83 FR 24541 - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 103 (May 29, 2018)
Federal Register Volume 83, Issue 103 (May 29, 2018)
| Page Range | 24541-24543 | |
| FR Document | 2018-11356 |
[Federal Register Volume 83, Number 103 (Tuesday, May 29, 2018)] [Notices] [Pages 24541-24543] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-11356] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83302; File No. SR-CboeBZX-2018-034] Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust May 22, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on May 9, 2018, Cboe BZX Exchange, Inc. (``Exchange'' or ``BZX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange has designated this proposal as a ``non-controversial'' proposed rule change pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b-4(f)(6)(iii) \4\ thereunder, which renders it effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A). \4\ 17 CFR 240.19b-4(f)(6)(iii). --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange filed a proposal to amend a representation made in a rule change previously approved by the Commission relating to the listing and trading of the iShares Gold Strategy ETF (the ``Fund''), a series of the iShares U.S. ETF Trust (the ``Trust''). The text of the proposed rule change is available at the Exchange's website at www.markets.cboe.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The shares of the Fund (the ``Shares'') were approved for listing and trading on the Exchange under Exchange Rule 14.11(i), which governs the listing and trading of Managed Fund Shares.\5\ The Shares have not yet commenced trading on the Exchange. The Fund is a series of the Trust, which was established as a Delaware statutory trust on June 21, 2011. BlackRock Fund Advisors (the ``Adviser'') will serve as the investment adviser to the Fund. The Trust is registered with the Commission as an open-end management investment company and has filed a registration statement on behalf of the Fund on Form N-1A (``Registration Statement'') with the Commission.\6\ --------------------------------------------------------------------------- \5\ See Securities Exchange Act Release No. 83014 (April 9, 2018), 83 FR 16150 (April 13, 2018) (SR-CboeBZX-2017-023) (the ``Approval Order''). \6\ See Registration Statement on Form N-1A for the Trust, filed with the Commission on November 1, 2017 (File Nos. 333-179904 and 811-22649). The descriptions of the Fund and the Shares contained herein are based, in part, on information in the Registration Statement. The Commission has issued an order granting certain exemptive relief to the Adviser and open-end management companies advised by the Adviser under the Investment Company Act of 1940 (15 U.S.C. 80a-1). See Investment Company Act Release No. 29571 (January 24, 2011) (File No. 812-13601). --------------------------------------------------------------------------- [[Page 24542]] The Exchange proposes to amend the Approval Order in order to make clear that the representation that limits Fund holdings in the Subsidiary \7\ to 25% of the Fund's total assets (the ``25% Limitation'') was made to indicate that the Fund will comply with Sub- Chapter M of the Internal Revenue Code of 1986, as amended (the ``Internal Revenue Code''), and as such, the 25% Limitation was intended to be measured on a quarterly basis. Specifically, the Exchange is proposing to change the sentence that reads: --------------------------------------------------------------------------- \7\ The ``Subsidiary'' is a wholly owned subsidiary of the Fund that is organized in the Cayman Islands and has the same investment objective as the Fund. References below to the holdings of the Fund, including any restrictions thereon that are described within this proposal, are inclusive of the direct holdings of the Fund as well as the indirect holdings of the Fund through the Subsidiary, which may constitute up --------------------------------------------------------------------------- to 25% of the total assets of the Fund. The Exchange is proposing to replace that sentence with the following: References below to the holdings of the Fund, including any restrictions thereon that are described within this proposal, are inclusive of the direct holdings of the Fund as well as the indirect holdings of the Fund through the Subsidiary, which, in compliance with Sub-Chapter M of the Internal Revenue Code of 1986, as amended, may constitute up to 25% of the total assets of the Fund, as determined at the end of each of the Fund's fiscal quarters. The Exchange believes that this proposed change is a non- controversial change because it is only to clarify that the 25% Limitation is measured on a quarterly basis in compliance with Sub- Chapter M of the Internal Revenue Code. This proposed change regarding the 25% Limitation is the only change covered by this proposal, and all other representations in the Approval Order, including both initial listing requirements and Continued Listing Representations,\8\ remain true and will apply on a continuous basis, as applicable, consistent with Exchange Rule 14.11. --------------------------------------------------------------------------- \8\ As defined in Rule 14.11(a), the term ``Continued Listing Representations'' means any of the statements or representations regarding the index composition, the description of the portfolio or reference assets, limitations on portfolio holdings or reference assets, dissemination and availability of index, reference asset, and intraday indicative values (as applicable), or the applicability of Exchange listing rules specified in any filing to list a series of securities under Rule 14.11. