83_FR_22537 83 FR 22443 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Site Characterization Surveys Off the Coast of Massachusetts

83 FR 22443 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Site Characterization Surveys Off the Coast of Massachusetts

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 94 (May 15, 2018)

Page Range22443-22468
FR Document2018-10333

NMFS has received an application from Orsted (U.S.) LLC/Bay State Wind LLC (Bay State Wind) for an Incidental Harassment Authorization (IHA) to take marine mammals, by harassment, incidental to high-resolution geophysical (HRG) survey investigations associated with marine site characterization activities off the coast of Massachusetts in the area of the Commercial Lease of Submerged Lands for Renewable Energy Development on the Outer Continental Shelf (OCS-A 0500) (the Lease Area). Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an IHA to Bay State Wind to incidentally take, by Level A and Level B harassment, small numbers of marine mammals during the specified activities. NMFS will consider public comments prior to making any final decision on the issuance of the requested MMPA authorizations and agency responses will be summarized in the final notice of our decision.

Federal Register, Volume 83 Issue 94 (Tuesday, May 15, 2018)
[Federal Register Volume 83, Number 94 (Tuesday, May 15, 2018)]
[Notices]
[Pages 22443-22468]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10333]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XF926


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Site Characterization Surveys Off 
the Coast of Massachusetts

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

-----------------------------------------------------------------------

SUMMARY: NMFS has received an application from Orsted (U.S.) LLC/Bay 
State Wind LLC (Bay State Wind) for an Incidental Harassment 
Authorization (IHA) to take marine mammals, by harassment, incidental 
to high-resolution geophysical (HRG) survey investigations associated 
with marine site characterization activities off the coast of 
Massachusetts in the area of the Commercial Lease of Submerged Lands 
for Renewable Energy Development on the Outer Continental Shelf (OCS-A 
0500) (the Lease Area). Pursuant to the Marine Mammal Protection Act 
(MMPA), NMFS is requesting comments on its proposal to issue an IHA to 
Bay State Wind to incidentally take, by Level A and Level B harassment, 
small numbers of marine mammals during the specified activities. NMFS 
will consider public comments prior to making any final decision on the 
issuance of the requested MMPA authorizations and agency responses will 
be summarized in the final notice of our decision.

DATES: Comments and information must be received no later than June 14, 
2018.

ADDRESSES: Comments should be addressed to Jolie Harrison, Chief, 
Permits and Conservation Division, Office of Protected Resources, 
National Marine Fisheries Service. Physical comments should be sent to 
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments 
should be sent to [email protected].
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments received electronically, including 
all attachments, must not exceed a 25-megabyte file size. Attachments 
to electronic comments will be accepted in Microsoft Word or Excel or 
Adobe PDF file formats only. All comments received are a part of the 
public record and will generally be posted online at 
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities without change. All 
personal identifying information (e.g., name, address) voluntarily 
submitted by the commenter may be publicly accessible. Do not submit 
confidential business information or otherwise sensitive or protected 
information.

FOR FURTHER INFORMATION CONTACT: Dale Youngkin, Office of Protected 
Resources, NMFS, (301) 427-8401. Electronic copies of the application 
and

[[Page 22444]]

supporting documents, as well as a list of the references cited in this 
document, may be obtained online at: www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents, please call 
the contact listed above.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).

National Environmental Policy Act (NEPA)

    The U.S. Bureau of Ocean Energy Management (BOEM) prepared an 
Environmental Assessment (EA) in accordance with the National 
Environmental Policy Act (NEPA), to evaluate the issuance of wind 
energy leases covering the entirety of the Massachusetts Wind Energy 
Area (including the OCS-A 0500 Lease Area), and the approval of site 
assessment activities within those leases (BOEM, 2014). NMFS previously 
adopted BOEM's EA and issued a Finding of No Significant Effect (FONSI) 
for similar work in 2016 (81 FR 56589, August 22, 2016).
    NMFS has reviewed the BOEM EA and our previous FONSI and has 
preliminarily determined that this action is consistent with categories 
of activities identified in CE B4 of the Companion Manual for NOAA 
Administrative Order 216-6A, which do not individually or cumulatively 
have the potential for significant impacts on the quality of the human 
environment and for which we have not identified any extraordinary 
circumstances that would preclude this categorical exclusion. 
Accordingly, NMFS has preliminarily determined that the issuance of the 
proposed IHA qualifies to be categorically excluded from further NEPA 
review. We will review all comments submitted in response to this 
notice prior to concluding our NEPA process or making a final decision 
on the IHA request.

Summary of Request

    On October 20, 2017 NMFS received an application from Bay State 
Wind for the taking of marine mammals incidental to HRG and 
geotechnical survey investigations off the coast of Massachusetts in 
the OCS-A 0500 Lease Area, designated and offered by the BOEM, to 
support the development of an offshore wind project. Bay State Wind's 
request is for take, by Level A and Level B harassment, of a small 
number of 10 species or stocks of marine mammals. Neither the applicant 
nor NMFS expects serious injury or mortality to result from this 
activity and, therefore, an IHA is appropriate.
    NMFS previously issued an IHA to Bay State Wind (then operating 
under DONG Energy) for similar work (FR 81 56589, August 22, 2016). Bay 
State Wind complied with all the requirements (e.g., mitigation, 
monitoring, and reporting) of the previous IHA and information 
regarding their monitoring results may be found in the Estimated Take 
section.

Description of the Specified Activity

Overview

    Bay State Wind proposes to conduct HRG surveys in the Lease Area to 
support the characterization of the existing seabed and subsurface 
geological conditions in the Lease Area. This information is necessary 
to support the final siting, design, and installation of offshore 
project facilities, turbines and subsea cables within the project area 
as well as to collect the data necessary to support the review 
requirements associated with Section 106 of the National Historic 
Preservation Act of 1966, as amended. Underwater sound resulting from 
Bay State Wind's proposed site characterization surveys has the 
potential to result in incidental take of marine mammals. This take of 
marine mammals is anticipated to be in the form of harassment and no 
serious injury or mortality is anticipated, nor is any authorized in 
this IHA.

Dates and Duration

    HRG surveys of the wind turbine generator (WTG) and offshore 
substation (OSS) areas are anticipated to commence no earlier than June 
1, 2018 and will last for approximately 60 days, including estimated 
weather down time. Likewise, the Export Cable Route HRG surveys are 
anticipated to commence no earlier than June 1, 2018 and will last 
approximately 40 days (including estimated weather down time). Offshore 
and near coastal shallow water regions of the HRG survey will occur 
within the same 40-day timeframe. Surveys are anticipated to commence 
upon issuance of the requested IHA, if appropriate.

Specified Geographic Region

    Bay State Wind's survey activities will occur in the approximately 
187,532-acre Lease Area designated and offered by BOEM, located 
approximately 14 miles (mi) south of Martha's Vineyard, Massachusetts 
at its closest point, as well as within 2 potential export cable routes 
to Somerset, MA and to Falmouth, MA (see Figure 1-1 of the IHA 
application). The Lease Area falls within the Massachusetts Wind Energy 
Area (MA WEA).

Detailed Description of Specified Activities

    Marine site characterization surveys will include the following HRG 
survey activities:
     Depth sounding (multibeam depth sounder) to determine 
water depths and general bottom topography;
     Magnetic intensity measurements for detecting local 
variations in regional magnetic field from geological strata and 
potential ferrous objects on and below the bottom;

[[Page 22445]]

     Seafloor imaging (sidescan sonar survey) for seabed 
sediment classification purposes, to identify natural and man-made 
acoustic targets resting on the bottom as well as any anomalous 
features;
     Shallow penetration sub-bottom profiler (pinger/chirp) to 
map the near surface stratigraphy (top 0-5 meter (m) soils below 
seabed); and
     Medium penetration sub-bottom profiler (sparker) to map 
deeper subsurface stratigraphy as needed (soils down to 75-100 m below 
seabed).
    Table 1 identifies the representative survey equipment that is 
being considered in support of the HRG survey activities. The make and 
model of the listed HRG equipment will vary depending on availability, 
but will be finalized as part of the survey preparations and contract 
negotiations with the survey contractor, and therefore the final 
selection of the survey equipment will be confirmed prior to the start 
of the HRG survey program. Only the make and model of the HRG equipment 
may change, not the types of equipment or the addition of equipment 
with characteristics that might have effects beyond (i.e., resulting in 
larger ensonified areas) those considered in this proposed IHA. None of 
the proposed HRG survey activities will result in the disturbance of 
bottom habitat in the Lease Area.

                                         Table 1--Summary of Representative Bay State Wind HRG Survey Equipment
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                              Source level reported                             Pulse duration     Pulse repetition rate
           HRG equipment              Operating frequencies      by manufacturer       Beamwidth (degree)         (millisec)                (Hz)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                 USBL & GAPS Transceiver
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sonardyne Ranger 2 USBL HPT 5/7000.  19-34 kHz.............  206 dBpk/200 dBRMS....  180..................  8-16.................  1
Sonardyne Ranger 2 USBL HPT 5/7000.  19-34 kHz.............  194 dBpk/188 dBRMS....  180..................  8-16.................  3
Easytrak Nexus 2 USBL..............  18-32 kHz.............  198 dBpk/192 dBRMS....  180..................  10...................  1
IxSea GAPS System..................  20-30 kHz.............  191 dBpk/188 dBRMS....  200..................  10...................  10
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                  Sidescan Sonar (SSS)
--------------------------------------------------------------------------------------------------------------------------------------------------------
EdgeTech 4200 dual frequency SSS...  300 or 600 kHz........  208-213 dBpk/205-210    0.5-0.26 x 50........  2.8-12...............  5-55
                                                              dBRMS.
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                  Multibeam Sonar (MBS)
--------------------------------------------------------------------------------------------------------------------------------------------------------
R2 Sonic 2024 Multipbeam             200-400 kHz...........  229 dBpk/162 dBRMS....  0.5 x 1 256 beams....  0.15-0.5.............  60
 Echosounder.
Kongsberg EM2040C Dual Head........  200-400 kHz...........  210 dBpk/204.5 dBRMS..  1 x 1................  3 or 12..............  Up to 50
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                               Sub-Bottom Profilers (SBP)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Edgetech 3200 XS 216 Shallow SBP...  2-16 kHz..............  208-213 dBpk/205-210    17...................  20...................  10
                                                              dBRMS.
Innomar SES-2000 Medium SBP........  85-115 kHz............  250 dBpk/243 dBRMS....  1....................  0.07-2...............  40
Innomar SES-2000 Standard SBP......  85-115 kHz............  243 dBpk/236 dBRMS....  1....................  0.07-2...............  60
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                        Sparkers
--------------------------------------------------------------------------------------------------------------------------------------------------------
GeoMarine Geo-Source...............  0.2-5 kHz.............  220 dBpk/205 dBRMS....  30...................  3.8..................  2
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                         Boomers
--------------------------------------------------------------------------------------------------------------------------------------------------------
Applied Acoustics S-Boom Triple      0.250-8 Hz............  220 dBpk/216 dBRMS....  25-35................  0.3-0.5..............  3
 Plate Boomer.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Applied Acoustics S-Boom Boomer....  0.1-5 kHz.............  209 dBpk/203 dBpeak...  30...................  0.3-0.5..............  3
--------------------------------------------------------------------------------------------------------------------------------------------------------

    The deployment of HRG survey equipment, including the use of 
intermittent, impulsive sound-producing equipment operating below 200 
kilohertz (kHz), has the potential to cause acoustic harassment to 
marine mammals. Based on the frequency ranges of the equipment to be 
used in support of the HRG survey activities (Table 1) and the hearing 
ranges of the marine mammals that have the potential to occur in the 
Lease Area during survey activities (Table 2), the noise produced by 
the ultra short baseline (USBL) and global acoustic positioning system 
(GAPS) transceiver systems; sub-bottom profilers; sparkers; and boomers 
fall within the established marine mammal hearing ranges and have the 
potential to result in harassment of marine mammals.
    The equipment positioning systems use vessel-based underwater 
acoustic positioning to track equipment in very shallow to very deep 
water. Using pulsed acoustic signals, the systems calculate the 
position of a subsea target by measuring the range (distance) and 
bearing from a vessel-mounted transceiver to a small acoustic 
transponder (the acoustic beacon, or pinger) fitted to the target. 
Equipment

[[Page 22446]]

positioning systems will be operational at all times during HRG survey 
data acquisition (i.e, concurrent with the sub-bottom profiler 
operation). Sub-bottom profiling systems identify and measure various 
marine sediment layers that exist below the sediment/water interface. A 
sound source emits an acoustic signal vertically downwards into the 
water and a receiver monitors the return signal that has been reflected 
off the sea floor. Some of the acoustic signal will penetrate the 
seabed and be reflected when it encounters a boundary between two 
layers that have different acoustic impedance. The system uses this 
reflected energy to provide information on sediment layers beneath the 
sediment-water interface. A shallow penetration sub-bottom profiler 
will be used to map the near surface stratigraphy of the Lease Area. 
The shallow penetration sub-bottom profiler is a precisely controlled 
hull/pole mounted ``chirp'' system that emits high-energy sounds used 
to penetrate and profile the shallow (top 0-5 m soils below seabed) 
sediments of the seafloor. A Geo-Source 600/800, or similar model, 
medium-penetration sub-bottom profiler (sparker) will be used to map 
deeper subsurface stratigraphy in the Lease Area as needed (soils down 
to 75-100 m below seabed).
    Given the size of the Lease Area (187,532 acres), to minimize cost, 
the duration of survey activities, and the period of potential impact 
on marine species, Bay State Wind has proposed conducting survey 
operations 24 hours per day in the offshore areas. Based on 24-hour 
operations, the estimated duration of the survey activities would be 
approximately 60 days (including estimated weather down time). For the 
nearshore/landfall area, a small vessel with a draft sufficient to 
survey shallow waters will be needed. Only daylight operations will be 
used to survey the nearshore/landfall, and will require an estimated 40 
days to complete (including estimated weather down time). Offshore and 
near coastal shallow water regions of the HRG survey will occur within 
the same 40-day timeframe.
    The survey area consists of several sections (Lots) as described 
below:
     Export Cable Route to Somerset, MA--This export cable 
route will be split into two Lots reflecting the boundary between State 
and Federal waters, which also coincides with the 3 nautical mile 
maritime boundary:
    [cir] Lot 1 consists of a 1,640-ft (500 m) wide survey corridor 
from the 3-nautical mile maritime boundary near coastal shallow water, 
at which point the corridor splits into three extensions toward 
potential landfall locations (Extensions 1a, 1b, and 1c; see Figure 1-1 
inset in the application). Each extension is 820 ft (250 m) wide. The 
total estimated trackline miles are approximately 350 mile (mi) (563 
km); and
    [cir] Lot 2 consists of a 3,281-ft (1,000 m) wide survey corridor 
in the offshore region of the export cable route. The total estimated 
trackline miles are approximately 678 mi (1,091 km);
     Phase I Development Area--This area comprises Lot 3, which 
consists of the locations for the WTG and OSS as well as inter-array 
cable segments. The trackline is estimated to be approximately 1,768 mi 
(2,845 km) and would be comprised of:
    [cir] 656-ft (200 m) radius around the planned locations for OSS;
    [cir] 492-ft (150 m) radius around the planned locations for WTGs;
    [cir] 246-ft (75 m) radius around planned locations for inter-array 
cable segments; and
     Export Cable Route to Falmouth, MA--This area will be 
split into two Lots reflecting the boundary between State and Federal 
waters and coinciding with the 3-nautical mile boundary:
    [cir] Lot 4 consists of a 3,281-ft (1,000 m) wide survey corridor 
in the offshore region of the cable route. The estimated trackline 
would be approximately 1,400 mi (2.253 km);
    [cir] Lot 5 consists of a 1,640-ft (500 m) wide survey corridor in 
the near coastal shallow water region of the cable route. The total 
estimated trackline would be approximately 67 mi (108 km).
    Multiple vessels will be utilized to conduct site characterization 
survey activities in the locations of the WTG and OSS, two offshore 
segments of the export cable route, and nearshore/cable landfall area. 
For the near coastal shallow water regions of the Export Cable Routes 
(Lots 1 and 5; Refer to Figure 1 and Pages 3-4 of the application for 
description of Lots), up to two small vessels with a draft sufficient 
to survey shallow waters (up to 72 feet (ft) (22 m)) are planned to be 
used. For the WTG and OSS and offshore regions of the two Export Cable 
Routes (Lots 3, 2, and 4, respectively), up to three large vessels 
(approximately 170 ft (52 m) in length) will conduct survey operations. 
In Lots 3 and 4 (WTG and OSS locations and offshore portion of the 
Export Cable Route to Falmouth), one large vessel will serve as a 
``mother vessel'' to a smaller (41 ft (12.5 m)) autonomous surface 
vessel (ASV) that may be used to `force multiply' survey production. 
Additionally, the ASV will also capture data in water depths shallower 
than 26 ft (8 m)), increasing the shallow end reach of the larger 
vessel. The ASV can be used for nearshore operations and shallow work 
(20 ft (6 m) and less) in a ``manned'' configuration.
    The ASV and mother vessel will acquire survey data in tandem and 
the ASV will be kept within sight of the mother vessel at all times. 
The ASV will operate autonomously along a parallel track to, and 
slightly ahead of, the mother vessel at a distance set to prevent 
crossed signaling of survey equipment (within 2,625 ft (800 m)). During 
data acquisition surveyors have full control of the data being acquired 
and have the ability to make changes to settings such as power, gain, 
range scale etc. in real time. Surveyors will also be able to monitor 
the data as it is acquired by the ASV utilizing a real time IP radio 
link. For each 12 hour shift, an ASV technician will be assigned to 
manage the vessel during his or her shift to ensure the vehicle is 
operating properly and to take over control of the vehicle should the 
need arise. The ASV is outfitted with an array of cameras, radars, 
thermal equipment and AIS, all of which is monitored in real time by 
the ASV technician. This includes a forward-facing dual thermal/HD 
camera installed on the mother vessel to provide a field of view ahead 
of the vessel and around the ASV, forward-facing thermal camera on the 
ASV itself with a real-time monitor display installed on the mother 
vessel bridge, and use of night-vision goggles with thermal clip-ons 
for monitoring around the mother vessel and ASV. Additionally, there 
will be 2 survey technicians per shift assigned to acquire the ASV 
survey data.
    Proposed mitigation, monitoring, and reporting measures are 
described in detail later in this document (please see ``Proposed 
Mitigation'' and ``Proposed Monitoring and Reporting'').

Description of Marine Mammals in the Area of the Specified Activity

    Sections 3 and 4 of Bay State Wind's IHA application summarize 
available information regarding the status and trends, distribution and 
habitat preferences, and behavior and life history of the potentially 
affected species. Additional information regarding population trends 
and threats may be found in NMFS's Stock Assessment Reports (SAR; 
http://www.nmfs.noaa.gov/pr/sars/species.htm) and more general 
information can be found about these species (e.g., physical and 
behavioral descriptions) may be found on NMFS' website (http://www.nmfs.noaa.gov/pr/species/mammals/).

[[Page 22447]]

    Table 2 lists all marine mammal species with expected occurrence in 
the Northwest Atlantic Outer Continental Shelf (OCS) and summarizes 
information related to the population or stock, including regulatory 
status under the MMPA and Endangered Species Act (ESA) as well as 
potential biological removal (PBR), where known. For taxonomy, we 
follow the Committee on Taxonomy (2016). PBR is defined by the MMPA as 
the maximum number of animals, not including natural mortalities, that 
may be removed from a marine mammal stock while allowing that stock to 
reach or maintain its optimum sustainable population (as described in 
NMFS' SARs). While no mortality is anticipated or authorized here, PBR 
and annual serious injury and mortality from anthropogenic sources are 
included here as gross indicators of the status of the species and 
other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS' stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprise that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS' U.S. Atlantic Ocean SARs (e.g., Hayes et al., 2017). All values 
presented in Table 2 are the most recent available at the time of 
publication and are available in the 2016 SARs (Hayes et al., 2017) and 
draft 2017 SARs (available online at: http://www.nmfs.noaa.gov/pr/sars/draft.htm).

                                      Table 2--Marine Mammals Known To Occur in the Waters of Southern New England
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                      Stock abundance (CV;                                     Annual M/
            Common name                  Scientific name       ESA/MMPA status \1\          Nmin) \2\                Stock             PBR       SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                               Toothed Whales (Odontoceti)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Atlantic white-sided dolphin.......  Lagenorhynchus acutus.  N/A...................  48,819 (0.61; 30,403).  W. North Atlantic....        304         74
Atlantic spotted dolphin...........  Stenella frontalis....  N/A...................  44,715 (0.43; 31,610).  W. North Atlantic....        316          0
Bottlenose dolphin.................  Tursiops truncatus....  Northern coastal stock  11,548 (0.36; 8,620)..  W. North Atlantic,            86      1-7.5
                                                              is Strategic.                                   Northern Migratory
                                                                                                              Coastal.
Clymene dolphin....................  Stenella clymene......  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
Fraser's dolphin...................  Lagenodelphis hosei...  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
Pan-tropical spotted dolphin.......  Stenella attenuata....  N/A...................  3,333 (0.91; 1,733)...  W. North Atlantic....         17          0
Risso's dolphin....................  Grampus griseus.......  N/A...................  18,250 (0.46; 12,619).  W. North Atlantic....        126       53.6
Rough-toothed dolphin..............  Steno bredanensis.....  N/A...................  271 (1.0; 134)........  W. North Atlantic....        1.3          0
Short-beaked common dolphin........  Delphinus delphis.....  N/A...................  70,184 (0.28; 55,690).  W. North Atlantic....        557        409
Striped dolphin....................  Stenella coeruleoalba.  N/A...................  54,807 (0.3; 42,804)..  W. North Atlantic....        428          0
Spinner dolphin....................  Stenella longirostris.  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
White-beaked dolphin...............  Lagenorhynchus          N/A...................  2,003 (0.94; 1,023)...  W. North Atlantic....         10          0
                                      albirostris.
Harbor porpoise....................  Phocoena phocoena.....  N/A...................  79,833 (0.32; 61,415).  Gulf of Maine/Bay of         706        437
                                                                                                              Fundy.
Killer whale.......................  Orcinus orca..........  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
Pygmy killer whale.................  Feresa attenuata......  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
False killer whale.................  Pseudorca crassidens..  Strategic.............  442 (1.06; 212).......  W. North Atlantic....        2.1    Unknown
Long-finned pilot whale............  Globicephala melas....  N/A...................  5,636 (0.63; 3,464)...  W. North Atlantic....         35         38
Short-finned pilot whale...........  Globicephala            N/A...................  21,515 (0.37; 15,913).  W. North Atlantic....        159        192
                                      macrorhynchus.
Sperm whale........................  Physeter macrocephalus  Endangered............  2,288 (0.28; 1,815)...  North Atlantic.......        3.6        0.8
Pigmy sperm whale..................  Kogia breviceps.......  N/A...................  3,785 (0.47; 2,598)     W. North Atlantic....         21        3.5
                                                                                      \4\.
Dwarf sperm whale..................  Kogia sima............  N/A...................  3,785 (0.47; 2,598)     W. North Atlantic....         21        3.5
                                                                                      \4\.
Cuvier's beaked whale..............  Ziphius cavirostris...  N/A...................  6,532 (0.32; 5,021)...  W. North Atlantic....         50        0.4
Blainville's beaked whale..........  Mesoplodon              N/A...................  7,092 (0.54; 4,632)     W. North Atlantic....         46        0.2
                                      densirostris.                                   \5\.
Gervais' beaked whale..............  Mesoplodon europaeus..  N/A...................  7,092 (0.54; 4,632)     W. North Atlantic....         46          0
                                                                                      \5\.
True's beaked whale................  Mesoplodon mirus......  N/A...................  7,092 (0.54; 4,632)     W. North Atlantic....         46          0
                                                                                      \5\.
Sowerby's beaked whale.............  Mesoplodon bidens.....  N/A...................  7,092 (0.54; 4,632)     W. North Atlantic....         46          0
                                                                                      \5\.
Northern bottlenose whale..........  Hyperoodon ampullatus.  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
Melon-headed whale.................  Peponocephala electra.  N/A...................  Unknown...............  W. North Atlantic....    Unknown          0
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                Baleen Whales (Mysticeti)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Minke whale........................  Balaenoptera            N/A...................  2,591 (0.81; 1,425)...  Canadian East Coast..         14       8.25
                                      acutorostrata.
Blue whale.........................  Balaenoptera musculus.  Endangered............  Unknown (Unknown; 440)  W. North Atlantic....        0.9    Unknown
Fin whale..........................  Balaenoptera physalus.  Endangered............  1,618 (0.33; 1,234)...  W. North Atlantic....        2.5        3.8
Humpback whale.....................  Megaptera novaeangliae  N/A...................  823 (0; 823)..........  Gulf of Maine........         13       9.05
North Atlantic right whale.........  Eubalaena glacialis...  Endangered............  440 (0; 440)..........  W. North Atlantic....          1       5.66
Sei whale..........................  Balaenoptera borealis.  Endangered............  357 (0.52; 236).......  Nova Scotia..........        0.5        0.8
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                Earless Seals (Phocidae)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Gray seals.........................  Halichoerus grypus....  N/A...................  424,300 (0.16;          W. North Atlantic....    Unknown      4,937
                                                                                      371,444).
Harbor seals.......................  Phoca vitulina........  N/A...................  75,834 (0.15; 66,884).  W. North Atlantic....      2,006        389
Hooded seals.......................  Cystophora cristata...  N/A...................  Unknown...............  W. North Atlantic....    Unknown    Unknown
Harp seal..........................  Phoca groenlandica....  N/A...................  8,300,000 (Unknown)...  W. North Atlantic....    Unknown    Unknown
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Species information in bold italics are species expected to be taken and proposed for authorization; others are not expected or proposed to be
  taken.
\1\ A strategic stock is defined as any marine mammal stock: (1) For which the level of direct human-caused mortality exceeds the potential biological
  removal (PBR) level; (2) which is declining and likely to be listed as threatened under the Endangered Species Act (ESA); or (3) which is listed as
  threatened or endangered under the ESA or as depleted under the Marine Mammal Protection Act (MMPA).

[[Page 22448]]

 
\2\ NMFS stock assessment reports online at: www.nmfs.noaa.gov/pr/sars. CV = coefficient of variarion; Nmin = minimum estimate of stock abundance.
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury (M/SI) from all sources combined (e.g.,
  commercial fisheries, ship strike, etc.). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
  A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ This estimate may include both the dwarf and pygmy sperm whales.
\5\ This estimate includes Gervais' and Blainville's beaked whales and undifferentiated Mesoplodon spp. beaked whales.
Sources: Hayes et al., 2016, Waring et al., 2015; Waring et al., 2013; Waring et al., 2011; Warring et al., 2010; RI SAMP, 2011; Kenney and Vigness-
  Raposa, 2009; NMFS, 2012.

    There are 38 species of marine mammals that potentially occur in 
the Northwest Atlantic OCS region (BOEM, 2014) (Table 2). The majority 
of these species are pelagic and/or more northern species, or are so 
rarely sighted that their presence in the Lease Area is unlikely. Five 
marine mammal species are listed under the ESA and are known to be 
present, at least seasonally, in the waters of Southern New England: 
Blue whale, fin whale, right whale, sei whale, and sperm whale. These 
species are highly migratory and do not spend extended periods of time 
in a localized area; the waters of Southern New England (including the 
Lease Area) are primarily used as a stopover point for these species 
during seasonal movements north or south between important feeding and 
breeding grounds. While the fin and right whales have the potential to 
occur within the Lease Area, the sperm, blue, and sei whales are more 
pelagic and/or northern species, and though their presence within the 
Lease Area is possible, they are considered less common with regards to 
sightings. Because the potential for blue whales and sei whales to 
occur within the Lease Area during the marine survey period is 
unlikely, these species will not be described further in this analysis. 
Sperm whales are known to occur occasionally in the region, but their 
sightings are considered rare and thus their presence in the Lease Area 
at the time of the proposed activities is considered unlikely. However, 
based on a recent increase in sightings, they are included in the 
discussion below.
    The following species are both common in the waters of the OCS 
south of Massachusetts and have the highest likelihood of occurring, at 
least seasonally, in the Lease Area: Humpback whale (Megaptera 
novaeangliae), minke whale (Balaenoptera acutorostrata), harbor 
porpoise (Phocoena phocoena), bottlenose dolphin (Tursiops truncatus), 
short-beaked common dolphin (Delphinus delphis), harbor seal (Phoca 
vitulina), and gray seal (Halichorus grypus). In general, the remaining 
non-ESA listed marine mammal species listed in Table 2 range outside 
the survey area, usually in more pelagic waters, or are so rarely 
sighted that their presence in the survey area is unlikely. For 
example, while white-beaked dolphins (Lagenorhynchus albirostris) are 
likely to occur in the nearby waters surrounding the survey area (i.e., 
within 40 nautical miles (74 kilometers (km)), they are not likely to 
occur within the survey area, and beaked whales are likely to occur in 
the region to the south of the survey area, but not within 40 nautical 
miles (74 km) (Right Whale Consortium, 2014). Therefore, only north 
Atlantic right whales, humpback whales, fin whales, sperm whales, minke 
whales, bottlenose dolphins, short-beaked common dolphins, Atlantic 
white-sided dolphins, harbor porpoises, harbor seals, and gray seals 
are considered in this analysis.

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals are able to hear. Current data indicate that not all marine 
mammal species have equal hearing capabilities (e.g., Richardson et 
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect 
this, Southall et al. (2007) recommended that marine mammals be divided 
into functional hearing groups based on directly measured or estimated 
hearing ranges on the basis of available behavioral response data, 
audiograms derived using auditory evoked potential techniques, 
anatomical modeling, and other data. Note that no direct measurements 
of hearing ability have been successfully completed for mysticetes 
(i.e., low-frequency cetaceans). Subsequently, NMFS (2016) described 
generalized hearing ranges for these marine mammal hearing groups. 
Generalized hearing ranges were chosen based on the approximately 65 
decibels (dB) threshold from the normalized composite audiograms, with 
the exception for lower limits for low-frequency cetaceans where the 
lower bound was deemed to be biologically implausible and the lower 
bound from Southall et al. (2007) retained. The functional groups and 
the associated frequencies are indicated below (note that these 
frequency ranges correspond to the range for the composite group, with 
the entire range not necessarily reflecting the capabilities of every 
species within that group):
     Low-frequency cetaceans (mysticetes): generalized hearing 
is estimated to occur between approximately 7 Hertz (Hz) and 35 kHz;
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): generalized hearing is estimated to occur 
between approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members of the genera Kogia and Cephalorhynchus; including two members 
of the genus Lagenorhynchus, on the basis of recent echolocation data 
and genetic data): generalized hearing is estimated to occur between 
approximately 275 Hz and 160 kHz.
     Pinnipeds in water; Phocidae (true seals): generalized 
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
     Pinnipeds in water; Otariidae (eared seals): generalized 
hearing is estimated to occur between 60 Hz and 39 kHz.
    The pinniped functional hearing group was modified from Southall et 
al. (2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt, 
2013).
    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2016) for a review of available information. 
Eleven marine mammal species (nine cetacean and two pinniped (both 
phocid) species) have the reasonable potential to co-occur with the 
proposed survey activities. Please refer to Table 2. Of the cetacean 
species that may be present, five are classified as low-frequency 
cetaceans (i.e., all mysticete species), four are classified as mid-
frequency cetaceans (i.e., all delphinid and ziphiid species and the 
sperm whale), and one is classified as high-frequency cetacean (i.e., 
harbor porpoise).

Potential Effects of the Specified Activity on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that 
components of the specified activity may impact

[[Page 22449]]

marine mammals and their habitat. The ``Estimated Take by Incidental 
Harassment'' section later in this document includes a quantitative 
analysis of the number of individuals that are expected to be taken by 
this activity. The ``Negligible Impact Analysis and Determination'' 
section considers the content of this section, the ``Estimated Take by 
Incidental Harassment'' section, and the ``Proposed Mitigation'' 
section, to draw conclusions regarding the likely impacts of these 
activities on the reproductive success or survivorship of individuals 
and how those impacts on individuals are likely to impact marine mammal 
species or stocks.

Background on Sound

    Sound is a physical phenomenon consisting of minute vibrations that 
travel through a medium, such as air or water, and is generally 
characterized by several variables. Frequency describes the sound's 
pitch and is measured in Hz or kHz, while sound level describes the 
sound's intensity and is measured in dB. Sound level increases or 
decreases exponentially with each dB of change. The logarithmic nature 
of the scale means that each 10-dB increase is a 10-fold increase in 
acoustic power (and a 20-dB increase is then a 100-fold increase in 
power). A 10-fold increase in acoustic power does not mean that the 
sound is perceived as being 10 times louder, however. Sound levels are 
compared to a reference sound pressure (micro-Pascal) to identify the 
medium. For air and water, these reference pressures are ``re: 20 micro 
pascals ([micro]Pa)'' and ``re: 1 [micro]Pa,'' respectively. Root mean 
square (RMS) is the quadratic mean sound pressure over the duration of 
an impulse. RMS is calculated by squaring all of the sound amplitudes, 
averaging the squares, and then taking the square root of the average 
(Urick, 1975). RMS accounts for both positive and negative values; 
squaring the pressures makes all values positive so that they may be 
accounted for in the summation of pressure levels. This measurement is 
often used in the context of discussing behavioral effects, in part 
because behavioral effects, which often result from auditory cues, may 
be better expressed through averaged units rather than by peak 
pressures.

Acoustic Impacts

    HRG survey equipment use during the geophysical surveys may 
temporarily impact marine mammals in the area due to elevated in-water 
sound levels. Marine mammals are continually exposed to many sources of 
sound. Naturally occurring sounds such as lightning, rain, sub-sea 
earthquakes, and biological sounds (e.g., snapping shrimp, whale songs) 
are widespread throughout the world's oceans. Marine mammals produce 
sounds in various contexts and use sound for various biological 
functions including, but not limited to: (1) Social interactions; (2) 
foraging; (3) orientation; and (4) predator detection. Interference 
with producing or receiving these sounds may result in adverse impacts. 
Audible distance, or received levels of sound depend on the nature of 
the sound source, ambient noise conditions, and the sensitivity of the 
receptor to the sound (Richardson et al., 1995). Type and significance 
of marine mammal reactions to sound are likely dependent on a variety 
of factors including, but not limited to, (1) the behavioral state of 
the animal (e.g., feeding, traveling, etc.); (2) frequency of the 
sound; (3) distance between the animal and the source; and (4) the 
level of the sound relative to ambient conditions (Southall et al., 
2007).
    When sound travels (propagates) from its source, its loudness 
decreases as the distance traveled by the sound increases. Thus, the 
loudness of a sound at its source is higher than the loudness of that 
same sound a kilometer away. Acousticians often refer to the loudness 
of a sound at its source (typically referenced to one meter from the 
source) as the source level and the loudness of sound elsewhere as the 
received level (i.e., typically the receiver). For example, a humpback 
whale 3 km from a device that has a source level of 230 dB may only be 
exposed to sound that is 160 dB loud, depending on how the sound 
travels through water (e.g., spherical spreading (6 dB reduction with 
doubling of distance) was used in this example). As a result, it is 
important to understand the difference between source levels and 
received levels when discussing the loudness of sound in the ocean or 
its impacts on the marine environment.
    As sound travels from a source, its propagation in water is 
influenced by various physical characteristics, including water 
temperature, depth, salinity, and surface and bottom properties that 
cause refraction, reflection, absorption, and scattering of sound 
waves. Oceans are not homogeneous and the contribution of each of these 
individual factors is extremely complex and interrelated. The physical 
characteristics that determine the sound's speed through the water will 
change with depth, season, geographic location, and with time of day 
(as a result, in actual active sonar operations, crews will measure 
oceanic conditions, such as sea water temperature and depth, to 
calibrate models that determine the path the sonar signal will take as 
it travels through the ocean and how strong the sound signal will be at 
a given range along a particular transmission path). As sound travels 
through the ocean, the intensity associated with the wavefront 
diminishes, or attenuates. This decrease in intensity is referred to as 
propagation loss, also commonly called transmission loss.

Hearing Impairment

    Marine mammals may experience temporary or permanent hearing 
impairment when exposed to loud sounds. Hearing impairment is 
classified by temporary threshold shift (TTS) and permanent threshold 
shift (PTS). There are no empirical data for onset of PTS in any marine 
mammal; therefore, PTS-onset must be estimated from TTS-onset 
measurements and from the rate of TTS growth with increasing exposure 
levels above the level eliciting TTS-onset. PTS is considered auditory 
injury (Southall et al., 2007) and occurs in a specific frequency range 
and amount. Irreparable damage to the inner or outer cochlear hair 
cells may cause PTS; however, other mechanisms are also involved, such 
as exceeding the elastic limits of certain tissues and membranes in the 
middle and inner ears and resultant changes in the chemical composition 
of the inner ear fluids (Southall et al., 2007). Given the higher level 
of sound, longer durations of exposure necessary to cause PTS as 
compared with TTS, and the small zone within which sound levels would 
exceed criteria for onset of PTS, it is considerably less likely that 
PTS would occur during the proposed HRG surveys.

Temporary Threshold Shift

    TTS is the mildest form of hearing impairment that can occur during 
exposure to a loud sound (Kryter, 1985). While experiencing TTS, the 
hearing threshold rises and a sound must be stronger in order to be 
heard. At least in terrestrial mammals, TTS can last from minutes or 
hours to (in cases of strong TTS) days, can be limited to a particular 
frequency range, and can occur to varying degrees (i.e., a loss of a 
certain number of dBs of sensitivity). For sound exposures at or 
somewhat above the TTS threshold, hearing sensitivity in both 
terrestrial and marine mammals recovers rapidly after exposure to the 
noise ends.
    Marine mammal hearing plays a critical role in communication with 
conspecifics and in interpretation of

[[Page 22450]]

environmental cues for purposes such as predator avoidance and prey 
capture. Depending on the degree (elevation of threshold in dB), 
duration (i.e., recovery time), and frequency range of TTS and the 
context in which it is experienced, TTS can have effects on marine 
mammals ranging from discountable to serious. For example, a marine 
mammal may be able to readily compensate for a brief, relatively small 
amount of TTS in a non-critical frequency range that takes place during 
a time when the animals is traveling through the open ocean, where 
ambient noise is lower and there are not as many competing sounds 
present. Alternatively, a larger amount and longer duration of TTS 
sustained during a time when communication is critical for successful 
mother/calf interactions could have more serious impacts if it were in 
the same frequency band as the necessary vocalizations and of a 
severity that it impeded communication. The fact that animals exposed 
to levels and durations of sound that would be expected to result in 
this physiological response would also be expected to have behavioral 
responses of a comparatively more severe or sustained nature is also 
notable and potentially of more importance than the simple existence of 
a TTS.
    Currently, TTS data only exist for four species of cetaceans 
(bottlenose dolphin, beluga whale, harbor porpoise, and Yangtze finless 
porpoise) and three species of pinnipeds (northern elephant seal, 
harbor seal, and California sea lion) exposed to a limited number of 
sound sources (i.e., mostly tones and octave-band noise) in laboratory 
settings (e.g., Finneran et al., 2002 and 2010; Nachtigall et al., 
2004; Kastak et al., 2005; Lucke et al., 2009; Mooney et al., 2009; 
Popov et al., 2011; Finneran and Schlundt, 2010). In general, harbor 
seals (Kastak et al., 2005; Kastelein et al., 2012a) and harbor 
porpoises (Lucke et al., 2009; Kastelein et al., 2012b) have a lower 
TTS onset than other measured pinniped or cetacean species. However, 
even for these animals, which are better able to hear higher 
frequencies and may be more sensitive to higher frequencies, exposures 
on the order of approximately 170 dBRMS or higher for brief 
transient signals are likely required for even temporary (recoverable) 
changes in hearing sensitivity that would likely not be categorized as 
physiologically damaging (Lucke et al., 2009). Additionally, the 
existing marine mammal TTS data come from a limited number of 
individuals within these species. There are no data available on noise-
induced hearing loss for mysticetes (of note, the source operating 
characteristics of some of Bay State Wind's proposed HRG survey 
equipment--i.e., the equipment positioning systems--are unlikely to be 
audible to mysticetes). For summaries of data on TTS in marine mammals 
or for further discussion of TTS onset thresholds, please see NMFS 
(2016), Southall et al. (2007), Finneran and Jenkins (2012), and 
Finneran (2015).
    Scientific literature highlights the inherent complexity of 
predicting TTS onset in marine mammals, as well as the importance of 
considering exposure duration when assessing potential impacts (Mooney 
et al., 2009a, 2009b; Kastak et al., 2007). Generally, with sound 
exposures of equal energy, quieter sounds (lower sound pressure level 
(SPL)) of longer duration were found to induce TTS onset more than 
louder sounds (higher SPL) of shorter duration (more similar to sub-
bottom profilers). For intermittent sounds, less threshold shift will 
occur than from a continuous exposure with the same energy (some 
recovery will occur between intermittent exposures) (Kryter et al., 
1966; Ward, 1997). For sound exposures at or somewhat above the TTS-
onset threshold, hearing sensitivity recovers rapidly after exposure to 
the sound ends; intermittent exposures recover faster in comparison 
with continuous exposures of the same duration (Finneran et al., 2010). 
NMFS considers TTS as Level B harassment that is mediated by 
physiological effects on the auditory system; however, NMFS does not 
consider TTS-onset to be the lowest level at which Level B harassment 
may occur.
    Marine mammals in the Lease Area during the HRG survey are unlikely 
to incur TTS hearing impairment due to the characteristics of the sound 
sources, which include low source levels (208 to 221 dB re 1 [micro]Pa-
m) and generally very short pulses and duration of the sound. Even for 
high-frequency cetacean species (e.g., harbor porpoises), which may 
have increased sensitivity to TTS (Lucke et al., 2009; Kastelein et 
al., 2012b), individuals would have to make a very close approach and 
also remain very close to vessels operating these sources in order to 
receive multiple exposures at relatively high levels, as would be 
necessary to cause TTS. Intermittent exposures--as would occur due to 
the brief, transient signals produced by these sources--require a 
higher cumulative SEL to induce TTS than would continuous exposures of 
the same duration (i.e., intermittent exposure results in lower levels 
of TTS) (Mooney et al., 2009a; Finneran et al., 2010). Moreover, most 
marine mammals would more likely avoid a loud sound source rather than 
swim in such close proximity as to result in TTS. Kremser et al. (2005) 
noted that the probability of a cetacean swimming through the area of 
exposure when a sub-bottom profiler emits a pulse is small--because if 
the animal was in the area, it would have to pass the transducer at 
close range in order to be subjected to sound levels that could cause 
temporary threshold shift and would likely exhibit avoidance behavior 
to the area near the transducer rather than swim through at such a 
close range. Further, the restricted beam shape of the sub-bottom 
profiler and other HRG survey equipment makes it unlikely that an 
animal would be exposed more than briefly during the passage of the 
vessel. Boebel et al. (2005) concluded similarly for single and 
multibeam echosounders, and more recently, Lurton (2016) conducted a 
modeling exercise and concluded similarly that likely potential for 
acoustic injury from these types of systems is negligible, but that 
behavioral response cannot be ruled out. Animals may avoid the area 
around the survey vessels, thereby reducing exposure. Any disturbance 
to marine mammals is likely to be in the form of temporary avoidance or 
alteration of opportunistic foraging behavior near the survey location.

