83_FR_24582 83 FR 24479 - Registration of Food Facilities: What You Need To Know About the Food and Drug Administration Regulation; Small Entity Compliance Guide; Availability

83 FR 24479 - Registration of Food Facilities: What You Need To Know About the Food and Drug Administration Regulation; Small Entity Compliance Guide; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 103 (May 29, 2018)

Page Range24479-24480
FR Document2018-11419

The Food and Drug Administration (FDA or we) is announcing the availability of a final guidance for industry entitled ``Registration of Food Facilities: What You Need To Know About the FDA Regulation-- Small Entity Compliance Guide.'' The small entity compliance guide (SECG) is intended to help small entities comply with a final rule we issued in the Federal Register of July 14, 2016, entitled ``Amendments to Registration of Food Facilities.'' The final rule amends the registration of food facilities regulations.

Federal Register, Volume 83 Issue 103 (Tuesday, May 29, 2018)
[Federal Register Volume 83, Number 103 (Tuesday, May 29, 2018)]
[Notices]
[Pages 24479-24480]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-11419]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2018-D-1468]


Registration of Food Facilities: What You Need To Know About the 
Food and Drug Administration Regulation; Small Entity Compliance Guide; 
Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing the 
availability of a final guidance for industry entitled ``Registration 
of Food Facilities: What You Need To Know About the FDA Regulation--
Small Entity Compliance Guide.'' The small entity compliance guide 
(SECG) is intended to help small entities comply with a final rule we 
issued in the Federal Register of July 14, 2016, entitled ``Amendments 
to Registration of Food Facilities.'' The final rule amends the 
registration of food facilities regulations.

DATES: The announcement of the guidance is published in the Federal 
Register on May 29, 2018.

ADDRESSES: You may submit either electronic or written comments on 
Agency guidances at any time as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the

[[Page 24480]]

manner detailed (see ``Written/Paper Submissions'' and 
``Instructions'').

Written/Paper Submissions

Submit written/paper submissions as follows
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2018-D-1468 for ``Registration of Food Facilities: What You Need To 
Know About the FDA Regulation--Small Entity Compliance Guide.'' 
Received comments will be placed in the docket and, except for those 
submitted as ``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m. 
and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We will review 
this copy, including the claimed confidential information, in our 
consideration of comments. The second copy, which will have the claimed 
confidential information redacted/blacked out, will be available for 
public viewing and posted on https://www.regulations.gov. Submit both 
copies to the Dockets Management Staff. If you do not wish your name 
and contact information to be made publicly available, you can provide 
this information on the cover sheet and not in the body of your 
comments and you must identify this information as ``confidential.'' 
Any information marked as ``confidential'' will not be disclosed except 
in accordance with 21 CFR 10.20 and other applicable disclosure law. 
For more information about FDA's posting of comments to public dockets, 
see 80 FR 56469, September 18, 2015, or access the information at: 
https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.
    You may submit comments on any guidance at any time (see 21 CFR 
10.115(g)(5)).
    Submit written requests for single copies of the SECG to the Office 
of Compliance, Center for Food Safety and Applied Nutrition (HFS-800), 
Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740. 
Send two self-addressed adhesive labels to assist that office in 
processing your request. See the SUPPLEMENTARY INFORMATION section for 
electronic access to the SECG.

FOR FURTHER INFORMATION CONTACT: Courtney Buchanan, Center for Food 
Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus 
Dr., College Park, MD 20740, 240-402-2487.

SUPPLEMENTARY INFORMATION: 

