83 FR 23954 - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) To Update the Market Data Source That the Exchange Will Use To Determine the Top of Book Quotation for NYSE National in Anticipation of Its Planned Re-Launch
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 100 (May 23, 2018)
Federal Register Volume 83, Issue 100 (May 23, 2018)
| Page Range | 23954-23956 | |
| FR Document | 2018-10976 |
[Federal Register Volume 83, Number 100 (Wednesday, May 23, 2018)] [Notices] [Pages 23954-23956] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-10976] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83275; File No. SR-IEX-2018-10] Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) To Update the Market Data Source That the Exchange Will Use To Determine the Top of Book Quotation for NYSE National in Anticipation of Its Planned Re-Launch May 17, 2018. Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given that, on May 10, 2018, the Investors Exchange LLC (``IEX'' or the ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- [[Page 23955]] I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change Pursuant to the provisions of Section 19(b)(1) under the Securities Exchange Act of 1934 (``Act''),\4\ and Rule 19b-4 thereunder,\5\ IEX is filing with the Commission a proposed rule change to amend the table in Rule 11.410(a) to update the market data source that the Exchange will use to determine the Top of Book \6\ quotation for NYSE National, Inc. (``XCIS'') in anticipation of its planned re-launch. The Exchange has designated this rule change as ``non-controversial'' under Section 19(b)(3)(A) of the Act \7\ and provided the Commission with the notice required by Rule 19b-4(f)(6) thereunder.\8\ The text of the proposed rule change is available at the Exchange's website at www.iextrading.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. --------------------------------------------------------------------------- \4\ 15 U.S.C. 78s(b)(1). \5\ 17 CRF 240.19b-4. \6\ See IEX Rule 11.410(a)(1). \7\ 15 U.S.C. 78s(b)(3)(A). \8\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- II. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the table in Rule 11.410(a) to update the market data source that the Exchange will use to determine the Top of Book quotation for XCIS in anticipation of its planned re- launch.\9\ As specified in Rule 11.410(a)(2), the Exchange uses data from each away trading center that produces a Protected Quotation \10\ to determine its Top of Book quotation, as well as the NBBO \11\ for certain reporting, regulatory and compliance systems within IEX. --------------------------------------------------------------------------- \9\ See NYSE Group Trader Update published on March 8, 2018 available at: https://www.nyse.com/publicdocs/nyse/markets/nyse/National_BC.pdf. \10\ See IEX Rule 1.160(bb). \11\ See IEX Rule 1.160(u). --------------------------------------------------------------------------- Specifically, the Exchange proposes to amend and update the table specifying the primary and secondary sources for NYSE National (``XCIS'') in anticipation of the planned re-launch of XCIS on May 21, 2018.\12\ As proposed, the Exchange will use securities information processor (``SIP'') data, i.e., CQS SIP data for securities reported under the Consolidated Quotation Services and Consolidated Tape Association plans and UTDF SIP data for securities reported under the Nasdaq Unlisted Trading Privileges national market system plan, to determine XCIS Top of Book quotes. No secondary source is proposed to be specified as SIP data will be used exclusively. While the Exchange uses proprietary market data feeds to determine the Protected Quotations of other away markets, as specified in Rule 11.410, it has determined to utilize the SIP quote feeds for XCIS for several reasons. First, XCIS quotations will not be included in the market data feeds that IEX currently subscribes to and consumes for NYSE Group exchanges.\13\ Although XCIS is not proposing charges for its proprietary market data, the Exchange notes that making the necessary technical changes to consume XCIS proprietary market data in time for XCIS' planned May 21, 2018 re-launch would divert technical resources from other higher priority initiatives. Second, the Exchange believes that XCIS will likely have relatively low market share,\14\ and accordingly does not believe that subscribing to an additional proprietary market data feed at this time is necessary in order to determine XCIS Top of Book quotes and enable the Exchange to comply with applicable requirements of Regulation NMS with respect to its Top of Book quotes. The Exchange also notes that other exchanges also use SIP market data feeds to determine Top of Book quotes for some away markets, including XCIS, pursuant to effective rule filings.\15\ --------------------------------------------------------------------------- \12\ See supra note 9. \13\ See supra note 12. NYSE Group is the immediate parent company of XCIS and its national securities exchange affiliates. See Securities Exchange Act Release No. 82635 (February 6, 2018), 83 FR 6057 (February 12, 2018) (File No. SR-NYSENAT-2018-03). \14\ XCIS had overall market share of 0.02% for the week of January 30, 2017, immediately prior to ceasing operations. \15\ See, e.g., Nasdaq Stock Market Rule 4759(a). --------------------------------------------------------------------------- The Exchange is also proposing a conforming change to Rule 11.410(a)(2) to reflect that, as proposed, the Exchange will not use proprietary market data feeds as the primary source from which it will determine Top of Book quotations for XCIS. The Exchange is not proposing any other changes to Rule 11.410 with respect to its use of market data feeds and calculations of necessary price reference points. The proposed change merely specifies the market data feeds that the Exchange will use to determine XCIS Top of Book quotes, and does not alter the manner in which orders are handled or routed by the Exchange. 