Masking

    Masking is the obscuring of sounds of interest to an animal by 
other sounds, typically at similar frequencies. Marine mammals are 
highly dependent on sound, and their ability to recognize sound signals 
amid other sound is important in communication and detection of both 
predators and prey (Tyack, 2000). Background ambient sound may 
interfere with or mask the ability of an animal to detect a sound 
signal even when that signal is above its absolute hearing threshold. 
Even in the absence of anthropogenic sound, the marine environment is 
often loud. Natural ambient sound includes contributions from wind, 
waves, precipitation, other animals, and (at frequencies above 30 kHz) 
thermal sound resulting from molecular agitation (Richardson et al., 
1995).
    Background sound may also include anthropogenic sound, and masking 
of natural sounds can result when human activities produce high levels 
of background sound. Conversely, if the background level of underwater 
sound is high (e.g., on a day with strong wind and high waves), an 
anthropogenic sound source would not be detectable as far away as would 
be possible under quieter conditions and would itself be

[[Page 22451]]

masked. Ambient sound is highly variable on continental shelves 
(Thompson, 1965; Myrberg, 1978; Desharnais et al., 1999). This results 
in a high degree of variability in the range at which marine mammals 
can detect anthropogenic sounds.
    Although masking is a phenomenon which may occur naturally, the 
introduction of loud anthropogenic sounds into the marine environment 
at frequencies important to marine mammals increases the severity and 
frequency of occurrence of masking. For example, if a baleen whale is 
exposed to continuous low-frequency sound from an industrial source, 
this would reduce the size of the area around that whale within which 
it can hear the calls of another whale. The components of background 
noise that are similar in frequency to the signal in question primarily 
determine the degree of masking of that signal. In general, little is 
known about the degree to which marine mammals rely upon detection of 
sounds from conspecifics, predators, prey, or other natural sources. In 
the absence of specific information about the importance of detecting 
these natural sounds, it is not possible to predict the impact of 
masking on marine mammals (Richardson et al., 1995). In general, 
masking effects are expected to be less severe when sounds are 
transient than when they are continuous. Masking is typically of 
greater concern for those marine mammals that utilize low-frequency 
communications, such as baleen whales, because of how far low-frequency 
sounds propagate.
    Marine mammal communications would not likely be masked appreciably 
by the sub-profiler or pingers' signals given the directionality of the 
signal and the brief period when an individual mammal is likely to be 
within its beam.

Non-Auditory Physical Effects (Stress)

    Classic stress responses begin when an animal's central nervous 
system perceives a potential threat to its homeostasis. That perception 
triggers stress responses regardless of whether a stimulus actually 
threatens the animal; the mere perception of a threat is sufficient to 
trigger a stress response (Moberg, 2000; Seyle, 1950). Once an animal's 
central nervous system perceives a threat, it mounts a biological 
response or defense that consists of a combination of the four general 
biological defense responses: Behavioral responses, autonomic nervous 
system responses, neuroendocrine responses, or immune responses.
    In the case of many stressors, an animal's first and sometimes most 
economical (in terms of biotic costs) response is behavioral avoidance 
of the potential stressor or avoidance of continued exposure to a 
stressor. An animal's second line of defense to stressors involves the 
sympathetic part of the autonomic nervous system and the classical 
``fight or flight'' response which includes the cardiovascular system, 
the gastrointestinal system, the exocrine glands, and the adrenal 
medulla to produce changes in heart rate, blood pressure, and 
gastrointestinal activity that humans commonly associate with 
``stress.'' These responses have a relatively short duration and may or 
may not have significant long-term effect on an animal's welfare.
    An animal's third line of defense to stressors involves its 
neuroendocrine systems; the system that has received the most study has 
been the hypothalamus-pituitary-adrenal system (also known as the HPA 
axis in mammals or the hypothalamus-pituitary-interrenal axis in fish 
and some reptiles). Unlike stress responses associated with the 
autonomic nervous system, virtually all neuro-endocrine functions that 
are affected by stress--including immune competence, reproduction, 
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been 
implicated in failed reproduction (Moberg, 1987; Rivier, 1995), altered 
metabolism (Elasser et al., 2000), reduced immune competence (Blecha, 
2000), and behavioral disturbance. Increases in the circulation of 
glucocorticosteroids (cortisol, corticosterone, and aldosterone in 
marine mammals; see Romano et al., 2004) have been equated with stress 
for many years.
    The primary distinction between stress (which is adaptive and does 
not normally place an animal at risk) and distress is the biotic cost 
of the response. During a stress response, an animal uses glycogen 
stores that can be quickly replenished once the stress is alleviated. 
In such circumstances, the cost of the stress response would not pose a 
risk to the animal's welfare. However, when an animal does not have 
sufficient energy reserves to satisfy the energetic costs of a stress 
response, energy resources must be diverted from other biotic function, 
which impairs those functions that experience the diversion. For 
example, when mounting a stress response diverts energy away from 
growth in young animals, those animals may experience stunted growth. 
When mounting a stress response diverts energy from a fetus, an 
animal's reproductive success and its fitness will suffer. In these 
cases, the animals will have entered a pre-pathological or pathological 
state which is called ``distress'' (Seyle, 1950) or ``allostatic 
loading'' (McEwen and Wingfield, 2003). This pathological state will 
last until the animal replenishes its biotic reserves sufficient to 
restore normal function. Note that these examples involved a long-term 
(days or weeks) stress response exposure to stimuli.
    Relationships between these physiological mechanisms, animal 
behavior, and the costs of stress responses have also been documented 
fairly well through controlled experiments; because this physiology 
exists in every vertebrate that has been studied, it is not surprising 
that stress responses and their costs have been documented in both 
laboratory and free-living animals (for examples see, Holberton et al., 
1996; Hood et al., 1998; Jessop et al., 2003; Krausman et al., 2004; 
Lankford et al., 2005; Reneerkens et al., 2002; Thompson and Hamer, 
2000). Information has also been collected on the physiological 
responses of marine mammals to exposure to anthropogenic sounds (Fair 
and Becker, 2000; Romano et al., 2002). For example, Rolland et al. 
(2012) found that noise reduction from reduced ship traffic in the Bay 
of Fundy was associated with decreased stress in North Atlantic right 
whales. In a conceptual model developed by the Population Consequences 
of Acoustic Disturbance (PCAD) working group, serum hormones were 
identified as possible indicators of behavioral effects that are 
translated into altered rates of reproduction and mortality.
    Studies of other marine animals and terrestrial animals would also 
lead us to expect some marine mammals to experience physiological 
stress responses and, perhaps, physiological responses that would be 
classified as ``distress'' upon exposure to high frequency, mid-
frequency and low-frequency sounds. For example, Jansen (1998) reported 
on the relationship between acoustic exposures and physiological 
responses that are indicative of stress responses in humans (for 
example, elevated respiration and increased heart rates). Jones (1998) 
reported on reductions in human performance when faced with acute, 
repetitive exposures to acoustic disturbance. Trimper et al. (1998) 
reported on the physiological stress responses of osprey to low-level 
aircraft noise while Krausman et al. (2004) reported on the auditory 
and physiology stress responses of endangered Sonoran pronghorn to 
military overflights. Smith et al. (2004a, 2004b), for example, 
identified noise-induced physiological

[[Page 22452]]

transient stress responses in hearing-specialist fish (i.e., goldfish) 
that accompanied short- and long-term hearing losses. Welch and Welch 
(1970) reported physiological and behavioral stress responses that 
accompanied damage to the inner ears of fish and several mammals.
    Hearing is one of the primary senses marine mammals use to gather 
information about their environment and to communicate with 
conspecifics. Although empirical information on the relationship 
between sensory impairment (TTS, PTS, and acoustic masking) on marine 
mammals remains limited, it seems reasonable to assume that reducing an 
animal's ability to gather information about its environment and to 
communicate with other members of its species would be stressful for 
animals that use hearing as their primary sensory mechanism. Therefore, 
we assume that acoustic exposures sufficient to trigger onset PTS or 
TTS would be accompanied by physiological stress responses because 
terrestrial animals exhibit those responses under similar conditions 
(NRC, 2003). More importantly, marine mammals might experience stress 
responses at received levels lower than those necessary to trigger 
onset TTS. Based on empirical studies of the time required to recover 
from stress responses (Moberg, 2000), we also assume that stress 
responses are likely to persist beyond the time interval required for 
animals to recover from TTS and might result in pathological and pre-
pathological states that would be as significant as behavioral 
responses to TTS.
    In general, there are few data on the potential for strong, 
anthropogenic underwater sounds to cause non-auditory physical effects 
in marine mammals. Such effects, if they occur at all, would presumably 
be limited to short distances and to activities that extend over a 
prolonged period. The available data do not allow identification of a 
specific exposure level above which non-auditory effects can be 
expected (Southall et al., 2007). There is no definitive evidence that 
any of these effects occur even for marine mammals in close proximity 
to an anthropogenic sound source. In addition, marine mammals that show 
behavioral avoidance of survey vessels and related sound sources, are 
unlikely to incur non-auditory impairment or other physical effects. 
NMFS does not expect that the generally short-term, intermittent, and 
transitory HRG surveys would create conditions of long-term, continuous 
noise and chronic acoustic exposure leading to long-term physiological 
stress responses in marine mammals.

Behavioral Disturbance

    Behavioral responses to sound are highly variable and context-
specific. An animal's perception of and response to (in both nature and 
magnitude) an acoustic event can be influenced by prior experience, 
perceived proximity, bearing of the sound, familiarity of the sound, 
etc. (Southall et al., 2007; DeRuiter et al., 2013a and 2013b). If a 
marine mammal does react briefly to an underwater sound by changing its 
behavior or moving a small distance, the impacts of the change are 
unlikely to be significant to the individual, let alone the stock or 
population. However, if a sound source displaces marine mammals from an 
important feeding or breeding area for a prolonged period, impacts on 
individuals and populations could be significant (e.g., Lusseau and 
Bejder, 2007; Weilgart, 2007).
    Southall et al. (2007) reports the results of the efforts of a 
panel of experts in acoustic research from behavioral, physiological, 
and physical disciplines that convened and reviewed the available 
literature on marine mammal hearing and physiological and behavioral 
responses to human-made sound with the goal of proposing exposure 
criteria for certain effects. This peer-reviewed compilation of 
literature is very valuable, though Southall et al. (2007) note that 
not all data are equal, some have poor statistical power, insufficient 
controls, and/or limited information on received levels, background 
noise, and other potentially important contextual variables--such data 
were reviewed and sometimes used for qualitative illustration but were 
not included in the quantitative analysis for the criteria 
recommendations. All of the studies considered, however, contain an 
estimate of the received sound level when the animal exhibited the 
indicated response.
    For purposes of analyzing responses of marine mammals to 
anthropogenic sound and developing criteria, NMFS (2016) differentiates 
between pulse (impulsive) sounds (single and multiple) and non-pulse 
sounds. For purposes of evaluating the potential for take of marine 
mammals resulting from underwater noise due to the conduct of the 
proposed HRG surveys (operation of USBL positioning system and the sub-
bottom profilers), the criteria for Level A harassment (PTS onset) from 
impulsive noise was used as prescribed in NMFS (2016) and the threshold 
level for Level B harassment (160 dBRMS re 1 [micro]Pa) was 
used to evaluate takes from behavioral harassment.
    Studies that address responses of low-frequency cetaceans to sounds 
include data gathered in the field and related to several types of 
sound sources, including: vessel noise, drilling and machinery 
playback, low-frequency M-sequences (sine wave with multiple phase 
reversals) playback, tactical low-frequency active sonar playback, 
drill ships, and non-pulse playbacks. These studies generally indicate 
no (or very limited) responses to received levels in the 90 to 120 dB 
re: 1 [mu]Pa range and an increasing likelihood of avoidance and other 
behavioral effects in the 120 to 160 dB range. As mentioned earlier, 
though, contextual variables play a very important role in the reported 
responses and the severity of effects do not increase linearly with 
received levels. Also, few of the laboratory or field datasets had 
common conditions, behavioral contexts, or sound sources, so it is not 
surprising that responses differ.
    The studies that address responses of mid-frequency cetaceans to 
sounds include data gathered both in the field and the laboratory and 
related to several different sound sources, including: Pingers, 
drilling playbacks, ship and ice-breaking noise, vessel noise, Acoustic 
harassment devices (AHDs), Acoustic Deterrent Devices (ADDs), mid-
frequency active sonar, and non-pulse bands and tones. Southall et al. 
(2007) were unable to come to a clear conclusion regarding the results 
of these studies. In some cases animals in the field showed significant 
responses to received levels between 90 and 120 dB, while in other 
cases these responses were not seen in the 120 to 150 dB range. The 
disparity in results was likely due to contextual variation and the 
differences between the results in the field and laboratory data 
(animals typically responded at lower levels in the field). The studies 
that address the responses of mid-frequency cetaceans to impulse sounds 
include data gathered both in the field and the laboratory and related 
to several different sound sources, including: Small explosives, airgun 
arrays, pulse sequences, and natural and artificial pulses. The data 
show no clear indication of increasing probability and severity of 
response with increasing received level. Behavioral responses seem to 
vary depending on species and stimuli.
    The studies that address responses of high-frequency cetaceans to 
sounds include data gathered both in the field and the laboratory and 
related to several different sound sources, including: pingers, AHDs, 
and various laboratory non-pulse sounds. All of these data were 
collected from harbor porpoises.

[[Page 22453]]

Southall et al. (2007) concluded that the existing data indicate that 
harbor porpoises are likely sensitive to a wide range of anthropogenic 
sounds at low received levels (around 90 to 120 dB), at least for 
initial exposures. All recorded exposures above 140 dB induced profound 
and sustained avoidance behavior in wild harbor porpoises (Southall et 
al., 2007). Rapid habituation was noted in some but not all studies.
    The studies that address the responses of pinnipeds in water to 
sounds include data gathered both in the field and the laboratory and 
related to several different sound sources, including: AHDs, various 
non-pulse sounds used in underwater data communication, underwater 
drilling, and construction noise. Few studies exist with enough 
information to include them in the analysis. The limited data suggest 
that exposures to non-pulse sounds between 90 and 140 dB generally do 
not result in strong behavioral responses of pinnipeds in water, but no 
data exist at higher received levels (Southall et al., 2007). The 
studies that address the responses of pinnipeds in water to impulse 
sounds include data gathered in the field and related to several 
different sources, including: small explosives, impact pile driving, 
and airgun arrays. Quantitative data on reactions of pinnipeds to 
impulse sounds is limited, but a general finding is that exposures in 
the 150 to 180 dB range generally have limited potential to induce 
avoidance behavior (Southall et al., 2007).
    Marine mammals are likely to avoid the HRG survey activity, 
especially harbor porpoises, while the harbor seals might be attracted 
to them out of curiosity. However, because the sub-bottom profilers and 
other HRG survey equipment operate from a moving vessel, and the field-
verified distance to the 160 dBRMS re 1[micro]Pa isopleth 
(Level B harassment criteria) is 247 ft (75.28 m), the area and time 
that this equipment would be affecting a given location is very small. 
Further, once an area has been surveyed, it is not likely that it will 
be surveyed again, therefore reducing the likelihood of repeated HRG-
related impacts within the survey area.
    We have also considered the potential for severe behavioral 
responses such as stranding and associated indirect injury or mortality 
from Bay State Wind's use of HRG survey equipment, on the basis of a 
2008 mass stranding of approximately one hundred melon-headed whales in 
a Madagascar lagoon system. An investigation of the event indicated 
that use of a high-frequency mapping system (12-kHz multibeam 
echosounder) was the most plausible and likely initial behavioral 
trigger of the event, while providing the caveat that there is no 
unequivocal and easily identifiable single cause (Southall et al., 
2013). The investigatory panel's conclusion was based on (1) very close 
temporal and spatial association and directed movement of the survey 
with the stranding event; (2) the unusual nature of such an event 
coupled with previously documented apparent behavioral sensitivity of 
the species to other sound types (Southall et al., 2006; Brownell et 
al., 2009); and (3) the fact that all other possible factors considered 
were determined to be unlikely causes. Specifically, regarding survey 
patterns prior to the event and in relation to bathymetry, the vessel 
transited in a north-south direction on the shelf break parallel to the 
shore, ensonifying large areas of deep-water habitat prior to operating 
intermittently in a concentrated area offshore from the stranding site; 
this may have trapped the animals between the sound source and the 
shore, thus driving them towards the lagoon system. The investigatory 
panel systematically excluded or deemed highly unlikely nearly all 
potential reasons for these animals leaving their typical pelagic 
habitat for an area extremely atypical for the species (i.e., a shallow 
lagoon system). Notably, this was the first time that such a system has 
been associated with a stranding event. The panel also noted several 
site- and situation-specific secondary factors that may have 
contributed to the avoidance responses that led to the eventual 
entrapment and mortality of the whales. Specifically, shoreward-
directed surface currents and elevated chlorophyll levels in the area 
preceding the event may have played a role (Southall et al., 2013).
    The report also notes that prior use of a similar system in the 
general area may have sensitized the animals and also concluded that, 
for odontocete cetaceans that hear well in higher frequency ranges 
where ambient noise is typically quite low, high-power active sonars 
operating in this range may be more easily audible and have potential 
effects over larger areas than low frequency systems that have more 
typically been considered in terms of anthropogenic noise impacts. It 
is, however, important to note that the relatively lower output 
frequency, higher output power, and complex nature of the system 
implicated in this event, in context of the other factors noted here, 
likely produced a fairly unusual set of circumstances that indicate 
that such events would likely remain rare and are not necessarily 
relevant to use of lower-power, higher-frequency systems more commonly 
used for HRG survey applications. The risk of similar events recurring 
may be very low, given the extensive use of active acoustic systems 
used for scientific and navigational purposes worldwide on a daily 
basis and the lack of direct evidence of such responses previously 
reported.

Tolerance

    Numerous studies have shown that underwater sounds from industrial 
activities are often readily detectable by marine mammals in the water 
at distances of many kms. However, other studies have shown that marine 
mammals at distances more than a few kilometers away often show no 
apparent response to industrial activities of various types (Miller et 
al., 2005). This is often true even in cases when the sounds must be 
readily audible to the animals based on measured received levels and 
the hearing sensitivity of that mammal group. Although various baleen 
whales, toothed whales, and (less frequently) pinnipeds have been shown 
to react behaviorally to underwater sound from sources such as airgun 
pulses or vessels under some conditions, at other times, mammals of all 
three types have shown no overt reactions (e.g., Malme et al., 1986; 
Richardson et al., 1995; Madsen and Mohl, 2000; Croll et al., 2001; 
Jacobs and Terhune, 2002; Madsen et al., 2002; Miller et al., 2005). In 
general, pinnipeds seem to be more tolerant of exposure to some types 
of underwater sound than are baleen whales. Richardson et al. (1995) 
found that vessel sound does not seem to strongly affect pinnipeds that 
are already in the water. Richardson et al. (1995) went on to explain 
that seals on haul-outs sometimes respond strongly to the presence of 
vessels and at other times appear to show considerable tolerance of 
vessels, and Brueggeman et al. (1992) observed ringed seals (Pusa 
hispida) hauled out on ice pans displaying short-term escape reactions 
when a ship approached within 0.16-0.31 mi (0.25-0.5 km). Due to the 
relatively high vessel traffic in the Lease Area it is possible that 
marine mammals are habituated to noise from project vessels in the 
area.

Vessel Strike

    Ship strikes of marine mammals can cause major wounds, which may 
lead to the death of the animal. An animal at the surface could be 
struck directly by a vessel, a surfacing animal could hit

[[Page 22454]]

the bottom of a vessel, or a vessel's propeller could injure an animal 
just below the surface. The severity of injuries typically depends on 
the size and speed of the vessel (Knowlton and Kraus, 2001; Laist et 
al., 2001; Vanderlaan and Taggart, 2007).
    The most vulnerable marine mammals are those that spend extended 
periods of time at the surface in order to restore oxygen levels within 
their tissues after deep dives (e.g., the sperm whale). In addition, 
some baleen whales, such as the North Atlantic right whale, seem 
generally unresponsive to vessel sound, making them more susceptible to 
vessel collisions (Nowacek et al., 2004). These species are primarily 
large, slow moving whales. Smaller marine mammals (e.g., bottlenose 
dolphin) move quickly through the water column and are often seen 
riding the bow wave of large ships. Marine mammal responses to vessels 
may include avoidance and changes in dive pattern (NRC, 2003).
    An examination of all known ship strikes from all shipping sources 
(civilian and military) indicates vessel speed is a principal factor in 
whether a vessel strike results in death (Knowlton and Kraus, 2001; 
Laist et al., 2001; Jensen and Silber, 2003; Vanderlaan and Taggart, 
2007). In assessing records with known vessel speeds, Laist et al. 
(2001) found a direct relationship between the occurrence of a whale 
strike and the speed of the vessel involved in the collision. The 
authors concluded that most deaths occurred when a vessel was traveling 
in excess of 24.1 km/h (14.9 mph; 13 knots). Given the slow vessel 
speeds and predictable course necessary for data acquisition, ship 
strike is unlikely to occur during the geophysical and geotechnical 
surveys. Marine mammals would be able to easily avoid vessels and are 
likely already habituated to the presence of numerous vessels in the 
area. Further, Bay State Wind shall implement measures (e.g., vessel 
speed restrictions and separation distances; see Proposed Mitigation 
Measures) set forth in the BOEM Lease to reduce the risk of a vessel 
strike to marine mammal species in the Lease Area.

Effects on Marine Mammal Habitat

    There are no feeding areas, rookeries, or mating grounds known to 
be biologically important to marine mammals within the proposed project 
area. There is also no designated critical habitat for any ESA-listed 
marine mammals. NMFS' regulations at 50 CFR part 224 designated the 
nearshore waters of the Mid-Atlantic Bight as the Mid-Atlantic U.S. 
Seasonal Management Area (SMA) for right whales in 2008. Mandatory 
vessel speed restrictions are in place in that SMA from November 1 
through April 30 to reduce the threat of collisions between ships and 
right whales around their migratory route and calving grounds.
    Because of the temporary nature of the disturbance, the 
availability of similar habitat and resources (e.g., prey species) in 
the surrounding area, and the lack of important or unique marine mammal 
habitat, the impacts to marine mammals and the food sources that they 
utilize are not expected to cause significant or long-term consequences 
for individual marine mammals or their populations.

Estimated Take

    This section provides an estimate of the number of incidental takes 
proposed for authorization through this IHA, which will inform both 
NMFS' consideration of ``small numbers'' and the negligible impact 
determination.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, the MMPA defines ``harassment'' as any act of pursuit, torment, 
or annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).
    Authorized takes would primarily be by Level B harassment, as use 
of the HRG equipment (i.e., USBL&GAPS systems, sub-bottom profilers, 
sparkers, and boomers) has the potential to result in disruption of 
behavioral patterns for individual marine mammals. However, there is 
also some potential for auditory injury (Level A harassment) to result, 
primarily for high frequency species (i.e., harbor porpoise) due to 
larger predicted auditory injury zones. Auditory injury is unlikely to 
occur for low or mid-frequency cetaceans or pinnipeds. The proposed 
mitigation and monitoring measures are expected to avoid, or minimize 
the severity of such taking, to the extent practicable.
    Project activities that have the potential to harass marine 
mammals, as defined by the MMPA, include underwater noise from 
operation of the HRG survey sub-bottom profilers, boomers, sparkers, 
and equipment positioning systems. Harassment could take the form of 
temporary threshold shift, avoidance, or other changes in marine mammal 
behavior. NMFS anticipates that impacts to marine mammals would be 
mainly in the form of behavioral harassment (Level B harassment), but 
we have evaluated a small number of PTS takes (Level A harassment) for 
high frequency species (harbor porpoise) to be precautionary. No take 
by serious injury, or mortality is proposed. NMFS does not anticipate 
take resulting from the movement of vessels associated with 
construction because there will be a limited number of vessels moving 
at slow speeds and the BOEM lease agreement requires measures to ensure 
vessel strike avoidance.
    Described in the most basic way, we estimate take by estimating: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed or incur 
some degree of permanent hearing impairment; (2) the area or volume of 
water that will be ensonified above these levels in a day; (3) the 
density or occurrence of marine mammals within these ensonified areas; 
and, (4) the number of days of activities. Below we describe these 
components in more detail and present the proposed take estimate.

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to be 
behaviorally harassed (equated to Level B harassment) or to incur PTS 
of some degree (equated to Level A harassment).
    Level B Harassment for non-explosive sources--Though significantly 
driven by received level, the onset of behavioral disturbance from 
anthropogenic noise exposure is also informed to varying degrees by 
other factors related to the source (e.g., frequency, predictability, 
duty cycle), the environment (e.g., bathymetry), and the receiving 
animals (hearing, motivation, experience, demography, behavioral 
context) and can be difficult to predict (Southall et al., 2007, 
Ellison et al., 2011). Based on what the available science indicates 
and the practical need to use a threshold based on a factor that is 
both predictable and measurable for most activities, NMFS uses a 
generalized acoustic threshold based on received level to estimate the 
onset of behavioral harassment. NMFS predicts that marine mammals are 
likely to be behaviorally harassed in a manner we consider Level B 
harassment when exposed to underwater anthropogenic noise above 
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g. 
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms) 
for non-explosive impulsive

[[Page 22455]]

(e.g., seismic airguns) or intermittent (e.g., scientific sonar) 
sources. Bay State Wind's proposed activity includes the use of 
intermittent impulsive (HRG Equipment) sources, and therefore the 160 
dB re 1 [mu]Pa (rms) threshold is applicable.
    Level A harassment for non-explosive sources--NMFS' Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to 
assess auditory injury (Level A harassment) to five different marine 
mammal groups (based on hearing sensitivity) as a result of exposure to 
noise from two different types of sources (impulsive or non-impulsive).
    These thresholds are provided in Table 4 below. The references, 
analysis, and methodology used in the development of the thresholds are 
described in NMFS 2016 Technical Guidance, which may be accessed at: 
http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.

                     Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
                                                     PTS onset acoustic thresholds * (received level)
             Hearing group              ------------------------------------------------------------------------
                                                  Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans...........  Cell 1: Lpk,flat: 219 dB;   Cell 2: LE,LF,24h: 199 dB.
                                          LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans...........  Cell 3: Lpk,flat: 230 dB;   Cell 4: LE,MF,24h: 198 dB.
                                          LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans..........  Cell 5: Lpk,flat: 202 dB;   Cell 6: LE,HF,24h: 173 dB.
                                          LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater).....  Cell 7: Lpk,flat: 218 dB;   Cell 8: LE,PW,24h: 201 dB.
                                          LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)....  Cell 9: Lpk,flat: 232 dB;   Cell 10: LE,OW,24h: 219 dB.
                                          LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
  calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
  thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
  has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
  National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
  incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
  ``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
  generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
  the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
  and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
  be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
  it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
  exceeded.

Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that will feed into identifying the area ensonified above the 
acoustic thresholds.
    When NMFS' Acoustic Technical Guidance (2016) was published, in 
recognition of the fact that ensonified area/volume could be more 
technically challenging to predict because of the duration component of 
the new thresholds, NMFS developed an optional User Spreadsheet that 
includes tools to help predict takes. We note that because of some of 
the assumptions included in the methods used for these tools, we 
anticipate that isopleths produced are typically going to be 
overestimates of some degree, which will result in some degree of 
overestimate of Level A take. However, these tools offer the best way 
to predict appropriate isopleths when more sophisticated 3D modeling 
methods are not available, and NMFS continues to develop ways to 
quantitatively refine these tools, and will qualitatively address the 
output where appropriate. For mobile sources such as the HRG survey 
equipment proposed for use in Bay State Wind's activity, the User 
Spreadsheet predicts the closest distance at which a stationary animal 
would not incur PTS if the sound source traveled by the animal in a 
straight line at a constant speed. Inputs used in the User Spreadsheet, 
and the resulting isopleths for the various HRG equipment types are 
reported in Appendix A of Bay State Wind's IHA application, and 
distances to the acoustic exposure criteria discussed above are shown 
in Tables 5 and 6.

         Table 5--Distances to Thresholds for Level A Harassment
                               [PTS onset]
------------------------------------------------------------------------
                                     Marine mammal level
     Generalized hearing group        A harassment (PTS    Distance (m)
                                           onset)
------------------------------------------------------------------------
                    USBL/GAPS Positioning Systems \1\
------------------------------------------------------------------------
LF cetaceans......................  219 dBpeak/.........              --
                                    183 dB SELcum.......              --
MF cetaceans......................  230 dBpeak/.........              --
                                    185 dB SELcum.......              --
HF cetaceans......................  202 dBpeak/.........              --
                                    155 dB SELcum.......              --
Phocid pinnipeds..................  218 dBpeak/.........              --
                                    185 dB SELcum.......              --
------------------------------------------------------------------------
                         Sub-bottom Profiler \1\
------------------------------------------------------------------------
LF cetaceans......................  219 dBpeak/.........              --
                                    183 dB SELcum.......              --

[[Page 22456]]

 
MF cetaceans......................  230 dBpeak/.........              --
                                    185 dB SELcum.......              --
HF cetaceans......................  202 dBpeak/.........              --
                                    155 dB SELcum.......              <6
Phocid pinnipeds..................  218 dBpeak/.........              --
                                    185 dB SELcum.......              --
------------------------------------------------------------------------
               Innomar SES-2000 Medium Sub-Bottom Profiler
------------------------------------------------------------------------
LF cetaceans......................  219 dBpeak/.........              <1
                                    183 dB SELcum.......             N/A
MF cetaceans......................  230 dBpeak/.........              <1
                                    185 dB SELcum.......              --
HF cetaceans......................  202 dBpeak/.........              <5
                                    155 dB SELcum.......             <75
Phocid pinnipeds..................  218 dBpeak/.........              <1
                                    185 dB SELcum.......             N/A
------------------------------------------------------------------------
                               Sparker \1\
------------------------------------------------------------------------
LF cetaceans......................  219 dBpeak/.........              --
                                    183 dB SELcum.......              --
MF cetaceans......................  230 dBpeak/.........              --
                                    185 dB SELcum.......              --
HF cetaceans......................  202 dBpeak/.........              <3
                                    155 dB SELcum.......              --
Phocid pinnipeds..................  218 dBpeak/.........              --
                                    185 dB SELcum.......              --
------------------------------------------------------------------------
                                 Boomer
------------------------------------------------------------------------
LF cetaceans......................  219 dBpeak/.........              <2
                                    183 dB SELcum.......             <15
MF cetaceans......................  230 dBpeak/.........              --
                                    185 dB SELcum.......              --
HF cetaceans......................  202 dBpeak/.........             <10
                                    155 dB SELcum.......              <1
Phocid pinnipeds..................  218 dBpeak/.........              <2
                                    185 dB SELcum.......              <1
------------------------------------------------------------------------
Notes:
Peak SPL criterion is unweighted, whereas the cumulative SEL criterion
  is M-weighted for the given marine mammal hearing group;
Calculated sound levels and results are based on NMFS Acoustic Technical
  Guidance companion User Spreadsheet except as indicated (refer to
  Appendix A of the IHA application, which includes all spreadsheets);
\1\ Indicates distances for this equipment type have been field
  verified;
--Indicates not expected.


           Table 6--Distances to Level B Harassment Thresholds
                             [160 dBRMS 90%]
------------------------------------------------------------------------
                                                         Marine mammal
                                                            level B
                   Survey equipment                      harassment 160
                                                           dBRMS re 1
                                                         [micro]Pa (m)
------------------------------------------------------------------------
                     USBL & GAPS Positioning Systems
------------------------------------------------------------------------
Sonardyne Ranger 2 USBL HPT 5/7000...................                  6
Sonardyne Ranger 2 USBL HPT 3000.....................                  1
Easytrak Nexus 2 USBL................................                  2
IxSea GAPS System....................................                  1
------------------------------------------------------------------------
                             Sidescan Sonar
------------------------------------------------------------------------
EdgeTech 4200 dual frequency Side Scan Sonar.........                N/A
------------------------------------------------------------------------

[[Page 22457]]

 
                             Multibeam Sonar
------------------------------------------------------------------------
R2 Sonic 2024 Multibeam Echosounder..................                N/A
Kongsberg EM2040C Dual Band Head.....................                N/A
------------------------------------------------------------------------
                      Shallow Sub-Bottom Profilers
------------------------------------------------------------------------
Edgetech 3200 XS 216.................................                  9
Innomar SES-2000 Sub Bottom Profiler.................            \1\ 135
------------------------------------------------------------------------
                                Sparkers
------------------------------------------------------------------------
GeoMarine Geo-Source 400tip..........................                 54
------------------------------------------------------------------------
                                 Boomers
------------------------------------------------------------------------
Applied Acoustics S-Boom Triple Plate Boomer.........            \1\ 400
------------------------------------------------------------------------
Notes:
\1\ The calculated sound levels and results are based on NMFS Acoustic
  Technical Guidance (NMFS 2016) except as indicated.
The Level B criterion is unweighted.
N/A indicates the operating frequencies are above all relevant marine
  mammal hearing thresholds and these systems were not directly assessed
  in this IHA.

    Bay State Wind completed an underwater noise monitoring program for 
field verification at the project site prior to commencement of the HRG 
survey that took place in 2016. One of the main objectives of this 
program was to determine the apparent sound source levels of HRG 
activities. Results from field verification studies during previously 
authorized activities were used where applicable and manufacturer 
source levels were adjusted to reflect the field verified levels. 
However, not all equipment proposed for use in the 2018 season was used 
in the 2016 activities. As no field data currently exists for the 
Innomar sub-bottom profiler or Applied Acoustics boomer, acoustic 
modeling was completed using a version of the U.S. Naval Research 
Laboratory's Range-dependent Acoustic Model (RAM) and BELLHOP Gaussian 
beam ray-trace propagation model (Porter and Liu 1994). Calculations of 
the ensonified area are conservative due to the directionality of the 
sound sources. For the various HRG transducers Bay State Wind proposes 
to use for these activities, the beamwidth varies from 200[deg] (almost 
omnidirectional) to 1[deg]. The modeled directional sound levels were 
then used as the input for the acoustic propagation models, which do 
not take the directionality of the source into account. Therefore, the 
volume of area affected would be much lower than modeled in cases with 
narrow beamwidths such as the Innomar SES-2000 sub-bottom profiler, 
which has a 1[deg] beamwidth.

Marine Mammal Occurrence

    In this section we provide the information about the presence, 
density, or group dynamics of marine mammals that will inform the take 
calculations.
    The data used as the basis for estimating species density (``D'') 
for the Lease Area are derived from data provided by Duke University's 
Marine Geospatial Ecology Lab and the Marine Life Data and Analysis 
Team. This data set is a compilation of the best available marine 
mammal data (1994-2014) and was prepared in a collaboration between 
Duke University, Northeast Regional Planning Body, University of 
Carolina, the Virginia Aquarium and Marine Science Center, and NOAA 
(Roberts et al., 2016; MDAT 2016).
    Northeast Navy Operations Area (OPAREA) Density Estimates (DoN, 
2007) were used in support for estimating take for seals, which 
represents the only available comprehensive data for seal abundance. 
NODEs utilized vessel-based and aerial survey data collected by NMFS 
from 1998-2005 during broad-scale abundance studies. Modeling 
methodology is detailed in DoN (2007). Therefore, for the purposes of 
the take calculations, NODEs Density Estimates (DoN, 2007) as reported 
for the summer and fall seasons were used to estimate harbor seal and 
gray seal densities.

Take Calculation and Estimation

    Here we describe how the information provided above is brought 
together to produce a quantitative take estimate. In order to estimate 
the number of marine mammals predicted to be exposed to sound levels 
that would result in harassment, radial distances to predicted 
isopleths corresponding to harassment thresholds are calculated, as 
described above. Those distances are then used to calculate the area(s) 
around the HRG survey equipment predicted to be ensonified to sound 
levels that exceed harassment thresholds. The area estimated to be 
ensonified to relevant thresholds in a single day of the survey is then 
calculated, based on areas predicted to be ensonified around the HRG 
survey equipment and the estimated trackline distance traveled per day 
by the survey vessel.
    The estimated distance of the daily vessel trackline was determined 
using the estimated average speed of the vessel and the 24-hour or 
daylight-only operational period within each of the corresponding 
survey segments. All noise producing survey equipment are assumed to be 
operating concurrently. Using the distance of 400 m (1,312 ft) to the 
Level B isopleth and 75 m (246.1 ft) for the Level A isopleth (for 
harbor

[[Page 22458]]

porpoise), and the estimated daily vessel track of approximately 177.8 
km (110.5 miles) for 24-hour operations and 43 km (26.7 miles) for 
daylight-only operations, areas of ensonification (zone of influence, 
or ZOI) were calculated and used as a basis for calculating takes of 
marine mammals. The ZOI is based on the worst case (since it assumes 
the equipment with the larger ZOI will be operating all the time), and 
are presented in Table 7. Take calculations were based on the highest 
seasonal species density as derived from Duke University density data 
(Roberts et al., 2016) for cetaceans and seasonal OPAREA density 
estimates (DoN, 2007) for pinnipeds. The resulting take calculations 
and number of requested takes (rounded to the nearest whole number) are 
presented in Table 8.