I. Background

    The Public Health Security and Bioterrorism Preparedness and 
Response Act of 2002 (Bioterrorism Act) (Pub. L. 107-188) added section 
415 to the Federal Food, Drug, and Cosmetic Act (FD&C Act). Section 415 
of the FD&C Act (21 U.S.C. 350d) requires domestic and foreign 
facilities that manufacture, process, pack, or hold food for human or 
animal consumption in the United States to register with FDA.
    On October 10, 2003, we issued an interim final rule (68 FR 58894) 
to implement section 415 of the FD&C Act. That rule established the 
food facility registration regulations in part 1, subpart H (21 CFR 
1.225 through 1.243). Previously, this guidance restated FDA's food 
facility registration regulations. This guidance also served as FDA's 
SECG for part 1, subpart H.
    The FDA Food Safety Modernization Act (FSMA), enacted on January 4, 
2011, amended section 415 of the FD&C Act to require that facilities 
engaged in manufacturing, processing, packing, or holding food for 
consumption in the United States submit additional registration 
information to FDA, including an assurance that FDA will be permitted 
to inspect the facility at the times and in the manner permitted by the 
FD&C Act. Section 415 of the FD&C Act, as amended by FSMA, also 
requires food facilities required to register with FDA to renew such 
registrations every other year, and provides FDA with authority to 
suspend the registration of a food facility in certain circumstances.
    On July 14, 2016, we published a final rule (81 FR 45912) that 
amended our food facility registration regulations to reflect, among 
other things, the FSMA amendments to section 415 of the FD&C Act. 
Accordingly, FDA is revising this SECG to provide guidance intended to 
help small entities comply with the revised registration of food 
facilities requirements in part 1, subpart H.
    We examined the economic implications of the final rule as required 
by the Regulatory Flexibility Act (5 U.S.C. 601-612). Although we 
stated that we did not believe that the final rule that amended our 
registration of food facilities regulations would have a significant 
economic impact on a substantial number of small entities, we analyzed 
various regulatory options to examine the impact on small entities. 
Consistent with section 212 of the Small Business Regulatory 
Enforcement Fairness Act (Pub. L. 104-121, as amended by Pub. L. 110-
28), we are making available the SECG to explain the actions that a 
small entity must take to comply with the rule.
    We are issuing the SECG consistent with our good guidance practices 
regulation (21 CFR 10.115(c)(2)). The SECG represents the current 
thinking of FDA on this topic. It does not establish any rights for any 
person and is not binding on FDA or the public. You can use an 
alternative approach if it satisfies the requirements of the applicable 
statutes and regulations. This guidance is not subject to Executive 
Order 12866.

II. Paperwork Reduction Act of 1995

    The guidance refers to previously approved collections of 
information found in FDA regulations. The collections of information in 
part 1, subpart H have been approved under the Office of Management and 
Budget control number 0910-0502.

III. Electronic Access

    Persons with access to the internet may obtain the SECG at either 
https://www.fda.gov/FoodGuidances or https://www.regulations.gov. Use 
the FDA website listed in the previous sentence to find the most 
current version of the guidance.

    Dated: May 22, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-11419 Filed 5-25-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                                                      Federal Register / Vol. 83, No. 103 / Tuesday, May 29, 2018 / Notices                                                                                              24479

                                               goals, such as reducing new HIV                                        be transferred to secure, encrypted data                                      behavior related to the risk of HIV and
                                               infections, increasing the use of                                      servers. Data will be stored at CDC and                                       other sexually transmitted diseases, (2)
                                               condoms, and targeting high risk groups                                shared with local health departments in                                       prior testing for HIV, (3) and use of HIV
                                               by describing and monitoring the HIV                                   accordance with existing data use                                             prevention services. All persons
                                               risk behaviors, HIV seroprevalence and                                 agreements and the Assurance of                                               interviewed will also be offered an HIV
                                               incidence, and HIV prevention                                          Confidentiality for HIV/AIDS                                                  test, and will participate in a pre-test
                                               experiences of persons at highest risk                                 Surveillance Data. Data will be                                               counseling session. No other federal
                                               for HIV infection.                                                     disseminated in aggregate through                                             agency systematically collects this type
                                                  The Centers for Disease Control and                                 academic and agency publications,                                             of information from persons at risk for
                                               Prevention request two year approval                                   presentations, and reports. All data                                          HIV infection. These data have
                                               for a new information collection. Data                                 collection and activities will be                                             substantial impact on prevention
                                               will be collected through anonymous,                                   anonymous.                                                                    program development and monitoring at
                                               in-person interviews conducted with                                      Personally identifiable information                                         the local, state, and national levels.
                                               persons systematically selected from                                   (PII) is not included in the data                                               The Burden Table below shows the
                                               nine Metropolitan Statistical Areas                                    collection. The CDC Privacy Officer has                                       estimated annualized burden hours for
                                               (MSAs) throughout the United States;                                   assessed this package for applicability of                                    the participants’ time. Annually, 990
                                               these nine MSAs were chosen based on                                   5 U.S.C. 552a. The Privacy Act is not                                         participants will complete an eligibility
                                               having high HIV prevalence. A brief                                    applicable because PII is not being                                           screener (an average of 5 minutes to
                                               screening interview will be used to                                    collected under this CDC funded                                               complete), 900 participants will
                                               determine eligibility for participation in                             activity. The NHBS-Trans formative                                            complete the Behavioral Assessment (an
                                               the behavioral assessment. Participants                                interview and optional HIV testing are                                        average of 40 minutes to complete), and
                                               will be recruited through respondent-                                  anonymous (neither names nor Social                                           900 will complete the Recruiter
                                               driven sampling, a scientifically proven                               Security numbers are collected). Data                                         Debriefing Form (an average of two
                                               recruitment strategy for reaching                                      that will be collected through NHBS-                                          minutes to complete). The estimated
                                               hidden, hard-to-reach, or stigmatized                                  Trans, while sensitive, are not                                               total annualized burden would be 713
                                               populations. Interview data will be                                    personally identifying.                                                       hours. Participation of respondents is
                                               recorded on secure portable computers,                                   The data from the behavioral                                                voluntary. There are no costs to
                                               without internet connections. Data will                                assessment will provide estimates of (1)                                      respondents other than their time.

