83_FR_22629 83 FR 22535 - Revision of the NRC Enforcement Policy

83 FR 22535 - Revision of the NRC Enforcement Policy

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 83, Issue 94 (May 15, 2018)

Page Range22535-22536
FR Document2018-10350

The U.S. Nuclear Regulatory Commission (NRC) is publishing a revision to its Enforcement Policy (Enforcement Policy or Policy) to address the requirements of the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (2015 Improvements Act). The 2015 Improvements Act amended the Federal Civil Penalties Inflation Adjustment Act (FCPIAA) of 1990, and now requires Federal agencies to adjust their maximum civil monetary penalty annually for inflation.

Federal Register, Volume 83 Issue 94 (Tuesday, May 15, 2018)
[Federal Register Volume 83, Number 94 (Tuesday, May 15, 2018)]
[Notices]
[Pages 22535-22536]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10350]


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NUCLEAR REGULATORY COMMISSION

[NRC-2018-0082]


Revision of the NRC Enforcement Policy

AGENCY: Nuclear Regulatory Commission.

ACTION: Revision to policy statement.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is publishing a 
revision to its Enforcement Policy (Enforcement Policy or Policy) to 
address the requirements of the Federal Civil Penalties Inflation 
Adjustment Act Improvements Act of 2015 (2015 Improvements Act). The 
2015 Improvements Act amended the Federal Civil Penalties Inflation 
Adjustment Act (FCPIAA) of 1990, and now requires Federal agencies to 
adjust their maximum civil monetary penalty annually for inflation.

DATES: This action was effective on January 12, 2018.

ADDRESSES: Please refer to Docket ID NRC-2018-0082 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly-available information related to this document 
using any of the following methods:
     Federal Rulemaking Website: Go to http://www.regulations.gov and search for Docket ID NRC-2018-0082. Address 
questions about NRC dockets to Jennifer Borges; telephone: 301-287-
9127; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected].
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: Gerry Gulla, Office of Enforcement, 
telephone: 301-287-9143, email: [email protected], U.S. Nuclear 
Regulatory Commission, Washington, DC 20555-0001.

SUPPLEMENTARY INFORMATION:

I. Background

    In 1990, Congress passed the Federal Civil Penalties Inflation 
Adjustment Act of 1990, to provide for regular adjustment for inflation 
of civil monetary penalties (CMPs). As amended by the Debt Collection 
Improvement Act of 1996, the FCPIAA required that the head of each 
Federal agency review, and if necessary, adjust by regulation the CMPs 
assessed under statutes enforced by the agency at least once every four 
years.
    On November 2, 2015, the President of the United States signed into 
law the 2015 Improvements Act, which further amended the FCPIAA and 
requires Federal agencies to adjust their CMPs annually for inflation 
no later than January 15 of each year. These requirements apply to the 
NRC's maximum CMP amounts for (1) a violation of the Atomic Energy Act 
(AEA) of 1954, as amended, or any regulation or order issued under the 
AEA, codified in section 2.205(j) of title 10 of the Code of Federal 
Regulations (CFR), ``Civil Penalties''; and (2) a false claim or 
statement made under the Program Fraud Civil Remedies Act, codified in 
10 CFR 13.3, ``Basis for Civil Penalties and Assessments.''
    Pursuant to the 2015 Improvements Act, the NRC codified on January 
12,

[[Page 22536]]

2018 (83 FR 1515), the revised maximum daily base CMP based on the 
percentage change in the consumer price index between October 2017 and 
October 2016. Because this revised monetary value directly impacts the 
CMPs assessed to NRC licensees, the NRC's Enforcement Policy table of 
civil penalties requires revision. Specifically, the monetary amounts 
found in Section 8.0, ``Table of Base Civil Penalties'' items a--e and 
g. This monetary adjustment does not include item ``f'' since its 
monetary value is based on the estimated or actual cost of authorized 
disposal and not on the monetary value codified in 10 CFR 2.205(j).
    Accordingly, the NRC has revised its Policy to read as follows:

                   8.0--Table of Base Civil Penalties
                                 Table A
------------------------------------------------------------------------
 