                            Table 7--Survey Segment Distances and Zones of Influence
----------------------------------------------------------------------------------------------------------------
                                                                                    Calculated
                                                     Number of       Estimated      level A ZOI     Calculated
         Survey segment             Total track    active survey   distance/day     (km \2\)--      level B ZOI
                                     line (km)         days            (km)           (harbor        (km \2\)
                                                                                     porpoise)
----------------------------------------------------------------------------------------------------------------
Lot 3 (WSG/OSS Location--                  2,845              60           177.8           26.69          142.74
 Offshore)......................
----------------------------------------------------------------------------------------------------------------
                                          Export Cable Route, Somerset
----------------------------------------------------------------------------------------------------------------
Lot 1 (nearshore)...............           1,091              18           177.8            6.46           34.88
Lot 2 (offshore)................             563              15            43.0           26.69          142.74
----------------------------------------------------------------------------------------------------------------
                                          Export Cable Route, Falmouth
----------------------------------------------------------------------------------------------------------------
Lot 4 (offshore)................           2,253              37           177.8           26.69          142.74
Lot 5 (nearshore)...............             108               5            43.0            6.46           34.88
----------------------------------------------------------------------------------------------------------------


                                                              Table 8--Estimated Level B Harassment Takes for HRG Survey Activities
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Lot 3 (WSG/OSS        Lot 2 (Somerset      Lot 1 (Somerset      Lot 4 (Falmouth      Lot 5 (Falmouth           Totals
                                                                location-- offshore)   export-- offshore)   export--nearshore)    export--offshore)   export--nearshore) -----------------------
                                                               ----------------------------------------------------------------------------------------------------------
                                                                 Highest               Highest               Highest             Highest               Highest
                                                                seasonal              seasonal              seasonal            seasonal              seasonal
                            Species                               avg.                  avg.                  avg.                avg.                  avg.               Requested     % of
                                                                 density  Calc. take   density  Calc. take   density    Calc.    density  Calc. take   density    Calc.      take     population
                                                                 \a\ (#/               \a\ (#/               \a\ (#/    take     \a\ (#/               \a\ (#/    take
                                                                   100                   100                   100                 100                   100
                                                                 km\2\)                km\2\)                km\2\)              km\2\)                km\2\)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Level A
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor porpoise...............................................      6.67      106.75      4.89       19.56  ........  ........       1.1       10.95  ........  ........         137        0.17
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Level B
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale....................................      0.96       82.22      1.25       26.76  ........  ........      0.79       41.72  ........  ........    \b\ 0.00        0.00
                                                                              (0.00)                (0.00)                                    (0.00)
Humpback whale................................................      0.15       12.44      0.12        2.46  ........  ........      0.04        2.30  ........  ........          18        2.18
Fin whale.....................................................      0.27       23.24      0.19        4.15  ........  ........      0.07        3.64  ........  ........          32        1.98
Sperm whale...................................................      0.01        0.71      0.01        0.15  ........  ........      0.00        0.22  ........  ........       \c\ 5        0.22
Minke whale...................................................      0.08        7.00      0.05        1.14  ........  ........      0.03        1.82  ........  ........      \d\ 20        0.77
Bottlenose dolphin............................................      1.72      147.34      0.46        9.85  ........  ........      9.00      475.06  ........  ........   \c\ 1,000        8.66
Short-beaked common dolphin...................................      6.26      535.71      2.74       58.67  ........  ........      0.46       24.34  ........  ........   \d\ 2,000        2.85
Atlantic white-sided dolphin..................................      1.90      162.75      1.07       22.98  ........  ........      0.21       10.85  ........  ........     \c\ 500        1.02
Harbor porpoise...............................................      6.67      570.94      4.89      104.61  ........  ........      1.11       58.57  ........  ........         755        0.95
Harbor seal \e\...............................................      9.74      834.41      9.74      208.60      9.74     61.15      9.74      514.55      9.74     16.99       1,654        2.18
Gray seal \e\.................................................     14.12    1,209.26     14.12      302.32     14.12     88.65     14.12      745.71     14.12     24.62       2,397        0.56
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Notes:
\a\ Density values from Duke University (Roberts et al., 2016) except for pinnipeds.
\b\ Exclusion zone exceeds Level B isopleth; take adjusted to 0 given mitigation to prevent take.
\c\ Value increased to reflect typical group size.
\d\ Adjusted to account for actual take sighting data in the Survey Area to date (Smultea Environmental Sciences, 2016; Gardline, 2016).
\e\ Density from NODEs (DoN, 2007).

    As noted in Table 8, requested take estimates were adjusted to 
account for typical group size for sperm whales, bottlenose dolphins, 
and Atlantic white-sided dolphins. Requested take numbers were also 
adjusted to account for recent sightings data (Smultea Environmental 
Sciences, 2016; Gardline, 2016) for minke whales and short-beaked 
common dolphins. In addition, requested Level A take numbers for harbor 
porpoise were adjusted to account for the fact that a Level A shutdown 
zone encompassing the Level A harassment zone will be implemented to 
avoid Level A takes of this species. Finally, requested take numbers 
were adjusted for north Atlantic right whales due to the implementation 
of a 500 m shutdown zone, which is greater than the 400 m Level B 
behavioral harassment zone, to avoid Level B takes of this species.
    Bay State Wind's calculations do not take into account whether a 
single animal is harassed multiple times or whether each exposure is a 
different animal. Therefore, the numbers in Tables 6 are the maximum 
number of animals that may be harassed during the HRG surveys (i.e., 
Bay State Wind assumes that each exposure event is a

[[Page 22459]]

different animal). With exception of north Atlantic right whales and 
Level A takes of harbor porpoises, these estimates do not account for 
prescribed mitigation measures that Bay State Wind would implement 
during the specified activities and the fact that other mitigation 
measures may be imposed as part of other agreements that Bay State Wind 
must adhere to, such as their lease agreement with BOEM.
    NMFS proposes to authorize a small number of Level A takes of 
harbor porpoises even though NMFS has also proposed a 75 m shut down 
zone to avoid Level A take of this species. This is warranted due to 
the small size of the species in combination with some higher sea 
states and weather conditions that could make harbor porpoises more 
cryptic and difficult to observe at the 75 m shut down zone. For 
reasons discussed above (short pulse duration and highly directional 
sound pulse transmission of these mobile sources), PTS (Level A take) 
is unlikely to occur even if harbor porpoises were within the 75 m 
isopleth. However, out of an abundance of caution, NMFS proposes to 
authorize Level A take of harbor porpoises.
    No take of north Atlantic right whale is requested, nor is any take 
proposed for authorization. The modeled Level B behavioral harassment 
(400 m) is well within the 500 m mitigation shut down for this species 
and, based on the described monitoring measures, information from 
previous monitoring reports, and in consideration of the size of this 
species, it is reasonable to expect that north Atlantic right whales 
will be able to be observed such that shut down would occur well beyond 
the threshold for potential behavioral harassment.
    Finally, as stated above, calculation of the ensonified area does 
not take directionality of the sound source into account and results in 
a conservative estimate for the ZOI. The equipment with the largest 
radial distance to Level A (for harbor porpoise) and Level B harassment 
thresholds was used to calculate the ZOI under the assumption that this 
equipment would be in use for the entirety of the survey activities. 
The Innomar SES-2000 sub-bottom profiler resulted in the largest 
isopleth for Level A harassment for HF cetaceans (harbor porpoise), so 
the ZOI was calculated based on this 75 m isopleth. However, as also 
described above, this equipment has a 1[deg] beamwidth, so the actual 
ensonified volume would be much less than the calculated area. 
Similarly, the Applied Acoustics S-Boom triple plate boomer resulted in 
the largest isopleth for Level B harassment, so the ZOI was calculated 
using this 400 m isopleth and, as described above, this equipment has a 
beamwidth of 25[deg]--35[deg] and is also not omnidirectional so the 
actual ensonified volume would be less than the calculated area. 
Therefore, the resulting number of calculated marine mammal incidental 
takes are very conservative due to the assumption that the equipment 
with the largest isopleths are in use for the duration of activities 
and the calculated ZOIs do not take directionality of these sound 
sources into account. Further, the calculated takes are conservative 
because these HRG sound sources have very short pulse durations that 
are also not taken into account in calculations of take, but would 
lessen the potential for marine mammals to be exposed to the sound 
source for long enough periods to result in the potential for take as 
described above.

Proposed Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting such 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, we 
carefully consider two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be effective if implemented 
(probability of accomplishing the mitigating result if implemented as 
planned) and the likelihood of effective implementation (probability 
implemented as planned); and
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost, impact on 
operations, and, in the case of a military readiness activity, 
personnel safety, practicality of implementation, and impact on the 
effectiveness of the military readiness activity.
    With NMFS' input during the application process, Bay State Wind is 
proposing the following mitigation measures during site 
characterization surveys utilizing HRG survey equipment. The mitigation 
measures outlined in this section are based on protocols and procedures 
that have been successfully implemented and resulted in no observed 
take of marine mammals for similar offshore projects and previously 
approved by NMFS (DONG Energy, 2016, ESS, 2013; Dominion, 2013 and 
2014), as well as results of sound source verification (SSV) studies 
implemented by Bay State Wind during past activities in the proposed 
project area.

Marine Mammal Exclusion and Monitoring Zones

    Protected species observers (PSOs) will monitor the following 
exclusion/monitoring zones for the presence of marine mammals:
     A 1,640 ft (500-m) exclusion zone for North Atlantic right 
whales, which encompasses the largest Level B harassment isopleth of 
400 m for the Applied Acoustics S-Boom Triple Plate Boomer;
     A 328 ft (100-m) exclusion zone for non-delphinoid large 
cetacean and ESA-listed marine mammals, which is consistent with vessel 
strike avoidance measures stipulated in the BOEM lease;
     A 1,312 ft (400-m) Level B monitoring zone for all marine 
mammals except for North Atlantic right whales, which is the extent of 
the largest Level B harassment isopleth for the Applied Acoustics S-
Boom Triple Plate Boomer; and
     A 246 ft (75-m) exclusion zone for harbor porpoise, which 
is the extent of the largest Level A harassment isopleth for the 
Innomar SES-2000 medium sub-bottom profiler.
    The distances from the sound sources for these exclusion/monitoring 
zones are based on distances to NMFS harassment criteria or 
requirements of the BOEM lease stipulations for vessel strike avoidance 
(discussed below). The representative area ensonified to the MMPA Level 
B threshold for each of the pieces of HRG survey equipment represents 
the zone within which take

[[Page 22460]]

of a marine mammal could occur. The distances to the Level A and Level 
B harassment criteria were used to support the estimate of take as well 
as the development of the monitoring and/or mitigation measures. Radial 
distance to NMFS' Level A and Level B harassment thresholds are 
summarized in Tables 5 and 6 above.
    Visual monitoring of the established exclusion zone(s) for the HRG 
surveys will be performed by qualified and NMFS-approved PSOs, the 
resumes of whom will be provided to NMFS for review and approval prior 
to the start of survey activities. Observer qualifications will include 
direct field experience on a marine mammal observation vessel and/or 
aerial surveys in the Atlantic Ocean/Gulf of Mexico. An observer team 
comprising a minimum of four NMFS-approved PSOs and two certified 
Passive Acoustic Monitoring (PAM) operators (PAM operators will not 
function as PSOs), operating in shifts, will be stationed aboard either 
the survey vessel or a dedicated PSO-vessel. PSOs and PAM operators 
will work in shifts such that no one monitor will work more than 4 
consecutive hours without a 2-hour break or longer than 12 hours during 
any 24-hour period. During daylight hours the PSOs will rotate in 
shifts of 1 on and 3 off, while during nighttime operations PSOs will 
work in pairs. The PAM operators will also be on call as necessary 
during daytime operations should visual observations become impaired. 
Each PSO will monitor 360 degrees of the field of vision.
    PSOs will be responsible for visually monitoring and identifying 
marine mammals approaching or within the established exclusion zone(s) 
during survey activities. It will be the responsibility of the Lead PSO 
on duty to communicate the presence of marine mammals as well as to 
communicate and ensure the action(s) that are necessary to ensure 
mitigation and monitoring requirements are implemented as appropriate. 
PAM operators will communicate detected vocalizations to the Lead PSO 
on duty, who will then be responsible for implementing the necessary 
mitigation procedures. A mitigation and monitoring communications flow 
diagram has been included as Appendix A in the IHA application.
    PSOs will be equipped with binoculars and have the ability to 
estimate distances to marine mammals located in proximity to the vessel 
and/or exclusion zone using range finders. Reticulated binoculars will 
also be available to PSOs for use as appropriate based on conditions 
and visibility to support the sighting and monitoring of marine 
species. Digital single-lens reflex camera equipment will be used to 
record sightings and verify species identification. During night 
operations, PAM (see Passive Acoustic Monitoring requirements below) 
and night-vision equipment in combination with infrared video 
monitoring will be used (Additional details and specifications of the 
night-vision devices and infrared video monitoring technology will be 
provided under separate cover by the Bay State Wind Survey Contractor 
once selected.). Position data will be recorded using hand-held or 
vessel global positioning system (GPS) units for each sighting.
    For monitoring around the ASV, a dual thermal/HD camera will be 
installed on the mother vessel, facing forward, angled in a direction 
so as to provide a field of view ahead of the vessel and around the 
ASV. The ASV will be kept in sight of the mother vessel at all times 
(within 2,625 ft (800 m)). PSOs will be able to monitor the real time 
output of the camera on hand-held iPads. Images from the cameras can be 
captured for review and to assist in verifying species identification. 
A monitor will also be installed on the bridge displaying the real-time 
picture from the thermal/HD camera installed on the front of the ASV 
itself, providing a further forward field of view of the craft. In 
addition, night-vision goggles with thermal clip-ons, as mentioned 
above, and a hand-held spotlight will be provided such that PSOs can 
focus observations in any direction, around the mother vessel and/or 
the ASV. PSOs will also be able to monitor the data as it is acquired 
by the ASV utilizing a real time IP radio link. For each 12 hour shift, 
an ASV technician will be assigned to manage the vessel and monitor the 
array of cameras, radars, and thermal equipment during their shift to 
ensure the vehicle is operating properly and to take over control of 
the vessel should the need arise. Additionally, there will be 2 survey 
technicians per shift assigned to acquire the ASV survey data.
    The PSOs will begin observation of the exclusion zone(s) at least 
60 minutes prior to ramp-up of HRG survey equipment. Use of noise-
producing equipment will not begin until the exclusion zone is clear of 
all marine mammals for at least 60 minutes, as per the requirements of 
the BOEM Lease.
    If a marine mammal is detected approaching or entering the 
exclusion zones during the HRG survey, the vessel operator would adhere 
to the shutdown procedures described below to minimize noise impacts on 
the animals.
    At all times, the vessel operator will maintain a separation 
distance of 500 m from any sighted North Atlantic right whale as 
stipulated in the Vessel Strike Avoidance procedures described below. 
These stated requirements will be included in the site-specific 
training to be provided to the survey team.

Vessel Strike Avoidance

    The Applicant will ensure that vessel operators and crew maintain a 
vigilant watch for cetaceans and pinnipeds and slow down or stop their 
vessels to avoid striking these species. Survey vessel crew members 
responsible for navigation duties will receive site-specific training 
on marine mammal and sea turtle sighting/reporting and vessel strike 
avoidance measures. Vessel strike avoidance measures will include the 
following, except under extraordinary circumstances when complying with 
these requirements would put the safety of the vessel or crew at risk:
     All vessel operators will comply with 10 knot (<18.5 km 
per hour (km/h)) speed restrictions in any Dynamic Management Area 
(DMA). In addition, all vessels operating from November 1 through July 
31 will operate at speeds of 10 knots (<18.5 km/h) or less;
     All vessel operators will reduce vessel speed to 10 knots 
or less when mother/calf pairs, pods, or larger assemblages of non-
delphinoid cetaceans are observed near an underway vessel;
     All survey vessels will maintain a separation distance of 
1,640 ft (500 m) or greater from any sighted North Atlantic right 
whale;
     If underway, vessels must steer a course away from any 
sighted North Atlantic right whale at 10 knots (<18.5 km/h) or less 
until the 1,640 ft (500 m) minimum separation distance has been 
established. If a North Atlantic right whale is sighted in a vessel's 
path, or within 330 ft (100 m) to an underway vessel, the underway 
vessel must reduce speed and shift the engine to neutral. Engines will 
not be engaged until the North Atlantic right whale has moved outside 
of the vessel's path and beyond 330 ft (100 m). If stationary, the 
vessel must not engage engines until the North Atlantic right whale has 
moved beyond 330 ft (100 m);
     All vessels will maintain a separation distance of 330 ft 
(100 m) or greater from any sighted non-delphinoid (i.e., mysticetes 
and sperm whales) cetaceans. If sighted, the vessel underway must 
reduce speed and shift the engine to neutral, and must not engage the 
engines until the non-delphinoid cetacean has moved outside of the 
vessel's path and beyond 330 ft

[[Page 22461]]

(100 m). If a survey vessel is stationary, the vessel will not engage 
engines until the non-delphinoid cetacean has moved out of the vessel's 
path and beyond 330 ft (100 m);
     All underway vessels will avoid excessive speed or abrupt 
changes in direction to avoid injury to any sighted delphinoid cetacean 
or pinniped; and
     All vessels will maintain a separation distance of 164 ft 
(50 m) or greater from any sighted pinniped.
    The training program will be provided to NMFS for review and 
approval prior to the start of surveys. Confirmation of the training 
and understanding of the requirements will be documented on a training 
course log sheet. Signing the log sheet will certify that the crew 
members understand and will comply with the necessary requirements 
throughout the survey event.

Seasonal Operating Requirements

    Between watch shifts, members of the monitoring team will consult 
the NMFS North Atlantic right whale reporting systems for the presence 
of North Atlantic right whales throughout survey operations. However, 
the proposed survey activities will occur outside of the seasonal 
management area (SMA) located off the coast of Massachusetts and Rhode 
Island. The proposed survey activities will occur in June through 
September, which is outside of the seasonal mandatory speed restriction 
period for this SMA (November 1 through April 30).
    Throughout all survey operations, the Applicant will monitor the 
NMFS North Atlantic right whale reporting systems for the establishment 
of a DMA. If NMFS should establish a DMA in the Lease Area under 
survey, within 24 hours of the establishment of the DMA the Applicant 
will work with NMFS to shut down and/or alter the survey activities to 
avoid the DMA.

Passive Acoustic Monitoring

    As per the BOEM Lease, alternative monitoring technologies (e.g., 
active or passive acoustic monitoring) are required if a Lessee intends 
to conduct geophysical surveys at night or when visual observation is 
otherwise impaired. To support 24-hour HRG survey operations, Bay State 
Wind will use certified PAM operators with experience reviewing and 
identifying recorded marine mammal vocalizations, as part of the 
project monitoring during nighttime operations to provide for optimal 
acquisition of species detections at night, or as needed during periods 
when visual observations may be impaired. In addition, PAM systems 
shall be employed during daylight hours to support system calibration 
and PSO and PAM team coordination, as well as in support of efforts to 
evaluate the effectiveness of the various mitigation techniques (i.e., 
visual observations during day and night, compared to the PAM 
detections/operations).
    Given the range of species that could occur in the Lease Area, the 
PAM system will consist of an array of hydrophones with both broadband 
(sampling mid-range frequencies of 2 kHz to 200 kHz) and at least one 
low-frequency hydrophone (sampling range frequencies of 10 Hz to 30 
kHz). Monitoring of the PAM system will be conducted from a customized 
processing station aboard the HRG survey vessel. The on-board 
processing station provides the interface between the PAM system and 
the operator. The PAM operator(s) will monitor the hydrophone signals 
in real time both aurally (using headphones) and visually (via the 
monitor screen displays). Bay State Wind proposes the use of PAMGuard 
software for `target motion analysis' to support localization in 
relation to the identified exclusion zone. PAMGuard is an open source 
software/hardware interface to enable flexibility in the configuration 
of in-sea equipment (number of hydrophones, sensitivities, spacing, and 
geometry). PAM operators will immediately communicate detections/
vocalizations to the Lead PSO on duty who will ensure the 
implementation of the appropriate mitigation measure (e.g., shutdown) 
even if visual observations by PSOs have not been made.

Ramp-Up

    As per the BOEM Lease, a ramp-up procedure will be used for HRG 
survey equipment capable of adjusting energy levels at the start or re-
start of HRG survey activities. A ramp-up procedure will be used at the 
beginning of HRG survey activities in order to provide additional 
protection to marine mammals near the Lease Area by allowing them to 
vacate the area prior to the commencement of survey equipment use. The 
ramp-up procedure will not be initiated during daytime, night time, or 
periods of inclement weather if the exclusion zone cannot be adequately 
monitored by the PSOs using the appropriate visual technology (e.g., 
reticulated binoculars, night vision equipment) and/or PAM for a 60-
minute period. A ramp-up would begin with the power of the smallest 
acoustic HRG equipment at its lowest practical power output appropriate 
for the survey. The power would then be gradually turned up and other 
acoustic sources added such that the source level would increase in 
steps not exceeding 6 dB per 5-minute period. If marine mammals are 
detected within the HRG survey exclusion zone prior to or during the 
ramp-up, activities will be delayed until the animal(s) has moved 
outside the monitoring zone and no marine mammals are detected for a 
period of 60 minutes.

Shutdown Procedures

    The exclusion zone(s) around the noise-producing activities HRG 
survey equipment will be monitored, as previously described, by PSOs 
and at night by PAM operators for the presence of marine mammals 
before, during, and after any noise-producing activity. The vessel 
operator must comply immediately with any call for shutdown by the Lead 
PSO. Any disagreement should be discussed only after shutdown.
    As per the BOEM Lease, if a non-delphinoid (i.e., mysticetes and 
sperm whales) cetacean is detected at or within the established Level A 
exclusion zone, an immediate shutdown of the HRG survey equipment is 
required. Subsequent restart of the electromechanical survey equipment 
must use the ramp-up procedures described above and may only occur 
following clearance of the exclusion zone for 60 minutes. Subsequent 
power up of the survey equipment must use the ramp-up procedures 
described above and may occur after (1) the exclusion zone is clear of 
a delphinoid cetacean and/or pinniped for 60 minutes.
    If the HRG sound source (including the sub-bottom profiler) shuts 
down for reasons other than encroachment into the exclusion zone by a 
marine mammal including but not limited to a mechanical or electronic 
failure, resulting in in the cessation of sound source for a period 
greater than 20 minutes, a restart for the HRG survey equipment 
(including the sub-bottom profiler) is required using the full ramp-up 
procedures and clearance of the exclusion zone of all cetaceans and 
pinnipeds for 60 minutes. If the pause is less than 20 minutes, the 
equipment may be restarted as soon as practicable at its operational 
level as long as visual surveys were continued diligently throughout 
the silent period and the exclusion zone remained clear of cetaceans 
and pinnipeds. If the visual surveys were not continued diligently 
during the pause of 20 minutes or less, a restart of the HRG survey 
equipment (including the sub-bottom profiler) is required using the 
full ramp-up procedures and clearance of the

[[Page 22462]]

exclusion zone for all cetaceans and pinnipeds for 60 minutes.
    The proposed mitigation measures are designed to avoid the already 
low potential for injury (Level A harassment) in addition to some Level 
B harassment, and to minimize the potential for vessel strikes. There 
are no known marine mammal rookeries or mating grounds in the survey 
area that would otherwise potentially warrant increased mitigation 
measures for marine mammals or their habitat (or both). The proposed 
survey would occur in an area that has been identified as a 
biologically important area (BIA) for migration for North Atlantic 
right whales. However, given the small spatial extent of the survey 
area relative to the substantially larger spatial extent of the right 
whale migratory area, the survey is not expected to appreciably reduce 
migratory habitat nor to negatively impact the migration of North 
Atlantic right whales. In addition, the timing of importance for 
migration in this biologically important area BIA is March-April and 
November-December, and Bay State Wind's proposed activities are 
anticipated to occur outside of the timing of importance. Thus, 
mitigation to address the proposed survey's occurrence in North 
Atlantic right whale migratory habitat is not warranted. The proposed 
survey area would partially overlap spatially with a biologically 
important feeding area for fin whales. However, the fin whale feeding 
area is sufficiently large (2,933 km\2\), and the acoustic footprint of 
the proposed survey is sufficiently small that the survey is not 
expected to appreciably reduce fin whale feeding habitat nor to 
negatively impact the feeding of fin whales, thus mitigation to address 
the proposed survey's occurrence in fin whale feeding habitat is not 
warranted. Further, we believe the proposed mitigation measures are 
practicable for the applicant to implement.
    Based on our evaluation of the applicant's proposed measures, as 
well as other measures considered by NMFS, NMFS has preliminarily 
determined that the proposed mitigation measures provide the means of 
effecting the least practicable impact on marine mammals species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for ITAs 
must include the suggested means of accomplishing the necessary 
monitoring and reporting that will result in increased knowledge of the 
species and of the level of taking or impacts on populations of marine 
mammals that are expected to be present in the proposed action area.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and
     Mitigation and monitoring effectiveness.

Proposed Monitoring Measures

    Bay State Wind submitted a marine mammal monitoring and reporting 
plan as part of the IHA application. The plan may be modified or 
supplemented based on comments or new information received from the 
public during the public comment period.
    Visual Monitoring--Visual monitoring of the established Level B 
harassment zones will be performed by qualified and NMFS-approved PSOs 
(see discussion of PSO qualifications and requirements in Marine Mammal 
Exclusion Zones above).
    The PSOs will begin observation of the monitoring zone during all 
HRG survey activities and all geotechnical operations where DP 
thrusters are employed. Observations of the monitoring zone will 
continue throughout the survey activity. PSOs will be responsible for 
visually monitoring and identifying marine mammals approaching or 
entering the established monitoring zone during survey activities.
    Observations will take place from the highest available vantage 
point on the survey vessel. General 360-degree scanning will occur 
during the monitoring periods, and target scanning by the PSO will 
occur when alerted of a marine mammal presence.
    Data on all PSO observations will be recorded based on standard PSO 
collection requirements. This will include dates and locations of 
construction operations; time of observation, location and weather; 
details of the sightings (e.g., species, age classification [if known], 
numbers, behavior); and details of any observed ``taking'' (behavioral 
disturbances or injury/mortality). The data sheet will be provided to 
both NMFS and BOEM for review and approval prior to the start of survey 
activities. In addition, prior to initiation of survey work, all crew 
members will undergo environmental training, a component of which will 
focus on the procedures for sighting and protection of marine mammals. 
A briefing will also be conducted between the survey supervisors and 
crews, the PSOs, and the Applicant. The purpose of the briefing will be 
to establish responsibilities of each party, define the chains of 
command, discuss communication procedures, provide an overview of 
monitoring purposes, and review operational procedures.

Proposed Reporting Measures

    The Applicant will provide the following reports as necessary 
during survey activities:
     The Applicant will contact NMFS and BOEM within 24 hours 
of the commencement of survey activities and again within 24 hours of 
the completion of the activity.
     As per the BOEM Lease: Any observed significant behavioral 
reactions (e.g., animals departing the area) or injury or mortality to 
any marine mammals must be reported to NMFS and BOEM within 24 hours of 
observation. Dead or injured protected species are reported to the NMFS 
Greater Atlantic Regional Fisheries Office Stranding Hotline (800-900-
3622) within 24 hours of sighting, regardless of whether the injury is 
caused by a vessel. In addition, if the injury of death was caused by a 
collision with a project related vessel,

[[Page 22463]]

the Applicant must ensure that NMFS and BOEM are notified of the strike 
within 24 hours. The Applicant must use the form included as Appendix A 
to Addendum C of the Lease to report the sighting or incident. If The 
Applicant is responsible for the injury or death, the vessel must 
assist with any salvage effort as requested by NMFS. Additional 
reporting requirements for injured or dead animals are described below 
(Notification of Injured or Dead Marine Mammals).

Notification of Injured or Dead Marine Mammals

    In the unanticipated event that the specified HRG and geotechnical 
activities lead to an unauthorized injury of a marine mammal (Level A 
harassment) or mortality (e.g., ship-strike, gear interaction, and/or 
entanglement), Bay State Wind would immediately cease the specified 
activities and report the incident to the Chief of the Permits and 
Conservation Division, Office of Protected Resources and the NOAA 
Greater Atlantic Regional Fisheries Office (GARFO) Stranding 
Coordinator. The report would include the following information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Name and type of vessel involved;
     Vessel's speed during and leading up to the incident;
     Description of the incident;
     Status of all sound source use in the 24 hours preceding 
the incident;
     Water depth;
     Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
     Description of all marine mammal observations in the 24 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities would not resume until NMFS is able to review the 
circumstances of the event. NMFS would work with Bay State Wind to 
minimize reoccurrence of such an event in the future. Bay State Wind 
would not resume activities until notified by NMFS.
    In the event that Bay State Wind discovers an injured or dead 
marine mammal and determines that the cause of the injury or death is 
unknown and the death is relatively recent (i.e., in less than a 
moderate state of decomposition), Bay State Wind would immediately 
report the incident to the Chief of the Permits and Conservation 
Division, Office of Protected Resources and the GARFO Stranding 
Coordinator. The report would include the same information identified 
in the paragraph above. Activities would be allowed to continue while 
NMFS reviews the circumstances of the incident. NMFS would work with 
the Applicant to determine if modifications in the activities are 
appropriate.
    In the event that Bay State Wind discovers an injured or dead 
marine mammal and determines that the injury or death is not associated 
with or related to the activities authorized in the IHA (e.g., 
previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), Bay State Wind would report the 
incident to the Chief of the Permits and Conservation Division, Office 
of Protected Resources, NMFS, and the NMFS Greater Atlantic Regional 
Fisheries Office Regional Stranding Coordinator, within 24 hours of the 
discovery. Bay State Wind would provide photographs or video footage 
(if available) or other documentation of the stranded animal sighting 
to NMFS. Bay State Wind can continue its operations in such a case.
    Within 90 days after completion of the marine site characterization 
survey activities, a technical report will be provided to NMFS and BOEM 
that fully documents the methods and monitoring protocols, summarizes 
the data recorded during monitoring, estimates the number of marine 
mammals that may have been taken during survey activities, and provides 
an interpretation of the results and effectiveness of all monitoring 
tasks. Any recommendations made by NMFS must be addressed in the final 
report prior to acceptance by NMFS.
    In addition to the Applicant's reporting requirements outlined 
above, the Applicant will provide an assessment report of the 
effectiveness of the various mitigation techniques, i.e. visual 
observations during day and night, compared to the PAM detections/
operations. This will be submitted as a draft to NMFS and BOEM 30 days 
after the completion of the HRG surveys and as a final version 60 days 
after completion of the surveys.

Negligible Impact Analysis and Determination

    Negligible impact is an impact resulting from the specified 
activity that cannot be reasonably expected to, and is not reasonably 
likely to, adversely affect the species or stock through effects on 
annual rates of recruitment or survival (50 CFR 216.103). A negligible 
impact finding is based on the lack of likely adverse effects on annual 
rates of recruitment or survival (i.e., population-level effects). An 
estimate of the number of takes, alone, is not enough information on 
which to base an impact determination, as the severity of harassment 
may vary greatly depending on the context and duration of the 
behavioral response, many of which would not be expected to have 
deleterious impacts on the fitness of any individuals. In determining 
whether the expected takes will have a negligible impact, in addition 
to considering estimates of the number of marine mammals that might be 
``taken,'' NMFS must consider other factors, such as the likely nature 
of any responses (their intensity, duration, etc.), the context of any 
responses (critical reproductive time or location, migration, etc.), as 
well as the number and nature of estimated Level A harassment takes, 
the number of estimated mortalities, and the status of the species.
    As discussed in the ``Potential Effects of the Specified Activity 
on Marine Mammals and Their Habitat'' section, PTS, masking, non-
auditory physical effects, and vessel strike are not expected to occur. 
However, a small number of PTS takes of harbor porpoise are analyzed 
here out of an abundance of caution even though the potential is low. 
There is also some potential for limited TTS. Animals in the area would 
likely incur no more than brief hearing impairment (i.e., TTS) due to 
generally low SPLs--and in the case of the HRG survey equipment use, 
directional beam pattern, transient signals, and moving sound sources--
and the fact that most marine mammals would more likely avoid a loud 
sound source rather than swim in such close proximity for an amount of 
time as to result in TTS or PTS. Further, once an area has been 
surveyed, it is not likely that it will be surveyed again, therefore 
reducing the likelihood of repeated impacts within the project area.
    Potential impacts to marine mammal habitat were discussed 
previously in this document (see the ``Potential Effects of the 
Specified Activity on Marine Mammals and their Habitat'' section). 
Marine mammal habitat may be impacted by elevated sound levels and some 
sediment disturbance, but these impacts would be temporary and 
relatively short term. Feeding behavior is not likely to be 
significantly impacted, as marine mammals appear to be less likely to 
exhibit behavioral reactions or avoidance responses while engaged in 
feeding activities (Richardson et al., 1995). Prey species are mobile, 
and are broadly distributed throughout the Lease Area; therefore,

[[Page 22464]]

marine mammals that may be temporarily displaced during survey 
activities are expected to be able to resume foraging once they have 
moved away from areas with disturbing levels of underwater noise. 
Because of the temporary nature of the disturbance, the availability of 
similar habitat and resources in the surrounding area, and the lack of 
important or unique marine mammal habitat, the impacts to marine 
mammals and the food sources that they utilize are not expected to 
cause significant or long-term consequences for individual marine 
mammals or their populations. Furthermore, there are no feeding areas, 
rookeries, or mating grounds known to be biologically important to 
marine mammals within the proposed project area. A small portion of a 
BIA for fin whale feeding is within the survey area and a BIA for North 
Atlantic right whale migration encompasses the Lease Area. However, 
there is no temporal overlap between the north Atlantic right whale BIA 
(effective March-April and November-December) and the proposed survey 
activities (April-June; October). The portion of the fin whale feeding 
BIA within the HRG survey area is a very small portion of the overall 
BIA, and HRG activities would ensonify such a small area that fin whale 
foraging is not anticipated to be substantially impacted. ESA-listed 
species for which takes are proposed are sperm whales and fin whales, 
and these effects are anticipated to be limited to lower level 
behavioral effects.
    Examination of the minimum number alive population index calculated 
from the individual sightings database for the years 1990-2010 
suggested a positive and slowly accelerating trend in North Atlantic 
right whale population size (Waring et al., 2015); however, since June 
7, 2017, an unusual mortality event has been declared for this species 
due to a high number of mortalities with human interactions (i.e., 
fishery-related entanglements and vessel strikes) identified as the 
most likely cause. There are currently insufficient data to determine 
population trends for fin whale (Waring et al., 2015). There is no 
designated critical habitat for any ESA-listed marine mammals within 
the Lease Area, and none of the stocks for non-listed species proposed 
to be taken are considered ``depleted'' or ``strategic'' by NMFS under 
the MMPA.
    The proposed mitigation measures are expected to reduce the number 
and/or severity of takes by giving animals the opportunity to move away 
from the sound source before HRG survey equipment reaches full energy 
and preventing animals from being exposed to sound levels reaching 180 
dB during HRG survey activities. Additional vessel strike avoidance 
requirements will further mitigate potential impacts to marine mammals 
during vessel transit to and within the Study Area.
    Bay State Wind did not request, and NMFS is not proposing, take of 
marine mammals by serious injury, or mortality. NMFS expects that most 
takes would primarily be in the form of short-term Level B behavioral 
harassment in the form of brief startling reaction and/or temporary 
vacating of the area, or decreased foraging (if such activity were 
occurring)--reactions that are considered to be of low severity and 
with no lasting biological consequences (e.g., Southall et al., 2007). 
This is largely due to the short time scale of the proposed activities, 
the low source levels and intermittent nature of many of the 
technologies proposed to be used, as well as the required mitigation. 
However, Bay State Wind has requested a small number of Level A takes 
for harbor porpoises in an abundance of caution. NMFS is proposing to 
authorize Level A take of harbor porpoises due to the fact that their 
small size may make it difficult to observe all individuals in certain 
sea states or weather conditions, so some Level A take may occur even 
with implementation of the 75 m shut down zone.
    In summary and as described above, the following factors primarily 
support our preliminary determination that the impacts resulting from 
this activity are not expected to adversely affect the species or stock 
through effects on annual rates of recruitment or survival:
     No mortality or serious is anticipated or authorized;
     Take is anticipated to be primarily Level B behavioral 
harassment consisting of brief startling reactions and/or temporary 
avoidance of the survey area due to the intermittent and short term 
nature of the activities as well as the directionality of the sound 
sources;
     While the survey area is within areas noted as 
biologically important for north Atlantic right whale migration, the 
activities will take place outside of the timeframe of noted importance 
for migration, and would occur in such a comparatively small area such 
that any avoidance of the survey area due to activities would not 
affect migration. In addition, mitigation measures to shut down at 500 
m to avoid potential for Level B behavioral harassment due to animals 
that may occur inside that isopleth (400 m) will avoid any take of the 
species. Similarly, due to the small footprint of the survey activities 
in relation to the size of a biologically important area for fin whales 
foraging, the survey activities would not affect foraging behavior of 
this species.
     For most species, the percentage of stocks affected are 
less than 3 percent of the stock. This represents the total number of 
exposures and does not consider that there are likely repeat exposures 
of the same individuals. In addition, these takes are anticipated to be 
mainly Level B behavioral takes in the form of short-term startle or 
avoidance reactions that would not affect the species or stock.
    NMFS concludes that exposures to marine mammal species and stocks 
due to Bay State Wind's HRG survey activities would result in only 
short-term (temporary and short in duration) and relatively infrequent 
effects to individuals exposed, and not of the type or severity that 
would be expected to be additive for the very small portion of the 
stocks and species likely to be exposed. NMFS does not anticipate the 
proposed take estimates to impact annual rates of recruitment or 
survival. Animals may temporarily avoid the immediate area, but are not 
expected to permanently abandon the area. Major shifts in habitat use, 
distribution, or foraging success, are not expected.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from Bay State Wind's proposed HRG survey activities will 
have a negligible impact on the affected marine mammal species or 
stocks.

Small Numbers

    The requested takes proposed to be authorized for the HRG represent 
2.18 percent of the Gulf of Maine stock of humpback whale (West Indies 
Distinct Population Segment); 1.98 percent of the WNA stock of fin 
whale; 0.77 percent of the Canadian East Coast stock of minke whale; 
0.22 percent of the North Atlantic stock of sperm whales; 8.66 percent 
of the Western North Atlantic stock of bottlenose dolphins; 2.85 
percent of the WNA stock of short-beaked common dolphin, 1.02 percent 
of the WNA stock of Atlantic white-sided dolphin, 0.95 percent of the 
Gulf of Maine/Bay of Fundy stock of harbor porpoise, 2.18 percent of 
the WNA stock of harbor seal, and 0.56 percent of the North Atlantic 
stock of gray seal. These take estimates represent the percentage of 
each species or stock that could be taken and for most stocks are small 
numbers (less than 3 percent for most

[[Page 22465]]

stocks) relative to the affected species or stock sizes. Further, the 
proposed take numbers are the maximum numbers of animals that are 
expected to be harassed during the project; it is possible that some of 
these exposures may occur to the same individual, which would mean the 
percentage of stock taken would be very conservative as it would not 
take into account these multiple exposures of the same individual(s). 
Therefore, NMFS preliminarily finds that small numbers of marine 
mammals will be taken relative to the populations of the affected 
species or stocks.

Impact on Availability of Affected Species for Taking for Subsistence 
Uses

    There are no relevant subsistence uses of marine mammals implicated 
by this action. Therefore, NMFS has determined that the total taking of 
affected species or stocks would not have an unmitigable adverse impact 
on the availability of such species or stocks for taking for 
subsistence purposes.

