents of the project vicinity and are common year-
round in the action area (Freitag 2017). Critical habitat has been 
defined in Southeast Alaska at major haulouts and major rookeries (50 
CFR 226.202). The nearest rookery to action area is Forrester Island, 
and the nearest major haulouts are at Timbered Island and Cape 
Addington (NMFS 1993). All three sites are about 130 kilometers west 
across Klawock Island from Ketchikan. Steller sea lions are known to 
haul out on land, docks, buoys, and navigational markers, however, 
there are no established haulout sites in Tongass Narrows (HDR 2003) 
and other haulout sites are far beyond in-air noise disturbance 
threshold for hauled-out pinnipeds as described in Section 1.3 of the 
IHA application. Grindall Island, 12 miles west of the northern tip of 
Gravina Island, is a year-round sea lion haulout but not a rookery, and 
appears to be the haulout area nearest the project area.
Harbor Seal
    Harbor seals range from Baja California north along the west coasts 
of Washington, Oregon, California, British Columbia, and Southeast 
Alaska; west through the Gulf of Alaska, Prince William Sound, and the 
Aleutian Islands; and north in the Bering Sea to Cape Newenham and the 
Pribilof Islands. They haul out on rocks, reefs, beaches, and drifting 
glacial ice, and feed in marine, estuarine, and occasionally fresh 
waters. Harbor seals are generally non-migratory, with local movements 
associated with such factors as tides, weather, season, food 
availability, and reproduction (Muto, 2017a).
    Harbor seals in Alaska are partitioned into 12 separate stocks 
based largely on genetic structure: (1) The Aleutian Islands stock,(2) 
the Pribilof Islands stock, (3) the Bristol Bay stock, (4) the North 
Kodiak stock, (5) the South Kodiak stock, (6) the Prince William Sound 
stock, (7) the Cook Inlet/Shelikof stock, (8) the Glacier Bay/Icy 
Strait stock, (9) the Lynn Canal/Stephens Passage stock, (10) the 
Sitka/Chatham stock, (11) the Dixon/Cape Decision stock, and (12) the 
Clarence Strait stock. Only the Clarence Strait stock stock is 
considered in this proposed IHA. The range of this stock includes the 
east coast of Prince of Wales Island from Cape Chacon north through 
Clarence Strait to Point Baker and along the east coast of Mitkof and 
Kupreanof Islands north to Bay Point, including Ernest Sound, Behm 
Canal, and Pearse Cana (Muto, 2017a).
    Harbor seals are common in the inside waters of southeastern 
Alaska. They are residents of the action area and can occur on any 
given day in the action area, although they tend to be more abundant in 
the summer. There are no known haul outs located close to the site 
where pile installation and removal will occur (Freitag 2017).

Cetaceans in the Activity Area

Humpback Whale
    The humpback whale is distributed worldwide in all ocean basins. In 
winter, most humpback whales occur in the subtropical and tropical 
waters of the Northern and Southern Hemispheres, and migrate to high 
latitudes in the summer to feed. The historic summer feeding range of 
humpback whales in the North Pacific encompassed coastal and inland 
waters around the Pacific Rim from Point Conception, California, north 
to the Gulf of Alaska and the Bering Sea, and west along the Aleutian 
Islands to the Kamchatka Peninsula and into the Sea of Okhotsk and 
north of the Bering Strait (Johnson and Wolman 1984).
    Under the MMPA, there are three stocks of humpback whales in the 
North Pacific: (1) The California/Oregon/Washington and Mexico stock, 
consisting of winter/spring populations in coastal Central America and 
coastal Mexico which migrate to the coast of California to southern 
British Columbia in summer/fall; (2) the central North Pacific stock, 
consisting of winter/spring populations of the Hawaiian Islands which 
migrate primarily to northern British Columbia/Southeast Alaska, the 
Gulf of Alaska, and the Bering Sea/Aleutian Islands; and (3) the 
western North Pacific stock, consisting of winter/spring populations 
off Asia which migrate primarily to Russia and the Bering Sea/Aleutian 
Islands. The central north Pacific stock is the only stock that is 
found near the project activities.
    On September 8, 2016, NMFS published a final rule dividing the 
globally listed endangered species into 14 DPSs, removing the worldwide 
species-level listing, and in its place listing four DPSs as endangered 
and one DPS as threatened (81 FR 62259; effective October 11, 2016). 
Two DPSs (Hawaii and Mexico) are potentially present within the action 
area. The Hawaii DPS is not listed and the Mexico DPS is listed as 
threatened under the

[[Page 22014]]

ESA. The Hawaii DPS is estimated to contain 11,398 animals where the 
Mexico DPS is estimated to contain 3,264 animals.
    The humpback whales that forage throughout British Colombia and 
Southeast Alaska undertake seasonal migrations from their tropical 
calving and breeding grounds in winter to their high- latitude feeding 
grounds in summer. They may be seen at any time of year in Alaska, but 
most animals winter in temperate or tropical waters near Hawaii. In the 
spring, the animals migrate back to Alaska where food is abundant.
    Within Southeast Alaska, humpback whales are found throughout all 
major waterways and in a variety of habitats, including open-ocean 
entrances, open-strait environments, near-shore waters, area with 
strong tidal currents, and secluded bays and inlets. They tend to 
concentrate in several areas, including northern Southeast Alaska. 
Patterns of occurrence likely follow the spatial and temporal changes 
in prey abundance and distribution with humpback whales adjusting their 
foraging locations to areas of high prey density (NMFS 2012).
    Humpback whales may be found in and around Gravina Island in the 
Tongass Narrows and Revillagigedo Channel at any given time. Humpback 
whales are most likely to occur in the action area during periods of 
seasonal prey aggregations which typically occur in spring and can 
occur in summer and fall (Freitag 2017). Herring salmon, eulachon, and 
euphausiids (krill) are among the species that congregate ephemerally 
(HDR 2003). When humpback whales come into the Narrows to feed, they 
often stay in the channel for a few days at a time (Freitag 2017). 
While many humpback whales migrate to tropical calving and breeding 
grounds in winter, they have been observed in Southeast Alaska in all 
months of the year (Straley 2017). Given their widespread range and 
their opportunistic foraging strategies, humpback whales may be in the 
action area year-round during the proposed project activities.
Minke Whale
    Minke whales are found throughout the northern hemisphere in polar, 
temperate, and tropical waters. In the North Pacific, minke whales 
occur from the Bering and Chukchi seas south to near the Equator 
(Leatherwood et al., 1982). In Alaska, the minke whale diet consists 
primarily of euphausiids and walleye pollock. Minke whales are 
generally found in shallow, coastal waters within 200 meters of shore 
(Zerbini et al., 2006) and are usually solitary or in small groups of 2 
to 3. Rarely, loose aggregations of up to 400 animals have been 
associated with feeding areas in arctic latitudes. In Alaska, seasonal 
movements are associated with feeding areas that are generally located 
at the edge of the pack ice (NMFS 2014). Surveys in southeast Alaska 
have consistently identified individuals throughout inland waters in 
low numbers (Dahlheim et al., 2009).
    Minke whales are rare in the action area, but they could be 
encountered during any given day of dock construction. Minke whales do 
come into Herring Cove in George Inlet, approximately 5 kilometers 
north of the action area, to feed (Freitag 2017). Minke whales are 
usually sighted individually or in small groups of 2-3, but there are 
reports of loose aggregations of hundreds of animals (NMFS 2018).
Killer Whale
    Killer whales have been observed in all the world's oceans, but the 
highest densities occur in colder and more productive waters found at 
high latitudes (NMFS 2016a). Killer whales occur along the entire 
Alaska coast, in British Columbia and Washington inland waterways, and 
along the outer coasts of Washington, Oregon, and California (Muto et 
al., 2017a).
    Based on data regarding association patterns, acoustics, movements, 
and genetic differences, eight killer whale stocks are now recognized 
within the Pacific U.S. Exclusive Economic Zone (EEZ). This proposed 
IHA considers only the Alaska resident stock, northern resident and the 
west coast transient, all other stocks occur outside the geographic 
area under consideration (Muto et al., 2017a).
Pacific White-Sided Dolphin
    Pacific white-sided dolphins are a pelagic species. They are found 
throughout the temperate North Pacific Ocean, north of the coasts of 
Japan and Baja California, Mexico. (Muto et al. 2016). They are most 
common between the latitudes of 38[deg] N and 47[deg] N (from 
California to Washington). The distribution and abundance of Pacific 
white-sided dolphins may be affected by large-scale oceanographic 
occurrences, such as El Ni[ntilde]o and by underwater acoustic 
deterrent devices (NMFS 2018a).
    Pacific white-sided dolphins are rare action area, because they are 
pelagic and prefer more open water habitats than are found in Tongass 
Narrows and Revillagigedo Channel, but they could be encountered during 
any given day of dock construction (Freitag 2017). Pacific-white sided 
dolphins have been observed in Alaska waters in groups ranging from 20 
to 164 animals, with the sighting of 164 animals occurring in Southeast 
Alaska near Dixon Entrance (Muto et al., 2016a).
Harbor Porpoise
    The harbor porpoise inhabits temporal, subarctic, and arctic 
waters. In the eastern North Pacific, harbor porpoises range from Point 
Barrow, Alaska, to Point Conception, California. Harbor porpoise 
primarily frequent coastal waters and occur most frequently in waters 
less than 100 m deep (Hobbs and Waite 2010). They may occasionally be 
found in deeper offshore waters.
    In Alaska, harbor porpoises are currently divided into three 
stocks, based primarily on geography: (1) The Southeast Alaska stock--
occurring from the northern border of British Columbia to Cape 
Suckling, Alaska, (2) the Gulf of Alaska stock--occurring from Cape 
Suckling to Unimak Pass, and (3) the Bering Sea stock--occurring 
throughout the Aleutian Islands and all waters north of Unimak Pass. 
Only the Southeast Alaska stock is considered in this proposed IHA 
because the other stocks are not found in the geographic area under 
consideration.
    There are no subsistence use of this species; however, entanglement 
in fishing gear contributes to human-caused mortality and serious 
injury. Muto et al. (2017a) also reports harbor porpoise are vulnerable 
to physical modifications of nearshore habitats resulting from urban 
and industrial development (including waste management and nonpoint 
source runoff) and activities such as construction of docks and other 
over-water structures, filling of shallow areas, dredging, and noise 
(Linnenschmidt et al., 2013). Near the project area, harbor porpoises 
are more common in open waters on the outside of Gravina Island; 
however, they are known to pass through Tongass Narrows and 
Revillagigedo Channel year-round (Freitag 2017).
Dall's Porpoise
    Dall's porpoise are widely distributed across the entire North 
Pacific Ocean. They are found over the continental shelf adjacent to 
the slope and over deep (2,500\+\ meters) oceanic waters (Hall 1979). 
They have been sighted throughout the North Pacific as far north as 
65[deg] N (Buckland et al., 1993) and as far south as 28[deg] N in the 
eastern North Pacific (Leatherwood and Fielding 1974). The only 
apparent distribution gaps in Alaska waters are upper Cook

[[Page 22015]]

Inlet and the shallow eastern flats of the Bering Sea. Throughout most 
of the eastern North Pacific they are present during all months of the 
year, although there may be seasonal onshore-offshore movements along 
the west coast of the continental United States (Loeb 1972, Leatherwood 
and Fielding 1974) and winter movements of populations out of areas 
with ice such as Prince William Sound (Hall 1979).
    Dall's porpoises are seen infrequently in the action area, but they 
could be encountered during any given day of dock construction. In the 
Ketchikan vicinity, Dall's porpoises typically occur in groups of 10-15 
animals, with an estimated maximum group size of 20 animals. Dall's 
porpoises have been observed passing through the action area 0-1 times 
a month (Freitag 2017).

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals are able to hear. Current data indicate that not all marine 
mammal species have equal hearing capabilities (e.g., Richardson et 
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect 
this, Southall et al. (2007) recommended that marine mammals be divided 
into functional hearing groups based on directly measured or estimated 
hearing ranges on the basis of available behavioral response data, 
audiograms derived using auditory evoked potential techniques, 
anatomical modeling, and other data. Note that no direct measurements 
of hearing ability have been successfully completed for mysticetes 
(i.e., low-frequency cetaceans). Subsequently, NMFS (2016) described 
generalized hearing ranges for these marine mammal hearing groups. 
Generalized hearing ranges were chosen based on the approximately 65 
decibel (dB) threshold from the normalized composite audiograms, with 
the exception for lower limits for low-frequency cetaceans where the 
lower bound was deemed to be biologically implausible and the lower 
bound from Southall et al. (2007) retained. The functional groups and 
the associated frequencies are indicated below (note that these 
frequency ranges correspond to the range for the composite group, with 
the entire range not necessarily reflecting the capabilities of every 
species within that group):
     Low-frequency cetaceans (mysticetes): Generalized hearing 
is estimated to occur between approximately 7 hertz (Hz) and 35 
kilohertz (kHz);
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): Generalized hearing is estimated to occur 
between approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members of the genera Kogia and Cephalorhynchus; including two members 
of the genus Lagenorhynchus, on the basis of recent echolocation data 
and genetic data): Generalized hearing is estimated to occur between 
approximately 275 Hz and 160 kHz;
     Pinnipeds in water; Phocidae (true seals): Generalized 
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
     Pinnipeds in water; Otariidae (eared seals): Generalized 
hearing is estimated to occur between 60 Hz and 39 kHz.
    The pinniped functional hearing group was modified from Southall et 
al. (2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt, 
2013).
    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2016) for a review of available information. 
Eight marine mammal species (six cetacean and two pinniped (one otariid 
and one phocid) species) have the reasonable potential to co-occur with 
the proposed survey activities. Please refer to Table 2. Of the 
cetacean species that may be present, two are classified as low-
frequency cetaceans (i.e., all mysticete species), two are classified 
as a mid-frequency cetacean (i.e., killer whale and Pacific white-sided 
dolphin), and two are classified as high-frequency cetaceans (i.e., 
harbor porpoise and Dall's porpoise).

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that 
components of the specified activity may impact marine mammals and 
their habitat. The ``Estimated Take by Incidental Harassment'' section 
later in this document includes a quantitative analysis of the number 
of individuals that are expected to be taken by this activity. The 
``Negligible Impact Analysis and Determination'' section considers the 
content of this section, the ``Estimated Take by Incidental 
Harassment'' section, and the ``Proposed Mitigation'' section, to draw 
conclusions regarding the likely impacts of these activities on the 
reproductive success or survivorship of individuals and how those 
impacts on individuals are likely to impact marine mammal species or 
stocks.

Description of Sound

    Sound travels in waves, the basic components of which are 
frequency, wavelength, velocity, and amplitude. Frequency is the number 
of pressure waves that pass by a reference point per unit of time and 
is measured in Hz or cycles per second. Wavelength is the distance 
between two peaks of a sound wave; lower frequency sounds have longer 
wavelengths than higher frequency sounds. Amplitude is the height of 
the sound pressure wave or the `loudness' of a sound and is typically 
measured using the dB scale. A dB is the ratio between a measured 
pressure (with sound) and a reference pressure (sound at a constant 
pressure, established by scientific standards). It is a logarithmic 
unit that accounts for large variations in amplitude; therefore, 
relatively small changes in dB ratings correspond to large changes in 
sound pressure. When referring to sound pressure levels (SPLs; the 
sound force per unit area), sound is referenced in the context of 
underwater sound pressure to one microPascal ([mu]Pa). One pascal is 
the pressure resulting from a force of one newton exerted over an area 
of one square meter. The source level (SL) represents the sound level 
at a distance of 1 m from the source (referenced to 1 [mu]Pa). The 
received level is the sound level at the listener's position. Note that 
all underwater sound levels in this document are referenced to a 
pressure of 1 [micro]Pa and all airborne sound levels in this document 
are referenced to a pressure of 20 [micro]Pa.
    Root mean square (rms) is the quadratic mean sound pressure over 
the duration of an impulse. Rms is calculated by squaring all of the 
sound amplitudes, averaging the squares, and then taking the square 
root of the average (Urick 1983). Rms accounts for both positive and 
negative values; squaring the pressures makes all values positive so 
that they may be accounted for in the summation of pressure levels 
(Hastings and Popper 2005). This measurement is often used in the 
context of discussing behavioral effects, in part because behavioral 
effects, which often result from auditory cues, may be better expressed 
through averaged units than by peak pressures.
    When underwater objects vibrate or activity occurs, sound-pressure 
waves are created. These waves alternately

[[Page 22016]]

compress and decompress the water as the sound wave travels. Underwater 
sound waves radiate in all directions away from the source (similar to 
ripples on the surface of a pond), except in cases where the source is 
directional. The compressions and decompressions associated with sound 
waves are detected as changes in pressure by aquatic life and man-made 
sound receptors such as hydrophones.
    Even in the absence of sound from the specified activity, the 
underwater environment is typically loud due to ambient sound. Ambient 
sound is defined as environmental background sound levels lacking a 
single source or point (Richardson et al., 1995), and the sound level 
of a region is defined by the total acoustical energy being generated 
by known and unknown sources. These sources may include physical (e.g., 
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds 
produced by marine mammals, fish, and invertebrates), and anthropogenic 
sound (e.g., vessels, dredging, aircraft, construction). A number of 
sources contribute to ambient sound, including the following 
(Richardson et al., 1995):
     Wind and waves: The complex interactions between wind and 
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of 
naturally occurring ambient noise for frequencies between 200 Hz and 50 
kilohertz (kHz) (Mitson 1995). In general, ambient sound levels tend to 
increase with increasing wind speed and wave height. Surf noise becomes 
important near shore, with measurements collected at a distance of 8.5 
km from shore showing an increase of 10 dB in the 100 to 700 Hz band 
during heavy surf conditions.
     Precipitation: Sound from rain and hail impacting the 
water surface can become an important component of total noise at 
frequencies above 500 Hz, and possibly down to 100 Hz during quiet 
times.
     Biological: Marine mammals can contribute significantly to 
ambient noise levels, as can some fish and shrimp. The frequency band 
for biological contributions is from approximately 12 Hz to over 100 
kHz.
     Anthropogenic: Sources of ambient noise related to human 
activity include transportation (surface vessels and aircraft), 
dredging and construction, oil and gas drilling and production, seismic 
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise 
typically dominates the total ambient noise for frequencies between 20 
and 300 Hz. In general, the frequencies of anthropogenic sounds are 
below 1 kHz and, if higher frequency sound levels are created, they 
attenuate rapidly (Richardson et al., 1995). Sound from identifiable 
anthropogenic sources other than the activity of interest (e.g., a 
passing vessel) is sometimes termed background sound, as opposed to 
ambient sound.
    The sum of the various natural and anthropogenic sound sources at 
any given location and time--which comprise ``ambient'' or 
``background'' sound--depends not only on the source levels (as 
determined by current weather conditions and levels of biological and 
shipping activity) but also on the ability of sound to propagate 
through the environment. In turn, sound propagation is dependent on the 
spatially and temporally varying properties of the water column and sea 
floor, and is frequency-dependent. As a result of the dependence on a 
large number of varying factors, ambient sound levels can be expected 
to vary widely over both coarse and fine spatial and temporal scales. 
Sound levels at a given frequency and location can vary by 10-20 dB 
from day to day (Richardson et al., 1995). The result is that, 
depending on the source type and its intensity, sound from the 
specified activity may be a negligible addition to the local 
environment or could form a distinctive signal that may affect marine 
mammals.

Description of Sound Sources

    In-water construction activities associated with the project would 
include impact pile driving, vibratory pile driving and removal, and 
drilling. The sounds produced by these activities fall into one of two 
general sound types: Impulsive and non-impulsive (defined in the 
following). The distinction between these two sound types is important 
because they have differing potential to cause physical effects, 
particularly with regard to hearing (e.g., Ward 1997 in Southall et 
al., 2007). Please see Southall et al. (2007) for an in-depth 
discussion of these concepts.
    Impulsive sound sources (e.g., explosions, gunshots, sonic booms, 
impact pile driving) produce signals that are brief (typically 
considered to be less than one second), broadband, atonal transients 
(ANSI 1986; Harris 1998; NIOSH 1998; ISO 2003; ANSI 2005) and occur 
either as isolated events or repeated in some succession. Impulsive 
sounds are all characterized by a relatively rapid rise from ambient 
pressure to a maximal pressure value followed by a rapid decay period 
that may include a period of diminishing, oscillating maximal and 
minimal pressures, and generally have an increased capacity to induce 
physical injury as compared with sounds that lack these features.
    Non-impulsive sounds can be tonal, narrowband, or broadband, brief 
or prolonged, and may be either continuous or non-continuous (ANSI 
1995; NIOSH 1998). Some of these non-impulsive sounds can be transient 
signals of short duration but without the essential properties of 
impulses (e.g., rapid rise time). Examples of non-impulsive sounds 
include those produced by vessels, aircraft, machinery operations such 
as drilling or dredging, vibratory pile driving, and active sonar 
systems. The duration of such sounds, as received at a distance, can be 
greatly extended in a highly reverberant environment.
    Impact hammers operate by repeatedly dropping a heavy piston onto a 
pile to drive the pile into the substrate. Sound generated by impact 
hammers is characterized by rapid rise times and high peak levels, a 
potentially injurious combination (Hastings and Popper 2005). Vibratory 
hammers install piles by vibrating them and allowing the weight of the 
hammer to push them into the sediment. Vibratory hammers produce 
significantly less sound than impact hammers. Peak SPLs may be 180 dB 
or greater, but are generally 10 to 20 dB lower than SPLs generated 
during impact pile driving of the same-sized pile (Oestman et al., 
2009). Rise time is slower, reducing the probability and severity of 
injury, and sound energy is distributed over a greater amount of time 
(Nedwell and Edwards 2002; Carlson et al., 2005). Drilling to insert 
the steel piles (not for tension anchors) will be operated by a down-
hole hammer (also known as socket drilling). A down-hole hammer is a 
drill bit that drills through the bedrock using an impulse mechanism 
that functions at the bottom of the hole. This impulsive bit breaks up 
rock to allow removal of debris and insertion of the pile. The head 
extends so that the drilling takes place below the pile. The impulsive 
sounds produced by the hammer method are continuous and reduces sound 
attenuation because the noise is primarily contained within the steel 
pile and below ground rather than impact hammer driving methods which 
occur at the top of the pile (R&M 2016).

Acoustic Impacts

    Anthropogenic sounds cover a broad range of frequencies and sound 
levels and can have a range of highly variable impacts on marine life, 
from none or minor to potentially severe responses, depending on 
received levels, duration of exposure, behavioral context, and

[[Page 22017]]

various other factors. The potential effects of underwater sound from 
active acoustic sources can potentially result in one or more of the 
following; temporary or permanent hearing impairment, non-auditory 
physical or physiological effects, behavioral disturbance, stress, and 
masking (Richardson et al., 1995; Gordon et al., 2004; Nowacek et al., 
2007; Southall et al., 2007; Gotz et al., 2009). The degree of effect 
is intrinsically related to the signal characteristics, received level, 
distance from the source, and duration of the sound exposure. In 
general, sudden, high level sounds can cause hearing loss, as can 
longer exposures to lower level sounds. Temporary or permanent loss of 
hearing will occur almost exclusively for noise within an animal's 
hearing range. We first describe specific manifestations of acoustic 
effects before providing discussion specific to KDC's construction 
activities.
    Richardson et al. (1995) described zones of increasing intensity of 
effect that might be expected to occur, in relation to distance from a 
source and assuming that the signal is within an animal's hearing 
range. First is the area within which the acoustic signal would be 
audible (potentially perceived) to the animal, but not strong enough to 
elicit any overt behavioral or physiological response. The next zone 
corresponds with the area where the signal is audible to the animal and 
of sufficient intensity to elicit behavioral or physiological 
responsiveness. Third is a zone within which, for signals of high 
intensity, the received level is sufficient to potentially cause 
discomfort or tissue damage to auditory or other systems. Overlaying 
these zones to a certain extent is the area within which masking (i.e., 
when a sound interferes with or masks the ability of an animal to 
detect a signal of interest that is above the absolute hearing 
threshold) may occur; the masking zone may be highly variable in size.
    We describe the more severe effects (i.e., permanent hearing 
impairment, certain non-auditory physical or physiological effects) 
only briefly as we do not expect that there is a reasonable likelihood 
that KDC's activities may result in such effects (see below for further 
discussion). Marine mammals exposed to high-intensity sound, or to 
lower-intensity sound for prolonged periods, can experience hearing 
threshold shift (TS), which is the loss of hearing sensitivity at 
certain frequency ranges (Kastak et al., 1999; Schlundt et al., 2000; 
Finneran et al., 2002, 2005b). TS can be permanent (PTS), in which case 
the loss of hearing sensitivity is not fully recoverable, or temporary 
(TTS), in which case the animal's hearing threshold would recover over 
time (Southall et al., 2007). Repeated sound exposure that leads to TTS 
could cause PTS. In severe cases of PTS, there can be total or partial 
deafness, while in most cases the animal has an impaired ability to 
hear sounds in specific frequency ranges (Kryter 1985).
    When PTS occurs, there is physical damage to the sound receptors in 
the ear (i.e., tissue damage), whereas TTS represents primarily tissue 
fatigue and is reversible (Southall et al., 2007). In addition, other 
investigators have suggested that TTS is within the normal bounds of 
physiological variability and tolerance and does not represent physical 
injury (e.g., Ward 1997). Therefore, NMFS does not consider TTS to 
constitute auditory injury.
    Relationships between TTS and PTS thresholds have not been studied 
in marine mammals--PTS data exists only for a single harbor seal 
(Kastak et al., 2008)--but are assumed to be similar to those in humans 
and other terrestrial mammals. PTS typically occurs at exposure levels 
at least several dB above a 40-dB threshold shift approximates PTS 
onset; e.g., Kryter et al., 1966; Miller, 1974 found that inducing mild 
TTS (a 6-dB threshold shift) approximates TTS onset (e.g., Southall et 
al., 2007). Based on data from terrestrial mammals, a precautionary 
assumption is that the PTS thresholds for impulsive sounds (such as 
impact pile driving sounds received close to the source) are at least 6 
dB higher than the TTS threshold on a peak-pressure basis and PTS 
cumulative sound exposure level thresholds are 15 to 20 dB higher than 
TTS cumulative sound exposure level thresholds (Southall et al., 2007). 
Given the higher level of sound or longer exposure duration necessary 
to cause PTS as compared with TTS, it is considerably less likely that 
PTS could occur.
    TTS is the mildest form of hearing impairment that can occur during 
exposure to sound (Kryter 1985). While experiencing TTS, the hearing 
threshold rises, and a sound must be at a higher level in order to be 
heard. In terrestrial and marine mammals, TTS can last from minutes or 
hours to days (in cases of strong TTS). In many cases, hearing 
sensitivity recovers rapidly after exposure to the sound ends. Few data 
on sound levels and durations necessary to elicit mild TTS have been 
obtained for marine mammals.
    Marine mammal hearing plays a critical role in communication with 
conspecifics, and interpretation of environmental cues for purposes 
such as predator avoidance and prey capture. Depending on the degree 
(elevation of threshold in dB), duration (i.e., recovery time), and 
frequency range of TTS, and the context in which it is experienced, TTS 
can have effects on marine mammals ranging from discountable to 
serious. For example, a marine mammal may be able to readily compensate 
for a brief, relatively small amount of TTS in a non-critical frequency 
range that occurs during a time where ambient noise is lower and there 
are not as many competing sounds present. Alternatively, a larger 
amount and longer duration of TTS sustained during a time when 
communication is critical for successful mother/calf interactions could 
have more serious impacts.
    Currently, TTS data only exist for four species of cetaceans 
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus 
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena 
asiaeorientalis) and three species of pinnipeds (northern elephant 
seal, harbor seal, and California sea lion) exposed to a limited number 
of sound sources (i.e., mostly tones and octave-band noise) in 
laboratory settings (e.g., Finneran et al., 2002; Nachtigall et al., 
2004; Kastak et al., 2005; Lucke et al., 2009; Popov et al., 2011). In 
general, harbor seals (Kastak et al., 2005; Kastelein et al., 2012a) 
and harbor porpoises (Lucke et al., 2009; Kastelein et al., 2012b) have 
a lower TTS onset than other measured pinniped or cetacean species. 
Additionally, the existing marine mammal TTS data come from a limited 
number of individuals within these species. There are no data available 
on noise-induced hearing loss for mysticetes. For summaries of data on 
TTS in marine mammals or for further discussion of TTS onset 
thresholds, please see Southall et al. (2007) and Finneran and Jenkins 
(2012).
    In addition to PTS and TTS, there is a potential for non-auditory 
physiological effects or injuries that theoretically might occur in 
marine mammals exposed to high level underwater sound or as a secondary 
effect of extreme behavioral reactions (e.g., change in dive profile as 
a result of an avoidance reaction) caused by exposure to sound. These 
impacts can include neurological effects, bubble formation, resonance 
effects, and other types of organ or tissue damage (Cox et al., 2006; 
Southall et al., 2007; Zimmer and Tyack 2007). KDC's activities do not 
involve the use of devices such as explosives or mid-frequency active 
sonar that are associated with these types of effects.
    When a live or dead marine mammal swims or floats onto shore and is 
incapable of returning to sea, the event

[[Page 22018]]

is termed a ``stranding'' (16 U.S.C. 1421h(3)). Marine mammals are 
known to strand for a variety of reasons, such as infectious agents, 
biotoxicosis, starvation, fishery interaction, ship strike, unusual 
oceanographic or weather events, sound exposure, or combinations of 
these stressors sustained concurrently or in series (e.g., Geraci et 
al., 1999). However, the cause or causes of most strandings are unknown 
(e.g., Best 1982). Combinations of dissimilar stressors may combine to 
kill an animal or dramatically reduce its fitness, even though one 
exposure without the other would not be expected to produce the same 
outcome (e.g., Sih et al., 2004). For further description of stranding 
events see, e.g., Southall et al., 2006; Jepson et al., 2013; Wright et 
al., 2013.

Behavioral Effects

    Behavioral disturbance may include a variety of effects, including 
subtle changes in behavior (e.g., minor or brief avoidance of an area 
or changes in vocalizations), more conspicuous changes in similar 
behavioral activities, and more sustained and/or potentially severe 
reactions, such as displacement from or abandonment of high-quality 
habitat. Behavioral responses to sound are highly variable and context-
specific and any reactions depend on numerous intrinsic and extrinsic 
factors (e.g., species, state of maturity, experience, current 
activity, reproductive state, auditory sensitivity, time of day), as 
well as the interplay between factors (e.g., Richardson et al., 1995; 
Wartzok et al., 2003; Southall et al., 2007; Weilgart, 2007; Archer et 
al., 2010). Behavioral reactions can vary not only among individuals 
but also within an individual, depending on previous experience with a 
sound source, context, and numerous other factors (Ellison et al., 
2012), and can vary depending on characteristics associated with the 
sound source (e.g., whether it is moving or stationary, number of 
sources, distance from the source). Please see Appendices B-C of 
Southall et al. (2007) for a review of studies involving marine mammal 
behavioral responses to sound.
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2003). Animals are most likely to habituate to 
sounds that are predictable and unvarying. It is important to note that 
habituation is appropriately considered as a ``progressive reduction in 
response to stimuli that are perceived as neither aversive nor 
beneficial,'' rather than as, more generally, moderation in response to 
human disturbance (Bejder et al., 2009). The opposite process is 
sensitization, when an unpleasant experience leads to subsequent 
responses, often in the form of avoidance, at a lower level of 
exposure. As noted, behavioral state may affect the type of response. 
For example, animals that are resting may show greater behavioral 
change in response to disturbing sound levels than animals that are 
highly motivated to remain in an area for feeding (Richardson et al., 
1995; NRC 2003; Wartzok et al., 2003). Controlled experiments with 
captive marine mammals have showed pronounced behavioral reactions, 
including avoidance of loud sound sources (Ridgway et al., 1997; 
Finneran et al., 2003). Observed responses of wild marine mammals to 
loud-impulsive sound sources (typically seismic airguns or acoustic 
harassment devices) have been varied but often consist of avoidance 
behavior or other behavioral changes suggesting discomfort (Morton and 
Symonds 2002; see also Richardson et al., 1995; Nowacek et al., 2007).
    Available studies show wide variation in response to underwater 
sound; therefore, it is difficult to predict specifically how any given 
sound in a particular instance might affect marine mammals perceiving 
the signal. If a marine mammal does react briefly to an underwater 
sound by changing its behavior or moving a small distance, the impacts 
of the change are unlikely to be significant to the individual, let 
alone the stock or population. However, if a sound source displaces 
marine mammals from an important feeding or breeding area for a 
prolonged period, impacts on individuals and populations could be 
significant (e.g., Lusseau and Bejder 2007; Weilgart 2007; NRC 2005). 
However, there are broad categories of potential response, which we 
describe in greater detail here, that include alteration of dive 
behavior, alteration of foraging behavior, effects to breathing, 
interference with or alteration of vocalization, avoidance, and flight.
    Changes in dive behavior can vary widely, and may consist of 
increased or decreased dive times and surface intervals as well as 
changes in the rates of ascent and descent during a dive (e.g., Frankel 
and Clark 2000; Costa et al., 2003; Ng and Leung 2003; Nowacek et al., 
2004; Goldbogen et al., 2013a,b). Variations in dive behavior may 
reflect interruptions in biologically significant activities (e.g., 
foraging) or they may be of little biological significance. The impact 
of an alteration to dive behavior resulting from an acoustic exposure 
depends on what the animal is doing at the time of the exposure and the 
type and magnitude of the response.
    Disruption of feeding behavior can be difficult to correlate with 
anthropogenic sound exposure, so it is usually inferred by observed 
displacement from known foraging areas, the appearance of secondary 
indicators (e.g., bubble nets or sediment plumes), or changes in dive 
behavior. As for other types of behavioral response, the frequency, 
duration, and temporal pattern of signal presentation, as well as 
differences in species sensitivity, are likely contributing factors to 
differences in response in any given circumstance (e.g., Croll et al., 
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al., 
2007). A determination of whether foraging disruptions incur fitness 
consequences would require information on or estimates of the energetic 
requirements of the affected individuals and the relationship between 
prey availability, foraging effort and success, and the life history 
stage of the animal.
    Variations in respiration naturally vary with different behaviors 
and alterations to breathing rate as a function of acoustic exposure 
can be expected to co-occur with other behavioral reactions, such as a 
flight response or an alteration in diving. However, respiration rates 
in and of themselves may be representative of annoyance or an acute 
stress response. Various studies have shown that respiration rates may 
either be unaffected or could increase, depending on the species and 
signal characteristics, again highlighting the importance in 
understanding species differences in the tolerance of underwater noise 
when determining the potential for impacts resulting from anthropogenic 
sound exposure (e.g., Kastelein et al., 2001, 2005b, 2006; Gailey et 
al., 2007).
    Marine mammals vocalize for different purposes and across multiple 
modes, such as whistling, echolocation click production, calling, and 
singing. Changes in vocalization behavior in response to anthropogenic 
noise can occur for any of these modes and may result from a need to 
compete with an increase in background noise or may reflect increased 
vigilance or a startle response. For example, in the presence of 
potentially masking signals, humpback whales and killer whales have 
been observed to increase the length of their songs (Miller et al., 
2000; Fristrup et al., 2003; Foote et al., 2004), while right whales 
(Eubalaena glacialis) have been observed to shift the frequency content 
of their calls upward while reducing the rate of calling in areas of 
increased anthropogenic noise

[[Page 22019]]

(Parks et al., 2007b). In some cases, animals may cease sound 
production during production of aversive signals (Bowles et al., 1994).
    Avoidance is the displacement of an individual from an area or 
migration path because of the presence of a sound or other stressors, 
and is one of the most obvious manifestations of disturbance in marine 
mammals (Richardson et al., 1995). For example, gray whales 
(Eschrictius robustus) are known to change direction--deflecting from 
customary migratory paths--in order to avoid noise from seismic surveys 
(Malme et al., 1984). Avoidance may be short-term, with animals 
returning to the area once the noise has ceased (e.g., Bowles et al., 
1994; Goold, 1996; Stone et al., 2000; Morton and Symonds, 2002; Gailey 
et al., 2007). Longer-term displacement is possible, however, which may 
lead to changes in abundance or distribution patterns of the affected 
species in the affected region if habituation to the presence of the 
sound does not occur (e.g., Blackwell et al., 2004; Bejder et al., 
2006; Teilmann et al., 2006).
    A flight response is a dramatic change in normal movement to a 
directed and rapid movement away from the perceived location of a sound 
source. The flight response differs from other avoidance responses in 
the intensity of the response (e.g., directed movement, rate of 
travel). Relatively little information on flight responses of marine 
mammals to anthropogenic signals exist, although observations of flight 
responses to the presence of predators have occurred (Connor and 
Heithaus 1996). The result of a flight response could range from brief, 
temporary exertion and displacement from the area where the signal 
provokes flight to, in extreme cases, marine mammal strandings (Evans 
and England 2001). However, it should be noted that response to a 
perceived predator does not necessarily invoke flight (Ford and Reeves 
2008), and whether individuals are solitary or in groups may influence 
the response.
    Behavioral disturbance can also impact marine mammals in more 
subtle ways. Increased vigilance may result in costs related to 
diversion of focus and attention (i.e., when a response consists of 
increased vigilance, it may come at the cost of decreased attention to 
other critical behaviors such as foraging or resting). These effects 
have generally not been demonstrated for marine mammals, but studies 
involving fish and terrestrial animals have shown that increased 
vigilance may substantially reduce feeding rates (e.g., Beauchamp and 
Livoreil 1997; Fritz et al., 2002; Purser and Radford 2011). In 
addition, chronic disturbance can cause population declines through 
reduction of fitness (e.g., decline in body condition) and subsequent 
reduction in reproductive success, survival, or both (e.g., Harrington 
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However, 
Ridgway et al. (2006) reported that increased vigilance in bottlenose 
dolphins exposed to sound over a five-day period did not cause any 
sleep deprivation or stress effects.
    Many animals perform vital functions, such as feeding, resting, 
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption 
of such functions resulting from reactions to stressors such as sound 
exposure are more likely to be significant if they last more than one 
diel cycle or recur on subsequent days (Southall et al., 2007). 
Consequently, a behavioral response lasting less than one day and not 
recurring on subsequent days is not considered particularly severe 
unless it could directly affect reproduction or survival (Southall et 
al., 2007). Note that there is a difference between multi-day 
substantive behavioral reactions and multi-day anthropogenic 
activities. For example, just because an activity lasts for multiple 
days does not necessarily mean that individual animals are either 
exposed to activity-related stressors for multiple days or, further, 
exposed in a manner resulting in sustained multi-day substantive 
behavioral responses.