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that the proposal is consistent with Section 6(b) of the Act \9\ in general and Section 6(b)(5) of the Act \10\ in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to, and perfect the mechanism of, a free and open market and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \9\ 15 U.S.C. 78f(b). \10\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- As described above, all of the Continued Listing Representations which formed the basis for the Commission in approving the Approval Order remain true and will continue to constitute listing requirements for the Fund with the exception of the single representation that the Exchange is proposing to make clearer. This proposed change will only make clear the basis for and timing of the calculation of the 25% Limitation and is not proposing to make any substantive changes to the types or amounts of any particular instrument that the Fund can hold. As such, the Exchange believes that the proposal is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to, and perfect the mechanism of, a free and open market and a national market system, and, in general, to protect investors and the public interest. B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange believes that making clear the timing of the calculation of and the basis for the 25% Limitation will have no impact on competition. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act \11\ and Rule 19b- 4(f)(6) thereunder.\12\ --------------------------------------------------------------------------- \11\ 15 U.S.C. 78s(b)(3)(A). \12\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. --------------------------------------------------------------------------- A proposed rule change filed pursuant to Rule 19b-4(f)(6) under the Act \13\ normally does not become operative for 30 days after the date of its filing. However, Rule 19b-4(f)(6)(iii) \14\ permits the Commission to designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange has requested that the Commission waive the 30-day operative delay so that the proposed rule change may become operative upon filing. The Commission notes that waiver of the 30-day operative delay will allow the Fund to immediately operate under the certainty of the application of the 25% Limitation proposed in this proposal and provide the same clarity to investors. The Commission does not believe that there is any reason for delay when the proposal is only designed to make clear that the 25% Limitation will be measured on a quarterly basis and is designed to comply with Sub-Chapter M of the Internal Revenue Code. Accordingly, the Commission believes that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest and hereby waives the operative delay and designates the proposed rule change operative upon filing.\15\ --------------------------------------------------------------------------- \13\ 17 CFR 240.19b-4(f)(6). \14\ 17 CFR 240.19b-4(f)(6)(iii). \15\ For purposes only of waiving the 30-day operative delay, the Commission also has considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule [[Page 24543]] change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to rule-comments@sec.gov. Please include File Number SR-CboeBZX-2018-034 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-CboeBZX-2018-034. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CboeBZX-2018-034, and should be submitted on or before June 19, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\16\ --------------------------------------------------------------------------- \16\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Jill M. Peterson, Assistant Secretary. [FR Doc. 2018-11356 Filed 5-25-18; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 83, No. 103 / Tuesday, May 29, 2018 / Notices 24541
Notice are consistent with Rule 17Ad– for equity products. This data would be Commission is publishing this notice to
22(e)(6) under the Exchange Act, which obtained from a reliable industry solicit comments on the proposed rule
requires that OCC establish, implement, vendor. Consequently, the Commission change from interested persons.
maintain, and enforce written policies believes that the proposal contained in
I. Self-Regulatory Organization’s
and procedures reasonably designed to the Advance Notice would help ensure
Statement of the Terms of Substance of
cover its credit exposures to its that OCC’s margin methodology would
the Proposed Rule Change
participants by establishing a risk-based utilize a reliable source of timely price
margin system that, among other things: data, which would better reflect current The Exchange filed a proposal to
(i) Considers, and produces margin market conditions than the current amend a representation made in a rule
levels commensurate with the risks and monthly updates, and thereby result in change previously approved by the
particular attributes of each relevant more accurate and responsive margin Commission relating to the listing and
product, portfolio, and market; (ii) requirements.116 Consequently, the trading of the iShares Gold Strategy ETF
calculates margin sufficient to cover its Commission finds that the proposal is (the ‘‘Fund’’), a series of the iShares U.S.