Endangered Species Act

    Within the project area, fin, humpback, and North Atlantic right 
whale are listed as endangered under the ESA. Under section 7 of the 
ESA, BOEM consulted with NMFS on commercial wind lease issuance and 
site assessment activities on the Atlantic Outer Continental Shelf in 
Massachusetts, Rhode Island, New York and New Jersey Wind Energy Areas. 
NOAA's GARFO issued a Biological Opinion concluding that these 
activities may adversely affect but are not likely to jeopardize the 
continued existence of fin whale or North Atlantic right whale. NMFS is 
also consulting internally on the issuance of an IHA under section 
101(a)(5)(D) of the MMPA for this activity and the existing Biological 
Opinion may be amended to include an incidental take exemption for 
these marine mammal species, as appropriate.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to Bay State Wind for HRG survey activities during 
geophysical survey activities from April 2018 through March 2019, 
provided the previously mentioned mitigation, monitoring, and reporting 
requirements are incorporated. The proposed IHA language is provided 
next.
    This section contains a draft of the IHA itself. The wording 
contained in this section is proposed for inclusion in the IHA (if 
issued).
    Orsted/US Wind Power/Bay State Wind (Bay State Wind) (One 
International Place, 100 Oliver Street, Suite 2610, Boston, MA 02110) 
is hereby authorized under section 101(a)(5)(D) of the Marine Mammal 
Protection Act (16 U.S.C. 1371(a)(5)(D)) and 50 CFR 216.107, to harass 
marine mammals incidental to high-resolution geophysical (HRG) and 
geotechnical survey investigations associated with marine site 
characterization activities off the coast of Massachusetts in the area 
of the Commercial Lease of Submerged Lands for Renewable Energy 
Development on the Outer Continental Shelf (OCS-A 0500) (the Lease 
Area).
    1. This incidental harassment authorization (IHA) is valid for a 
period of one year from the date of issuance.
    2. This IHA is valid only for marine site characterization survey 
activity, as specified in the IHA application, in the Atlantic Ocean.
    3. General Conditions
    (a) A copy of this IHA must be in the possession of Bay State Wind, 
the vessel operator and other relevant personnel, the lead protected 
species observer (PSO), and any other relevant designees of Bay State 
Wind operating under the authority of this IHA.
    (b) The species authorized for taking are listed in Table 7. The 
taking, by harassment only, is limited to the species and numbers 
listed in Table 7. Any taking of species not listed in Table 7, or 
exceeding the authorized amounts listed in Table 7, is prohibited and 
may result in the modification, suspension, or revocation of this IHA.
    (c) The taking by serious injury or death of any species of marine 
mammal is prohibited and may result in the modification, suspension, or 
revocation of this IHA.
    (d) Bay State Wind shall ensure that the vessel operator and other 
relevant vessel personnel are briefed on all responsibilities, 
communication procedures, marine mammal monitoring protocols, 
operational procedures, and IHA requirements prior to the start of 
survey activity, and when relevant new personnel join the survey 
operations.
    4. Mitigation Requirements--the holder of this Authorization is 
required to implement the following mitigation measures:
    (a) Bay State Wind shall use at least four (4) NMFS-approved PSOs 
during HRG surveys. The PSOs must have no tasks other than to conduct 
observational effort, record observational data, and communicate with 
and instruct relevant vessel crew with regard to the presence of marine 
mammals and mitigation requirements.
    (b) Visual monitoring must begin no less than 30 minutes prior to 
initiation of survey equipment and must continue until 30 minutes after 
use of survey equipment ceases.
    (c) Exclusion Zones and Watch Zone--PSOs shall establish and 
monitor marine mammal Exclusion Zones and Watch Zones. The Watch Zone 
shall represent the extent of the maximum Level B harassment zone 
(1,166 m) or, as far as possible if the extent of the Zone is not fully 
visible. The Exclusion Zones are as follows:
    (i) a 75 m Exclusion Zone for harbor porpoises;
    (ii) a 100 m Exclusion Zone for large whales including sperm whales 
and mysticetes (except North Atlantic right whales);
    (iii) a 500 m Exclusion Zone for North Atlantic right whales;
    (iv) a 400 m Level B harassment monitoring zone for all marine 
mammals.
    (d) Shutdown requirements--If a marine mammal is observed within, 
entering, or approaching the relevant Exclusion Zones as described 
under 4(c) while geophysical survey equipment is operational, the 
geophysical survey equipment must be immediately shut down.
    (i) Any PSO on duty has the authority to call for shutdown of 
survey equipment. When there is certainty regarding the need for 
mitigation action on the basis of visual detection, the relevant PSO(s) 
must call for such action immediately.
    (ii) When a shutdown is called for by a PSO, the shutdown must 
occur and any dispute resolved only following shutdown.
    (iii) Shutdown of HRG survey equipment is also required upon 
confirmed passive acoustic monitoring (PAM) detection of a North 
Atlantic right whale at night, except in instances when the PAM 
detection of a North Atlantic right whale can be localized and the 
whale is confirmed as being beyond the 500 m EZ for right whales. The 
PAM operator on duty has the authority to call for shutdown of survey 
equipment based on confirmed acoustic detection of a North Atlantic 
right whale at night even in the absence of visual confirmation. When 
shutdown occurs based on confirmed PAM detection of a North Atlantic 
right whale at night, survey equipment may be re-started no sooner than 
30 minutes after the last confirmed acoustic detection.
    (iv) Upon implementation of a shutdown, survey equipment may be 
reactivated when all marine mammals have been confirmed by visual 
observation to have exited the relevant Exclusion Zone or an additional 
time period has elapsed with no further sighting of the animal that 
triggered the

[[Page 22466]]

shutdown (15 minutes for small delphinoid cetaceans and pinnipeds and 
30 minutes for all other species).
    (v) If geophysical equipment shuts down for reasons other than 
mitigation (i.e., mechanical or electronic failure) resulting in the 
cessation of the survey equipment for a period of less than 20 minutes, 
the equipment may be restarted as soon as practicable if visual surveys 
were continued diligently throughout the silent period and the relevant 
Exclusion Zones are confirmed by PSOs to have remained clear of marine 
mammals during the entire 20 minute period. If visual surveys were not 
continued diligently during the pause of 20 minutes or less, a 30 
minute pre-clearance period shall precede the restart of the 
geophysical survey equipment as described in 4(e). If the period of 
shutdown for reasons other than mitigation is greater than 20 minutes, 
a pre-clearance period shall precede the restart of the geophysical 
survey equipment as described in 4(e).
    (e) Pre-clearance observation--30 minutes of pre-clearance 
observation shall be conducted prior to initiation of geophysical 
survey equipment. Geophysical survey equipment shall not be initiated 
if marine mammals are observed within or approaching the relevant 
Exclusion Zones as described under 4(c) during the pre-clearance 
period. If a marine mammal is observed within or approaching the 
relevant Exclusion Zone during the pre-clearance period, geophysical 
survey equipment shall not be initiated until the animal(s) is 
confirmed by visual observation to have exited the relevant Exclusion 
Zone or until an additional time period has elapsed with no further 
sighting of the animal (15 minutes for small delphinoid cetaceans and 
pinnipeds and 30 minutes for all other species).
    (f) Ramp-up--when technically feasible, survey equipment shall be 
ramped up at the start or re-start of survey activities. Ramp-up will 
begin with the power of the smallest acoustic equipment at its lowest 
practical power output appropriate for the survey. When technically 
feasible the power will then be gradually turned up and other acoustic 
sources added in a way such that the source level would increase 
gradually.
    (g) Vessel Strike Avoidance--Vessel operator and crew must maintain 
a vigilant watch for all marine mammals and slow down or stop the 
vessel or alter course, as appropriate, to avoid striking any marine 
mammal, unless such action represents a human safety concern. Survey 
vessel crew members responsible for navigation duties shall receive 
site-specific training on marine mammal sighting/reporting and vessel 
strike avoidance measures. Vessel strike avoidance measures shall 
include the following, except under circumstances when complying with 
these requirements would put the safety of the vessel or crew at risk:
    (i) The vessel operator and crew shall maintain vigilant watch for 
cetaceans and pinnipeds, and slow down or stop the vessel to avoid 
striking marine mammals;
    (ii) The vessel operator will reduce vessel speed to 10 knots (18.5 
km/hr) or less when any large whale, any mother/calf pairs, whale or 
dolphin pods, or larger assemblages of non-delphinoid cetaceans are 
observed near (within 100 m (330 ft)) an underway vessel;
    (iii) The survey vessel will maintain a separation distance of 500 
m (1640 ft) or greater from any sighted North Atlantic right whale;
    (iv) If underway, the vessel must steer a course away from any 
sighted North Atlantic right whale at 10 knots (18.5 km/hr) or less 
until the 500 m (1640 ft) minimum separation distance has been 
established. If a North Atlantic right whale is sighted in a vessel's 
path, or within 500 m (330 ft) to an underway vessel, the underway 
vessel must reduce speed and shift the engine to neutral. Engines will 
not be engaged until the North Atlantic right whale has moved outside 
of the vessel's path and beyond 500 m. If stationary, the vessel must 
not engage engines until the North Atlantic right whale has moved 
beyond 500 m;
    (v) The vessel will maintain a separation distance of 100 m (330 
ft) or greater from any sighted non-delphinoid cetacean. If sighted, 
the vessel underway must reduce speed and shift the engine to neutral, 
and must not engage the engines until the non-delphinoid cetacean has 
moved outside of the vessel's path and beyond 100 m. If a survey vessel 
is stationary, the vessel will not engage engines until the non-
delphinoid cetacean has moved out of the vessel's path and beyond 100 
m;
    (vi) The vessel will maintain a separation distance of 50 m (164 
ft) or greater from any sighted delphinoid cetacean. Any vessel 
underway shall remain parallel to a sighted delphinoid cetacean's 
course whenever possible, and avoid excessive speed or abrupt changes 
in direction. Any vessel underway shall reduce vessel speed to 10 knots 
(18.5 km/hr) or less when pods (including mother/calf pairs) or large 
assemblages of delphinoid cetaceans are observed. Vessels may not 
adjust course and speed until the delphinoid cetaceans have moved 
beyond 50 m and/or the abeam of the underway vessel;
    (vii) All vessels underway will not divert or alter course in order 
to approach any whale, delphinoid cetacean, or pinniped. Any vessel 
underway will avoid excessive speed or abrupt changes in direction to 
avoid injury to the sighted cetacean or pinniped; and
    (viii) All vessels will maintain a separation distance of 50 m (164 
ft) or greater from any sighted pinniped.
    (ix) The vessel operator will comply with 10 knot (18.5 km/hr) or 
less speed restrictions in any Seasonal Management Area per NMFS 
guidance.
    (x) If NMFS should establish a Dynamic Management Area (DMA) in the 
area of the survey, within 24 hours of the establishment of the DMA Bay 
State Wind shall work with NMFS to shut down and/or alter survey 
activities to avoid the DMA as appropriate.
    5. Monitoring Requirements--The Holder of this Authorization is 
required to conduct marine mammal visual monitoring and PAM during 
geophysical survey activity. Monitoring shall be conducted in 
accordance with the following requirements:
    (a) A minimum of four NMFS-approved PSOs and a minimum of two 
certified PAM operator(s), operating in shifts, shall be employed by 
Bay State Wind during geophysical surveys.
    (b) Observations shall take place from the highest available 
vantage point on the survey vessel. General 360-degree scanning shall 
occur during the monitoring periods, and target scanning by PSOs shall 
occur when alerted of a marine mammal presence.
    (c) For monitoring around the autonomous surface vessel (ASV), a 
dual thermal/HD camera shall be installed on the mother vessel facing 
forward and angled in a direction so as to provide a field of view 
ahead of the vessel and around the ASV. PSOs shall be able to monitor 
the real-time output of the camera on hand-held computer tablets. 
Images from the cameras shall be able to be captured and reviewed to 
assist in verifying species identification. A monitor shall also be 
installed in the bridge displaying the real-time images from the 
thermal/HD camera installed on the front of the ASV itself, providing a 
further forward view of the craft. In addition, night-vision goggles 
with thermal clip-ons and a hand-held spotlight shall be provided and 
used such that PSOs can focus observations in any direction around the 
mother vessel and/or the ASV.
    (d) PSOs shall be equipped with binoculars and have the ability to 
estimate distances to marine mammals located in proximity to the vessel 
and/or Exclusion Zones using range finders.

[[Page 22467]]

Reticulated binoculars will also be available to PSOs for use as 
appropriate based on conditions and visibility to support the sighting 
and monitoring of marine species.
    (e) PAM shall be used during nighttime geophysical survey 
operations. The PAM system shall consist of an array of hydrophones 
with both broadband (sampling mid-range frequencies of 2 kHz to 200 
kHz) and at least one low-frequency hydrophone (sampling range 
frequencies of 75 Hz to 30 kHz). PAM operators shall communicate 
detections or vocalizations to the Lead PSO on duty who shall ensure 
the implementation of the appropriate mitigation measure.
    (f) During night surveys, night-vision equipment and infrared 
technology (as described in 5 (c) above) shall be used in addition to 
PAM.
    (g) PSOs and PAM operators shall work in shifts such that no one 
monitor will work more than 4 consecutive hours without a 2 hour break 
or longer than 12 hours during any 24-hour period. During daylight 
hours the PSOs shall rotate in shifts of 1 on and 3 off, and during 
nighttime operations PSOs shall work in pairs.
    (h) PAM operators shall also be on call as necessary during daytime 
operations should visual observations become impaired.
    (i) Position data shall be recorded using hand-held or vessel 
global positioning system (GPS) units for each sighting.
    (j) A briefing shall be conducted between survey supervisors and 
crews, PSOs, and Bay State Wind to establish responsibilities of each 
party, define chains of command, discuss communication procedures, 
provide an overview of monitoring purposes, and review operational 
procedures.
    (k) PSO qualifications shall include direct field experience on a 
marine mammal observation vessel and/or aerial surveys.
    (l) Data on all PAM/PSO observations shall be recorded based on 
standard PSO collection requirements. PSOs must use standardized data 
forms, whether hard copy or electronic. The following information shall 
be reported:
    (i) PSO names and affiliations.
    (ii) Dates of departures and returns to port with port name.
    (iii) Dates and times (Greenwich Mean Time) of survey effort and 
times corresponding with PSO effort.
    (iv) Vessel location (latitude/longitude) when survey effort begins 
and ends; vessel location at beginning and end of visual PSO duty 
shifts.
    (v) Vessel heading and speed at beginning and end of visual PSO 
duty shifts and upon any line change.
    (vi) Environmental conditions while on visual survey (at beginning 
and end of PSO shift and whenever conditions change significantly), 
including wind speed and direction, Beaufort sea state, Beaufort wind 
force, swell height, weather conditions, cloud cover, sun glare, and 
overall visibility to the horizon.
    (vii) Factors that may be contributing to impaired observations 
during each PSO shift change or as needed as environmental conditions 
change (e.g., vessel traffic, equipment malfunctions).
    (viii) Survey activity information, such as type of survey 
equipment in operation, acoustic source power output while in 
operation, and any other notes of significance (i.e., pre-clearance 
survey, ramp-up, shutdown, end of operations, etc.).
    (ix) If a marine mammal is sighted, the following information 
should be recorded:
    (A) Watch status (sighting made by PSO on/off effort, 
opportunistic, crew, alternate vessel/platform);
    (B) PSO who sighted the animal;
    (C) Time of sighting;
    (D) Vessel location at time of sighting;
    (E) Water depth;
    (F) Direction of vessel's travel (compass direction);
    (G) Direction of animal's travel relative to the vessel;
    (H) Pace of the animal;
    (I) Estimated distance to the animal and its heading relative to 
vessel at initial sighting;
    (J) Identification of the animal (e.g., genus/species, lowest 
possible taxonomic level, or unidentified); also note the composition 
of the group if there is a mix of species;
    (K) Estimated number of animals (high/low/best);
    (L) Estimated number of animals by cohort (adults, yearlings, 
juveniles, calves, group composition, etc.);
    (M) Description (as many distinguishing features as possible of 
each individual seen, including length, shape, color, pattern, scars or 
markings, shape and size of dorsal fin, shape of head, and blow 
characteristics);
    (N) Detailed behavior observations (e.g., number of blows, number 
of surfaces, breaching, spyhopping, diving, feeding, traveling; as 
explicit and detailed as possible; note any observed changes in 
behavior);
    (O) Animal's closest point of approach and/or closest distance from 
the center point of the acoustic source;
    (P) Platform activity at time of sighting (e.g., deploying, 
recovering, testing, data acquisition, other); and
    (Q) Description of any actions implemented in response to the 
sighting (e.g., delays, shutdown, ramp-up, speed or course alteration, 
etc.) and time and location of the action.
    6. Reporting--a technical report shall be provided to NMFS within 
90 days after completion of survey activities that fully documents the 
methods and monitoring protocols, summarizes the data recorded during 
monitoring, estimates the number of marine mammals that may have been 
taken during survey activities, describes the effectiveness of the 
various mitigation techniques (i.e., visual observations during day and 
night compared to PAM detections/operations), provides an 
interpretation of the results and effectiveness of all monitoring 
tasks, and includes an assessment of the effectiveness of night vision 
equipment used during nighttime surveys, including comparisons of 
relative effectiveness among the different types of night vision 
equipment used. Any recommendations made by NMFS shall be addressed in 
the final report prior to acceptance by NMFS.
    (a) Reporting injured or dead marine mammals:
    (i) In the event that the specified activity clearly causes the 
take of a marine mammal in a manner not authorized by this IHA, such as 
serious injury or mortality, Bay State Wind shall immediately cease the 
specified activities and immediately report the incident to the NMFS 
Office of Protected Resources ((301) 427-8400) and the NMFS Northeast 
Stranding Coordinator ((866) 755-6622). The report must include the 
following information:
    (A) Time, date, and location (latitude/longitude) of the incident;
    (B) Vessel's speed during and leading up to the incident;
    (C) Description of the incident;
    (D) Status of all sound source use in the 24 hours preceding the 
incident;
    (E) Water depth;
    (F) Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
    (G) Description of all marine mammal observations in the 24 hours 
preceding the incident;
    (H) Species identification or description of the animal(s) 
involved;
    (I) Fate of the animal(s); and
    (J) Photographs or video footage of the animal(s).
    Activities shall not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS will work with Bay State 
Wind to determine what measures are necessary to minimize the 
likelihood of

[[Page 22468]]

further prohibited take and ensure MMPA compliance. Bay State Wind may 
not resume their activities until notified by NMFS.
    (ii) In the event that Bay State Wind discovers an injured or dead 
marine mammal, and the lead PSO determines that the cause of the injury 
or death is unknown and the death is relatively recent (e.g., in less 
than a moderate state of decomposition), Bay State Wind shall 
immediately report the incident to the NMFS Office of Protected 
Resources ((301) 427-8400) and the NMFS Northeast Stranding Coordinator 
((866) 755-6622). The report must include the same information 
identified in condition 6(b)(i) of this IHA. Activities may continue 
while NMFS reviews the circumstances of the incident. NMFS will work 
with Bay State Wind to determine whether additional mitigation measures 
or modifications to the activities are appropriate.
    (iii) In the event that Bay State Wind discovers an injured or dead 
marine mammal, and the lead PSO determines that the injury or death is 
not associated with or related to the specified activities (e.g., 
previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), Bay State Wind shall report the 
incident to the NMFS Office of Protected Resources ((301) 427-8400) and 
the NMFS Northeast Stranding Coordinator ((866) 755-6622), within 24 
hours of the discovery. Bay State Wind shall provide photographs or 
video footage or other documentation of the sighting to NMFS.
    7. This Authorization may be modified, suspended or withdrawn if 
the holder fails to abide by the conditions prescribed herein, or if 
NMFS determines the authorized taking is having more than a negligible 
impact on the species or stock of affected marine mammals.

Request for Public Comments

    We request comment on our analyses, the draft authorization, and 
any other aspect of this Notice of Proposed IHA for the proposed marine 
site characterization surveys. Please include with your comments any 
supporting data or literature citations to help inform our final 
decision on the request for MMPA authorization.
    On a case-by-case basis, NMFS may issue a one-year renewal IHA 
without additional notice when (1) another year of identical or nearly 
identical activities as described in the Specified Activities section 
is planned, or (2) the activities would not be completed by the time 
the IHA expires and renewal would allow completion of the activities 
beyond that described in the Dates and Duration section, provided all 
of the following conditions are met:
     A request for renewal is received no later than 60 days 
prior to expiration of the current IHA.
     The request for renewal must include the following:
    (1) An explanation that the activities to be conducted beyond the 
initial dates either are identical to the previously analyzed 
activities or include changes so minor (e.g., reduction in pile size) 
that the changes do not affect the previous analyses, take estimates, 
or mitigation and monitoring requirements; and
    (2) A preliminary monitoring report showing the results of the 
required monitoring to date and an explanation showing that the 
monitoring results do not indicate impacts of a scale or nature not 
previously analyzed or authorized;
     Upon review of the request for renewal, the status of the 
affected species or stocks, and any other pertinent information, NMFS 
determines that there are no more than minor changes in the activities, 
the mitigation and monitoring measures remain the same and appropriate, 
and the original findings remain valid.

    Dated: May 10, 2018.
Elaine T. Saiz,
Acting Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2018-10333 Filed 5-14-18; 8:45 am]
 BILLING CODE 3510-22-P



                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                            22443

                                               the government of Québec, the U.S.                     SUMMARY:   The NAFTA Secretariat has                  ACTION:Notice; proposed incidental
                                               Department of Commerce, The Boeing                      received motions filed on behalf of                   harassment authorization; request for
                                               Company, the government of the United                   Bombardier, Inc. and C Series Aircraft                comments.
                                               Kingdom, and the European                               Limited Partnership, the government of
                                               Commission requesting the termination                   Canada, the U.S. Department of                        SUMMARY:    NMFS has received an
                                               of panel review in the 100- to 150-Seat                 Commerce, and The Boeing Company,                     application from Orsted (U.S.) LLC/Bay
                                               Large Civil Aircraft from Canada: Final                 requesting the termination of panel                   State Wind LLC (Bay State Wind) for an
                                               Affirmative Countervailing Duty                         review in the 100- to 150-Seat Large                  Incidental Harassment Authorization
                                               Determination (Civil Aircraft CVD)                      Civil Aircraft from Canada: Affirmative               (IHA) to take marine mammals, by
                                               dispute.                                                Determination of Sales at Less Than Fair              harassment, incidental to high-
                                                 Given all the participants have filed                 Value (Civil Aircraft AD) dispute.                    resolution geophysical (HRG) survey
                                               motions requesting termination and                                                                            investigations associated with marine
                                                                                                         Given all the participants have filed               site characterization activities off the
                                               pursuant to Rule 71(2) of the NAFTA                     motions requesting termination and
                                               Rules of Procedure for Article 1904                                                                           coast of Massachusetts in the area of the
                                                                                                       pursuant to Rule 71(2) of the NAFTA                   Commercial Lease of Submerged Lands
                                               Binational Panel Reviews (Rules), the                   Rules of Procedure for Article 1904
                                               NAFTA Civil Aircraft CVD dispute has                                                                          for Renewable Energy Development on
                                                                                                       Binational Panel Reviews (Rules), the                 the Outer Continental Shelf (OCS–A
                                               been terminated.                                        NAFTA Civil Aircraft AD dispute has
                                                 As a result, and in accordance with                                                                         0500) (the Lease Area). Pursuant to the
                                                                                                       been terminated.                                      Marine Mammal Protection Act
                                               Rule 78(a), notice is hereby given that
                                                                                                         As a result, and in accordance with                 (MMPA), NMFS is requesting comments
                                               panel review of the NAFTA Civil
                                                                                                       Rule 78(a), notice is hereby given that               on its proposal to issue an IHA to Bay
                                               Aircraft CVD dispute has been
                                                                                                       panel review of the NAFTA Civil                       State Wind to incidentally take, by
                                               completed effective May 7, 2018.
                                                                                                       Aircraft AD dispute has been completed                Level A and Level B harassment, small
                                               FOR FURTHER INFORMATION CONTACT: Paul                   applicable May 2, 2018.                               numbers of marine mammals during the
                                               E. Morris, United States Secretary,                                                                           specified activities. NMFS will consider
                                               NAFTA Secretariat, Room 2061, 1401                      FOR FURTHER INFORMATION CONTACT:    Paul
                                                                                                                                                             public comments prior to making any
                                               Constitution Avenue NW, Washington,                     E. Morris, United States Secretary,
                                                                                                                                                             final decision on the issuance of the
                                               DC 20230, (202) 482–5438.                               NAFTA Secretariat, Room 2061, 1401
                                                                                                                                                             requested MMPA authorizations and
                                                                                                       Constitution Avenue NW, Washington,
                                               SUPPLEMENTARY INFORMATION: Chapter                                                                            agency responses will be summarized in
                                                                                                       DC 20230, (202) 482–5438.
                                               19 of Article 1904 of NAFTA provides                                                                          the final notice of our decision.
                                               a dispute settlement mechanism                          SUPPLEMENTARY INFORMATION:    Chapter                 DATES: Comments and information must
                                               involving trade remedy determinations                   19 of Article 1904 of NAFTA provides                  be received no later than June 14, 2018.
                                               issued by the government of the United                  a dispute settlement mechanism                        ADDRESSES: Comments should be
                                               States, the government of Canada, and                   involving trade remedy determinations                 addressed to Jolie Harrison, Chief,
                                               the government of Mexico. There are                     issued by the government of the United                Permits and Conservation Division,
                                               established Rules, which were adopted                   States, the government of Canada, and                 Office of Protected Resources, National
                                               by the three governments and require                    the government of Mexico. There are                   Marine Fisheries Service. Physical
                                               Notices of Completion of Panel Review                   established Rules, which were adopted                 comments should be sent to 1315 East-
                                               to be published in accordance with Rule                 by the three governments and require                  West Highway, Silver Spring, MD 20910
                                               78. For the complete Rules, please see                  Notices of Completion of Panel Review                 and electronic comments should be sent
                                               https://www.nafta-sec-alena.org/Home/                   to be published in accordance with Rule               to ITP.Youngkin@noaa.gov.
                                               Texts-of-the-Agreement/Rules-of-                        78. For the complete Rules, please see                   Instructions: NMFS is not responsible
                                               Procedure/Article-1904.                                 https://www.nafta-sec-alena.org/Home/                 for comments sent by any other method,
                                                 Dated: May 9, 2018.                                   Texts-of-the-Agreement/Rules-of-                      to any other address or individual, or
                                               Paul E. Morris,                                         Procedure/Article-1904.                               received after the end of the comment
                                               U.S. Secretary, NAFTA Secretariat.                      Paul E. Morris,                                       period. Comments received
                                               [FR Doc. 2018–10229 Filed 5–14–18; 8:45 am]             U.S. Secretary, NAFTA Secretariat.                    electronically, including all
                                               BILLING CODE 3510–GT–P                                  [FR Doc. 2018–10228 Filed 5–14–18; 8:45 am]
                                                                                                                                                             attachments, must not exceed a 25-
                                                                                                                                                             megabyte file size. Attachments to
                                                                                                       BILLING CODE 3510–GT–P
                                                                                                                                                             electronic comments will be accepted in
                                               DEPARTMENT OF COMMERCE                                                                                        Microsoft Word or Excel or Adobe PDF
                                                                                                       DEPARTMENT OF COMMERCE                                file formats only. All comments
                                               International Trade Administration                                                                            received are a part of the public record
                                                                                                       National Oceanic and Atmospheric                      and will generally be posted online at
                                               North American Free Trade Agreement                     Administration                                        www.fisheries.noaa.gov/national/
                                               (NAFTA), Binational Panel Reviews:                                                                            marine-mammal-protection/incidental-
                                               Notice of Completion of Panel Review                                                                          take-authorizations-construction-
                                                                                                       RIN 0648–XF926
                                               AGENCY:  United States Section, NAFTA                                                                         activities without change. All personal
                                               Secretariat, International Trade                        Takes of Marine Mammals Incidental to                 identifying information (e.g., name,
                                               Administration, Department of                           Specified Activities; Taking Marine                   address) voluntarily submitted by the
                                               Commerce                                                Mammals Incidental to Site                            commenter may be publicly accessible.
daltland on DSKBBV9HB2PROD with NOTICES




                                                                                                       Characterization Surveys Off the Coast                Do not submit confidential business
                                               ACTION: Notice of Completion of Panel                                                                         information or otherwise sensitive or
                                               Review in the matter of 100- to 150-Seat                of Massachusetts
                                                                                                                                                             protected information.
                                               Large Civil Aircraft from Canada: Final
                                                                                                       AGENCY:  National Marine Fisheries                    FOR FURTHER INFORMATION CONTACT: Dale
                                               Affirmative Determination of Sales at
                                                                                                       Service (NMFS), National Oceanic and                  Youngkin, Office of Protected
                                               Less Than Fair Value (Secretariat File
                                                                                                       Atmospheric Administration (NOAA),                    Resources, NMFS, (301) 427–8401.
                                               Number: USA–CDA–2018–1904–02).
                                                                                                       Commerce.                                             Electronic copies of the application and


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                                               22444                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               supporting documents, as well as a list                 accordance with the National                          support the characterization of the
                                               of the references cited in this document,               Environmental Policy Act (NEPA), to                   existing seabed and subsurface
                                               may be obtained online at:                              evaluate the issuance of wind energy                  geological conditions in the Lease Area.
                                               www.fisheries.noaa.gov/national/                        leases covering the entirety of the                   This information is necessary to support
                                               marine-mammal-protection/incidental-                    Massachusetts Wind Energy Area                        the final siting, design, and installation
                                               take-authorizations-construction-                       (including the OCS–A 0500 Lease Area),                of offshore project facilities, turbines
                                               activities. In case of problems accessing               and the approval of site assessment                   and subsea cables within the project
                                               these documents, please call the contact                activities within those leases (BOEM,                 area as well as to collect the data
                                               listed above.                                           2014). NMFS previously adopted                        necessary to support the review
                                               SUPPLEMENTARY INFORMATION:                              BOEM’s EA and issued a Finding of No                  requirements associated with Section
                                                                                                       Significant Effect (FONSI) for similar                106 of the National Historic
                                               Background
                                                                                                       work in 2016 (81 FR 56589, August 22,                 Preservation Act of 1966, as amended.
                                                  Sections 101(a)(5)(A) and (D) of the                 2016).                                                Underwater sound resulting from Bay
                                               MMPA (16 U.S.C. 1361 et seq.) direct                       NMFS has reviewed the BOEM EA                      State Wind’s proposed site
                                               the Secretary of Commerce (as delegated                 and our previous FONSI and has                        characterization surveys has the
                                               to NMFS) to allow, upon request, the                    preliminarily determined that this                    potential to result in incidental take of
                                               incidental, but not intentional, taking of              action is consistent with categories of               marine mammals. This take of marine
                                               small numbers of marine mammals by                      activities identified in CE B4 of the                 mammals is anticipated to be in the
                                               U.S. citizens who engage in a specified                 Companion Manual for NOAA                             form of harassment and no serious
                                               activity (other than commercial fishing)                Administrative Order 216–6A, which do                 injury or mortality is anticipated, nor is
                                               within a specified geographical region if               not individually or cumulatively have                 any authorized in this IHA.
                                               certain findings are made and either                    the potential for significant impacts on
                                               regulations are issued or, if the taking is                                                                   Dates and Duration
                                                                                                       the quality of the human environment
                                               limited to harassment, a notice of a                    and for which we have not identified                    HRG surveys of the wind turbine
                                               proposed authorization is provided to                   any extraordinary circumstances that                  generator (WTG) and offshore substation
                                               the public for review.                                  would preclude this categorical                       (OSS) areas are anticipated to
                                                  An authorization for incidental                      exclusion. Accordingly, NMFS has                      commence no earlier than June 1, 2018
                                               takings shall be granted if NMFS finds                  preliminarily determined that the                     and will last for approximately 60 days,
                                               that the taking will have a negligible                  issuance of the proposed IHA qualifies                including estimated weather down time.
                                               impact on the species or stock(s), will                 to be categorically excluded from                     Likewise, the Export Cable Route HRG
                                               not have an unmitigable adverse impact                  further NEPA review. We will review all               surveys are anticipated to commence no
                                               on the availability of the species or                   comments submitted in response to this                earlier than June 1, 2018 and will last
                                               stock(s) for subsistence uses (where                    notice prior to concluding our NEPA                   approximately 40 days (including
                                               relevant), and if the permissible                       process or making a final decision on                 estimated weather down time). Offshore
                                               methods of taking and requirements                      the IHA request.                                      and near coastal shallow water regions
                                               pertaining to the mitigation, monitoring                                                                      of the HRG survey will occur within the
                                               and reporting of such takings are set                   Summary of Request
                                                                                                                                                             same 40-day timeframe. Surveys are
                                               forth.                                                    On October 20, 2017 NMFS received                   anticipated to commence upon issuance
                                                  NMFS has defined ‘‘negligible                        an application from Bay State Wind for                of the requested IHA, if appropriate.
                                               impact’’ in 50 CFR 216.103 as an impact                 the taking of marine mammals
                                               resulting from the specified activity that              incidental to HRG and geotechnical                    Specified Geographic Region
                                               cannot be reasonably expected to, and is                survey investigations off the coast of                  Bay State Wind’s survey activities
                                               not reasonably likely to, adversely affect              Massachusetts in the OCS–A 0500 Lease                 will occur in the approximately
                                               the species or stock through effects on                 Area, designated and offered by the                   187,532-acre Lease Area designated and
                                               annual rates of recruitment or survival.                BOEM, to support the development of                   offered by BOEM, located
                                                  The MMPA states that the term ‘‘take’’               an offshore wind project. Bay State                   approximately 14 miles (mi) south of
                                               means to harass, hunt, capture, kill or                 Wind’s request is for take, by Level A                Martha’s Vineyard, Massachusetts at its
                                               attempt to harass, hunt, capture, or kill               and Level B harassment, of a small                    closest point, as well as within 2
                                               any marine mammal.                                      number of 10 species or stocks of
                                                  Except with respect to certain                                                                             potential export cable routes to
                                                                                                       marine mammals. Neither the applicant                 Somerset, MA and to Falmouth, MA
                                               activities not pertinent here, the MMPA                 nor NMFS expects serious injury or
                                               defines ‘‘harassment’’ as any act of                                                                          (see Figure 1–1 of the IHA application).
                                                                                                       mortality to result from this activity                The Lease Area falls within the
                                               pursuit, torment, or annoyance which (i)                and, therefore, an IHA is appropriate.
                                               has the potential to injure a marine                                                                          Massachusetts Wind Energy Area (MA
                                                                                                         NMFS previously issued an IHA to                    WEA).
                                               mammal or marine mammal stock in the                    Bay State Wind (then operating under
                                               wild (Level A harassment); or (ii) has                  DONG Energy) for similar work (FR 81                  Detailed Description of Specified
                                               the potential to disturb a marine                       56589, August 22, 2016). Bay State                    Activities
                                               mammal or marine mammal stock in the                    Wind complied with all the
                                               wild by causing disruption of behavioral                                                                        Marine site characterization surveys
                                                                                                       requirements (e.g., mitigation,                       will include the following HRG survey
                                               patterns, including, but not limited to,                monitoring, and reporting) of the
                                               migration, breathing, nursing, breeding,                                                                      activities:
                                                                                                       previous IHA and information regarding                  • Depth sounding (multibeam depth
                                               feeding, or sheltering (Level B
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                                                                                                       their monitoring results may be found in              sounder) to determine water depths and
                                               harassment).                                            the Estimated Take section.                           general bottom topography;
                                               National Environmental Policy Act                       Description of the Specified Activity                   • Magnetic intensity measurements
                                               (NEPA)                                                                                                        for detecting local variations in regional
                                                 The U.S. Bureau of Ocean Energy                       Overview                                              magnetic field from geological strata and
                                               Management (BOEM) prepared an                            Bay State Wind proposes to conduct                   potential ferrous objects on and below
                                               Environmental Assessment (EA) in                        HRG surveys in the Lease Area to                      the bottom;


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                                                            22445

                                                 • Seafloor imaging (sidescan sonar                        subsurface stratigraphy as needed (soils                    survey equipment will be confirmed
                                               survey) for seabed sediment                                 down to 75–100 m below seabed).                             prior to the start of the HRG survey
                                               classification purposes, to identify                           Table 1 identifies the representative                    program. Only the make and model of
                                               natural and man-made acoustic targets                       survey equipment that is being                              the HRG equipment may change, not the
                                               resting on the bottom as well as any                        considered in support of the HRG                            types of equipment or the addition of
                                               anomalous features;                                         survey activities. The make and model                       equipment with characteristics that
                                                 • Shallow penetration sub-bottom                          of the listed HRG equipment will vary                       might have effects beyond (i.e., resulting
                                               profiler (pinger/chirp) to map the near                     depending on availability, but will be                      in larger ensonified areas) those
                                               surface stratigraphy (top 0–5 meter (m)                     finalized as part of the survey                             considered in this proposed IHA. None
                                               soils below seabed); and                                    preparations and contract negotiations                      of the proposed HRG survey activities
                                                 • Medium penetration sub-bottom                           with the survey contractor, and                             will result in the disturbance of bottom
                                               profiler (sparker) to map deeper                            therefore the final selection of the                        habitat in the Lease Area.

                                                                      TABLE 1—SUMMARY OF REPRESENTATIVE BAY STATE WIND HRG SURVEY EQUIPMENT
                                                                                                                                       Source level                                              Pulse                       Pulse
                                                                                                 Operating                                                          Beamwidth
                                                      HRG equipment                                                                    reported by                                              duration                   repetition
                                                                                                frequencies                                                          (degree)
                                                                                                                                       manufacturer                                             (millisec)                 rate (Hz)

                                                                                                                        USBL & GAPS Transceiver

                                               Sonardyne Ranger 2 USBL               19–34 kHz ............................    206 dBpk/200 dBRMS ............    180 ................     8–16 .................     1
                                                 HPT 5/7000.
                                               Sonardyne Ranger 2 USBL               19–34 kHz ............................    194 dBpk/188 dBRMS ............    180 ................     8–16 .................     3
                                                 HPT 5/7000.
                                               Easytrak Nexus 2 USBL .......         18–32 kHz ............................    198 dBpk/192 dBRMS ............    180 ................     10 .....................   1
                                               IxSea GAPS System .............       20–30 kHz ............................    191 dBpk/188 dBRMS ............    200 ................     10 .....................   10

                                                                                                                           Sidescan Sonar (SSS)

                                               EdgeTech 4200 dual fre-               300 or 600 kHz ....................       208–213 dBpk/205–210               0.5–0.26 × 50            2.8–12 ..............      5–55
                                                 quency SSS.                                                                     dBRMS.

                                                                                                                          Multibeam Sonar (MBS)

                                               R2 Sonic 2024 Multipbeam              200–400 kHz ........................      229 dBpk/162 dBRMS ............    0.5 × 1 256              0.15–0.5 ...........       60
                                                 Echosounder.                                                                                                       beams.
                                               Kongsberg EM2040C Dual                200–400 kHz ........................      210 dBpk/204.5 dBRMS .........     1 × 1 ..............     3 or 12 .............      Up to 50
                                                 Head.

                                                                                                                       Sub-Bottom Profilers (SBP)

                                               Edgetech 3200 XS 216 Shal-            2–16 kHz ..............................   208–213 dBpk/205–210               17 ..................    20 .....................   10
                                                 low SBP.                                                                        dBRMS.
                                               Innomar SES–2000 Medium               85–115 kHz ..........................     250 dBpk/243 dBRMS ............    1 ....................   0.07–2 ..............      40
                                                 SBP.
                                               Innomar SES–2000 Standard             85–115 kHz ..........................     243 dBpk/236 dBRMS ............    1 ....................   0.07–2 ..............      60
                                                 SBP.

                                                                                                                                   Sparkers

                                               GeoMarine Geo-Source ........         0.2–5 kHz .............................   220 dBpk/205 dBRMS ............    30 ..................    3.8 ....................   2

                                                                                                                                   Boomers

                                               Applied Acoustics S-Boom              0.250–8 Hz ...........................    220 dBpk/216 dBRMS ............    25–35 ............       0.3–0.5 .............      3
                                                 Triple Plate Boomer.

                                               Applied Acoustics S-Boom              0.1–5 kHz .............................   209 dBpk/203 dBpeak ............   30 ..................    0.3–0.5 .............      3
                                                 Boomer.