Stress Responses

    An animal's perception of a threat may be sufficient to trigger 
stress responses consisting of some combination of behavioral 
responses, autonomic nervous system responses, neuroendocrine 
responses, or immune responses (e.g., Seyle 1950; Moberg 2000). In many 
cases, an animal's first and sometimes most economical (in terms of 
energetic costs) response is behavioral avoidance of the potential 
stressor. Autonomic nervous system responses to stress typically 
involve changes in heart rate, blood pressure, and gastrointestinal 
activity. These responses have a relatively short duration and may or 
may not have a significant long-term effect on an animal's fitness.
    Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that 
are affected by stress--including immune competence, reproduction, 
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been 
implicated in failed reproduction, altered metabolism, reduced immune 
competence, and behavioral disturbance (e.g., Moberg 1987; Blecha 
2000). Increases in the circulation of glucocorticoids are also equated 
with stress (Romano et al., 2004).
    The primary distinction between stress (which is adaptive and does 
not normally place an animal at risk) and ``distress'' is the cost of 
the response. During a stress response, an animal uses glycogen stores 
that can be quickly replenished once the stress is alleviated. In such 
circumstances, the cost of the stress response would not pose serious 
fitness consequences. However, when an animal does not have sufficient 
energy reserves to satisfy the energetic costs of a stress response, 
energy resources must be diverted from other functions. This state of 
distress will last until the animal replenishes its energetic reserves 
sufficient to restore normal function.
    Relationships between these physiological mechanisms, animal 
behavior, and the costs of stress responses are well studied through 
controlled experiments and for both laboratory and free-ranging animals 
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003; 
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to 
exposure to anthropogenic sounds or other stressors and their effects 
on marine mammals have also been reviewed (Fair and Becker 2000; Romano 
et al., 2002b) and, more rarely, studied in wild populations (e.g., 
Romano et al., 2002a). For example, Rolland et al. (2012) found that 
noise reduction from reduced ship traffic in the Bay of Fundy was 
associated with decreased stress in North Atlantic right whales. These 
and other studies lead to a reasonable expectation that some marine 
mammals will experience physiological stress responses upon exposure to 
acoustic stressors and that it is possible that some of these would be 
classified as ``distress.'' In addition, any animal experiencing TTS 
would likely also experience stress responses (NRC, 2003).

Acoustic Effects, Underwater

    Potential Effects of DTH drilling and Pile Driving--The effects of 
sounds from DTH drilling and pile driving might include one or more of 
the following: Temporary or permanent hearing impairment, non-auditory 
physical or physiological effects, behavioral disturbance, and masking 
(Richardson et al., 1995; Gordon et al., 2003; Nowacek et al., 2007; 
Southall et al., 2007). The effects of pile driving or drilling on 
marine mammals are

[[Page 22020]]

dependent on several factors, including the type and depth of the 
animal; the pile size and type, and the intensity and duration of the 
pile driving or drilling sound; the substrate; the standoff distance 
between the pile and the animal; and the sound propagation properties 
of the environment. Impacts to marine mammals from pile driving and DTH 
drilling activities are expected to result primarily from acoustic 
pathways. As such, the degree of effect is intrinsically related to the 
frequency, received level, and duration of the sound exposure, which 
are in turn influenced by the distance between the animal and the 
source. The further away from the source, the less intense the exposure 
should be. The substrate and depth of the habitat affect the sound 
propagation properties of the environment. In addition, substrates that 
are soft (e.g., sand) would absorb or attenuate the sound more readily 
than hard substrates (e.g., rock), which may reflect the acoustic wave. 
Soft porous substrates would also likely require less time to drive the 
pile, and possibly less forceful equipment, which would ultimately 
decrease the intensity of the acoustic source.
    In the absence of mitigation, impacts to marine species could be 
expected to include physiological and behavioral responses to the 
acoustic signature (Viada et al., 2008). Potential effects from 
impulsive sound sources like pile driving can range in severity from 
effects such as behavioral disturbance to temporary or permanent 
hearing impairment (Yelverton et al., 1973). Due to the nature of the 
pile driving sounds in the project, behavioral disturbance is the most 
likely effect from the proposed activity. Marine mammals exposed to 
high intensity sound repeatedly or for prolonged periods can experience 
hearing threshold shifts. PTS constitutes injury, but TTS does not 
(Southall et al., 2007). Due to the use of pile caps and shutdown 
procedures discussed in detail in the Proposed Mitigation Section, it 
is highly unlikely for PTS or TTS to occur.

Non-Auditory Physiological Effects

    Non-auditory physiological effects or injuries that theoretically 
might occur in marine mammals exposed to strong underwater sound 
include stress, neurological effects, bubble formation, resonance 
effects, and other types of organ or tissue damage (Cox et al., 2006; 
Southall et al., 2007). Studies examining such effects are limited. In 
general, little is known about the potential for pile driving or 
removal to cause auditory impairment or other physical effects in 
marine mammals. Available data suggest that such effects, if they occur 
at all, would presumably be limited to short distances from the sound 
source and to activities that extend over a prolonged period. The 
available data do not allow identification of a specific exposure level 
above which non-auditory effects can be expected (Southall et al., 
2007) or any meaningful quantitative predictions of the numbers (if 
any) of marine mammals that might be affected in those ways. Marine 
mammals that show behavioral avoidance of pile driving, including some 
odontocetes and some pinnipeds, are especially unlikely to incur 
auditory impairment or non-auditory physical effects.

Disturbance Reactions

    Responses to continuous sound, such as vibratory pile installation, 
have not been documented as well as responses to impulsive sounds. With 
both types of pile driving, it is likely that the onset of pile driving 
could result in temporary, short-term changes in an animal's typical 
behavior and/or avoidance of the affected area. These behavioral 
changes may include (Richardson et al., 1995): changing durations of 
surfacing and dives, number of blows per surfacing, or moving direction 
and/or speed; reduced/increased vocal activities; changing/cessation of 
certain behavioral activities (such as socializing or feeding); visible 
startle response or aggressive behavior (such as tail/fluke slapping or 
jaw clapping); avoidance of areas where sound sources are located; and/
or flight responses (e.g., pinnipeds flushing into water from haulouts 
or rookeries). Pinnipeds may increase their haul-out time, possibly to 
avoid in-water disturbance (Thorson and Reyff 2006). If a marine mammal 
responds to a stimulus by changing its behavior (e.g., through 
relatively minor changes in locomotion direction/speed or vocalization 
behavior), the response may or may not constitute taking at the 
individual level, and is unlikely to affect the stock or the species as 
a whole. However, if a sound source displaces marine mammals from an 
important feeding or breeding area for a prolonged period, impacts on 
animals, and if so potentially on the stock or species, could 
potentially be significant (e.g., Lusseau and Bejder 2007; Weilgart 
2007).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, the consequences of behavioral 
modification could be biologically significant if the change affects 
growth, survival, or reproduction. Significant behavioral modifications 
that could potentially lead to effects on growth, survival, or 
reproduction include:
     Drastic changes in diving/surfacing patterns (such as 
those thought to cause beaked whale stranding due to exposure to 
military mid-frequency tactical sonar);
     Longer-term habitat abandonment due to loss of desirable 
acoustic environment; and
     Longer-term cessation of feeding or social interaction.
    The onset of behavioral disturbance from anthropogenic sound 
depends on both external factors (characteristics of sound sources and 
their paths) and the specific characteristics of the receiving animals 
(hearing, motivation, experience, demography) and is difficult to 
predict (Southall et al., 2007).

Auditory Masking

    Natural and artificial sounds can disrupt behavior by masking. The 
frequency range of the potentially masking sound is important in 
determining any potential behavioral impacts. Because sound generated 
from in-water pile driving and removal and DTH drilling is mostly 
concentrated at low-frequency ranges, it may have less effect on high 
frequency echolocation sounds made by porpoises. The most intense 
underwater sounds in the proposed action are those produced by impact 
pile driving. Given that the energy distribution of pile driving covers 
a broad frequency spectrum, sound from these sources would likely be 
within the audible range of marine mammals present in the project area. 
Impact pile driving activity is relatively short-term, with rapid 
impulsive sounds occurring for approximately fifteen minutes per pile. 
The probability for impact pile driving resulting from this proposed 
action masking acoustic signals important to the behavior and survival 
of marine mammal species is low. Vibratory pile driving is also 
relatively short-term, with rapid oscillations occurring for 
approximately one and a half hours per pile. It is possible that 
vibratory pile driving resulting from this proposed action may mask 
acoustic signals important to the behavior and survival of marine 
mammal species, but the short-term duration and limited affected area 
would result in insignificant impacts from masking. Any masking event 
that could possibly rise to Level B harassment under the MMPA would 
occur concurrently within the zones of behavioral harassment already 
estimated for DTH drilling and vibratory and impact pile driving, and 
which

[[Page 22021]]

have already been taken into account in the exposure analysis.

Acoustic Effects, Airborne

    Pinnipeds that occur near the project site could be exposed to 
airborne sounds associated with pile driving and removal and DTH 
drilling that have the potential to cause behavioral harassment, 
depending on their distance from pile driving activities. Cetaceans are 
not expected to be exposed to airborne sounds that would result in 
harassment as defined under the MMPA.
    Airborne noise will primarily be an issue for pinnipeds that are 
swimming or hauled out near the project site within the range of noise 
levels elevated above the acoustic criteria. We recognize that 
pinnipeds in the water could be exposed to airborne sound that may 
result in behavioral harassment when looking with their heads above 
water. Most likely, airborne sound would cause behavioral responses 
similar to those discussed above in relation to underwater sound. For 
instance, anthropogenic sound could cause hauled-out pinnipeds to 
exhibit changes in their normal behavior, such as reduction in 
vocalizations, or cause them to temporarily abandon the area and move 
further from the source. However, these animals would previously have 
been `taken' because of exposure to underwater sound above the 
behavioral harassment thresholds, which are in all cases larger than 
those associated with airborne sound. Thus, the behavioral harassment 
of these animals is already accounted for in these estimates of 
potential take. Multiple instances of exposure to sound above NMFS' 
thresholds for behavioral harassment are not believed to result in 
increased behavioral disturbance, in either nature or intensity of 
disturbance reaction. Therefore, we do not believe that authorization 
of incidental take resulting from airborne sound for pinnipeds is 
warranted, and airborne sound is not discussed further here.

Anticipated Effects on Habitat

    The proposed activities at the project area would not result in 
permanent negative impacts to habitats used directly by marine mammals, 
but may have potential short-term impacts to food sources such as 
forage fish and may affect acoustic habitat (see masking discussion 
above). There are no known foraging hotspots or other ocean bottom 
structure of significant biological importance to marine mammals 
present in the marine waters of the project area during the 
construction window. The project area is located in an industrial and 
commercial shipping marina. Therefore, the main impact issue associated 
with the proposed activity would be temporarily elevated sound levels 
and the associated direct effects on marine mammals, as discussed 
previously in this document. The primary potential acoustic impacts to 
marine mammal habitat are associated with elevated sound levels 
produced by vibratory and impact pile driving and removal and drilling 
in the area. However, other potential impacts to the surrounding 
habitat from physical disturbance are also possible, although this will 
be minimal since construction is occurring in an already industrial and 
commercial shipping area.

In-Water Construction Effects on Potential Prey (Fish)

    Construction activities would produce continuous (i.e., vibratory 
pile driving and DTH drilling) and impulsive (i.e., impact driving) 
sounds. Fish react to sounds that are especially strong and/or 
intermittent low-frequency sounds. Short duration, sharp sounds can 
cause overt or subtle changes in fish behavior and local distribution. 
Hastings and Popper (2005) identified several studies that suggest fish 
may relocate to avoid certain areas of sound energy. Additional studies 
have documented effects of pile driving on fish, although several are 
based on studies in support of large, multiyear bridge construction 
projects (e.g., Scholik and Yan 2001, 2002; Popper and Hastings 2009). 
Sound impulsive sounds at received levels of 160 dB may cause subtle 
changes in fish behavior. SPLs of 180 dB may cause noticeable changes 
in behavior (Pearson et al., 1992; Skalski et al., 1992). SPLs of 
sufficient strength have been known to cause injury to fish and fish 
mortality.
    The most likely impact to fish from pile driving and drilling 
activities at the project area would be temporary behavioral avoidance 
of the area. The duration of fish avoidance of this area after pile 
driving stops is unknown, but a rapid return to normal recruitment, 
distribution and behavior is anticipated. In general, impacts to marine 
mammal prey species are expected to be minor and temporary due to the 
short timeframe (22 days) for the project.

Pile Driving Effects on Potential Foraging Habitat

    The area likely impacted by the project is relatively small 
compared to the available habitat in Ketchikan. Avoidance by potential 
prey (i.e., fish) of the immediate area due to the temporary loss of 
this foraging habitat is also possible. The duration of fish avoidance 
of this area after pile driving stops is unknown, but a rapid return to 
normal recruitment, distribution and behavior is anticipated. Any 
behavioral avoidance by fish of the disturbed area would still leave 
significantly large areas of fish and marine mammal foraging habitat in 
the nearby vicinity of Ketchikan's Berth IV dock.
    The duration of the construction activities is relatively short. 
The construction window is for a maximum of 22 days and each day, 
construction activities would only occur for a few hours during the 
day. Impacts to habitat and prey are expected to be minimal based on 
the short duration of activities.
    In summary, given the short daily duration of sound associated with 
individual pile driving and drilling events and the relatively small 
areas being affected, pile driving and drilling activities associated 
with the proposed action are not likely to have a permanent, adverse 
effect on any fish habitat, or populations of fish species. Thus, any 
impacts to marine mammal habitat are not expected to cause significant 
or long-term consequences for individual marine mammals or their 
populations.

Estimated Take

    This section provides an estimate of the number of incidental takes 
proposed for authorization through this IHA, which will inform both 
NMFS's consideration of ``small numbers'' and the negligible impact 
determination.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, section 3(18) of the MMPA defines ``harassment'' as any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild (Level A harassment); 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering (Level B harassment).
    Authorized takes would primarily be by Level B harassment, as use 
of impact pile driving, vibratory pile driving/removal, and drilling 
has the potential to result in disruption of behavioral patterns for 
individual marine mammals. There is also some potential for auditory 
injury (Level A harassment) to result, primarily for harbor seals and 
harbor porpoises due to larger predicted auditory injury zones. 
Auditory injury is unlikely to occur for other species. The proposed 
mitigation and monitoring measures are expected to minimize the

[[Page 22022]]

severity of such taking to the extent practicable.
    As described previously, no mortality or serious injury is 
anticipated or proposed to be authorized for this activity. Below we 
describe how the take is estimated.
    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed or incur 
some degree of hearing impairment; (2) the area or volume of water that 
will be ensonified above these levels in a day; (3) the density or 
occurrence of marine mammals within these ensonified areas; and, (4) 
and the number of days of activities. Below, we describe these 
components in more detail and present the proposed take estimate.

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to be 
behaviorally harassed or experience TTS (equated to Level B harassment) 
or to incur PTS of some degree (equated to Level A harassment).
    Level B Harassment for non-explosive sources--Though significantly 
driven by received level, the onset of behavioral disturbance from 
anthropogenic noise exposure is also informed to varying degrees by 
other factors related to the source (e.g., frequency, predictability, 
duty cycle), the environment (e.g., bathymetry), and the receiving 
animals (hearing, motivation, experience, demography, behavioral 
context) and can be difficult to predict (Southall et al., 2007, 
Ellison et al., 2011). Based on what the available science indicates 
and the practical need to use a threshold based on a factor that is 
both predictable and measurable for most activities, NMFS uses a 
generalized acoustic threshold based on received level to estimate the 
onset of behavioral harassment. NMFS predicts that marine mammals are 
likely to be behaviorally harassed in a manner we consider Level B 
harassment when exposed to underwater anthropogenic noise above 
received levels of 120 dB re 1 [mu]Pa rms for continuous (e.g. 
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa rms for 
non-explosive impulsive (e.g., seismic airguns) or intermittent (e.g., 
scientific sonar) sources.
    KDC's proposed construction activity includes the use of continuous 
(vibratory pile driving and drilling) and impulsive (impact pile 
driving) sources, and therefore the 120 and 160 dB re 1 [mu]Pa rms 
thresholds for Level B behavioral harassment are applicable.
    Level A harassment for non-explosive sources--NMFS' Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to 
assess auditory injury (Level A harassment) to five different marine 
mammal groups (based on hearing sensitivity) as a result of exposure to 
noise from two different types of sources (impulsive or non-impulsive). 
KDC's proposed activity includes the use of impulsive (impact pile 
driving) and non-impulsive (vibratory pile driving and drilling) 
sources.
    These thresholds are provided in the table below. The references, 
analysis, and methodology used in the development of the thresholds are 
described in NMFS 2016 Technical Guidance, which may be accessed at: 
http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.

                     Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
                                                    PTS onset acoustic thresholds *  (received level)
             Hearing group              ------------------------------------------------------------------------
                                                  Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans...........  Cell 1: Lpk, flat 219 dB;   Cell 2: LE,LF,24h; 199 dB.
                                          LE,LF,24h; 183 dB.
Mid-Frequency (MF) Cetaceans...........  Cell 3: Lpk, flat; 230 dB;  Cell 4: LE,MF,24h; 198 dB.
                                          LE,MF,24h; 185 dB.
High-Frequency (HF) Cetaceans..........  Cell 5: Lpk, flat 202 dB;   Cell 6: LE,HF,24h; 173 dB.
                                          LE,HF,24h; 155 dB.
Phocid Pinnipeds (PW) (Underwater).....  Cell 7: Lpk, flat 218 dB;   Cell 8: LE,PW,24h; 201 dB.
                                          LE,PW,24h; 185 dB.
Otariid Pinnipeds (OW) (Underwater)....  Cell 9: Lpk, flat 232 dB;   Cell 10: LE,OW,24h; 219 dB.
                                          LE,OW,24h; 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
  calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
  thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE has a
  reference value of 1[mu]Pa. In this Table, thresholds are abbreviated to reflect American National Standards
  Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating frequency
  weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is being
  included to indicate peak sound pressure should be flat wieghted or unweighted within the generalized hearing
  range. The subscript associated with cumulative sound exposure level thresholds indicates the designated
  marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and that the
  recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be exceeded
  in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is
  valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
  exceeded.

Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that will feed into identifying the area ensonified above the 
acoustic thresholds.
    Reference sound levels used by KDC for all vibratory and impact 
piling activities were derived from source level data from construction 
projects at the Port of Anchorage (Austin et al., 2016) and Ketchikan 
Ferry Terminal (Denes et al., 2016). To determine the ensonfied areas 
for both the Level A and Level B zones for vibratory piling of 48-inch 
and 36-inch steel piles, KDC used Sound Pressure Levels (SPLs) of 168.2 
dB re 1 [mu]Pa rms and 161.9 dB dB re 1 [mu]Pa rms, respectively. These 
were derived from vibratory pile driving data (of the same pile sizes) 
during the Port of Anchorage test pile project (Austin et al., 2016, 
Tables 9 and 16).
    For impact pile driving, KDC used both SPLs and Sound Exposure 
Levels (SEL) derived from SSV studies conducted on 48-inch steel piles 
during the Port of Anchorage test pile project. To determine Level A 
ensonified zones from impact piling, KDC utilized an SEL of 186.7 dB. 
When determining Level A zones, SELs are more accurate than SPLs, as 
they incorporate the pulse duration explicitly rather than assuming a 
proxy pulse duration and they provide a more refined estimation of 
impacts. However, to determine the Level B zone

[[Page 22023]]

for impact piling, an SPL of 198.6 dB re 1 [mu]Pa rms was used. In 
addition, for drilling, KDC used a reference sound level of 167.7 dB re 
1 [mu]Pa rms from SSV studies conducted during drilling activities at 
the Kodiak Ferry Terminal to calculate both the Level A and Level B 
ensonified zones for the Berth IV Expansion project. More information 
on the source levels used are presented in Table 4 below.

                     Table 4--Project Source Levels
------------------------------------------------------------------------
                                                           Source level
                        Activity                           at 10 meters
                                                               (dB)
------------------------------------------------------------------------
                     Vibratory Pile Driving/Removal
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour on 1 day) 1....     2 161.9 SPL
30-inch steel removal (6 piles) (~1 hour per day on 2        2 161.9 SPL
 days)..................................................
36-inch steel removal (4 piles) (~1 hour on 1 day)......     2 168.2 SPL
30-inch steel temporary installation (16 piles) (~2          2 161.9 SPL
 hours per day on 4 days)...............................
30-inch steel permanent installation (1 pile) (~2 hours      2 161.9 SPL
 on 1 day)..............................................
48-inch steel permanent installation (17 piles) (~2          2 168.2 SPL
 hours per day on 9 days)...............................
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel permanent installation (17 piles) (~15          186.7 SEL/
 minutes per day on 6 days).............................     3 198.6 SPL
------------------------------------------------------------------------
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel permanent installation (1 pile) (~3 hours      4 167.7 SPL
 on 1 day)..............................................
------------------------------------------------------------------------
1 This project will only remove two 24-inch diameter steel piles total
  for a maximum of 30 minutes of removal in one day. However, because a
  maximum of 4 pile could be removed each day, we used 1 hour (the time
  it would take to remove four piles) of removal time instead of 30
  minutes to calculate the distance threshold.
2 The 36-inch and 48-inch diameter pile source levels are proxy from
  median measured source levels from pile driving of 48-inch piles for
  the Port of Anchorage test pile project (Austin et al. 2016, Tables 9
  and 16). The 24-inch and 30-inch diameter source levels are proxy from
  median measured sources levels from pile driving of 30-inch diameter
  piles to construct the Ketchikan Ferry Terminal (Denes et al. 2016,
  Table 72).
3 Sound pressure level root-mean-square (SPL rms) values were used to
  calculate distance to Level B harassment isopleths for impact pile
  driving. The source level of 186.7 SEL is the median measured from the
  Port of Anchorage test pile project for 48-inch piles (Austin et al.
  2016, Table 9). We calculated the distances to Level A thresholds
  assuming 200 strikes in 1 hour and 15 minutes of work in 24 hours.
4 The 30-inch diameter socketing source level is proxy from mean
  measured sources levels from drilling of 24-inch diameter piles to
  construct the Kodiak Ferry Terminal (Denes et al. 2016, Table 72).

Level B Zones

    The practical spreading model was used by KDC to generate the Level 
B harassment zones for all piling and drilling activities. Practical 
Spreading, a form of transmission loss, is described in full detail 
below.
    Pile driving and drilling generates underwater noise that can 
potentially result in disturbance to marine mammals in the project 
area. Transmission loss (TL) is the decrease in acoustic intensity as 
an acoustic pressure wave propagates out from a source. TL parameters 
vary with frequency, temperature, sea conditions, current, source and 
receiver depth, water depth, water chemistry, and bottom composition 
and topography. The general formula for underwater TL is:

TL = B * log10(R1/R2),

Where:

R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement.

This formula neglects loss due to scattering and absorption, which is 
assumed to be zero here. The degree to which underwater sound 
propagates away from a sound source is dependent on a variety of 
factors, most notably the water bathymetry and presence or absence of 
reflective or absorptive conditions including in-water structures and 
sediments. Spherical spreading occurs in a perfectly unobstructed 
(free-field) environment not limited by depth or water surface, 
resulting in a 6 dB reduction in sound level for each doubling of 
distance from the source (20*log[range]). Cylindrical spreading occurs 
in an environment in which sound propagation is bounded by the water 
surface and sea bottom, resulting in a reduction of 3 dB in sound level 
for each doubling of distance from the source (10*log[range]). A 
practical spreading value of 15 is often used under conditions where 
water increases with depth as the receiver moves away from the 
shoreline, resulting in an expected propagation environment that would 
lie between spherical and cylindrical spreading loss conditions.
    Utilizing the practical spreading loss model, KDC determined 
underwater noise will fall below the behavioral effects threshold of 
120 dB rms for marine mammals at a max radial distance of 16,343 meters 
and 15,136 meters for vibratory piling and drilling, respectively.\2\ 
With these radial distances, and due to the occurrence of landforms 
(See Figure 5 of IHA Application), the largest Level B zone calculated 
for vibratory piling and drilling equaled 10.3 km\2\. For calculating 
the Level B zone for impact driving, the practical spreading loss model 
was used with a behavioral threshold of 160 dB rms. The maximum radial 
distance of the Level B ensonified zone for impact piling equaled 3,744 
meters. At this radial distance, the entire Level B zone for impact 
piling equaled 4.9 km\2\. Table 5 below provides all Level B radial 
distances and their corresponding areas for each activity during KDC's 
Berth IV Expansion project.
---------------------------------------------------------------------------

    \2\ These distances represent calculated distances based on the 
practical spreading model; however, landforms will block sound 
transmission at closer distances. The farthest distance that sound 
will transmit from the source is 13,755 m before transmission is 
stopped by Annette Island.

[[Page 22024]]



  Table 5--Level B Zones Calculated Using the Practical Spreading Model
------------------------------------------------------------------------
                                                           Level B zone
                 Source                    Level B zones      (square
                                             (meters)       kilometers)
------------------------------------------------------------------------
                         Vibratory Pile Driving
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour           6,215             5.9
 on 1 day3).............................
30-inch steel removal (6 piles) (~1 hour           6,215             5.9
 per day on 2 days).....................
36-inch steel removal (4 piles) (~1 hour        * 16,343            10.3
 on 1 day)..............................
30-inch steel temporary installation (16           6,215             5.9
 piles) (~2 hours per day on 4 days)....
30-inch steel permanent installation (1            6,215             5.9
 pile) (~2 hours on 1 day)..............
48-inch steel permanent installation (17        * 16,343            10.3
 piles) (~2 hours per day on 9 days)....
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel (17 piles) (~15 minutes              3,745             4.9
 per day on 6 days).....................
------------------------------------------------------------------------
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (1 pile) (~3 hours on 1           * 15,136            10.3
 day)...................................
------------------------------------------------------------------------
* These distances represent calculated distances based on the practical
  spreading model; however, landforms will block sound transmission at
  closer distances. The farthest distance that sound will transmit from
  the source is 13,755 m before transmission is stopped by Annette
  Island.

Level A Zones

    When NMFS's Technical Guidance (2016) was published, in recognition 
of the fact that ensonified area/volume could be more technically 
challenging to predict because of the duration component in the new 
thresholds, we developed a User Spreadsheet that includes tools to help 
predict a simple isopleth that can be used in conjunction with marine 
mammal density or occurrence to help predict takes. We note that 
because of some of the assumptions included in the methods used for 
these tools, we anticipate that isopleths produced are typically going 
to be overestimates of some degree, which will result in some degree of 
overestimate of Level A take. However, these tools offer the best way 
to predict appropriate isopleths when more sophisticated 3D modeling 
methods are not available, and NMFS continues to develop ways to 
quantitatively refine these tools, and will qualitatively address the 
output where appropriate. For stationary sources (i.e., pile driving 
and drilling), NMFS's User Spreadsheet predicts the closest distance at 
which, if a marine mammal remained at that distance the whole duration 
of the activity, it would not incur PTS. Inputs used in the User 
Spreadsheet, and the resulting Level A isopleths are reported below.

                                Table 6--NMFS's Optional User Spreadsheet Inputs
----------------------------------------------------------------------------------------------------------------
                                             User spreadsheet input
-----------------------------------------------------------------------------------------------------------------
                                                                            Vibratory pile
                                                        Vibratory pile          driver
         Equipment type                  Drill        driver (removal of   (installation of   Impact pile driver
                                                        30-inch and 24-      30-inch steel
                                                       inch steel piles)        piles)
----------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used............  Non-impulsive,      Non-impulsive,      Non-impulsive,      Impulsive, Non-
                                   continuous.         continuous.         continuous.         continuous.
Source Level....................  167.7 SPL.........  161.9 SPL.........  161.9 SPL.........  186.7 SEL.
Weighting Factor Adjustment       2.................  2.5...............  2.5...............  2.
 (kHz).
(a) Activity duration within 24   (a) 3.............  (a) 1.............  (a) 2.............  (b) 200.
 hours; (b) Number of strikes
 per hour.
Propagation (xLogR).............  15................  15................  15................  15.
Distance of source level          10................  10................  10................  10.
 measurement (meters) +.
----------------------------------------------------------------------------------------------------------------


                                 Table 7--NMFS Optional User Spreadsheet Outputs
----------------------------------------------------------------------------------------------------------------
                                             User spreadsheet output
-----------------------------------------------------------------------------------------------------------------
                                                                       High-
           Source type             Low-frequency   Mid-frequency     frequency        Phocid          Otariid
                                     cetaceans       cetaceans       cetaceans       pinnipeds       pinnipeds
----------------------------------------------------------------------------------------------------------------
                                              PTS isopleth (meters)
----------------------------------------------------------------------------------------------------------------
Drilling........................              40             2.3              35            21.4             1.6
Vibratory Pile Driver (Removal               7.8             0.7            11.6             4.8             0.3
 of 30-inch and 24-inch steel
 piles).........................
Vibratory Pile Driver                       12.4             1.1            18.4             7.6             0.5
 (Installation of 30-inch steel
 piles).........................
Impact Pile Driver..............           239.2             8.5           284.9           128.0             9.3
----------------------------------------------------------------------------------------------------------------

[[Page 22025]]

 
                                           Daily ensonified area (km)
----------------------------------------------------------------------------------------------------------------
Drilling........................           0.003        0.000008           0.002         0.00078        0.000004
Vibratory Pile Driver (Removal            0.0001       0.0000008          0.0002         0.00004       0.0000001
 of 30-inch and 24-inch steel
 piles).........................
Vibratory Pile Driver                     0.0002        0.000002          0.0005         0.00009       0.0000004
 (Installation of 30-inch steel
 piles).........................
Impact Pile Driver..............            0.09          0.0001            0.13            0.03          0.0001
----------------------------------------------------------------------------------------------------------------

Marine Mammal Occurrence

    In this section we provide the information about the presence, 
density, or group dynamics of marine mammals that will inform the take 
calculations. Potential exposures to impact pile driving, vibratory 
pile driving/removal and drilling noises for each acoustic threshold 
were estimated using group size estimates and local observational data. 
As previously stated, Level B take as well as small numbers of Level A 
take will be will be considered for this action. Level B and Level A 
take are calculated differently for some species based on monthly and 
daily sightings data based on Freitag (2017) and average group sizes 
within the action area. Below gives a description of estimated habitat 
use and group sizes for the eight species of marine mammals known to 
occur within the action area.
Humpback Whale
    Humpback whales frequent the action area and could be encountered 
during any given day of dock construction. In the project vicinity, 
humpback whales typically occur in groups of 1-2 animals, with an 
estimated maximum group size of four animals. Humpback whales can pass 
through the action area 0-3 times a month (Freitag 2017).
Minke Whale
    Minke whales are rare in the action area, but they could be 
encountered during any given day of dock construction. These whales are 
usually sighted individually or in small groups of 2-3, but there are 
reports of loose aggregations of hundreds of animals (NMFS 2018). 
Freitag (2017) estimates that a group of three whales may occur near or 
within the action over the four-month period.
Killer Whales
    Killer whales pass through the action area and could be encountered 
during any given day of dock construction. In the project vicinity, 
typical killer whale pod size varies from between 1-2 and 7-10 
individuals, with an estimated maximum group size of 10 animals. Killer 
whales are estimated to pass through the action area one time a month 
(Freitag 2017).
Pacific White-Sided Dolphin
    Pacific white-sided dolphins are rare in the action area, but they 
could be encountered during any given day of dock construction (Freitag 
2017). Pacific-white sided dolphins have been observed in Alaska waters 
in groups ranging from 20 to 164 animals (Muto et al 2016a).
Dall's Porpoise
    Dall's porpoises are seen infrequently in the action area (Freitag 
2017), but they could be encountered during any given day of dock 
construction. In the project vicinity, Dall's porpoises typically occur 
in groups of 10-15 animals, with an estimated maximum group size of 20 
animals. Dall's porpoises have been observed passing through the action 
area 0-1 times a month (Freitag 2017).
Harbor Porpoise
    Harbor porpoises are seen infrequently in the action area, but they 
could be encountered during any given day of dock construction. In the 
project vicinity, harbor porpoises typically occur in groups of one to 
five animals, with an estimated maximum group size of eight animals. 
Harbor porpoises have been observed passing through the action area 0-1 
times a month (Freitag 2017).
Harbor Seals
    Harbor seals are common in the action area and are expected to be 
encountered in low numbers during dock construction. In the action area 
harbor seals typically occur in groups of one to three animals, with an 
estimated maximum group size of three animals. Harbor seals can occur 
every day of the month in the project area (Freitag 2017).
Steller Sea Lions
    Steller sea lions are common in the action area and are expected to 
be encountered in low numbers during dock construction. In the project 
vicinity Steller sea lions typically occur in groups of 1-10 animals 
(Freitag 2017), with an estimated maximum group size of 80 animals (HDR 
2003). Steller sea lions can occur every day of the month in the 
project area (Freitag 2017).

