83 FR 22557 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 94 (May 15, 2018)

Page Range		22557-22557
FR Document		2018-10395

Federal Register, Volume 83 Issue 94 (Tuesday, May 15, 2018)

[Federal Register Volume 83, Number 94 (Tuesday, May 15, 2018)]
[Notices]
[Page 22557]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10395]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 1:00 p.m. on Thursday, May 17, 2018.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: May 10, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-10395 Filed 5-11-18; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 94 / Tuesday, May 15, 2018 / Notices 22557

Commission summarily may submit only information that you wish Dated: May 10, 2018.
temporarily suspend such rule change if to make available publicly. All Brent J. Fields,
it appears to the Commission that such submissions should refer to File Secretary.
action is necessary or appropriate in the Number SR–Phlx–2018–34, and should [FR Doc. 2018–10395 Filed 5–11–18; 11:15 am]
public interest, for the protection of be submitted on or before June 5, 2018. BILLING CODE 8011–01–P
investors, or otherwise in furtherance of For the Commission, by the Division of
the purposes of the Act. If the Trading and Markets, pursuant to delegated
Commission takes such action, the authority.13 SECURITIES AND EXCHANGE
Commission shall institute proceedings Eduardo A. Aleman, COMMISSION
to determine whether the proposed rule Assistant Secretary.
should be approved or disapproved. [SEC File No. 270–318, OMB Control No.
[FR Doc. 2018–10254 Filed 5–14–18; 8:45 am] 3235–0361]
IV. Solicitation of Comments BILLING CODE 8011–01–P
Interested persons are invited to Proposed Collection; Comment
submit written data, views, and Request
arguments concerning the foregoing, SECURITIES AND EXCHANGE
Upon Written Request, Copies Available
including whether the proposed rule COMMISSION
From: Securities and Exchange
change is consistent with the Act. Commission, Office of FOIA Services,
Sunshine Act Meetings
Comments may be submitted by any of 100 F Street NE, Washington, DC
the following methods: 20549–2736
TIME AND DATE: 1:00 p.m. on Thursday,
Electronic Comments May 17, 2018. Extension:
Form ADV–E
• Use the Commission’s internet PLACE:Closed Commission Hearing
comment form (http://www.sec.gov/ Room 10800. Notice is hereby given that, pursuant
rules/sro.shtml); or to the Paperwork Reduction Act of 1995
• Send an email to rule–comments@ STATUS: This meeting will be closed to (44 U.S.C. 3501 et seq.), the Securities
sec.gov. Please include File Number SR– the public. and Exchange Commission (the
Phlx–2018–34 on the subject line. MATTERS TO BE CONSIDERED: ‘‘Commission’’) is soliciting comments
Paper Comments Commissioners, Counsel to the on the collection of information
Commissioners, the Secretary to the summarized below. The Commission
• Send paper comments in triplicate plans to submit this existing collection
to Secretary, Securities and Exchange Commission, and recording secretaries
will attend the closed meeting. Certain of information to the Office of
Commission, 100 F Street NE, Management and Budget for extension
Washington, DC 20549–1090. staff members who have an interest in
the matters also may be present. and approval.
All submissions should refer to File Form ADV–E (17 CFR 279.8) is the
Number SR–Phlx–2018–34. This file The General Counsel of the cover sheet for certificates of accounting
number should be included on the Commission, or his designee, has filed pursuant to rule 206(4)–2 under
subject line if email is used. To help the certified that, in his opinion, one or the Investment Advisers Act of 1940 (17
Commission process and review your more of the exemptions set forth in 5 CFR 275.206(4)–2). The rule further
comments more efficiently, please use U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) requires that the public accountant file
only one method. The Commission will and (10) and 17 CFR 200.402(a)(3), with the Commission a Form ADV–E
post all comments on the Commission’s (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and and accompanying statement within
internet website (http://www.sec.gov/ (a)(10), permit consideration of the four business days of the resignation,
rules/sro.shtml). Copies of the scheduled matters at the closed meeting. dismissal, removal or other termination
submission, all subsequent Commissioner Piwowar, as duty of its engagement.
amendments, all written statements officer, voted to consider the items The Commission has estimated that
with respect to the proposed rule listed for the closed meeting in closed compliance with the requirement to
change that are filed with the session. complete Form ADV–E imposes a total
Commission, and all written The subject matters of the closed burden of approximately 0.05 hours (3
communications relating to the meeting will be: minutes) per respondent. Based on
proposed rule change between the current information from advisers
Commission and any person, other than Institution and settlement of
registered with the Commission, the
those that may be withheld from the injunctive actions;
Commission staff estimates that 1,749
public in accordance with the Institution and settlement of filings will be submitted with respect to
provisions of 5 U.S.C. 552, will be administrative proceedings; and surprise examinations and 38 filings
available for website viewing and Other matters relating to enforcement will be submitted with respect to
printing in the Commission’s Public proceedings. termination of accountants. Based on
Reference Room, 100 F Street NE, At times, changes in Commission these estimates, the total estimated
Washington, DC 20549, on official priorities require alterations in the annual burden would be 89.35 hours
business days between the hours of scheduling of meeting items. ((1,749 filings × .05 hours) + (38 filings
10:00 a.m. and 3:00 p.m. Copies of the × .05 hours)).
filing also will be available for CONTACT PERSON FOR MORE INFORMATION: Written comments are invited on: (a)
daltland on DSKBBV9HB2PROD with NOTICES

inspection and copying at the principal For further information and to ascertain Whether the proposed collection of
office of the Exchange. All comments what, if any, matters have been added, information is necessary for the proper
received will be posted without change. deleted or postponed; please contact performance of the functions of the
Persons submitting comments are Brent J. Fields from the Office of the agency, including whether the
cautioned that we do not redact or edit Secretary at (202) 551–5400. information will have practical utility;
personal identifying information from (b) the accuracy of the agency’s estimate
comment submissions. You should 13 17 CFR 200.30–3(a)(12). of the burden of the collection of

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Document Created: 2018-05-15 00:33:25
Document Modified: 2018-05-15 00:33:25

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		1:00 p.m. on Thursday, May 17, 2018.
FR Citation		83 FR 22557