                                                 The deployment of HRG survey                              to occur in the Lease Area during survey                       The equipment positioning systems
                                               equipment, including the use of                             activities (Table 2), the noise produced                    use vessel-based underwater acoustic
                                               intermittent, impulsive sound-                              by the ultra short baseline (USBL) and                      positioning to track equipment in very
                                               producing equipment operating below                         global acoustic positioning system                          shallow to very deep water. Using
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                                               200 kilohertz (kHz), has the potential to                   (GAPS) transceiver systems; sub-bottom                      pulsed acoustic signals, the systems
                                               cause acoustic harassment to marine                         profilers; sparkers; and boomers fall                       calculate the position of a subsea target
                                               mammals. Based on the frequency                             within the established marine mammal                        by measuring the range (distance) and
                                               ranges of the equipment to be used in                       hearing ranges and have the potential to                    bearing from a vessel-mounted
                                               support of the HRG survey activities                        result in harassment of marine                              transceiver to a small acoustic
                                               (Table 1) and the hearing ranges of the                     mammals.                                                    transponder (the acoustic beacon, or
                                               marine mammals that have the potential                                                                                  pinger) fitted to the target. Equipment


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                                               22446                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               positioning systems will be operational                 toward potential landfall locations                   the shallow end reach of the larger
                                               at all times during HRG survey data                     (Extensions 1a, 1b, and 1c; see Figure 1–             vessel. The ASV can be used for
                                               acquisition (i.e, concurrent with the                   1 inset in the application). Each                     nearshore operations and shallow work
                                               sub-bottom profiler operation). Sub-                    extension is 820 ft (250 m) wide. The                 (20 ft (6 m) and less) in a ‘‘manned’’
                                               bottom profiling systems identify and                   total estimated trackline miles are                   configuration.
                                               measure various marine sediment layers                  approximately 350 mile (mi) (563 km);                    The ASV and mother vessel will
                                               that exist below the sediment/water                     and                                                   acquire survey data in tandem and the
                                               interface. A sound source emits an                         Æ Lot 2 consists of a 3,281-ft (1,000              ASV will be kept within sight of the
                                               acoustic signal vertically downwards                    m) wide survey corridor in the offshore               mother vessel at all times. The ASV will
                                               into the water and a receiver monitors                  region of the export cable route. The                 operate autonomously along a parallel
                                               the return signal that has been reflected               total estimated trackline miles are                   track to, and slightly ahead of, the
                                               off the sea floor. Some of the acoustic                 approximately 678 mi (1,091 km);                      mother vessel at a distance set to
                                               signal will penetrate the seabed and be                    • Phase I Development Area—This                    prevent crossed signaling of survey
                                               reflected when it encounters a boundary                 area comprises Lot 3, which consists of               equipment (within 2,625 ft (800 m)).
                                               between two layers that have different                  the locations for the WTG and OSS as                  During data acquisition surveyors have
                                               acoustic impedance. The system uses                     well as inter-array cable segments. The               full control of the data being acquired
                                               this reflected energy to provide                        trackline is estimated to be                          and have the ability to make changes to
                                               information on sediment layers beneath                  approximately 1,768 mi (2,845 km) and                 settings such as power, gain, range scale
                                               the sediment-water interface. A shallow                 would be comprised of:                                etc. in real time. Surveyors will also be
                                               penetration sub-bottom profiler will be                    Æ 656-ft (200 m) radius around the                 able to monitor the data as it is acquired
                                               used to map the near surface                            planned locations for OSS;                            by the ASV utilizing a real time IP radio
                                               stratigraphy of the Lease Area. The                        Æ 492-ft (150 m) radius around the                 link. For each 12 hour shift, an ASV
                                               shallow penetration sub-bottom profiler                 planned locations for WTGs;                           technician will be assigned to manage
                                               is a precisely controlled hull/pole                        Æ 246-ft (75 m) radius around                      the vessel during his or her shift to
                                               mounted ‘‘chirp’’ system that emits                     planned locations for inter-array cable               ensure the vehicle is operating properly
                                               high-energy sounds used to penetrate                    segments; and                                         and to take over control of the vehicle
                                               and profile the shallow (top 0–5 m soils                   • Export Cable Route to Falmouth,                  should the need arise. The ASV is
                                               below seabed) sediments of the seafloor.                MA—This area will be split into two                   outfitted with an array of cameras,
                                               A Geo-Source 600/800, or similar                        Lots reflecting the boundary between                  radars, thermal equipment and AIS, all
                                               model, medium-penetration sub-bottom                    State and Federal waters and coinciding               of which is monitored in real time by
                                               profiler (sparker) will be used to map                  with the 3-nautical mile boundary:                    the ASV technician. This includes a
                                               deeper subsurface stratigraphy in the                      Æ Lot 4 consists of a 3,281-ft (1,000              forward-facing dual thermal/HD camera
                                               Lease Area as needed (soils down to 75–                 m) wide survey corridor in the offshore               installed on the mother vessel to
                                               100 m below seabed).                                    region of the cable route. The estimated              provide a field of view ahead of the
                                                  Given the size of the Lease Area                     trackline would be approximately 1,400                vessel and around the ASV, forward-
                                               (187,532 acres), to minimize cost, the                  mi (2.253 km);                                        facing thermal camera on the ASV itself
                                               duration of survey activities, and the                     Æ Lot 5 consists of a 1,640-ft (500 m)             with a real-time monitor display
                                               period of potential impact on marine                    wide survey corridor in the near coastal              installed on the mother vessel bridge,
                                               species, Bay State Wind has proposed                    shallow water region of the cable route.              and use of night-vision goggles with
                                               conducting survey operations 24 hours                   The total estimated trackline would be                thermal clip-ons for monitoring around
                                               per day in the offshore areas. Based on                 approximately 67 mi (108 km).                         the mother vessel and ASV.
                                               24-hour operations, the estimated                          Multiple vessels will be utilized to               Additionally, there will be 2 survey
                                               duration of the survey activities would                 conduct site characterization survey                  technicians per shift assigned to acquire
                                               be approximately 60 days (including                     activities in the locations of the WTG                the ASV survey data.
                                               estimated weather down time). For the                   and OSS, two offshore segments of the                    Proposed mitigation, monitoring, and
                                               nearshore/landfall area, a small vessel                 export cable route, and nearshore/cable               reporting measures are described in
                                               with a draft sufficient to survey shallow               landfall area. For the near coastal                   detail later in this document (please see
                                               waters will be needed. Only daylight                    shallow water regions of the Export                   ‘‘Proposed Mitigation’’ and ‘‘Proposed
                                               operations will be used to survey the                   Cable Routes (Lots 1 and 5; Refer to                  Monitoring and Reporting’’).
                                               nearshore/landfall, and will require an                 Figure 1 and Pages 3–4 of the
                                                                                                       application for description of Lots), up              Description of Marine Mammals in the
                                               estimated 40 days to complete                                                                                 Area of the Specified Activity
                                               (including estimated weather down                       to two small vessels with a draft
                                               time). Offshore and near coastal shallow                sufficient to survey shallow waters (up                  Sections 3 and 4 of Bay State Wind’s
                                               water regions of the HRG survey will                    to 72 feet (ft) (22 m)) are planned to be             IHA application summarize available
                                               occur within the same 40-day                            used. For the WTG and OSS and                         information regarding the status and
                                               timeframe.                                              offshore regions of the two Export Cable              trends, distribution and habitat
                                                  The survey area consists of several                  Routes (Lots 3, 2, and 4, respectively),              preferences, and behavior and life
                                               sections (Lots) as described below:                     up to three large vessels (approximately              history of the potentially affected
                                                  • Export Cable Route to Somerset,                    170 ft (52 m) in length) will conduct                 species. Additional information
                                               MA—This export cable route will be                      survey operations. In Lots 3 and 4 (WTG               regarding population trends and threats
                                               split into two Lots reflecting the                      and OSS locations and offshore portion                may be found in NMFS’s Stock
                                               boundary between State and Federal                      of the Export Cable Route to Falmouth),               Assessment Reports (SAR; http://
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                                               waters, which also coincides with the 3                 one large vessel will serve as a ‘‘mother             www.nmfs.noaa.gov/pr/sars/
                                               nautical mile maritime boundary:                        vessel’’ to a smaller (41 ft (12.5 m))                species.htm) and more general
                                                  Æ Lot 1 consists of a 1,640-ft (500 m)               autonomous surface vessel (ASV) that                  information can be found about these
                                               wide survey corridor from the 3-nautical                may be used to ‘force multiply’ survey                species (e.g., physical and behavioral
                                               mile maritime boundary near coastal                     production. Additionally, the ASV will                descriptions) may be found on NMFS’
                                               shallow water, at which point the                       also capture data in water depths                     website (http://www.nmfs.noaa.gov/pr/
                                               corridor splits into three extensions                   shallower than 26 ft (8 m)), increasing               species/mammals/).


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                                                                                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                                                                                     22447

                                                 Table 2 lists all marine mammal                                           that stock to reach or maintain its                                            abundance estimates for most species
                                               species with expected occurrence in the                                     optimum sustainable population (as                                             represent the total estimate of
                                               Northwest Atlantic Outer Continental                                        described in NMFS’ SARs). While no                                             individuals within the geographic area,
                                               Shelf (OCS) and summarizes                                                  mortality is anticipated or authorized                                         if known, that comprise that stock. For
                                               information related to the population or                                    here, PBR and annual serious injury and                                        some species, this geographic area may
                                               stock, including regulatory status under                                    mortality from anthropogenic sources                                           extend beyond U.S. waters. All managed
                                               the MMPA and Endangered Species Act                                         are included here as gross indicators of                                       stocks in this region are assessed in
                                               (ESA) as well as potential biological                                       the status of the species and other                                            NMFS’ U.S. Atlantic Ocean SARs (e.g.,
                                               removal (PBR), where known. For                                             threats.                                                                       Hayes et al., 2017). All values presented
                                               taxonomy, we follow the Committee on                                          Marine mammal abundance estimates                                            in Table 2 are the most recent available
                                               Taxonomy (2016). PBR is defined by the                                      presented in this document represent                                           at the time of publication and are
                                               MMPA as the maximum number of                                               the total number of individuals that                                           available in the 2016 SARs (Hayes et al.,
                                               animals, not including natural                                              make up a given stock or the total                                             2017) and draft 2017 SARs (available
                                               mortalities, that may be removed from a                                     number estimated within a particular                                           online at: http://www.nmfs.noaa.gov/pr/
                                               marine mammal stock while allowing                                          study or survey area. NMFS’ stock                                              sars/draft.htm).
                                                                      TABLE 2—MARINE MAMMALS KNOWN TO OCCUR IN THE WATERS OF SOUTHERN NEW ENGLAND
                                                                                                                                                                                    Stock                                                                          Annual
                                                      Common name                            Scientific name                    ESA/MMPA status 1                                 abundance                                Stock                        PBR        M/SI 3
                                                                                                                                                                                  (CV; Nmin) 2

                                                                                                                                          Toothed Whales (Odontoceti)

                                               Atlantic white-sided dol-              Lagenorhynchus acutus                 N/A ..................................       48,819 (0.61; 30,403) ......         W. North Atlantic ...........                304          74
                                                 phin.
                                               Atlantic spotted dolphin ....          Stenella frontalis ..............     N/A ...................................      44,715 (0.43; 31,610) ......         W. North Atlantic .............              316            0
                                               Bottlenose dolphin .........           Tursiops truncatus ........           Northern coastal stock                       11,548 (0.36; 8,620) ........        W. North Atlantic,                            86        1–7.5
                                                                                                                              is Strategic.                                                                    Northern Migratory
                                                                                                                                                                                                               Coastal.
                                               Clymene dolphin ...............        Stenella clymene .............        N/A ...................................      Unknown ..........................   W. North Atlantic .............         Unknown               0
                                               Fraser’s dolphin ................      Lagenodelphis hosei .......           N/A ...................................      Unknown ..........................   W. North Atlantic .............         Unknown               0
                                               Pan-tropical spotted dol-              Stenella attenuata ...........        N/A ...................................      3,333 (0.91; 1,733) ..........       W. North Atlantic .............              17               0
                                                 phin.
                                               Risso’s dolphin .................      Grampus griseus .............         N/A ...................................      18,250 (0.46; 12,619) ......         W. North Atlantic .............              126         53.6
                                               Rough-toothed dolphin .....            Steno bredanensis ..........          N/A ...................................      271 (1.0; 134) ..................    W. North Atlantic .............               1.3           0
                                               Short-beaked common                    Delphinus delphis ..........          N/A ..................................       70,184 (0.28; 55,690) ......         W. North Atlantic ...........                557          409
                                                 dolphin.
                                               Striped dolphin ..................     Stenella coeruleoalba ......          N/A ...................................      54,807 (0.3; 42,804) ........        W. North Atlantic .............             428               0
                                               Spinner dolphin .................      Stenella longirostris .........       N/A ...................................      Unknown ..........................   W. North Atlantic .............         Unknown               0
                                               White-beaked dolphin .......           Lagenorhynchus                        N/A ...................................      2,003 (0.94; 1,023) ..........       W. North Atlantic .............              10               0
                                                                                        albirostris.
                                               Harbor porpoise ..............         Phocoena phocoena .....               N/A ..................................       79,833 (0.32; 61,415) ......         Gulf of Maine/Bay of                         706         437
                                                                                                                                                                                                               Fundy.
                                               Killer whale .......................   Orcinus orca ....................     N/A ...................................      Unknown ..........................   W. North Atlantic .............         Unknown            0
                                               Pygmy killer whale ............        Feresa attenuata .............        N/A ...................................      Unknown ..........................   W. North Atlantic .............         Unknown            0
                                               False killer whale ..............      Pseudorca crassidens .....            Strategic ..........................         442 (1.06; 212) ................     W. North Atlantic .............              2.1     Unknown
                                               Long-finned pilot whale ....           Globicephala melas .........          N/A ...................................      5,636 (0.63; 3,464) ..........       W. North Atlantic .............               35          38
                                               Short-finned pilot whale ....          Globicephala                          N/A ...................................      21,515 (0.37; 15,913) ......         W. North Atlantic .............             159          192
                                                                                        macrorhynchus.
                                               Sperm whale ...................        Physeter                              Endangered ....................              2,288 (0.28; 1,815) ..........       North Atlantic .................             3.6          0.8
                                                                                        macrocephalus.
                                               Pigmy sperm whale ..........           Kogia breviceps ...............       N/A   ...................................    3,785 (0.47; 2,598) 4 ........       W.   North   Atlantic   .............        21           3.5
                                               Dwarf sperm whale ...........          Kogia sima .......................    N/A   ...................................    3,785 (0.47; 2,598) 4 ........       W.   North   Atlantic   .............        21           3.5
                                               Cuvier’s beaked whale .....            Ziphius cavirostris ............      N/A   ...................................    6,532 (0.32; 5,021) ..........       W.   North   Atlantic   .............        50           0.4
                                               Blainville’s beaked whale              Mesoplodon densirostris ..            N/A   ...................................    7,092 (0.54; 4,632) 5 ........       W.   North   Atlantic   .............        46           0.2
                                               Gervais’ beaked whale .....            Mesoplodon europaeus ...              N/A   ...................................    7,092 (0.54; 4,632) 5 ........       W.   North   Atlantic   .............        46             0
                                               True’s beaked whale ........           Mesoplodon mirus ...........          N/A   ...................................    7,092 (0.54; 4,632) 5 ........       W.   North   Atlantic   .............        46             0
                                               Sowerby’s beaked whale ..              Mesoplodon bidens .........           N/A   ...................................    7,092 (0.54; 4,632) 5 ........       W.   North   Atlantic   .............        46             0
                                               Northern bottlenose whale              Hyperoodon ampullatus ...             N/A   ...................................    Unknown ..........................   W.   North   Atlantic   .............   Unknown             0
                                               Melon-headed whale ........            Peponocephala electra ....            N/A   ...................................    Unknown ..........................   W.   North   Atlantic   .............   Unknown             0

                                                                                                                                            Baleen Whales (Mysticeti)

                                               Minke whale ....................       Balaenoptera                          N/A ..................................       2,591 (0.81; 1,425) ..........       Canadian East Coast .....                       14       8.25
                                                                                        acutorostrata.
                                               Blue whale ........................    Balaenoptera musculus ...             Endangered .....................             Unknown (Unknown; 440)               W. North Atlantic .............              0.9     Unknown
                                               Fin whale .........................    Balaenoptera physalus                 Endangered ....................              1,618 (0.33; 1,234) ..........       W. North Atlantic ...........                2.5          3.8
                                               Humpback whale ............            Megaptera novaeangliae                N/A ..................................       823 (0; 823) .....................   Gulf of Maine ..................              13         9.05
                                               North Atlantic right whale             Eubalaena glacialis ..........        Endangered .....................             440 (0; 440) .....................   W. North Atlantic .............                1         5.66
                                               Sei whale ..........................   Balaenoptera borealis ......          Endangered .....................             357 (0.52; 236) ................     Nova Scotia .....................            0.5          0.8

                                                                                                                                             Earless Seals (Phocidae)
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                                               Gray seals .......................     Halichoerus grypus .......            N/A    ..................................    424,300 (0.16; 371,444) ..           W.   North Atlantic ...........         Unknown         4,937
                                               Harbor seals ....................      Phoca vitulina ................       N/A    ..................................    75,834 (0.15; 66,884) ......         W.   North Atlantic ...........            2,006          389
                                               Hooded seals ....................      Cystophora cristata ..........        N/A   ...................................    Unknown ..........................   W.   North Atlantic .............       Unknown      Unknown
                                               Harp seal ..........................   Phoca groenlandica .........          N/A   ...................................    8,300,000 (Unknown) ......           W.   North Atlantic .............       Unknown      Unknown
                                                 Note: Species information in bold italics are species expected to be taken and proposed for authorization; others are not expected or proposed to be taken.
                                                 1 A strategic stock is defined as any marine mammal stock: (1) For which the level of direct human-caused mortality exceeds the potential biological removal (PBR)
                                               level; (2) which is declining and likely to be listed as threatened under the Endangered Species Act (ESA); or (3) which is listed as threatened or endangered under
                                               the ESA or as depleted under the Marine Mammal Protection Act (MMPA).



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                                               22448                           Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                                 2 NMFS    stock assessment reports online at: www.nmfs.noaa.gov/pr/sars. CV = coefficient of variarion; Nmin = minimum estimate of stock abundance.
                                                  3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury (M/SI) from all sources combined (e.g., commercial
                                               fisheries, ship strike, etc.). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with es-
                                               timated mortality due to commercial fisheries is presented in some cases.
                                                  4 This estimate may include both the dwarf and pygmy sperm whales.
                                                  5 This estimate includes Gervais’ and Blainville’s beaked whales and undifferentiated Mesoplodon spp. beaked whales.
                                                  Sources: Hayes et al., 2016, Waring et al., 2015; Waring et al., 2013; Waring et al., 2011; Warring et al., 2010; RI SAMP, 2011; Kenney and Vigness-Raposa,
                                               2009; NMFS, 2012.


                                                  There are 38 species of marine                       For example, while white-beaked                        with the entire range not necessarily
                                               mammals that potentially occur in the                   dolphins (Lagenorhynchus albirostris)                  reflecting the capabilities of every
                                               Northwest Atlantic OCS region (BOEM,                    are likely to occur in the nearby waters               species within that group):
                                               2014) (Table 2). The majority of these                  surrounding the survey area (i.e., within                 • Low-frequency cetaceans
                                               species are pelagic and/or more                         40 nautical miles (74 kilometers (km)),                (mysticetes): generalized hearing is
                                               northern species, or are so rarely sighted              they are not likely to occur within the                estimated to occur between
                                               that their presence in the Lease Area is                survey area, and beaked whales are                     approximately 7 Hertz (Hz) and 35 kHz;
                                               unlikely. Five marine mammal species                    likely to occur in the region to the south                • Mid-frequency cetaceans (larger
                                               are listed under the ESA and are known                  of the survey area, but not within 40                  toothed whales, beaked whales, and
                                               to be present, at least seasonally, in the              nautical miles (74 km) (Right Whale                    most delphinids): generalized hearing is
                                               waters of Southern New England: Blue                    Consortium, 2014). Therefore, only                     estimated to occur between
                                               whale, fin whale, right whale, sei whale,               north Atlantic right whales, humpback                  approximately 150 Hz and 160 kHz;
                                               and sperm whale. These species are                      whales, fin whales, sperm whales,                         • High-frequency cetaceans
                                               highly migratory and do not spend                       minke whales, bottlenose dolphins,                     (porpoises, river dolphins, and members
                                               extended periods of time in a localized                 short-beaked common dolphins,                          of the genera Kogia and
                                               area; the waters of Southern New                        Atlantic white-sided dolphins, harbor                  Cephalorhynchus; including two
                                               England (including the Lease Area) are                  porpoises, harbor seals, and gray seals                members of the genus Lagenorhynchus,
                                               primarily used as a stopover point for                  are considered in this analysis.                       on the basis of recent echolocation data
                                               these species during seasonal                                                                                  and genetic data): generalized hearing is
                                               movements north or south between                        Marine Mammal Hearing
                                                                                                                                                              estimated to occur between
                                               important feeding and breeding                             Hearing is the most important sensory               approximately 275 Hz and 160 kHz.
                                               grounds. While the fin and right whales                 modality for marine mammals                               • Pinnipeds in water; Phocidae (true
                                               have the potential to occur within the                  underwater, and exposure to                            seals): generalized hearing is estimated
                                               Lease Area, the sperm, blue, and sei                    anthropogenic sound can have                           to occur between approximately 50 Hz
                                               whales are more pelagic and/or northern                 deleterious effects. To appropriately                  to 86 kHz;
                                               species, and though their presence                      assess the potential effects of exposure                  • Pinnipeds in water; Otariidae (eared
                                               within the Lease Area is possible, they                 to sound, it is necessary to understand                seals): generalized hearing is estimated
                                               are considered less common with                         the frequency ranges marine mammals                    to occur between 60 Hz and 39 kHz.
                                               regards to sightings. Because the                       are able to hear. Current data indicate                   The pinniped functional hearing
                                               potential for blue whales and sei whales                that not all marine mammal species                     group was modified from Southall et al.
                                               to occur within the Lease Area during                   have equal hearing capabilities (e.g.,                 (2007) on the basis of data indicating
                                               the marine survey period is unlikely,                   Richardson et al., 1995; Wartzok and                   that phocid species have consistently
                                               these species will not be described                     Ketten, 1999; Au and Hastings, 2008).                  demonstrated an extended frequency
                                               further in this analysis. Sperm whales                  To reflect this, Southall et al. (2007)                range of hearing compared to otariids,
                                               are known to occur occasionally in the                  recommended that marine mammals be                     especially in the higher frequency range
                                               region, but their sightings are                         divided into functional hearing groups                 (Hemilä et al., 2006; Kastelein et al.,
                                               considered rare and thus their presence                 based on directly measured or estimated                2009; Reichmuth and Holt, 2013).
                                               in the Lease Area at the time of the                    hearing ranges on the basis of available                  For more detail concerning these
                                               proposed activities is considered                       behavioral response data, audiograms                   groups and associated frequency ranges,
                                               unlikely. However, based on a recent                    derived using auditory evoked potential                please see NMFS (2016) for a review of
                                               increase in sightings, they are included                techniques, anatomical modeling, and                   available information. Eleven marine
                                               in the discussion below.                                other data. Note that no direct                        mammal species (nine cetacean and two
                                                  The following species are both                       measurements of hearing ability have                   pinniped (both phocid) species) have
                                               common in the waters of the OCS south                   been successfully completed for                        the reasonable potential to co-occur
                                               of Massachusetts and have the highest                   mysticetes (i.e., low-frequency                        with the proposed survey activities.
                                               likelihood of occurring, at least                       cetaceans). Subsequently, NMFS (2016)                  Please refer to Table 2. Of the cetacean
                                               seasonally, in the Lease Area:                          described generalized hearing ranges for               species that may be present, five are
                                               Humpback whale (Megaptera                               these marine mammal hearing groups.                    classified as low-frequency cetaceans
                                               novaeangliae), minke whale                              Generalized hearing ranges were chosen                 (i.e., all mysticete species), four are
                                               (Balaenoptera acutorostrata), harbor                    based on the approximately 65 decibels                 classified as mid-frequency cetaceans
                                               porpoise (Phocoena phocoena),                           (dB) threshold from the normalized                     (i.e., all delphinid and ziphiid species
                                               bottlenose dolphin (Tursiops truncatus),                composite audiograms, with the                         and the sperm whale), and one is
                                               short-beaked common dolphin                             exception for lower limits for low-                    classified as high-frequency cetacean
                                               (Delphinus delphis), harbor seal (Phoca                 frequency cetaceans where the lower                    (i.e., harbor porpoise).
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                                               vitulina), and gray seal (Halichorus                    bound was deemed to be biologically
                                               grypus). In general, the remaining non-                 implausible and the lower bound from                   Potential Effects of the Specified
                                               ESA listed marine mammal species                        Southall et al. (2007) retained. The                   Activity on Marine Mammals and Their
                                               listed in Table 2 range outside the                     functional groups and the associated                   Habitat
                                               survey area, usually in more pelagic                    frequencies are indicated below (note                    This section includes a summary and
                                               waters, or are so rarely sighted that their             that these frequency ranges correspond                 discussion of the ways that components
                                               presence in the survey area is unlikely.                to the range for the composite group,                  of the specified activity may impact


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                             22449

                                               marine mammals and their habitat. The                   Naturally occurring sounds such as                    sonar operations, crews will measure
                                               ‘‘Estimated Take by Incidental                          lightning, rain, sub-sea earthquakes, and             oceanic conditions, such as sea water
                                               Harassment’’ section later in this                      biological sounds (e.g., snapping                     temperature and depth, to calibrate
                                               document includes a quantitative                        shrimp, whale songs) are widespread                   models that determine the path the
                                               analysis of the number of individuals                   throughout the world’s oceans. Marine                 sonar signal will take as it travels
                                               that are expected to be taken by this                   mammals produce sounds in various                     through the ocean and how strong the
                                               activity. The ‘‘Negligible Impact                       contexts and use sound for various                    sound signal will be at a given range
                                               Analysis and Determination’’ section                    biological functions including, but not               along a particular transmission path). As
                                               considers the content of this section, the              limited to: (1) Social interactions; (2)              sound travels through the ocean, the
                                               ‘‘Estimated Take by Incidental                          foraging; (3) orientation; and (4)                    intensity associated with the wavefront
                                               Harassment’’ section, and the ‘‘Proposed                predator detection. Interference with                 diminishes, or attenuates. This decrease
                                               Mitigation’’ section, to draw                           producing or receiving these sounds                   in intensity is referred to as propagation
                                               conclusions regarding the likely impacts                may result in adverse impacts. Audible                loss, also commonly called transmission
                                               of these activities on the reproductive                 distance, or received levels of sound                 loss.
                                               success or survivorship of individuals                  depend on the nature of the sound
                                                                                                                                                             Hearing Impairment
                                               and how those impacts on individuals                    source, ambient noise conditions, and
                                               are likely to impact marine mammal                      the sensitivity of the receptor to the                   Marine mammals may experience
                                               species or stocks.                                      sound (Richardson et al., 1995). Type                 temporary or permanent hearing
                                                                                                       and significance of marine mammal                     impairment when exposed to loud
                                               Background on Sound                                                                                           sounds. Hearing impairment is
                                                                                                       reactions to sound are likely dependent
                                                  Sound is a physical phenomenon                       on a variety of factors including, but not            classified by temporary threshold shift
                                               consisting of minute vibrations that                    limited to, (1) the behavioral state of the           (TTS) and permanent threshold shift
                                               travel through a medium, such as air or                 animal (e.g., feeding, traveling, etc.); (2)          (PTS). There are no empirical data for
                                               water, and is generally characterized by                frequency of the sound; (3) distance                  onset of PTS in any marine mammal;
                                               several variables. Frequency describes                  between the animal and the source; and                therefore, PTS-onset must be estimated
                                               the sound’s pitch and is measured in Hz                 (4) the level of the sound relative to                from TTS-onset measurements and from
                                               or kHz, while sound level describes the                 ambient conditions (Southall et al.,                  the rate of TTS growth with increasing
                                               sound’s intensity and is measured in                    2007).                                                exposure levels above the level eliciting
                                               dB. Sound level increases or decreases                     When sound travels (propagates) from               TTS-onset. PTS is considered auditory
                                               exponentially with each dB of change.                   its source, its loudness decreases as the             injury (Southall et al., 2007) and occurs
                                               The logarithmic nature of the scale                     distance traveled by the sound                        in a specific frequency range and
                                               means that each 10-dB increase is a 10-                 increases. Thus, the loudness of a sound              amount. Irreparable damage to the inner
                                               fold increase in acoustic power (and a                  at its source is higher than the loudness             or outer cochlear hair cells may cause
                                               20-dB increase is then a 100-fold                       of that same sound a kilometer away.                  PTS; however, other mechanisms are
                                               increase in power). A 10-fold increase in               Acousticians often refer to the loudness              also involved, such as exceeding the
                                               acoustic power does not mean that the                   of a sound at its source (typically                   elastic limits of certain tissues and
                                               sound is perceived as being 10 times                    referenced to one meter from the source)              membranes in the middle and inner ears
                                               louder, however. Sound levels are                       as the source level and the loudness of               and resultant changes in the chemical
                                               compared to a reference sound pressure                  sound elsewhere as the received level                 composition of the inner ear fluids
                                               (micro-Pascal) to identify the medium.                  (i.e., typically the receiver). For                   (Southall et al., 2007). Given the higher
                                               For air and water, these reference                      example, a humpback whale 3 km from                   level of sound, longer durations of
                                               pressures are ‘‘re: 20 micro pascals                    a device that has a source level of 230               exposure necessary to cause PTS as
                                               (mPa)’’ and ‘‘re: 1 mPa,’’ respectively.                dB may only be exposed to sound that                  compared with TTS, and the small zone
                                               Root mean square (RMS) is the                           is 160 dB loud, depending on how the                  within which sound levels would
                                               quadratic mean sound pressure over the                  sound travels through water (e.g.,                    exceed criteria for onset of PTS, it is
                                               duration of an impulse. RMS is                          spherical spreading (6 dB reduction                   considerably less likely that PTS would
                                               calculated by squaring all of the sound                 with doubling of distance) was used in                occur during the proposed HRG surveys.
                                               amplitudes, averaging the squares, and                  this example). As a result, it is
                                               then taking the square root of the                                                                            Temporary Threshold Shift
                                                                                                       important to understand the difference
                                               average (Urick, 1975). RMS accounts for                 between source levels and received                       TTS is the mildest form of hearing
                                               both positive and negative values;                      levels when discussing the loudness of                impairment that can occur during
                                               squaring the pressures makes all values                 sound in the ocean or its impacts on the              exposure to a loud sound (Kryter, 1985).
                                               positive so that they may be accounted                  marine environment.                                   While experiencing TTS, the hearing
                                               for in the summation of pressure levels.                   As sound travels from a source, its                threshold rises and a sound must be
                                               This measurement is often used in the                   propagation in water is influenced by                 stronger in order to be heard. At least in
                                               context of discussing behavioral effects,               various physical characteristics,                     terrestrial mammals, TTS can last from
                                               in part because behavioral effects,                     including water temperature, depth,                   minutes or hours to (in cases of strong
                                               which often result from auditory cues,                  salinity, and surface and bottom                      TTS) days, can be limited to a particular
                                               may be better expressed through                         properties that cause refraction,                     frequency range, and can occur to
                                               averaged units rather than by peak                      reflection, absorption, and scattering of             varying degrees (i.e., a loss of a certain
                                               pressures.                                              sound waves. Oceans are not                           number of dBs of sensitivity). For sound
                                                                                                       homogeneous and the contribution of                   exposures at or somewhat above the
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                                               Acoustic Impacts                                        each of these individual factors is                   TTS threshold, hearing sensitivity in
                                                 HRG survey equipment use during the                   extremely complex and interrelated.                   both terrestrial and marine mammals
                                               geophysical surveys may temporarily                     The physical characteristics that                     recovers rapidly after exposure to the
                                               impact marine mammals in the area due                   determine the sound’s speed through                   noise ends.
                                               to elevated in-water sound levels.                      the water will change with depth,                        Marine mammal hearing plays a
                                               Marine mammals are continually                          season, geographic location, and with                 critical role in communication with
                                               exposed to many sources of sound.                       time of day (as a result, in actual active            conspecifics and in interpretation of


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                                               22450                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               environmental cues for purposes such                    mysticetes (of note, the source operating             would more likely avoid a loud sound
                                               as predator avoidance and prey capture.                 characteristics of some of Bay State                  source rather than swim in such close
                                               Depending on the degree (elevation of                   Wind’s proposed HRG survey                            proximity as to result in TTS. Kremser
                                               threshold in dB), duration (i.e., recovery              equipment—i.e., the equipment                         et al. (2005) noted that the probability
                                               time), and frequency range of TTS and                   positioning systems—are unlikely to be                of a cetacean swimming through the
                                               the context in which it is experienced,                 audible to mysticetes). For summaries of              area of exposure when a sub-bottom
                                               TTS can have effects on marine                          data on TTS in marine mammals or for                  profiler emits a pulse is small—because
                                               mammals ranging from discountable to                    further discussion of TTS onset                       if the animal was in the area, it would
                                               serious. For example, a marine mammal                   thresholds, please see NMFS (2016),                   have to pass the transducer at close
                                               may be able to readily compensate for                   Southall et al. (2007), Finneran and                  range in order to be subjected to sound
                                               a brief, relatively small amount of TTS                 Jenkins (2012), and Finneran (2015).                  levels that could cause temporary
                                               in a non-critical frequency range that                     Scientific literature highlights the               threshold shift and would likely exhibit
                                               takes place during a time when the                      inherent complexity of predicting TTS                 avoidance behavior to the area near the
                                               animals is traveling through the open                   onset in marine mammals, as well as the               transducer rather than swim through at
                                               ocean, where ambient noise is lower                     importance of considering exposure                    such a close range. Further, the
                                               and there are not as many competing                     duration when assessing potential                     restricted beam shape of the sub-bottom
                                               sounds present. Alternatively, a larger                 impacts (Mooney et al., 2009a, 2009b;                 profiler and other HRG survey
                                               amount and longer duration of TTS                       Kastak et al., 2007). Generally, with                 equipment makes it unlikely that an
                                               sustained during a time when                            sound exposures of equal energy,                      animal would be exposed more than
                                               communication is critical for successful                quieter sounds (lower sound pressure                  briefly during the passage of the vessel.
                                               mother/calf interactions could have                     level (SPL)) of longer duration were                  Boebel et al. (2005) concluded similarly
                                               more serious impacts if it were in the                  found to induce TTS onset more than                   for single and multibeam echosounders,
                                               same frequency band as the necessary                    louder sounds (higher SPL) of shorter                 and more recently, Lurton (2016)
                                               vocalizations and of a severity that it                 duration (more similar to sub-bottom                  conducted a modeling exercise and
                                               impeded communication. The fact that                    profilers). For intermittent sounds, less             concluded similarly that likely potential
                                               animals exposed to levels and durations                 threshold shift will occur than from a                for acoustic injury from these types of
                                               of sound that would be expected to                      continuous exposure with the same                     systems is negligible, but that behavioral
                                               result in this physiological response                   energy (some recovery will occur                      response cannot be ruled out. Animals
                                               would also be expected to have                          between intermittent exposures) (Kryter               may avoid the area around the survey
                                               behavioral responses of a comparatively                 et al., 1966; Ward, 1997). For sound                  vessels, thereby reducing exposure. Any
                                               more severe or sustained nature is also                 exposures at or somewhat above the                    disturbance to marine mammals is
                                               notable and potentially of more                         TTS-onset threshold, hearing sensitivity              likely to be in the form of temporary
                                               importance than the simple existence of                 recovers rapidly after exposure to the                avoidance or alteration of opportunistic
                                               a TTS.                                                  sound ends; intermittent exposures                    foraging behavior near the survey
                                                                                                       recover faster in comparison with                     location.
                                                  Currently, TTS data only exist for four              continuous exposures of the same
                                               species of cetaceans (bottlenose                        duration (Finneran et al., 2010). NMFS                Masking
                                               dolphin, beluga whale, harbor porpoise,                 considers TTS as Level B harassment                      Masking is the obscuring of sounds of
                                               and Yangtze finless porpoise) and three                 that is mediated by physiological effects             interest to an animal by other sounds,
                                               species of pinnipeds (northern elephant                 on the auditory system; however, NMFS                 typically at similar frequencies. Marine
                                               seal, harbor seal, and California sea lion)             does not consider TTS-onset to be the                 mammals are highly dependent on
                                               exposed to a limited number of sound                    lowest level at which Level B                         sound, and their ability to recognize
                                               sources (i.e., mostly tones and octave-                 harassment may occur.                                 sound signals amid other sound is
                                               band noise) in laboratory settings (e.g.,                  Marine mammals in the Lease Area                   important in communication and
                                               Finneran et al., 2002 and 2010;                         during the HRG survey are unlikely to                 detection of both predators and prey
                                               Nachtigall et al., 2004; Kastak et al.,                 incur TTS hearing impairment due to                   (Tyack, 2000). Background ambient
                                               2005; Lucke et al., 2009; Mooney et al.,                the characteristics of the sound sources,             sound may interfere with or mask the
                                               2009; Popov et al., 2011; Finneran and                  which include low source levels (208 to               ability of an animal to detect a sound
                                               Schlundt, 2010). In general, harbor seals               221 dB re 1 mPa-m) and generally very                 signal even when that signal is above its
                                               (Kastak et al., 2005; Kastelein et al.,                 short pulses and duration of the sound.               absolute hearing threshold. Even in the
                                               2012a) and harbor porpoises (Lucke et                   Even for high-frequency cetacean                      absence of anthropogenic sound, the
                                               al., 2009; Kastelein et al., 2012b) have                species (e.g., harbor porpoises), which               marine environment is often loud.
                                               a lower TTS onset than other measured                   may have increased sensitivity to TTS                 Natural ambient sound includes
                                               pinniped or cetacean species. However,                  (Lucke et al., 2009; Kastelein et al.,                contributions from wind, waves,
                                               even for these animals, which are better                2012b), individuals would have to make                precipitation, other animals, and (at
                                               able to hear higher frequencies and may                 a very close approach and also remain                 frequencies above 30 kHz) thermal
                                               be more sensitive to higher frequencies,                very close to vessels operating these                 sound resulting from molecular
                                               exposures on the order of approximately                 sources in order to receive multiple                  agitation (Richardson et al., 1995).
                                               170 dBRMS or higher for brief transient                 exposures at relatively high levels, as                  Background sound may also include
                                               signals are likely required for even                    would be necessary to cause TTS.                      anthropogenic sound, and masking of
                                               temporary (recoverable) changes in                      Intermittent exposures—as would occur                 natural sounds can result when human
                                               hearing sensitivity that would likely not               due to the brief, transient signals                   activities produce high levels of
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                                               be categorized as physiologically                       produced by these sources—require a                   background sound. Conversely, if the
                                               damaging (Lucke et al., 2009).                          higher cumulative SEL to induce TTS                   background level of underwater sound
                                               Additionally, the existing marine                       than would continuous exposures of the                is high (e.g., on a day with strong wind
                                               mammal TTS data come from a limited                     same duration (i.e., intermittent                     and high waves), an anthropogenic
                                               number of individuals within these                      exposure results in lower levels of TTS)              sound source would not be detectable as
                                               species. There are no data available on                 (Mooney et al., 2009a; Finneran et al.,               far away as would be possible under
                                               noise-induced hearing loss for                          2010). Moreover, most marine mammals                  quieter conditions and would itself be


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                             22451