Take Calculation and Estimation

    Here we describe how the information provided above is brought 
together to produce a quantitative take estimate. Table 8 below shows 
take as a percentage of population for each of the species.
Humpback Whale
    Based on observational and group data it is estimated that a group 
of 2 humpback whales may occur within the Level B harassment zone three 
times each month over the four-month construction window during active 
pile driving (2 animals in a group x 3 groups each month x 4 months = 
24 animals). Therefore, NMFS proposed to authorize 24 Level B takes of 
humpback whales.
Minke Whale
    Based on local sighting information (Freitag 2017), it is estimated 
that a group of three whales may occur within the Level B harassment 
zone once over the four-month construction window during active pile 
driving (three animals in a group x one group in four months = 3 
animals). Therefore, NMFS proposed to authorize three Level B takes of 
minke whale.
Killer Whales
    Based on observational and group data it is estimated that a group 
of 10 killer whales may occur within the Level B harassment zone one 
time each month over the four-month construction window during active 
pile driving (10 animals in a group x 1 group each

[[Page 22026]]

month x 4 months = 40 animals). Therefore, NMFS proposed to authorize 
40 Level B takes of killer whales. (To clarify, this request is for 40 
takes from all stocks combined, not 40 takes from each stock).
Pacific White-Sided Dolphin
    Based on observational and group data it is estimated that a group 
of 92 (median between 20 and 164) Pacific-white sided dolphins may 
occur within the Level B harassment zone once over the four-month 
construction window during active pile driving (92 animals in a group x 
one group in four months = 92 animals). Therefore, NMFS proposed to 
authorize 92 Level B takes of Pacific white-sided dolphins.
Dall's Porpoise
    Based on observational and group data it is estimated that a group 
of 15 Dall's porpoises may occur within the Level B harassment zone one 
time each month over the four-month construction window during active 
pile driving (15 animals in a group x one group each month x four 
months = 60 animals). Therefore, NMFS proposed to authorize 60 Level B 
takes of Dall's porpoise.
Harbor Porpoise
    Based on observational and group data it is conservatively 
estimated that a group of 5 harbor porpoise may occur within the Level 
B harassment zone once time each month over the four-month construction 
window during active pile driving (five animals in a group x one group 
each month x four months = 20 animals). In addition, NMFS proposes to 
authorize Level A take for one group of harbor porpoises to safeguard 
against the possibility of PSOs not being able detect a group of harbor 
porpoises within their largest corresponding shutdown (see table 9). 
Therefore, NMFS proposes to authorize 20 Level B takes and five Level A 
takes of harbor porpoises.
Harbor Seals
    Based on observational and group data it is conservatively 
estimated that two groups of three harbor seals may occur within the 
Level B harassment zone every day that pile driving may occur, and pile 
driving is estimated to occur on 20 days during the four-month long 
construction duration (three animals in a group x two groups per day x 
20 days = 120 animals). In addition, NMFS proposes to authorize Level A 
take for two groups of harbor seals to safeguard against the 
possibility of PSOs not being able detect a group of harbor seals 
within their largest corresponding shutdown zone (see Table 9). 
Therefore, NMFS proposed to authorize 120 Level B takes and six Level A 
takes of harbor seals.
Steller Sea Lions
    Based on observational and group data it is estimated that a group 
of 10 Steller sea lions may occur within the Level B harassment zone 
every day that pile driving may occur, and pile driving is estimated to 
occur on 20 days during the four-month long construction duration (10 
animals in a group x 20 days = 200 animals). Therefore, NMFS proposed 
to authorize 200 Level B takes of Steller sea lions.

                       Table 8--Proposed Take Estimates as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
                                                                                                    Percent of
                Species                     Stock (NEST) \a\         Level  A        Level  B          Stock
----------------------------------------------------------------------------------------------------------------
Humpback Whale........................  Hawaii DPS (11,398)\b\..               0          \b\ 22            0.20
                                        Mexico DPS (3,264)\b\...                               2            0.03
Minke Whale...........................  Alaska (N/A)............               0               3             N/A
Killer Whale..........................  Alaska Resident (2,347).  ..............  ..............            1.70
                                        Northern Resident (261).               0              40           15.33
                                        West Coast Transient      ..............  ..............       \d\ 16.46
                                         (243).
Pacific White-Sided Dolphin...........  North Pacific (26,880)..               0              92            0.34
Dall's Porpoise.......................  Alaska (83,400).........               0              60            0.07
Harbor Porpoise.......................  Southeast Alaska                       5              20            2.56
                                         (975)\c\.
Harbor Seal...........................  Clarence Strait (31,634)               6             120            0.40
Steller Sea Lion......................  Eastern U.S (49,497)....               0             200            0.40
----------------------------------------------------------------------------------------------------------------
\a\ Stock estimate from Muto, M. M. et al. 2016. Appendix 2. Stock Summary Table (last revised 12.30.16).NOAA-TM-
  AFSC-355Muto,M.M.,et al. http://www.nmfs.noaa.gov/pr/sars/pdf/ak_2016_sars_appendix_2.pdf unless otherwise
  noted.
\b\ Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have
  divided them here to account for DPSs listed under the ESA. Based on calculations in Wade et al. 2016, 93.9%
  of the humpback whales in Southeast Alaska are expected to be from the Hawaii DPS and 6.1% are expected to be
  from the Mexico DPS.
\c\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises
  within inland Southeast Alaska waters (these abundance estimates have not been corrected for g(0); therefore,
  they are likely conservative.
\d\ These percentages assume all 40 takes come from each individual stock, thus the percentage should be
  inflated if multiple stocks are actually impacted.

Proposed Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting such 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, we 
carefully consider two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be

[[Page 22027]]

effective if implemented (probability of accomplishing the mitigating 
result if implemented as planned) the likelihood of effective 
implementation (probability implemented as planned); and
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost, impact on 
operations, and, in the case of a military readiness activity, 
personnel safety, practicality of implementation, and impact on the 
effectiveness of the military readiness activity.
    The following mitigation measures are proposed in the IHA:

Timing Restrictions

    All work will be conducted during daylight hours. If poor 
environmental conditions restrict visibility full visibility of the 
shutdown zone, pile installation would be delayed.

Sound Attenuation

    To minimize noise during vibratory and impact pile driving, pile 
caps (pile softening material) will be used. KDC will use high-density 
polyethylene (HDPE) or ultra-high-molecular- weight polyethylene (UHMW) 
softening material on all templates to eliminate steel on steel noise 
generation.

Shutdown Zone for In-Water Heavy Machinery Work

    For in-water heavy machinery work (using, e.g., standard barges, 
tug boats, barge-mounted excavators, or clamshell equipment used to 
place or remove material), a minimum 10 meter shutdown zone shall be 
implemented. If a marine mammal comes within 10 meters of such 
operations, operations shall cease and vessels shall reduce speed to 
the minimum level required to maintain steerage and safe working 
conditions. This type of work could include (but is not limited to) the 
following activities: (1) Vibratory pile driving; (2) movement of the 
barge to the pile location; (3) positioning of the pile on the 
substrate via a crane (i.e., stabbing the pile); or (4) removal of the 
pile from the water column/substrate via a crane (i.e., deadpull).

Additional Shutdown Zones

    For all pile driving/removal and drilling activities, KDC will 
establish a shutdown zone for a marine mammal species that is greater 
than its corresponding Level A zone. The purpose of a shutdown zone is 
generally to define an area within which shutdown of the activity would 
occur upon sighting of a marine mammal (or in anticipation of an animal 
entering the defined area). The shutdown zones for each of the pile 
driving and drilling activities are listed below in Table 9.

                                             Table 9--Shutdown Zones
----------------------------------------------------------------------------------------------------------------
                                                             Shutdown Zones (meters)
                                --------------------------------------------------------------------------------
                                                                  High-frequency
                                  Low-frequency   Mid-frequency     Cetaceans
             Source                 Cetaceans       Cetaceans        (Dall's      Phocid (harbor   Otariid (sea
                                    (humpback    (killer whale,     porpoise,          seal)           lion)
                                  whale, Minke   Pacific white-       harbor
                                     whale)      sided dolphin)     porpoise)
----------------------------------------------------------------------------------------------------------------
                                        In-Water Construction Activities*
----------------------------------------------------------------------------------------------------------------
In Water Heavy                               10              10               10              10              10
 Construction(i.e., Barge
 movements, pile positioning,
 deadpulling, and sound
 attenuation)..................
----------------------------------------------------------------------------------------------------------------
                                             Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
24-inch steel removal..........              25              25               25              25              25
(2 piles) (~1 hour on 1 day)...
----------------------------------------------------------------------------------------------------------------
30-inch steel removal..........              25              25               25              25              25
(6 piles) (~1 hour per day on 2
 days).........................
36-inch steel removal..........              25              25               50              25              25
(4 piles) (~1 hour on 1 day)...
30-inch steel temporary                      25              25               25              25              25
 installation (16 piles) (~2
 hours per day on 4 days)......
30-inch steel permanent                      25              25               25              25              25
 installation (1 pile) (~2
 hours on 1 day)...............
48-inch steel permanent                      50              25               50              25              25
 installation (17 piles) (~2
 hours per day on 9 days)......
----------------------------------------------------------------------------------------------------------------
                                               Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
48-inch steel permanent                     240              25              290             130              25
 installation (17 piles).......
(~15 minutes per day on 6 days)
----------------------------------------------------------------------------------------------------------------
                                      Socketing Pile Installation(Drilling)
----------------------------------------------------------------------------------------------------------------
30-inch steel permanent                      50              25               50              25              25
 installation..................
(1 pile) (3 hours per day on 1
 day)..........................
----------------------------------------------------------------------------------------------------------------

Monitoring Zones

    KDC will establish and observe a monitoring zone. The monitoring 
zones for this project are areas where SPLs are equal to or exceed 120 
dB rms (for vibratory pile driving and drilling) and 160 dB rms (for 
impact driving) These areas are equal to Level B harassment zones and 
are presented in Table 10 below. These zones provide utility for 
monitoring conducted for mitigation purposes (i.e., shutdown zone 
monitoring) by establishing monitoring protocols for areas adjacent to 
the shutdown zones. Monitoring of disturbance zones enables observers 
to be aware of and communicate the

[[Page 22028]]

presence of marine mammals in the project area, but outside the 
shutdown zone, and thus prepare for potential shutdowns of activity. 
However, the primary purpose of disturbance zone monitoring is for 
documenting instances of Level B harassment; disturbance zone 
monitoring is discussed in detail later (see Proposed Monitoring and 
Reporting).

                       Table 10--Monitoring Zones
------------------------------------------------------------------------
                                                           Level B zone
                 Source                    Level B zones      (square
                                             (meters)       kilometers)
------------------------------------------------------------------------
                         Vibratory Pile Driving
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour           6,215             5.9
 on 1 day 3)............................
30-inch steel removal (6 piles) (~1 hour           6,215             5.9
 per day on 2 days).....................
36-inch steel removal (4 piles) (~1 hour          13,755            10.3
 on 1 day)..............................
30-inch steel temporary installation (16           6,215             5.9
 piles) (~2 hours per day on 4 days)....
30-inch steel permanent installation (1            6,215             5.9
 pile) (~2 hours on 1 day)..............
48-inch steel permanent installation (17          13,755            10.3
 piles) (~2 hours per day on 9 days)....
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel (17 piles) (~15 minutes              3,745             4.9
 per day on 6 days).....................
------------------------------------------------------------------------
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (1 pile) (~3 hours on 1             13,755            10.3
 day)...................................
------------------------------------------------------------------------

Non-Authorized Take Prohibited

    If a species enters or approaches the Level B zone and that species 
is either not authorized for take or its authorized takes are met, pile 
driving and removal activities must shut down immediately using delay 
and shut-down procedures. Activities must not resume until the animal 
has been confirmed to have left the area or an observation time period 
of 15 minutes has elapsed for pinnipeds and small cetaceans and 30 
minutes for large whales.

Soft Start

    The use of a soft-start procedure are believed to provide 
additional protection to marine mammals by providing warning and/or 
giving marine mammals a chance to leave the area prior to the impact 
hammer operating at full capacity. For impact pile driving, contractors 
will be required to provide an initial set of strikes from the hammer 
at 40 percent energy, each strike followed by no less than a 30-second 
waiting period. This procedure will be conducted a total of three times 
before impact pile driving begins. Soft Start is not required during 
vibratory pile driving and removal activities.

Pre-Activity Monitoring

    Prior to the start of daily in-water construction activity, or 
whenever a break in pile driving of 30 minutes or longer occurs, the 
observer will observe the shutdown and monitoring zones for a period of 
30 minutes. The shutdown zone will be cleared when a marine mammal has 
not been observed within the zone for that 30-minute period. If a 
marine mammal is observed within the shutdown zone, a soft-start cannot 
proceed until the animal has left the zone or has not been observed for 
15 minutes. If the Monitoring zone has been observed for 30 minutes and 
non-permitted species are not present within the zone, soft start 
procedures can commence and work can continue even if visibility 
becomes impaired within the Monitoring zone. When a marine mammal 
permitted for Level B take is present in the Monitoring zone, piling 
activities may begin and Level B take will be recorded. As stated 
above, if the entire Level B zone is not visible at the start of 
construction, piling or drilling activities can begin. If work ceases 
for more than 30 minutes, the pre-activity monitoring of both the 
Monitoring zone and shutdown zone will commence.
    Based on our evaluation of the applicant's proposed measures, as 
well as other measures considered by NMFS, NMFS has preliminarily 
determined that the proposed mitigation measures provide the means 
effecting the least practicable impact on the affected species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Proposed Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present in the 
proposed action area. Effective reporting is critical both to 
compliance as well as ensuring that the most value is obtained from the 
required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density).
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas).
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors.
     How anticipated responses to stressors impact either: (1) 
long-term fitness and survival of individual

[[Page 22029]]

marine mammals; or (2) populations, species, or stocks.
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat).
     Mitigation and monitoring effectiveness.

Visual Monitoring

    Monitoring would be conducted 30 minutes before, during, and 30 
minutes after all pile driving/removal and drilling activities. In 
addition, observers shall record all incidents of marine mammal 
occurrence, regardless of distance from activity, and shall document 
any behavioral reactions in concert with distance from piles being 
driven, removed, or pile holes being drilled. Pile driving and drilling 
activities include the time to install, remove, or drill a hole for a 
single pile or series of piles, as long as the time elapsed between 
uses of the pile driving equipment is no more than thirty minutes.
    Monitoring will be conducted by NMFS approved Protected Species 
Observers (PSOs). The number of PSOs will vary from two to four, 
depending on the type of pile driving and size of pile, which 
determines the size of the harassment zones. Two land-based PSOs will 
monitor during all impact pile driving activity, three land-based PSOs 
will monitor during vibratory pile driving of 36-inch and 48-inch 
diameter piles, and four land-based PSOs will monitor during vibratory 
pile driving of 36-inch and 48-inch diameter piles.
    One PSO will be stationed at Berth IV and will be able to view 
across Tongass Narrows south and west to Gravina Island. The second and 
third PSOs will be located in increments along the road systems at 
locations that provide the best vantage points for viewing Tongass 
Narrows west and east of Berth IV. These locations will vary depending 
on type of pile driving. The fourth PSO will be located on the road 
system near Mountain Point and will be able to view Tongass Narrows to 
the northwest and Revillagigedo Channel to the southeast.
    Monitoring of pile driving shall be conducted by qualified, NMFS 
approved PSOs, who shall have no other assigned tasks during monitoring 
periods. KDC shall adhere to the following conditions when selecting 
observers:
     Independent PSOs shall be used (i.e., not construction 
personnel).
     At least one PSO must have prior experience working as a 
marine mammal observer during construction activities.
     Other PSOs may substitute education (degree in biological 
science or related field) or training for experience.
     Where a team of three or more PSOs are required, a lead 
observer or monitoring coordinator shall be designated. The lead 
observer must have prior experience working as a marine mammal observer 
during construction.
     KDC shall submit PSO CVs for approval by NMFS.
    KDC shall ensure that observers have the following additional 
qualifications:
     Visual acuity in both eyes (correction is permissible) 
sufficient for discernment of moving targets at the water's surface 
with ability to estimate target size and distance; use of binoculars 
may be necessary to correctly identify the target;
     Ability to conduct field observations and collect data 
according to assigned protocols;
     Experience or training in the field identification of 
marine mammals, including the identification of behaviors;
     Sufficient training, orientation, or experience with the 
construction operation to provide for personal safety during 
observations;
     Writing skills sufficient to prepare a report of 
observations including but not limited to the number and species of 
marine mammals observed; dates and times when in-water construction 
activities were conducted; dates, times, and reason for implementation 
of mitigation (or why mitigation was not implemented when required); 
and marine mammal behavior;
     Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary; and
     Sufficient training, orientation, or experience with the 
construction operations to provide for personal safety during 
observations.
    KDC shall submit a draft report to NMFS not later than 90 days 
following the end of construction activities. KDC shall provide a final 
report within 30 days following resolution of NMFS' comments on the 
draft report. Reports shall contain, at minimum, the following:
     Date and time that monitored activity begins and ends for 
each day conducted (monitoring period);
     Construction activities occurring during each daily 
observation period, including how many and what type of piles driven;
     Deviation from initial proposal in pile numbers, pile 
types, average driving times, etc.;
     Weather parameters in each monitoring period (e.g., wind 
speed, percent cloud cover, visibility);
     Water conditions in each monitoring period (e.g., sea 
state, tide state);
     For each marine mammal sighting:
    [cir] Species, numbers, and, if possible, sex and age class of 
marine mammals;
    [cir] Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel and distance from 
pile driving activity;
    [cir] Location and distance from pile driving activities to marine 
mammals and distance from the marine mammals to the observation point;
     Estimated amount of time that the animals remained in the 
Level B zone
     Description of implementation of mitigation measures 
within each monitoring period (e.g., shutdown or delay);
     Other human activity in the area within each monitoring 
period
     A summary of the following:
    [cir] Total number of individuals of each species detected within 
the Level B Zone, and estimated as taken if correction factor 
appropriate.
    [cir] Total number of individuals of each species detected within 
the Level A Zone and the average amount of time that they remained in 
that zone.
    [cir] Daily average number of individuals of each species 
(differentiated by month as appropriate) detected within the Level B 
Zone, and estimated as taken, if appropriate.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this

[[Page 22030]]

information relative to population status. Consistent with the 1989 
preamble for NMFS's implementing regulations (54 FR 40338; September 
29, 1989), the impacts from other past and ongoing anthropogenic 
activities are incorporated into this analysis via their impacts on the 
environmental baseline (e.g., as reflected in the regulatory status of 
the species, population size and growth rate where known, ongoing 
sources of human-caused mortality, or ambient noise levels).
    As stated in the proposed mitigation section, shutdown zones, 
greater than Level A harassment zones, will be implemented. Level A 
take is only authorized as a precautionary measure for two species 
(harbor seals and harbor porpoises) in case PSOs are unable to detect 
them within their larger shutdown zones while impact piling 48-inch 
steel piles. Exposures to elevated sound levels produced during pile 
driving activities may cause behavioral responses by an animal, but 
they are expected to be mild and temporary. Effects on individuals that 
are taken by Level B harassment, on the basis of reports in the 
literature as well as monitoring from other similar activities, will 
likely be limited to reactions such as increased swimming speeds, 
increased surfacing time, or decreased foraging (if such activity were 
occurring) (e.g., Thorson and Reyff, 2006; Lerma, 2014). Most likely, 
individuals will simply move away from the sound source and be 
temporarily displaced from the areas of pile driving, although even 
this reaction has been observed primarily only in association with 
impact pile driving. These reactions and behavioral changes are 
expected to subside quickly when the exposures cease.
    To minimize noise during vibratory and impact pile driving, KDC 
will use pile caps (pile softening material). Much of the noise 
generated during pile installation comes from contact between the pile 
being driven and the steel template used to hold the pile in place. The 
contractor will use high-density polyethylene (HDPE) or ultra-high-
molecular-weight polyethylene (UHMW) softening material on all 
templates to eliminate steel on steel noise generation.
    During all impact driving, implementation of soft start procedures 
and monitoring of established shutdown zones will be required, 
significantly reducing any possibility of injury. Given sufficient 
notice through use of soft start (for impact driving), marine mammals 
are expected to move away from an irritating sound source prior to it 
becoming potentially injurious. In addition, PSOs will be stationed 
within the action area whenever pile driving and drilling operations 
are underway. Depending on the activity, KDC will employ the use of two 
to four PSOs to ensure all monitoring and shutdown zones are properly 
observed.
    Although the expansion of Berth IV's facilities would have some 
permanent removal of habitat available to marine mammals, the area lost 
would negligible. Most of the project footprint would be within 
previously disturbed areas adjacent to existing Berth IV structures and 
within an active marine commercial and industrial area. There are no 
known pinniped haul outs near the action area.
    In addition, impacts to marine mammal prey species are expected to 
be minor and temporary. Overall, the area impacted by the project is 
very small compared to the available habitat around Ketchikan. The most 
likely impact to prey will be temporary behavioral avoidance of the 
immediate area. During pile driving and drilling, it is expected that 
fish and marine mammals would temporarily move to nearby locations and 
return to the area following cessation of in-water construction 
activities. Therefore, indirect effects on marine mammal prey during 
the construction are not expected to be substantial.
    In summary and as described above, the following factors primarily 
support our preliminary determination that the impacts resulting from 
this activity are not expected to adversely affect the species or stock 
through effects on annual rates of recruitment or survival:
     No mortality is anticipated or authorized;
     Minimal impacts to marine mammal habitat;
     The action area is located in an industrial and commercial 
marina;
     The absence of any rookeries, or known areas or features 
of special significance for foraging or reproduction in the project 
area;
     Anticipated incidents of Level B harassment consist of, at 
worst, temporary modifications in behavior; and
     The anticipated efficacy of the required mitigation 
measures (i.e. shutdown zones and pile caps) in reducing the effects of 
the specified activity.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from the proposed activity will have a negligible impact on 
all affected marine mammal species or stocks.

Small Numbers

    As noted above, only small numbers of incidental take may be 
authorized under Section 101(a)(5)(D) of the MMPA for specified 
activities other than military readiness activities. The MMPA does not 
define small numbers and so, in practice, where estimated numbers are 
available, NMFS compares the number of individuals taken to the most 
appropriate estimation of abundance of the relevant species or stock in 
our determination of whether an authorization is limited to small 
numbers of marine mammals. Additionally, other qualitative factors may 
be considered in the analysis, such as the temporal or spatial scale of 
the activities.
    Take of eight of the ten marine mammal stocks authorized for take 
is less than three percent of the stock abundance. For northern 
resident and west coast transient killer whales, we acknowledge that 
15.33 percent and 16.46 percent of the stocks are proposed to be taken 
by Level B harassment, respectively. However, since three stocks of 
killer whales could occur in the action area, the 40 total killer whale 
takes are likely split among the three stocks. Nonetheless, since NMFS 
does not have a good way to predict exactly how take will be split, 
NMFS looked at the most conservative scenario, which is that all 40 
takes could potentially occur to each of the three stocks. This is a 
highly unlikely scenario to occur and the percentages of each stock 
taken are predicted to be significantly lower than values presented in 
Table 8 for killer whales.
    Based on the analysis contained herein of the proposed activity 
(including the proposed mitigation and monitoring measures) and the 
anticipated take of marine mammals, NMFS preliminarily finds that small 
numbers of marine mammals will be taken relative to the population size 
of the affected species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    There are no relevant subsistence uses of the affected marine 
mammal stocks or species implicated by this action. Therefore, NMFS has 
preliminarily determined that the total taking of affected species or 
stocks would not have an unmitigable adverse impact on the availability 
of such species or stocks for taking for subsistence purposes.

[[Page 22031]]

Endangered Species Act (ESA)

    Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16 
U.S.C. 1531 et seq.) requires that each Federal agency insure that any 
action it authorizes, funds, or carries out is not likely to jeopardize 
the continued existence of any endangered or threatened species or 
result in the destruction or adverse modification of designated 
critical habitat. To ensure ESA compliance for the issuance of IHAs, 
NMFS consults internally, in this case with the Alaska Regional Office 
(AKRO) whenever we propose to authorize take for endangered or 
threatened species.
    NMFS is proposing to authorize take of Mexico DPS humpback whales, 
which are listed under the ESA. The Permit and Conservation Division 
has requested initiation of Section 7 consultation with the Alaska 
Regional Office for the issuance of this IHA. NMFS will conclude the 
ESA consultation prior to reaching a determination regarding the 
proposed issuance of the authorization.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to KDC for conducting pile driving, pile removal, and 
drilling activities for the Ketchikan Berth IV Expansion Project in 
Ketchikan, Alaska from October 2018 to January of 2019, provided the 
previously mentioned mitigation, monitoring, and reporting requirements 
are incorporated. This section contains a draft of the IHA itself. The 
wording contained in this section is proposed for inclusion in the IHA 
(if issued).
    1. This Incidental Harassment Authorization (IHA) is valid for a 
period of one year from the date of issuance.
    2. This IHA is valid only for impact pile driving, vibratory pile 
driving, vibratory pile removal, and drilling activities associated 
with the construction of the Ketchikan Berth IV Expansion Project in 
Ketchikan, Alaska.
    3. General Conditions
    (a) A copy of this IHA must be in the possession of KDC, its 
designees, and work crew personnel operating under the authority of 
this IHA;
    (b) The species authorized for taking are the minke whale 
(Balaenoptera acutorostrata), humpback whale (Megaptera novaeangliae), 
killer whale (Orcinus orca), Dall's porpoise (Phocoenoides dalli), 
harbor porpoise (Phocoena phocoena), Steller sea lion (Eumetopias 
jubatus), Pacific White-Sided Dolphin (Lagenorhynchus obliquidens), and 
harbor seal (Phoca vitulina);
    (c) The taking, by Level B harassment and small numbers of Level A 
harassment, is limited to the species listed in condition 3(b). See 
Table 1 (attached) for numbers of take authorized;
    (d) The taking by serious injury or death of any of the species 
listed in condition 3(b) of the Authorization or any taking of any 
other species of marine mammal is prohibited and may result in the 
modification, suspension, or revocation of this IHA;
    (e) KDC shall conduct briefings between construction supervisors 
and crews and marine the mammal monitoring team prior to the start of 
all pile driving, pile removal, and drilling, and when new personnel 
join the work, in order to explain responsibilities, communication 
procedures, marine mammal monitoring protocol, and operational 
procedures;
    (f) Pile driving and drilling activities authorized under this IHA 
may only occur during daylight hours.
    4. Mitigation Measures
    The holder of this Authorization is required to implement the 
following mitigation measures:
    (a) For all pile driving, drilling, and in-water heavy machinery 
work, KDC shall implement a shutdown zone around the pile or work zone. 
If a marine mammal comes within or approaches the shutdown zone, such 
operations shall cease. See Table 2 (attached) for minimum radial 
distances required for shutdown zones;
    (b) After a shutdown occurs, impact pile driving, vibratory piling 
driving/removal, and/or drilling can only begin after the animal is 
observed leaving the shutdown zone or has not been observed for 15 
minutes;
    (c) KDC shall use a softening material (e.g., high-density 
polyethylene (HDPE) or ultra-high-molecular-weight polyethylene (UHMW)) 
on all templates to eliminate steel on steel noise generation.
    (d) KDC will use a soft-start procedure for impact pile driving. 
During a soft start, KDC will be required to provide an initial set of 
three strikes from the impact hammer at 40 percent energy, followed by 
a one minute waiting period, then two subsequent 3-strike sets. This 
soft-start will be applied prior to beginning pile driving activities 
each day or when impact pile driving hammers have been idle for more 
than 30 minutes.
    (e) KDC will drive all piles with a vibratory hammer until a 
desired depth is achieved or to refusal prior to using an impact 
hammer.
    (f) KDC shall establish monitoring locations as described below.
    5. Monitoring
    The holder of this Authorization is required to conduct marine 
mammal monitoring during all pile driving/removal and drilling 
activities. Monitoring and reporting shall be conducted in accordance 
with the Monitoring Plan as described below.
    (a) KDC shall monitor the Level B harassment zones (monitoring 
zones) and shutdown zones shown below in Tables 2 and 3 during all pile 
driving/removal and drilling activities
    (b) If waters exceed a sea-state which restricts the observers' 
ability to make observations within the marine mammal shutdown zone, 
pile installation/removal and drilling shall cease. Pile driving and/or 
drilling shall not be initiated or continue until the entire largest 
shutdown zone for the activity is visible.
    (c) Prior to the start of daily in-water construction activity, or 
whenever a break in pile driving/removal and/or drilling of 30 minutes 
or longer occurs, the PSOs shall observe the shutdown and monitoring 
zones for a period of 30 minutes before construction activities can 
begin.
    (d) Monitoring shall be conducted by qualified PSOs, with minimum 
qualifications as described previously in the Monitoring and Reporting 
section of the proposed Federal Notice. PSO requirements include:
    (i) Two to Four observers shall be on site to actively observe the 
shutdown and disturbance zones during all pile driving, removal, and 
drilling;
    (1) Two land-based PSOs will monitor during all impact pile 
driving, vibratory removal, and drilling activities.
    (2) Four land-based PSOs will monitor during vibratory pile driving 
of 36-inch and 48-inch diameter piles.
    (ii) Observers shall use their naked eye with the aid of 
binoculars, and/or a spotting scope during all pile driving and 
extraction activities;
    (iii) Monitoring location(s) will include the following 
characteristics:
    (1) One PSO will be stationed at Berth IV and will be able to view 
across Tongass Narrows south and west to Gravina Island.
    (2) A second and third PSOs will be located in increments along the 
road systems at locations that provide the best vantage points for 
viewing Tongass Narrows west and east of Berth IV. These locations will 
vary depending on type of pile driving.
    (3) The fourth PSO will be located on the road system near Mountain 
Point and will be able to view Tongass Narrows to the northwest and 
Revillagigedo Channel to the southeast.

[[Page 22032]]

    (4) An unobstructed view of all water within the shutdown zone and 
as much of the Level B harassment zone as possible for pile driving/
removal and/or drilling;
    (e) Marine mammal location shall be determined using a rangefinder 
and a GPS or compass;
    (f) Post-construction monitoring shall be conducted for 30 minutes 
beyond the cessation of piling and drilling activities at end of day.
    6. Reporting
    The holder of this Authorization is required to: (a) Submit a draft 
report on all monitoring conducted under the IHA within 90 calendar 
days of the completion of marine mammal monitoring. This report shall 
detail the monitoring protocol, summarize the data recorded during 
monitoring, and estimate the number of marine mammals that may have 
been harassed, including the total number extrapolated from observed 
animals across the entirety of relevant monitoring zones A final report 
shall be prepared and submitted within thirty days following resolution 
of comments on the draft report from NMFS. This report must contain the 
following:
    (i) Date and time a monitored activity begins or ends;
    (ii) Construction activities occurring during each observation 
period;
    (iii) Record of implementation of shutdowns, including the distance 
of animals to the pile and description of specific actions that ensued 
and resulting behavior of the animal, if any;
    (iv) Deviation from initial proposal in pile numbers, pile types, 
average driving times, etc.;
    (v) Weather parameters (e.g., percent cover, visibility);
    (vi) Water conditions (e.g., sea state, tide state);
    (vii) Species, numbers, and, if possible, sex and age class of 
marine mammals;
    (viii) Description of any observable marine mammal behavior 
patterns,
    (ix) Distance from pile driving activities to marine mammals and 
distance from the marine mammals to the observation point;
    (x) Locations of all marine mammal observations; and
    (xi) Other human activity in the area.
    (b) Reporting injured or dead marine mammals:
    (i) In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner prohibited by this IHA, 
such as an injury (Level A harassment), serious injury, or mortality, 
KDC shall immediately cease the specified activities and report the 
incident to the Office of Protected Resources (301-427-8401), NMFS, and 
the Alaska Regional Stranding Coordinator (907-271-1332), NMFS. The 
report must include the following information:
    1. Time and date of the incident;
    2. Description of the incident;
    3. Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
    4. Description of all marine mammal observations and active sound 
source use in the 24 hours preceding the incident;
    5. Species identification or description of the animal(s) involved;
    6. Fate of the animal(s); and
    7. Photographs or video footage of the animal(s).
    Activities shall not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS will work with KDC to 
determine what measures are necessary to minimize the likelihood of 
further prohibited take and ensure MMPA compliance. KDC may not resume 
their activities until notified by NMFS;
    (i) In the event that KDC discovers an injured or dead marine 
mammal, and the lead observer determines that the cause of the injury 
or death is unknown and the death is relatively recent (e.g., in less 
than a moderate state of decomposition), KDC shall immediately report 
the incident to the Office of Protected Resources, NMFS, and the Alaska 
Regional Stranding Coordinator, NMFS;
    (ii) The report must include the same information identified in 
6(b)(i) of this IHA. Activities may continue while NMFS reviews the 
circumstances of the incident. NMFS will work with KDC to determine 
whether additional mitigation measures or modifications to the 
activities are appropriate;
    (iii) In the event that KDC discovers an injured or dead marine 
mammal, and the lead observer determines that the injury or death is 
not associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), KDC shall report the incident to 
the Office of Protected Resources, NMFS, and the Alaska Regional 
Stranding Coordinator, NMFS, within 24 hours of the discovery. KDC 
shall provide photographs or video footage or other documentation of 
the stranded animal sighting to NMFS;
    7. This Authorization may be modified, suspended or withdrawn if 
the holder fails to abide by the conditions prescribed herein, or if 
NMFS determines the authorized taking is having more than a negligible 
impact on the species or stock of affected marine mammals.