2. Statutory Basis IEX believes that the proposed rule change is consistent with the provisions of Section 6(b) \16\ of the Act in general, and furthers the objectives of Section 6(b)(5) of the Act \17\ in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \16\ 15 U.S.C. 78f. \17\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes that the proposed rule change removes impediments to and perfects the mechanism of a free and open market and protects investors and the public interest because it provides transparency with respect to the sources of market data that it will use to determine XCIS Top of Book quotes. For the reasons discussed in the Purpose section, the Exchange believes that use of SIP market data will enable it to determine XCIS Top of Book quotes and comply with applicable requirements of Regulation NMS. In addition, and as further noted in the Purpose section, other exchanges use SIP market data to determine Top of Book quotes for some away markets, including XCIS, so the proposed change does not raise any new or novel issues not already considered by the Commission. The Exchange also believes it is consistent with the Act to make a conforming change to Rule 11.410(a)(2) so that provision is consistent with the table in Rule 11.410(a). B. Self-Regulatory Organization's Statement on Burden on Competition IEX does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange believes that the proposed update does not impact competition in any respect since its purpose is to enhance transparency and with respect [[Page 23956]] to the operation of the Exchange and its use of market data feeds. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the proposed rule change does not (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act \18\ and Rule 19b-4(f)(6) thereunder.\19\ --------------------------------------------------------------------------- \18\ 15 U.S.C. 78s(b)(3)(A). \19\ 17 CFR 240.19b-4(f)(6). As required under Rule 19b- 4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. --------------------------------------------------------------------------- A proposed rule change filed pursuant to Rule 19b-4(f)(6) under the Act \20\ normally does not become operative for 30 days after the date of its filing. However, Rule 19b-4(f)(6)(iii) \21\ permits the Commission to designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing, thus allowing IEX's proposed rule change to reflect in its rules, prior to the planned re-launch of XCIS, the source of market data that the Exchange will utilize for determining XCIS Top of Book quotes. The Commission does not believe that any new or novel issues are raised by the proposal. For these reasons, the Commission believes the waiver of the operative delay is consistent with the protection of investors and the public interest. Therefore, the Commission hereby waives the operative delay and designates the proposal operative upon filing.\22\ --------------------------------------------------------------------------- \20\ 17 CFR 240.19b-4(f)(6). \21\ 17 CFR 240.19b-4(f)(6)(iii). \22\ For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to rule-comments@sec.gov. Please include File Number SR-IEX-2018-10 on the subject line. Paper Comments Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-IEX-2018-10. This file number should be included in the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Section, 100 F Street NE, Washington, DC 20549-1090. Copies of the filing will also be available for inspection and copying at the IEX's principal office and on its internet website at www.iextrading.com. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-IEX- 2018-10 and should be submitted on or before June 13, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\23\ --------------------------------------------------------------------------- \23\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-10976 Filed 5-22-18; 8:45 am] BILLING CODE 8011-01-P
![23954 Federal Register / Vol. 83, No. 100 / Wednesday, May 23, 2018 / Notices
equitable principles of trade, to foster Paper Comments additional justification for the proposed
cooperation and coordination with • Send paper comments in triplicate rule change. The Commission believes
persons engaged in facilitating to Secretary, Securities and Exchange that these revisions provide greater
transactions in securities, to remove Commission, 100 F Street NE, clarity with respect to the current and
impediments to and perfect the Washington, DC 20549–1090. proposed application of the ATR for
mechanism of a free and open market All submissions should refer to File routed away orders. Accordingly, the
and a national market system, and, in Number SR–GEMX–2018–09. This file Commission finds good cause, pursuant
general, to protect investors and the number should be included on the to Section 19(b)(2) of the Exchange
public interest. subject line if email is used. To help the Act,26 to approve the proposed rule
The Commission believes that the Commission process and review your change, as modified by Amendment No.
