83_FR_23080 83 FR 22984 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Food and Cosmetic Export Certificate Application Process

83 FR 22984 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Food and Cosmetic Export Certificate Application Process

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 96 (May 17, 2018)

Page Range22984-22985
FR Document2018-10551

The Food and Drug Administration (FDA, Agency, or we) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 83 Issue 96 (Thursday, May 17, 2018)
[Federal Register Volume 83, Number 96 (Thursday, May 17, 2018)]
[Notices]
[Pages 22984-22985]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-10551]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2014-N-2347]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Food and Cosmetic 
Export Certificate Application Process

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA, Agency, or we) is 
announcing that a proposed collection of information has been submitted 
to the Office of Management and Budget (OMB) for review and clearance 
under the Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by June 
18, 2018.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
Fax: 202-395-7285, or emailed to oira_submission@omb.eop.gov. All 
comments should be identified with the OMB control number 0910-0793. 
Also include the FDA docket number found in brackets in the heading of 
this document.

FOR FURTHER INFORMATION CONTACT: Domini Bean, Office of Operations, 
Food and Drug Administration, Three White Flint North, 10A-12M, 11601 
Landsdown St., North Bethesda, MD 20852, 301-796-5733, 
PRAStaff@fda.hhs.gov.

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Food and Cosmetic Export Certificate Application Process

OMB Control Number 0910-0793--Revision

    This information collection supports FDA's Center for Food Safety 
and Applied Nutrition's (CFSAN) export certificate application process. 
Some countries may require manufacturers of FDA-regulated products to 
provide certificates for products they wish to export to that country. 
Accordingly, firms exporting products from the United States often ask 
FDA to provide such a ``certificate.'' In many cases, foreign 
governments are seeking official assurance that products exported to 
their countries can be marketed in the United States, or that they meet 
specific U.S. requirements. In some cases, review of an FDA export 
certificate may be required as part of the process to register or 
import a product into another country. An export certificate generally 
indicates that the particular product is marketed in the United States 
or otherwise eligible for export and that the particular manufacturer 
has no unresolved enforcement actions pending before, or taken by, FDA.
    Interested persons may request a certificate from CFSAN 
electronically via the Certificate Application Process (CAP), a 
component of FDA Industry Systems, or by contacting CFSAN for 
assistance. To facilitate the application process we have eliminated 
paper-based forms. For food products, we have expanded the electronic 
options for providing facility and product information. Respondents 
will now be able to identify facilities based on a food facility 
registration number, FDA Establishment Identification number, or Data 
Universal Numbering System number. The system uses these identifiers to 
locate and auto-populate name and address information, eliminating the 
need for users to manually enter this information and reducing the time 
to complete the application. Respondents can also upload product 
information via a spreadsheet, which reduces the time needed to enter 
product information, particularly for applications that include 
multiple products. All information is entered using electronic Forms 
FDA 3613d, 3613e, 3613g, and 3613l and used to evaluate certificate 
requests.
    While burden associated with information collection activities for 
export certificates issued for other FDA-regulated products is approved 
under OMB control number 0910-0498, this collection specifically 
supports export certificates issued by CFSAN. Also, because we have 
eliminated paper-based forms, respondents who require assistance with 
completing export certificate applications online may contact CFSAN 
directly by email (CFSANExportCertification@fda.hhs.gov) or telephone 
(240-402-2307). Instructions for Form FDA 3613d are available online at 
https://www.fda.gov/cosmetics/internationalactivities/exporters/ucm353912.htm and instructions for Form FDA 3613e are available online 
at https://www.fda.gov/Food/GuidanceRegulation/ImportsExports/Exporting/ucm260280.htm. Draft screenshots of Form FDA 3613g and 3613l 
are available for comment online at https://www.fda.gov/Food/GuidanceRegulation/ImportsExports/Exporting/default.htm.
    Description of Respondents: The respondents to this collection of 
information are firms interested in exporting U.S.-manufactured food 
and cosmetic products to foreign countries that require export 
certificates.
    In the Federal Register of January 2, 2018 (83 FR 133), we 
published a notice soliciting public comment of the information 
collection. Two comments were received in support of the information 
collection. One comment included technical suggestions as well 
regarding respondents' ability to review and edit data that might have 
been entered improperly. We appreciate this comment and continue to 
seek ways to utilize improved information collection