                                  Table 1--Authorized Take Numbers, by Species
----------------------------------------------------------------------------------------------------------------
                    Species                                   Stock                   Level A         Level B
----------------------------------------------------------------------------------------------------------------
Humpback Whale................................  Central North Pacific...........               0              24
Minke Whale...................................  Alaska..........................               0               3
Killer Whale..................................  Alaska Resident.................  ..............              40
                                                Northern Resident...............               0              40
                                                West Coast Transient............  ..............              40
Pacific White-Sided Dolphin...................  North Pacific...................               0              92
Dall's Porpoise...............................  Alaska..........................               0              60
Harbor Porpoise...............................  Southeast Alaska................               5              20
Harbor Seal...................................  Clarence Strait.................               6             120
Steller Sea Lion..............................  Eastern U.S.....................               0             200
----------------------------------------------------------------------------------------------------------------


[[Page 22033]]


                                             Table 2--Shutdown Zones
----------------------------------------------------------------------------------------------------------------
                                                              Shutdown zones (meters)
                                 -------------------------------------------------------------------------------
                                                                       High-
                                   Low-frequency   Mid-frequency     frequency
             Source                  cetaceans       cetaceans       cetaceans
                                     (humpback    (killer whale,      (dall's     Phocid (harbor   Otariid (sea
                                   whale, minke    Pacific-white     porpoise,         seal)           lion)
                                      whale)      sided dolphin)      harbor
                                                                     porpoise)
----------------------------------------------------------------------------------------------------------------
                                       In-Water Construction Activities *
----------------------------------------------------------------------------------------------------------------
In Water Heavy Construction                   10              10              10              10              10
 (i.e., Barge movements, pile
 positioning, deadpulling, and
 sound attenuation).............
----------------------------------------------------------------------------------------------------------------
                                             Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
24-inch steel removal (2 piles)               25              25              25              25              25
 (~1 hour on 1 day).............
30-inch steel removal 6 piles)                25              25              25              25              25
 (~1 hour per day on 2 days)....
36-inch steel removal (4 piles)               25              25              50              25              25
 (~1 hour on 1 day).............
30-inch steel temporary                       25              25              25              25              25
 installation (16 piles) (~2
 hours per day on 4 days).......
30-inch steel permanent                       25              25              25              25              25
 installation (1 pile) (~2 hours
 on 1 day)......................
48-inch steel permanent                       50              25              50              25              25
 installation (17 piles) (~2
 hours per day on 9 days).......
----------------------------------------------------------------------------------------------------------------
                                               Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
48-inch steel permanent                      240              25             290             130              25
 installation (17 piles) (~15
 minutes per day on 6 days).....
----------------------------------------------------------------------------------------------------------------
                                     Socketing Pile Installation (Drilling)
----------------------------------------------------------------------------------------------------------------
30-inch steel permanent                       50              25              50              25              25
 installation (1 pile) (3 hours
 per day on 1 day)..............
----------------------------------------------------------------------------------------------------------------


                        Table 3--Monitoring Zones
------------------------------------------------------------------------
                                                           Level B zone
                 Source                    Level B zones      (square
                                             (meters)       kilometers)
------------------------------------------------------------------------
                         Vibratory Pile Driving
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour           6,215             5.9
 on 1 day 3)............................
30-inch steel removal (6 piles) (~1 hour           6,215             5.9
 per day on 2 days).....................
36-inch steel removal (4 piles) (~1 hour          13,755            10.3
 on 1 day)..............................
30-inch steel temporary installation (16           6,215             5.9
 piles) (~2 hours per day on 4 days)....
30-inch steel permanent installation (1            6,215             5.9
 pile) (~2 hours on 1 day)..............
48-inch steel permanent installation (17          13,755            10.3
 piles) (~2 hours per day on 9 days)....
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel (17 piles) (~15 minutes              3,745             4.9
 per day on 6 days).....................
------------------------------------------------------------------------
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (1 pile) (~3 hours on 1             13,755            10.3
 day)...................................
------------------------------------------------------------------------

Request for Public Comments

    We request comment on our analyses, the proposed authorization, and 
any other aspect of this Notice of Proposed IHA for the proposed pile 
driving/removal and drilling activities. We also request comment on the 
potential for renewal of this proposed IHA as described in the 
paragraph below. Please include with your comments any supporting data 
or literature citations to help inform our final decision on the 
request for MMPA authorization.
    On a case-by-case basis, NMFS may issue a second one-year IHA 
without additional notice when 1) another year of identical or nearly 
identical activities as described in the Specified Activities section 
is planned or 2) the activities would not be completed by the time the 
IHA expires and a second IHA would allow for completion of the 
activities beyond that described in the Dates and Duration section, 
provided all of the following conditions are met:
     A request for renewal is received no later than 60 days 
prior to expiration of the current IHA.
     The request for renewal must include the following:
    (1) An explanation that the activities to be conducted beyond the 
initial dates either are identical to the previously

[[Page 22034]]

analyzed activities or include changes so minor (e.g., reduction in 
pile size) that the changes do not affect the previous analyses, take 
estimates, or mitigation and monitoring requirements; and
    (2) A preliminary monitoring report showing the results of the 
required monitoring to date and an explanation showing that the 
monitoring results do not indicate impacts of a scale or nature not 
previously analyzed or authorized.
     Upon review of the request for renewal, the status of the 
affected species or stocks, and any other pertinent information, NMFS 
determines that there are no more than minor changes in the activities, 
the mitigation and monitoring measures remain the same and appropriate, 
and the original findings remain valid.

    Dated: May 7, 2018.
Elaine T. Saiz,
Acting Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2018-10017 Filed 5-10-18; 8:45 am]
 BILLING CODE 3510-22-P



                                                                                 Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                            22009

                                                antidumping duty order on clad steel                    is on file electronically via Enforcement               DEPARTMENT OF COMMERCE
                                                plate from Japan.                                       and Compliance’s Antidumping and
                                                                                                        Countervailing Duty Centralized                         National Oceanic and Atmospheric
                                                Scope of the Order                                                                                              Administration
                                                                                                        Electronic Service System (ACCESS).
                                                   The scope of the order is all clad 7                 ACCESS is available to registered users
                                                steel plate of a width of 600 millimeters                                                                       RIN 0648–XG106
                                                                                                        at http://acess.trade.gov, and to all in
                                                (mm) or more and a composite thickness
                                                                                                        the Central Records Unit, Room B8024                    Takes of Marine Mammals Incidental to
                                                of 4.5 mm or more. Clad steel plate is
                                                                                                        of the main Department of Commerce                      Specified Activities; Taking Marine
                                                a rectangular finished steel mill product
                                                                                                        building. In addition, a complete                       Mammals Incidental to the Ketchikan
                                                consisting of a layer of cladding material
                                                                                                        version of the Issues and Decision                      Berth IV Expansion Project
                                                (usually stainless steel or nickel) which
                                                is metallurgically bonded to a base or                  Memorandum can be accessed directly
                                                                                                                                                                AGENCY:  National Marine Fisheries
                                                backing of ferrous metal (usually carbon                on the internet at http://                              Service (NMFS), National Oceanic and
                                                or low alloy steel) where the latter                    enforcement.trade.gov/frn. The signed                   Atmospheric Administration (NOAA),
                                                predominates by weight.                                 Issues and Decision Memorandum and                      Commerce.
                                                   Stainless clad steel plate is                        the electronic version of the Issues and
                                                                                                                                                                ACTION: Notice; proposed incidental
                                                manufactured to American Society for                    Decision Memorandum are identical in
                                                                                                                                                                harassment authorization; request for
                                                Testing and Materials (ASTM)                            content.                                                comments.
                                                specifications A263 (400 series stainless
                                                types) and A264 (300 series stainless                   Final Results of Review
                                                                                                                                                                SUMMARY:    NMFS has received a request
                                                types). Nickel and nickel-base alloy clad                 Pursuant to sections 751(c)(1) and                    from the Ketchikan Dock Company
                                                steel plate is manufactured to ASTM                     752(c)(1) and (3) of the Act, Commerce                  (KDC) for authorization to take marine
                                                specification A265. These specifications                determines that revocation of the                       mammals incidental to the Ketchikan
                                                are illustrative but not necessarily all-               antidumping duty order on clad steel                    Berth IV expansion project in
                                                inclusive.                                                                                                      Ketchikan, Alaska. Pursuant to the
                                                   Clad steel plate within the scope of                 plate from Japan would be likely to lead
                                                                                                        to the continuation or recurrence of                    Marine Mammal Protection Act
                                                the order is classifiable under the                                                                             (MMPA), NMFS is requesting comments
                                                Harmonized Tariff Schedule of the                       dumping at weighted-average dumping
                                                                                                        margins up to 118.53 percent.9                          on its proposal to issue an incidental
                                                United States (HTSUS) 7210.90.10.00.                                                                            harassment authorization (IHA) to
                                                Although the HTSUS subheading is                        Notification to Interested Parties                      incidentally take marine mammals
                                                provided for convenience and customs                                                                            during the specified activities. NMFS
                                                purposes, our written description of the                   This notice also serves as the only                  will consider public comments prior to
                                                scope of the order is dispositive.                      reminder to parties subject to                          making any final decision on the
                                                Analysis of Comments Received                           administrative protective order (APO) of                issuance of the requested MMPA
                                                                                                        their responsibility concerning the                     authorizations and agency responses
                                                  All issues raised in this sunset review               return or destruction of proprietary                    will be summarized in the final notice
                                                are addressed in the Issues and Decision                information disclosed under APO in                      of our decision.
                                                Memorandum,8 which is hereby                            accordance with 19 CFR 351.305.
                                                adopted by this notice. The issues                                                                              DATES: Comments and information must
                                                                                                        Timely notification of the return or                    be received no later than June 11, 2018.
                                                discussed in the Issues and Decision
                                                                                                        destruction of APO materials or                         ADDRESSES: Comments should be
                                                Memorandum are the likelihood of
                                                                                                        conversion to judicial protective orders                addressed to Jolie Harrison, Chief,
                                                continuation or recurrence of dumping
                                                and the magnitude of the dumping                        is hereby requested. Failure to comply                  Permits and Conservation Division,
                                                margin likely to prevail if the order were              with the regulations and terms of an                    Office of Protected Resources, National
                                                revoked. The Issues and Decision                        APO is a violation which is subject to                  Marine Fisheries Service. Physical
                                                Memorandum is a public document and                     sanction.                                               comments should be sent to 1315 East-
                                                                                                           We are issuing and publishing the                    West Highway, Silver Spring, MD 20910
                                                  7 Cladding is the association of layers of metals
                                                                                                        final results and this notice in                        and electronic comments should be sent
                                                of different colors or natures by molecular
                                                                                                        accordance with sections 751(c), 752(c),                to ITP.molineaux@noaa.gov.
                                                interpenetration of the surfaces in contact. This                                                                  Instructions: NMFS is not responsible
                                                limited diffusion is characteristic of clad products    and 777(i)(1) of the Act and 19 CFR
                                                and differentiates them from products metalized in      351.218.                                                for comments sent by any other method,
                                                other manners (e.g., by normal electroplating). The                                                             to any other address or individual, or
                                                various cladding processes include pouring molten         Dated: May 4, 2018.                                   received after the end of the comment
                                                cladding metal onto the basic metal followed by         Gary Taverman,                                          period. Comments received
                                                rolling; simple hot-rolling of the cladding metal to
                                                ensure efficient welding to the basic metal; any        Deputy Assistant Secretary for Antidumping              electronically, including all
                                                other method of deposition of superimposing of the      and Countervailing Duty Operations,                     attachments, must not exceed a 25-
                                                cladding metal followed by any mechanical or            performing the non-exclusive functions and              megabyte file size. Attachments to
                                                thermal process to ensure welding (e.g.,                duties of the Assistant Secretary for                   electronic comments will be accepted in
                                                electrocladding), in which the cladding metal           Enforcement and Compliance.
                                                (nickel, chromium, etc.) is applied to the basic                                                                Microsoft Word or Excel or Adobe PDF
                                                metal by electroplating, molecular interpenetration     [FR Doc. 2018–10069 Filed 5–10–18; 8:45 am]             file formats only. All comments
                                                of the surfaces in contact then being obtained by       BILLING CODE 3510–DS–P                                  received are a part of the public record
                                                heat treatment at the appropriate temperature with                                                              and will generally be posted online at
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                                                subsequent cold rolling. See Harmonized
                                                Commodity Description and Coding System                   9 Commerce assigned this margin of 118.53             https://www.fisheries.noaa.gov/
                                                Explanatory Notes, Chapter 72, General Note             percent to The Japan Steel Company and ‘‘All            national/marine-mammal-protection/
                                                (IV)(C)(2)(e).                                          Others’’ in the less than fair value investigation on   incidental-take-authorizations-
                                                  8 See Memorandum ‘‘Issues and Decision                the basis of adverse facts available using the rate     construction-activities without change.
                                                Memorandum for the Expedited Fourth Sunset              contained in the petition. See Notice of Final
                                                Review of the Antidumping Duty Order on Clad            Determination of Sales at Less Than Fair Value:         All personal identifying information
                                                Steel Plate from Japan,’’ dated concurrently with       Clad Steel Plate from Japan, 61 FR 21158, 21159         (e.g., name, address) voluntarily
                                                this notice (Issues and Decision Memorandum).           (May 9, 1996).                                          submitted by the commenter may be


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                                                22010                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                publicly accessible. Do not submit                      migration, breathing, nursing, breeding,              occur over the course of 20 days (not
                                                confidential business information or                    feeding, or sheltering (Level B                       necessarily consecutive). The proposed
                                                otherwise sensitive or protected                        harassment).                                          project would occur in marine waters
                                                information.                                                                                                  that support several marine mammal
                                                                                                        National Environmental Policy Act
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                              species. The pile driving, pile removal,
                                                                                                           To comply with the National                        and drilling activities associated with
                                                Jonathan Molineaux, Office of Protected
                                                                                                        Environmental Policy Act of 1969                      the project may result in behavioral
                                                Resources, NMFS, (301) 427–8401.
                                                                                                        (NEPA; 42 U.S.C. 4321 et seq.) and                    harassment (Level B harassment and
                                                Electronic copies of the application and
                                                                                                        NOAA Administrative Order (NAO)                       small numbers of Level A harassment)
                                                supporting documents, as well as a list
                                                                                                        216–6A, NMFS must review our                          of marine mammal species.
                                                of the references cited in this document,
                                                                                                        proposed action (i.e., the issuance of an                The purpose of this project is to
                                                may be obtained online at: https://
                                                                                                        incidental harassment authorization)                  reconfigure Berth IV so that it can
                                                www.fisheries.noaa.gov/national/
                                                                                                        with respect to potential impacts on the              accommodate larger cruise ships. This
                                                marine-mammal-protection/incidental-
                                                                                                        human environment.                                    project is needed because the existing
                                                take-authorizations-construction-
                                                                                                           This action is consistent with                     Berth IV cannot support the modern
                                                activities. In case of problems accessing
                                                                                                        categories of activities identified in CE             fleet of larger cruise ships. Once the
                                                these documents, please call the contact
                                                                                                        B4 of the Companion Manual for NOAA                   project is constructed Berth IV will be
                                                listed above.
                                                                                                        Administrative Order 216–6A, which do                 able to accommodate these large cruise
                                                SUPPLEMENTARY INFORMATION:                                                                                    ships.
                                                                                                        not individually or cumulatively have
                                                Background                                              the potential for significant impacts on              Dates and Duration
                                                                                                        the quality of the human environment
                                                   Sections 101(a)(5)(A) and (D) of the                                                                         Construction is expected to take 3–4
                                                                                                        and for which we have not identified
                                                MMPA (16 U.S.C. 1361 et seq.) direct                                                                          months beginning in Fall 2018. While
                                                                                                        any extraordinary circumstances that
                                                the Secretary of Commerce (as delegated                                                                       construction is mostly likely to begin in
                                                                                                        would preclude this categorical
                                                to NMFS) to allow, upon request, the                                                                          October of 2018 and complete in
                                                                                                        exclusion. Accordingly, NMFS has
                                                incidental, but not intentional, taking of                                                                    January of 2019, depending on the start
                                                                                                        preliminarily determined that the
                                                small numbers of marine mammals by                                                                            date, construction could extend into
                                                                                                        issuance of the proposed IHA qualifies
                                                U.S. citizens who engage in a specified                                                                       March of 2019. Regardless of start date,
                                                                                                        to be categorically excluded from
                                                activity (other than commercial fishing)                                                                      construction will occur within a four-
                                                                                                        further NEPA review.
                                                within a specified geographical region if                                                                     month (maximum) work window.
                                                                                                           We will review all comments
                                                certain findings are made and either                                                                            Pile removal and installation is
                                                                                                        submitted in response to this notice
                                                regulations are issued or, if the taking is                                                                   expected to occur for a total of
                                                                                                        prior to concluding our NEPA process
                                                limited to harassment, a notice of a                                                                          approximately 36 hours over 20 days
                                                                                                        or making a final decision on the IHA
                                                proposed authorization is provided to                                                                         (not necessarily consecutive days).
                                                                                                        request.
                                                the public for review.                                                                                        Please see Table 2 for the specific
                                                   An authorization for incidental                      Summary of Request                                    amount of time required to install and
                                                takings shall be granted if NMFS finds                                                                        remove piles.
                                                                                                           On February 13, 2018, NMFS received
                                                that the taking will have a negligible                                                                          The total construction duration
                                                                                                        a request from the KDC for an IHA to
                                                impact on the species or stock(s), will                                                                       accounts for the time required to
                                                                                                        take marine mammals incidental to
                                                not have an unmitigable adverse impact                                                                        mobilize materials and resources and
                                                                                                        construction activities associated with
                                                on the availability of the species or                                                                         construct the project. The duration also
                                                                                                        the Ketchikan Berth IV Expansion
                                                stock(s) for subsistence uses (where                                                                          accounts for potential delays in material
                                                                                                        Project. The IHA application was
                                                relevant), and if the permissible                                                                             deliveries, equipment maintenance,
                                                                                                        determined adequate and complete on
                                                methods of taking and requirements                                                                            inclement weather, and shutdowns that
                                                                                                        March 28, 2018. The KDC’s request is
                                                pertaining to the mitigation, monitoring                                                                      may occur to prevent impacts to marine
                                                                                                        for take of eight species of marine
                                                and reporting of such takings are set                                                                         mammals.
                                                                                                        mammals by Level B harassment and
                                                forth.
                                                                                                        Level A harassment of a small number                  Specific Geographic Region
                                                   NMFS has defined ‘‘negligible
                                                                                                        of harbor porpoises and harbor seals.
                                                impact’’ in 50 CFR 216.103 as an impact                                                                         The City of Ketchikan is located in
                                                                                                        Neither the KDC nor NMFS expect
                                                resulting from the specified activity that                                                                    Southeast Alaska. Berth IV is located
                                                                                                        serious injury or mortality to result from
                                                cannot be reasonably expected to, and is                                                                      adjacent to downtown Ketchikan on the
                                                                                                        this activity and, therefore, an IHA is
                                                not reasonably likely to, adversely affect                                                                    shore of East Tongass Narrows (see
                                                                                                        appropriate.
                                                the species or stock through effects on                                                                       Figures 1, 2, and 3 of IHA Application).
                                                annual rates of recruitment or survival.                Description of Proposed Activity                      The berth is part of the Port of
                                                   The MMPA states that the term ‘‘take’’                                                                     Ketchikan, an active marine commercial
                                                means to harass, hunt, capture, kill or                 Overview
                                                                                                                                                              and industrial area.
                                                attempt to harass, hunt, capture, or kill                  The KDC proposes to expand Berth                     Berth IV is located within the
                                                any marine mammal.                                      IV, its dock adjacent to downtown                     Ketchikan Gateway Borough on
                                                   Except with respect to certain                       Ketchikan, Alaska, located in East                    Revillagigedo Island in Southeast
                                                activities not pertinent here, the MMPA                 Tongass Narrows, in order to                          Alaska; T75S, R90E, S25, Copper River
                                                defines ‘‘harassment’’ as any act of                    accommodate a new fleet of large cruise               Meridian, USGS Quadrangle KET B5;
                                                pursuit, torment, or annoyance which (i)                ships that are expected to reach Alaska               Latitude 55°344′ N and Longitude—
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                                                has the potential to injure a marine                    in the summer of 2019.                                131°656′ W. The project is located
                                                mammal or marine mammal stock in the                       The expansion would include the                    within Tongass Narrows. Major
                                                wild (Level A harassment); or (ii) has                  removal of some existing piles and                    waterbodies near the area include the
                                                the potential to disturb a marine                       structures and the installation of new                Clarence Strait to the north, the
                                                mammal or marine mammal stock in the                    piles and structures. All pile driving                Revillagigedo Channel to the south,
                                                wild by causing disruption of behavioral                and removal would take place at the                   Nichols Passage to the west, and George
                                                patterns, including, but not limited to,                existing dock facility and is expected to             Inlet to the east. Berth IV’s expansion


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                                                                                          Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                                                                   22011

                                                would take place at the existing dock                                      piles (these piles would be removed                                              • A Drilled shaft drill: Holte 100,000
                                                facility.                                                                  prior to project completion);                                                 ft-lb. top drive with down-the-hole
                                                                                                                              • Install seventeen permanent 48-                                          (DTH) hammer and bit; and
                                                Detailed Description of Specific Activity
                                                                                                                           inch diameter piles and one permanent                                            • A Socket drill: Holte 100,000 ft-lb.
                                                   The KDC proposes to expand Berth IV                                                                                                                   top drive with DTH hammer and under-
                                                                                                                           30-inch diameter pile to support a new
                                                by replacing the existing floating barge                                                                                                                 reamer bit.
                                                                                                                           285 feet (ft) by 40 ft by 10 foot floating
                                                and float with a larger pontoon dock                                                                                                                        Materials and equipment, including
                                                                                                                           pontoon dock, its attached 220 ft by 12
                                                and larger small craft float, and by                                                                                                                     the dock, would be transported to the
                                                expanding the existing mooring                                             ft small craft float, and mooring
                                                                                                                                                                                                         project site by barge. While work is
                                                structures (see Figure 4 of IHA                                            structures; and
                                                                                                                                                                                                         conducted in the water, anchored barges
                                                Application). The project would:                                              • Install bull rail, floating fenders,                                     would be used to stage construction
                                                   • Permanently remove the existing                                       mooring cleats, and three mast lights.                                        materials and equipment. Twenty-five-ft
                                                floating barge dock, float, and their                                      (Note: these components would be                                              skiffs with 250 horsepower motors
                                                associated three dolphins comprised of                                     installed out of the water.)                                                  would be used to support dock
                                                two 24-inch, six 30-inch, and four 36-                                        During the pile driving, pile removal                                      construction.
                                                inch diameter steel piles;                                                 and drilling activities, the following                                           In-water construction would begin
                                                   • Temporarily remove the existing                                       equipment will be used:                                                       with the removal of existing piles
                                                transfer bridge, and then reinstall it on                                                                                                                followed by pile installation. Table 1
                                                the new facility;                                                             • A Vibratory Hammer: ICE 44B/                                             below provides the activity type and a
                                                   • Install sixteen temporary 30-inch                                     12,450 pounds static weight;                                                  conservative estimate of the specific
                                                diameter steel piles as templates to                                          • A Diesel Impact Hammer: Delmag                                           amount of time required to remove and
                                                guide proper installation of permanent                                     D46/Max Energy 107,280 ft-pounds (lb);                                        install piles.

                                                                                                                TABLE 1—PILE DRIVING CONSTRUCTION SUMMARY
                                                                                                        Existing pile              Temporary pile                Temporary pile                Permanent pile                Permanent pile             Max installation/
                                                               Description                               removal                     installation                  removal                       installation                  installation             removal per day

                                                                                                                                                Project Component

                                                Pile Diameter and Type .............                24, 30, and 36-               30-inch steel ....            30-inch steel ....            30-inch steel ....            48-inch steel.
                                                                                                      inch steel.
                                                # of Piles ....................................     2, 6, and 4 re-               16 .....................      16 .....................      1 .......................     17.
                                                                                                      spectively; 12
                                                                                                      total.

                                                                                                                                              Vibratory Pile Driving

                                                Max # of Piles Vibrated Per Day                     4 .......................     4 .......................     4 .......................     1 .......................     2 .......................   4 temporary or
                                                                                                                                                                                                                                                          2 permanent.
                                                Vibratory Time Per Pile ..............              15 minutes .......            30 minutes .......            10 minutes .......            1 hour ..............         1 hour.
                                                Vibratory Time per day ..............               1 hour ..............         2 hours .............         40 minutes .......            1 hour ..............         2 hours .............       2 hours.
                                                Vibratory Time Total ...................            3 hours .............         8 hours .............         2 hours 40 min-               1 hour ..............         17 hours.
                                                                                                                                                                  utes.

                                                                                                                                                Impact Pile Driving

                                                Max # of Piles Impacted Per                         0 .......................     0 .......................     0 .......................     0 .......................     3 .......................   3.
                                                  Day.
                                                # of Strikes Per Pile ...................           0   .......................   0   .......................   0   .......................   0   .......................   200 strikes .......         600 strikes.
                                                Impact Time Per Pile .................              0   .......................   0   .......................   0   .......................   0   .......................   5 minutes.
                                                Impact Time per Day .................               0   .......................   0   .......................   0   .......................   0   .......................   15 minutes .......          15 minutes.
                                                Impact Time Total ......................            0   .......................   0   .......................   0   .......................   0   .......................   1 hour 25 min-
                                                                                                                                                                                                                              utes.

                                                                                                                                  Socketing Pile Installation (Drilling)

                                                Max # of Piles Socketed per                         0 .......................     0 .......................     0 .......................     1 .......................     0 .......................   1.
                                                  Day.
                                                Socket Time Per Pile .................              0 .......................     0 .......................     0 .......................     0 .......................     3 hours.
                                                Socket Time per Day .................               0 .......................     0 .......................     0 .......................     0 .......................     3 hours .............       3 hours.
                                                Socket Time Total ......................            0 .......................     0 .......................     0 .......................     0 .......................     3 hours.



                                                Removal of Existing Piles                                                  Installation and Removal of Temporary                                         Installation of Permanent Piles
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                                                                                                                           Piles                                                                           The single permanent 30-inch
                                                  The contractor would attempt to
                                                direct pull existing piles; if those efforts                                 Temporary 30-inch diameter piles                                            diameter pile would be installed
                                                prove to be ineffective, existing piles                                    would be installed and removed with a                                         through approximately 15 ft of sand and
                                                                                                                                                                                                         gravel with a vibratory hammer. Then
                                                would be removed with a vibratory                                          vibratory hammer.
                                                                                                                                                                                                         the pile will be secured into underlying
                                                hammer.
                                                                                                                                                                                                         bedrock with conventional socketing
                                                                                                                                                                                                         means using a down-the-hole hammer


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                                                22012                                       Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                and under-reamer bit to drill a hole into                              Description of Marine Mammals in the                                         or maintain its optimum sustainable
                                                the bedrock and then socket the pile                                   Area of Specified Activities                                                 population (as described in NMFS’s
                                                into the bedrock. Socket depths are                                       Sections 3 and 4 of the KDC’s IHA                                         SARs). While no mortality is anticipated
                                                expected to be approximately 20 ft (as                                 application summarize available                                              or authorized here, PBR and annual
                                                determined by the geotechnical                                         information regarding status and trends,                                     serious injury and mortality from
                                                engineer) and take approximately 3                                     distribution and habitat preferences,                                        anthropogenic sources are included here
                                                hours. (Note, this socketing method can                                and behavior and life history, of the                                        as gross indicators of the status of the
                                                also be referred to as down the hole                                   potentially affected species. Additional                                     species and other threats.
                                                drilling. We refer to it as socketing                                  information regarding population trends                                         Marine mammal abundance estimates
                                                throughout this document to clarify this                               and threats may be found in NMFS’s                                           presented in this document represent
                                                method from anchoring, which also uses                                 Stock Assessment Reports (SAR;                                               the total number of individuals that
                                                a drill.)                                                              www.nmfs.noaa.gov/pr/sars/) and more                                         make up a given stock or the total
                                                                                                                       general information about these species                                      number estimated within a particular
                                                  Permanent 48-inch diameter piles                                     (e.g., physical and behavioral
                                                would be driven through approximately                                                                                                               study or survey area. NMFS’s stock
                                                                                                                       descriptions) may be found on NMFS’s
                                                15 ft of sand and gravel with a vibratory                                                                                                           abundance estimates for most species
                                                                                                                       website (www.nmfs.noaa.gov/pr/
                                                hammer and impact driven into                                          species/mammals/).                                                           represent the total estimate of
                                                bedrock. After being driven with an                                       Table 2 lists all species with expected                                   individuals within the geographic area,
                                                impact hammer, the piles will be                                       potential for occurrence within the                                          if known, that comprises that stock. For
                                                secured with rock anchors. To install                                  vicinity of Ketchikan Berth IV and                                           some species, this geographic area may
                                                the rock anchors, a drill will be placed                               summarizes information related to the                                        extend beyond U.S. waters. All managed
                                                inside the hallow 48-inch diameter pile                                population or stock, including                                               stocks in this region are assessed in
                                                and will down into the bedrock. During                                 regulatory status under the MMPA and                                         NMFS’s U.S. Alaska SARs (Muto
                                                this anchor drilling, the 48-inch pile                                 ESA and potential biological removal                                         2017a). All values presented in Table 2
                                                will not be not touched by the drill,                                  (PBR), where known. For taxonomy, we                                         are the most recent available at the time
                                                therefore, anchoring will not generate                                 follow the Committee on Taxonomy                                             of publication and are available in the
                                                steel-on-steel hammering noise (noise                                  (2016). PBR is defined by the MMPA as                                        2016 SARs (Muto 2017a), Towers et al.,
                                                that is generated during socketing).1                                  the maximum number of animals, not                                           2015 (solely for northern resident killer
                                                Each anchor will take approximately 2.5                                including natural mortalities, that may                                      whales), and draft 2017 SARs (Muto
                                                hours to complete.                                                     be removed from a marine mammal                                              2017b) (available online at:
                                                                                                                       stock while allowing that stock to reach                                     www.nmfs.noaa.gov/pr/sars/draft.htm).
                                                            TABLE 2—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA DURING THE SPECIFIED ACTIVITY
                                                                                                                                                                                            ESA/
                                                                                                                                                                                           MMPA        Stock abundance Nbest,                             Annual
                                                          Common name                                  Scientific name                                MMPA stock                           status;      (CV, Nmin, most recent                  PBR       M/SI 3
                                                                                                                                                                                          strategic      abundance survey) 2
                                                                                                                                                                                           (Y/N) 1

                                                                                                        Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                                Family Balaenidae:
                                                   Humpback whale ................          Megaptera novaeangliae ..........            Central North Pacific .................          E, D, Y      10,103 (0.3; 7,890; 2006)                   83         21
                                                   Minke whale ........................     Balaenoptera acutorostrata ......            Alaska .......................................   -, N         N.A ..................................     N.A.       N.A.

                                                                                     Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)

                                                Family Delphinidae:
                                                   Killer whale .........................   Orcinus orca .............................   Alaska Resident ........................         -, N         2,347 (N.A.; 2,347;                        23.4             1
                                                                                                                                                                                                         2012) 4
                                                                                                                                         West Coast Transient ...............             -, N         243 (N.A, 243, 2009) 4 ....                 2.4             1
                                                                                                                                         Northern Resident .....................          -, N         290 (N.A; 290; 2014) 6 ....                1.96             0
                                                     Pacific white-sided dolphin            Lagenorhynchus obliquidens ....              North Pacific .............................      -/-; N       26,880 (N.A.; N.A.; 1990)                  N.A.             0

                                                Family Phocoenidae:
                                                   Harbor porpoise ..................       Phocoena phocoena .................          Southeast Alaska ......................          -, Y         975 (0.10; 896; 2012) 5 ...                5 8.9       5 34

                                                   Dall’s porpoise ....................     Phocoenoides dalli ....................      Alaska .......................................   -, N         83,400 .............................       N.A.         38

                                                                                                                              Order Carnivora—Superfamily Pinnipedia

                                                Family Otariidae (eared seals
                                                  and sea lions):
                                                    Steller sea lion ....................   Eumatopia jubatus ....................       Eastern U.S ..............................       -,-, N       41,638 (N/A; 41,638;                      2,498        108
                                                                                                                                                                                                         2015).
                                                Family Phocidae (earless seals):
                                                   Harbor seal .........................    Phoca vitulina richardii ..............      Clarence Strait ..........................       -, N         31,634 (N.A.; 29,093;                     1,222         41
                                                                                                                                                                                                         2011).
                                                  1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as de-
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                                                pleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
                                                declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
                                                as depleted and as a strategic stock.
                                                  2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                                min is the minimum estimate of stock
                                                abundance. In some cases, CV is not applicable (N/A).

                                                  1 In rock anchoring, the DTH drill only hits the                     of anchoring has been used on many projects in                               the significant loads generated from cruise ship
                                                bedrock and, for this effort, the 48-inch pile will act                Alaska with 8-inch diameter anchors (including the                           berthing, the Ketchikan Berth IV project will use 30-
                                                as a casing to isolate the drill noise. The process                    recently permitted Haines Ferry Terminal). Due to                            inch diameter rock anchors.



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                                                                                  Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                        22013
                                                   3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fish-
                                                eries, ship strike).
                                                   4 N is based on counts of individual animals identified from photo-identification catalogs.
                                                   5 In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska waters (these abun-
                                                dance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered unreliable for the entire stock because it
                                                is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the range of this stock as currently designated. The Annual M/SI is for
                                                the entire stock, including coastal waters.
                                                   6 Abundance estimates obtained from Towers et al., 2015.