ATR is reasonably designed to prevent comments more efficiently, please use 1 on an accelerated basis.
executions of orders and quotes at only one method. The Commission will
prices that are significantly worse than VI. Conclusion
post all comments on the Commission’s
the NBBO at the time of an order’s internet website (http://www.sec.gov/ It is therefore ordered, pursuant to
submission and may reduce the rules/sro.shtml). Copies of the Section 19(b)(2) of the Exchange Act,27
potential negative impacts of submission, all subsequent that the proposed rule change (SR–
unanticipated volatility in individual amendments, all written statements GEMX–2018–09), as modified by
options.25 The Commission notes that with respect to the proposed rule Amendment No. 1 thereto, be, and it
the proposed rule change extends the change that are filed with the hereby is, approved on an accelerated
application of the ATR to orders that Commission, and all written basis.
route away immediately upon entry, communications relating to the
thus offering these orders the same For the Commission, by the Division of
proposed rule change between the Trading and Markets, pursuant to delegated
protections that the ATR provides to Commission and any person, other than
orders that first trade on the Exchange authority.28
those that may be withheld from the
before being routed. The Commission public in accordance with the Eduardo A. Aleman,
also believes that recalculating the ATR provisions of 5 U.S.C. 552, will be Assistant Secretary.
for orders routed to away markets available for website viewing and [FR Doc. 2018–10979 Filed 5–22–18; 8:45 am]
pursuant to the Supplementary Material printing in the Commission’s Public BILLING CODE 8011–01–P
to Rule 1901, if the applicable NBB or Reference Room, 100 F Street NE,
NBO price is improved at the time the Washington, DC 20549, on official
order is routed, should help provide business days between the hours of SECURITIES AND EXCHANGE
such orders with a price protection that 10:00 a.m. and 3:00 p.m. Copies of the COMMISSION
better reflects the NBB or NBO. The filing also will be available for
Commission further believes that the inspection and copying at the principal [Release No. 34–83275; File No. SR–IEX–
proposed rule change will provide office of the Exchange. All comments 2018–10]
transparency and enhance investors’ received will be posted without change.
understanding of the operation of the Persons submitting comments are Self-Regulatory Organizations:
ATR. The Commission notes that the cautioned that we do not redact or edit Investors Exchange LLC; Notice of
Exchange will continue to use the NBB personal identifying information from Filing and Immediate Effectiveness of
or NBO as the reference price for the comment submissions. You should a Proposed Rule Change To Amend
ATR. For these reasons, the Commission submit only information that you wish Rule 11.410(a) To Update the Market
believes that the proposed rule change, to make available publicly. All Data Source That the Exchange Will
as modified by Amendment No. 1, is submissions should refer to File Use To Determine the Top of Book
consistent with the Act. Number SR–GEMX–2018–09 and Quotation for NYSE National in
IV. Solicitation of Comments on should be submitted on or before June Anticipation of Its Planned Re-Launch
Amendment No. 1 13, 2018.
May 17, 2018.