------------------------------------------------------------------------
a. Power reactors, gaseous diffusion uranium enrichment         $290,000
 plants, and high-level waste repository................
b. Fuel fabricators authorized to possess Category I or          145,000
 II quantities of SNM and uranium conversion facilities.
c. All other fuel fabricators, including facilities               72,500
 under construction, authorized to possess Category III
 quantities of SNM, industrial processors, independent
 spent fuel and monitored retrievable storage
 installations, mills, gas centrifuge and laser uranium
 enrichment facilities..................................
d. Test reactors, contractors, waste disposal licensees,          29,000
 industrial radiographers, and other large material
 users..................................................
e. Research reactors, academic, medical, or other small           14,500
 material users.........................................
f. Loss, abandonment, or improper transfer or disposal
 of regulated material, regardless of the use or type of
 licensee:
    1. Sources or devices with a total activity greater           54,000
     than 3.7 x 104 MBq (1 Curie), excluding hydrogen-3
     (tritium)..........................................
    2. Other sources or devices containing the materials          17,000
     and quantities listed in 10 CFR 31.5(c)(13)(i).....
    3. Sources and devices not otherwise described above           7,000
g. Individuals who release safeguards information.......           7,250
------------------------------------------------------------------------

II. Procedural Requirements

Paperwork Reduction Act Statement

    This policy statement does not contain any new or amended 
collection of information subject to the Paperwork Reduction Act of 
1995 (44 U.S.C. 3501 et seq.). Existing collection of information were 
approved by the Office of Management and Budget (OMB), approval numbers 
3150-0010 and 3150-0136.

Public Protection Notification

    The NRC may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless the document requesting 
or requiring the collection displays a currently valid OMB control 
number.

Congressional Review Act

    This action is not a rule as defined in the Congressional Review 
Act (5 U.S.C. 801-808).

    Dated at Rockville, Maryland, this 10th day of May 2018.
    For the Nuclear Regulatory Commission.
 Victor McCree,
Executive Director for Operations.
[FR Doc. 2018-10350 Filed 5-14-18; 8:45 am]
 BILLING CODE 7590-01-P



                                                                                Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices                                                           22535

                                               NRC electronically in accordance with                      site-help/e-submittals.html. To ensure                   301–415–1677 to request a digital ID
                                               NRC’s E-Filing rule promulgated in                         timely electronic filing, at least 5 days                certificate and allow for the creation of
                                               August 2007 (72 FR 49139; August 28,                       prior to the filing deadline, the                        an electronic docket.
                                               2007). Information about filing                            petitioner/requestor should contact the                    The information concerning this
                                               electronically is available on the NRC’s                   Office of the Secretary by email at                      application for an export license
                                               public website at http://www.nrc.gov/                      hearingdocket@nrc.gov or by calling                      amendment and renewal follows:
                                                                                       NRC EXPORT LICENSE AMENDMENT AND RENEWAL APPLICATION
                                                                                                                        [Description of Material]

                                                Name of applicant, date of
                                                application, date received,                                                                                                                                  Country of
                                                     Application No.,                     Material type                     Total quantity                               End use                             destination
                                                     Docket No., and
                                                 ADAMS Accession No.

                                               Diversified Scientific Serv-   Radioactive waste equivalent to          Authorization to export   Return of non-conforming waste and/or waste resulting       Canada.
                                                 ices, Inc. (DSSI).             Class A, B, and/or C, including          a total maximum           from processing materials for appropriate disposition.
                                               February 9, 2018.                oil, solvents, scintillation fluids,     quantity of 378,000       The amendment and renewal requests: (1) An exten-
                                               February 14, 2018.               grease, paint chips, paint sludge,       kilograms.                sion of the license from March 31, 2017 to March 31,
                                               XW008/05.                        spent bead resins, powder res-                                     2022; (2) a change to the license point of contact; (3)
                                               11005323.                        ins, contaminated with activated                                   a change in the name of one ultimate foreign con-
                                               ML18085A690.                     carbon-14,     hydrogen-3,      and                                signee from Atomic Energy of Canada Limited to Ca-
                                                                                other mixed fission product                                        nadian Nuclear Laboratories; 4) removal of the ref-
                                                                                radionuclides. The maximum ac-                                     erence to Waste Classification as defined in 10 CFR
                                                                                tivity level of all contaminants                                   61.55 and reference to Table A2 values of 49 CFR
                                                                                combined shall not exceed 75                                       173.435 from the waste description since 10 CFR
                                                                                Terrabecquerels (2,010 curies)                                     61.55 is not applicable because treated and proc-
                                                                                per shipment.                                                      essed waste are to be returned to Canada; (5) re-
                                                                                                                                                   moval of previous references to Import License
                                                                                                                                                   IW012/05; (6) updated radioactivity levels; and (7) in-
                                                                                                                                                   clusion of a port of exit in the State of New York and
                                                                                                                                                   a port of exit in State of Michigan.