                                                  All species that could potentially                    are at Timbered Island and Cape                          residents of the action area and can
                                                occur in the proposed survey areas are                  Addington (NMFS 1993). All three sites                   occur on any given day in the action
                                                included in Table 2. As described                       are about 130 kilometers west across                     area, although they tend to be more
                                                below, all eight species (with ten                      Klawock Island from Ketchikan. Steller                   abundant in the summer. There are no
                                                managed stocks) temporally and                          sea lions are known to haul out on land,                 known haul outs located close to the
                                                spatially co-occur with the activity to                 docks, buoys, and navigational markers,                  site where pile installation and removal
                                                the degree that take is reasonably likely               however, there are no established                        will occur (Freitag 2017).
                                                to occur, and we have proposed                          haulout sites in Tongass Narrows (HDR                    Cetaceans in the Activity Area
                                                authorizing it. In addition, northern sea               2003) and other haulout sites are far
                                                otters may be found in Ketchikan.                       beyond in-air noise disturbance                          Humpback Whale
                                                However, sea otters are managed by the                  threshold for hauled-out pinnipeds as                       The humpback whale is distributed
                                                U.S. Fish and Wildlife Service and are                  described in Section 1.3 of the IHA                      worldwide in all ocean basins. In
                                                not considered further in this document.                application. Grindall Island, 12 miles                   winter, most humpback whales occur in
                                                Pinnipeds in the Activity Area                          west of the northern tip of Gravina                      the subtropical and tropical waters of
                                                                                                        Island, is a year-round sea lion haulout                 the Northern and Southern
                                                Steller Sea Lion                                        but not a rookery, and appears to be the                 Hemispheres, and migrate to high
                                                   The Steller sea lion is the largest of               haulout area nearest the project area.                   latitudes in the summer to feed. The
                                                the eared seals, ranging along the North                Harbor Seal                                              historic summer feeding range of
                                                Pacific Rim from northern Japan to                                                                               humpback whales in the North Pacific
                                                California, with centers of abundance                      Harbor seals range from Baja                          encompassed coastal and inland waters
                                                and distribution in the Gulf of Alaska                  California north along the west coasts of                around the Pacific Rim from Point
                                                and Aleutian Islands. Steller sea lions                 Washington, Oregon, California, British                  Conception, California, north to the Gulf
                                                were listed as threatened range-wide                    Columbia, and Southeast Alaska; west                     of Alaska and the Bering Sea, and west
                                                under the ESA on November 26, 1990                      through the Gulf of Alaska, Prince                       along the Aleutian Islands to the
                                                (55 FR 49204). Subsequently, NMFS                       William Sound, and the Aleutian                          Kamchatka Peninsula and into the Sea
                                                published a final rule designating                      Islands; and north in the Bering Sea to                  of Okhotsk and north of the Bering
                                                critical habitat for the species as a 20                Cape Newenham and the Pribilof                           Strait (Johnson and Wolman 1984).
                                                nautical mile buffer around all major                   Islands. They haul out on rocks, reefs,                     Under the MMPA, there are three
                                                haulouts and rookeries, as well as                      beaches, and drifting glacial ice, and                   stocks of humpback whales in the North
                                                associated terrestrial, air and aquatic                 feed in marine, estuarine, and                           Pacific: (1) The California/Oregon/
                                                zones, and three large offshore foraging                occasionally fresh waters. Harbor seals                  Washington and Mexico stock,
                                                areas (58 FR 45269; August 27, 1993). In                are generally non-migratory, with local                  consisting of winter/spring populations
                                                1997, NMFS reclassified Steller sea                     movements associated with such factors                   in coastal Central America and coastal
                                                lions as two distinct population                        as tides, weather, season, food                          Mexico which migrate to the coast of
                                                segments (DPS) based on genetic studies                 availability, and reproduction (Muto,                    California to southern British Columbia
                                                and other information (62 FR 24345;                     2017a).                                                  in summer/fall; (2) the central North
                                                May 5, 1997). Steller sea lion                             Harbor seals in Alaska are partitioned                Pacific stock, consisting of winter/
                                                populations that primarily occur west of                into 12 separate stocks based largely on                 spring populations of the Hawaiian
                                                144° W (Cape Suckling, Alaska)                          genetic structure: (1) The Aleutian                      Islands which migrate primarily to
                                                comprise the western DPS (wDPS),                        Islands stock,(2) the Pribilof Islands                   northern British Columbia/Southeast
                                                while all others comprise the eastern                   stock, (3) the Bristol Bay stock, (4) the                Alaska, the Gulf of Alaska, and the
                                                DPS (eDPS); however, there is regular                   North Kodiak stock, (5) the South                        Bering Sea/Aleutian Islands; and (3) the
                                                movement of both DPSs across this                       Kodiak stock, (6) the Prince William                     western North Pacific stock, consisting
                                                boundary (Jemison et al., 2013). Upon                   Sound stock, (7) the Cook Inlet/Shelikof                 of winter/spring populations off Asia
                                                this reclassification, the wDPS was                     stock, (8) the Glacier Bay/Icy Strait                    which migrate primarily to Russia and
                                                listed as endangered while the eDPS                     stock, (9) the Lynn Canal/Stephens                       the Bering Sea/Aleutian Islands. The
                                                remained as threatened (62 FR 24345;                    Passage stock, (10) the Sitka/Chatham                    central north Pacific stock is the only
                                                May 5, 1997) and in November 2013, the                  stock, (11) the Dixon/Cape Decision                      stock that is found near the project
                                                eDPS was delisted (78 FR 66140). Only                   stock, and (12) the Clarence Strait stock.               activities.
                                                the eDPS considered in this proposed                    Only the Clarence Strait stock stock is                     On September 8, 2016, NMFS
                                                IHA.                                                    considered in this proposed IHA. The                     published a final rule dividing the
                                                   Steller sea lions are common in the                  range of this stock includes the east                    globally listed endangered species into
                                                inside waters of southeastern Alaska.                   coast of Prince of Wales Island from                     14 DPSs, removing the worldwide
                                                They are residents of the project vicinity              Cape Chacon north through Clarence                       species-level listing, and in its place
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                                                and are common year-round in the                        Strait to Point Baker and along the east                 listing four DPSs as endangered and one
                                                action area (Freitag 2017). Critical                    coast of Mitkof and Kupreanof Islands                    DPS as threatened (81 FR 62259;
                                                habitat has been defined in Southeast                   north to Bay Point, including Ernest                     effective October 11, 2016). Two DPSs
                                                Alaska at major haulouts and major                      Sound, Behm Canal, and Pearse Cana                       (Hawaii and Mexico) are potentially
                                                rookeries (50 CFR 226.202). The nearest                 (Muto, 2017a).                                           present within the action area. The
                                                rookery to action area is Forrester                        Harbor seals are common in the inside                 Hawaii DPS is not listed and the Mexico
                                                Island, and the nearest major haulouts                  waters of southeastern Alaska. They are                  DPS is listed as threatened under the


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                                                22014                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                ESA. The Hawaii DPS is estimated to                     solitary or in small groups of 2 to 3.                Pacific-white sided dolphins have been
                                                contain 11,398 animals where the                        Rarely, loose aggregations of up to 400               observed in Alaska waters in groups
                                                Mexico DPS is estimated to contain                      animals have been associated with                     ranging from 20 to 164 animals, with the
                                                3,264 animals.                                          feeding areas in arctic latitudes. In                 sighting of 164 animals occurring in
                                                   The humpback whales that forage                      Alaska, seasonal movements are                        Southeast Alaska near Dixon Entrance
                                                throughout British Colombia and                         associated with feeding areas that are                (Muto et al., 2016a).
                                                Southeast Alaska undertake seasonal                     generally located at the edge of the pack
                                                migrations from their tropical calving                                                                        Harbor Porpoise
                                                                                                        ice (NMFS 2014). Surveys in southeast
                                                and breeding grounds in winter to their                 Alaska have consistently identified                      The harbor porpoise inhabits
                                                high- latitude feeding grounds in                       individuals throughout inland waters in               temporal, subarctic, and arctic waters.
                                                summer. They may be seen at any time                    low numbers (Dahlheim et al., 2009).                  In the eastern North Pacific, harbor
                                                of year in Alaska, but most animals                       Minke whales are rare in the action                 porpoises range from Point Barrow,
                                                winter in temperate or tropical waters                  area, but they could be encountered                   Alaska, to Point Conception, California.
                                                near Hawaii. In the spring, the animals                 during any given day of dock                          Harbor porpoise primarily frequent
                                                migrate back to Alaska where food is                    construction. Minke whales do come                    coastal waters and occur most
                                                abundant.                                               into Herring Cove in George Inlet,                    frequently in waters less than 100 m
                                                   Within Southeast Alaska, humpback                    approximately 5 kilometers north of the               deep (Hobbs and Waite 2010). They may
                                                whales are found throughout all major                   action area, to feed (Freitag 2017).                  occasionally be found in deeper offshore
                                                waterways and in a variety of habitats,                 Minke whales are usually sighted                      waters.
                                                including open-ocean entrances, open-                   individually or in small groups of 2–3,                  In Alaska, harbor porpoises are
                                                strait environments, near-shore waters,                 but there are reports of loose                        currently divided into three stocks,
                                                area with strong tidal currents, and                    aggregations of hundreds of animals                   based primarily on geography: (1) The
                                                secluded bays and inlets. They tend to                  (NMFS 2018).                                          Southeast Alaska stock—occurring from
                                                concentrate in several areas, including                                                                       the northern border of British Columbia
                                                northern Southeast Alaska. Patterns of                  Killer Whale                                          to Cape Suckling, Alaska, (2) the Gulf of
                                                occurrence likely follow the spatial and                   Killer whales have been observed in                Alaska stock—occurring from Cape
                                                temporal changes in prey abundance                      all the world’s oceans, but the highest               Suckling to Unimak Pass, and (3) the
                                                and distribution with humpback whales                   densities occur in colder and more                    Bering Sea stock—occurring throughout
                                                adjusting their foraging locations to                   productive waters found at high                       the Aleutian Islands and all waters
                                                areas of high prey density (NMFS 2012).                 latitudes (NMFS 2016a). Killer whales                 north of Unimak Pass. Only the
                                                   Humpback whales may be found in                      occur along the entire Alaska coast, in               Southeast Alaska stock is considered in
                                                and around Gravina Island in the                        British Columbia and Washington                       this proposed IHA because the other
                                                Tongass Narrows and Revillagigedo                       inland waterways, and along the outer                 stocks are not found in the geographic
                                                Channel at any given time. Humpback                     coasts of Washington, Oregon, and                     area under consideration.
                                                whales are most likely to occur in the                  California (Muto et al., 2017a).                         There are no subsistence use of this
                                                action area during periods of seasonal                     Based on data regarding association                species; however, entanglement in
                                                prey aggregations which typically occur                 patterns, acoustics, movements, and                   fishing gear contributes to human-
                                                in spring and can occur in summer and                   genetic differences, eight killer whale               caused mortality and serious injury.
                                                fall (Freitag 2017). Herring salmon,                    stocks are now recognized within the                  Muto et al. (2017a) also reports harbor
                                                eulachon, and euphausiids (krill) are                   Pacific U.S. Exclusive Economic Zone                  porpoise are vulnerable to physical
                                                among the species that congregate                       (EEZ). This proposed IHA considers                    modifications of nearshore habitats
                                                ephemerally (HDR 2003). When                            only the Alaska resident stock, northern              resulting from urban and industrial
                                                humpback whales come into the                           resident and the west coast transient, all            development (including waste
                                                Narrows to feed, they often stay in the                 other stocks occur outside the                        management and nonpoint source
                                                channel for a few days at a time (Freitag               geographic area under consideration                   runoff) and activities such as
                                                2017). While many humpback whales                       (Muto et al., 2017a).                                 construction of docks and other over-
                                                migrate to tropical calving and breeding                                                                      water structures, filling of shallow areas,
                                                grounds in winter, they have been                       Pacific White-Sided Dolphin                           dredging, and noise (Linnenschmidt et
                                                observed in Southeast Alaska in all                       Pacific white-sided dolphins are a                  al., 2013). Near the project area, harbor
                                                months of the year (Straley 2017). Given                pelagic species. They are found                       porpoises are more common in open
                                                their widespread range and their                        throughout the temperate North Pacific                waters on the outside of Gravina Island;
                                                opportunistic foraging strategies,                      Ocean, north of the coasts of Japan and               however, they are known to pass
                                                humpback whales may be in the action                    Baja California, Mexico. (Muto et al.                 through Tongass Narrows and
                                                area year-round during the proposed                     2016). They are most common between                   Revillagigedo Channel year-round
                                                project activities.                                     the latitudes of 38° N and 47° N (from                (Freitag 2017).
                                                                                                        California to Washington). The
                                                Minke Whale                                             distribution and abundance of Pacific                 Dall’s Porpoise
                                                  Minke whales are found throughout                     white-sided dolphins may be affected by                 Dall’s porpoise are widely distributed
                                                the northern hemisphere in polar,                       large-scale oceanographic occurrences,                across the entire North Pacific Ocean.
                                                temperate, and tropical waters. In the                  such as El Niño and by underwater                    They are found over the continental
                                                North Pacific, minke whales occur from                  acoustic deterrent devices (NMFS                      shelf adjacent to the slope and over
                                                the Bering and Chukchi seas south to                                                                          deep (2,500+ meters) oceanic waters
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                                                                                                        2018a).
                                                near the Equator (Leatherwood et al.,                     Pacific white-sided dolphins are rare               (Hall 1979). They have been sighted
                                                1982). In Alaska, the minke whale diet                  action area, because they are pelagic and             throughout the North Pacific as far north
                                                consists primarily of euphausiids and                   prefer more open water habitats than are              as 65° N (Buckland et al., 1993) and as
                                                walleye pollock. Minke whales are                       found in Tongass Narrows and                          far south as 28° N in the eastern North
                                                generally found in shallow, coastal                     Revillagigedo Channel, but they could                 Pacific (Leatherwood and Fielding
                                                waters within 200 meters of shore                       be encountered during any given day of                1974). The only apparent distribution
                                                (Zerbini et al., 2006) and are usually                  dock construction (Freitag 2017).                     gaps in Alaska waters are upper Cook


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                                                                                 Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                             22015

                                                Inlet and the shallow eastern flats of the              estimated to occur between                            Mitigation’’ section, to draw
                                                Bering Sea. Throughout most of the                      approximately 7 hertz (Hz) and 35                     conclusions regarding the likely impacts
                                                eastern North Pacific they are present                  kilohertz (kHz);                                      of these activities on the reproductive
                                                during all months of the year, although                    • Mid-frequency cetaceans (larger                  success or survivorship of individuals
                                                there may be seasonal onshore-offshore                  toothed whales, beaked whales, and                    and how those impacts on individuals
                                                movements along the west coast of the                   most delphinids): Generalized hearing is              are likely to impact marine mammal
                                                continental United States (Loeb 1972,                   estimated to occur between                            species or stocks.
                                                Leatherwood and Fielding 1974) and                      approximately 150 Hz and 160 kHz;
                                                                                                           • High-frequency cetaceans                         Description of Sound
                                                winter movements of populations out of
                                                areas with ice such as Prince William                   (porpoises, river dolphins, and members                  Sound travels in waves, the basic
                                                Sound (Hall 1979).                                      of the genera Kogia and                               components of which are frequency,
                                                  Dall’s porpoises are seen infrequently                Cephalorhynchus; including two                        wavelength, velocity, and amplitude.
                                                in the action area, but they could be                   members of the genus Lagenorhynchus,                  Frequency is the number of pressure
                                                encountered during any given day of                     on the basis of recent echolocation data              waves that pass by a reference point per
                                                dock construction. In the Ketchikan                     and genetic data): Generalized hearing                unit of time and is measured in Hz or
                                                vicinity, Dall’s porpoises typically occur              is estimated to occur between                         cycles per second. Wavelength is the
                                                in groups of 10–15 animals, with an                     approximately 275 Hz and 160 kHz;                     distance between two peaks of a sound
                                                estimated maximum group size of 20                         • Pinnipeds in water; Phocidae (true               wave; lower frequency sounds have
                                                animals. Dall’s porpoises have been                     seals): Generalized hearing is estimated              longer wavelengths than higher
                                                observed passing through the action                     to occur between approximately 50 Hz                  frequency sounds. Amplitude is the
                                                area 0–1 times a month (Freitag 2017).                  to 86 kHz;                                            height of the sound pressure wave or the
                                                                                                           • Pinnipeds in water; Otariidae                    ‘loudness’ of a sound and is typically
                                                Marine Mammal Hearing                                   (eared seals): Generalized hearing is                 measured using the dB scale. A dB is
                                                   Hearing is the most important sensory                estimated to occur between 60 Hz and                  the ratio between a measured pressure
                                                modality for marine mammals                             39 kHz.                                               (with sound) and a reference pressure
                                                underwater, and exposure to                                The pinniped functional hearing                    (sound at a constant pressure,
                                                anthropogenic sound can have                            group was modified from Southall et al.               established by scientific standards). It is
                                                deleterious effects. To appropriately                   (2007) on the basis of data indicating                a logarithmic unit that accounts for large
                                                assess the potential effects of exposure                that phocid species have consistently                 variations in amplitude; therefore,
                                                to sound, it is necessary to understand                 demonstrated an extended frequency                    relatively small changes in dB ratings
                                                the frequency ranges marine mammals                     range of hearing compared to otariids,                correspond to large changes in sound
                                                are able to hear. Current data indicate                 especially in the higher frequency range              pressure. When referring to sound
                                                that not all marine mammal species                      (Hemilä et al., 2006; Kastelein et al.,              pressure levels (SPLs; the sound force
                                                have equal hearing capabilities (e.g.,                  2009; Reichmuth and Holt, 2013).                      per unit area), sound is referenced in the
                                                Richardson et al., 1995; Wartzok and                       For more detail concerning these                   context of underwater sound pressure to
                                                Ketten, 1999; Au and Hastings, 2008).                   groups and associated frequency ranges,               one microPascal (mPa). One pascal is the
                                                To reflect this, Southall et al. (2007)                 please see NMFS (2016) for a review of                pressure resulting from a force of one
                                                recommended that marine mammals be                      available information. Eight marine                   newton exerted over an area of one
                                                divided into functional hearing groups                  mammal species (six cetacean and two                  square meter. The source level (SL)
                                                based on directly measured or estimated                 pinniped (one otariid and one phocid)                 represents the sound level at a distance
                                                hearing ranges on the basis of available                species) have the reasonable potential to             of 1 m from the source (referenced to 1
                                                behavioral response data, audiograms                    co-occur with the proposed survey                     mPa). The received level is the sound
                                                derived using auditory evoked potential                 activities. Please refer to Table 2. Of the           level at the listener’s position. Note that
                                                techniques, anatomical modeling, and                    cetacean species that may be present,                 all underwater sound levels in this
                                                other data. Note that no direct                         two are classified as low-frequency                   document are referenced to a pressure of
                                                measurements of hearing ability have                    cetaceans (i.e., all mysticete species),              1 mPa and all airborne sound levels in
                                                been successfully completed for                         two are classified as a mid-frequency                 this document are referenced to a
                                                mysticetes (i.e., low-frequency                         cetacean (i.e., killer whale and Pacific              pressure of 20 mPa.
                                                cetaceans). Subsequently, NMFS (2016)                   white-sided dolphin), and two are                        Root mean square (rms) is the
                                                described generalized hearing ranges for                classified as high-frequency cetaceans                quadratic mean sound pressure over the
                                                these marine mammal hearing groups.                     (i.e., harbor porpoise and Dall’s                     duration of an impulse. Rms is
                                                Generalized hearing ranges were chosen                  porpoise).                                            calculated by squaring all of the sound
                                                based on the approximately 65 decibel                                                                         amplitudes, averaging the squares, and
                                                (dB) threshold from the normalized                      Potential Effects of Specified Activities             then taking the square root of the
                                                composite audiograms, with the                          on Marine Mammals and Their Habitat                   average (Urick 1983). Rms accounts for
                                                exception for lower limits for low-                        This section includes a summary and                both positive and negative values;
                                                frequency cetaceans where the lower                     discussion of the ways that components                squaring the pressures makes all values
                                                bound was deemed to be biologically                     of the specified activity may impact                  positive so that they may be accounted
                                                implausible and the lower bound from                    marine mammals and their habitat. The                 for in the summation of pressure levels
                                                Southall et al. (2007) retained. The                    ‘‘Estimated Take by Incidental                        (Hastings and Popper 2005). This
                                                functional groups and the associated                    Harassment’’ section later in this                    measurement is often used in the
                                                                                                        document includes a quantitative
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                                                frequencies are indicated below (note                                                                         context of discussing behavioral effects,
                                                that these frequency ranges correspond                  analysis of the number of individuals                 in part because behavioral effects,
                                                to the range for the composite group,                   that are expected to be taken by this                 which often result from auditory cues,
                                                with the entire range not necessarily                   activity. The ‘‘Negligible Impact                     may be better expressed through
                                                reflecting the capabilities of every                    Analysis and Determination’’ section                  averaged units than by peak pressures.
                                                species within that group):                             considers the content of this section, the               When underwater objects vibrate or
                                                   • Low-frequency cetaceans                            ‘‘Estimated Take by Incidental                        activity occurs, sound-pressure waves
                                                (mysticetes): Generalized hearing is                    Harassment’’ section, and the ‘‘Proposed              are created. These waves alternately


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                                                22016                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                compress and decompress the water as                    and, if higher frequency sound levels                 increased capacity to induce physical
                                                the sound wave travels. Underwater                      are created, they attenuate rapidly                   injury as compared with sounds that
                                                sound waves radiate in all directions                   (Richardson et al., 1995). Sound from                 lack these features.
                                                away from the source (similar to ripples                identifiable anthropogenic sources other                 Non-impulsive sounds can be tonal,
                                                on the surface of a pond), except in                    than the activity of interest (e.g., a                narrowband, or broadband, brief or
                                                cases where the source is directional.                  passing vessel) is sometimes termed                   prolonged, and may be either
                                                The compressions and decompressions                     background sound, as opposed to                       continuous or non-continuous (ANSI
                                                associated with sound waves are                         ambient sound.                                        1995; NIOSH 1998). Some of these non-
                                                detected as changes in pressure by                         The sum of the various natural and                 impulsive sounds can be transient
                                                aquatic life and man-made sound                         anthropogenic sound sources at any                    signals of short duration but without the
                                                receptors such as hydrophones.                          given location and time—which                         essential properties of impulses (e.g.,
                                                   Even in the absence of sound from the                comprise ‘‘ambient’’ or ‘‘background’’                rapid rise time). Examples of non-
                                                specified activity, the underwater                      sound—depends not only on the source                  impulsive sounds include those
                                                environment is typically loud due to                    levels (as determined by current                      produced by vessels, aircraft, machinery
                                                ambient sound. Ambient sound is                         weather conditions and levels of                      operations such as drilling or dredging,
                                                defined as environmental background                     biological and shipping activity) but                 vibratory pile driving, and active sonar
                                                sound levels lacking a single source or                 also on the ability of sound to propagate             systems. The duration of such sounds,
                                                point (Richardson et al., 1995), and the                through the environment. In turn, sound               as received at a distance, can be greatly
                                                sound level of a region is defined by the               propagation is dependent on the                       extended in a highly reverberant
                                                total acoustical energy being generated                 spatially and temporally varying                      environment.
                                                by known and unknown sources. These                     properties of the water column and sea                   Impact hammers operate by
                                                sources may include physical (e.g.,                     floor, and is frequency-dependent. As a               repeatedly dropping a heavy piston onto
                                                waves, earthquakes, ice, atmospheric                    result of the dependence on a large                   a pile to drive the pile into the substrate.
                                                sound), biological (e.g., sounds                        number of varying factors, ambient                    Sound generated by impact hammers is
                                                produced by marine mammals, fish, and                   sound levels can be expected to vary                  characterized by rapid rise times and
                                                invertebrates), and anthropogenic sound                 widely over both coarse and fine spatial              high peak levels, a potentially injurious
                                                (e.g., vessels, dredging, aircraft,                     and temporal scales. Sound levels at a                combination (Hastings and Popper
                                                construction). A number of sources                      given frequency and location can vary                 2005). Vibratory hammers install piles
                                                contribute to ambient sound, including                  by 10–20 dB from day to day                           by vibrating them and allowing the
                                                the following (Richardson et al., 1995):                (Richardson et al., 1995). The result is              weight of the hammer to push them into
                                                   • Wind and waves: The complex                        that, depending on the source type and                the sediment. Vibratory hammers
                                                interactions between wind and water                     its intensity, sound from the specified               produce significantly less sound than
                                                surface, including processes such as                    activity may be a negligible addition to              impact hammers. Peak SPLs may be 180
                                                breaking waves and wave-induced                         the local environment or could form a                 dB or greater, but are generally 10 to 20
                                                bubble oscillations and cavitation, are a               distinctive signal that may affect marine             dB lower than SPLs generated during
                                                main source of naturally occurring                      mammals.                                              impact pile driving of the same-sized
                                                ambient noise for frequencies between                                                                         pile (Oestman et al., 2009). Rise time is
                                                200 Hz and 50 kilohertz (kHz) (Mitson                   Description of Sound Sources                          slower, reducing the probability and
                                                1995). In general, ambient sound levels                    In-water construction activities                   severity of injury, and sound energy is
                                                tend to increase with increasing wind                   associated with the project would                     distributed over a greater amount of
                                                speed and wave height. Surf noise                       include impact pile driving, vibratory                time (Nedwell and Edwards 2002;
                                                becomes important near shore, with                      pile driving and removal, and drilling.               Carlson et al., 2005). Drilling to insert
                                                measurements collected at a distance of                 The sounds produced by these activities               the steel piles (not for tension anchors)
                                                8.5 km from shore showing an increase                   fall into one of two general sound types:             will be operated by a down-hole
                                                of 10 dB in the 100 to 700 Hz band                      Impulsive and non-impulsive (defined                  hammer (also known as socket drilling).
                                                during heavy surf conditions.                           in the following). The distinction                    A down-hole hammer is a drill bit that
                                                   • Precipitation: Sound from rain and                 between these two sound types is                      drills through the bedrock using an
                                                hail impacting the water surface can                    important because they have differing                 impulse mechanism that functions at
                                                become an important component of total                  potential to cause physical effects,                  the bottom of the hole. This impulsive
                                                noise at frequencies above 500 Hz, and                  particularly with regard to hearing (e.g.,            bit breaks up rock to allow removal of
                                                possibly down to 100 Hz during quiet                    Ward 1997 in Southall et al., 2007).                  debris and insertion of the pile. The
                                                times.                                                  Please see Southall et al. (2007) for an              head extends so that the drilling takes
                                                   • Biological: Marine mammals can                     in-depth discussion of these concepts.                place below the pile. The impulsive
                                                contribute significantly to ambient noise                  Impulsive sound sources (e.g.,                     sounds produced by the hammer
                                                levels, as can some fish and shrimp. The                explosions, gunshots, sonic booms,                    method are continuous and reduces
                                                frequency band for biological                           impact pile driving) produce signals                  sound attenuation because the noise is
                                                contributions is from approximately 12                  that are brief (typically considered to be            primarily contained within the steel pile
                                                Hz to over 100 kHz.                                     less than one second), broadband, atonal              and below ground rather than impact
                                                   • Anthropogenic: Sources of ambient                  transients (ANSI 1986; Harris 1998;                   hammer driving methods which occur
                                                noise related to human activity include                 NIOSH 1998; ISO 2003; ANSI 2005) and                  at the top of the pile (R&M 2016).
                                                transportation (surface vessels and                     occur either as isolated events or
                                                aircraft), dredging and construction, oil               repeated in some succession. Impulsive                Acoustic Impacts
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                                                and gas drilling and production, seismic                sounds are all characterized by a                       Anthropogenic sounds cover a broad
                                                surveys, sonar, explosions, and ocean                   relatively rapid rise from ambient                    range of frequencies and sound levels
                                                acoustic studies. Shipping noise                        pressure to a maximal pressure value                  and can have a range of highly variable
                                                typically dominates the total ambient                   followed by a rapid decay period that                 impacts on marine life, from none or
                                                noise for frequencies between 20 and                    may include a period of diminishing,                  minor to potentially severe responses,
                                                300 Hz. In general, the frequencies of                  oscillating maximal and minimal                       depending on received levels, duration
                                                anthropogenic sounds are below 1 kHz                    pressures, and generally have an                      of exposure, behavioral context, and


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                                                various other factors. The potential                    which case the animal’s hearing                       Depending on the degree (elevation of
                                                effects of underwater sound from active                 threshold would recover over time                     threshold in dB), duration (i.e., recovery
                                                acoustic sources can potentially result                 (Southall et al., 2007). Repeated sound               time), and frequency range of TTS, and
                                                in one or more of the following;                        exposure that leads to TTS could cause                the context in which it is experienced,
                                                temporary or permanent hearing                          PTS. In severe cases of PTS, there can                TTS can have effects on marine
                                                impairment, non-auditory physical or                    be total or partial deafness, while in                mammals ranging from discountable to
                                                physiological effects, behavioral                       most cases the animal has an impaired                 serious. For example, a marine mammal
                                                disturbance, stress, and masking                        ability to hear sounds in specific                    may be able to readily compensate for
                                                (Richardson et al., 1995; Gordon et al.,                frequency ranges (Kryter 1985).                       a brief, relatively small amount of TTS
                                                2004; Nowacek et al., 2007; Southall et                    When PTS occurs, there is physical                 in a non-critical frequency range that
                                                al., 2007; Gotz et al., 2009). The degree               damage to the sound receptors in the ear              occurs during a time where ambient
                                                of effect is intrinsically related to the               (i.e., tissue damage), whereas TTS                    noise is lower and there are not as many
                                                signal characteristics, received level,                 represents primarily tissue fatigue and               competing sounds present.
                                                distance from the source, and duration                  is reversible (Southall et al., 2007). In             Alternatively, a larger amount and
                                                of the sound exposure. In general,                      addition, other investigators have                    longer duration of TTS sustained during
                                                sudden, high level sounds can cause                     suggested that TTS is within the normal               a time when communication is critical
                                                hearing loss, as can longer exposures to                bounds of physiological variability and               for successful mother/calf interactions
                                                lower level sounds. Temporary or                        tolerance and does not represent                      could have more serious impacts.
                                                permanent loss of hearing will occur                    physical injury (e.g., Ward 1997).                       Currently, TTS data only exist for four
                                                almost exclusively for noise within an                  Therefore, NMFS does not consider TTS                 species of cetaceans (bottlenose dolphin
                                                animal’s hearing range. We first describe               to constitute auditory injury.                        (Tursiops truncatus), beluga whale
                                                specific manifestations of acoustic                        Relationships between TTS and PTS                  (Delphinapterus leucas), harbor
                                                effects before providing discussion                     thresholds have not been studied in                   porpoise, and Yangtze finless porpoise
                                                specific to KDC’s construction activities.              marine mammals—PTS data exists only                   (Neophocoena asiaeorientalis) and three
                                                   Richardson et al. (1995) described                   for a single harbor seal (Kastak et al.,              species of pinnipeds (northern elephant
                                                zones of increasing intensity of effect                 2008)—but are assumed to be similar to                seal, harbor seal, and California sea lion)
                                                that might be expected to occur, in                     those in humans and other terrestrial                 exposed to a limited number of sound
                                                relation to distance from a source and                  mammals. PTS typically occurs at                      sources (i.e., mostly tones and octave-
                                                assuming that the signal is within an                   exposure levels at least several dB above             band noise) in laboratory settings (e.g.,
                                                animal’s hearing range. First is the area               a 40-dB threshold shift approximates                  Finneran et al., 2002; Nachtigall et al.,
                                                within which the acoustic signal would                  PTS onset; e.g., Kryter et al., 1966;                 2004; Kastak et al., 2005; Lucke et al.,
                                                be audible (potentially perceived) to the               Miller, 1974 found that inducing mild                 2009; Popov et al., 2011). In general,
                                                animal, but not strong enough to elicit                 TTS (a 6-dB threshold shift)                          harbor seals (Kastak et al., 2005;
                                                any overt behavioral or physiological                   approximates TTS onset (e.g., Southall                Kastelein et al., 2012a) and harbor
                                                response. The next zone corresponds                     et al., 2007). Based on data from                     porpoises (Lucke et al., 2009; Kastelein
                                                with the area where the signal is audible               terrestrial mammals, a precautionary                  et al., 2012b) have a lower TTS onset
                                                to the animal and of sufficient intensity               assumption is that the PTS thresholds                 than other measured pinniped or
                                                to elicit behavioral or physiological                   for impulsive sounds (such as impact                  cetacean species. Additionally, the
                                                responsiveness. Third is a zone within                  pile driving sounds received close to the             existing marine mammal TTS data come
                                                which, for signals of high intensity, the               source) are at least 6 dB higher than the             from a limited number of individuals
                                                received level is sufficient to potentially             TTS threshold on a peak-pressure basis                within these species. There are no data
                                                cause discomfort or tissue damage to                    and PTS cumulative sound exposure                     available on noise-induced hearing loss
                                                auditory or other systems. Overlaying                   level thresholds are 15 to 20 dB higher               for mysticetes. For summaries of data on
                                                these zones to a certain extent is the                  than TTS cumulative sound exposure                    TTS in marine mammals or for further
                                                area within which masking (i.e., when a                 level thresholds (Southall et al., 2007).             discussion of TTS onset thresholds,
                                                sound interferes with or masks the                      Given the higher level of sound or                    please see Southall et al. (2007) and
                                                ability of an animal to detect a signal of              longer exposure duration necessary to                 Finneran and Jenkins (2012).
                                                interest that is above the absolute                     cause PTS as compared with TTS, it is                    In addition to PTS and TTS, there is
                                                hearing threshold) may occur; the                       considerably less likely that PTS could               a potential for non-auditory
                                                masking zone may be highly variable in                  occur.                                                physiological effects or injuries that
                                                size.                                                      TTS is the mildest form of hearing                 theoretically might occur in marine
                                                   We describe the more severe effects                  impairment that can occur during                      mammals exposed to high level
                                                (i.e., permanent hearing impairment,                    exposure to sound (Kryter 1985). While                underwater sound or as a secondary
                                                certain non-auditory physical or                        experiencing TTS, the hearing threshold               effect of extreme behavioral reactions
                                                physiological effects) only briefly as we               rises, and a sound must be at a higher                (e.g., change in dive profile as a result
                                                do not expect that there is a reasonable                level in order to be heard. In terrestrial            of an avoidance reaction) caused by
                                                likelihood that KDC’s activities may                    and marine mammals, TTS can last from                 exposure to sound. These impacts can
                                                result in such effects (see below for                   minutes or hours to days (in cases of                 include neurological effects, bubble
                                                further discussion). Marine mammals                     strong TTS). In many cases, hearing                   formation, resonance effects, and other
                                                exposed to high-intensity sound, or to                  sensitivity recovers rapidly after                    types of organ or tissue damage (Cox et
                                                lower-intensity sound for prolonged                     exposure to the sound ends. Few data                  al., 2006; Southall et al., 2007; Zimmer
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                                                periods, can experience hearing                         on sound levels and durations necessary               and Tyack 2007). KDC’s activities do not
                                                threshold shift (TS), which is the loss of              to elicit mild TTS have been obtained                 involve the use of devices such as
                                                hearing sensitivity at certain frequency                for marine mammals.                                   explosives or mid-frequency active
                                                ranges (Kastak et al., 1999; Schlundt et                   Marine mammal hearing plays a                      sonar that are associated with these
                                                al., 2000; Finneran et al., 2002, 2005b).               critical role in communication with                   types of effects.
                                                TS can be permanent (PTS), in which                     conspecifics, and interpretation of                      When a live or dead marine mammal
                                                case the loss of hearing sensitivity is not             environmental cues for purposes such                  swims or floats onto shore and is
                                                fully recoverable, or temporary (TTS), in               as predator avoidance and prey capture.               incapable of returning to sea, the event