[[Page 22985]]

technologies as our resources permit. FDA notes section 801 of the 
Federal Food, Drug, and Cosmetic Act (21 U.S.C. 381) also provides that 
FDA may charge a fee of up to $175 if the Agency issues a certificate 
within 20 days of receipt of a complete request for such a certificate. 
This fee may vary depending on the product type, but it will not exceed 
$175.
    We estimate the burden of the information collection as follows:

                                                     Table 1--Estimated Annual Reporting Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                    Number of
          Type of respondent                FDA Form No.\2\         Number of     responses per   Total annual      Average burden per      Total hours
                                                                   respondents     respondent       responses      response (in hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cosmetics............................  3613d...................             270               3             810  0.5 (30 minutes).......             405
Food.................................  3613e, 3613g, 3613l.....             881               5           4,405  0.5 (30 minutes).......           2,203
                                                                ----------------------------------------------------------------------------------------
    Total............................  ........................  ..............  ..............  ..............  .......................           2,608
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.
\2\ All forms are submitted electronically via CAP.

    This estimate reflects a revision resulting from the elimination of 
paper-based forms. Specifically, and based on our experience with the 
information collection, we have reduced the estimated time to prepare a 
submission from 1.5 hours to 0.5 hour. The previous estimate was based 
on the time necessary to prepare a paper submission, but all firms 
requesting export certificates now provide submissions electronically 
via CAP. We believe that the time to prepare an electronic submission 
is under 0.25 hour, but are estimating 0.5 hour as a conservative 
approach to address all scenarios. We base our estimates of the total 
annual responses on our experience with certificate applications 
received in the past 3 fiscal years.
    We expect that most firms requesting export certificates in the 
next 3 years will choose to take advantage of the option of electronic 
submission via CAP. If a firm is unable to submit their information via 
CAP, they may contact CFSAN and request assistance. CFSAN will assist 
firms in entering their information into the electronic system so that 
the firm may receive their export certificates in a timely manner. Our 
burden estimates in table 1 are based on the expectation of 100 percent 
participation in the electronic submission process. Providing the 
opportunity to submit the information in electronic format has reduced 
our previous estimates for the time to prepare each submission.

    Dated: May 14, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-10551 Filed 5-16-18; 8:45 am]
BILLING CODE 4164-01-P