                                                                                                                     ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                                                                                Average
                                                                                                                                                                                                  Number of                                              Total
                                                                                                                                                                       Number of                                              burden per
                                                          Type of respondents                                              Form name                                                            responses per                                           burden
                                                                                                                                                                      respondents                                              response
                                                                                                                                                                                                  respondent                                          (in hours)
                                                                                                                                                                                                                               (in hours)

                                               Persons Screened .............................           Eligibility Screener ...........................                              990                             1                   5/60                 83
                                               Eligible Participant .............................       Behavioral Assessment ...................                                     900                             1                  40/60                600
                                               Peer Recruiters .................................        Recruiter Debriefing .........................                                900                             1                   2/60                 30

                                                    Total ...........................................   ..........................................................   ........................   ........................   ........................           713



                                               Jeffrey M. Zirger,                                                     SUMMARY:    The Food and Drug                                                   • Federal eRulemaking Portal:
                                               Acting Chief, Information Collection Review                            Administration (FDA or we) is                                                 https://www.regulations.gov. Follow the
                                               Office, Office of Scientific Integrity, Office                         announcing the availability of a final                                        instructions for submitting comments.
                                               of the Associate Director for Science, Office                          guidance for industry entitled                                                Comments submitted electronically,
                                               of the Director, Centers for Disease Control                           ‘‘Registration of Food Facilities: What                                       including attachments, to https://
                                               and Prevention.                                                        You Need To Know About the FDA                                                www.regulations.gov will be posted to
                                               [FR Doc. 2018–11399 Filed 5–25–18; 8:45 am]                            Regulation—Small Entity Compliance                                            the docket unchanged. Because your
                                               BILLING CODE 4163–18–P                                                 Guide.’’ The small entity compliance                                          comment will be made public, you are
                                                                                                                      guide (SECG) is intended to help small                                        solely responsible for ensuring that your
                                                                                                                      entities comply with a final rule we                                          comment does not include any
                                               DEPARTMENT OF HEALTH AND                                               issued in the Federal Register of July                                        confidential information that you or a
                                               HUMAN SERVICES                                                         14, 2016, entitled ‘‘Amendments to                                            third party may not wish to be posted,
                                                                                                                      Registration of Food Facilities.’’ The                                        such as medical information, your or
                                               Food and Drug Administration
                                                                                                                      final rule amends the registration of                                         anyone else’s Social Security number, or
                                                                                                                      food facilities regulations.                                                  confidential business information, such
                                               [Docket No. FDA–2018–D–1468]                                                                                                                         as a manufacturing process. Please note
                                                                                                                      DATES: The announcement of the
                                               Registration of Food Facilities: What                                  guidance is published in the Federal                                          that if you include your name, contact
                                               You Need To Know About the Food                                        Register on May 29, 2018.                                                     information, or other information that
                                               and Drug Administration Regulation;                                    ADDRESSES: You may submit either
                                                                                                                                                                                                    identifies you in the body of your
daltland on DSKBBV9HB2PROD with NOTICES