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                                                22018                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                is termed a ‘‘stranding’’ (16 U.S.C.                    more generally, moderation in response                the time of the exposure and the type
                                                1421h(3)). Marine mammals are known                     to human disturbance (Bejder et al.,                  and magnitude of the response.
                                                to strand for a variety of reasons, such                2009). The opposite process is                           Disruption of feeding behavior can be
                                                as infectious agents, biotoxicosis,                     sensitization, when an unpleasant                     difficult to correlate with anthropogenic
                                                starvation, fishery interaction, ship                   experience leads to subsequent                        sound exposure, so it is usually inferred
                                                strike, unusual oceanographic or                        responses, often in the form of                       by observed displacement from known
                                                weather events, sound exposure, or                      avoidance, at a lower level of exposure.              foraging areas, the appearance of
                                                combinations of these stressors                         As noted, behavioral state may affect the             secondary indicators (e.g., bubble nets
                                                sustained concurrently or in series (e.g.,              type of response. For example, animals                or sediment plumes), or changes in dive
                                                Geraci et al., 1999). However, the cause                that are resting may show greater                     behavior. As for other types of
                                                or causes of most strandings are                        behavioral change in response to                      behavioral response, the frequency,
                                                unknown (e.g., Best 1982).                              disturbing sound levels than animals                  duration, and temporal pattern of signal
                                                Combinations of dissimilar stressors                    that are highly motivated to remain in                presentation, as well as differences in
                                                may combine to kill an animal or                        an area for feeding (Richardson et al.,               species sensitivity, are likely
                                                dramatically reduce its fitness, even                   1995; NRC 2003; Wartzok et al., 2003).                contributing factors to differences in
                                                though one exposure without the other                   Controlled experiments with captive                   response in any given circumstance
                                                would not be expected to produce the                    marine mammals have showed                            (e.g., Croll et al., 2001; Nowacek et al.,
                                                same outcome (e.g., Sih et al., 2004). For              pronounced behavioral reactions,                      2004; Madsen et al., 2006; Yazvenko et
                                                further description of stranding events                 including avoidance of loud sound                     al., 2007). A determination of whether
                                                see, e.g., Southall et al., 2006; Jepson et             sources (Ridgway et al., 1997; Finneran               foraging disruptions incur fitness
                                                al., 2013; Wright et al., 2013.                         et al., 2003). Observed responses of wild             consequences would require
                                                                                                        marine mammals to loud-impulsive                      information on or estimates of the
                                                Behavioral Effects                                                                                            energetic requirements of the affected
                                                                                                        sound sources (typically seismic airguns
                                                   Behavioral disturbance may include a                 or acoustic harassment devices) have                  individuals and the relationship
                                                variety of effects, including subtle                    been varied but often consist of                      between prey availability, foraging effort
                                                changes in behavior (e.g., minor or brief               avoidance behavior or other behavioral                and success, and the life history stage of
                                                avoidance of an area or changes in                      changes suggesting discomfort (Morton                 the animal.
                                                vocalizations), more conspicuous                        and Symonds 2002; see also Richardson                    Variations in respiration naturally
                                                changes in similar behavioral activities,               et al., 1995; Nowacek et al., 2007).                  vary with different behaviors and
                                                and more sustained and/or potentially                      Available studies show wide variation              alterations to breathing rate as a
                                                severe reactions, such as displacement                  in response to underwater sound;                      function of acoustic exposure can be
                                                from or abandonment of high-quality                     therefore, it is difficult to predict                 expected to co-occur with other
                                                habitat. Behavioral responses to sound                  specifically how any given sound in a                 behavioral reactions, such as a flight
                                                are highly variable and context-specific                particular instance might affect marine               response or an alteration in diving.
                                                and any reactions depend on numerous                    mammals perceiving the signal. If a                   However, respiration rates in and of
                                                intrinsic and extrinsic factors (e.g.,                  marine mammal does react briefly to an                themselves may be representative of
                                                species, state of maturity, experience,                 underwater sound by changing its                      annoyance or an acute stress response.
                                                current activity, reproductive state,                   behavior or moving a small distance, the              Various studies have shown that
                                                auditory sensitivity, time of day), as                  impacts of the change are unlikely to be              respiration rates may either be
                                                well as the interplay between factors                   significant to the individual, let alone              unaffected or could increase, depending
                                                (e.g., Richardson et al., 1995; Wartzok et              the stock or population. However, if a                on the species and signal characteristics,
                                                al., 2003; Southall et al., 2007; Weilgart,             sound source displaces marine                         again highlighting the importance in
                                                2007; Archer et al., 2010). Behavioral                  mammals from an important feeding or                  understanding species differences in the
                                                reactions can vary not only among                       breeding area for a prolonged period,                 tolerance of underwater noise when
                                                individuals but also within an                          impacts on individuals and populations                determining the potential for impacts
                                                individual, depending on previous                       could be significant (e.g., Lusseau and               resulting from anthropogenic sound
                                                experience with a sound source,                         Bejder 2007; Weilgart 2007; NRC 2005).                exposure (e.g., Kastelein et al., 2001,
                                                context, and numerous other factors                     However, there are broad categories of                2005b, 2006; Gailey et al., 2007).
                                                (Ellison et al., 2012), and can vary                    potential response, which we describe                    Marine mammals vocalize for
                                                depending on characteristics associated                 in greater detail here, that include                  different purposes and across multiple
                                                with the sound source (e.g., whether it                 alteration of dive behavior, alteration of            modes, such as whistling, echolocation
                                                is moving or stationary, number of                      foraging behavior, effects to breathing,              click production, calling, and singing.
                                                sources, distance from the source).                     interference with or alteration of                    Changes in vocalization behavior in
                                                Please see Appendices B–C of Southall                   vocalization, avoidance, and flight.                  response to anthropogenic noise can
                                                et al. (2007) for a review of studies                      Changes in dive behavior can vary                  occur for any of these modes and may
                                                involving marine mammal behavioral                      widely, and may consist of increased or               result from a need to compete with an
                                                responses to sound.                                     decreased dive times and surface                      increase in background noise or may
                                                   Habituation can occur when an                        intervals as well as changes in the rates             reflect increased vigilance or a startle
                                                animal’s response to a stimulus wanes                   of ascent and descent during a dive (e.g.,            response. For example, in the presence
                                                with repeated exposure, usually in the                  Frankel and Clark 2000; Costa et al.,                 of potentially masking signals,
                                                absence of unpleasant associated events                 2003; Ng and Leung 2003; Nowacek et                   humpback whales and killer whales
                                                (Wartzok et al., 2003). Animals are most                                                                      have been observed to increase the
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                                                                                                        al., 2004; Goldbogen et al., 2013a,b).
                                                likely to habituate to sounds that are                  Variations in dive behavior may reflect               length of their songs (Miller et al., 2000;
                                                predictable and unvarying. It is                        interruptions in biologically significant             Fristrup et al., 2003; Foote et al., 2004),
                                                important to note that habituation is                   activities (e.g., foraging) or they may be            while right whales (Eubalaena glacialis)
                                                appropriately considered as a                           of little biological significance. The                have been observed to shift the
                                                ‘‘progressive reduction in response to                  impact of an alteration to dive behavior              frequency content of their calls upward
                                                stimuli that are perceived as neither                   resulting from an acoustic exposure                   while reducing the rate of calling in
                                                aversive nor beneficial,’’ rather than as,              depends on what the animal is doing at                areas of increased anthropogenic noise


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                                                (Parks et al., 2007b). In some cases,                   Purser and Radford 2011). In addition,                altered metabolism, reduced immune
                                                animals may cease sound production                      chronic disturbance can cause                         competence, and behavioral disturbance
                                                during production of aversive signals                   population declines through reduction                 (e.g., Moberg 1987; Blecha 2000).
                                                (Bowles et al., 1994).                                  of fitness (e.g., decline in body                     Increases in the circulation of
                                                   Avoidance is the displacement of an                  condition) and subsequent reduction in                glucocorticoids are also equated with
                                                individual from an area or migration                    reproductive success, survival, or both               stress (Romano et al., 2004).
                                                path because of the presence of a sound                 (e.g., Harrington and Veitch, 1992; Daan                 The primary distinction between
                                                or other stressors, and is one of the most              et al., 1996; Bradshaw et al., 1998).                 stress (which is adaptive and does not
                                                obvious manifestations of disturbance in                However, Ridgway et al. (2006) reported               normally place an animal at risk) and
                                                marine mammals (Richardson et al.,                      that increased vigilance in bottlenose                ‘‘distress’’ is the cost of the response.
                                                1995). For example, gray whales                         dolphins exposed to sound over a five-                During a stress response, an animal uses
                                                (Eschrictius robustus) are known to                     day period did not cause any sleep                    glycogen stores that can be quickly
                                                change direction—deflecting from                        deprivation or stress effects.                        replenished once the stress is alleviated.
                                                customary migratory paths—in order to                      Many animals perform vital functions,              In such circumstances, the cost of the
                                                avoid noise from seismic surveys                        such as feeding, resting, traveling, and              stress response would not pose serious
                                                (Malme et al., 1984). Avoidance may be                  socializing, on a diel cycle (24-hour                 fitness consequences. However, when
                                                short-term, with animals returning to                   cycle). Disruption of such functions                  an animal does not have sufficient
                                                the area once the noise has ceased (e.g.,               resulting from reactions to stressors                 energy reserves to satisfy the energetic
                                                Bowles et al., 1994; Goold, 1996; Stone                 such as sound exposure are more likely                costs of a stress response, energy
                                                et al., 2000; Morton and Symonds, 2002;                 to be significant if they last more than              resources must be diverted from other
                                                Gailey et al., 2007). Longer-term                       one diel cycle or recur on subsequent                 functions. This state of distress will last
                                                displacement is possible, however,                      days (Southall et al., 2007).                         until the animal replenishes its
                                                which may lead to changes in                            Consequently, a behavioral response                   energetic reserves sufficient to restore
                                                abundance or distribution patterns of                   lasting less than one day and not                     normal function.
                                                the affected species in the affected                    recurring on subsequent days is not                      Relationships between these
                                                region if habituation to the presence of                considered particularly severe unless it              physiological mechanisms, animal
                                                the sound does not occur (e.g.,                         could directly affect reproduction or                 behavior, and the costs of stress
                                                Blackwell et al., 2004; Bejder et al.,                  survival (Southall et al., 2007). Note that           responses are well studied through
                                                2006; Teilmann et al., 2006).                           there is a difference between multi-day               controlled experiments and for both
                                                   A flight response is a dramatic change               substantive behavioral reactions and                  laboratory and free-ranging animals
                                                in normal movement to a directed and                    multi-day anthropogenic activities. For               (e.g., Holberton et al., 1996; Hood et al.,
                                                rapid movement away from the                            example, just because an activity lasts               1998; Jessop et al., 2003; Krausman et
                                                perceived location of a sound source.                   for multiple days does not necessarily                al., 2004; Lankford et al., 2005). Stress
                                                The flight response differs from other                  mean that individual animals are either               responses due to exposure to
                                                avoidance responses in the intensity of                 exposed to activity-related stressors for             anthropogenic sounds or other stressors
                                                the response (e.g., directed movement,                  multiple days or, further, exposed in a               and their effects on marine mammals
                                                rate of travel). Relatively little                      manner resulting in sustained multi-day               have also been reviewed (Fair and
                                                information on flight responses of                      substantive behavioral responses.                     Becker 2000; Romano et al., 2002b) and,
                                                marine mammals to anthropogenic                                                                               more rarely, studied in wild populations
                                                signals exist, although observations of                 Stress Responses                                      (e.g., Romano et al., 2002a). For
                                                flight responses to the presence of                        An animal’s perception of a threat                 example, Rolland et al. (2012) found
                                                predators have occurred (Connor and                     may be sufficient to trigger stress                   that noise reduction from reduced ship
                                                Heithaus 1996). The result of a flight                  responses consisting of some                          traffic in the Bay of Fundy was
                                                response could range from brief,                        combination of behavioral responses,                  associated with decreased stress in
                                                temporary exertion and displacement                     autonomic nervous system responses,                   North Atlantic right whales. These and
                                                from the area where the signal provokes                 neuroendocrine responses, or immune                   other studies lead to a reasonable
                                                flight to, in extreme cases, marine                     responses (e.g., Seyle 1950; Moberg                   expectation that some marine mammals
                                                mammal strandings (Evans and England                    2000). In many cases, an animal’s first               will experience physiological stress
                                                2001). However, it should be noted that                 and sometimes most economical (in                     responses upon exposure to acoustic
                                                response to a perceived predator does                   terms of energetic costs) response is                 stressors and that it is possible that
                                                not necessarily invoke flight (Ford and                 behavioral avoidance of the potential                 some of these would be classified as
                                                Reeves 2008), and whether individuals                   stressor. Autonomic nervous system                    ‘‘distress.’’ In addition, any animal
                                                are solitary or in groups may influence                 responses to stress typically involve                 experiencing TTS would likely also
                                                the response.                                           changes in heart rate, blood pressure,                experience stress responses (NRC,
                                                   Behavioral disturbance can also                      and gastrointestinal activity. These                  2003).
                                                impact marine mammals in more subtle                    responses have a relatively short
                                                ways. Increased vigilance may result in                 duration and may or may not have a                    Acoustic Effects, Underwater
                                                costs related to diversion of focus and                 significant long-term effect on an                       Potential Effects of DTH drilling and
                                                attention (i.e., when a response consists               animal’s fitness.                                     Pile Driving—The effects of sounds from
                                                of increased vigilance, it may come at                     Neuroendocrine stress responses often              DTH drilling and pile driving might
                                                the cost of decreased attention to other                involve the hypothalamus-pituitary-                   include one or more of the following:
                                                critical behaviors such as foraging or                  adrenal system. Virtually all                         Temporary or permanent hearing
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                                                resting). These effects have generally not              neuroendocrine functions that are                     impairment, non-auditory physical or
                                                been demonstrated for marine                            affected by stress—including immune                   physiological effects, behavioral
                                                mammals, but studies involving fish                     competence, reproduction, metabolism,                 disturbance, and masking (Richardson
                                                and terrestrial animals have shown that                 and behavior—are regulated by pituitary               et al., 1995; Gordon et al., 2003;
                                                increased vigilance may substantially                   hormones. Stress-induced changes in                   Nowacek et al., 2007; Southall et al.,
                                                reduce feeding rates (e.g., Beauchamp                   the secretion of pituitary hormones have              2007). The effects of pile driving or
                                                and Livoreil 1997; Fritz et al., 2002;                  been implicated in failed reproduction,               drilling on marine mammals are


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                                                dependent on several factors, including                 suggest that such effects, if they occur              behavioral modifications that could
                                                the type and depth of the animal; the                   at all, would presumably be limited to                potentially lead to effects on growth,
                                                pile size and type, and the intensity and               short distances from the sound source                 survival, or reproduction include:
                                                duration of the pile driving or drilling                and to activities that extend over a                     • Drastic changes in diving/surfacing
                                                sound; the substrate; the standoff                      prolonged period. The available data do               patterns (such as those thought to cause
                                                distance between the pile and the                       not allow identification of a specific                beaked whale stranding due to exposure
                                                animal; and the sound propagation                       exposure level above which non-                       to military mid-frequency tactical
                                                properties of the environment. Impacts                  auditory effects can be expected                      sonar);
                                                to marine mammals from pile driving                     (Southall et al., 2007) or any meaningful                • Longer-term habitat abandonment
                                                and DTH drilling activities are expected                quantitative predictions of the numbers               due to loss of desirable acoustic
                                                to result primarily from acoustic                       (if any) of marine mammals that might                 environment; and
                                                pathways. As such, the degree of effect                 be affected in those ways. Marine                        • Longer-term cessation of feeding or
                                                is intrinsically related to the frequency,              mammals that show behavioral                          social interaction.
                                                received level, and duration of the                     avoidance of pile driving, including                     The onset of behavioral disturbance
                                                sound exposure, which are in turn                       some odontocetes and some pinnipeds,                  from anthropogenic sound depends on
                                                influenced by the distance between the                  are especially unlikely to incur auditory             both external factors (characteristics of
                                                animal and the source. The further away                 impairment or non-auditory physical                   sound sources and their paths) and the
                                                from the source, the less intense the                   effects.                                              specific characteristics of the receiving
                                                exposure should be. The substrate and                                                                         animals (hearing, motivation,
                                                                                                        Disturbance Reactions
                                                depth of the habitat affect the sound                                                                         experience, demography) and is difficult
                                                propagation properties of the                              Responses to continuous sound, such
                                                                                                        as vibratory pile installation, have not              to predict (Southall et al., 2007).
                                                environment. In addition, substrates
                                                that are soft (e.g., sand) would absorb or              been documented as well as responses                  Auditory Masking
                                                attenuate the sound more readily than                   to impulsive sounds. With both types of
                                                                                                        pile driving, it is likely that the onset of             Natural and artificial sounds can
                                                hard substrates (e.g., rock), which may                                                                       disrupt behavior by masking. The
                                                reflect the acoustic wave. Soft porous                  pile driving could result in temporary,
                                                                                                        short-term changes in an animal’s                     frequency range of the potentially
                                                substrates would also likely require less
                                                                                                        typical behavior and/or avoidance of the              masking sound is important in
                                                time to drive the pile, and possibly less
                                                                                                        affected area. These behavioral changes               determining any potential behavioral
                                                forceful equipment, which would
                                                                                                        may include (Richardson et al., 1995):                impacts. Because sound generated from
                                                ultimately decrease the intensity of the
                                                                                                        changing durations of surfacing and                   in-water pile driving and removal and
                                                acoustic source.
                                                   In the absence of mitigation, impacts                dives, number of blows per surfacing, or              DTH drilling is mostly concentrated at
                                                to marine species could be expected to                  moving direction and/or speed;                        low-frequency ranges, it may have less
                                                include physiological and behavioral                    reduced/increased vocal activities;                   effect on high frequency echolocation
                                                responses to the acoustic signature                     changing/cessation of certain behavioral              sounds made by porpoises. The most
                                                (Viada et al., 2008). Potential effects                 activities (such as socializing or                    intense underwater sounds in the
                                                from impulsive sound sources like pile                  feeding); visible startle response or                 proposed action are those produced by
                                                driving can range in severity from                      aggressive behavior (such as tail/fluke               impact pile driving. Given that the
                                                effects such as behavioral disturbance to               slapping or jaw clapping); avoidance of               energy distribution of pile driving
                                                temporary or permanent hearing                          areas where sound sources are located;                covers a broad frequency spectrum,
                                                impairment (Yelverton et al., 1973). Due                and/or flight responses (e.g., pinnipeds              sound from these sources would likely
                                                to the nature of the pile driving sounds                flushing into water from haulouts or                  be within the audible range of marine
                                                in the project, behavioral disturbance is               rookeries). Pinnipeds may increase their              mammals present in the project area.
                                                the most likely effect from the proposed                haul-out time, possibly to avoid in-                  Impact pile driving activity is relatively
                                                activity. Marine mammals exposed to                     water disturbance (Thorson and Reyff                  short-term, with rapid impulsive sounds
                                                high intensity sound repeatedly or for                  2006). If a marine mammal responds to                 occurring for approximately fifteen
                                                prolonged periods can experience                        a stimulus by changing its behavior                   minutes per pile. The probability for
                                                hearing threshold shifts. PTS constitutes               (e.g., through relatively minor changes               impact pile driving resulting from this
                                                injury, but TTS does not (Southall et al.,              in locomotion direction/speed or                      proposed action masking acoustic
                                                2007). Due to the use of pile caps and                  vocalization behavior), the response                  signals important to the behavior and
                                                shutdown procedures discussed in                        may or may not constitute taking at the               survival of marine mammal species is
                                                detail in the Proposed Mitigation                       individual level, and is unlikely to                  low. Vibratory pile driving is also
                                                Section, it is highly unlikely for PTS or               affect the stock or the species as a                  relatively short-term, with rapid
                                                TTS to occur.                                           whole. However, if a sound source                     oscillations occurring for approximately
                                                                                                        displaces marine mammals from an                      one and a half hours per pile. It is
                                                Non-Auditory Physiological Effects                      important feeding or breeding area for a              possible that vibratory pile driving
                                                   Non-auditory physiological effects or                prolonged period, impacts on animals,                 resulting from this proposed action may
                                                injuries that theoretically might occur in              and if so potentially on the stock or                 mask acoustic signals important to the
                                                marine mammals exposed to strong                        species, could potentially be significant             behavior and survival of marine
                                                underwater sound include stress,                        (e.g., Lusseau and Bejder 2007; Weilgart              mammal species, but the short-term
                                                neurological effects, bubble formation,                 2007).                                                duration and limited affected area
                                                resonance effects, and other types of                      The biological significance of many of             would result in insignificant impacts
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                                                organ or tissue damage (Cox et al., 2006;               these behavioral disturbances is difficult            from masking. Any masking event that
                                                Southall et al., 2007). Studies examining               to predict, especially if the detected                could possibly rise to Level B
                                                such effects are limited. In general, little            disturbances appear minor. However,                   harassment under the MMPA would
                                                is known about the potential for pile                   the consequences of behavioral                        occur concurrently within the zones of
                                                driving or removal to cause auditory                    modification could be biologically                    behavioral harassment already
                                                impairment or other physical effects in                 significant if the change affects growth,             estimated for DTH drilling and vibratory
                                                marine mammals. Available data                          survival, or reproduction. Significant                and impact pile driving, and which


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                                                                                 Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                            22021

                                                have already been taken into account in                 and commercial shipping marina.                       avoidance of this area after pile driving
                                                the exposure analysis.                                  Therefore, the main impact issue                      stops is unknown, but a rapid return to
                                                                                                        associated with the proposed activity                 normal recruitment, distribution and
                                                Acoustic Effects, Airborne
                                                                                                        would be temporarily elevated sound                   behavior is anticipated. Any behavioral
                                                   Pinnipeds that occur near the project                levels and the associated direct effects              avoidance by fish of the disturbed area
                                                site could be exposed to airborne                       on marine mammals, as discussed                       would still leave significantly large
                                                sounds associated with pile driving and                 previously in this document. The                      areas of fish and marine mammal
                                                removal and DTH drilling that have the                  primary potential acoustic impacts to                 foraging habitat in the nearby vicinity of
                                                potential to cause behavioral                           marine mammal habitat are associated                  Ketchikan’s Berth IV dock.
                                                harassment, depending on their distance                 with elevated sound levels produced by                  The duration of the construction
                                                from pile driving activities. Cetaceans                 vibratory and impact pile driving and                 activities is relatively short. The
                                                are not expected to be exposed to                       removal and drilling in the area.                     construction window is for a maximum
                                                airborne sounds that would result in                    However, other potential impacts to the               of 22 days and each day, construction
                                                harassment as defined under the                         surrounding habitat from physical                     activities would only occur for a few
                                                MMPA.                                                   disturbance are also possible, although               hours during the day. Impacts to habitat
                                                   Airborne noise will primarily be an                  this will be minimal since construction               and prey are expected to be minimal
                                                issue for pinnipeds that are swimming                   is occurring in an already industrial and             based on the short duration of activities.
                                                or hauled out near the project site                     commercial shipping area.                               In summary, given the short daily
                                                within the range of noise levels elevated                                                                     duration of sound associated with
                                                above the acoustic criteria. We                         In-Water Construction Effects on                      individual pile driving and drilling
                                                recognize that pinnipeds in the water                   Potential Prey (Fish)                                 events and the relatively small areas
                                                could be exposed to airborne sound that                    Construction activities would produce              being affected, pile driving and drilling
                                                may result in behavioral harassment                     continuous (i.e., vibratory pile driving              activities associated with the proposed
                                                when looking with their heads above                     and DTH drilling) and impulsive (i.e.,                action are not likely to have a
                                                water. Most likely, airborne sound                      impact driving) sounds. Fish react to                 permanent, adverse effect on any fish
                                                would cause behavioral responses                        sounds that are especially strong and/or              habitat, or populations of fish species.
                                                similar to those discussed above in                     intermittent low-frequency sounds.                    Thus, any impacts to marine mammal
                                                relation to underwater sound. For                       Short duration, sharp sounds can cause                habitat are not expected to cause
                                                instance, anthropogenic sound could                     overt or subtle changes in fish behavior              significant or long-term consequences
                                                cause hauled-out pinnipeds to exhibit                   and local distribution. Hastings and                  for individual marine mammals or their
                                                changes in their normal behavior, such                  Popper (2005) identified several studies              populations.
                                                as reduction in vocalizations, or cause                 that suggest fish may relocate to avoid
                                                them to temporarily abandon the area                                                                          Estimated Take
                                                                                                        certain areas of sound energy.
                                                and move further from the source.                       Additional studies have documented                       This section provides an estimate of
                                                However, these animals would                            effects of pile driving on fish, although             the number of incidental takes proposed
                                                previously have been ‘taken’ because of                 several are based on studies in support               for authorization through this IHA,
                                                exposure to underwater sound above the                  of large, multiyear bridge construction               which will inform both NMFS’s
                                                behavioral harassment thresholds,                       projects (e.g., Scholik and Yan 2001,                 consideration of ‘‘small numbers’’ and
                                                which are in all cases larger than those                2002; Popper and Hastings 2009). Sound                the negligible impact determination.
                                                associated with airborne sound. Thus,                   impulsive sounds at received levels of                   Harassment is the only type of take
                                                the behavioral harassment of these                      160 dB may cause subtle changes in fish               expected to result from these activities.
                                                animals is already accounted for in                     behavior. SPLs of 180 dB may cause                    Except with respect to certain activities
                                                these estimates of potential take.                      noticeable changes in behavior (Pearson               not pertinent here, section 3(18) of the
                                                Multiple instances of exposure to sound                 et al., 1992; Skalski et al., 1992). SPLs             MMPA defines ‘‘harassment’’ as any act
                                                above NMFS’ thresholds for behavioral                   of sufficient strength have been known                of pursuit, torment, or annoyance which
                                                harassment are not believed to result in                to cause injury to fish and fish                      (i) has the potential to injure a marine
                                                increased behavioral disturbance, in                    mortality.                                            mammal or marine mammal stock in the
                                                either nature or intensity of disturbance                  The most likely impact to fish from                wild (Level A harassment); or (ii) has
                                                reaction. Therefore, we do not believe                  pile driving and drilling activities at the           the potential to disturb a marine
                                                that authorization of incidental take                   project area would be temporary                       mammal or marine mammal stock in the
                                                resulting from airborne sound for                       behavioral avoidance of the area. The                 wild by causing disruption of behavioral
                                                pinnipeds is warranted, and airborne                    duration of fish avoidance of this area               patterns, including, but not limited to,
                                                sound is not discussed further here.                    after pile driving stops is unknown, but              migration, breathing, nursing, breeding,
                                                                                                        a rapid return to normal recruitment,                 feeding, or sheltering (Level B
                                                Anticipated Effects on Habitat                                                                                harassment).
                                                                                                        distribution and behavior is anticipated.
                                                   The proposed activities at the project               In general, impacts to marine mammal                     Authorized takes would primarily be
                                                area would not result in permanent                      prey species are expected to be minor                 by Level B harassment, as use of impact
                                                negative impacts to habitats used                       and temporary due to the short                        pile driving, vibratory pile driving/
                                                directly by marine mammals, but may                     timeframe (22 days) for the project.                  removal, and drilling has the potential
                                                have potential short-term impacts to                                                                          to result in disruption of behavioral
                                                food sources such as forage fish and                    Pile Driving Effects on Potential                     patterns for individual marine
                                                may affect acoustic habitat (see masking                Foraging Habitat                                      mammals. There is also some potential
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                                                discussion above). There are no known                     The area likely impacted by the                     for auditory injury (Level A harassment)
                                                foraging hotspots or other ocean bottom                 project is relatively small compared to               to result, primarily for harbor seals and
                                                structure of significant biological                     the available habitat in Ketchikan.                   harbor porpoises due to larger predicted
                                                importance to marine mammals present                    Avoidance by potential prey (i.e., fish)              auditory injury zones. Auditory injury is
                                                in the marine waters of the project area                of the immediate area due to the                      unlikely to occur for other species. The
                                                during the construction window. The                     temporary loss of this foraging habitat is            proposed mitigation and monitoring
                                                project area is located in an industrial                also possible. The duration of fish                   measures are expected to minimize the


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                                                22022                              Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                severity of such taking to the extent                     some degree (equated to Level A                                         KDC’s proposed construction activity
                                                practicable.                                              harassment).                                                         includes the use of continuous
                                                  As described previously, no mortality                      Level B Harassment for non-explosive                              (vibratory pile driving and drilling) and
                                                or serious injury is anticipated or                       sources—Though significantly driven by                               impulsive (impact pile driving) sources,
                                                proposed to be authorized for this                        received level, the onset of behavioral                              and therefore the 120 and 160 dB re 1
                                                activity. Below we describe how the                       disturbance from anthropogenic noise                                 mPa rms thresholds for Level B
                                                take is estimated.                                        exposure is also informed to varying                                 behavioral harassment are applicable.
                                                                                                          degrees by other factors related to the
                                                  Described in the most basic way, we                     source (e.g., frequency, predictability,                                Level A harassment for non-explosive
                                                estimate take by considering: (1)                         duty cycle), the environment (e.g.,                                  sources—NMFS’ Technical Guidance
                                                Acoustic thresholds above which NMFS                      bathymetry), and the receiving animals                               for Assessing the Effects of
                                                believes the best available science                       (hearing, motivation, experience,                                    Anthropogenic Sound on Marine
                                                indicates marine mammals will be                          demography, behavioral context) and                                  Mammal Hearing (Technical Guidance,
                                                behaviorally harassed or incur some                       can be difficult to predict (Southall et                             2016) identifies dual criteria to assess
                                                degree of hearing impairment; (2) the                     al., 2007, Ellison et al., 2011). Based on                           auditory injury (Level A harassment) to
                                                area or volume of water that will be                      what the available science indicates and                             five different marine mammal groups
                                                ensonified above these levels in a day;                   the practical need to use a threshold                                (based on hearing sensitivity) as a result
                                                (3) the density or occurrence of marine                   based on a factor that is both predictable                           of exposure to noise from two different
                                                mammals within these ensonified areas;                    and measurable for most activities,                                  types of sources (impulsive or non-
                                                and, (4) and the number of days of                        NMFS uses a generalized acoustic                                     impulsive). KDC’s proposed activity
                                                activities. Below, we describe these                      threshold based on received level to                                 includes the use of impulsive (impact
                                                components in more detail and present                     estimate the onset of behavioral                                     pile driving) and non-impulsive
                                                the proposed take estimate.                               harassment. NMFS predicts that marine                                (vibratory pile driving and drilling)
                                                Acoustic Thresholds                                       mammals are likely to be behaviorally
                                                                                                                                                                               sources.
                                                                                                          harassed in a manner we consider Level
                                                  Using the best available science,                       B harassment when exposed to                                            These thresholds are provided in the
                                                NMFS has developed acoustic                               underwater anthropogenic noise above                                 table below. The references, analysis,
                                                thresholds that identify the received                     received levels of 120 dB re 1 mPa rms                               and methodology used in the
                                                level of underwater sound above which                     for continuous (e.g. vibratory pile-                                 development of the thresholds are
                                                exposed marine mammals would be                           driving, drilling) and above 160 dB re 1                             described in NMFS 2016 Technical
                                                reasonably expected to be behaviorally                    mPa rms for non-explosive impulsive                                  Guidance, which may be accessed at:
                                                harassed or experience TTS (equated to                    (e.g., seismic airguns) or intermittent                              http://www.nmfs.noaa.gov/pr/acoustics/
                                                Level B harassment) or to incur PTS of                    (e.g., scientific sonar) sources.                                    guidelines.htm.
                                                                           TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
                                                                                                                                                               PTS onset acoustic thresholds *
                                                                                                                                                                      (received level)
                                                                        Hearing group
                                                                                                                                                           Impulsive                                           Non-impulsive

                                                Low-Frequency (LF) Cetaceans ......................................   Cell   1:   Lpk,   flat    219 dB; LE,LF,24h; 183 dB ........................   Cell   2: LE,LF,24h; 199 dB.
                                                Mid-Frequency (MF) Cetaceans ......................................   Cell   3:   Lpk,   flat;    230 dB; LE,MF,24h; 185 dB .......................   Cell   4: LE,MF,24h; 198 dB.
                                                High-Frequency (HF) Cetaceans .....................................   Cell   5:   Lpk,   flat    202 dB; LE,HF,24h; 155 dB ........................   Cell   6: LE,HF,24h; 173 dB.
                                                Phocid Pinnipeds (PW) (Underwater) .............................      Cell   7:   Lpk,   flat    218 dB; LE,PW,24h; 185 dB .......................    Cell   8: LE,PW,24h; 201 dB.
                                                Otariid Pinnipeds (OW) (Underwater) .............................     Cell   9:   Lpk,   flat    232 dB; LE,OW,24h; 203 dB .......................    Cell   10: LE,OW,24h; 219 dB.
                                                   * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impul-
                                                sive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
                                                also be considered.
                                                   Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE has a reference value of 1μPa. In
                                                this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure is
                                                defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being in-
                                                cluded to indicate peak sound pressure should be flat wieghted or unweighted within the generalized hearing range. The subscript associated
                                                with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
                                                cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
                                                thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
                                                action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.


                                                Ensonified Area                                           al., 2016). To determine the ensonfied                               (SEL) derived from SSV studies
                                                                                                          areas for both the Level A and Level B                               conducted on 48-inch steel piles during
                                                  Here, we describe operational and                       zones for vibratory piling of 48-inch and                            the Port of Anchorage test pile project.
                                                environmental parameters of the activity                  36-inch steel piles, KDC used Sound                                  To determine Level A ensonified zones
                                                that will feed into identifying the area                  Pressure Levels (SPLs) of 168.2 dB re 1                              from impact piling, KDC utilized an SEL
                                                ensonified above the acoustic
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                                                                                                          mPa rms and 161.9 dB dB re 1 mPa rms,                                of 186.7 dB. When determining Level A
                                                thresholds.                                               respectively. These were derived from                                zones, SELs are more accurate than
                                                  Reference sound levels used by KDC                      vibratory pile driving data (of the same                             SPLs, as they incorporate the pulse
                                                for all vibratory and impact piling                       pile sizes) during the Port of Anchorage                             duration explicitly rather than assuming
                                                activities were derived from source level                 test pile project (Austin et al., 2016,                              a proxy pulse duration and they provide
                                                data from construction projects at the                    Tables 9 and 16).
                                                                                                                                                                               a more refined estimation of impacts.
                                                Port of Anchorage (Austin et al., 2016)                     For impact pile driving, KDC used
                                                and Ketchikan Ferry Terminal (Denes et                    both SPLs and Sound Exposure Levels                                  However, to determine the Level B zone



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                                                                                         Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                                                22023

                                                for impact piling, an SPL of 198.6 dB re                            studies conducted during drilling                                     Expansion project. More information on
                                                1 mPa rms was used. In addition, for                                activities at the Kodiak Ferry Terminal                               the source levels used are presented in
                                                drilling, KDC used a reference sound                                to calculate both the Level A and Level                               Table 4 below.
                                                level of 167.7 dB re 1 mPa rms from SSV                             B ensonified zones for the Berth IV

                                                                                                                      TABLE 4—PROJECT SOURCE LEVELS
                                                                                                                                                                                                                                       Source level
                                                                                                                                    Activity                                                                                           at 10 meters
                                                                                                                                                                                                                                           (dB)

                                                                                                                              Vibratory Pile Driving/Removal

                                                24-inch   steel   removal (2 piles) (∼1 hour on 1 day) 1 ...........................................................................................................................    2 161.9   SPL
                                                30-inch   steel   removal (6 piles) (∼1 hour per day on 2 days) ..............................................................................................................          2 161.9   SPL
                                                36-inch   steel   removal (4 piles) (∼1 hour on 1 day) .............................................................................................................................    2 168.2   SPL
                                                30-inch   steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ....................................................................................                   2 161.9   SPL
                                                30-inch   steel   permanent installation (1 pile) (∼2 hours on 1 day) ......................................................................................................            2 161.9   SPL
                                                48-inch   steel   permanent installation (17 piles) (∼2 hours per day on 9 days) ...................................................................................                    2 168.2   SPL

                                                                                                                                       Impact Pile Driving

                                                48-inch steel permanent installation (17 piles) (∼15 minutes per day on 6 days) ..............................................................................                           186.7 SEL/
                                                                                                                                                                                                                                        3 198.6SPL

                                                                                                                          Socketing Pile Installation (Drilling)

                                                30-inch steel permanent installation (1 pile) (∼3 hours on 1 day) ......................................................................................................                4 167.7   SPL
                                                   1 This project will only remove two 24-inch diameter steel piles total for a maximum of 30 minutes of removal in one day. However, because a
                                                maximum of 4 pile could be removed each day, we used 1 hour (the time it would take to remove four piles) of removal time instead of 30 min-
                                                utes to calculate the distance threshold.
                                                   2 The 36-inch and 48-inch diameter pile source levels are proxy from median measured source levels from pile driving of 48-inch piles for the
                                                Port of Anchorage test pile project (Austin et al. 2016, Tables 9 and 16). The 24-inch and 30-inch diameter source levels are proxy from median
                                                measured sources levels from pile driving of 30-inch diameter piles to construct the Ketchikan Ferry Terminal (Denes et al. 2016, Table 72).
                                                   3 Sound pressure level root-mean-square (SPL rms) values were used to calculate distance to Level B harassment isopleths for impact pile
                                                driving. The source level of 186.7 SEL is the median measured from the Port of Anchorage test pile project for 48-inch piles (Austin et al. 2016,
                                                Table 9). We calculated the distances to Level A thresholds assuming 200 strikes in 1 hour and 15 minutes of work in 24 hours.
                                                   4 The 30-inch diameter socketing source level is proxy from mean measured sources levels from drilling of 24-inch diameter piles to construct
                                                the Kodiak Ferry Terminal (Denes et al. 2016, Table 72).