Interested persons are invited to V. Accelerated Approval of Proposed
submit written data, views, and Rule Change, as Modified by Pursuant to Section 19(b)(1) 1 of the
arguments concerning the foregoing, Amendment No. 1 Securities Exchange Act of 1934 (the
including whether Amendment No. 1 to ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
The Commission finds good cause to notice is hereby given that, on May 10,
the proposed rule change is consistent approve the proposed rule change, as
with the Exchange Act. Comments may 2018, the Investors Exchange LLC
modified by Amendment No. 1, prior to (‘‘IEX’’ or the ‘‘Exchange’’) filed with the
be submitted by any of the following the 30th day after the date of
methods: Securities and Exchange Commission
publication of notice of Amendment No. (the ‘‘Commission’’) the proposed rule
Electronic Comments 1 in the Federal Register. As discussed change as described in Items I and II
above, Amendment No. 1 adds detail to below, which Items have been prepared
• Use the Commission’s internet the proposal and the proposed rule text
comment form (http://www.sec.gov/ by the self-regulatory organization. The
regarding the operation of the ATR. Commission is publishing this notice to
rules/sro.shtml); or Amendment No. 1 revises the proposed
• Send an email to rule-comments@ solicit comments on the proposed rule
rule text to specify that for orders routed change from interested persons.
daltland on DSKBBV9HB2PROD with NOTICES
sec.gov. Please include File Number SR– to away markets pursuant to the
GEMX–2018–09 on the subject line. Supplementary Material to Rule 1901, if 26 15 U.S.C. 78s(b)(2).
the applicable NBB or NBO price is 27 15 U.S.C. 78s(b)(2).
25 See Securities Exchange Act Release No. 80011 improved at the time the order is routed, 28 17 CFR 200.30–3(a)(12).
(February 10, 2017), 82 FR 10927, 10929–30
(February 16, 2017) (SR–ISEGemini–2016–17)
a new ATR will be calculated based on 1 15 U.S.C. 78s(b)(1).
(Order approving, among other things, proposal to the reference price at that time. 2 15 U.S.C. 78a.
establish ATR). Amendment No. 1 also sets forth 3 17 CFR 240.19b–4.
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![23956 Federal Register / Vol. 83, No. 100 / Wednesday, May 23, 2018 / Notices
to the operation of the Exchange and its temporarily suspend such rule change if that you wish to make available
use of market data feeds. it appears to the Commission that such publicly. All submissions should refer
action is necessary or appropriate in the to File Number SR–IEX–2018–10 and
C. Self-Regulatory Organization’s
public interest, for the protection of should be submitted on or before June
Statement on Comments on the
investors, or otherwise in furtherance of 13, 2018.
Proposed Rule Change Received From
the purposes of the Act. If the For the Commission, by the Division of
Members, Participants, or Others
Commission takes such action, the Trading and Markets, pursuant to delegated
Written comments were neither Commission shall institute proceedings authority.23
solicited nor received. to determine whether the proposed rule Eduardo A. Aleman,
III. Date of Effectiveness of the change should be approved or Assistant Secretary.
Proposed Rule Change and Timing for disapproved. [FR Doc. 2018–10976 Filed 5–22–18; 8:45 am]
Commission Action IV. Solicitation of Comments BILLING CODE 8011–01–P
Because the proposed rule change Interested persons are invited to
does not (i) significantly affect the submit written data, views and
protection of investors or the public SECURITIES AND EXCHANGE
arguments concerning the foregoing,
interest; (ii) impose any significant COMMISSION
including whether the proposed rule
burden on competition; and (iii) become change is consistent with the Act. [Release No. 34–83274; File No. SR–MRX–
operative for 30 days from the date on Comments may be submitted by any of 2018–15]
which it was filed, or such shorter time the following methods:
as the Commission may designate, it has Self-Regulatory Organizations; Nasdaq
become effective pursuant to Section Electronic Comments MRX, LLC; Notice of Filing and
19(b)(3)(A) of the Act 18 and Rule 19b– • Use the Commission’s internet Immediate Effectiveness of Proposed
4(f)(6) thereunder.19 comment form (http://www.sec.gov/ Rule Change To Amend
A proposed rule change filed rules/sro.shtml); or Supplementary Material .03 to Rule 804
pursuant to Rule 19b–4(f)(6) under the • Send an email to rule-comments@ To Enhance Anti-Internalization
Act 20 normally does not become sec.gov. Please include File Number SR– Functionality
operative for 30 days after the date of its IEX–2018–10 on the subject line.