                                               Small Entity Compliance Guide;                                         electronic or written comments on                                             comments, that information will be
                                               Availability                                                           Agency guidances at any time as                                               posted on https://www.regulations.gov.
                                                                                                                      follows:                                                                        • If you want to submit a comment
                                               AGENCY:      Food and Drug Administration,                                                                                                           with confidential information that you
                                               HHS.                                                                   Electronic Submissions
                                                                                                                                                                                                    do not wish to be made available to the
                                                                                                                        Submit electronic comments in the                                           public, submit the comment as a
                                               ACTION:     Notification of availability.
                                                                                                                      following way:                                                                written/paper submission and in the


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                                               24480                          Federal Register / Vol. 83, No. 103 / Tuesday, May 29, 2018 / Notices

                                               manner detailed (see ‘‘Written/Paper                       Docket: For access to the docket to                FDA to renew such registrations every
                                               Submissions’’ and ‘‘Instructions’’).                    read background documents or the                      other year, and provides FDA with
                                                                                                       electronic and written/paper comments                 authority to suspend the registration of
                                               Written/Paper Submissions
                                                                                                       received, go to https://                              a food facility in certain circumstances.
                                               Submit written/paper submissions as                     www.regulations.gov and insert the                       On July 14, 2016, we published a final
                                               follows                                                 docket number, found in brackets in the               rule (81 FR 45912) that amended our
                                                                                                       heading of this document, into the                    food facility registration regulations to
                                                  • Mail/Hand delivery/Courier (for                    ‘‘Search’’ box and follow the prompts
                                               written/paper submissions): Dockets                                                                           reflect, among other things, the FSMA
                                                                                                       and/or go to the Dockets Management                   amendments to section 415 of the FD&C
                                               Management Staff (HFA–305), Food and                    Staff, 5630 Fishers Lane, Rm. 1061,
                                               Drug Administration, 5630 Fishers                                                                             Act. Accordingly, FDA is revising this
                                                                                                       Rockville, MD 20852.                                  SECG to provide guidance intended to
                                               Lane, Rm. 1061, Rockville, MD 20852.                       You may submit comments on any                     help small entities comply with the
                                                  • For written/paper comments                         guidance at any time (see 21 CFR                      revised registration of food facilities
                                               submitted to the Dockets Management                     10.115(g)(5)).                                        requirements in part 1, subpart H.
                                               Staff, FDA will post your comment, as                      Submit written requests for single
                                               well as any attachments, except for                     copies of the SECG to the Office of                      We examined the economic
                                               information submitted, marked and                       Compliance, Center for Food Safety and                implications of the final rule as required
                                               identified, as confidential, if submitted               Applied Nutrition (HFS–800), Food and                 by the Regulatory Flexibility Act (5
                                               as detailed in ‘‘Instructions.’’                        Drug Administration, 5001 Campus Dr.,                 U.S.C. 601–612). Although we stated
                                                  Instructions: All submissions received               College Park, MD 20740. Send two self-                that we did not believe that the final
                                               must include the Docket No. FDA–                        addressed adhesive labels to assist that              rule that amended our registration of
                                               2018–D–1468 for ‘‘Registration of Food                  office in processing your request. See                food facilities regulations would have a
                                               Facilities: What You Need To Know                       the SUPPLEMENTARY INFORMATION section                 significant economic impact on a
                                               About the FDA Regulation—Small                          for electronic access to the SECG.                    substantial number of small entities, we
                                               Entity Compliance Guide.’’ Received                                                                           analyzed various regulatory options to
                                                                                                       FOR FURTHER INFORMATION CONTACT:
                                               comments will be placed in the docket                                                                         examine the impact on small entities.
                                                                                                       Courtney Buchanan, Center for Food
                                               and, except for those submitted as                                                                            Consistent with section 212 of the Small
                                                                                                       Safety and Applied Nutrition, Food and
                                               ‘‘Confidential Submissions,’’ publicly                                                                        Business Regulatory Enforcement
                                                                                                       Drug Administration, 5001 Campus Dr.,
                                               viewable at https://www.regulations.gov                                                                       Fairness Act (Pub. L. 104–121, as