                                                 Dated at Rockville, Maryland, this 9th day               NRC about the availability of                            Regulatory Commission, Washington,
                                               of May 2018.                                               information regarding this document.                     DC 20555–0001.
                                                 For the Nuclear Regulatory Commission.                   You may obtain publicly-available                        SUPPLEMENTARY INFORMATION:
                                               David L. Skeen,                                            information related to this document
                                               Deputy Director, Office of International                   using any of the following methods:                      I. Background
                                               Programs.                                                     • Federal Rulemaking Website: Go to                      In 1990, Congress passed the Federal
                                               [FR Doc. 2018–10247 Filed 5–14–18; 8:45 am]                http://www.regulations.gov and search                    Civil Penalties Inflation Adjustment Act
                                               BILLING CODE 7590–01–P                                     for Docket ID NRC–2018–0082. Address                     of 1990, to provide for regular
                                                                                                          questions about NRC dockets to Jennifer                  adjustment for inflation of civil
                                                                                                          Borges; telephone: 301–287–9127;                         monetary penalties (CMPs). As amended
                                               NUCLEAR REGULATORY                                         email: Jennifer.Borges@nrc.gov. For
                                               COMMISSION                                                                                                          by the Debt Collection Improvement Act
                                                                                                          technical questions, contact the                         of 1996, the FCPIAA required that the
                                               [NRC–2018–0082]                                            individual listed in the FOR FURTHER                     head of each Federal agency review, and
                                                                                                          INFORMATION CONTACT section of this                      if necessary, adjust by regulation the
                                               Revision of the NRC Enforcement                            document.                                                CMPs assessed under statutes enforced
                                               Policy                                                        • NRC’s Agencywide Documents                          by the agency at least once every four
                                               AGENCY:  Nuclear Regulatory                                Access and Management System                             years.
                                               Commission.                                                (ADAMS): You may obtain publicly-                           On November 2, 2015, the President
                                               ACTION: Revision to policy statement.
                                                                                                          available documents online in the                        of the United States signed into law the
                                                                                                          ADAMS Public Documents collection at                     2015 Improvements Act, which further
                                               SUMMARY:   The U.S. Nuclear Regulatory                     http://www.nrc.gov/reading-rm/                           amended the FCPIAA and requires
                                               Commission (NRC) is publishing a                           adams.html. To begin the search, select                  Federal agencies to adjust their CMPs
                                               revision to its Enforcement Policy                         ‘‘ADAMS Public Documents’’ and then                      annually for inflation no later than
                                               (Enforcement Policy or Policy) to                          select ‘‘Begin Web-based ADAMS                           January 15 of each year. These
                                               address the requirements of the Federal                    Search.’’ For problems with ADAMS,                       requirements apply to the NRC’s
                                               Civil Penalties Inflation Adjustment Act                   please contact the NRC’s Public                          maximum CMP amounts for (1) a
                                               Improvements Act of 2015 (2015                             Document Room (PDR) reference staff at                   violation of the Atomic Energy Act
                                               Improvements Act). The 2015                                1–800–397–4209, 301–415–4737, or by                      (AEA) of 1954, as amended, or any
                                               Improvements Act amended the Federal                       email to pdr.resource@nrc.gov.                           regulation or order issued under the
                                               Civil Penalties Inflation Adjustment Act                      • NRC’s PDR: You may examine and                      AEA, codified in section 2.205(j) of title
                                               (FCPIAA) of 1990, and now requires                         purchase copies of public documents at                   10 of the Code of Federal Regulations
daltland on DSKBBV9HB2PROD with NOTICES




