83_FR_2261 83 FR 2251 - Proposed Collection; Comment Request

83 FR 2251 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 10 (January 16, 2018)

Page Range2251-2252
FR Document2018-00498

Federal Register, Volume 83 Issue 10 (Tuesday, January 16, 2018) 
[Federal Register Volume 83, Number 10 (Tuesday, January 16, 2018)]
[Notices]
[Pages 2251-2252]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-00498]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-170, OMB Control No. 3235-0167]


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extension:
    Form 15

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of

[[Page 2252]]

Management and Budget for extension and approval.
    Form 15 (17 CFR 249.323) is a certification of termination of a 
class of security under Section 12(g) or notice of suspension of duty 
to file reports pursuant to Sections 13 and 15(d) of the Securities 
Exchange Act of 1934 (15 U.S.C. 78a et seq.). We estimate that 
approximately 1,302 issuers file Form 15 annually and it takes 
approximately 1.5 hours per response to prepare for a total of 1,953 
annual burden hours (1.5 hours per response x 1,302 responses).
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov.

    Dated: January 9, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-00498 Filed 1-12-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 10 / Tuesday, January 16, 2018 / Notices 2251 The Exchange and its market data The Exchange believes the adoption rules/sro.shtml). Copies of the products are subject to significant of the fee for Non-Display Usage for submission, all subsequent competitive forces and the proposed BYX Depth would increase competition amendments, all written statements fees represent responses to that amongst the exchanges that offer depth- with respect to the proposed rule competition. To start, the Exchange of-book products. In addition, the change that are filed with the competes intensely for order flow. It proposed Non-Display Usage fee is less Commission, and all written competes with the other national than similar fees currently charged by communications relating to the securities exchanges that currently trade the NYSE and NYSE Arca for their proposed rule change between the equities, with electronic communication depth-of-book data.19 Commission and any person, other than networks, with quotes posted in those that may be withheld from the C. Self-Regulatory Organization’s FINRA’s Alternative Display Facility, public in accordance with the Statement on Comments on the with alternative trading systems, and provisions of 5 U.S.C. 552, will be Proposed Rule Change Received From with securities firms that primarily available for website viewing and Members, Participants, or Others trade as principal with their customer printing in the Commission’s Public order flow. The Exchange has neither solicited Reference Room, 100 F Street NE, In addition, BYX Depth competes nor received written comments on the Washington, DC 20549 on official with a number of alternative products. proposed rule change. business days between the hours of For instance, BYX Depth does not III. Date of Effectiveness of the 10:00 a.m. and 3:00 p.m. Copies of the provide a complete picture of all trading Proposed Rule Change and Timing for filing also will be available for activity in a security. Rather, the other Commission Action inspection and copying at the principal national securities exchanges, the office of the Exchange. All comments several TRFs of FINRA, and ECNs that The foregoing rule change has become received will be posted without change. produce proprietary data all produce effective pursuant to Section 19(b)(3)(A) Persons submitting comments are trades and trade reports. Each is of the Act 20 and paragraph (f) of Rule cautioned that we do not redact or edit currently permitted to produce depth- 19b–4 thereunder.21 At any time within personal identifying information from of-book information products, and many 60 days of the filing of the proposed rule comment submissions. You should currently do, including Nasdaq, NYSE, change, the Commission summarily may submit only information that you wish and NYSE Arca. temporarily suspend such rule change if to make available publicly. All In sum, the availability of a variety of it appears to the Commission that such submissions should refer to File alternative sources of information action is necessary or appropriate in the Number CboeBYX–2017–003 and imposes significant competitive public interest, for the protection of should be submitted on or before pressures on Exchange data products investors, or otherwise in furtherance of February 6, 2018. and the Exchange’s compelling need to the purposes of the Act. For the Commission, by the Division of attract order flow imposes significant IV. Solicitation of Comments Trading and Markets, pursuant to delegated competitive pressure on the Exchange to Interested persons are invited to authority.22 act equitably, fairly, and reasonably in submit written data, views, and Eduardo A. Aleman, setting the