potential future exposure to participants consistent with Exchange Act Rule ETF Trust (the ‘‘Trust’’).
in the interval between the last margin 17Ad–22(e)(6). The text of the proposed rule change
collection and the close out of positions is available at the Exchange’s website at
V. Conclusion www.markets.cboe.com, at the principal
following a participant default; and (iii)
uses reliable sources of timely price data It is therefore noticed, pursuant to office of the Exchange, and at the
and uses procedures and sound Section 806(e)(1)(I) of the Payment Commission’s Public Reference Room.
valuation models for addressing Supervision Act,117 that the
Commission does not object to Advance II. Self-Regulatory Organization’s
circumstances in which pricing data is Statement of the Purpose of, and
not readily available or reliable.107 Notice (SR–OCC–2017–811) and that
OCC is authorized to implement the Statutory Basis for, the Proposed Rule
As described above, the proposal
proposed change. Change
contained in the Advance Notice would
make several amendments to OCC’s By the Commission. In its filing with the Commission, the
margin methodology designed to Exchange included statements
Eduardo A. Aleman,
improve how it: (i) Accounts for concerning the purpose of and basis for
Assistant Secretary.
asymmetry in conditional variance; 108 the proposed rule change and discussed
[FR Doc. 2018–11454 Filed 5–25–18; 8:45 am]
(ii) models the statistical distribution of any comments it received on the
BILLING CODE 8011–01–P proposed rule change. The text of these
price returns; 109 (iii) models second-day
volatility forecasts; 110 (iv) estimates statements may be examined at the
covariance and correlations between places specified in Item IV below. The
SECURITIES AND EXCHANGE
risk factors to provide for stable and Exchange has prepared summaries, set
COMMISSION
sensitive correlation estimations; 111 and forth in Sections A, B, and C below, of
(v) treats defaulting securities by [Release No. 34–83302; File No. SR– the most significant parts of such
reducing the impact that illiquid CboeBZX–2018–034] statements.
securities with discontinuous data have A. Self-Regulatory Organization’s
on default variance estimates.112 Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing Statement of the Purpose of, and
The Commission believes the
and Immediate Effectiveness of a Statutory Basis for, the Proposed Rule
modifications proposed are designed to
Proposed Rule Change Relating to the Change
improve the manner in which STANS
would calculate daily margin Listing and Trading of the iShares 1. Purpose
requirements for OCC’s clearing Gold Strategy ETF, a Series of the
iShares U.S. ETF Trust The shares of the Fund (the ‘‘Shares’’)
members. Consequently, the were approved for listing and trading on
Commission believes that the proposal May 22, 2018. the Exchange under Exchange Rule
is designed both (i) to consider, and Pursuant to Section 19(b)(1) of the 14.11(i), which governs the listing and
produce margin levels commensurate Securities Exchange Act of 1934 trading of Managed Fund Shares.5 The
with, the risks and particular attributes (‘‘Act’’),1 and Rule 19b–4 thereunder,2 Shares have not yet commenced trading
of each relevant product, portfolio, and notice is hereby given that on May 9, on the Exchange. The Fund is a series
market 113 and (ii) to calculate margin 2018, Cboe BZX Exchange, Inc. of the Trust, which was established as
sufficient to cover OCC’s potential (‘‘Exchange’’ or ‘‘BZX’’) filed with the a Delaware statutory trust on June 21,
future exposure to participants in the Securities and Exchange Commission 2011. BlackRock Fund Advisors (the
interval between the last margin (‘‘Commission’’) the proposed rule ‘‘Adviser’’) will serve as the investment
collection and the close out of positions change as described in Items I and II adviser to the Fund. The Trust is
following a participant default.114 below, which Items have been prepared registered with the Commission as an
Additionally, as discussed in the by the Exchange. The Exchange has open-end management investment
Advance Notice,115 the proposal would designated this proposal as a ‘‘non- company and has filed a registration
introduce daily updates for price data controversial’’ proposed rule change statement on behalf of the Fund on
pursuant to Section 19(b)(3)(A) of the Form N–1A (‘‘Registration Statement’’)
107 17 CFR 240.17AD–22(e)(6).