                                               Federal agencies to adjust their                           the NRC’s PDR, Room O1–F21, One                          (CFR), ‘‘Civil Penalties’’; and (2) a false
                                               maximum civil monetary penalty                             White Flint North, 11555 Rockville                       claim or statement made under the
                                               annually for inflation.                                    Pike, Rockville, Maryland 20852.                         Program Fraud Civil Remedies Act,
                                               DATES: This action was effective on                        FOR FURTHER INFORMATION CONTACT:                         codified in 10 CFR 13.3, ‘‘Basis for Civil
                                               January 12, 2018.                                          Gerry Gulla, Office of Enforcement,                      Penalties and Assessments.’’
                                               ADDRESSES: Please refer to Docket ID                       telephone: 301–287–9143, email:                             Pursuant to the 2015 Improvements
                                               NRC–2018–0082 when contacting the                          Gerald.Gulla@nrc.gov, U.S. Nuclear                       Act, the NRC codified on January 12,


                                          VerDate Sep<11>2014    20:27 May 14, 2018   Jkt 244001   PO 00000    Frm 00095     Fmt 4703   Sfmt 4703   E:\FR\FM\15MYN1.SGM     15MYN1


                                               22536                                     Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices

                                               2018 (83 FR 1515), the revised                                           NRC’s Enforcement Policy table of civil                                   estimated or actual cost of authorized
                                               maximum daily base CMP based on the                                      penalties requires revision. Specifically,                                disposal and not on the monetary value
                                               percentage change in the consumer                                        the monetary amounts found in Section                                     codified in 10 CFR 2.205(j).
                                               price index between October 2017 and                                     8.0, ‘‘Table of Base Civil Penalties’’                                      Accordingly, the NRC has revised its
                                               October 2016. Because this revised                                       items a—e and g. This monetary                                            Policy to read as follows:
                                               monetary value directly impacts the                                      adjustment does not include item ‘‘f’’
                                               CMPs assessed to NRC licensees, the                                      since its monetary value is based on the

                                                                                                                         8.0—TABLE OF BASE CIVIL PENALTIES
                                                                                                                                                     Table A

                                               a. Power reactors, gaseous diffusion uranium enrichment plants, and high-level waste repository ..................................................                                                $290,000
                                               b. Fuel fabricators authorized to possess Category I or II quantities of SNM and uranium conversion facilities ..............................                                                      145,000
                                               c. All other fuel fabricators, including facilities under construction, authorized to possess Category III quantities of SNM, indus-
                                                  trial processors, independent spent fuel and monitored retrievable storage installations, mills, gas centrifuge and laser ura-
                                                  nium enrichment facilities .................................................................................................................................................................     72,500
                                               d. Test reactors, contractors, waste disposal licensees, industrial radiographers, and other large material users ...........................                                                       29,000
                                               e. Research reactors, academic, medical, or other small material users ...........................................................................................                                  14,500
                                               f. Loss, abandonment, or improper transfer or disposal of regulated material, regardless of the use or type of licensee:
                                                     1. Sources or devices with a total activity greater than 3.7 × 104 MBq (1 Curie), excluding hydrogen-3 (tritium) ....................                                                         54,000
                                                     2. Other sources or devices containing the materials and quantities listed in 10 CFR 31.5(c)(13)(i) ........................................                                                  17,000
                                                     3. Sources and devices not otherwise described above .............................................................................................................                             7,000
                                               g. Individuals who release safeguards information .............................................................................................................................                      7,250