                                               masked. Ambient sound is highly                         response is behavioral avoidance of the               have entered a pre-pathological or
                                               variable on continental shelves                         potential stressor or avoidance of                    pathological state which is called
                                               (Thompson, 1965; Myrberg, 1978;                         continued exposure to a stressor. An                  ‘‘distress’’ (Seyle, 1950) or ‘‘allostatic
                                               Desharnais et al., 1999). This results in               animal’s second line of defense to                    loading’’ (McEwen and Wingfield,
                                               a high degree of variability in the range               stressors involves the sympathetic part               2003). This pathological state will last
                                               at which marine mammals can detect                      of the autonomic nervous system and                   until the animal replenishes its biotic
                                               anthropogenic sounds.                                   the classical ‘‘fight or flight’’ response            reserves sufficient to restore normal
                                                  Although masking is a phenomenon                     which includes the cardiovascular                     function. Note that these examples
                                               which may occur naturally, the                          system, the gastrointestinal system, the              involved a long-term (days or weeks)
                                               introduction of loud anthropogenic                      exocrine glands, and the adrenal                      stress response exposure to stimuli.
                                               sounds into the marine environment at                   medulla to produce changes in heart                      Relationships between these
                                               frequencies important to marine                         rate, blood pressure, and gastrointestinal            physiological mechanisms, animal
                                               mammals increases the severity and                      activity that humans commonly                         behavior, and the costs of stress
                                               frequency of occurrence of masking. For                 associate with ‘‘stress.’’ These responses            responses have also been documented
                                               example, if a baleen whale is exposed to                have a relatively short duration and may              fairly well through controlled
                                               continuous low-frequency sound from                     or may not have significant long-term                 experiments; because this physiology
                                               an industrial source, this would reduce                 effect on an animal’s welfare.                        exists in every vertebrate that has been
                                               the size of the area around that whale                     An animal’s third line of defense to               studied, it is not surprising that stress
                                               within which it can hear the calls of                   stressors involves its neuroendocrine                 responses and their costs have been
                                               another whale. The components of                        systems; the system that has received                 documented in both laboratory and free-
                                               background noise that are similar in                    the most study has been the                           living animals (for examples see,
                                               frequency to the signal in question                     hypothalamus-pituitary-adrenal system                 Holberton et al., 1996; Hood et al., 1998;
                                               primarily determine the degree of                       (also known as the HPA axis in                        Jessop et al., 2003; Krausman et al.,
                                               masking of that signal. In general, little              mammals or the hypothalamus-                          2004; Lankford et al., 2005; Reneerkens
                                               is known about the degree to which                      pituitary-interrenal axis in fish and                 et al., 2002; Thompson and Hamer,
                                               marine mammals rely upon detection of                   some reptiles). Unlike stress responses               2000). Information has also been
                                               sounds from conspecifics, predators,                    associated with the autonomic nervous                 collected on the physiological responses
                                               prey, or other natural sources. In the                  system, virtually all neuro-endocrine                 of marine mammals to exposure to
                                               absence of specific information about                   functions that are affected by stress—                anthropogenic sounds (Fair and Becker,
                                               the importance of detecting these                       including immune competence,                          2000; Romano et al., 2002). For
                                               natural sounds, it is not possible to                   reproduction, metabolism, and                         example, Rolland et al. (2012) found
                                               predict the impact of masking on marine                 behavior—are regulated by pituitary                   that noise reduction from reduced ship
                                               mammals (Richardson et al., 1995). In                   hormones. Stress-induced changes in                   traffic in the Bay of Fundy was
                                               general, masking effects are expected to                the secretion of pituitary hormones have              associated with decreased stress in
                                               be less severe when sounds are transient                been implicated in failed reproduction                North Atlantic right whales. In a
                                               than when they are continuous.                          (Moberg, 1987; Rivier, 1995), altered                 conceptual model developed by the
                                               Masking is typically of greater concern                 metabolism (Elasser et al., 2000),                    Population Consequences of Acoustic
                                               for those marine mammals that utilize                   reduced immune competence (Blecha,                    Disturbance (PCAD) working group,
                                               low-frequency communications, such as                   2000), and behavioral disturbance.                    serum hormones were identified as
                                               baleen whales, because of how far low-                  Increases in the circulation of                       possible indicators of behavioral effects
                                               frequency sounds propagate.                             glucocorticosteroids (cortisol,                       that are translated into altered rates of
                                                  Marine mammal communications                         corticosterone, and aldosterone in                    reproduction and mortality.
                                               would not likely be masked appreciably                  marine mammals; see Romano et al.,                       Studies of other marine animals and
                                               by the sub-profiler or pingers’ signals                 2004) have been equated with stress for               terrestrial animals would also lead us to
                                               given the directionality of the signal and              many years.                                           expect some marine mammals to
                                               the brief period when an individual                        The primary distinction between                    experience physiological stress
                                               mammal is likely to be within its beam.                 stress (which is adaptive and does not                responses and, perhaps, physiological
                                                                                                       normally place an animal at risk) and                 responses that would be classified as
                                               Non-Auditory Physical Effects (Stress)                  distress is the biotic cost of the                    ‘‘distress’’ upon exposure to high
                                                  Classic stress responses begin when                  response. During a stress response, an                frequency, mid-frequency and low-
                                               an animal’s central nervous system                      animal uses glycogen stores that can be               frequency sounds. For example, Jansen
                                               perceives a potential threat to its                     quickly replenished once the stress is                (1998) reported on the relationship
                                               homeostasis. That perception triggers                   alleviated. In such circumstances, the                between acoustic exposures and
                                               stress responses regardless of whether a                cost of the stress response would not                 physiological responses that are
                                               stimulus actually threatens the animal;                 pose a risk to the animal’s welfare.                  indicative of stress responses in humans
                                               the mere perception of a threat is                      However, when an animal does not have                 (for example, elevated respiration and
                                               sufficient to trigger a stress response                 sufficient energy reserves to satisfy the             increased heart rates). Jones (1998)
                                               (Moberg, 2000; Seyle, 1950). Once an                    energetic costs of a stress response,                 reported on reductions in human
                                               animal’s central nervous system                         energy resources must be diverted from                performance when faced with acute,
                                               perceives a threat, it mounts a biological              other biotic function, which impairs                  repetitive exposures to acoustic
                                               response or defense that consists of a                  those functions that experience the                   disturbance. Trimper et al. (1998)
                                               combination of the four general                         diversion. For example, when mounting                 reported on the physiological stress
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                                               biological defense responses: Behavioral                a stress response diverts energy away                 responses of osprey to low-level aircraft
                                               responses, autonomic nervous system                     from growth in young animals, those                   noise while Krausman et al. (2004)
                                               responses, neuroendocrine responses, or                 animals may experience stunted growth.                reported on the auditory and physiology
                                               immune responses.                                       When mounting a stress response                       stress responses of endangered Sonoran
                                                  In the case of many stressors, an                    diverts energy from a fetus, an animal’s              pronghorn to military overflights. Smith
                                               animal’s first and sometimes most                       reproductive success and its fitness will             et al. (2004a, 2004b), for example,
                                               economical (in terms of biotic costs)                   suffer. In these cases, the animals will              identified noise-induced physiological


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                                               22452                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               transient stress responses in hearing-                  physiological stress responses in marine                 Studies that address responses of low-
                                               specialist fish (i.e., goldfish) that                   mammals.                                              frequency cetaceans to sounds include
                                               accompanied short- and long-term                                                                              data gathered in the field and related to
                                                                                                       Behavioral Disturbance
                                               hearing losses. Welch and Welch (1970)                                                                        several types of sound sources,
                                               reported physiological and behavioral                      Behavioral responses to sound are                  including: vessel noise, drilling and
                                               stress responses that accompanied                       highly variable and context-specific. An              machinery playback, low-frequency M-
                                               damage to the inner ears of fish and                    animal’s perception of and response to                sequences (sine wave with multiple
                                               several mammals.                                        (in both nature and magnitude) an                     phase reversals) playback, tactical low-
                                                  Hearing is one of the primary senses                 acoustic event can be influenced by                   frequency active sonar playback, drill
                                               marine mammals use to gather                            prior experience, perceived proximity,                ships, and non-pulse playbacks. These
                                               information about their environment                     bearing of the sound, familiarity of the              studies generally indicate no (or very
                                               and to communicate with conspecifics.                   sound, etc. (Southall et al., 2007;                   limited) responses to received levels in
                                               Although empirical information on the                   DeRuiter et al., 2013a and 2013b). If a               the 90 to 120 dB re: 1 mPa range and an
                                               relationship between sensory                            marine mammal does react briefly to an                increasing likelihood of avoidance and
                                               impairment (TTS, PTS, and acoustic                      underwater sound by changing its                      other behavioral effects in the 120 to
                                               masking) on marine mammals remains                      behavior or moving a small distance, the              160 dB range. As mentioned earlier,
                                               limited, it seems reasonable to assume                  impacts of the change are unlikely to be              though, contextual variables play a very
                                               that reducing an animal’s ability to                    significant to the individual, let alone              important role in the reported responses
                                               gather information about its                            the stock or population. However, if a                and the severity of effects do not
                                               environment and to communicate with                     sound source displaces marine                         increase linearly with received levels.
                                               other members of its species would be                   mammals from an important feeding or                  Also, few of the laboratory or field
                                               stressful for animals that use hearing as               breeding area for a prolonged period,                 datasets had common conditions,
                                               their primary sensory mechanism.                        impacts on individuals and populations                behavioral contexts, or sound sources,
                                               Therefore, we assume that acoustic                      could be significant (e.g., Lusseau and               so it is not surprising that responses
                                               exposures sufficient to trigger onset PTS               Bejder, 2007; Weilgart, 2007).                        differ.
                                               or TTS would be accompanied by                             Southall et al. (2007) reports the                    The studies that address responses of
                                               physiological stress responses because                  results of the efforts of a panel of experts          mid-frequency cetaceans to sounds
                                               terrestrial animals exhibit those                       in acoustic research from behavioral,                 include data gathered both in the field
                                               responses under similar conditions                      physiological, and physical disciplines               and the laboratory and related to several
                                               (NRC, 2003). More importantly, marine                   that convened and reviewed the                        different sound sources, including:
                                               mammals might experience stress                         available literature on marine mammal                 Pingers, drilling playbacks, ship and
                                               responses at received levels lower than                 hearing and physiological and                         ice-breaking noise, vessel noise,
                                               those necessary to trigger onset TTS.                   behavioral responses to human-made                    Acoustic harassment devices (AHDs),
                                               Based on empirical studies of the time                  sound with the goal of proposing                      Acoustic Deterrent Devices (ADDs),
                                               required to recover from stress                         exposure criteria for certain effects. This           mid-frequency active sonar, and non-
                                               responses (Moberg, 2000), we also                       peer-reviewed compilation of literature               pulse bands and tones. Southall et al.
                                               assume that stress responses are likely                 is very valuable, though Southall et al.              (2007) were unable to come to a clear
                                               to persist beyond the time interval                     (2007) note that not all data are equal,              conclusion regarding the results of these
                                               required for animals to recover from                    some have poor statistical power,                     studies. In some cases animals in the
                                               TTS and might result in pathological                    insufficient controls, and/or limited                 field showed significant responses to
                                               and pre-pathological states that would                  information on received levels,                       received levels between 90 and 120 dB,
                                               be as significant as behavioral responses               background noise, and other potentially               while in other cases these responses
                                               to TTS.                                                 important contextual variables—such                   were not seen in the 120 to 150 dB
                                                  In general, there are few data on the                data were reviewed and sometimes used                 range. The disparity in results was
                                               potential for strong, anthropogenic                     for qualitative illustration but were not             likely due to contextual variation and
                                               underwater sounds to cause non-                         included in the quantitative analysis for             the differences between the results in
                                               auditory physical effects in marine                     the criteria recommendations. All of the              the field and laboratory data (animals
                                               mammals. Such effects, if they occur at                 studies considered, however, contain an               typically responded at lower levels in
                                               all, would presumably be limited to                     estimate of the received sound level                  the field). The studies that address the
                                               short distances and to activities that                  when the animal exhibited the indicated               responses of mid-frequency cetaceans to
                                               extend over a prolonged period. The                     response.                                             impulse sounds include data gathered
                                               available data do not allow                                For purposes of analyzing responses                both in the field and the laboratory and
                                               identification of a specific exposure                   of marine mammals to anthropogenic                    related to several different sound
                                               level above which non-auditory effects                  sound and developing criteria, NMFS                   sources, including: Small explosives,
                                               can be expected (Southall et al., 2007).                (2016) differentiates between pulse                   airgun arrays, pulse sequences, and
                                               There is no definitive evidence that any                (impulsive) sounds (single and                        natural and artificial pulses. The data
                                               of these effects occur even for marine                  multiple) and non-pulse sounds. For                   show no clear indication of increasing
                                               mammals in close proximity to an                        purposes of evaluating the potential for              probability and severity of response
                                               anthropogenic sound source. In                          take of marine mammals resulting from                 with increasing received level.
                                               addition, marine mammals that show                      underwater noise due to the conduct of                Behavioral responses seem to vary
                                               behavioral avoidance of survey vessels                  the proposed HRG surveys (operation of                depending on species and stimuli.
                                               and related sound sources, are unlikely                 USBL positioning system and the sub-                     The studies that address responses of
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                                               to incur non-auditory impairment or                     bottom profilers), the criteria for Level             high-frequency cetaceans to sounds
                                               other physical effects. NMFS does not                   A harassment (PTS onset) from                         include data gathered both in the field
                                               expect that the generally short-term,                   impulsive noise was used as prescribed                and the laboratory and related to several
                                               intermittent, and transitory HRG                        in NMFS (2016) and the threshold level                different sound sources, including:
                                               surveys would create conditions of long-                for Level B harassment (160 dBRMS re 1                pingers, AHDs, and various laboratory
                                               term, continuous noise and chronic                      mPa) was used to evaluate takes from                  non-pulse sounds. All of these data
                                               acoustic exposure leading to long-term                  behavioral harassment.                                were collected from harbor porpoises.


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                             22453

                                               Southall et al. (2007) concluded that the               mapping system (12-kHz multibeam                      indicate that such events would likely
                                               existing data indicate that harbor                      echosounder) was the most plausible                   remain rare and are not necessarily
                                               porpoises are likely sensitive to a wide                and likely initial behavioral trigger of              relevant to use of lower-power, higher-
                                               range of anthropogenic sounds at low                    the event, while providing the caveat                 frequency systems more commonly used
                                               received levels (around 90 to 120 dB),                  that there is no unequivocal and easily               for HRG survey applications. The risk of
                                               at least for initial exposures. All                     identifiable single cause (Southall et al.,           similar events recurring may be very
                                               recorded exposures above 140 dB                         2013). The investigatory panel’s                      low, given the extensive use of active
                                               induced profound and sustained                          conclusion was based on (1) very close                acoustic systems used for scientific and
                                               avoidance behavior in wild harbor                       temporal and spatial association and                  navigational purposes worldwide on a
                                               porpoises (Southall et al., 2007). Rapid                directed movement of the survey with                  daily basis and the lack of direct
                                               habituation was noted in some but not                   the stranding event; (2) the unusual                  evidence of such responses previously
                                               all studies.                                            nature of such an event coupled with                  reported.
                                                  The studies that address the responses               previously documented apparent
                                               of pinnipeds in water to sounds include                                                                       Tolerance
                                                                                                       behavioral sensitivity of the species to
                                               data gathered both in the field and the                 other sound types (Southall et al., 2006;                Numerous studies have shown that
                                               laboratory and related to several                       Brownell et al., 2009); and (3) the fact              underwater sounds from industrial
                                               different sound sources, including:                     that all other possible factors considered            activities are often readily detectable by
                                               AHDs, various non-pulse sounds used                     were determined to be unlikely causes.                marine mammals in the water at
                                               in underwater data communication,                       Specifically, regarding survey patterns               distances of many kms. However, other
                                               underwater drilling, and construction                   prior to the event and in relation to                 studies have shown that marine
                                               noise. Few studies exist with enough                    bathymetry, the vessel transited in a                 mammals at distances more than a few
                                               information to include them in the                      north-south direction on the shelf break              kilometers away often show no apparent
                                               analysis. The limited data suggest that                 parallel to the shore, ensonifying large              response to industrial activities of
                                               exposures to non-pulse sounds between                   areas of deep-water habitat prior to                  various types (Miller et al., 2005). This
                                               90 and 140 dB generally do not result                   operating intermittently in a                         is often true even in cases when the
                                               in strong behavioral responses of                       concentrated area offshore from the                   sounds must be readily audible to the
                                               pinnipeds in water, but no data exist at                stranding site; this may have trapped                 animals based on measured received
                                               higher received levels (Southall et al.,                the animals between the sound source                  levels and the hearing sensitivity of that
                                               2007). The studies that address the                                                                           mammal group. Although various
                                                                                                       and the shore, thus driving them
                                               responses of pinnipeds in water to                                                                            baleen whales, toothed whales, and (less
                                                                                                       towards the lagoon system. The
                                               impulse sounds include data gathered                                                                          frequently) pinnipeds have been shown
                                                                                                       investigatory panel systematically
                                               in the field and related to several                                                                           to react behaviorally to underwater
                                                                                                       excluded or deemed highly unlikely
                                               different sources, including: small                                                                           sound from sources such as airgun
                                                                                                       nearly all potential reasons for these
                                               explosives, impact pile driving, and                                                                          pulses or vessels under some
                                                                                                       animals leaving their typical pelagic
                                               airgun arrays. Quantitative data on                                                                           conditions, at other times, mammals of
                                                                                                       habitat for an area extremely atypical for
                                               reactions of pinnipeds to impulse                                                                             all three types have shown no overt
                                                                                                       the species (i.e., a shallow lagoon
                                               sounds is limited, but a general finding                                                                      reactions (e.g., Malme et al., 1986;
                                                                                                       system). Notably, this was the first time
                                               is that exposures in the 150 to 180 dB                                                                        Richardson et al., 1995; Madsen and
                                                                                                       that such a system has been associated                Mohl, 2000; Croll et al., 2001; Jacobs
                                               range generally have limited potential to               with a stranding event. The panel also
                                               induce avoidance behavior (Southall et                                                                        and Terhune, 2002; Madsen et al., 2002;
                                                                                                       noted several site- and situation-specific            Miller et al., 2005). In general,
                                               al., 2007).
                                                                                                       secondary factors that may have                       pinnipeds seem to be more tolerant of
                                                  Marine mammals are likely to avoid
                                               the HRG survey activity, especially                     contributed to the avoidance responses                exposure to some types of underwater
                                               harbor porpoises, while the harbor seals                that led to the eventual entrapment and               sound than are baleen whales.
                                               might be attracted to them out of                       mortality of the whales. Specifically,                Richardson et al. (1995) found that
                                               curiosity. However, because the sub-                    shoreward-directed surface currents and               vessel sound does not seem to strongly
                                               bottom profilers and other HRG survey                   elevated chlorophyll levels in the area               affect pinnipeds that are already in the
                                               equipment operate from a moving                         preceding the event may have played a                 water. Richardson et al. (1995) went on
                                               vessel, and the field-verified distance to              role (Southall et al., 2013).                         to explain that seals on haul-outs
                                               the 160 dBRMS re 1mPa isopleth (Level                      The report also notes that prior use of            sometimes respond strongly to the
                                               B harassment criteria) is 247 ft (75.28                 a similar system in the general area may              presence of vessels and at other times
                                               m), the area and time that this                         have sensitized the animals and also                  appear to show considerable tolerance
                                               equipment would be affecting a given                    concluded that, for odontocete                        of vessels, and Brueggeman et al. (1992)
                                               location is very small. Further, once an                cetaceans that hear well in higher                    observed ringed seals (Pusa hispida)
                                               area has been surveyed, it is not likely                frequency ranges where ambient noise is               hauled out on ice pans displaying short-
                                               that it will be surveyed again, therefore               typically quite low, high-power active                term escape reactions when a ship
                                               reducing the likelihood of repeated                     sonars operating in this range may be                 approached within 0.16–0.31 mi (0.25–
                                               HRG-related impacts within the survey                   more easily audible and have potential                0.5 km). Due to the relatively high
                                               area.                                                   effects over larger areas than low                    vessel traffic in the Lease Area it is
                                                  We have also considered the potential                frequency systems that have more                      possible that marine mammals are
                                               for severe behavioral responses such as                 typically been considered in terms of                 habituated to noise from project vessels
                                               stranding and associated indirect injury                anthropogenic noise impacts. It is,                   in the area.
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                                               or mortality from Bay State Wind’s use                  however, important to note that the
                                               of HRG survey equipment, on the basis                   relatively lower output frequency,                    Vessel Strike
                                               of a 2008 mass stranding of                             higher output power, and complex                        Ship strikes of marine mammals can
                                               approximately one hundred melon-                        nature of the system implicated in this               cause major wounds, which may lead to
                                               headed whales in a Madagascar lagoon                    event, in context of the other factors                the death of the animal. An animal at
                                               system. An investigation of the event                   noted here, likely produced a fairly                  the surface could be struck directly by
                                               indicated that use of a high-frequency                  unusual set of circumstances that                     a vessel, a surfacing animal could hit


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                                               22454                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               the bottom of a vessel, or a vessel’s                   in place in that SMA from November 1                  of behavioral harassment (Level B
                                               propeller could injure an animal just                   through April 30 to reduce the threat of              harassment), but we have evaluated a
                                               below the surface. The severity of                      collisions between ships and right                    small number of PTS takes (Level A
                                               injuries typically depends on the size                  whales around their migratory route and               harassment) for high frequency species
                                               and speed of the vessel (Knowlton and                   calving grounds.                                      (harbor porpoise) to be precautionary.
                                               Kraus, 2001; Laist et al., 2001;                          Because of the temporary nature of                  No take by serious injury, or mortality
                                               Vanderlaan and Taggart, 2007).                          the disturbance, the availability of                  is proposed. NMFS does not anticipate
                                                  The most vulnerable marine mammals                   similar habitat and resources (e.g., prey             take resulting from the movement of
                                               are those that spend extended periods of                species) in the surrounding area, and                 vessels associated with construction
                                               time at the surface in order to restore                 the lack of important or unique marine                because there will be a limited number
                                               oxygen levels within their tissues after                mammal habitat, the impacts to marine                 of vessels moving at slow speeds and
                                               deep dives (e.g., the sperm whale). In                  mammals and the food sources that they                the BOEM lease agreement requires
                                               addition, some baleen whales, such as                   utilize are not expected to cause                     measures to ensure vessel strike
                                               the North Atlantic right whale, seem                    significant or long-term consequences                 avoidance.
                                               generally unresponsive to vessel sound,                 for individual marine mammals or their                   Described in the most basic way, we
                                               making them more susceptible to vessel                  populations.                                          estimate take by estimating: (1) Acoustic
                                               collisions (Nowacek et al., 2004). These                                                                      thresholds above which NMFS believes
                                                                                                       Estimated Take
                                               species are primarily large, slow moving                                                                      the best available science indicates
                                               whales. Smaller marine mammals (e.g.,                      This section provides an estimate of               marine mammals will be behaviorally
                                               bottlenose dolphin) move quickly                        the number of incidental takes proposed               harassed or incur some degree of
                                               through the water column and are often                  for authorization through this IHA,                   permanent hearing impairment; (2) the
                                               seen riding the bow wave of large ships.                which will inform both NMFS’                          area or volume of water that will be
                                               Marine mammal responses to vessels                      consideration of ‘‘small numbers’’ and                ensonified above these levels in a day;
                                               may include avoidance and changes in                    the negligible impact determination.                  (3) the density or occurrence of marine
                                               dive pattern (NRC, 2003).                                  Harassment is the only type of take                mammals within these ensonified areas;
                                                  An examination of all known ship                     expected to result from these activities.             and, (4) the number of days of activities.
                                               strikes from all shipping sources                       Except with respect to certain activities             Below we describe these components in
                                               (civilian and military) indicates vessel                not pertinent here, the MMPA defines                  more detail and present the proposed
                                               speed is a principal factor in whether a                ‘‘harassment’’ as any act of pursuit,                 take estimate.
                                               vessel strike results in death (Knowlton                torment, or annoyance which (i) has the
                                               and Kraus, 2001; Laist et al., 2001;                    potential to injure a marine mammal or                Acoustic Thresholds
                                               Jensen and Silber, 2003; Vanderlaan and                 marine mammal stock in the wild (Level                  Using the best available science,
                                               Taggart, 2007). In assessing records with               A harassment); or (ii) has the potential              NMFS has developed acoustic
                                               known vessel speeds, Laist et al. (2001)                to disturb a marine mammal or marine                  thresholds that identify the received
                                               found a direct relationship between the                 mammal stock in the wild by causing                   level of underwater sound above which
                                               occurrence of a whale strike and the                    disruption of behavioral patterns,                    exposed marine mammals would be
                                               speed of the vessel involved in the                     including, but not limited to, migration,             reasonably expected to be behaviorally
                                               collision. The authors concluded that                   breathing, nursing, breeding, feeding, or             harassed (equated to Level B
                                               most deaths occurred when a vessel was                  sheltering (Level B harassment).                      harassment) or to incur PTS of some
                                               traveling in excess of 24.1 km/h (14.9                     Authorized takes would primarily be                degree (equated to Level A harassment).
                                               mph; 13 knots). Given the slow vessel                   by Level B harassment, as use of the                    Level B Harassment for non-explosive
                                               speeds and predictable course necessary                 HRG equipment (i.e., USBL&GAPS                        sources—Though significantly driven by
                                               for data acquisition, ship strike is                    systems, sub-bottom profilers, sparkers,              received level, the onset of behavioral
                                               unlikely to occur during the geophysical                and boomers) has the potential to result              disturbance from anthropogenic noise
                                               and geotechnical surveys. Marine                        in disruption of behavioral patterns for              exposure is also informed to varying
                                               mammals would be able to easily avoid                   individual marine mammals. However,                   degrees by other factors related to the
                                               vessels and are likely already habituated               there is also some potential for auditory             source (e.g., frequency, predictability,
                                               to the presence of numerous vessels in                  injury (Level A harassment) to result,                duty cycle), the environment (e.g.,
                                               the area. Further, Bay State Wind shall                 primarily for high frequency species                  bathymetry), and the receiving animals
                                               implement measures (e.g., vessel speed                  (i.e., harbor porpoise) due to larger                 (hearing, motivation, experience,
                                               restrictions and separation distances;                  predicted auditory injury zones.                      demography, behavioral context) and
                                               see Proposed Mitigation Measures) set                   Auditory injury is unlikely to occur for              can be difficult to predict (Southall et
                                               forth in the BOEM Lease to reduce the                   low or mid-frequency cetaceans or                     al., 2007, Ellison et al., 2011). Based on
                                               risk of a vessel strike to marine mammal                pinnipeds. The proposed mitigation and                what the available science indicates and
                                               species in the Lease Area.                              monitoring measures are expected to                   the practical need to use a threshold
                                                                                                       avoid, or minimize the severity of such               based on a factor that is both predictable
                                               Effects on Marine Mammal Habitat                        taking, to the extent practicable.                    and measurable for most activities,
                                                 There are no feeding areas, rookeries,                   Project activities that have the                   NMFS uses a generalized acoustic
                                               or mating grounds known to be                           potential to harass marine mammals, as                threshold based on received level to
                                               biologically important to marine                        defined by the MMPA, include                          estimate the onset of behavioral
                                               mammals within the proposed project                     underwater noise from operation of the                harassment. NMFS predicts that marine
                                               area. There is also no designated critical              HRG survey sub-bottom profilers,                      mammals are likely to be behaviorally
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                                               habitat for any ESA-listed marine                       boomers, sparkers, and equipment                      harassed in a manner we consider Level
                                               mammals. NMFS’ regulations at 50 CFR                    positioning systems. Harassment could                 B harassment when exposed to
                                               part 224 designated the nearshore                       take the form of temporary threshold                  underwater anthropogenic noise above
                                               waters of the Mid-Atlantic Bight as the                 shift, avoidance, or other changes in                 received levels of 120 dB re 1 mPa (rms)
                                               Mid-Atlantic U.S. Seasonal Management                   marine mammal behavior. NMFS                          for continuous (e.g. vibratory pile-
                                               Area (SMA) for right whales in 2008.                    anticipates that impacts to marine                    driving, drilling) and above 160 dB re 1
                                               Mandatory vessel speed restrictions are                 mammals would be mainly in the form                   mPa (rms) for non-explosive impulsive


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                                                                                        Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                                                                          22455

                                               (e.g., seismic airguns) or intermittent                                Anthropogenic Sound on Marine                                                 These thresholds are provided in
                                               (e.g., scientific sonar) sources. Bay State                            Mammal Hearing (Technical Guidance,                                         Table 4 below. The references, analysis,
                                               Wind’s proposed activity includes the                                  2016) identifies dual criteria to assess                                    and methodology used in the
                                               use of intermittent impulsive (HRG                                     auditory injury (Level A harassment) to                                     development of the thresholds are
                                               Equipment) sources, and therefore the                                  five different marine mammal groups                                         described in NMFS 2016 Technical
                                               160 dB re 1 mPa (rms) threshold is                                     (based on hearing sensitivity) as a result                                  Guidance, which may be accessed at:
                                               applicable.                                                            of exposure to noise from two different                                     http://www.nmfs.noaa.gov/pr/acoustics/
                                                  Level A harassment for non-explosive                                types of sources (impulsive or non-                                         guidelines.htm.
                                               sources—NMFS’ Technical Guidance
                                                                                                                      impulsive).
                                               for Assessing the Effects of

                                                                               TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
                                                                                                                                                                              PTS onset acoustic thresholds *
                                                                                                                                                                                     (received level)
                                                                             Hearing group
                                                                                                                                                                          Impulsive                                                      Non-impulsive

                                               Low-Frequency (LF) Cetaceans .......................................                 Cell     1:   Lpk,flat:   219   dB;   LE,LF,24h: 183 dB .........................         Cell   2: LE,LF,24h: 199 dB.
                                               Mid-Frequency (MF) Cetaceans ......................................                  Cell     3:   Lpk,flat:   230   dB;   LE,MF,24h: 185 dB ........................          Cell   4: LE,MF,24h: 198 dB.
                                               High-Frequency (HF) Cetaceans .....................................                  Cell     5:   Lpk,flat:   202   dB;   LE,HF,24h: 155 dB ........................          Cell   6: LE,HF,24h: 173 dB.
                                               Phocid Pinnipeds (PW) (Underwater) ..............................                    Cell     7:   Lpk,flat:   218   dB;   LE,PW,24h: 185 dB .......................           Cell   8: LE,PW,24h: 201 dB.
                                               Otariid Pinnipeds (OW) (Underwater) ..............................                   Cell     9:   Lpk,flat:   232   dB;   LE,OW,24h: 203 dB .......................           Cell   10: LE,OW,24h: 219 dB.
                                                  * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impul-
                                               sive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
                                               also be considered.
                                                  Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
                                               In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
                                               is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
                                               included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
                                               with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
                                               cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
                                               thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
                                               action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.


                                               Ensonified Area                                                        tools to help predict takes. We note that                                   For mobile sources such as the HRG
                                                                                                                      because of some of the assumptions                                          survey equipment proposed for use in
                                                 Here, we describe operational and                                    included in the methods used for these                                      Bay State Wind’s activity, the User
                                               environmental parameters of the activity                               tools, we anticipate that isopleths                                         Spreadsheet predicts the closest
                                               that will feed into identifying the area                               produced are typically going to be                                          distance at which a stationary animal
                                               ensonified above the acoustic                                          overestimates of some degree, which                                         would not incur PTS if the sound source
                                               thresholds.                                                            will result in some degree of                                               traveled by the animal in a straight line
                                                 When NMFS’ Acoustic Technical                                        overestimate of Level A take. However,                                      at a constant speed. Inputs used in the
                                               Guidance (2016) was published, in                                      these tools offer the best way to predict                                   User Spreadsheet, and the resulting
                                               recognition of the fact that ensonified                                appropriate isopleths when more                                             isopleths for the various HRG
                                               area/volume could be more technically                                  sophisticated 3D modeling methods are                                       equipment types are reported in
                                               challenging to predict because of the                                  not available, and NMFS continues to                                        Appendix A of Bay State Wind’s IHA
                                               duration component of the new                                          develop ways to quantitatively refine                                       application, and distances to the
                                               thresholds, NMFS developed an                                          these tools, and will qualitatively                                         acoustic exposure criteria discussed
                                               optional User Spreadsheet that includes                                address the output where appropriate.                                       above are shown in Tables 5 and 6.

                                                                                              TABLE 5—DISTANCES TO THRESHOLDS FOR LEVEL A HARASSMENT
                                                                                                                                                  [PTS onset]

                                                                                                                                                                    Marine mammal level A harassment                                               Distance
                                                                         Generalized hearing group                                                                            (PTS onset)                                                             (m)

                                                                                                                             USBL/GAPS Positioning Systems 1

                                               LF cetaceans ..............................................................................    219     dBpeak/ ..................................................................................              —
                                                                                                                                              183     dB SELcum ...........................................................................                   —
                                               MF cetaceans .............................................................................     230     dBpeak/ ..................................................................................              —
                                                                                                                                              185     dB SELcum ...........................................................................                   —
                                               HF cetaceans .............................................................................     202     dBpeak/ ..................................................................................              —
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                                                                                                                                              155     dB SELcum ...........................................................................                   —
                                               Phocid pinnipeds ........................................................................      218     dBpeak/ ..................................................................................              —
                                                                                                                                              185     dB SELcum ...........................................................................                   —

                                                                                                                                       Sub-bottom Profiler 1

                                               LF cetaceans ..............................................................................    219 dBpeak/ ..................................................................................                  —
                                                                                                                                              183 dB SELcum ...........................................................................                       —



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                                               22456                                     Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                                                                   TABLE 5—DISTANCES TO THRESHOLDS FOR LEVEL A HARASSMENT—Continued
                                                                                                                                                 [PTS onset]

                                                                                                                                                                  Marine mammal level A harassment                                                  Distance
                                                                         Generalized hearing group                                                                          (PTS onset)                                                                (m)

                                               MF cetaceans .............................................................................     230    dBpeak/ ..................................................................................                —
                                                                                                                                              185    dB SELcum ...........................................................................                     —
                                               HF cetaceans .............................................................................     202    dBpeak/ ..................................................................................                —
                                                                                                                                              155    dB SELcum ...........................................................................                     <6
                                               Phocid pinnipeds ........................................................................      218    dBpeak/ ..................................................................................                —
                                                                                                                                              185    dB SELcum ...........................................................................                     —

                                                                                                                    Innomar SES–2000 Medium Sub-Bottom Profiler

                                               LF cetaceans ..............................................................................    219    dBpeak/ ..................................................................................             <1
                                                                                                                                              183    dB SELcum ...........................................................................                 N/A
                                               MF cetaceans .............................................................................     230    dBpeak/ ..................................................................................             <1
                                                                                                                                              185    dB SELcum ...........................................................................                  —
                                               HF cetaceans .............................................................................     202    dBpeak/ ..................................................................................             <5
                                                                                                                                              155    dB SELcum ...........................................................................                 <75
                                               Phocid pinnipeds ........................................................................      218    dBpeak/ ..................................................................................             <1
                                                                                                                                              185    dB SELcum ...........................................................................                 N/A

                                                                                                                                                  Sparker 1

                                               LF cetaceans ..............................................................................    219    dBpeak/ ..................................................................................                —
                                                                                                                                              183    dB SELcum ...........................................................................                     —
                                               MF cetaceans .............................................................................     230    dBpeak/ ..................................................................................                —
                                                                                                                                              185    dB SELcum ...........................................................................                     —
                                               HF cetaceans .............................................................................     202    dBpeak/ ..................................................................................                <3
                                                                                                                                              155    dB SELcum ...........................................................................                     —
                                               Phocid pinnipeds ........................................................................      218    dBpeak/ ..................................................................................                —
                                                                                                                                              185    dB SELcum ...........................................................................                     —

                                                                                                                                                   Boomer

                                               LF cetaceans ..............................................................................    219    dBpeak/ ..................................................................................             <2
                                                                                                                                              183    dB SELcum ...........................................................................                 <15
                                               MF cetaceans .............................................................................     230    dBpeak/ ..................................................................................             —
                                                                                                                                              185    dB SELcum ...........................................................................                  —
                                               HF cetaceans .............................................................................     202    dBpeak/ ..................................................................................            <10
                                                                                                                                              155    dB SELcum ...........................................................................                  <1
                                               Phocid pinnipeds ........................................................................      218    dBpeak/ ..................................................................................             <2
                                                                                                                                              185    dB SELcum ...........................................................................                  <1
                                                 Notes:
                                                 Peak SPL criterion is unweighted, whereas the cumulative SEL criterion is M-weighted for the given marine mammal hearing group;
                                                 Calculated sound levels and results are based on NMFS Acoustic Technical Guidance companion User Spreadsheet except as indicated (refer
                                               to Appendix A of the IHA application, which includes all spreadsheets);
                                                 1 Indicates distances for this equipment type have been field verified;

                                                 —Indicates not expected.

                                                                                                   TABLE 6—DISTANCES TO LEVEL B HARASSMENT THRESHOLDS
                                                                                                                                             [160 dBRMS         90%]


                                                                                                                                                                                                                                                    Marine
                                                                                                                                                                                                                                                   mammal
                                                                                                                                                                                                                                                    level B
                                                                                                                             Survey equipment                                                                                                     harassment
                                                                                                                                                                                                                                                  160 dBRMS
                                                                                                                                                                                                                                                   re 1 μPa
                                                                                                                                                                                                                                                      (m)

                                                                                                                             USBL & GAPS Positioning Systems

                                               Sonardyne Ranger 2 USBL HPT 5/7000 ......................................................................................................................................                                        6
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                                               Sonardyne Ranger 2 USBL HPT 3000 .........................................................................................................................................                                       1
                                               Easytrak Nexus 2 USBL ................................................................................................................................................................                           2
                                               IxSea GAPS System .....................................................................................................................................................................                          1

                                                                                                                                             Sidescan Sonar

                                               EdgeTech 4200 dual frequency Side Scan Sonar ........................................................................................................................                                       N/A




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                                                                                        Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                                                                 22457

                                                                                       TABLE 6—DISTANCES TO LEVEL B HARASSMENT THRESHOLDS—Continued
                                                                                                                                             [160 dBRMS        90%]


                                                                                                                                                                                                                                          Marine
                                                                                                                                                                                                                                         mammal
                                                                                                                                                                                                                                          level B
                                                                                                                            Survey equipment                                                                                            harassment
                                                                                                                                                                                                                                        160 dBRMS
                                                                                                                                                                                                                                         re 1 μPa
                                                                                                                                                                                                                                            (m)

                                                                                                                                            Multibeam Sonar

                                               R2 Sonic 2024 Multibeam Echosounder .......................................................................................................................................                       N/A
                                               Kongsberg EM2040C Dual Band Head ........................................................................................................................................                         N/A

                                                                                                                                  Shallow Sub-Bottom Profilers

                                               Edgetech 3200 XS 216 .................................................................................................................................................................                 9
                                               Innomar SES–2000 Sub Bottom Profiler .......................................................................................................................................                     1 135


                                                                                                                                                  Sparkers

                                               GeoMarine Geo-Source 400tip ......................................................................................................................................................                    54

                                                                                                                                                  Boomers

                                               Applied Acoustics S-Boom Triple Plate Boomer ...........................................................................................................................                         1 400


                                                 Notes:
                                                 1 The calculated sound levels and results are based on NMFS Acoustic Technical Guidance (NMFS 2016) except as indicated.
                                                 The Level B criterion is unweighted.
                                                 N/A indicates the operating frequencies are above all relevant marine mammal hearing thresholds and these systems were not directly as-
                                               sessed in this IHA.