                                                Level B Zones                                                       This formula neglects loss due to                                     would lie between spherical and
                                                                                                                    scattering and absorption, which is                                   cylindrical spreading loss conditions.
                                                   The practical spreading model was                                                                                                         Utilizing the practical spreading loss
                                                                                                                    assumed to be zero here. The degree to
                                                used by KDC to generate the Level B                                                                                                       model, KDC determined underwater
                                                harassment zones for all piling and                                 which underwater sound propagates
                                                                                                                    away from a sound source is dependent                                 noise will fall below the behavioral
                                                drilling activities. Practical Spreading, a                                                                                               effects threshold of 120 dB rms for
                                                form of transmission loss, is described                             on a variety of factors, most notably the
                                                                                                                    water bathymetry and presence or                                      marine mammals at a max radial
                                                in full detail below.                                                                                                                     distance of 16,343 meters and 15,136
                                                                                                                    absence of reflective or absorptive
                                                   Pile driving and drilling generates                                                                                                    meters for vibratory piling and drilling,
                                                underwater noise that can potentially                               conditions including in-water structures
                                                                                                                    and sediments. Spherical spreading                                    respectively.2 With these radial
                                                result in disturbance to marine                                                                                                           distances, and due to the occurrence of
                                                mammals in the project area.                                        occurs in a perfectly unobstructed (free-
                                                                                                                    field) environment not limited by depth                               landforms (See Figure 5 of IHA
                                                Transmission loss (TL) is the decrease                                                                                                    Application), the largest Level B zone
                                                in acoustic intensity as an acoustic                                or water surface, resulting in a 6 dB
                                                                                                                                                                                          calculated for vibratory piling and
                                                pressure wave propagates out from a                                 reduction in sound level for each
                                                                                                                                                                                          drilling equaled 10.3 km2. For
                                                source. TL parameters vary with                                     doubling of distance from the source                                  calculating the Level B zone for impact
                                                frequency, temperature, sea conditions,                             (20*log[range]). Cylindrical spreading                                driving, the practical spreading loss
                                                current, source and receiver depth,                                 occurs in an environment in which                                     model was used with a behavioral
                                                water depth, water chemistry, and                                   sound propagation is bounded by the                                   threshold of 160 dB rms. The maximum
                                                bottom composition and topography.                                  water surface and sea bottom, resulting                               radial distance of the Level B ensonified
                                                The general formula for underwater TL                               in a reduction of 3 dB in sound level for                             zone for impact piling equaled 3,744
                                                is:                                                                 each doubling of distance from the                                    meters. At this radial distance, the
                                                TL = B * log10(R1/R2),                                              source (10*log[range]). A practical                                   entire Level B zone for impact piling
                                                Where:                                                              spreading value of 15 is often used                                   equaled 4.9 km2. Table 5 below
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                                                R1 = the distance of the modeled SPL from                           under conditions where water increases                                provides all Level B radial distances and
                                                    the driven pile, and                                            with depth as the receiver moves away                                 their corresponding areas for each
                                                R2 = the distance from the driven pile of the                       from the shoreline, resulting in an                                   activity during KDC’s Berth IV
                                                    initial measurement.                                            expected propagation environment that                                 Expansion project.


                                                  2 These distances represent calculated distances                  landforms will block sound transmission at closer                     transmit from the source is 13,755 m before
                                                based on the practical spreading model; however,                    distances. The farthest distance that sound will                      transmission is stopped by Annette Island.



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                                                22024                                         Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                                                   TABLE 5—LEVEL B ZONES CALCULATED USING THE PRACTICAL SPREADING MODEL
                                                                                                                                                                                                                                                  Level B zone
                                                                                                                                                                                                                            Level B zones
                                                                                                                                Source                                                                                                               (square
                                                                                                                                                                                                                              (meters)             kilometers)

                                                                                                                                                Vibratory Pile Driving

                                                24-inch     steel   removal (2 piles) (∼1 hour on 1 day3) ...............................................................................................                                6,215               5.9
                                                30-inch     steel   removal (6 piles) (∼1 hour per day on 2 days) ..................................................................................                                     6,215               5.9
                                                36-inch     steel   removal (4 piles) (∼1 hour on 1 day) .................................................................................................                            * 16,343              10.3
                                                30-inch     steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ........................................................                                              6,215               5.9
                                                30-inch     steel   permanent installation (1 pile) (∼2 hours on 1 day) ..........................................................................                                       6,215               5.9
                                                48-inch     steel   permanent installation (17 piles) (∼2 hours per day on 9 days) .......................................................                                            * 16,343              10.3

                                                                                                                                                 Impact Pile Driving

                                                48-inch steel (17 piles) (∼15 minutes per day on 6 days) ......................................................................................                                           3,745              4.9

                                                                                                                                   Socketing Pile Installation (Drilling)

                                                30-inch steel (1 pile) (∼3 hours on 1 day) ...............................................................................................................                            * 15,136              10.3
                                                   * These distances represent calculated distances based on the practical spreading model; however, landforms will block sound transmission at
                                                closer distances. The farthest distance that sound will transmit from the source is 13,755 m before transmission is stopped by Annette Island.


                                                Level A Zones                                                               occurrence to help predict takes. We                                      develop ways to quantitatively refine
                                                                                                                            note that because of some of the                                          these tools, and will qualitatively
                                                  When NMFS’s Technical Guidance                                            assumptions included in the methods                                       address the output where appropriate.
                                                (2016) was published, in recognition of                                     used for these tools, we anticipate that                                  For stationary sources (i.e., pile driving
                                                the fact that ensonified area/volume                                        isopleths produced are typically going                                    and drilling), NMFS’s User Spreadsheet
                                                could be more technically challenging                                       to be overestimates of some degree,                                       predicts the closest distance at which, if
                                                to predict because of the duration                                          which will result in some degree of                                       a marine mammal remained at that
                                                component in the new thresholds, we                                         overestimate of Level A take. However,                                    distance the whole duration of the
                                                developed a User Spreadsheet that                                           these tools offer the best way to predict                                 activity, it would not incur PTS. Inputs
                                                includes tools to help predict a simple                                     appropriate isopleths when more                                           used in the User Spreadsheet, and the
                                                isopleth that can be used in conjunction                                    sophisticated 3D modeling methods are                                     resulting Level A isopleths are reported
                                                with marine mammal density or                                               not available, and NMFS continues to                                      below.

                                                                                                          TABLE 6—NMFS’S OPTIONAL USER SPREADSHEET INPUTS
                                                                                                                                              User spreadsheet input

                                                                                                                                                                  Vibratory pile driver                Vibratory pile driver
                                                                                                                                                                  (removal of 30-inch
                                                                      Equipment type                                                    Drill                                                        (installation of 30-inch               Impact pile driver
                                                                                                                                                                   and 24-inch steel                       steel piles)
                                                                                                                                                                         piles)

                                                Spreadsheet Tab Used ..................................                  Non-impulsive, contin-                 Non-impulsive, contin-               Non-impulsive, contin-               Impulsive, Non-contin-
                                                                                                                           uous.                                  uous.                                uous.                                 uous.
                                                Source Level ..................................................          167.7 SPL ..................           161.9 SPL ..................         161.9 SPL ..................         186.7 SEL.
                                                Weighting Factor Adjustment (kHz) ...............                        2 .................................    2.5 ..............................   2.5 ..............................   2.
                                                (a) Activity duration within 24 hours; (b)                               (a) 3 ...........................      (a) 1 ...........................    (a) 2 ...........................    (b) 200.
                                                  Number of strikes per hour.
                                                Propagation (xLogR) ......................................               15 ...............................     15 ...............................   15 ...............................   15.
                                                Distance of source level measurement (me-                                10 ...............................     10 ...............................   10 ...............................   10.
                                                  ters) +.


                                                                                                         TABLE 7—NMFS OPTIONAL USER SPREADSHEET OUTPUTS
                                                                                                                                              User spreadsheet output

                                                                                                                                                                                                        High-
                                                                                                                                                Low-frequency            Mid-frequency                                           Phocid               Otariid
                                                                                    Source type                                                                                                      frequency
                                                                                                                                                  cetaceans               cetaceans                                             pinnipeds           pinnipeds
                                                                                                                                                                                                     cetaceans
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                                                                                                                                                PTS isopleth (meters)

                                                Drilling ..................................................................................                      40                       2.3                       35                     21.4              1.6
                                                Vibratory Pile Driver (Removal of 30-inch and 24-inch
                                                  steel piles) ........................................................................                          7.8                      0.7                    11.6                       4.8              0.3
                                                Vibratory Pile Driver (Installation of 30-inch steel piles) .....                                               12.4                      1.1                    18.4                       7.6              0.5
                                                Impact Pile Driver ................................................................                            239.2                      8.5                   284.9                     128.0              9.3




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                                                                                              Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                          22025

                                                                                             TABLE 7—NMFS OPTIONAL USER SPREADSHEET OUTPUTS—Continued
                                                                                                                                              User spreadsheet output

                                                                                                                                                                                         High-
                                                                                                                                               Low-frequency     Mid-frequency                             Phocid         Otariid
                                                                                    Source type                                                                                       frequency
                                                                                                                                                 cetaceans        cetaceans                               pinnipeds     pinnipeds
                                                                                                                                                                                      cetaceans

                                                                                                                                          Daily ensonified area (km2)

                                                Drilling ..................................................................................             0.003             0.000008              0.002        0.00078      0.000004
                                                Vibratory Pile Driver (Removal of 30-inch and 24-inch
                                                  steel piles) ........................................................................               0.0001             0.0000008          0.0002           0.00004     0.0000001
                                                Vibratory Pile Driver (Installation of 30-inch steel piles) .....                                     0.0002              0.000002          0.0005           0.00009     0.0000004
                                                Impact Pile Driver ................................................................                      0.09                0.0001           0.13               0.03        0.0001



                                                Marine Mammal Occurrence                                                    7–10 individuals, with an estimated                        Steller Sea Lions
                                                  In this section we provide the                                            maximum group size of 10 animals.                            Steller sea lions are common in the
                                                information about the presence, density,                                    Killer whales are estimated to pass                        action area and are expected to be
                                                or group dynamics of marine mammals                                         through the action area one time a                         encountered in low numbers during
                                                that will inform the take calculations.                                     month (Freitag 2017).                                      dock construction. In the project
                                                Potential exposures to impact pile                                          Pacific White-Sided Dolphin                                vicinity Steller sea lions typically occur
                                                driving, vibratory pile driving/removal                                                                                                in groups of 1–10 animals (Freitag
                                                and drilling noises for each acoustic                                         Pacific white-sided dolphins are rare                    2017), with an estimated maximum
                                                threshold were estimated using group                                        in the action area, but they could be                      group size of 80 animals (HDR 2003).
                                                size estimates and local observational                                      encountered during any given day of                        Steller sea lions can occur every day of
                                                data. As previously stated, Level B take                                    dock construction (Freitag 2017).                          the month in the project area (Freitag
                                                as well as small numbers of Level A take                                    Pacific-white sided dolphins have been                     2017).
                                                will be will be considered for this                                         observed in Alaska waters in groups
                                                action. Level B and Level A take are                                        ranging from 20 to 164 animals (Muto et                    Take Calculation and Estimation
                                                calculated differently for some species                                     al 2016a).                                                   Here we describe how the information
                                                based on monthly and daily sightings                                                                                                   provided above is brought together to
                                                                                                                            Dall’s Porpoise
                                                data based on Freitag (2017) and average                                                                                               produce a quantitative take estimate.
                                                group sizes within the action area.                                           Dall’s porpoises are seen infrequently                   Table 8 below shows take as a
                                                Below gives a description of estimated                                      in the action area (Freitag 2017), but                     percentage of population for each of the
                                                habitat use and group sizes for the eight                                   they could be encountered during any                       species.
                                                species of marine mammals known to                                          given day of dock construction. In the                     Humpback Whale
                                                occur within the action area.                                               project vicinity, Dall’s porpoises
                                                                                                                            typically occur in groups of 10–15                           Based on observational and group
                                                Humpback Whale                                                                                                                         data it is estimated that a group of 2
                                                                                                                            animals, with an estimated maximum
                                                  Humpback whales frequent the action                                       group size of 20 animals. Dall’s                           humpback whales may occur within the
                                                area and could be encountered during                                        porpoises have been observed passing                       Level B harassment zone three times
                                                any given day of dock construction. In                                      through the action area 0–1 times a                        each month over the four-month
                                                the project vicinity, humpback whales                                       month (Freitag 2017).                                      construction window during active pile
                                                typically occur in groups of 1–2                                                                                                       driving (2 animals in a group × 3 groups
                                                animals, with an estimated maximum                                          Harbor Porpoise                                            each month × 4 months = 24 animals).
                                                group size of four animals. Humpback                                                                                                   Therefore, NMFS proposed to authorize
                                                                                                                              Harbor porpoises are seen
                                                whales can pass through the action area                                                                                                24 Level B takes of humpback whales.
                                                                                                                            infrequently in the action area, but they
                                                0–3 times a month (Freitag 2017).                                           could be encountered during any given                      Minke Whale
                                                Minke Whale                                                                 day of dock construction. In the project                     Based on local sighting information
                                                  Minke whales are rare in the action                                       vicinity, harbor porpoises typically                       (Freitag 2017), it is estimated that a
                                                area, but they could be encountered                                         occur in groups of one to five animals,                    group of three whales may occur within
                                                during any given day of dock                                                with an estimated maximum group size                       the Level B harassment zone once over
                                                construction. These whales are usually                                      of eight animals. Harbor porpoises have                    the four-month construction window
                                                sighted individually or in small groups                                     been observed passing through the                          during active pile driving (three animals
                                                of 2–3, but there are reports of loose                                      action area 0–1 times a month (Freitag                     in a group × one group in four months
                                                aggregations of hundreds of animals                                         2017).                                                     = 3 animals). Therefore, NMFS
                                                (NMFS 2018). Freitag (2017) estimates                                       Harbor Seals                                               proposed to authorize three Level B
                                                that a group of three whales may occur                                                                                                 takes of minke whale.
                                                near or within the action over the four-                                      Harbor seals are common in the action
                                                                                                                            area and are expected to be encountered                    Killer Whales
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                                                month period.
                                                                                                                            in low numbers during dock                                   Based on observational and group
                                                Killer Whales                                                               construction. In the action area harbor                    data it is estimated that a group of 10
                                                  Killer whales pass through the action                                     seals typically occur in groups of one to                  killer whales may occur within the
                                                area and could be encountered during                                        three animals, with an estimated                           Level B harassment zone one time each
                                                any given day of dock construction. In                                      maximum group size of three animals.                       month over the four-month construction
                                                the project vicinity, typical killer whale                                  Harbor seals can occur every day of the                    window during active pile driving (10
                                                pod size varies from between 1–2 and                                        month in the project area (Freitag 2017).                  animals in a group × 1 group each


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                                                22026                                     Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                month × 4 months = 40 animals).                                       Therefore, NMFS proposed to authorize                                 occur, and pile driving is estimated to
                                                Therefore, NMFS proposed to authorize                                 60 Level B takes of Dall’s porpoise.                                  occur on 20 days during the four-month
                                                40 Level B takes of killer whales. (To                                                                                                      long construction duration (three
                                                                                                                      Harbor Porpoise
                                                clarify, this request is for 40 takes from                                                                                                  animals in a group × two groups per day
                                                all stocks combined, not 40 takes from                                  Based on observational and group                                    × 20 days = 120 animals). In addition,
                                                each stock).                                                          data it is conservatively estimated that                              NMFS proposes to authorize Level A
                                                                                                                      a group of 5 harbor porpoise may occur
                                                Pacific White-Sided Dolphin                                                                                                                 take for two groups of harbor seals to
                                                                                                                      within the Level B harassment zone
                                                                                                                                                                                            safeguard against the possibility of PSOs
                                                  Based on observational and group                                    once time each month over the four-
                                                data it is estimated that a group of 92                               month construction window during                                      not being able detect a group of harbor
                                                (median between 20 and 164) Pacific-                                  active pile driving (five animals in a                                seals within their largest corresponding
                                                white sided dolphins may occur within                                 group × one group each month × four                                   shutdown zone (see Table 9). Therefore,
                                                the Level B harassment zone once over                                 months = 20 animals). In addition,                                    NMFS proposed to authorize 120 Level
                                                the four-month construction window                                    NMFS proposes to authorize Level A                                    B takes and six Level A takes of harbor
                                                during active pile driving (92 animals in                             take for one group of harbor porpoises                                seals.
                                                a group × one group in four months =                                  to safeguard against the possibility of                               Steller Sea Lions
                                                92 animals). Therefore, NMFS proposed                                 PSOs not being able detect a group of
                                                to authorize 92 Level B takes of Pacific                              harbor porpoises within their largest                                    Based on observational and group
                                                white-sided dolphins.                                                 corresponding shutdown (see table 9).                                 data it is estimated that a group of 10
                                                                                                                      Therefore, NMFS proposes to authorize                                 Steller sea lions may occur within the
                                                Dall’s Porpoise
                                                                                                                      20 Level B takes and five Level A takes                               Level B harassment zone every day that
                                                  Based on observational and group                                    of harbor porpoises.                                                  pile driving may occur, and pile driving
                                                data it is estimated that a group of 15
                                                Dall’s porpoises may occur within the                                 Harbor Seals                                                          is estimated to occur on 20 days during
                                                Level B harassment zone one time each                                   Based on observational and group                                    the four-month long construction
                                                month over the four-month construction                                data it is conservatively estimated that                              duration (10 animals in a group × 20
                                                window during active pile driving (15                                 two groups of three harbor seals may                                  days = 200 animals). Therefore, NMFS
                                                animals in a group × one group each                                   occur within the Level B harassment                                   proposed to authorize 200 Level B takes
                                                month × four months = 60 animals).                                    zone every day that pile driving may                                  of Steller sea lions.

                                                                                  TABLE 8—PROPOSED TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE
                                                                                                                                                Stock                                          Level                      Level               Percent
                                                                           Species                                                            (NEST) a                                           A                          B                 of Stock

                                                Humpback Whale ............................................          Hawaii DPS (11,398)b ....................................                               0                      b 22             0.20
                                                                                                                     Mexico DPS (3,264)b .....................................                                                           2           0.03
                                                Minke Whale ...................................................      Alaska (N/A) ...................................................                         0                          3            N/A
                                                Killer Whale .....................................................   Alaska Resident (2,347) .................................          ........................   ........................          1.70
                                                                                                                     Northern Resident (261) ................................                                 0                        40           15.33
                                                                                                                     West Coast Transient (243) ...........................             ........................   ........................       d 16.46

                                                Pacific White-Sided Dolphin ...........................              North Pacific (26,880) ....................................                              0                        92            0.34
                                                Dall’s Porpoise ................................................     Alaska (83,400) ..............................................                           0                        60            0.07
                                                Harbor Porpoise ..............................................       Southeast Alaska (975)c ................................                                 5                        20            2.56
                                                Harbor Seal .....................................................    Clarence Strait (31,634) .................................                               6                      120             0.40
                                                Steller Sea Lion ..............................................      Eastern U.S (49,497) .....................................                               0                      200             0.40
                                                   a Stock estimate from Muto, M. M. et al. 2016. Appendix 2. Stock Summary Table (last revised 12.30.16).NOAA–TM–AFSC–355Muto,M.M.,et
                                                al. http://www.nmfs.noaa.gov/pr/sars/pdf/ak_2016_sars_appendix_2.pdf unless otherwise noted.
                                                   b Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have divided them here to account for
                                                DPSs listed under the ESA. Based on calculations in Wade et al. 2016, 93.9% of the humpback whales in Southeast Alaska are expected to be
                                                from the Hawaii DPS and 6.1% are expected to be from the Mexico DPS.
                                                   c In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska
                                                waters (these abundance estimates have not been corrected for g(0); therefore, they are likely conservative.
                                                   d These percentages assume all 40 takes come from each individual stock, thus the percentage should be inflated if multiple stocks are actu-
                                                ally impacted.


                                                Proposed Mitigation                                                   regulations require applicants for                                    applicable, we carefully consider two
                                                                                                                      incidental take authorizations to include                             primary factors:
                                                  In order to issue an IHA under                                      information about the availability and
                                                Section 101(a)(5)(D) of the MMPA,                                                                                                              (1) The manner in which, and the
                                                                                                                      feasibility (economic and technological)                              degree to which, the successful
                                                NMFS must set forth the permissible                                   of equipment, methods, and manner of
                                                methods of taking pursuant to such                                                                                                          implementation of the measure(s) is
                                                                                                                      conducting such activity or other means
                                                activity, and other means of effecting                                                                                                      expected to reduce impacts to marine
                                                                                                                      of effecting the least practicable adverse
                                                the least practicable impact on such                                                                                                        mammals, marine mammal species or
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                                                                                                                      impact upon the affected species or
                                                species or stock and its habitat, paying                              stocks and their habitat (50 CFR                                      stocks, and their habitat. This considers
                                                particular attention to rookeries, mating                             216.104(a)(11)).                                                      the nature of the potential adverse
                                                grounds, and areas of similar                                           In evaluating how mitigation may or                                 impact being mitigated (likelihood,
                                                significance, and on the availability of                              may not be appropriate to ensure the                                  scope, range). It further considers the
                                                such species or stock for taking for                                  least practicable adverse impact on                                   likelihood that the measure will be
                                                certain subsistence uses (latter not                                  species or stocks and their habitat, as
                                                applicable for this action). NMFS                                     well as subsistence uses where


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                                                                                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                       22027

                                                effective if implemented (probability of                                 Sound Attenuation                                       include (but is not limited to) the
                                                accomplishing the mitigating result if                                     To minimize noise during vibratory                    following activities: (1) Vibratory pile
                                                implemented as planned) the likelihood                                   and impact pile driving, pile caps (pile                driving; (2) movement of the barge to
                                                of effective implementation (probability                                 softening material) will be used. KDC                   the pile location; (3) positioning of the
                                                implemented as planned); and                                             will use high-density polyethylene                      pile on the substrate via a crane (i.e.,
                                                   (2) The practicability of the measures                                (HDPE) or ultra-high-molecular- weight                  stabbing the pile); or (4) removal of the
                                                for applicant implementation, which                                      polyethylene (UHMW) softening                           pile from the water column/substrate
                                                may consider such things as cost,                                        material on all templates to eliminate                  via a crane (i.e., deadpull).
                                                impact on operations, and, in the case                                   steel on steel noise generation.
                                                                                                                                                                                 Additional Shutdown Zones
                                                of a military readiness activity,                                        Shutdown Zone for In-Water Heavy
                                                personnel safety, practicality of                                        Machinery Work                                            For all pile driving/removal and
                                                implementation, and impact on the                                                                                                drilling activities, KDC will establish a
                                                effectiveness of the military readiness                                    For in-water heavy machinery work
                                                                                                                         (using, e.g., standard barges, tug boats,               shutdown zone for a marine mammal
                                                activity.                                                                                                                        species that is greater than its
                                                                                                                         barge-mounted excavators, or clamshell
                                                   The following mitigation measures are                                 equipment used to place or remove                       corresponding Level A zone. The
                                                proposed in the IHA:                                                     material), a minimum 10 meter                           purpose of a shutdown zone is generally
                                                                                                                         shutdown zone shall be implemented. If                  to define an area within which
                                                Timing Restrictions
                                                                                                                         a marine mammal comes within 10                         shutdown of the activity would occur
                                                  All work will be conducted during                                      meters of such operations, operations                   upon sighting of a marine mammal (or
                                                daylight hours. If poor environmental                                    shall cease and vessels shall reduce                    in anticipation of an animal entering the
                                                conditions restrict visibility full                                      speed to the minimum level required to                  defined area). The shutdown zones for
                                                visibility of the shutdown zone, pile                                    maintain steerage and safe working                      each of the pile driving and drilling
                                                installation would be delayed.                                           conditions. This type of work could                     activities are listed below in Table 9.

                                                                                                                                  TABLE 9—SHUTDOWN ZONES
                                                                                                                                                                        Shutdown Zones (meters)

                                                                                                                                         Low-frequency     Mid-frequency      High-frequency
                                                                                     Source                                                Cetaceans         Cetaceans          Cetaceans             Phocid         Otariid
                                                                                                                                           (humpback        (killer whale,   (Dall’s porpoise,     (harbor seal)   (sea lion)
                                                                                                                                          whale, Minke     Pacific white-         harbor
                                                                                                                                             whale)        sided dolphin)        porpoise)

                                                                                                                                  In-Water Construction Activities*

                                                In Water Heavy Construction(i.e., Barge movements, pile
                                                  positioning, deadpulling, and sound attenuation) ..........                                       10                  10                 10                 10                10

                                                                                                                                          Vibratory Pile Driving

                                                24-inch steel removal .........................................................
                                                (2 piles) (∼1 hour on 1 day) ...............................................                        25                  25                 25                 25                25

                                                30-inch steel removal .........................................................
                                                (6 piles) (∼1 hour per day on 2 days) ................................                              25                  25                 25                 25                25
                                                36-inch steel removal .........................................................
                                                (4 piles) (∼1 hour on 1 day) ...............................................                        25                  25                 50                 25                25
                                                30-inch steel temporary installation (16 piles) (∼2 hours
                                                  per day on 4 days) .........................................................                      25                  25                 25                 25                25
                                                30-inch steel permanent installation (1 pile) (∼2 hours on
                                                  1 day) .............................................................................              25                  25                 25                 25                25
                                                48-inch steel permanent installation (17 piles) (∼2 hours
                                                  per day on 9 days) .........................................................                      50                  25                 50                 25                25

                                                                                                                                           Impact Pile Driving

                                                48-inch steel permanent installation (17 piles) ..................
                                                (∼15 minutes per day on 6 days) ......................................                             240                  25                290                130                25

                                                                                                                                Socketing Pile Installation(Drilling)

                                                30-inch steel permanent installation ..................................
                                                (1 pile) (3 hours per day on 1 day) ...................................                             50                  25                 50                 25                25
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                                                Monitoring Zones                                                         vibratory pile driving and drilling) and                purposes (i.e., shutdown zone
                                                                                                                         160 dB rms (for impact driving) These                   monitoring) by establishing monitoring
                                                  KDC will establish and observe a                                       areas are equal to Level B harassment                   protocols for areas adjacent to the
                                                monitoring zone. The monitoring zones                                    zones and are presented in Table 10                     shutdown zones. Monitoring of
                                                for this project are areas where SPLs are                                below. These zones provide utility for                  disturbance zones enables observers to
                                                equal to or exceed 120 dB rms (for                                       monitoring conducted for mitigation                     be aware of and communicate the


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                                                22028                                    Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                presence of marine mammals in the                                   primary purpose of disturbance zone                                  (see Proposed Monitoring and
                                                project area, but outside the shutdown                              monitoring is for documenting instances                              Reporting).
                                                zone, and thus prepare for potential                                of Level B harassment; disturbance zone
                                                shutdowns of activity. However, the                                 monitoring is discussed in detail later

                                                                                                                          TABLE 10—MONITORING ZONES
                                                                                                                                                                                                                             Level B zone
                                                                                                                                                                                                             Level B zones
                                                                                                                        Source                                                                                               (square kilo-
                                                                                                                                                                                                               (meters)        meters)

                                                                                                                                     Vibratory Pile Driving

                                                24-inch    steel   removal (2 piles) (∼1 hour on 1 day 3) ..............................................................................................             6,215             5.9
                                                30-inch    steel   removal (6 piles) (∼1 hour per day on 2 days) ..................................................................................                  6,215             5.9
                                                36-inch    steel   removal (4 piles) (∼1 hour on 1 day) .................................................................................................           13,755            10.3
                                                30-inch    steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ........................................................                           6,215             5.9
                                                30-inch    steel   permanent installation (1 pile) (∼2 hours on 1 day) ..........................................................................                    6,215             5.9
                                                48-inch    steel   permanent installation (17 piles) (∼2 hours per day on 9 days) .......................................................                           13,755            10.3

                                                                                                                                      Impact Pile Driving

                                                48-inch steel (17 piles) (∼15 minutes per day on 6 days) ......................................................................................                      3,745             4.9

                                                                                                                          Socketing Pile Installation (Drilling)

                                                30-inch steel (1 pile) (∼3 hours on 1 day) ...............................................................................................................          13,755            10.3



                                                Non-Authorized Take Prohibited                                      marine mammal is observed within the                                 the suggested means of accomplishing
                                                  If a species enters or approaches the                             shutdown zone, a soft-start cannot                                   the necessary monitoring and reporting
                                                Level B zone and that species is either                             proceed until the animal has left the                                that will result in increased knowledge
                                                not authorized for take or its authorized                           zone or has not been observed for 15                                 of the species and of the level of taking
                                                takes are met, pile driving and removal                             minutes. If the Monitoring zone has                                  or impacts on populations of marine
                                                activities must shut down immediately                               been observed for 30 minutes and non-                                mammals that are expected to be
                                                using delay and shut-down procedures.                               permitted species are not present within                             present in the proposed action area.
                                                Activities must not resume until the                                the zone, soft start procedures can                                  Effective reporting is critical both to
                                                animal has been confirmed to have left                              commence and work can continue even                                  compliance as well as ensuring that the
                                                the area or an observation time period                              if visibility becomes impaired within                                most value is obtained from the required
                                                of 15 minutes has elapsed for pinnipeds                             the Monitoring zone. When a marine                                   monitoring.
                                                and small cetaceans and 30 minutes for                              mammal permitted for Level B take is                                    Monitoring and reporting
                                                large whales.                                                       present in the Monitoring zone, piling                               requirements prescribed by NMFS
                                                                                                                    activities may begin and Level B take                                should contribute to improved
                                                Soft Start                                                          will be recorded. As stated above, if the                            understanding of one or more of the
                                                   The use of a soft-start procedure are                            entire Level B zone is not visible at the                            following:
                                                believed to provide additional                                      start of construction, piling or drilling                               • Occurrence of marine mammal
                                                protection to marine mammals by                                     activities can begin. If work ceases for                             species or stocks in the area in which
                                                providing warning and/or giving marine                              more than 30 minutes, the pre-activity                               take is anticipated (e.g., presence,
                                                mammals a chance to leave the area                                  monitoring of both the Monitoring zone                               abundance, distribution, density).
                                                prior to the impact hammer operating at                             and shutdown zone will commence.                                        • Nature, scope, or context of likely
                                                full capacity. For impact pile driving,                                Based on our evaluation of the                                    marine mammal exposure to potential
                                                contractors will be required to provide                             applicant’s proposed measures, as well                               stressors/impacts (individual or
                                                an initial set of strikes from the hammer                           as other measures considered by NMFS,                                cumulative, acute or chronic), through
                                                at 40 percent energy, each strike                                   NMFS has preliminarily determined                                    better understanding of: (1) Action or
                                                followed by no less than a 30-second                                that the proposed mitigation measures                                environment (e.g., source
                                                waiting period. This procedure will be                              provide the means effecting the least                                characterization, propagation, ambient
                                                conducted a total of three times before                             practicable impact on the affected                                   noise); (2) affected species (e.g., life
                                                impact pile driving begins. Soft Start is                           species or stocks and their habitat,                                 history, dive patterns); (3) co-occurrence
                                                not required during vibratory pile                                  paying particular attention to rookeries,                            of marine mammal species with the
                                                driving and removal activities.                                     mating grounds, and areas of similar                                 action; or (4) biological or behavioral
                                                                                                                    significance.                                                        context of exposure (e.g., age, calving or
                                                Pre-Activity Monitoring                                                                                                                  feeding areas).
                                                  Prior to the start of daily in-water                              Proposed Monitoring and Reporting                                       • Individual marine mammal
                                                construction activity, or whenever a                                  In order to issue an IHA for an
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                                                                                                                                                                                         responses (behavioral or physiological)
                                                break in pile driving of 30 minutes or                              activity, Section 101(a)(5)(D) of the                                to acoustic stressors (acute, chronic, or
                                                longer occurs, the observer will observe                            MMPA states that NMFS must set forth,                                cumulative), other stressors, or
                                                the shutdown and monitoring zones for                               requirements pertaining to the                                       cumulative impacts from multiple
                                                a period of 30 minutes. The shutdown                                monitoring and reporting of such taking.                             stressors.
                                                zone will be cleared when a marine                                  The MMPA implementing regulations at                                    • How anticipated responses to
                                                mammal has not been observed within                                 50 CFR 216.104 (a)(13) indicate that                                 stressors impact either: (1) long-term
                                                the zone for that 30-minute period. If a                            requests for authorizations must include                             fitness and survival of individual


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                                                                                 Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                            22029