                                               22984                          Federal Register / Vol. 83, No. 96 / Thursday, May 17, 2018 / Notices

                                               2018. Time allotted for each                            DATES:  Fax written comments on the                   expanded the electronic options for
                                               presentation may be limited. If the                     collection of information by June 18,                 providing facility and product
                                               number of registrants requesting to                     2018.                                                 information. Respondents will now be
                                               speak is greater than can be reasonably                 ADDRESSES: To ensure that comments on                 able to identify facilities based on a food
                                               accommodated during the scheduled                       the information collection are received,              facility registration number, FDA
                                               open public hearing session, FDA may                    OMB recommends that written                           Establishment Identification number, or
                                               conduct a lottery to determine the                      comments be faxed to the Office of                    Data Universal Numbering System
                                               speakers for the scheduled open public                  Information and Regulatory Affairs,                   number. The system uses these
                                               hearing session. The contact person will                OMB, Attn: FDA Desk Officer, Fax: 202–                identifiers to locate and auto-populate
                                               notify interested persons regarding their               395–7285, or emailed to oira_                         name and address information,
                                               request to speak by May 31, 2018.                       submission@omb.eop.gov. All                           eliminating the need for users to
                                                  Persons attending FDA’s advisory                     comments should be identified with the                manually enter this information and
                                               committee meetings are advised that the                 OMB control number 0910–0793. Also                    reducing the time to complete the
                                               Agency is not responsible for providing                                                                       application. Respondents can also
                                                                                                       include the FDA docket number found
                                               access to electrical outlets.                                                                                 upload product information via a
                                                                                                       in brackets in the heading of this
                                                  FDA welcomes the attendance of the                                                                         spreadsheet, which reduces the time
                                                                                                       document.
                                               public at its advisory committee                                                                              needed to enter product information,
                                                                                                       FOR FURTHER INFORMATION CONTACT:                      particularly for applications that
                                               meetings and will make every effort to
                                                                                                       Domini Bean, Office of Operations,                    include multiple products. All
                                               accommodate persons with disabilities.
                                                                                                       Food and Drug Administration, Three                   information is entered using electronic
                                               If you require accommodations due to a
                                                                                                       White Flint North, 10A–12M, 11601                     Forms FDA 3613d, 3613e, 3613g, and
                                               disability, please contact Artair Mallett
                                                                                                       Landsdown St., North Bethesda, MD                     3613l and used to evaluate certificate
                                               at Artair.Mallett@fda.hhs.gov or 301–
                                                                                                       20852, 301–796–5733, PRAStaff@                        requests.
                                               796–9638 at least 7 days in advance of
                                                                                                       fda.hhs.gov.                                             While burden associated with
                                               the meeting.
                                                                                                       SUPPLEMENTARY INFORMATION: In                         information collection activities for
                                                  FDA is committed to the orderly
                                                                                                       compliance with 44 U.S.C. 3507, FDA                   export certificates issued for other FDA-
                                               conduct of its advisory committee
                                                                                                       has submitted the following proposed                  regulated products is approved under
                                               meetings. Please visit our website at
                                                                                                       collection of information to OMB for                  OMB control number 0910–0498, this
                                               https://www.fda.gov/
                                                                                                       review and clearance.                                 collection specifically supports export
                                               AdvisoryCommittees/
                                                                                                                                                             certificates issued by CFSAN. Also,
                                               AboutAdvisoryCommittees/                                Food and Cosmetic Export Certificate                  because we have eliminated paper-
                                               ucm111462.htm for procedures on                         Application Process                                   based forms, respondents who require
                                               public conduct during advisory
                                                                                                       OMB Control Number 0910–0793—                         assistance with completing export
                                               committee meetings.
                                                                                                       Revision                                              certificate applications online may
                                                  Notice of this meeting is given under                                                                      contact CFSAN directly by email
                                               the Federal Advisory Committee Act (5                      This information collection supports               (CFSANExportCertification@
                                               U.S.C. app. 2).                                         FDA’s Center for Food Safety and                      fda.hhs.gov) or telephone (240–402–
                                                 Dated: May 10, 2018.                                  Applied Nutrition’s (CFSAN) export                    2307). Instructions for Form FDA 3613d
                                               Leslie Kux,                                             certificate application process. Some                 are available online at https://
                                               Associate Commissioner for Policy.
                                                                                                       countries may require manufacturers of                www.fda.gov/cosmetics/
                                                                                                       FDA-regulated products to provide                     internationalactivities/exporters/
                                               [FR Doc. 2018–10552 Filed 5–16–18; 8:45 am]
                                                                                                       certificates for products they wish to                ucm353912.htm and instructions for
                                               BILLING CODE 4164–01–P
                                                                                                       export to that country. Accordingly,                  Form FDA 3613e are available online at
                                                                                                       firms exporting products from the                     https://www.fda.gov/Food/
                                               DEPARTMENT OF HEALTH AND                                United States often ask FDA to provide                GuidanceRegulation/ImportsExports/
                                               HUMAN SERVICES                                          such a ‘‘certificate.’’ In many cases,                Exporting/ucm260280.htm. Draft
                                                                                                       foreign governments are seeking official              screenshots of Form FDA 3613g and
                                               Food and Drug Administration                            assurance that products exported to                   3613l are available for comment online
                                                                                                       their countries can be marketed in the                at https://www.fda.gov/Food/
                                                                                                       United States, or that they meet specific             GuidanceRegulation/ImportsExports/
                                               [Docket No. FDA–2014–N–2347]
                                                                                                       U.S. requirements. In some cases,                     Exporting/default.htm.
                                               Agency Information Collection                           review of an FDA export certificate may                  Description of Respondents: The
                                               Activities; Submission for Office of                    be required as part of the process to                 respondents to this collection of
                                               Management and Budget Review;                           register or import a product into another             information are firms interested in
                                               Comment Request; Food and                               country. An export certificate generally              exporting U.S.-manufactured food and
                                               Cosmetic Export Certificate                             indicates that the particular product is              cosmetic products to foreign countries
                                               Application Process                                     marketed in the United States or                      that require export certificates.
                                                                                                       otherwise eligible for export and that                   In the Federal Register of January 2,
                                               AGENCY:    Food and Drug Administration,                the particular manufacturer has no                    2018 (83 FR 133), we published a notice
                                               HHS.                                                    unresolved enforcement actions                        soliciting public comment of the
                                               ACTION:   Notice.                                       pending before, or taken by, FDA.                     information collection. Two comments
                                                                                                          Interested persons may request a                   were received in support of the
daltland on DSKBBV9HB2PROD with NOTICES