                                                  Bay State Wind completed an                                          modeled in cases with narrow                                            (DoN, 2007) as reported for the summer
                                               underwater noise monitoring program                                     beamwidths such as the Innomar SES–                                     and fall seasons were used to estimate
                                               for field verification at the project site                              2000 sub-bottom profiler, which has a 1°                                harbor seal and gray seal densities.
                                               prior to commencement of the HRG                                        beamwidth.
                                                                                                                                                                                               Take Calculation and Estimation
                                               survey that took place in 2016. One of
                                                                                                                       Marine Mammal Occurrence
                                               the main objectives of this program was                                                                                                            Here we describe how the information
                                               to determine the apparent sound source                                    In this section we provide the                                        provided above is brought together to
                                               levels of HRG activities. Results from                                  information about the presence, density,                                produce a quantitative take estimate. In
                                               field verification studies during                                       or group dynamics of marine mammals                                     order to estimate the number of marine
                                               previously authorized activities were                                   that will inform the take calculations.                                 mammals predicted to be exposed to
                                               used where applicable and                                                 The data used as the basis for                                        sound levels that would result in
                                               manufacturer source levels were                                         estimating species density (‘‘D’’) for the                              harassment, radial distances to
                                               adjusted to reflect the field verified                                  Lease Area are derived from data                                        predicted isopleths corresponding to
                                               levels. However, not all equipment                                      provided by Duke University’s Marine                                    harassment thresholds are calculated, as
                                               proposed for use in the 2018 season was                                 Geospatial Ecology Lab and the Marine                                   described above. Those distances are
                                               used in the 2016 activities. As no field                                Life Data and Analysis Team. This data                                  then used to calculate the area(s) around
                                               data currently exists for the Innomar                                   set is a compilation of the best available                              the HRG survey equipment predicted to
                                               sub-bottom profiler or Applied                                          marine mammal data (1994–2014) and                                      be ensonified to sound levels that
                                               Acoustics boomer, acoustic modeling                                     was prepared in a collaboration between                                 exceed harassment thresholds. The area
                                               was completed using a version of the                                    Duke University, Northeast Regional                                     estimated to be ensonified to relevant
                                               U.S. Naval Research Laboratory’s Range-                                 Planning Body, University of Carolina,                                  thresholds in a single day of the survey
                                               dependent Acoustic Model (RAM) and                                      the Virginia Aquarium and Marine                                        is then calculated, based on areas
                                               BELLHOP Gaussian beam ray-trace                                         Science Center, and NOAA (Roberts et                                    predicted to be ensonified around the
                                               propagation model (Porter and Liu                                       al., 2016; MDAT 2016).                                                  HRG survey equipment and the
                                               1994). Calculations of the ensonified                                     Northeast Navy Operations Area                                        estimated trackline distance traveled per
                                               area are conservative due to the                                        (OPAREA) Density Estimates (DoN,                                        day by the survey vessel.
                                               directionality of the sound sources. For                                2007) were used in support for                                             The estimated distance of the daily
                                               the various HRG transducers Bay State                                   estimating take for seals, which                                        vessel trackline was determined using
                                               Wind proposes to use for these                                          represents the only available                                           the estimated average speed of the
                                               activities, the beamwidth varies from                                   comprehensive data for seal abundance.                                  vessel and the 24-hour or daylight-only
daltland on DSKBBV9HB2PROD with NOTICES




                                               200° (almost omnidirectional) to 1°. The                                NODEs utilized vessel-based and aerial                                  operational period within each of the
                                               modeled directional sound levels were                                   survey data collected by NMFS from                                      corresponding survey segments. All
                                               then used as the input for the acoustic                                 1998–2005 during broad-scale                                            noise producing survey equipment are
                                               propagation models, which do not take                                   abundance studies. Modeling                                             assumed to be operating concurrently.
                                               the directionality of the source into                                   methodology is detailed in DoN (2007).                                  Using the distance of 400 m (1,312 ft)
                                               account. Therefore, the volume of area                                  Therefore, for the purposes of the take                                 to the Level B isopleth and 75 m (246.1
                                               affected would be much lower than                                       calculations, NODEs Density Estimates                                   ft) for the Level A isopleth (for harbor


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                                               22458                                    Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               porpoise), and the estimated daily                                      of marine mammals. The ZOI is based                                      University density data (Roberts et al.,
                                               vessel track of approximately 177.8 km                                  on the worst case (since it assumes the                                  2016) for cetaceans and seasonal
                                               (110.5 miles) for 24-hour operations and                                equipment with the larger ZOI will be                                    OPAREA density estimates (DoN, 2007)
                                               43 km (26.7 miles) for daylight-only                                    operating all the time), and are                                         for pinnipeds. The resulting take
                                               operations, areas of ensonification (zone                               presented in Table 7. Take calculations                                  calculations and number of requested
                                               of influence, or ZOI) were calculated                                   were based on the highest seasonal                                       takes (rounded to the nearest whole
                                               and used as a basis for calculating takes                               species density as derived from Duke                                     number) are presented in Table 8.

                                                                                             TABLE 7—SURVEY SEGMENT DISTANCES AND ZONES OF INFLUENCE
                                                                                                                                                                                                                          Calculated
                                                                                                                                                                           Number of
                                                                                                                                             Total                                             Estimated                 level A ZOI                  Calculated
                                                                                                                                                                             active
                                                                             Survey segment                                               track line                                          distance/day                 (km 2)—                   level B ZOI
                                                                                                                                                                            survey                                                                      (km 2)
                                                                                                                                             (km)                                                 (km)                      (harbor
                                                                                                                                                                             days                                         porpoise)

                                               Lot 3 (WSG/OSS Location—Offshore) ................................                                        2,845                          60              177.8                            26.69                 142.74

                                                                                                                                Export Cable Route, Somerset

                                               Lot 1 (nearshore) .................................................................                       1,091                          18              177.8                             6.46                  34.88
                                               Lot 2 (offshore) ....................................................................                       563                          15               43.0                            26.69                 142.74

                                                                                                                                Export Cable Route, Falmouth

                                               Lot 4 (offshore) ....................................................................                 2,253                              37              177.8                            26.69                 142.74
                                               Lot 5 (nearshore) .................................................................                     108                               5               43.0                             6.46                  34.88


                                                                                TABLE 8—ESTIMATED LEVEL B HARASSMENT TAKES FOR HRG SURVEY ACTIVITIES
                                                                                    Lot 3                           Lot 2                       Lot 1                                Lot 4                     Lot 5                                Totals
                                                                             (WSG/OSS location—               (Somerset export—           (Somerset export—                  (Falmouth export—off-       (Falmouth export—
                                                                                  offshore)                       offshore)                  nearshore)                             shore)                   nearshore)

                                                                            Highest                         Highest                       Highest                            Highest                    Highest
                                                       Species             seasonal                        seasonal                      seasonal                           seasonal                   seasonal                           Requested            % of
                                                                             avg.                            avg.                          avg.                               avg.                       avg.                               take             population
                                                                                          Calc. take                      Calc. take                      Calc. take                     Calc. take                     Calc. take
                                                                           density a                       density a                     density a                          density a                  density a
                                                                            (#/100                          (#/100                        (#/100                             (#/100                     (#/100
                                                                             km2)                            km2)                          km2)                               km2)                       km2)

                                                                                                                                                   Level A

                                               Harbor porpoise ....             6.67          106.75            4.89           19.56    ..............    ..............          1.1         10.95    ..............   ..............             137             0.17

                                                                                                                                                   Level B

                                               North Atlantic right
                                                 whale .................        0.96           82.22            1.25           26.76    ..............    ..............        0.79          41.72    ..............   ..............           b 0.00            0.00
                                                                                               (0.00)                          (0.00)                                                         (0.00)
                                               Humpback whale ...               0.15           12.44            0.12             2.46   ..............    ..............        0.04            2.30   ..............   ..............              18             2.18
                                               Fin whale ...............        0.27           23.24            0.19             4.15   ..............    ..............        0.07            3.64   ..............   ..............              32             1.98
                                               Sperm whale .........            0.01             0.71           0.01             0.15   ..............    ..............        0.00            0.22   ..............   ..............              c5             0.22
                                               Minke whale ..........           0.08             7.00           0.05             1.14   ..............    ..............        0.03            1.82   ..............   ..............            d 20             0.77
                                               Bottlenose dolphin               1.72          147.34            0.46             9.85   ..............    ..............        9.00         475.06    ..............   ..............       c 1,000               8.66
                                               Short-beaked com-
                                                 mon dolphin .......            6.26          535.71            2.74           58.67    ..............    ..............        0.46          24.34    ..............   ..............       d 2,000               2.85
                                               Atlantic white-sided
                                                 dolphin ...............        1.90          162.75           1.07            22.98    ..............    ..............        0.21          10.85    ..............   ..............           c 500             1.02
                                               Harbor porpoise ....             6.67          570.94           4.89           104.61    ..............    ..............        1.11          58.57    ..............   ..............             755             0.95
                                               Harbor seal e .........          9.74          834.41           9.74           208.60           9.74            61.15            9.74         514.55           9.74           16.99               1,654             2.18
                                               Gray seal e .............       14.12        1,209.26          14.12           302.32         14.12             88.65           14.12         745.71         14.12            24.62               2,397             0.56
                                                 Notes:
                                                 a Density values from Duke University (Roberts et al., 2016) except for pinnipeds.
                                                 b Exclusion zone exceeds Level B isopleth; take adjusted to 0 given mitigation to prevent take.
                                                 c Value increased to reflect typical group size.
                                                 d Adjusted to account for actual take sighting data in the Survey Area to date (Smultea Environmental Sciences, 2016; Gardline, 2016).
                                                 e Density from NODEs (DoN, 2007).




                                                 As noted in Table 8, requested take                                   harbor porpoise were adjusted to                                         harassment zone, to avoid Level B takes
                                               estimates were adjusted to account for                                  account for the fact that a Level A                                      of this species.
                                               typical group size for sperm whales,                                    shutdown zone encompassing the Level                                       Bay State Wind’s calculations do not
                                               bottlenose dolphins, and Atlantic white-                                A harassment zone will be implemented                                    take into account whether a single
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                                               sided dolphins. Requested take numbers                                  to avoid Level A takes of this species.                                  animal is harassed multiple times or
                                               were also adjusted to account for recent                                Finally, requested take numbers were                                     whether each exposure is a different
                                               sightings data (Smultea Environmental                                   adjusted for north Atlantic right whales                                 animal. Therefore, the numbers in
                                               Sciences, 2016; Gardline, 2016) for                                     due to the implementation of a 500 m                                     Tables 6 are the maximum number of
                                               minke whales and short-beaked                                           shutdown zone, which is greater than                                     animals that may be harassed during the
                                               common dolphins. In addition,                                           the 400 m Level B behavioral                                             HRG surveys (i.e., Bay State Wind
                                               requested Level A take numbers for                                                                                                               assumes that each exposure event is a


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                            22459

                                               different animal). With exception of                    and, as described above, this equipment               (probability implemented as planned);
                                               north Atlantic right whales and Level A                 has a beamwidth of 25°—35° and is also                and
                                               takes of harbor porpoises, these                        not omnidirectional so the actual                        (2) The practicability of the measures
                                               estimates do not account for prescribed                 ensonified volume would be less than                  for applicant implementation, which
                                               mitigation measures that Bay State                      the calculated area. Therefore, the                   may consider such things as cost,
                                               Wind would implement during the                         resulting number of calculated marine                 impact on operations, and, in the case
                                               specified activities and the fact that                  mammal incidental takes are very                      of a military readiness activity,
                                               other mitigation measures may be                        conservative due to the assumption that               personnel safety, practicality of
                                               imposed as part of other agreements that                the equipment with the largest isopleths              implementation, and impact on the
                                               Bay State Wind must adhere to, such as                  are in use for the duration of activities             effectiveness of the military readiness
                                               their lease agreement with BOEM.                        and the calculated ZOIs do not take                   activity.
                                                  NMFS proposes to authorize a small                   directionality of these sound sources                    With NMFS’ input during the
                                               number of Level A takes of harbor                       into account. Further, the calculated                 application process, Bay State Wind is
                                               porpoises even though NMFS has also                     takes are conservative because these                  proposing the following mitigation
                                               proposed a 75 m shut down zone to                       HRG sound sources have very short                     measures during site characterization
                                               avoid Level A take of this species. This                pulse durations that are also not taken               surveys utilizing HRG survey
                                               is warranted due to the small size of the               into account in calculations of take, but             equipment. The mitigation measures
                                               species in combination with some                        would lessen the potential for marine                 outlined in this section are based on
                                               higher sea states and weather conditions                mammals to be exposed to the sound                    protocols and procedures that have been
                                               that could make harbor porpoises more                   source for long enough periods to result              successfully implemented and resulted
                                               cryptic and difficult to observe at the 75              in the potential for take as described                in no observed take of marine mammals
                                               m shut down zone. For reasons                           above.                                                for similar offshore projects and
                                               discussed above (short pulse duration                                                                         previously approved by NMFS (DONG
                                               and highly directional sound pulse                      Proposed Mitigation                                   Energy, 2016, ESS, 2013; Dominion,
                                               transmission of these mobile sources),                     In order to issue an IHA under                     2013 and 2014), as well as results of
                                               PTS (Level A take) is unlikely to occur                 Section 101(a)(5)(D) of the MMPA,                     sound source verification (SSV) studies
                                               even if harbor porpoises were within the                NMFS must set forth the permissible                   implemented by Bay State Wind during
                                               75 m isopleth. However, out of an                       methods of taking pursuant to such                    past activities in the proposed project
                                               abundance of caution, NMFS proposes                     activity, and other means of effecting                area.
                                               to authorize Level A take of harbor                     the least practicable impact on such
                                               porpoises.                                                                                                    Marine Mammal Exclusion and
                                                                                                       species or stock and its habitat, paying              Monitoring Zones
                                                  No take of north Atlantic right whale                particular attention to rookeries, mating
                                               is requested, nor is any take proposed                                                                           Protected species observers (PSOs)
                                                                                                       grounds, and areas of similar
                                               for authorization. The modeled Level B                                                                        will monitor the following exclusion/
                                                                                                       significance, and on the availability of
                                               behavioral harassment (400 m) is well                                                                         monitoring zones for the presence of
                                                                                                       such species or stock for taking for
                                               within the 500 m mitigation shut down                                                                         marine mammals:
                                                                                                       certain subsistence uses (latter not
                                               for this species and, based on the                                                                               • A 1,640 ft (500-m) exclusion zone
                                                                                                       applicable for this action). NMFS
                                               described monitoring measures,                                                                                for North Atlantic right whales, which
                                                                                                       regulations require applicants for
                                               information from previous monitoring                                                                          encompasses the largest Level B
                                                                                                       incidental take authorizations to include
                                               reports, and in consideration of the size                                                                     harassment isopleth of 400 m for the
                                                                                                       information about the availability and
                                               of this species, it is reasonable to expect                                                                   Applied Acoustics S-Boom Triple Plate
                                                                                                       feasibility (economic and technological)
                                               that north Atlantic right whales will be                                                                      Boomer;
                                               able to be observed such that shut down                 of equipment, methods, and manner of                     • A 328 ft (100-m) exclusion zone for
                                               would occur well beyond the threshold                   conducting such activity or other means               non-delphinoid large cetacean and ESA-
                                               for potential behavioral harassment.                    of effecting the least practicable adverse            listed marine mammals, which is
                                                  Finally, as stated above, calculation of             impact upon the affected species or                   consistent with vessel strike avoidance
                                               the ensonified area does not take                       stocks and their habitat (50 CFR                      measures stipulated in the BOEM lease;
                                               directionality of the sound source into                 216.104(a)(11)).                                         • A 1,312 ft (400-m) Level B
                                               account and results in a conservative                      In evaluating how mitigation may or                monitoring zone for all marine
                                               estimate for the ZOI. The equipment                     may not be appropriate to ensure the                  mammals except for North Atlantic right
                                               with the largest radial distance to Level               least practicable adverse impact on                   whales, which is the extent of the
                                               A (for harbor porpoise) and Level B                     species or stocks and their habitat, as               largest Level B harassment isopleth for
                                               harassment thresholds was used to                       well as subsistence uses where                        the Applied Acoustics S-Boom Triple
                                               calculate the ZOI under the assumption                  applicable, we carefully consider two                 Plate Boomer; and
                                               that this equipment would be in use for                 primary factors:                                         • A 246 ft (75-m) exclusion zone for
                                               the entirety of the survey activities. The                 (1) The manner in which, and the                   harbor porpoise, which is the extent of
                                               Innomar SES–2000 sub-bottom profiler                    degree to which, the successful                       the largest Level A harassment isopleth
                                               resulted in the largest isopleth for Level              implementation of the measure(s) is                   for the Innomar SES–2000 medium sub-
                                               A harassment for HF cetaceans (harbor                   expected to reduce impacts to marine                  bottom profiler.
                                               porpoise), so the ZOI was calculated                    mammals, marine mammal species or                        The distances from the sound sources
                                               based on this 75 m isopleth. However,                   stocks, and their habitat. This considers             for these exclusion/monitoring zones
                                               as also described above, this equipment                 the nature of the potential adverse                   are based on distances to NMFS
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                                               has a 1° beamwidth, so the actual                       impact being mitigated (likelihood,                   harassment criteria or requirements of
                                               ensonified volume would be much less                    scope, range). It further considers the               the BOEM lease stipulations for vessel
                                               than the calculated area. Similarly, the                likelihood that the measure will be                   strike avoidance (discussed below). The
                                               Applied Acoustics S-Boom triple plate                   effective if implemented (probability of              representative area ensonified to the
                                               boomer resulted in the largest isopleth                 accomplishing the mitigating result if                MMPA Level B threshold for each of the
                                               for Level B harassment, so the ZOI was                  implemented as planned) and the                       pieces of HRG survey equipment
                                               calculated using this 400 m isopleth                    likelihood of effective implementation                represents the zone within which take


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                                               22460                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               of a marine mammal could occur. The                     support the sighting and monitoring of                   At all times, the vessel operator will
                                               distances to the Level A and Level B                    marine species. Digital single-lens reflex            maintain a separation distance of 500 m
                                               harassment criteria were used to                        camera equipment will be used to                      from any sighted North Atlantic right
                                               support the estimate of take as well as                 record sightings and verify species                   whale as stipulated in the Vessel Strike
                                               the development of the monitoring and/                  identification. During night operations,              Avoidance procedures described below.
                                               or mitigation measures. Radial distance                 PAM (see Passive Acoustic Monitoring                  These stated requirements will be
                                               to NMFS’ Level A and Level B                            requirements below) and night-vision                  included in the site-specific training to
                                               harassment thresholds are summarized                    equipment in combination with infrared                be provided to the survey team.
                                               in Tables 5 and 6 above.                                video monitoring will be used
                                                 Visual monitoring of the established                                                                        Vessel Strike Avoidance
                                                                                                       (Additional details and specifications of
                                               exclusion zone(s) for the HRG surveys                   the night-vision devices and infrared                    The Applicant will ensure that vessel
                                               will be performed by qualified and                      video monitoring technology will be                   operators and crew maintain a vigilant
                                               NMFS-approved PSOs, the resumes of                      provided under separate cover by the                  watch for cetaceans and pinnipeds and
                                               whom will be provided to NMFS for                       Bay State Wind Survey Contractor once                 slow down or stop their vessels to avoid
                                               review and approval prior to the start of               selected.). Position data will be recorded            striking these species. Survey vessel
                                               survey activities. Observer                             using hand-held or vessel global                      crew members responsible for
                                               qualifications will include direct field                positioning system (GPS) units for each               navigation duties will receive site-
                                               experience on a marine mammal                           sighting.                                             specific training on marine mammal and
                                               observation vessel and/or aerial surveys                   For monitoring around the ASV, a                   sea turtle sighting/reporting and vessel
                                               in the Atlantic Ocean/Gulf of Mexico.                   dual thermal/HD camera will be                        strike avoidance measures. Vessel strike
                                               An observer team comprising a                           installed on the mother vessel, facing                avoidance measures will include the
                                               minimum of four NMFS-approved PSOs                      forward, angled in a direction so as to               following, except under extraordinary
                                               and two certified Passive Acoustic                      provide a field of view ahead of the                  circumstances when complying with
                                               Monitoring (PAM) operators (PAM                         vessel and around the ASV. The ASV                    these requirements would put the safety
                                               operators will not function as PSOs),                   will be kept in sight of the mother vessel            of the vessel or crew at risk:
                                               operating in shifts, will be stationed                  at all times (within 2,625 ft (800 m)).                  • All vessel operators will comply
                                               aboard either the survey vessel or a                    PSOs will be able to monitor the real                 with 10 knot (<18.5 km per hour (km/
                                               dedicated PSO-vessel. PSOs and PAM                      time output of the camera on hand-held                h)) speed restrictions in any Dynamic
                                               operators will work in shifts such that                 iPads. Images from the cameras can be                 Management Area (DMA). In addition,
                                               no one monitor will work more than 4                    captured for review and to assist in                  all vessels operating from November 1
                                               consecutive hours without a 2-hour                      verifying species identification. A                   through July 31 will operate at speeds
                                               break or longer than 12 hours during                    monitor will also be installed on the                 of 10 knots (<18.5 km/h) or less;
                                               any 24-hour period. During daylight                     bridge displaying the real-time picture                  • All vessel operators will reduce
                                               hours the PSOs will rotate in shifts of                 from the thermal/HD camera installed                  vessel speed to 10 knots or less when
                                               1 on and 3 off, while during nighttime                  on the front of the ASV itself, providing             mother/calf pairs, pods, or larger
                                               operations PSOs will work in pairs. The                 a further forward field of view of the                assemblages of non-delphinoid
                                               PAM operators will also be on call as                   craft. In addition, night-vision goggles              cetaceans are observed near an
                                               necessary during daytime operations                     with thermal clip-ons, as mentioned                   underway vessel;
                                               should visual observations become                       above, and a hand-held spotlight will be                 • All survey vessels will maintain a
                                               impaired. Each PSO will monitor 360                     provided such that PSOs can focus                     separation distance of 1,640 ft (500 m)
                                               degrees of the field of vision.                         observations in any direction, around                 or greater from any sighted North
                                                 PSOs will be responsible for visually                 the mother vessel and/or the ASV. PSOs                Atlantic right whale;
                                               monitoring and identifying marine                       will also be able to monitor the data as                 • If underway, vessels must steer a
                                               mammals approaching or within the                       it is acquired by the ASV utilizing a real            course away from any sighted North
                                               established exclusion zone(s) during                    time IP radio link. For each 12 hour                  Atlantic right whale at 10 knots (<18.5
                                               survey activities. It will be the                       shift, an ASV technician will be                      km/h) or less until the 1,640 ft (500 m)
                                               responsibility of the Lead PSO on duty                  assigned to manage the vessel and                     minimum separation distance has been
                                               to communicate the presence of marine                   monitor the array of cameras, radars,                 established. If a North Atlantic right
                                               mammals as well as to communicate                       and thermal equipment during their                    whale is sighted in a vessel’s path, or
                                               and ensure the action(s) that are                       shift to ensure the vehicle is operating              within 330 ft (100 m) to an underway
                                               necessary to ensure mitigation and                      properly and to take over control of the              vessel, the underway vessel must reduce
                                               monitoring requirements are                             vessel should the need arise.                         speed and shift the engine to neutral.
                                               implemented as appropriate. PAM                         Additionally, there will be 2 survey                  Engines will not be engaged until the
                                               operators will communicate detected                     technicians per shift assigned to acquire             North Atlantic right whale has moved
                                               vocalizations to the Lead PSO on duty,                  the ASV survey data.                                  outside of the vessel’s path and beyond
                                               who will then be responsible for                           The PSOs will begin observation of                 330 ft (100 m). If stationary, the vessel
                                               implementing the necessary mitigation                   the exclusion zone(s) at least 60 minutes             must not engage engines until the North
                                               procedures. A mitigation and                            prior to ramp-up of HRG survey                        Atlantic right whale has moved beyond
                                               monitoring communications flow                          equipment. Use of noise-producing                     330 ft (100 m);
                                               diagram has been included as Appendix                   equipment will not begin until the                       • All vessels will maintain a
                                               A in the IHA application.                               exclusion zone is clear of all marine                 separation distance of 330 ft (100 m) or
                                                 PSOs will be equipped with                            mammals for at least 60 minutes, as per               greater from any sighted non-delphinoid
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                                               binoculars and have the ability to                      the requirements of the BOEM Lease.                   (i.e., mysticetes and sperm whales)
                                               estimate distances to marine mammals                       If a marine mammal is detected                     cetaceans. If sighted, the vessel
                                               located in proximity to the vessel and/                 approaching or entering the exclusion                 underway must reduce speed and shift
                                               or exclusion zone using range finders.                  zones during the HRG survey, the vessel               the engine to neutral, and must not
                                               Reticulated binoculars will also be                     operator would adhere to the shutdown                 engage the engines until the non-
                                               available to PSOs for use as appropriate                procedures described below to                         delphinoid cetacean has moved outside
                                               based on conditions and visibility to                   minimize noise impacts on the animals.                of the vessel’s path and beyond 330 ft


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                             22461

                                               (100 m). If a survey vessel is stationary,              to support system calibration and PSO                 increase in steps not exceeding 6 dB per
                                               the vessel will not engage engines until                and PAM team coordination, as well as                 5-minute period. If marine mammals are
                                               the non-delphinoid cetacean has moved                   in support of efforts to evaluate the                 detected within the HRG survey
                                               out of the vessel’s path and beyond 330                 effectiveness of the various mitigation               exclusion zone prior to or during the
                                               ft (100 m);                                             techniques (i.e., visual observations                 ramp-up, activities will be delayed until
                                                  • All underway vessels will avoid                    during day and night, compared to the                 the animal(s) has moved outside the
                                               excessive speed or abrupt changes in                    PAM detections/operations).                           monitoring zone and no marine
                                               direction to avoid injury to any sighted                   Given the range of species that could              mammals are detected for a period of 60
                                               delphinoid cetacean or pinniped; and                    occur in the Lease Area, the PAM                      minutes.
                                                  • All vessels will maintain a                        system will consist of an array of
                                               separation distance of 164 ft (50 m) or                 hydrophones with both broadband                       Shutdown Procedures
                                               greater from any sighted pinniped.                      (sampling mid-range frequencies of 2                     The exclusion zone(s) around the
                                                  The training program will be provided                kHz to 200 kHz) and at least one low-                 noise-producing activities HRG survey
                                               to NMFS for review and approval prior                   frequency hydrophone (sampling range                  equipment will be monitored, as
                                               to the start of surveys. Confirmation of                frequencies of 10 Hz to 30 kHz).                      previously described, by PSOs and at
                                               the training and understanding of the                   Monitoring of the PAM system will be                  night by PAM operators for the presence
                                               requirements will be documented on a                    conducted from a customized                           of marine mammals before, during, and
                                               training course log sheet. Signing the log              processing station aboard the HRG                     after any noise-producing activity. The
                                               sheet will certify that the crew members                survey vessel. The on-board processing                vessel operator must comply
                                               understand and will comply with the                     station provides the interface between                immediately with any call for shutdown
                                               necessary requirements throughout the                   the PAM system and the operator. The                  by the Lead PSO. Any disagreement
                                               survey event.                                           PAM operator(s) will monitor the                      should be discussed only after
                                                                                                       hydrophone signals in real time both                  shutdown.
                                               Seasonal Operating Requirements
                                                                                                       aurally (using headphones) and visually                  As per the BOEM Lease, if a non-
                                                 Between watch shifts, members of the                  (via the monitor screen displays). Bay
                                               monitoring team will consult the NMFS                                                                         delphinoid (i.e., mysticetes and sperm
                                                                                                       State Wind proposes the use of                        whales) cetacean is detected at or within
                                               North Atlantic right whale reporting                    PAMGuard software for ‘target motion
                                               systems for the presence of North                                                                             the established Level A exclusion zone,
                                                                                                       analysis’ to support localization in                  an immediate shutdown of the HRG
                                               Atlantic right whales throughout survey                 relation to the identified exclusion zone.
                                               operations. However, the proposed                                                                             survey equipment is required.
                                                                                                       PAMGuard is an open source software/
                                               survey activities will occur outside of                                                                       Subsequent restart of the
                                                                                                       hardware interface to enable flexibility
                                               the seasonal management area (SMA)                                                                            electromechanical survey equipment
                                                                                                       in the configuration of in-sea equipment
                                               located off the coast of Massachusetts                                                                        must use the ramp-up procedures
                                                                                                       (number of hydrophones, sensitivities,
                                               and Rhode Island. The proposed survey                                                                         described above and may only occur
                                                                                                       spacing, and geometry). PAM operators
                                               activities will occur in June through                                                                         following clearance of the exclusion
                                                                                                       will immediately communicate
                                               September, which is outside of the                                                                            zone for 60 minutes. Subsequent power
                                                                                                       detections/vocalizations to the Lead
                                               seasonal mandatory speed restriction                                                                          up of the survey equipment must use
                                                                                                       PSO on duty who will ensure the
                                               period for this SMA (November 1                                                                               the ramp-up procedures described
                                                                                                       implementation of the appropriate
                                               through April 30).                                                                                            above and may occur after (1) the
                                                                                                       mitigation measure (e.g., shutdown)
                                                 Throughout all survey operations, the                 even if visual observations by PSOs                   exclusion zone is clear of a delphinoid
                                               Applicant will monitor the NMFS North                   have not been made.                                   cetacean and/or pinniped for 60
                                               Atlantic right whale reporting systems                                                                        minutes.
                                               for the establishment of a DMA. If                      Ramp-Up                                                  If the HRG sound source (including
                                               NMFS should establish a DMA in the                         As per the BOEM Lease, a ramp-up                   the sub-bottom profiler) shuts down for
                                               Lease Area under survey, within 24                      procedure will be used for HRG survey                 reasons other than encroachment into
                                               hours of the establishment of the DMA                   equipment capable of adjusting energy                 the exclusion zone by a marine mammal
                                               the Applicant will work with NMFS to                    levels at the start or re-start of HRG                including but not limited to a
                                               shut down and/or alter the survey                       survey activities. A ramp-up procedure                mechanical or electronic failure,
                                               activities to avoid the DMA.                            will be used at the beginning of HRG                  resulting in in the cessation of sound
                                                                                                       survey activities in order to provide                 source for a period greater than 20
                                               Passive Acoustic Monitoring                             additional protection to marine                       minutes, a restart for the HRG survey
                                                 As per the BOEM Lease, alternative                    mammals near the Lease Area by                        equipment (including the sub-bottom
                                               monitoring technologies (e.g., active or                allowing them to vacate the area prior                profiler) is required using the full ramp-
                                               passive acoustic monitoring) are                        to the commencement of survey                         up procedures and clearance of the
                                               required if a Lessee intends to conduct                 equipment use. The ramp-up procedure                  exclusion zone of all cetaceans and
                                               geophysical surveys at night or when                    will not be initiated during daytime,                 pinnipeds for 60 minutes. If the pause
                                               visual observation is otherwise                         night time, or periods of inclement                   is less than 20 minutes, the equipment
                                               impaired. To support 24-hour HRG                        weather if the exclusion zone cannot be               may be restarted as soon as practicable
                                               survey operations, Bay State Wind will                  adequately monitored by the PSOs using                at its operational level as long as visual
                                               use certified PAM operators with                        the appropriate visual technology (e.g.,              surveys were continued diligently
                                               experience reviewing and identifying                    reticulated binoculars, night vision                  throughout the silent period and the
                                               recorded marine mammal vocalizations,                   equipment) and/or PAM for a 60-minute                 exclusion zone remained clear of
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                                               as part of the project monitoring during                period. A ramp-up would begin with the                cetaceans and pinnipeds. If the visual
                                               nighttime operations to provide for                     power of the smallest acoustic HRG                    surveys were not continued diligently
                                               optimal acquisition of species                          equipment at its lowest practical power               during the pause of 20 minutes or less,
                                               detections at night, or as needed during                output appropriate for the survey. The                a restart of the HRG survey equipment
                                               periods when visual observations may                    power would then be gradually turned                  (including the sub-bottom profiler) is
                                               be impaired. In addition, PAM systems                   up and other acoustic sources added                   required using the full ramp-up
                                               shall be employed during daylight hours                 such that the source level would                      procedures and clearance of the


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                                               22462                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               exclusion zone for all cetaceans and                    The MMPA implementing regulations at                  operations where DP thrusters are
                                               pinnipeds for 60 minutes.                               50 CFR 216.104 (a)(13) indicate that                  employed. Observations of the
                                                  The proposed mitigation measures are                 requests for ITAs must include the                    monitoring zone will continue
                                               designed to avoid the already low                       suggested means of accomplishing the                  throughout the survey activity. PSOs
                                               potential for injury (Level A                           necessary monitoring and reporting that               will be responsible for visually
                                               harassment) in addition to some Level B                 will result in increased knowledge of                 monitoring and identifying marine
                                               harassment, and to minimize the                         the species and of the level of taking or             mammals approaching or entering the
                                               potential for vessel strikes. There are no              impacts on populations of marine                      established monitoring zone during
                                               known marine mammal rookeries or                        mammals that are expected to be                       survey activities.
                                               mating grounds in the survey area that                  present in the proposed action area.                     Observations will take place from the
                                               would otherwise potentially warrant                        Monitoring and reporting                           highest available vantage point on the
                                               increased mitigation measures for                       requirements prescribed by NMFS                       survey vessel. General 360-degree
                                               marine mammals or their habitat (or                     should contribute to improved                         scanning will occur during the
                                               both). The proposed survey would occur                  understanding of one or more of the                   monitoring periods, and target scanning
                                               in an area that has been identified as a                following:                                            by the PSO will occur when alerted of
                                               biologically important area (BIA) for                      • Occurrence of marine mammal                      a marine mammal presence.
                                               migration for North Atlantic right                      species or stocks in the area in which                   Data on all PSO observations will be
                                               whales. However, given the small                        take is anticipated (e.g., presence,                  recorded based on standard PSO
                                               spatial extent of the survey area relative              abundance, distribution, density);                    collection requirements. This will
                                               to the substantially larger spatial extent                 • Nature, scope, or context of likely              include dates and locations of
                                               of the right whale migratory area, the                  marine mammal exposure to potential                   construction operations; time of
                                               survey is not expected to appreciably                   stressors/impacts (individual or                      observation, location and weather;
                                               reduce migratory habitat nor to                         cumulative, acute or chronic), through                details of the sightings (e.g., species, age
                                               negatively impact the migration of                      better understanding of: (1) Action or                classification [if known], numbers,
                                               North Atlantic right whales. In addition,               environment (e.g., source                             behavior); and details of any observed
                                               the timing of importance for migration                  characterization, propagation, ambient                ‘‘taking’’ (behavioral disturbances or
                                               in this biologically important area BIA                 noise); (2) affected species (e.g., life              injury/mortality). The data sheet will be
                                               is March-April and November-                            history, dive patterns); (3) co-occurrence            provided to both NMFS and BOEM for
                                               December, and Bay State Wind’s                          of marine mammal species with the                     review and approval prior to the start of
                                               proposed activities are anticipated to                  action; or (4) biological or behavioral               survey activities. In addition, prior to
                                               occur outside of the timing of                          context of exposure (e.g., age, calving or            initiation of survey work, all crew
                                               importance. Thus, mitigation to address                 feeding areas);                                       members will undergo environmental
                                               the proposed survey’s occurrence in                        • Individual marine mammal                         training, a component of which will
                                               North Atlantic right whale migratory                    responses (behavioral or physiological)               focus on the procedures for sighting and
                                               habitat is not warranted. The proposed                  to acoustic stressors (acute, chronic, or             protection of marine mammals. A
                                               survey area would partially overlap                     cumulative), other stressors, or                      briefing will also be conducted between
                                               spatially with a biologically important                 cumulative impacts from multiple                      the survey supervisors and crews, the
                                               feeding area for fin whales. However,                   stressors;                                            PSOs, and the Applicant. The purpose
                                               the fin whale feeding area is sufficiently                 • How anticipated responses to                     of the briefing will be to establish
                                               large (2,933 km2), and the acoustic                     stressors impact either: (1) Long-term                responsibilities of each party, define the
                                               footprint of the proposed survey is                     fitness and survival of individual                    chains of command, discuss
                                               sufficiently small that the survey is not               marine mammals; or (2) populations,                   communication procedures, provide an
                                               expected to appreciably reduce fin                      species, or stocks;                                   overview of monitoring purposes, and
                                               whale feeding habitat nor to negatively                    • Effects on marine mammal habitat                 review operational procedures.
                                               impact the feeding of fin whales, thus                  (e.g., marine mammal prey species,
                                                                                                                                                             Proposed Reporting Measures
                                               mitigation to address the proposed                      acoustic habitat, or other important
                                               survey’s occurrence in fin whale feeding                physical components of marine                           The Applicant will provide the
                                               habitat is not warranted. Further, we                   mammal habitat); and                                  following reports as necessary during
                                               believe the proposed mitigation                            • Mitigation and monitoring                        survey activities:
                                               measures are practicable for the                        effectiveness.                                          • The Applicant will contact NMFS
                                               applicant to implement.                                                                                       and BOEM within 24 hours of the
                                                  Based on our evaluation of the                       Proposed Monitoring Measures                          commencement of survey activities and
                                               applicant’s proposed measures, as well                    Bay State Wind submitted a marine                   again within 24 hours of the completion
                                               as other measures considered by NMFS,                   mammal monitoring and reporting plan                  of the activity.
                                               NMFS has preliminarily determined                       as part of the IHA application. The plan                • As per the BOEM Lease: Any
                                               that the proposed mitigation measures                   may be modified or supplemented based                 observed significant behavioral
                                               provide the means of effecting the least                on comments or new information                        reactions (e.g., animals departing the
                                               practicable impact on marine mammals                    received from the public during the                   area) or injury or mortality to any
                                               species or stocks and their habitat,                    public comment period.                                marine mammals must be reported to
                                               paying particular attention to rookeries,                 Visual Monitoring—Visual monitoring                 NMFS and BOEM within 24 hours of
                                               mating grounds, and areas of similar                    of the established Level B harassment                 observation. Dead or injured protected
                                               significance.                                           zones will be performed by qualified                  species are reported to the NMFS
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                                                                                                       and NMFS-approved PSOs (see                           Greater Atlantic Regional Fisheries
                                               Monitoring and Reporting                                discussion of PSO qualifications and                  Office Stranding Hotline (800–900–
                                                 In order to issue an IHA for an                       requirements in Marine Mammal                         3622) within 24 hours of sighting,
                                               activity, section 101(a)(5)(D) of the                   Exclusion Zones above).                               regardless of whether the injury is
                                               MMPA states that NMFS must set forth,                     The PSOs will begin observation of                  caused by a vessel. In addition, if the
                                               requirements pertaining to the                          the monitoring zone during all HRG                    injury of death was caused by a
                                               monitoring and reporting of such taking.                survey activities and all geotechnical                collision with a project related vessel,


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                              22463