108 See
Act 3 and Rule 19b–4(f)(6)(iii) 4 with the Commission.6
Notice of Filing of Advance Notice, 82 FR
at 61357. thereunder, which renders it effective
daltland on DSKBBV9HB2PROD with NOTICES
109 Id. upon filing with the Commission. The 5 See Securities Exchange Act Release No. 83014
110 Id. (April 9, 2018), 83 FR 16150 (April 13, 2018) (SR–
116 See CboeBZX–2017–023) (the ‘‘Approval Order’’).
111 Id. 17 CFR 240.17Ad–22(e)(6)(iv). 6 See Registration Statement on Form N–1A for
112 See Notice of Filing of Advance Notice, 82 FR 117 12U.S.C. 5465(e)(1)(G).
the Trust, filed with the Commission on November
at 61357–61358. 1 15 U.S.C. 78s(b)(1).
1, 2017 (File Nos. 333–179904 and 811–22649). The
113 See 17 CFR 240.17Ad–22(e)(6)(i). 2 17 CFR 240.19b–4.
descriptions of the Fund and the Shares contained
114 See 17 CFR 240.17Ad–22(e)(6)(iii). 3 15 U.S.C. 78s(b)(3)(A).
herein are based, in part, on information in the
115 See Notice, 82 FR at 61356. 4 17 CFR 240.19b–4(f)(6)(iii). Continued
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![Federal Register / Vol. 83, No. 103 / Tuesday, May 29, 2018 / Notices 24543
change is consistent with the Act. For the Commission, by the Division of Exchange has prepared summaries, set
Comments may be submitted by any of Trading and Markets, pursuant to delegated forth in sections A, B, and C below, of
authority.16 the most significant aspects of such
the following methods:
Jill M. Peterson, statements.
Electronic Comments Assistant Secretary.
[FR Doc. 2018–11356 Filed 5–25–18; 8:45 am]
A. Self-Regulatory Organization’s
• Use the Commission’s internet Statement of the Purpose of, and
BILLING CODE 8011–01–P
comment form (http://www.sec.gov/ Statutory Basis for, the Proposed Rule
rules/sro.shtml); or Change
• Send an email to rule-comments@ SECURITIES AND EXCHANGE 1. Purpose
sec.gov. Please include File Number SR– COMMISSION
CboeBZX–2018–034 on the subject line. The purpose of the proposed rule
[Release No. 34–83306; File No. SR–ISE– change is to amend the Schedule of Fees
Paper Comments 2018–46]
related to Complex Orders traded on the
Exchange, including: (1) Priority
• Send paper comments in triplicate Self-Regulatory Organizations; Nasdaq
Customer 3 Complex Order rebates, (2)
to Secretary, Securities and Exchange ISE, LLC; Notice of Filing and
Immediate Effectiveness of Proposed Market Maker 4 fees, (3) the non-Priority
Commission, 100 F Street NE, Customer Complex Order taker
Washington, DC 20549–1090. Rule Change To Amend the Schedule
of Fees Related to Complex Orders surcharge, and (4) formatting and other
All submissions should refer to File non-substantive changes to the tables.
May 23, 2018. Each of the proposed changes is
Number SR–CboeBZX–2018–034. This
file number should be included on the Pursuant to Section 19(b)(1) of the described in more detail below.