                                               SUMMARY:   The Food and Drug                            certificate from CFSAN electronically                 information collection. One comment
                                               Administration (FDA, Agency, or we) is                  via the Certificate Application Process               included technical suggestions as well
                                               announcing that a proposed collection                   (CAP), a component of FDA Industry                    regarding respondents’ ability to review
                                               of information has been submitted to the                Systems, or by contacting CFSAN for                   and edit data that might have been
                                               Office of Management and Budget                         assistance. To facilitate the application             entered improperly. We appreciate this
                                               (OMB) for review and clearance under                    process we have eliminated paper-based                comment and continue to seek ways to
                                               the Paperwork Reduction Act of 1995.                    forms. For food products, we have                     utilize improved information collection


                                          VerDate Sep<11>2014   18:36 May 16, 2018   Jkt 244001   PO 00000   Frm 00041   Fmt 4703   Sfmt 4703   E:\FR\FM\17MYN1.SGM   17MYN1


                                                                                     Federal Register / Vol. 83, No. 96 / Thursday, May 17, 2018 / Notices                                                                                               22985

                                               technologies as our resources permit.                                   a fee of up to $175 if the Agency issues                                     product type, but it will not exceed
                                               FDA notes section 801 of the Federal                                    a certificate within 20 days of receipt of                                   $175.
                                               Food, Drug, and Cosmetic Act (21 U.S.C.                                 a complete request for such a certificate.                                     We estimate the burden of the
                                               381) also provides that FDA may charge                                  This fee may vary depending on the                                           information collection as follows:

                                                                                                          TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                         Number of                                             Average burden per
                                                                                                                              Number of                                            Total annual
                                                  Type of respondent                     FDA Form No.2                                                 responses per                                                response                         Total hours
                                                                                                                             respondents                                            responses
                                                                                                                                                         respondent                                                 (in hours)

                                               Cosmetics .....................      3613d ..........................                         270                             3                     810       0.5 (30 minutes) ..........                      405
                                               Food .............................   3613e, 3613g, 3613l ...                                  881                             5                   4,405       0.5 (30 minutes) ..........                    2,203

                                                     Total ......................   .....................................   ........................   ........................   ........................   .....................................          2,608
                                                  1 There    are no capital costs or operating and maintenance costs associated with this collection of information.
                                                  2 All   forms are submitted electronically via CAP.