                                               the Applicant must ensure that NMFS                     Office of Protected Resources and the                 adverse effects on annual rates of
                                               and BOEM are notified of the strike                     GARFO Stranding Coordinator. The                      recruitment or survival (i.e., population-
                                               within 24 hours. The Applicant must                     report would include the same                         level effects). An estimate of the number
                                               use the form included as Appendix A to                  information identified in the paragraph               of takes, alone, is not enough
                                               Addendum C of the Lease to report the                   above. Activities would be allowed to                 information on which to base an impact
                                               sighting or incident. If The Applicant is               continue while NMFS reviews the                       determination, as the severity of
                                               responsible for the injury or death, the                circumstances of the incident. NMFS                   harassment may vary greatly depending
                                               vessel must assist with any salvage                     would work with the Applicant to                      on the context and duration of the
                                               effort as requested by NMFS. Additional                 determine if modifications in the                     behavioral response, many of which
                                               reporting requirements for injured or                   activities are appropriate.                           would not be expected to have
                                               dead animals are described below                           In the event that Bay State Wind                   deleterious impacts on the fitness of any
                                               (Notification of Injured or Dead Marine                 discovers an injured or dead marine                   individuals. In determining whether the
                                               Mammals).                                               mammal and determines that the injury                 expected takes will have a negligible
                                                                                                       or death is not associated with or related            impact, in addition to considering
                                               Notification of Injured or Dead Marine                  to the activities authorized in the IHA               estimates of the number of marine
                                               Mammals                                                 (e.g., previously wounded animal,                     mammals that might be ‘‘taken,’’ NMFS
                                                  In the unanticipated event that the                  carcass with moderate to advanced                     must consider other factors, such as the
                                               specified HRG and geotechnical                          decomposition, or scavenger damage),                  likely nature of any responses (their
                                               activities lead to an unauthorized injury               Bay State Wind would report the                       intensity, duration, etc.), the context of
                                               of a marine mammal (Level A                             incident to the Chief of the Permits and              any responses (critical reproductive
                                               harassment) or mortality (e.g., ship-                   Conservation Division, Office of                      time or location, migration, etc.), as well
                                               strike, gear interaction, and/or                        Protected Resources, NMFS, and the                    as the number and nature of estimated
                                               entanglement), Bay State Wind would                     NMFS Greater Atlantic Regional                        Level A harassment takes, the number of
                                               immediately cease the specified                         Fisheries Office Regional Stranding                   estimated mortalities, and the status of
                                               activities and report the incident to the               Coordinator, within 24 hours of the                   the species.
                                               Chief of the Permits and Conservation                   discovery. Bay State Wind would                          As discussed in the ‘‘Potential Effects
                                               Division, Office of Protected Resources                 provide photographs or video footage (if              of the Specified Activity on Marine
                                               and the NOAA Greater Atlantic                           available) or other documentation of the              Mammals and Their Habitat’’ section,
                                               Regional Fisheries Office (GARFO)                       stranded animal sighting to NMFS. Bay                 PTS, masking, non-auditory physical
                                               Stranding Coordinator. The report                       State Wind can continue its operations                effects, and vessel strike are not
                                               would include the following                             in such a case.                                       expected to occur. However, a small
                                               information:                                               Within 90 days after completion of                 number of PTS takes of harbor porpoise
                                                  • Time, date, and location (latitude/                the marine site characterization survey               are analyzed here out of an abundance
                                               longitude) of the incident;                             activities, a technical report will be                of caution even though the potential is
                                                  • Name and type of vessel involved;                  provided to NMFS and BOEM that fully                  low. There is also some potential for
                                                  • Vessel’s speed during and leading                  documents the methods and monitoring                  limited TTS. Animals in the area would
                                               up to the incident;                                     protocols, summarizes the data recorded               likely incur no more than brief hearing
                                                  • Description of the incident;                       during monitoring, estimates the                      impairment (i.e., TTS) due to generally
                                                  • Status of all sound source use in the              number of marine mammals that may                     low SPLs—and in the case of the HRG
                                               24 hours preceding the incident;                        have been taken during survey                         survey equipment use, directional beam
                                                  • Water depth;                                       activities, and provides an                           pattern, transient signals, and moving
                                                  • Environmental conditions (e.g.,                    interpretation of the results and                     sound sources—and the fact that most
                                               wind speed and direction, Beaufort sea                  effectiveness of all monitoring tasks.                marine mammals would more likely
                                               state, cloud cover, and visibility);                    Any recommendations made by NMFS                      avoid a loud sound source rather than
                                                  • Description of all marine mammal                   must be addressed in the final report                 swim in such close proximity for an
                                               observations in the 24 hours preceding                  prior to acceptance by NMFS.                          amount of time as to result in TTS or
                                               the incident;                                              In addition to the Applicant’s                     PTS. Further, once an area has been
                                                  • Species identification or                          reporting requirements outlined above,                surveyed, it is not likely that it will be
                                               description of the animal(s) involved;                  the Applicant will provide an                         surveyed again, therefore reducing the
                                                  • Fate of the animal(s); and                         assessment report of the effectiveness of             likelihood of repeated impacts within
                                                  • Photographs or video footage of the                the various mitigation techniques, i.e.               the project area.
                                               animal(s) (if equipment is available).                  visual observations during day and                       Potential impacts to marine mammal
                                                  Activities would not resume until                    night, compared to the PAM detections/                habitat were discussed previously in
                                               NMFS is able to review the                              operations. This will be submitted as a               this document (see the ‘‘Potential Effects
                                               circumstances of the event. NMFS                        draft to NMFS and BOEM 30 days after                  of the Specified Activity on Marine
                                               would work with Bay State Wind to                       the completion of the HRG surveys and                 Mammals and their Habitat’’ section).
                                               minimize reoccurrence of such an event                  as a final version 60 days after                      Marine mammal habitat may be
                                               in the future. Bay State Wind would not                 completion of the surveys.                            impacted by elevated sound levels and
                                               resume activities until notified by                                                                           some sediment disturbance, but these
                                               NMFS.                                                   Negligible Impact Analysis and                        impacts would be temporary and
                                                  In the event that Bay State Wind                     Determination                                         relatively short term. Feeding behavior
                                               discovers an injured or dead marine                        Negligible impact is an impact                     is not likely to be significantly
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                                               mammal and determines that the cause                    resulting from the specified activity that            impacted, as marine mammals appear to
                                               of the injury or death is unknown and                   cannot be reasonably expected to, and is              be less likely to exhibit behavioral
                                               the death is relatively recent (i.e., in less           not reasonably likely to, adversely affect            reactions or avoidance responses while
                                               than a moderate state of decomposition),                the species or stock through effects on               engaged in feeding activities
                                               Bay State Wind would immediately                        annual rates of recruitment or survival               (Richardson et al., 1995). Prey species
                                               report the incident to the Chief of the                 (50 CFR 216.103). A negligible impact                 are mobile, and are broadly distributed
                                               Permits and Conservation Division,                      finding is based on the lack of likely                throughout the Lease Area; therefore,


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                                               22464                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               marine mammals that may be                              to sound levels reaching 180 dB during                important area for fin whales foraging,
                                               temporarily displaced during survey                     HRG survey activities. Additional vessel              the survey activities would not affect
                                               activities are expected to be able to                   strike avoidance requirements will                    foraging behavior of this species.
                                               resume foraging once they have moved                    further mitigate potential impacts to                    • For most species, the percentage of
                                               away from areas with disturbing levels                  marine mammals during vessel transit                  stocks affected are less than 3 percent of
                                               of underwater noise. Because of the                     to and within the Study Area.                         the stock. This represents the total
                                               temporary nature of the disturbance, the                   Bay State Wind did not request, and                number of exposures and does not
                                               availability of similar habitat and                     NMFS is not proposing, take of marine                 consider that there are likely repeat
                                               resources in the surrounding area, and                  mammals by serious injury, or                         exposures of the same individuals. In
                                               the lack of important or unique marine                  mortality. NMFS expects that most takes               addition, these takes are anticipated to
                                               mammal habitat, the impacts to marine                   would primarily be in the form of short-              be mainly Level B behavioral takes in
                                               mammals and the food sources that they                  term Level B behavioral harassment in                 the form of short-term startle or
                                               utilize are not expected to cause                       the form of brief startling reaction and/             avoidance reactions that would not
                                               significant or long-term consequences                   or temporary vacating of the area, or                 affect the species or stock.
                                               for individual marine mammals or their                  decreased foraging (if such activity were                NMFS concludes that exposures to
                                               populations. Furthermore, there are no                  occurring)—reactions that are                         marine mammal species and stocks due
                                               feeding areas, rookeries, or mating                     considered to be of low severity and                  to Bay State Wind’s HRG survey
                                               grounds known to be biologically                        with no lasting biological consequences               activities would result in only short-
                                               important to marine mammals within                      (e.g., Southall et al., 2007). This is                term (temporary and short in duration)
                                               the proposed project area. A small                      largely due to the short time scale of the            and relatively infrequent effects to
                                               portion of a BIA for fin whale feeding                  proposed activities, the low source                   individuals exposed, and not of the type
                                               is within the survey area and a BIA for                 levels and intermittent nature of many                or severity that would be expected to be
                                               North Atlantic right whale migration                    of the technologies proposed to be used,              additive for the very small portion of the
                                               encompasses the Lease Area. However,                    as well as the required mitigation.                   stocks and species likely to be exposed.
                                               there is no temporal overlap between                    However, Bay State Wind has requested                 NMFS does not anticipate the proposed
                                               the north Atlantic right whale BIA                      a small number of Level A takes for                   take estimates to impact annual rates of
                                               (effective March-April and November-                    harbor porpoises in an abundance of                   recruitment or survival. Animals may
                                               December) and the proposed survey                       caution. NMFS is proposing to authorize               temporarily avoid the immediate area,
                                               activities (April-June; October). The                   Level A take of harbor porpoises due to               but are not expected to permanently
                                               portion of the fin whale feeding BIA                    the fact that their small size may make               abandon the area. Major shifts in habitat
                                               within the HRG survey area is a very                    it difficult to observe all individuals in            use, distribution, or foraging success,
                                               small portion of the overall BIA, and                   certain sea states or weather conditions,             are not expected.
                                               HRG activities would ensonify such a                    so some Level A take may occur even                      Based on the analysis contained
                                               small area that fin whale foraging is not               with implementation of the 75 m shut                  herein of the likely effects of the
                                               anticipated to be substantially impacted.               down zone.                                            specified activity on marine mammals
                                               ESA-listed species for which takes are                     In summary and as described above,                 and their habitat, and taking into
                                               proposed are sperm whales and fin                       the following factors primarily support               consideration the implementation of the
                                               whales, and these effects are anticipated               our preliminary determination that the                proposed monitoring and mitigation
                                               to be limited to lower level behavioral                 impacts resulting from this activity are              measures, NMFS preliminarily finds
                                               effects.                                                not expected to adversely affect the                  that the total marine mammal take from
                                                  Examination of the minimum number                    species or stock through effects on                   Bay State Wind’s proposed HRG survey
                                               alive population index calculated from                  annual rates of recruitment or survival:              activities will have a negligible impact
                                               the individual sightings database for the                  • No mortality or serious is                       on the affected marine mammal species
                                               years 1990–2010 suggested a positive                    anticipated or authorized;                            or stocks.
                                               and slowly accelerating trend in North                     • Take is anticipated to be primarily
                                                                                                       Level B behavioral harassment                         Small Numbers
                                               Atlantic right whale population size
                                               (Waring et al., 2015); however, since                   consisting of brief startling reactions                 The requested takes proposed to be
                                               June 7, 2017, an unusual mortality event                and/or temporary avoidance of the                     authorized for the HRG represent 2.18
                                               has been declared for this species due                  survey area due to the intermittent and               percent of the Gulf of Maine stock of
                                               to a high number of mortalities with                    short term nature of the activities as                humpback whale (West Indies Distinct
                                               human interactions (i.e., fishery-related               well as the directionality of the sound               Population Segment); 1.98 percent of
                                               entanglements and vessel strikes)                       sources;                                              the WNA stock of fin whale; 0.77
                                               identified as the most likely cause.                       • While the survey area is within                  percent of the Canadian East Coast stock
                                               There are currently insufficient data to                areas noted as biologically important for             of minke whale; 0.22 percent of the
                                               determine population trends for fin                     north Atlantic right whale migration,                 North Atlantic stock of sperm whales;
                                               whale (Waring et al., 2015). There is no                the activities will take place outside of             8.66 percent of the Western North
                                               designated critical habitat for any ESA-                the timeframe of noted importance for                 Atlantic stock of bottlenose dolphins;
                                               listed marine mammals within the Lease                  migration, and would occur in such a                  2.85 percent of the WNA stock of short-
                                               Area, and none of the stocks for non-                   comparatively small area such that any                beaked common dolphin, 1.02 percent
                                               listed species proposed to be taken are                 avoidance of the survey area due to                   of the WNA stock of Atlantic white-
                                               considered ‘‘depleted’’ or ‘‘strategic’’ by             activities would not affect migration. In             sided dolphin, 0.95 percent of the Gulf
                                               NMFS under the MMPA.                                    addition, mitigation measures to shut                 of Maine/Bay of Fundy stock of harbor
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                                                  The proposed mitigation measures are                 down at 500 m to avoid potential for                  porpoise, 2.18 percent of the WNA stock
                                               expected to reduce the number and/or                    Level B behavioral harassment due to                  of harbor seal, and 0.56 percent of the
                                               severity of takes by giving animals the                 animals that may occur inside that                    North Atlantic stock of gray seal. These
                                               opportunity to move away from the                       isopleth (400 m) will avoid any take of               take estimates represent the percentage
                                               sound source before HRG survey                          the species. Similarly, due to the small              of each species or stock that could be
                                               equipment reaches full energy and                       footprint of the survey activities in                 taken and for most stocks are small
                                               preventing animals from being exposed                   relation to the size of a biologically                numbers (less than 3 percent for most


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                            22465

                                               stocks) relative to the affected species or             Suite 2610, Boston, MA 02110) is                      until 30 minutes after use of survey
                                               stock sizes. Further, the proposed take                 hereby authorized under section                       equipment ceases.
                                               numbers are the maximum numbers of                      101(a)(5)(D) of the Marine Mammal                        (c) Exclusion Zones and Watch
                                               animals that are expected to be harassed                Protection Act (16 U.S.C. 1371(a)(5)(D))              Zone—PSOs shall establish and monitor
                                               during the project; it is possible that                 and 50 CFR 216.107, to harass marine                  marine mammal Exclusion Zones and
                                               some of these exposures may occur to                    mammals incidental to high-resolution                 Watch Zones. The Watch Zone shall
                                               the same individual, which would mean                   geophysical (HRG) and geotechnical                    represent the extent of the maximum
                                               the percentage of stock taken would be                  survey investigations associated with                 Level B harassment zone (1,166 m) or,
                                               very conservative as it would not take                  marine site characterization activities               as far as possible if the extent of the
                                               into account these multiple exposures of                off the coast of Massachusetts in the                 Zone is not fully visible. The Exclusion
                                               the same individual(s). Therefore,                      area of the Commercial Lease of                       Zones are as follows:
                                               NMFS preliminarily finds that small                     Submerged Lands for Renewable Energy                     (i) a 75 m Exclusion Zone for harbor
                                               numbers of marine mammals will be                       Development on the Outer Continental                  porpoises;
                                               taken relative to the populations of the                Shelf (OCS–A 0500) (the Lease Area).                     (ii) a 100 m Exclusion Zone for large
                                               affected species or stocks.                                1. This incidental harassment                      whales including sperm whales and
                                                                                                       authorization (IHA) is valid for a period             mysticetes (except North Atlantic right
                                               Impact on Availability of Affected                                                                            whales);
                                               Species for Taking for Subsistence Uses                 of one year from the date of issuance.
                                                                                                          2. This IHA is valid only for marine                  (iii) a 500 m Exclusion Zone for North
                                                  There are no relevant subsistence uses               site characterization survey activity, as             Atlantic right whales;
                                               of marine mammals implicated by this                    specified in the IHA application, in the                 (iv) a 400 m Level B harassment
                                               action. Therefore, NMFS has                             Atlantic Ocean.                                       monitoring zone for all marine
                                               determined that the total taking of                                                                           mammals.
                                                                                                          3. General Conditions
                                               affected species or stocks would not                                                                             (d) Shutdown requirements—If a
                                                                                                          (a) A copy of this IHA must be in the              marine mammal is observed within,
                                               have an unmitigable adverse impact on                   possession of Bay State Wind, the vessel
                                               the availability of such species or stocks                                                                    entering, or approaching the relevant
                                                                                                       operator and other relevant personnel,                Exclusion Zones as described under 4(c)
                                               for taking for subsistence purposes.                    the lead protected species observer                   while geophysical survey equipment is
                                               Endangered Species Act                                  (PSO), and any other relevant designees               operational, the geophysical survey
                                                                                                       of Bay State Wind operating under the                 equipment must be immediately shut
                                                  Within the project area, fin,
                                                                                                       authority of this IHA.                                down.
                                               humpback, and North Atlantic right
                                                                                                          (b) The species authorized for taking                 (i) Any PSO on duty has the authority
                                               whale are listed as endangered under
                                                                                                       are listed in Table 7. The taking, by                 to call for shutdown of survey
                                               the ESA. Under section 7 of the ESA,
                                                                                                       harassment only, is limited to the                    equipment. When there is certainty
                                               BOEM consulted with NMFS on
                                                                                                       species and numbers listed in Table 7.                regarding the need for mitigation action
                                               commercial wind lease issuance and
                                                                                                       Any taking of species not listed in Table             on the basis of visual detection, the
                                               site assessment activities on the Atlantic
                                                                                                       7, or exceeding the authorized amounts                relevant PSO(s) must call for such
                                               Outer Continental Shelf in
                                                                                                       listed in Table 7, is prohibited and may              action immediately.
                                               Massachusetts, Rhode Island, New York
                                                                                                       result in the modification, suspension,                  (ii) When a shutdown is called for by
                                               and New Jersey Wind Energy Areas.
                                                                                                       or revocation of this IHA.                            a PSO, the shutdown must occur and
                                               NOAA’s GARFO issued a Biological
                                               Opinion concluding that these activities                   (c) The taking by serious injury or                any dispute resolved only following
                                               may adversely affect but are not likely                 death of any species of marine mammal                 shutdown.
                                               to jeopardize the continued existence of                is prohibited and may result in the                      (iii) Shutdown of HRG survey
                                               fin whale or North Atlantic right whale.                modification, suspension, or revocation               equipment is also required upon
                                               NMFS is also consulting internally on                   of this IHA.                                          confirmed passive acoustic monitoring
                                               the issuance of an IHA under section                       (d) Bay State Wind shall ensure that               (PAM) detection of a North Atlantic
                                               101(a)(5)(D) of the MMPA for this                       the vessel operator and other relevant                right whale at night, except in instances
                                               activity and the existing Biological                    vessel personnel are briefed on all                   when the PAM detection of a North
                                               Opinion may be amended to include an                    responsibilities, communication                       Atlantic right whale can be localized
                                               incidental take exemption for these                     procedures, marine mammal monitoring                  and the whale is confirmed as being
                                               marine mammal species, as appropriate.                  protocols, operational procedures, and                beyond the 500 m EZ for right whales.
                                                                                                       IHA requirements prior to the start of                The PAM operator on duty has the
                                               Proposed Authorization                                  survey activity, and when relevant new                authority to call for shutdown of survey
                                                 As a result of these preliminary                      personnel join the survey operations.                 equipment based on confirmed acoustic
                                               determinations, NMFS proposes to issue                     4. Mitigation Requirements—the                     detection of a North Atlantic right whale
                                               an IHA to Bay State Wind for HRG                        holder of this Authorization is required              at night even in the absence of visual
                                               survey activities during geophysical                    to implement the following mitigation                 confirmation. When shutdown occurs
                                               survey activities from April 2018                       measures:                                             based on confirmed PAM detection of a
                                               through March 2019, provided the                           (a) Bay State Wind shall use at least              North Atlantic right whale at night,
                                               previously mentioned mitigation,                        four (4) NMFS-approved PSOs during                    survey equipment may be re-started no
                                               monitoring, and reporting requirements                  HRG surveys. The PSOs must have no                    sooner than 30 minutes after the last
                                               are incorporated. The proposed IHA                      tasks other than to conduct                           confirmed acoustic detection.
                                               language is provided next.                              observational effort, record                             (iv) Upon implementation of a
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                                                 This section contains a draft of the                  observational data, and communicate                   shutdown, survey equipment may be
                                               IHA itself. The wording contained in                    with and instruct relevant vessel crew                reactivated when all marine mammals
                                               this section is proposed for inclusion in               with regard to the presence of marine                 have been confirmed by visual
                                               the IHA (if issued).                                    mammals and mitigation requirements.                  observation to have exited the relevant
                                                 Orsted/US Wind Power/Bay State                           (b) Visual monitoring must begin no                Exclusion Zone or an additional time
                                               Wind (Bay State Wind) (One                              less than 30 minutes prior to initiation              period has elapsed with no further
                                               International Place, 100 Oliver Street,                 of survey equipment and must continue                 sighting of the animal that triggered the


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                                               22466                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               shutdown (15 minutes for small                          mammal sighting/reporting and vessel                     (vii) All vessels underway will not
                                               delphinoid cetaceans and pinnipeds                      strike avoidance measures. Vessel strike              divert or alter course in order to
                                               and 30 minutes for all other species).                  avoidance measures shall include the                  approach any whale, delphinoid
                                                  (v) If geophysical equipment shuts                   following, except under circumstances                 cetacean, or pinniped. Any vessel
                                               down for reasons other than mitigation                  when complying with these                             underway will avoid excessive speed or
                                               (i.e., mechanical or electronic failure)                requirements would put the safety of the              abrupt changes in direction to avoid
                                               resulting in the cessation of the survey                vessel or crew at risk:                               injury to the sighted cetacean or
                                               equipment for a period of less than 20                     (i) The vessel operator and crew shall             pinniped; and
                                               minutes, the equipment may be                           maintain vigilant watch for cetaceans                    (viii) All vessels will maintain a
                                               restarted as soon as practicable if visual              and pinnipeds, and slow down or stop                  separation distance of 50 m (164 ft) or
                                               surveys were continued diligently                       the vessel to avoid striking marine                   greater from any sighted pinniped.
                                               throughout the silent period and the                    mammals;                                                 (ix) The vessel operator will comply
                                               relevant Exclusion Zones are confirmed                     (ii) The vessel operator will reduce               with 10 knot (18.5 km/hr) or less speed
                                               by PSOs to have remained clear of                       vessel speed to 10 knots (18.5 km/hr) or              restrictions in any Seasonal
                                               marine mammals during the entire 20                     less when any large whale, any mother/                Management Area per NMFS guidance.
                                               minute period. If visual surveys were                   calf pairs, whale or dolphin pods, or                    (x) If NMFS should establish a
                                               not continued diligently during the                     larger assemblages of non-delphinoid                  Dynamic Management Area (DMA) in
                                               pause of 20 minutes or less, a 30 minute                cetaceans are observed near (within 100               the area of the survey, within 24 hours
                                               pre-clearance period shall precede the                  m (330 ft)) an underway vessel;                       of the establishment of the DMA Bay
                                               restart of the geophysical survey                          (iii) The survey vessel will maintain              State Wind shall work with NMFS to
                                               equipment as described in 4(e). If the                  a separation distance of 500 m (1640 ft)              shut down and/or alter survey activities
                                               period of shutdown for reasons other                    or greater from any sighted North                     to avoid the DMA as appropriate.
                                               than mitigation is greater than 20                      Atlantic right whale;                                    5. Monitoring Requirements—The
                                               minutes, a pre-clearance period shall                      (iv) If underway, the vessel must steer            Holder of this Authorization is required
                                               precede the restart of the geophysical                  a course away from any sighted North                  to conduct marine mammal visual
                                               survey equipment as described in 4(e).                  Atlantic right whale at 10 knots (18.5                monitoring and PAM during
                                                  (e) Pre-clearance observation—30                     km/hr) or less until the 500 m (1640 ft)              geophysical survey activity. Monitoring
                                               minutes of pre-clearance observation                    minimum separation distance has been                  shall be conducted in accordance with
                                               shall be conducted prior to initiation of               established. If a North Atlantic right                the following requirements:
                                               geophysical survey equipment.                           whale is sighted in a vessel’s path, or                  (a) A minimum of four NMFS-
                                               Geophysical survey equipment shall not                  within 500 m (330 ft) to an underway                  approved PSOs and a minimum of two
                                               be initiated if marine mammals are                      vessel, the underway vessel must reduce               certified PAM operator(s), operating in
                                               observed within or approaching the                      speed and shift the engine to neutral.                shifts, shall be employed by Bay State
                                               relevant Exclusion Zones as described                   Engines will not be engaged until the                 Wind during geophysical surveys.
                                               under 4(c) during the pre-clearance                     North Atlantic right whale has moved                     (b) Observations shall take place from
                                               period. If a marine mammal is observed                  outside of the vessel’s path and beyond               the highest available vantage point on
                                               within or approaching the relevant                      500 m. If stationary, the vessel must not             the survey vessel. General 360-degree
                                               Exclusion Zone during the pre-clearance                 engage engines until the North Atlantic               scanning shall occur during the
                                               period, geophysical survey equipment                    right whale has moved beyond 500 m;                   monitoring periods, and target scanning
                                               shall not be initiated until the animal(s)                 (v) The vessel will maintain a                     by PSOs shall occur when alerted of a
                                               is confirmed by visual observation to                   separation distance of 100 m (330 ft) or              marine mammal presence.
                                               have exited the relevant Exclusion Zone                 greater from any sighted non-delphinoid                  (c) For monitoring around the
                                               or until an additional time period has                  cetacean. If sighted, the vessel                      autonomous surface vessel (ASV), a
                                               elapsed with no further sighting of the                 underway must reduce speed and shift                  dual thermal/HD camera shall be
                                               animal (15 minutes for small delphinoid                 the engine to neutral, and must not                   installed on the mother vessel facing
                                               cetaceans and pinnipeds and 30                          engage the engines until the non-                     forward and angled in a direction so as
                                               minutes for all other species).                         delphinoid cetacean has moved outside                 to provide a field of view ahead of the
                                                  (f) Ramp-up—when technically                         of the vessel’s path and beyond 100 m.                vessel and around the ASV. PSOs shall
                                               feasible, survey equipment shall be                     If a survey vessel is stationary, the                 be able to monitor the real-time output
                                               ramped up at the start or re-start of                   vessel will not engage engines until the              of the camera on hand-held computer
                                               survey activities. Ramp-up will begin                   non-delphinoid cetacean has moved out                 tablets. Images from the cameras shall
                                               with the power of the smallest acoustic                 of the vessel’s path and beyond 100 m;                be able to be captured and reviewed to
                                               equipment at its lowest practical power                    (vi) The vessel will maintain a                    assist in verifying species identification.
                                               output appropriate for the survey. When                 separation distance of 50 m (164 ft) or               A monitor shall also be installed in the
                                               technically feasible the power will then                greater from any sighted delphinoid                   bridge displaying the real-time images
                                               be gradually turned up and other                        cetacean. Any vessel underway shall                   from the thermal/HD camera installed
                                               acoustic sources added in a way such                    remain parallel to a sighted delphinoid               on the front of the ASV itself, providing
                                               that the source level would increase                    cetacean’s course whenever possible,                  a further forward view of the craft. In
                                               gradually.                                              and avoid excessive speed or abrupt                   addition, night-vision goggles with
                                                  (g) Vessel Strike Avoidance—Vessel                   changes in direction. Any vessel                      thermal clip-ons and a hand-held
                                               operator and crew must maintain a                       underway shall reduce vessel speed to                 spotlight shall be provided and used
                                               vigilant watch for all marine mammals                   10 knots (18.5 km/hr) or less when pods               such that PSOs can focus observations
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                                               and slow down or stop the vessel or                     (including mother/calf pairs) or large                in any direction around the mother
                                               alter course, as appropriate, to avoid                  assemblages of delphinoid cetaceans are               vessel and/or the ASV.
                                               striking any marine mammal, unless                      observed. Vessels may not adjust course                  (d) PSOs shall be equipped with
                                               such action represents a human safety                   and speed until the delphinoid                        binoculars and have the ability to
                                               concern. Survey vessel crew members                     cetaceans have moved beyond 50 m                      estimate distances to marine mammals
                                               responsible for navigation duties shall                 and/or the abeam of the underway                      located in proximity to the vessel and/
                                               receive site-specific training on marine                vessel;                                               or Exclusion Zones using range finders.


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                                                                              Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                             22467

                                               Reticulated binoculars will also be                        (v) Vessel heading and speed at                       (Q) Description of any actions
                                               available to PSOs for use as appropriate                beginning and end of visual PSO duty                  implemented in response to the sighting
                                               based on conditions and visibility to                   shifts and upon any line change.                      (e.g., delays, shutdown, ramp-up, speed
                                               support the sighting and monitoring of                     (vi) Environmental conditions while                or course alteration, etc.) and time and
                                               marine species.                                         on visual survey (at beginning and end                location of the action.
                                                  (e) PAM shall be used during                         of PSO shift and whenever conditions                     6. Reporting—a technical report shall
                                               nighttime geophysical survey                            change significantly), including wind                 be provided to NMFS within 90 days
                                               operations. The PAM system shall                        speed and direction, Beaufort sea state,              after completion of survey activities that
                                               consist of an array of hydrophones with                 Beaufort wind force, swell height,                    fully documents the methods and
                                               both broadband (sampling mid-range                      weather conditions, cloud cover, sun                  monitoring protocols, summarizes the
                                               frequencies of 2 kHz to 200 kHz) and at                 glare, and overall visibility to the                  data recorded during monitoring,
                                               least one low-frequency hydrophone                      horizon.                                              estimates the number of marine
                                               (sampling range frequencies of 75 Hz to                    (vii) Factors that may be contributing             mammals that may have been taken
                                               30 kHz). PAM operators shall                            to impaired observations during each                  during survey activities, describes the
                                               communicate detections or                               PSO shift change or as needed as                      effectiveness of the various mitigation
                                               vocalizations to the Lead PSO on duty                   environmental conditions change (e.g.,                techniques (i.e., visual observations
                                               who shall ensure the implementation of                  vessel traffic, equipment malfunctions).              during day and night compared to PAM
                                                                                                          (viii) Survey activity information,                detections/operations), provides an
                                               the appropriate mitigation measure.
                                                                                                       such as type of survey equipment in                   interpretation of the results and
                                                  (f) During night surveys, night-vision               operation, acoustic source power output
                                               equipment and infrared technology (as                                                                         effectiveness of all monitoring tasks,
                                                                                                       while in operation, and any other notes               and includes an assessment of the
                                               described in 5 (c) above) shall be used                 of significance (i.e., pre-clearance
                                               in addition to PAM.                                                                                           effectiveness of night vision equipment
                                                                                                       survey, ramp-up, shutdown, end of                     used during nighttime surveys,
                                                  (g) PSOs and PAM operators shall                     operations, etc.).
                                               work in shifts such that no one monitor                                                                       including comparisons of relative
                                                                                                          (ix) If a marine mammal is sighted,
                                               will work more than 4 consecutive                                                                             effectiveness among the different types
                                                                                                       the following information should be
                                               hours without a 2 hour break or longer                                                                        of night vision equipment used. Any
                                                                                                       recorded:
                                               than 12 hours during any 24-hour                                                                              recommendations made by NMFS shall
                                                                                                          (A) Watch status (sighting made by
                                               period. During daylight hours the PSOs                                                                        be addressed in the final report prior to
                                                                                                       PSO on/off effort, opportunistic, crew,
                                               shall rotate in shifts of 1 on and 3 off,                                                                     acceptance by NMFS.
                                                                                                       alternate vessel/platform);
                                               and during nighttime operations PSOs                       (B) PSO who sighted the animal;                       (a) Reporting injured or dead marine
                                               shall work in pairs.                                       (C) Time of sighting;                              mammals:
                                                                                                          (D) Vessel location at time of sighting;              (i) In the event that the specified
                                                  (h) PAM operators shall also be on                                                                         activity clearly causes the take of a
                                               call as necessary during daytime                           (E) Water depth;
                                                                                                          (F) Direction of vessel’s travel                   marine mammal in a manner not
                                               operations should visual observations                                                                         authorized by this IHA, such as serious
                                               become impaired.                                        (compass direction);
                                                                                                          (G) Direction of animal’s travel                   injury or mortality, Bay State Wind shall
                                                  (i) Position data shall be recorded                  relative to the vessel;                               immediately cease the specified
                                               using hand-held or vessel global                           (H) Pace of the animal;                            activities and immediately report the
                                               positioning system (GPS) units for each                    (I) Estimated distance to the animal               incident to the NMFS Office of
                                               sighting.                                               and its heading relative to vessel at                 Protected Resources ((301) 427–8400)
                                                  (j) A briefing shall be conducted                    initial sighting;                                     and the NMFS Northeast Stranding
                                               between survey supervisors and crews,                      (J) Identification of the animal (e.g.,            Coordinator ((866) 755–6622). The
                                               PSOs, and Bay State Wind to establish                   genus/species, lowest possible                        report must include the following
                                               responsibilities of each party, define                  taxonomic level, or unidentified); also               information:
                                               chains of command, discuss                              note the composition of the group if                     (A) Time, date, and location (latitude/
                                               communication procedures, provide an                    there is a mix of species;                            longitude) of the incident;
                                               overview of monitoring purposes, and                       (K) Estimated number of animals                       (B) Vessel’s speed during and leading
                                               review operational procedures.                          (high/low/best);                                      up to the incident;
                                                  (k) PSO qualifications shall include                    (L) Estimated number of animals by                    (C) Description of the incident;
                                               direct field experience on a marine                     cohort (adults, yearlings, juveniles,                    (D) Status of all sound source use in
                                               mammal observation vessel and/or                        calves, group composition, etc.);                     the 24 hours preceding the incident;
                                               aerial surveys.                                            (M) Description (as many                              (E) Water depth;
                                                  (l) Data on all PAM/PSO observations                 distinguishing features as possible of                   (F) Environmental conditions (e.g.,
                                               shall be recorded based on standard                     each individual seen, including length,               wind speed and direction, Beaufort sea
                                               PSO collection requirements. PSOs                       shape, color, pattern, scars or markings,             state, cloud cover, and visibility);
                                               must use standardized data forms,                       shape and size of dorsal fin, shape of                   (G) Description of all marine mammal
                                               whether hard copy or electronic. The                    head, and blow characteristics);                      observations in the 24 hours preceding
                                               following information shall be reported:                   (N) Detailed behavior observations                 the incident;
                                                                                                       (e.g., number of blows, number of                        (H) Species identification or
                                                  (i) PSO names and affiliations.                                                                            description of the animal(s) involved;
                                                                                                       surfaces, breaching, spyhopping, diving,
                                                  (ii) Dates of departures and returns to              feeding, traveling; as explicit and                      (I) Fate of the animal(s); and
                                               port with port name.                                    detailed as possible; note any observed                  (J) Photographs or video footage of the
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                                                  (iii) Dates and times (Greenwich Mean                changes in behavior);                                 animal(s).
                                               Time) of survey effort and times                           (O) Animal’s closest point of                         Activities shall not resume until
                                               corresponding with PSO effort.                          approach and/or closest distance from                 NMFS is able to review the
                                                  (iv) Vessel location (latitude/                      the center point of the acoustic source;              circumstances of the prohibited take.
                                               longitude) when survey effort begins                       (P) Platform activity at time of                   NMFS will work with Bay State Wind
                                               and ends; vessel location at beginning                  sighting (e.g., deploying, recovering,                to determine what measures are
                                               and end of visual PSO duty shifts.                      testing, data acquisition, other); and                necessary to minimize the likelihood of


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                                               22468                          Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               further prohibited take and ensure                      section, provided all of the following                  For specific dates, times, and
                                               MMPA compliance. Bay State Wind                         conditions are met:                                   locations of the public meetings, see
                                               may not resume their activities until                      • A request for renewal is received no             SUPPLEMENTARY INFORMATION.
                                               notified by NMFS.                                       later than 60 days prior to expiration of
                                                  (ii) In the event that Bay State Wind                the current IHA.                                      ADDRESSES:   You may submit comments
                                               discovers an injured or dead marine                        • The request for renewal must                     on the program or reserve NOAA
                                               mammal, and the lead PSO determines                     include the following:                                intends to evaluate by any of the
                                               that the cause of the injury or death is                   (1) An explanation that the activities             following methods:
                                               unknown and the death is relatively                     to be conducted beyond the initial dates                Public Meeting and Oral Comments:
                                               recent (e.g., in less than a moderate state             either are identical to the previously                A public meeting will be held in Long
                                               of decomposition), Bay State Wind shall                 analyzed activities or include changes                Beach, California. For the specific
                                               immediately report the incident to the                  so minor (e.g., reduction in pile size)               location, see SUPPLEMENTARY
                                               NMFS Office of Protected Resources                      that the changes do not affect the                    INFORMATION.
                                               ((301) 427–8400) and the NMFS                           previous analyses, take estimates, or
                                               Northeast Stranding Coordinator ((866)                                                                          Written Comments: Please direct
                                                                                                       mitigation and monitoring                             written comments to Carrie Hall,
                                               755–6622). The report must include the                  requirements; and
                                               same information identified in                                                                                Evaluator, Planning and Performance
                                                                                                          (2) A preliminary monitoring report                Measurement Program, Office for
                                               condition 6(b)(i) of this IHA. Activities               showing the results of the required
                                               may continue while NMFS reviews the                                                                           Coastal Management, NOS/NOAA, 1305
                                                                                                       monitoring to date and an explanation
                                               circumstances of the incident. NMFS                                                                           East-West Highway, 11th Floor, N/
                                                                                                       showing that the monitoring results do
                                               will work with Bay State Wind to                                                                              OCM1, Silver Spring, Maryland 20910,
                                                                                                       not indicate impacts of a scale or nature
                                               determine whether additional                                                                                  or email comments Carrie.Hall@
                                                                                                       not previously analyzed or authorized;
                                               mitigation measures or modifications to                                                                       noaa.gov.
                                                                                                          • Upon review of the request for
                                               the activities are appropriate.                         renewal, the status of the affected
                                                  (iii) In the event that Bay State Wind                                                                     FOR FURTHER INFORMATION CONTACT:
                                                                                                       species or stocks, and any other                      Carrie Hall, Evaluator, Planning and
                                               discovers an injured or dead marine
                                                                                                       pertinent information, NMFS                           Performance Measurement Program,
                                               mammal, and the lead PSO determines
                                               that the injury or death is not associated              determines that there are no more than                Office for Coastal Management, NOS/
                                               with or related to the specified activities             minor changes in the activities, the                  NOAA, 1305 East-West Highway, 11th
                                               (e.g., previously wounded animal,                       mitigation and monitoring measures                    Floor, N/OCM1, Silver Spring,
                                               carcass with moderate to advanced                       remain the same and appropriate, and                  Maryland 20910, or Carrie.Hall@
                                               decomposition, or scavenger damage),                    the original findings remain valid.
                                                                                                                                                             noaa.gov. Copies of the previous
                                               Bay State Wind shall report the incident                  Dated: May 10, 2018.                                evaluation findings and 2016–2020
                                               to the NMFS Office of Protected                         Elaine T. Saiz,                                       Assessment and Strategy may be viewed
                                               Resources ((301) 427–8400) and the                      Acting Deputy Director, Office of Protected           and downloaded on the internet at
                                               NMFS Northeast Stranding Coordinator                    Resources, National Marine Fisheries Service.         http://coast.noaa.gov/czm/evaluations.
                                               ((866) 755–6622), within 24 hours of the                [FR Doc. 2018–10333 Filed 5–14–18; 8:45 am]           A copy of the evaluation notification
                                               discovery. Bay State Wind shall provide                 BILLING CODE 3510–22–P                                letter and most recent progress report
                                               photographs or video footage or other                                                                         may be obtained upon request by
                                               documentation of the sighting to NMFS.                                                                        contacting the person identified under
                                                  7. This Authorization may be                         DEPARTMENT OF COMMERCE                                FOR FURTHER INFORMATION CONTACT.
                                               modified, suspended or withdrawn if
                                               the holder fails to abide by the                        National Oceanic and Atmospheric                      SUPPLEMENTARY INFORMATION:     Section
                                               conditions prescribed herein, or if                     Administration                                        312 of the Coastal Zone Management
                                               NMFS determines the authorized taking                                                                         Act (CZMA) requires NOAA to conduct
                                               is having more than a negligible impact                 Evaluation of State Coastal                           periodic evaluations of federally
                                               on the species or stock of affected                     Management Programs                                   approved state and territorial coastal
                                               marine mammals.                                         AGENCY:  Office for Coastal Management                programs. The process includes one or
                                               Request for Public Comments                             (OCM), National Ocean Service (NOS),                  more public meetings, consideration of
                                                                                                       National Oceanic and Atmospheric                      written public comments and
                                                  We request comment on our analyses,                                                                        consultations with interested Federal,
                                                                                                       Administration (NOAA), Department of
                                               the draft authorization, and any other                                                                        state, and local agencies and members of
                                                                                                       Commerce (DOC).
                                               aspect of this Notice of Proposed IHA                                                                         the public. During the evaluation,
                                               for the proposed marine site                            ACTION: Notice of Intent to Evaluate
                                                                                                       State Coastal Management Program.                     NOAA will consider the extent to which
                                               characterization surveys. Please include                                                                      the state has met the national objectives,
                                               with your comments any supporting                                                                             adhered to the management program
                                                                                                       SUMMARY:   The National Oceanic and
                                               data or literature citations to help                                                                          approved by the Secretary of Commerce,
                                                                                                       Atmospheric Administration (NOAA),
                                               inform our final decision on the request                                                                      and adhered to the terms of financial
                                                                                                       Office for Coastal Management will hold
                                               for MMPA authorization.                                                                                       assistance under the CZMA. When the
                                                  On a case-by-case basis, NMFS may                    a public meeting to solicit comments on
                                                                                                       the performance evaluation of the                     evaluation is completed, NOAA’s Office
                                               issue a one-year renewal IHA without
                                               additional notice when (1) another year                 California Coastal Commission, part of                for Coastal Management will place a
daltland on DSKBBV9HB2PROD with NOTICES




                                               of identical or nearly identical activities             the California Coastal Management                     notice in the Federal Register
                                               as described in the Specified Activities                Program.                                              announcing the availability of the Final
                                               section is planned, or (2) the activities               DATES: California Coastal Commission                  Evaluation Findings.
                                               would not be completed by the time the                  Evaluation: The public meeting will be                  Specific information on the periodic
                                               IHA expires and renewal would allow                     held on June 11, 2018, and written                    evaluation of the state and territorial
                                               completion of the activities beyond that                comments must be received on or before                coastal program that is the subject of
                                               described in the Dates and Duration                     June 22, 2018.                                        this notice is detailed below as follows:


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Document Created: 2018-05-15 00:33:45
Document Modified: 2018-05-15 00:33:45
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; proposed incidental harassment authorization; request for comments.
DatesComments and information must be received no later than June 14, 2018.
ContactDale Youngkin, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: www.fisheries.noaa.gov/national/ marine-mammal-protection/incidental-take-authorizations-construction- activities. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 22443 
RIN Number0648-XF92

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