                                               II. Procedural Requirements                                              PLACE:   Offices of the Corporation,                                      OPIC’s Corporate Secretary, at the cost
                                                                                                                        Twelfth Floor Board Room, 1100 New                                        of reproduction.
                                               Paperwork Reduction Act Statement                                                                                                                    Written summaries of the projects to
                                                                                                                        York Avenue NW, Washington, DC.
                                                  This policy statement does not                                        STATUS: Hearing OPEN to the Public at                                     be presented at the June 14, 2018, Board
                                               contain any new or amended collection                                    2:00 p.m.                                                                 meeting will be posted on OPIC’s
                                               of information subject to the Paperwork                                  PURPOSE: Public Hearing in conjunction                                    website.
                                               Reduction Act of 1995 (44 U.S.C. 3501                                    with each meeting of OPIC’s Board of                                      CONTACT PERSON FOR INFORMATION:
                                               et seq.). Existing collection of                                         Directors, to afford an opportunity for                                   Information on the hearing may be
                                               information were approved by the                                         any person to present views regarding                                     obtained from Catherine F.I. Andrade at
                                               Office of Management and Budget                                          the activities of the Corporation.                                        (202) 336–8768, via facsimile at (202)
                                               (OMB), approval numbers 3150–0010                                        PROCEDURES: Individuals wishing to                                        408–0297, or via email at
                                               and 3150–0136.                                                           address the hearing orally must provide                                   Catherine.Andrade@opic.gov.
                                               Public Protection Notification                                           advance notice to OPIC’s Corporate                                          Dated: May 11, 2018.
                                                                                                                        Secretary no later than 5 p.m.                                            Catherine F.I. Andrade,
                                                 The NRC may not conduct or sponsor,                                    Wednesday, May 30, 2018. The notice                                       OPIC Corporate Secretary.
                                               and a person is not required to respond                                  must include the individual’s name,                                       [FR Doc. 2018–10405 Filed 5–11–18; 11:15 am]
                                               to, a collection of information unless the                               title, organization, address, and
                                                                                                                                                                                                  BILLING CODE 3210–01–P
                                               document requesting or requiring the                                     telephone number, and a concise
                                               collection displays a currently valid                                    summary of the subject matter to be
                                               OMB control number.                                                      presented.
                                                                                                                           Oral presentations may not exceed ten                                  POSTAL REGULATORY COMMISSION
                                               Congressional Review Act                                                 (10) minutes. The time for individual                                     [Docket Nos. MC2018–148 and CP2018–214;
                                                 This action is not a rule as defined in                                presentations may be reduced                                              MC2018–149 and CP2018–215]
                                               the Congressional Review Act (5 U.S.C.                                   proportionately, if necessary, to afford
                                                                                                                        all participants who have submitted a                                     New Postal Products
                                               801–808).
                                                                                                                        timely request an opportunity to be                                       AGENCY:      Postal Regulatory Commission.
                                                 Dated at Rockville, Maryland, this 10th day                            heard.
                                               of May 2018.                                                                Participants wishing to submit a                                       ACTION:      Notice.
                                                 For the Nuclear Regulatory Commission.                                 written statement for the record must
                                               Victor McCree,
                                                                                                                                                                                                  SUMMARY:   The Commission is noticing a
                                                                                                                        submit a copy of such statement to                                        recent Postal Service filing for the
                                               Executive Director for Operations.                                       OPIC’s Corporate Secretary no later than                                  Commission’s consideration concerning
                                               [FR Doc. 2018–10350 Filed 5–14–18; 8:45 am]                              5 p.m. Wednesday, May 30, 2018. Such                                      negotiated service agreements. This
                                               BILLING CODE 7590–01–P                                                   statement must be typewritten, double                                     notice informs the public of the filing,
                                                                                                                        spaced, and may not exceed twenty-five                                    invites public comment, and takes other
                                                                                                                        (25) pages.                                                               administrative steps.
                                                                                                                           Upon receipt of the required notice,
                                                                                                                                                                                                  DATES: Comments are due: May 17,
                                               OVERSEAS PRIVATE INVESTMENT                                              OPIC will prepare an agenda, which
daltland on DSKBBV9HB2PROD with NOTICES




                                                                                                                        will be available at the hearing, that                                    2018.
                                               CORPORATION
                                                                                                                        identifies speakers, the subject on which                                 ADDRESSES:   Submit comments
                                               Sunshine Notice; June 6, 2018 Public                                     each participant will speak, and the                                      electronically via the Commission’s
                                               Hearing                                                                  time allotted for each presentation.                                      Filing Online system at http://
                                                                                                                           A written summary of the hearing will                                  www.prc.gov. Those who cannot submit
                                               TIME AND DATE:           2:00 p.m., Wednesday,                           be compiled, and such summary will be                                     comments electronically should contact
                                               June 6, 2018.                                                            made available, upon written request to                                   the person identified in the FOR FURTHER


                                          VerDate Sep<11>2014        20:27 May 14, 2018         Jkt 244001      PO 00000       Frm 00096       Fmt 4703       Sfmt 4703      E:\FR\FM\15MYN1.SGM             15MYN1



Document Created: 2018-05-15 00:33:57
Document Modified: 2018-05-15 00:33:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionRevision to policy statement.
DatesThis action was effective on January 12, 2018.
ContactGerry Gulla, Office of Enforcement, telephone: 301-287-9143, email: [email protected], U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
FR Citation83 FR 22535 

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