                                                  This estimate reflects a revision                                    DEPARTMENT OF HEALTH AND                                                        Type of Collection: New.
                                               resulting from the elimination of paper-                                HUMAN SERVICES                                                                  Abstract: The Office of the Assistant
                                               based forms. Specifically, and based on                                                                                                              Secretary for Planning and Evaluation
                                                                                                                       [Document Identifier: OS–0990–new]                                           (ASPE) at the U.S. Department of Health
                                               our experience with the information
                                               collection, we have reduced the                                                                                                                      and Human Services (HHS) is
                                                                                                                       Agency Information Collection
                                               estimated time to prepare a submission                                                                                                               requesting Office of Management and
                                                                                                                       Request. 30-Day Public Comment
                                               from 1.5 hours to 0.5 hour. The previous                                                                                                             Budget (OMB) approval for data
                                                                                                                       Request
                                               estimate was based on the time                                                                                                                       collection activities to support the
                                                                                                                       AGENCY:       Office of the Secretary, HHS.                                  evaluation of the Substance Abuse and
                                               necessary to prepare a paper
                                                                                                                       ACTION:       Notice.                                                        Mental Health Services
                                               submission, but all firms requesting
                                                                                                                                                                                                    Administration’s (SAMHSA’s) Assisted
                                               export certificates now provide                                         SUMMARY:   In compliance with the                                            Outpatient Treatment (AOT) Grant
                                               submissions electronically via CAP. We                                  requirement of the Paperwork                                                 Program for Individuals with Serious
                                               believe that the time to prepare an                                     Reduction Act of 1995, the Office of the                                     Mental Illness (SM–16–011). Enacted
                                               electronic submission is under 0.25                                     Secretary (OS), Department of Health                                         into law on April 1, 2014, Section 224
                                               hour, but are estimating 0.5 hour as a                                  and Human Services, is publishing the                                        of the Protecting Access to Medicare Act
                                               conservative approach to address all                                    following summary of a proposed                                              (PAMA) (Pub. L. 113–93) mandated a 4-
                                               scenarios. We base our estimates of the                                 collection for public comment.                                               year pilot program of grants to
                                               total annual responses on our                                           DATES: Comments on the ICR must be                                           implement AOT programs nationwide.
                                               experience with certificate applications                                received on or before June 18, 2018.                                         Section 224(e) required a program
                                               received in the past 3 fiscal years.                                    ADDRESSES: Submit your comments to                                           evaluation to examine the impact of
                                                  We expect that most firms requesting                                 OIRA_submission@omb.eop.gov or via                                           AOT on cost savings and public health
                                               export certificates in the next 3 years                                 facsimile to (202) 395–5806.                                                 outcomes, incarceration, homelessness,
                                                                                                                                                                                                    and patient and family satisfaction with
                                               will choose to take advantage of the                                    FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                                                    program participation.
                                               option of electronic submission via                                     Sherrette Funn, Sherrette.Funn@hhs.gov                                          Focusing specifically on six of the 17
                                               CAP. If a firm is unable to submit their                                or (202) 795–7714. When submitting                                           sites, the in-depth implementation and
                                               information via CAP, they may contact                                   comments or requesting information,                                          outcome evaluation of the SAMHSA
                                               CFSAN and request assistance. CFSAN                                     please include the document identifier                                       AOT Grant Program for Individuals with
                                               will assist firms in entering their                                     0990–New–30D and project title for                                           Serious Mental Illness is being carried
                                               information into the electronic system                                  reference.                                                                   out by RTI International, in partnership
                                               so that the firm may receive their export                               SUPPLEMENTARY INFORMATION:      Interested                                   with Duke University and Policy
                                               certificates in a timely manner. Our                                    persons are invited to send comments                                         Research Associates. The completed
                                               burden estimates in table 1 are based on                                regarding this burden estimate or any                                        implementation evaluation, conducted
                                               the expectation of 100 percent                                          other aspect of this collection of                                           from November 2016 to August 2017,
                                               participation in the electronic                                         information, including any of the                                            gathered information related to the
                                               submission process. Providing the                                       following subjects: (1) The necessity and                                    processes and practices of AOT across
                                               opportunity to submit the information                                   utility of the proposed information                                          the six in-depth sites. The information
                                               in electronic format has reduced our                                    collection for the proper performance of                                     to be collected for the outcome
                                               previous estimates for the time to                                      the agency’s functions; (2) the accuracy                                     evaluation will allow ASPE and
                                               prepare each submission.                                                of the estimated burden; (3) ways to                                         partners SAMHSA and NIMH to assess
                                                                                                                       enhance the quality, utility, and clarity                                    which elements of AOT programs
                                                 Dated: May 14, 2018.                                                  of the information to be collected; and                                      influence health and social outcomes for
                                               Leslie Kux,                                                             (4) the use of automated collection                                          people under AOT orders, as well as the
daltland on DSKBBV9HB2PROD with NOTICES




                                               Associate Commissioner for Policy.                                      techniques or other forms of information                                     use of services, associated costs, and
                                               [FR Doc. 2018–10551 Filed 5–16–18; 8:45 am]                             technology to minimize the information                                       patient and family satisfaction with the
                                               BILLING CODE 4164–01–P                                                  collection burden.                                                           AOT process.
                                                                                                                         Title of the Collection: Evaluation of                                        Need and Proposed Use of the
                                                                                                                       the Assisted Outpatient Treatment Grant                                      Information: Section 224(e) of PAMA
                                                                                                                       Program for Individuals with Serious                                         requires annual reports to Congress that
                                                                                                                       Mental Illness.                                                              include evaluation of: Cost savings and


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Document Created: 2018-05-17 00:51:18
Document Modified: 2018-05-17 00:51:18
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by June 18, 2018.
ContactDomini Bean, Office of Operations, Food and Drug Administration, Three White Flint North, 10A-12M, 11601 Landsdown St., North Bethesda, MD 20852, 301-796-5733, [email protected]
FR Citation83 FR 22984 

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