proposed data product fees. arguments concerning the foregoing, Assistant Secretary. The proposed data product fees are, in including whether the proposed rule [FR Doc. 2018–00528 Filed 1–12–18; 8:45 am] part, responses to that pressure. The change is consistent with the Act. BILLING CODE 8011–01–P Exchange believes that the proposed Comments may be submitted by any of fees would reflect an equitable the following methods: allocation of its overall costs to users of SECURITIES AND EXCHANGE its facilities. Electronic Comments COMMISSION In addition, when establishing the • Use the Commission’s internet proposed fees, the Exchange considered comment form (http://www.sec.gov/ [SEC File No. 270–170, OMB Control No. the competitiveness of the market for rules/sro.shtml); or 3235–0167] proprietary data and all of the • Send an email to rule-comments@ implications of that competition. The Proposed Collection; Comment sec.gov. Please include File Number SR– Exchange believes that it has considered Request CboeBYX–2017–003 on the subject line. all relevant factors and has not Upon Written Request Copies Available considered irrelevant factors in order to Paper Comments From: Securities and Exchange establish fair, reasonable, and not • Send paper comments in triplicate Commission, Office of FOIA Services, unreasonably discriminatory fees and an to Secretary, Securities and Exchange 100 F Street NE, Washington, DC equitable allocation of fees among all Commission, 100 F Street NE, 20549–2736 Users. The existence of alternatives to Washington, DC 20549–1090. BYX Depth, including existing similar Extension: All submissions should refer to File Form 15 feeds by other exchanges, consolidated Number CboeBYX–2017–003. This file data, and proprietary data from other number should be included on the Notice is hereby given that, pursuant sources, ensures that the Exchange subject line if email is used. To help the to the Paperwork Reduction Act of 1995 cannot set unreasonable fees, or fees Commission process and review your (44 U.S.C. 3501 et seq.), the Securities that are unreasonably discriminatory, comments more efficiently, please use and Exchange Commission daltland on DSKBBV9HB2PROD with NOTICES when subscribers can elect these only one method. The Commission will (‘‘Commission’’) is soliciting comments alternatives or choose not to purchase a post all comments on the Commission’s on the collection of information specific proprietary data product if its internet website (http://www.sec.gov/ summarized below. The Commission cost to purchase is not justified by the plans to submit this existing collection returns any particular vendor or 19 See supra note 18. of information to the Office of subscriber would achieve through the 20 15 U.S.C. 78s(b)(3)(A). purchase. 21 17 CFR 240.19b–4(f). 22 17 CFR 200.30–3(a)(12). 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2252 Federal Register / Vol. 83, No. 10 / Tuesday, January 16, 2018 / Notices Management and Budget for extension (‘‘Act’’),1 and Rule 19b–4 thereunder,2 The Nasdaq ISE Trade Feed is a direct and approval. notice is hereby given that on December data feed product that displays last sale Form 15 (17 CFR 249.323) is a 26, 2017, Nasdaq ISE, LLC (‘‘ISE’’ or information about trades that occur in certification of termination of a class of ‘‘Exchange’’) filed with the Securities the Exchange’s execution system, along security under Section 12(g) or notice of and Exchange Commission (‘‘SEC’’ or with opening price, cumulative volume, suspension of duty to file reports ‘‘Commission’’) the proposed rule and high and low prices for the day. The pursuant to Sections 13 and 15(d) of the change as described in Items I, II, and data provided for each instrument Securities Exchange Act of 1934 (15 III, below, which Items have been includes the symbols (series and U.S.C. 78a et seq.). We estimate that prepared by the Exchange. The underlying security), put or call approximately 1,302 issuers file Form Commission is publishing this notice to indicator, expiration date, the strike 15 annually and it takes approximately solicit comments on the proposed rule price of the series, and trading status. 1.5 hours per response to prepare for a change from interested persons. Access to real-time last sale options data total of 1,953 annual burden hours (1.5 from the Exchange increases I. Self-Regulatory Organization’s hours per response × 1,302 responses). transparency and enables firms to Written comments are invited on: (a) Statement of the Terms of the Substance provide dynamically updated tickers, Whether this proposed collection of of the Proposed Rule Change portfolio trackers and price/time charts. information is necessary for the proper The Exchange proposes to amend the The Exchange presently offers performance of the functions of the Exchange’s Schedule of Fees at Chapter subscriptions to the Nasdaq ISE Trade agency, including whether the VIII, Section J, entitled ‘‘Nasdaq ISE Feed for free. The Exchange proposes to information will have practical utility; Trades Feed,’’ to