May 17, 2018.
filing. However, Rule 19b–4(f)(6)(iii) 21
Paper Comments Pursuant to Section 19(b)(1) of the
permits the Commission to designate a
shorter time if such action is consistent • Send paper comments in triplicate Securities Exchange Act of 1934
with the protection of investors and the to Brent J. Fields, Secretary, Securities (‘‘Act’’),1 and Rule 19b–4 thereunder,2
public interest. The Exchange has asked and Exchange Commission, 100 F Street notice is hereby given that on May 2,
the Commission to waive the 30-day NE, Washington, DC 20549–1090. 2018, Nasdaq MRX, LLC (‘‘MRX’’ or
operative delay so that the proposal may All submissions should refer to File ‘‘Exchange’’) filed with the Securities
become operative immediately upon Number SR–IEX–2018–10. This file and Exchange Commission
filing, thus allowing IEX’s proposed rule number should be included in the (‘‘Commission’’) the proposed rule
change to reflect in its rules, prior to the subject line if email is used. To help the change as described in Items I, II, and
planned re-launch of XCIS, the source of Commission process and review your III, below, which Items have been
market data that the Exchange will comments more efficiently, please use prepared by the Exchange. The
utilize for determining XCIS Top of only one method. The Commission will Commission is publishing this notice to
Book quotes. The Commission does not post all comments on the Commission’s solicit comments on the proposed rule
believe that any new or novel issues are internet website (http://www.sec.gov/ change from interested persons.
raised by the proposal. For these rules/sro.shtml). Copies of the I. Self-Regulatory Organization’s
reasons, the Commission believes the submission, all subsequent Statement of the Terms of Substance of
waiver of the operative delay is amendments, all written statements the Proposed Rule Change
consistent with the protection of with respect to the proposed rule
investors and the public interest. The Exchange proposes to amend
change that are filed with the
Therefore, the Commission hereby Supplementary Material .03 to Rule 804
Commission, and all written
waives the operative delay and to enhance anti-internalization
communications relating to the
designates the proposal operative upon functionality.
proposed rule change between the The text of the proposed rule change
filing.22 Commission and any person, other than
At any time within 60 days of the is available on the Exchange’s website at
those that may be withheld from the http://nasdaqmrx.cchwallstreet.com/, at
filing of the proposed rule change, the public in accordance with the
Commission summarily may the principal office of the Exchange, and
provisions of 5 U.S.C. 552, will be at the Commission’s Public Reference
available for website viewing and Room.
18 15 U.S.C. 78s(b)(3)(A).
19 17
printing in the Commission’s Public
CFR 240.19b–4(f)(6). As required under Rule II. Self-Regulatory Organization’s
19b–4(f)(6)(iii), the Exchange provided the
Reference Section, 100 F Street NE,
Commission with written notice of its intent to file Washington, DC 20549–1090. Copies of Statement of the Purpose of, and
the proposed rule change, along with a brief the filing will also be available for Statutory Basis for, the Proposed Rule
description and the text of the proposed rule inspection and copying at the IEX’s Change
change, at least five business days prior to the date
principal office and on its internet In its filing with the Commission, the
daltland on DSKBBV9HB2PROD with NOTICES
of filing of the proposed rule change, or such
shorter time as designated by the Commission. website at www.iextrading.com. All Exchange included statements
20 17 CFR 240.19b–4(f)(6). comments received will be posted concerning the purpose of and basis for
21 17 CFR 240.19b–4(f)(6)(iii).
without change. Persons submitting the proposed rule change and discussed
22 For purposes only of waiving the 30-day
comments are cautioned that we do not
operative delay, the Commission has also
considered the proposed rule’s impact on
redact or edit personal identifying 23 17 CFR 200.30–3(a)(12).
efficiency, competition, and capital formation. See information from comment submissions. 1 15 U.S.C. 78s(b)(1).
15 U.S.C. 78c(f). You should submit only information 2 17 CFR 240.19b–4.
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Document Created: 2018-05-22 23:48:16
Document Modified: 2018-05-22 23:48:16
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 83 FR 23954 |
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