                                                marine mammals; or (2) populations,                       • Other PSOs may substitute                           • Weather parameters in each
                                                species, or stocks.                                     education (degree in biological science               monitoring period (e.g., wind speed,
                                                   • Effects on marine mammal habitat                   or related field) or training for                     percent cloud cover, visibility);
                                                (e.g., marine mammal prey species,                      experience.                                             • Water conditions in each
                                                acoustic habitat, or other important                      • Where a team of three or more PSOs                monitoring period (e.g., sea state, tide
                                                physical components of marine                           are required, a lead observer or                      state);
                                                mammal habitat).                                        monitoring coordinator shall be                         • For each marine mammal sighting:
                                                   • Mitigation and monitoring                          designated. The lead observer must have                 Æ Species, numbers, and, if possible,
                                                effectiveness.                                          prior experience working as a marine                  sex and age class of marine mammals;
                                                                                                        mammal observer during construction.                    Æ Description of any observable
                                                Visual Monitoring
                                                                                                          • KDC shall submit PSO CVs for                      marine mammal behavior patterns,
                                                   Monitoring would be conducted 30                     approval by NMFS.                                     including bearing and direction of travel
                                                minutes before, during, and 30 minutes                    KDC shall ensure that observers have                and distance from pile driving activity;
                                                after all pile driving/removal and                      the following additional qualifications:                Æ Location and distance from pile
                                                drilling activities. In addition, observers               • Visual acuity in both eyes                        driving activities to marine mammals
                                                shall record all incidents of marine                    (correction is permissible) sufficient for            and distance from the marine mammals
                                                mammal occurrence, regardless of                        discernment of moving targets at the                  to the observation point;
                                                distance from activity, and shall                       water’s surface with ability to estimate                • Estimated amount of time that the
                                                document any behavioral reactions in                    target size and distance; use of                      animals remained in the Level B zone
                                                concert with distance from piles being                  binoculars may be necessary to correctly                • Description of implementation of
                                                driven, removed, or pile holes being                    identify the target;                                  mitigation measures within each
                                                drilled. Pile driving and drilling                        • Ability to conduct field                          monitoring period (e.g., shutdown or
                                                activities include the time to install,                 observations and collect data according               delay);
                                                remove, or drill a hole for a single pile               to assigned protocols;                                  • Other human activity in the area
                                                or series of piles, as long as the time                   • Experience or training in the field               within each monitoring period
                                                elapsed between uses of the pile driving                identification of marine mammals,                       • A summary of the following:
                                                equipment is no more than thirty                        including the identification of                         Æ Total number of individuals of each
                                                minutes.                                                behaviors;                                            species detected within the Level B
                                                   Monitoring will be conducted by                        • Sufficient training, orientation, or              Zone, and estimated as taken if
                                                NMFS approved Protected Species                         experience with the construction                      correction factor appropriate.
                                                Observers (PSOs). The number of PSOs                    operation to provide for personal safety                Æ Total number of individuals of each
                                                will vary from two to four, depending                   during observations;                                  species detected within the Level A
                                                on the type of pile driving and size of                   • Writing skills sufficient to prepare a            Zone and the average amount of time
                                                pile, which determines the size of the                  report of observations including but not              that they remained in that zone.
                                                harassment zones. Two land-based                        limited to the number and species of                    Æ Daily average number of
                                                PSOs will monitor during all impact                     marine mammals observed; dates and                    individuals of each species
                                                pile driving activity, three land-based                 times when in-water construction                      (differentiated by month as appropriate)
                                                PSOs will monitor during vibratory pile                 activities were conducted; dates, times,              detected within the Level B Zone, and
                                                driving of 36-inch and 48-inch diameter                 and reason for implementation of                      estimated as taken, if appropriate.
                                                piles, and four land-based PSOs will                    mitigation (or why mitigation was not                 Negligible Impact Analysis and
                                                monitor during vibratory pile driving of                implemented when required); and                       Determination
                                                36-inch and 48-inch diameter piles.                     marine mammal behavior;
                                                   One PSO will be stationed at Berth IV                  • Ability to communicate orally, by                    NMFS has defined negligible impact
                                                and will be able to view across Tongass                 radio or in person, with project                      as an impact resulting from the
                                                Narrows south and west to Gravina                       personnel to provide real-time                        specified activity that cannot be
                                                Island. The second and third PSOs will                  information on marine mammals                         reasonably expected to, and is not
                                                be located in increments along the road                 observed in the area as necessary; and                reasonably likely to, adversely affect the
                                                systems at locations that provide the                     • Sufficient training, orientation, or              species or stock through effects on
                                                best vantage points for viewing Tongass                 experience with the construction                      annual rates of recruitment or survival
                                                Narrows west and east of Berth IV.                      operations to provide for personal safety             (50 CFR 216.103). A negligible impact
                                                These locations will vary depending on                  during observations.                                  finding is based on the lack of likely
                                                type of pile driving. The fourth PSO will                 KDC shall submit a draft report to                  adverse effects on annual rates of
                                                be located on the road system near                      NMFS not later than 90 days following                 recruitment or survival (i.e., population-
                                                Mountain Point and will be able to view                 the end of construction activities. KDC               level effects). An estimate of the number
                                                Tongass Narrows to the northwest and                    shall provide a final report within 30                of takes alone is not enough information
                                                Revillagigedo Channel to the southeast.                 days following resolution of NMFS’                    on which to base an impact
                                                   Monitoring of pile driving shall be                  comments on the draft report. Reports                 determination. In addition to
                                                conducted by qualified, NMFS                            shall contain, at minimum, the                        considering estimates of the number of
                                                approved PSOs, who shall have no other                  following:                                            marine mammals that might be ‘‘taken’’
                                                assigned tasks during monitoring                          • Date and time that monitored                      through harassment, NMFS considers
                                                periods. KDC shall adhere to the                        activity begins and ends for each day                 other factors, such as the likely nature
                                                                                                                                                              of any responses (e.g., intensity,
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                                                following conditions when selecting                     conducted (monitoring period);
                                                observers:                                                • Construction activities occurring                 duration), the context of any responses
                                                   • Independent PSOs shall be used                     during each daily observation period,                 (e.g., critical reproductive time or
                                                (i.e., not construction personnel).                     including how many and what type of                   location, migration), as well as effects
                                                   • At least one PSO must have prior                   piles driven;                                         on habitat, and the likely effectiveness
                                                experience working as a marine                            • Deviation from initial proposal in                of the mitigation. We also assess the
                                                mammal observer during construction                     pile numbers, pile types, average                     number, intensity, and context of
                                                activities.                                             driving times, etc.;                                  estimated takes by evaluating this


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                                                22030                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                information relative to population                      addition, PSOs will be stationed within               the proposed activity will have a
                                                status. Consistent with the 1989                        the action area whenever pile driving                 negligible impact on all affected marine
                                                preamble for NMFS’s implementing                        and drilling operations are underway.                 mammal species or stocks.
                                                regulations (54 FR 40338; September 29,                 Depending on the activity, KDC will
                                                1989), the impacts from other past and                  employ the use of two to four PSOs to                 Small Numbers
                                                ongoing anthropogenic activities are                    ensure all monitoring and shutdown                       As noted above, only small numbers
                                                incorporated into this analysis via their               zones are properly observed.                          of incidental take may be authorized
                                                impacts on the environmental baseline                      Although the expansion of Berth IV’s               under Section 101(a)(5)(D) of the MMPA
                                                (e.g., as reflected in the regulatory status            facilities would have some permanent                  for specified activities other than
                                                of the species, population size and                     removal of habitat available to marine                military readiness activities. The MMPA
                                                growth rate where known, ongoing                        mammals, the area lost would                          does not define small numbers and so,
                                                sources of human-caused mortality, or                   negligible. Most of the project footprint             in practice, where estimated numbers
                                                ambient noise levels).                                  would be within previously disturbed                  are available, NMFS compares the
                                                   As stated in the proposed mitigation                 areas adjacent to existing Berth IV                   number of individuals taken to the most
                                                section, shutdown zones, greater than                   structures and within an active marine                appropriate estimation of abundance of
                                                Level A harassment zones, will be                       commercial and industrial area. There                 the relevant species or stock in our
                                                implemented. Level A take is only                       are no known pinniped haul outs near                  determination of whether an
                                                authorized as a precautionary measure                   the action area.                                      authorization is limited to small
                                                for two species (harbor seals and harbor                   In addition, impacts to marine                     numbers of marine mammals.
                                                porpoises) in case PSOs are unable to                   mammal prey species are expected to be                Additionally, other qualitative factors
                                                detect them within their larger                         minor and temporary. Overall, the area                may be considered in the analysis, such
                                                shutdown zones while impact piling 48-                  impacted by the project is very small
                                                inch steel piles. Exposures to elevated                                                                       as the temporal or spatial scale of the
                                                                                                        compared to the available habitat                     activities.
                                                sound levels produced during pile                       around Ketchikan. The most likely
                                                driving activities may cause behavioral                 impact to prey will be temporary                         Take of eight of the ten marine
                                                responses by an animal, but they are                    behavioral avoidance of the immediate                 mammal stocks authorized for take is
                                                expected to be mild and temporary.                      area. During pile driving and drilling, it            less than three percent of the stock
                                                Effects on individuals that are taken by                is expected that fish and marine                      abundance. For northern resident and
                                                Level B harassment, on the basis of                     mammals would temporarily move to                     west coast transient killer whales, we
                                                reports in the literature as well as                    nearby locations and return to the area               acknowledge that 15.33 percent and
                                                monitoring from other similar activities,               following cessation of in-water                       16.46 percent of the stocks are proposed
                                                will likely be limited to reactions such                construction activities. Therefore,                   to be taken by Level B harassment,
                                                as increased swimming speeds,                           indirect effects on marine mammal prey                respectively. However, since three
                                                increased surfacing time, or decreased                  during the construction are not expected              stocks of killer whales could occur in
                                                foraging (if such activity were occurring)              to be substantial.                                    the action area, the 40 total killer whale
                                                (e.g., Thorson and Reyff, 2006; Lerma,                     In summary and as described above,                 takes are likely split among the three
                                                2014). Most likely, individuals will                    the following factors primarily support               stocks. Nonetheless, since NMFS does
                                                simply move away from the sound                         our preliminary determination that the                not have a good way to predict exactly
                                                source and be temporarily displaced                     impacts resulting from this activity are              how take will be split, NMFS looked at
                                                from the areas of pile driving, although                not expected to adversely affect the                  the most conservative scenario, which is
                                                even this reaction has been observed                    species or stock through effects on                   that all 40 takes could potentially occur
                                                primarily only in association with                      annual rates of recruitment or survival:              to each of the three stocks. This is a
                                                impact pile driving. These reactions and                   • No mortality is anticipated or                   highly unlikely scenario to occur and
                                                behavioral changes are expected to                      authorized;                                           the percentages of each stock taken are
                                                subside quickly when the exposures                         • Minimal impacts to marine                        predicted to be significantly lower than
                                                cease.                                                  mammal habitat;                                       values presented in Table 8 for killer
                                                   To minimize noise during vibratory                      • The action area is located in an                 whales.
                                                and impact pile driving, KDC will use                   industrial and commercial marina;                        Based on the analysis contained
                                                pile caps (pile softening material). Much                  • The absence of any rookeries, or
                                                                                                                                                              herein of the proposed activity
                                                of the noise generated during pile                      known areas or features of special
                                                                                                                                                              (including the proposed mitigation and
                                                installation comes from contact between                 significance for foraging or reproduction
                                                the pile being driven and the steel                                                                           monitoring measures) and the
                                                                                                        in the project area;
                                                template used to hold the pile in place.                   • Anticipated incidents of Level B                 anticipated take of marine mammals,
                                                The contractor will use high-density                    harassment consist of, at worst,                      NMFS preliminarily finds that small
                                                polyethylene (HDPE) or ultra-high-                      temporary modifications in behavior;                  numbers of marine mammals will be
                                                molecular-weight polyethylene                           and                                                   taken relative to the population size of
                                                (UHMW) softening material on all                           • The anticipated efficacy of the                  the affected species or stocks.
                                                templates to eliminate steel on steel                   required mitigation measures (i.e.                    Unmitigable Adverse Impact Analysis
                                                noise generation.                                       shutdown zones and pile caps) in                      and Determination
                                                   During all impact driving,                           reducing the effects of the specified
                                                implementation of soft start procedures                 activity.                                                There are no relevant subsistence uses
                                                and monitoring of established shutdown                     Based on the analysis contained                    of the affected marine mammal stocks or
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                                                zones will be required, significantly                   herein of the likely effects of the                   species implicated by this action.
                                                reducing any possibility of injury. Given               specified activity on marine mammals                  Therefore, NMFS has preliminarily
                                                sufficient notice through use of soft start             and their habitat, and taking into                    determined that the total taking of
                                                (for impact driving), marine mammals                    consideration the implementation of the               affected species or stocks would not
                                                are expected to move away from an                       proposed monitoring and mitigation                    have an unmitigable adverse impact on
                                                irritating sound source prior to it                     measures, NMFS preliminarily finds                    the availability of such species or stocks
                                                becoming potentially injurious. In                      that the total marine mammal take from                for taking for subsistence purposes.


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                                                                                 Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                             22031

                                                Endangered Species Act (ESA)                               (c) The taking, by Level B harassment                 5. Monitoring
                                                   Section 7(a)(2) of the Endangered                    and small numbers of Level A                             The holder of this Authorization is
                                                Species Act of 1973 (ESA: 16 U.S.C.                     harassment, is limited to the species                 required to conduct marine mammal
                                                1531 et seq.) requires that each Federal                listed in condition 3(b). See Table 1                 monitoring during all pile driving/
                                                agency insure that any action it                        (attached) for numbers of take                        removal and drilling activities.
                                                authorizes, funds, or carries out is not                authorized;                                           Monitoring and reporting shall be
                                                likely to jeopardize the continued                         (d) The taking by serious injury or                conducted in accordance with the
                                                existence of any endangered or                          death of any of the species listed in                 Monitoring Plan as described below.
                                                threatened species or result in the                     condition 3(b) of the Authorization or                   (a) KDC shall monitor the Level B
                                                destruction or adverse modification of                  any taking of any other species of                    harassment zones (monitoring zones)
                                                designated critical habitat. To ensure                  marine mammal is prohibited and may                   and shutdown zones shown below in
                                                ESA compliance for the issuance of                      result in the modification, suspension,               Tables 2 and 3 during all pile driving/
                                                IHAs, NMFS consults internally, in this                 or revocation of this IHA;                            removal and drilling activities
                                                case with the Alaska Regional Office                       (e) KDC shall conduct briefings                       (b) If waters exceed a sea-state which
                                                (AKRO) whenever we propose to                           between construction supervisors and                  restricts the observers’ ability to make
                                                authorize take for endangered or                        crews and marine the mammal                           observations within the marine mammal
                                                threatened species.                                     monitoring team prior to the start of all             shutdown zone, pile installation/
                                                   NMFS is proposing to authorize take                  pile driving, pile removal, and drilling,             removal and drilling shall cease. Pile
                                                of Mexico DPS humpback whales,                          and when new personnel join the work,                 driving and/or drilling shall not be
                                                which are listed under the ESA. The                     in order to explain responsibilities,                 initiated or continue until the entire
                                                Permit and Conservation Division has                    communication procedures, marine                      largest shutdown zone for the activity is
                                                requested initiation of Section 7                       mammal monitoring protocol, and                       visible.
                                                consultation with the Alaska Regional                   operational procedures;                                  (c) Prior to the start of daily in-water
                                                Office for the issuance of this IHA.                       (f) Pile driving and drilling activities           construction activity, or whenever a
                                                NMFS will conclude the ESA                              authorized under this IHA may only                    break in pile driving/removal and/or
                                                consultation prior to reaching a                        occur during daylight hours.                          drilling of 30 minutes or longer occurs,
                                                determination regarding the proposed                       4. Mitigation Measures                             the PSOs shall observe the shutdown
                                                issuance of the authorization.                             The holder of this Authorization is
                                                                                                                                                              and monitoring zones for a period of 30
                                                                                                        required to implement the following
                                                Proposed Authorization                                                                                        minutes before construction activities
                                                                                                        mitigation measures:
                                                                                                                                                              can begin.
                                                   As a result of these preliminary                        (a) For all pile driving, drilling, and
                                                                                                                                                                 (d) Monitoring shall be conducted by
                                                determinations, NMFS proposes to issue                  in-water heavy machinery work, KDC
                                                                                                                                                              qualified PSOs, with minimum
                                                an IHA to KDC for conducting pile                       shall implement a shutdown zone
                                                                                                                                                              qualifications as described previously in
                                                driving, pile removal, and drilling                     around the pile or work zone. If a
                                                                                                                                                              the Monitoring and Reporting section of
                                                activities for the Ketchikan Berth IV                   marine mammal comes within or
                                                                                                                                                              the proposed Federal Notice. PSO
                                                Expansion Project in Ketchikan, Alaska                  approaches the shutdown zone, such
                                                                                                                                                              requirements include:
                                                from October 2018 to January of 2019,                   operations shall cease. See Table 2
                                                                                                        (attached) for minimum radial distances                  (i) Two to Four observers shall be on
                                                provided the previously mentioned                                                                             site to actively observe the shutdown
                                                mitigation, monitoring, and reporting                   required for shutdown zones;
                                                                                                           (b) After a shutdown occurs, impact                and disturbance zones during all pile
                                                requirements are incorporated. This                                                                           driving, removal, and drilling;
                                                section contains a draft of the IHA itself.             pile driving, vibratory piling driving/
                                                                                                        removal, and/or drilling can only begin                  (1) Two land-based PSOs will monitor
                                                The wording contained in this section is                                                                      during all impact pile driving, vibratory
                                                proposed for inclusion in the IHA (if                   after the animal is observed leaving the
                                                                                                        shutdown zone or has not been                         removal, and drilling activities.
                                                issued).
                                                   1. This Incidental Harassment                        observed for 15 minutes;                                 (2) Four land-based PSOs will
                                                Authorization (IHA) is valid for a period                  (c) KDC shall use a softening material             monitor during vibratory pile driving of
                                                of one year from the date of issuance.                  (e.g., high-density polyethylene (HDPE)               36-inch and 48-inch diameter piles.
                                                   2. This IHA is valid only for impact                 or ultra-high-molecular-weight                           (ii) Observers shall use their naked
                                                pile driving, vibratory pile driving,                   polyethylene (UHMW)) on all templates                 eye with the aid of binoculars, and/or a
                                                vibratory pile removal, and drilling                    to eliminate steel on steel noise                     spotting scope during all pile driving
                                                activities associated with the                          generation.                                           and extraction activities;
                                                construction of the Ketchikan Berth IV                     (d) KDC will use a soft-start procedure               (iii) Monitoring location(s) will
                                                Expansion Project in Ketchikan, Alaska.                 for impact pile driving. During a soft                include the following characteristics:
                                                   3. General Conditions                                start, KDC will be required to provide an                (1) One PSO will be stationed at Berth
                                                   (a) A copy of this IHA must be in the                initial set of three strikes from the                 IV and will be able to view across
                                                possession of KDC, its designees, and                   impact hammer at 40 percent energy,                   Tongass Narrows south and west to
                                                work crew personnel operating under                     followed by a one minute waiting                      Gravina Island.
                                                the authority of this IHA;                              period, then two subsequent 3–strike                     (2) A second and third PSOs will be
                                                   (b) The species authorized for taking                sets. This soft-start will be applied prior           located in increments along the road
                                                are the minke whale (Balaenoptera                       to beginning pile driving activities each             systems at locations that provide the
                                                acutorostrata), humpback whale                          day or when impact pile driving                       best vantage points for viewing Tongass
                                                (Megaptera novaeangliae), killer whale                                                                        Narrows west and east of Berth IV.
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                                                                                                        hammers have been idle for more than
                                                (Orcinus orca), Dall’s porpoise                         30 minutes.                                           These locations will vary depending on
                                                (Phocoenoides dalli), harbor porpoise                      (e) KDC will drive all piles with a                type of pile driving.
                                                (Phocoena phocoena), Steller sea lion                   vibratory hammer until a desired depth                   (3) The fourth PSO will be located on
                                                (Eumetopias jubatus), Pacific White-                    is achieved or to refusal prior to using              the road system near Mountain Point
                                                Sided Dolphin (Lagenorhynchus                           an impact hammer.                                     and will be able to view Tongass
                                                obliquidens), and harbor seal (Phoca                       (f) KDC shall establish monitoring                 Narrows to the northwest and
                                                vitulina);                                              locations as described below.                         Revillagigedo Channel to the southeast.


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                                                22032                                      Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                   (4) An unobstructed view of all water                                  (vii) Species, numbers, and, if                                         prohibited take and ensure MMPA
                                                within the shutdown zone and as much                                    possible, sex and age class of marine                                     compliance. KDC may not resume their
                                                of the Level B harassment zone as                                       mammals;                                                                  activities until notified by NMFS;
                                                possible for pile driving/removal and/or                                  (viii) Description of any observable                                       (i) In the event that KDC discovers an
                                                drilling;                                                               marine mammal behavior patterns,                                          injured or dead marine mammal, and
                                                   (e) Marine mammal location shall be                                    (ix) Distance from pile driving                                         the lead observer determines that the
                                                determined using a rangefinder and a                                    activities to marine mammals and                                          cause of the injury or death is unknown
                                                GPS or compass;                                                         distance from the marine mammals to                                       and the death is relatively recent (e.g.,
                                                   (f) Post-construction monitoring shall                               the observation point;                                                    in less than a moderate state of
                                                be conducted for 30 minutes beyond the                                    (x) Locations of all marine mammal                                      decomposition), KDC shall immediately
                                                cessation of piling and drilling activities                             observations; and                                                         report the incident to the Office of
                                                at end of day.                                                            (xi) Other human activity in the area.                                  Protected Resources, NMFS, and the
                                                   6. Reporting                                                           (b) Reporting injured or dead marine                                    Alaska Regional Stranding Coordinator,
                                                   The holder of this Authorization is                                  mammals:                                                                  NMFS;
                                                required to: (a) Submit a draft report on                                 (i) In the unanticipated event that the
                                                                                                                                                                                                     (ii) The report must include the same
                                                all monitoring conducted under the IHA                                  specified activity clearly causes the take
                                                                                                                                                                                                  information identified in 6(b)(i) of this
                                                within 90 calendar days of the                                          of a marine mammal in a manner
                                                                                                                                                                                                  IHA. Activities may continue while
                                                completion of marine mammal                                             prohibited by this IHA, such as an
                                                                                                                                                                                                  NMFS reviews the circumstances of the
                                                monitoring. This report shall detail the                                injury (Level A harassment), serious
                                                                                                                                                                                                  incident. NMFS will work with KDC to
                                                monitoring protocol, summarize the                                      injury, or mortality, KDC shall
                                                                                                                                                                                                  determine whether additional
                                                data recorded during monitoring, and                                    immediately cease the specified
                                                                                                                                                                                                  mitigation measures or modifications to
                                                estimate the number of marine                                           activities and report the incident to the
                                                                                                                                                                                                  the activities are appropriate;
                                                mammals that may have been harassed,                                    Office of Protected Resources (301–427–
                                                including the total number extrapolated                                 8401), NMFS, and the Alaska Regional                                         (iii) In the event that KDC discovers
                                                from observed animals across the                                        Stranding Coordinator (907–271–1332),                                     an injured or dead marine mammal, and
                                                entirety of relevant monitoring zones A                                 NMFS. The report must include the                                         the lead observer determines that the
                                                final report shall be prepared and                                      following information:                                                    injury or death is not associated with or
                                                submitted within thirty days following                                    1. Time and date of the incident;                                       related to the activities authorized in the
                                                resolution of comments on the draft                                       2. Description of the incident;                                         IHA (e.g., previously wounded animal,
                                                report from NMFS. This report must                                        3. Environmental conditions (e.g.,                                      carcass with moderate to advanced
                                                contain the following:                                                  wind speed and direction, Beaufort sea                                    decomposition, or scavenger damage),
                                                   (i) Date and time a monitored activity                               state, cloud cover, and visibility);                                      KDC shall report the incident to the
                                                begins or ends;                                                           4. Description of all marine mammal                                     Office of Protected Resources, NMFS,
                                                   (ii) Construction activities occurring                               observations and active sound source                                      and the Alaska Regional Stranding
                                                during each observation period;                                         use in the 24 hours preceding the                                         Coordinator, NMFS, within 24 hours of
                                                   (iii) Record of implementation of                                    incident;                                                                 the discovery. KDC shall provide
                                                shutdowns, including the distance of                                      5. Species identification or                                            photographs or video footage or other
                                                animals to the pile and description of                                  description of the animal(s) involved;                                    documentation of the stranded animal
                                                specific actions that ensued and                                          6. Fate of the animal(s); and                                           sighting to NMFS;
                                                resulting behavior of the animal, if any;                                 7. Photographs or video footage of the                                     7. This Authorization may be
                                                   (iv) Deviation from initial proposal in                              animal(s).                                                                modified, suspended or withdrawn if
                                                pile numbers, pile types, average                                         Activities shall not resume until                                       the holder fails to abide by the
                                                driving times, etc.;                                                    NMFS is able to review the                                                conditions prescribed herein, or if
                                                   (v) Weather parameters (e.g., percent                                circumstances of the prohibited take.                                     NMFS determines the authorized taking
                                                cover, visibility);                                                     NMFS will work with KDC to determine                                      is having more than a negligible impact
                                                   (vi) Water conditions (e.g., sea state,                              what measures are necessary to                                            on the species or stock of affected
                                                tide state);                                                            minimize the likelihood of further                                        marine mammals.

                                                                                                            TABLE 1—AUTHORIZED TAKE NUMBERS, BY SPECIES
                                                                                  Species                                                                              Stock                                                 Level A               Level B

                                                Humpback Whale .........................................................           Central North Pacific ....................................................                                 0               24
                                                Minke Whale .................................................................      Alaska ...........................................................................                         0                3
                                                Killer Whale ...................................................................   Alaska Resident ...........................................................          ........................              40
                                                                                                                                   Northern Resident ........................................................                                 0               40
                                                                                                                                   West Coast Transient ...................................................             ........................              40
                                                Pacific White-Sided Dolphin .........................................              North Pacific .................................................................                            0               92
                                                Dall’s Porpoise ..............................................................     Alaska ...........................................................................                         0               60
                                                Harbor Porpoise ............................................................       Southeast Alaska .........................................................                                 5               20
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                                                Harbor Seal ...................................................................    Clarence Strait ..............................................................                             6              120
                                                Steller Sea Lion ............................................................      Eastern U.S ..................................................................                             0              200




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                                                                                             Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices                                                                    22033

                                                                                                                                    TABLE 2—SHUTDOWN ZONES
                                                                                                                                                                             Shutdown zones (meters)

                                                                                                                                                                                           High-
                                                                                                                                             Low-frequency      Mid-frequency           frequency
                                                                                       Source                                                   cetaceans         cetaceans             cetaceans               Phocid            Otariid
                                                                                                                                               (humpback         (killer whale,            (dall’s           (harbor seal)      (sea lion)
                                                                                                                                              whale, minke       Pacific-white           porpoise,
                                                                                                                                                  whale)        sided dolphin)            harbor
                                                                                                                                                                                        porpoise)

                                                                                                                                    In-Water Construction Activities *

                                                In Water Heavy Construction (i.e., Barge movements, pile
                                                  positioning, deadpulling, and sound attenuation) ............                                            10                 10                      10                  10                 10

                                                                                                                                             Vibratory Pile Driving

                                                24-inch steel removal (2 piles) (∼1 hour on 1 day) .............                                           25                 25                      25                  25                 25
                                                30-inch steel removal 6 piles) (∼1 hour per day on 2 days)                                                 25                 25                      25                  25                 25
                                                36-inch steel removal (4 piles) (∼1 hour on 1 day) .............                                           25                 25                      50                  25                 25
                                                30-inch steel temporary installation (16 piles) (∼2 hours
                                                  per day on 4 days) ...........................................................                           25                 25                      25                  25                 25
                                                30-inch steel permanent installation (1 pile) (∼2 hours on 1
                                                  day) ...................................................................................                 25                 25                      25                  25                 25
                                                48-inch steel permanent installation (17 piles) (∼2 hours
                                                  per day on 9 days) ...........................................................                           50                 25                      50                  25                 25

                                                                                                                                              Impact Pile Driving

                                                48-inch steel permanent installation (17 piles) (∼15 min-
                                                  utes per day on 6 days) ...................................................                          240                    25                    290                130                   25

                                                                                                                                  Socketing Pile Installation (Drilling)

                                                30-inch steel permanent installation (1 pile) (3 hours per
                                                  day on 1 day) ...................................................................                        50                 25                      50                  25                 25


                                                                                                                                   TABLE 3—MONITORING ZONES
                                                                                                                                                                                                                Level B        Level B zone
                                                                                                                               Source                                                                            zones            (square
                                                                                                                                                                                                               (meters)         kilometers)

                                                                                                                                             Vibratory Pile Driving

                                                24-inch     steel   removal (2 piles) (∼1 hour on 1 day 3) ..............................................................................................            6,215               5.9
                                                30-inch     steel   removal (6 piles) (∼1 hour per day on 2 days) ..................................................................................                 6,215               5.9
                                                36-inch     steel   removal (4 piles) (∼1 hour on 1 day) .................................................................................................          13,755              10.3
                                                30-inch     steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ........................................................                          6,215               5.9
                                                30-inch     steel   permanent installation (1 pile) (∼2 hours on 1 day) ..........................................................................                   6,215               5.9
                                                48-inch     steel   permanent installation (17 piles) (∼2 hours per day on 9 days) .......................................................                          13,755              10.3

                                                                                                                                              Impact Pile Driving

                                                48-inch steel (17 piles) (∼15 minutes per day on 6 days) ......................................................................................                      3,745               4.9

                                                                                                                                  Socketing Pile Installation (Drilling)

                                                30-inch steel (1 pile) (∼3 hours on 1 day) ...............................................................................................................          13,755              10.3



                                                Request for Public Comments                                                help inform our final decision on the                         beyond that described in the Dates and
                                                                                                                           request for MMPA authorization.                               Duration section, provided all of the
                                                  We request comment on our analyses,                                                                                                    following conditions are met:
                                                the proposed authorization, and any                                           On a case-by-case basis, NMFS may
                                                other aspect of this Notice of Proposed                                    issue a second one-year IHA without                              • A request for renewal is received no
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                                                IHA for the proposed pile driving/                                         additional notice when 1) another year                        later than 60 days prior to expiration of
                                                removal and drilling activities. We also                                   of identical or nearly identical activities                   the current IHA.
                                                request comment on the potential for                                       as described in the Specified Activities                         • The request for renewal must
                                                renewal of this proposed IHA as                                            section is planned or 2) the activities                       include the following:
                                                described in the paragraph below.                                          would not be completed by the time the                           (1) An explanation that the activities
                                                Please include with your comments any                                      IHA expires and a second IHA would                            to be conducted beyond the initial dates
                                                supporting data or literature citations to                                 allow for completion of the activities                        either are identical to the previously


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                                                22034                            Federal Register / Vol. 83, No. 92 / Friday, May 11, 2018 / Notices

                                                analyzed activities or include changes                  directed to Brian Hauk, 808–725–5835,                 included in the request for OMB
                                                so minor (e.g., reduction in pile size)                 Brian.Hauk@noaa.gov.                                  approval of this information collection;
                                                that the changes do not affect the                      SUPPLEMENTARY INFORMATION:                            they also will become a matter of public
                                                previous analyses, take estimates, or                                                                         record.
                                                mitigation and monitoring                               I. Abstract
                                                                                                                                                                Dated: May 8, 2018.
                                                requirements; and                                          This request is for extension of a                 Sarah Brabson,
                                                  (2) A preliminary monitoring report                   currently approved information                        NOAA PRA Clearance Officer.
                                                showing the results of the required                     collection. The National Oceanic and
                                                                                                                                                              [FR Doc. 2018–10060 Filed 5–10–18; 8:45 am]
                                                monitoring to date and an explanation                   Atmospheric Administration’s
                                                                                                                                                              BILLING CODE 3510–NK–P
                                                showing that the monitoring results do                  (NOAA’s) Papahānaumokuākea Marine
                                                not indicate impacts of a scale or nature               National Monument (PMNM) would
                                                not previously analyzed or authorized.                  like to collect student data and
                                                  • Upon review of the request for                      information for the purposes of selecting             COMMITTEE FOR PURCHASE FROM
                                                renewal, the status of the affected                     candidates for its research internship                PEOPLE WHO ARE BLIND OR
                                                species or stocks, and any other                        program in partnership with the                       SEVERELY DISABLED
                                                pertinent information, NMFS                             University of Hawaii. The application                 Procurement List; Deletions
                                                determines that there are no more than                  package would contain: (1) A form
                                                minor changes in the activities, the                    requesting information on academic                    AGENCY: Committee for Purchase From
                                                mitigation and monitoring measures                      background and professional                           People Who Are Blind or Severely
                                                remain the same and appropriate, and                    experiences, (2) reference forms in                   Disabled.
                                                the original findings remain valid.                     support of the internship application by              ACTION: Deletions from the Procurement
                                                  Dated: May 7, 2018.                                   two educational or professional                       List.
                                                Elaine T. Saiz,
                                                                                                        references, and (3) a support letter from
                                                                                                        one academic professor or advisor.                    SUMMARY:  This action deletes products
                                                Acting Deputy Director, Office of Protected                                                                   and a service from the Procurement List
                                                Resources, National Marine Fisheries Service.           II. Method of Collection                              previously furnished by nonprofit
                                                [FR Doc. 2018–10017 Filed 5–10–18; 8:45 am]                Electronic applications and electronic             agencies employing persons who are
                                                BILLING CODE 3510–22–P                                  forms submitted via email.                            blind or have other severe disabilities.
                                                                                                                                                              DATES: Date deleted from the
                                                                                                        III. Data                                             Procurement List: June 10, 2018.
                                                DEPARTMENT OF COMMERCE                                     OMB Control Number: 0648-xxxx.                     ADDRESSES: Committee for Purchase
                                                                                                           Form Number(s): None.                              From People Who Are Blind or Severely
                                                National Oceanic and Atmospheric                           Type of Review: Regular submission
                                                Administration                                                                                                Disabled, 1401 S Clark Street, Suite 715,
                                                                                                        (extension of a currently approved                    Arlington, Virginia 22202–4149.
                                                                                                        information collection).                              FOR FURTHER INFORMATION CONTACT:
                                                Proposed Information Collection;
                                                                                                           Affected Public: Individuals or                    Amy B. Jensen, Telephone: (703) 603–
                                                Comment Request; National Oceanic
                                                                                                        households; business or other for-profit              7740, Fax: (703) 603–0655, or email
                                                and Atmospheric Administration’s
                                                                                                        organizations; not-for-profit institutions;           CMTEFedReg@AbilityOne.gov.
                                                Papahānaumokuākea Marine National
                                                                                                        State, Local, or Tribal government.
                                                Monument and University of Hawaii                                                                             SUPPLEMENTARY INFORMATION:
                                                                                                           Estimated Number of Annual
                                                Research Internship Program
                                                                                                        Respondents: 20.                                      Deletions
                                                AGENCY: National Oceanic and                               Estimated Time per Response:                          On 3–30–2018 (83 FR 62), the
                                                Atmospheric Administration (NOAA),                      Internship application form, reference                Committee for Purchase From People
                                                Commerce.                                               forms and support letter, 1 hour each.                Who Are Blind or Severely Disabled
                                                ACTION: Notice.
                                                                                                           Estimated Total Annual Burden                      published notice of proposed deletions
                                                                                                        Hours: 80.                                            from the Procurement List.
                                                SUMMARY:    The Department of                              Estimated Total Annual Cost to                        After consideration of the relevant
                                                Commerce, as part of its continuing                     Public: $20 for copies.                               matter presented, the Committee has
                                                effort to reduce paperwork and                          IV. Request for Comments                              determined that the products and
                                                respondent burden, invites the general                                                                        service listed below are no longer
                                                public and other Federal agencies to                       Comments are invited on: (a) Whether               suitable for procurement by the Federal
                                                take this opportunity to comment on                     the proposed collection of information                Government under 41 U.S.C. 8501–8506
                                                proposed and/or continuing information                  is necessary for the proper performance               and 41 CFR 51–2.4.
                                                collections, as required by the                         of the functions of the agency, including
                                                                                                        whether the information shall have                    Regulatory Flexibility Act Certification
                                                Paperwork Reduction Act of 1995.
                                                                                                        practical utility; (b) the accuracy of the               I certify that the following action will
                                                DATES: Written comments must be
                                                                                                        agency’s estimate of the burden                       not have a significant impact on a
                                                submitted on or before July 10, 2018.                   (including hours and cost) of the                     substantial number of small entities.
                                                ADDRESSES: Direct all written comments                  proposed collection of information; (c)               The major factors considered for this
                                                to Jennifer Jessup, Departmental                        ways to enhance the quality, utility, and             certification were:
                                                Paperwork Clearance Officer,                            clarity of the information to be                         1. The action will not result in
                                                Department of Commerce, Room 6616,
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                                                                                                        collected; and (d) ways to minimize the               additional reporting, recordkeeping or
                                                14th and Constitution Avenue NW,                        burden of the collection of information               other compliance requirements for small
                                                Washington, DC 20230 (or via the                        on respondents, including through the                 entities.
                                                internet at pracomments@doc.gov).                       use of automated collection techniques                   2. The action may result in
                                                FOR FURTHER INFORMATION CONTACT:                        or other forms of information                         authorizing small entities to furnish the
                                                Requests for additional information or                  technology.                                           products and service to the Government.
                                                copies of the information collection                       Comments submitted in response to                     3. There are no known regulatory
                                                instrument and instructions should be                   this notice will be summarized and/or                 alternatives which would accomplish


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Document Created: 2018-11-02 09:49:06
Document Modified: 2018-11-02 09:49:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; proposed incidental harassment authorization; request for comments.
DatesComments and information must be received no later than June 11, 2018.
ContactJonathan Molineaux, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: https:// www.fisheries.noaa.gov/national/marine-mammal-protection/incidental- take-authorizations-construction-activities. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 22009 
RIN Number0648-XG10

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