introduce a monthly amend Section J to charge a fee of (b) the accuracy of the agency’s estimate fee of $1,000 for unlimited internal and/ $1,000 per month (for unlimited of the burden imposed by the collection or external distribution of the Nasdaq internal and external distribution) for a of information; (c) ways to enhance the ISE Trade Feed,3 as described further subscription to the Nasdaq ISE Trade quality, utility, and clarity of the below. Feed. Upon effectiveness of the information collected; and (d) ways to The text of the proposed rule change proposal, this monthly fee will apply to minimize the burden of the collection of is available on the Exchange’s website at all firms that choose to subscribe to the information on respondents, including http://ise.cchwallstreet.com/, at the Nasdaq ISE Trade Feed, including firms through the use of automated collection principal office of the Exchange, and at that currently receive it for free. techniques or other forms of information the Commission’s Public Reference Although the Exchange proposes to technology. Consideration will be given Room. offer the Nasdaq ISE Trade Feed for a to comments and suggestions submitted fee on a standalone basis, it notes that II. Self-Regulatory Organization’s the Trade Feed is a purely optional in writing within 60 days of this Statement of the Purpose of, and product and a subscription to it is not publication. Statutory Basis for, the Proposed Rule required to receive the data that it An agency may not conduct or Change provides. The same ISE trade sponsor, and a person is not required to respond to, a collection of information In its filing with the Commission, the information that is available on the unless it displays a currently valid Exchange included statements Nasdaq ISE Trade Feed is also broadcast control number. concerning the purpose of and basis for on two other Nasdaq ISE data feeds: the Please direct your written comment to the proposed rule change and discussed ISE Top Quote Feed and the ISE Depth Pamela Dyson, Director/Chief any comments it received on the of Market Feed. proposed rule change. The text of these The Exchange’s proposal to charge a Information Officer, Securities and statements may be examined at the fee for the Nasdaq ISE Trade Feed Exchange Commission, c/o Remi Pavlik- places specified in Item IV below. The reflects the value of the investments that Simon, 100 F Street NE, Washington, Exchange has prepared summaries, set the Exchange has made in developing, DC 20549 or send an email to: PRA_ maintaining, and upgrading the ISE Mailbox@sec.gov. forth in sections A, B, and C below, of Trade Feed product and the Exchange Dated: January 9, 2018. the most significant aspects of such trading facility that supports it, which statements. Eduardo A. Aleman, include the following: Assistant Secretary. A. Self-Regulatory Organization’s • Exchange Re-Platform and [FR Doc. 2018–00498 Filed 1–12–18; 8:45 am] Statement of the Purpose of, and Harmonization of Specifications. In BILLING CODE 8011–01–P Statutory Basis for, the Proposed Rule connection with its recent acquisition Change by Nasdaq, Inc. and the associated efforts to re-platform and integrate the 1. Purpose Exchange into the Nasdaq, Inc. family of SECURITIES AND EXCHANGE COMMISSION The purpose of the proposed rule exchanges, the Exchange upgraded the change is to amend the Exchange’s ISE Trade Feed so that it is consistent [Release No. 34–82465; File No. SR–ISE– Schedule of Fees at Chapter VIII, with the specifications and formats of 2017–113] Section J, entitled ‘‘Nasdaq ISE Trades the other Nasdaq, Inc. data feeds. The Self-Regulatory Organizations; Nasdaq Feed,’’ to introduce a monthly fee of re-platforming and associated upgrades ISE, LLC; Notice of Filing and $1,000 for unlimited internal and/or will render connection to and Immediate Effectiveness of Proposed external distribution of the ISE Trade consumption of the ISE Trade Feeds and Rule Change To Amend the Feed. other data products easier for customers daltland on DSKBBV9HB2PROD with NOTICES Exchange’s Schedule of Fees at to manage. Having one harmonized Chapter VIII, Section J, Entitled 1 15 U.S.C. 78s(b)(1). specification document format that is ‘‘Nasdaq ISE Trades Feed’’ 2 17 CFR 240.19b–4. standardized across six exchanges 3 As part of this proposal, the Exchange proposes makes initial onboarding and to correct a typographical error by renaming the January 9, 2018. Nasdaq ISE Trades Feed the ‘‘Nasdaq ISE Trade implementation of the data feeds into Pursuant to Section 19(b)(1) of the Feed.’’ The Exchange hereinafter refers to the customers’ systems more efficient than Securities Exchange Act of 1934 product by its corrected name. having multiple documents in disparate VerDate Sep<11>2014 22:48 Jan 12, 2018 Jkt 244001 PO 00000 Frm 00122 Fmt 4703 Sfmt 4703 E:\FR\FM\16JAN1.SGM 16JAN1


Document Created: 2018-01-13 02:03:00
Document Modified: 2018-01-13 02:03:00
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation83 FR 2251 
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