                                                                                                       College Park, MD 20740, 240–402–2487.
                                               or at the Dockets Management Staff                                                                            amended by Pub. L. 110–28), we are
                                                                                                       SUPPLEMENTARY INFORMATION:                            making available the SECG to explain
                                               between 9 a.m. and 4 p.m., Monday
                                               through Friday.                                         I. Background                                         the actions that a small entity must take
                                                                                                                                                             to comply with the rule.
                                                  • Confidential Submissions—To                          The Public Health Security and
                                               submit a comment with confidential                      Bioterrorism Preparedness and                            We are issuing the SECG consistent
                                               information that you do not wish to be                  Response Act of 2002 (Bioterrorism Act)               with our good guidance practices
                                               made publicly available, submit your                    (Pub. L. 107–188) added section 415 to                regulation (21 CFR 10.115(c)(2)). The
                                               comments only as a written/paper                        the Federal Food, Drug, and Cosmetic                  SECG represents the current thinking of
                                               submission. You should submit two                       Act (FD&C Act). Section 415 of the                    FDA on this topic. It does not establish
                                               copies total. One copy will include the                 FD&C Act (21 U.S.C. 350d) requires                    any rights for any person and is not
                                               information you claim to be confidential                domestic and foreign facilities that                  binding on FDA or the public. You can
                                               with a heading or cover note that states                manufacture, process, pack, or hold                   use an alternative approach if it satisfies
                                               ‘‘THIS DOCUMENT CONTAINS                                food for human or animal consumption                  the requirements of the applicable
                                               CONFIDENTIAL INFORMATION.’’ We                          in the United States to register with                 statutes and regulations. This guidance
                                               will review this copy, including the                    FDA.                                                  is not subject to Executive Order 12866.
                                               claimed confidential information, in our                  On October 10, 2003, we issued an                   II. Paperwork Reduction Act of 1995
                                               consideration of comments. The second                   interim final rule (68 FR 58894) to
                                               copy, which will have the claimed                       implement section 415 of the FD&C Act.                  The guidance refers to previously
                                               confidential information redacted/                      That rule established the food facility               approved collections of information
                                               blacked out, will be available for public               registration regulations in part 1,                   found in FDA regulations. The
                                               viewing and posted on https://                          subpart H (21 CFR 1.225 through 1.243).               collections of information in part 1,
                                               www.regulations.gov. Submit both                        Previously, this guidance restated FDA’s              subpart H have been approved under
                                               copies to the Dockets Management Staff.                 food facility registration regulations.               the Office of Management and Budget
                                               If you do not wish your name and                        This guidance also served as FDA’s                    control number 0910–0502.
                                               contact information to be made publicly                 SECG for part 1, subpart H.
                                                                                                                                                             III. Electronic Access
                                               available, you can provide this                           The FDA Food Safety Modernization
                                               information on the cover sheet and not                  Act (FSMA), enacted on January 4,                       Persons with access to the internet
                                               in the body of your comments and you                    2011, amended section 415 of the FD&C                 may obtain the SECG at either https://
                                               must identify this information as                       Act to require that facilities engaged in             www.fda.gov/FoodGuidances or https://
                                               ‘‘confidential.’’ Any information marked                manufacturing, processing, packing, or                www.regulations.gov. Use the FDA
                                               as ‘‘confidential’’ will not be disclosed               holding food for consumption in the                   website listed in the previous sentence
                                               except in accordance with 21 CFR 10.20                  United States submit additional                       to find the most current version of the
daltland on DSKBBV9HB2PROD with NOTICES




                                               and other applicable disclosure law. For                registration information to FDA,                      guidance.
                                               more information about FDA’s posting                    including an assurance that FDA will be
                                                                                                                                                               Dated: May 22, 2018.
                                               of comments to public dockets, see 80                   permitted to inspect the facility at the
                                               FR 56469, September 18, 2015, or access                 times and in the manner permitted by                  Leslie Kux,
                                               the information at: https://www.gpo.gov/                the FD&C Act. Section 415 of the FD&C                 Associate Commissioner for Policy.
                                               fdsys/pkg/FR-2015-09-18/pdf/2015-                       Act, as amended by FSMA, also requires                [FR Doc. 2018–11419 Filed 5–25–18; 8:45 am]
                                               23389.pdf.                                              food facilities required to register with             BILLING CODE 4164–01–P




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Document Created: 2018-05-26 00:48:02
Document Modified: 2018-05-26 00:48:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotification of availability.
DatesThe announcement of the guidance is published in the Federal Register on May 29, 2018.
ContactCourtney Buchanan, Center for Food Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2487.
FR Citation83 FR 24479 

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