Securities Exchange Act of 1934
subject line if email is used. To help the I. Priority Customer Complex Order
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
Commission process and review your Rebates
notice is hereby given that on May 10,
comments more efficiently, please use 2018, Nasdaq ISE, LLC (‘‘ISE’’ or
only one method. The Commission will Currently, the Exchange has a fee
‘‘Exchange’’) filed with the Securities structure in place for Complex Orders
post all comments on the Commission’s and Exchange Commission that provides rebates to Priority
internet website (http://www.sec.gov/ (‘‘Commission’’) the proposed rule Customer Complex Orders in order to
rules/sro.shtml). Copies of the change as described in Items I and II encourage Members to bring that order
submission, all subsequent below, which Items have been prepared flow to the Exchange. Specifically,
amendments, all written statements by the Exchange. The Commission is Priority Customer Complex Orders are
with respect to the proposed rule publishing this notice to solicit provided rebates in Select Symbols 5
change that are filed with the comments on the proposed rule change and Non-Select Symbols 6 (other than
Commission, and all written from interested persons. NDX and MNX) based on Priority
communications relating to the I. Self-Regulatory Organization’s Customer average daily volume
proposed rule change between the Statement of the Terms of Substance of (‘‘ADV’’) in eight tiers as shown in the
Commission and any person, other than the Proposed Rule Change table below:7
those that may be withheld from the
The Exchange proposes to amend the
public in accordance with the 3 A ‘‘Priority Customer’’ is a person or entity that
Schedule of Fees related to Complex
provisions of 5 U.S.C. 552, will be is not a broker/dealer in securities, and does not
Orders traded on the Exchange. place more than 390 orders in listed options per day
available for website viewing and The text of the proposed rule change on average during a calendar month for its own
printing in the Commission’s Public is available on the Exchange’s website at beneficial account(s), as defined in Nasdaq ISE Rule
Reference Room, 100 F Street NE, http://ise.cchwallstreet.com/, at the 100(a)(37A).
4 ‘‘Market Maker’’ refers to ‘‘Competitive Market
Washington, DC 20549 on official principal office of the Exchange, and at Makers’’ and ‘‘Primary Market Makers’’ collectively.
business days between the hours of the Commission’s Public Reference See ISE Rule 100(a)(28).
10:00 a.m. and 3:00 p.m. Copies of the Room. 5 ‘‘Select Symbols’’ are options overlying all
filing also will be available for symbols listed on the Nasdaq ISE that are in the
II. Self-Regulatory Organization’s Penny Pilot Program.
inspection and copying at the principal
Statement of the Purpose of, and 6 ‘‘Non-Select Symbols’’ are options overlying all
office of the Exchange. All comments
Statutory Basis for, the Proposed Rule symbols excluding Select Symbols.
received will be posted without change. Change 7 The Priority Customer Complex Order rebates
Persons submitting comments are are provided per contract per leg if the order trades
cautioned that we do not redact or edit In its filing with the Commission, the with non-Priority Customer orders in the Complex
personal identifying information from Exchange included statements Order Book or trades with quotes and orders on the
concerning the purpose of and basis for regular order book.
comment submissions. You should The rebate for the highest tier volume achieved
the proposed rule change and discussed
submit only information that you wish is applied retroactively to all eligible Priority
any comments it received on the Customer Complex volume once the threshold has
to make available publicly. All
proposed rule change. The text of these been reached.
submissions should refer to File
statements may be examined at the Members will not receive rebates for net zero
Number SR–CboeBZX–2018–034, and places specified in Item IV below. The complex orders. For purposes of determining which
should be submitted on or before June complex orders qualify as ‘‘net zero’’ the Exchange
19, 2018. will count all complex orders that leg in to the
daltland on DSKBBV9HB2PROD with NOTICES
16 17 CFR 200.30–3(a)(12). regular order book and are executed at a net price
1 15 U.S.C. 78s(b)(1). per contract that is within a range of $0.01 credit
2 17 CFR 240.19b–4. and $0.01 debit.
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Document Created: 2018-05-26 00:48:41
Document Modified: 2018-05-26 00:48:41
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 83 FR 24541 |
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