83 FR 24836 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 104 (May 30, 2018)

Page Range		24836-24837
FR Document		2018-11496

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting in Atlanta, GA. The public is invited to submit written statements to the Committee.

Federal Register, Volume 83 Issue 104 (Wednesday, May 30, 2018)

[Federal Register Volume 83, Number 104 (Wednesday, May 30, 2018)]
[Notices]
[Pages 24836-24837]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2018-11496]

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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10499; 34-83308; File No. 265-28]

Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Investor Advisory
Committee, established pursuant to Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, is providing notice
that it will hold a public meeting in Atlanta, GA. The public is
invited to submit written statements to the Committee.

DATES: The meeting will be held on Thursday, June 14, 2018 from 8:30
a.m. until 2:15 p.m. (ET). Written statements should be received on or
before June 14, 2018.

ADDRESSES: The meeting will be held in the Knowles Conference Center at
Georgia State University College of Law, 85 Park Place Northeast,
Atlanta, GA 30303. The meeting will be webcast on the Commission's
website at www.sec.gov. Written statements may be submitted by any of
the following methods:

Electronic Statements

[ssquf] Use the Commission's internet submission form (http://www.sec.gov/rules/other.shtml); or
[ssquf] Send an email message to rules-comments@sec.gov. Please
include File No. 265-28 on the subject line; or

Paper Statements

[ssquf] Send paper statements to Brent J. Fields, Secretary,
Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549-1090.

All submissions should refer to File No. 265-28. This file number
should be included on the subject line if email is used. To help us
process and review

[[Page 24837]]

your statement more efficiently, please use only one method.
Statements also will be available for website viewing and printing
in the Commission's Public Reference Room, 100 F Street NE, Room 1503,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change. Persons submitting comments are cautioned that we do not redact
or edit personal identifying information from comment submissions. You
should submit only information that you wish to make available
publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202) 551-3302, Securities and
Exchange Commission, 100 F Street NE, Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public,
except during that portion of the meeting reserved for an
administrative work session during lunch. Persons needing special
accommodations to take part because of a disability should notify the
contact person listed in the section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes: Remarks from Commissioners; a
discussion of the Commission's Proposed Regulation Best Interest and
the proposed restriction on the use of certain names or titles; a
discussion regarding the Commission's Proposed Form CRS Relationship
Summary, including effective disclosure and design; a discussion
regarding disclosure enhancements for municipal and corporate bonds
(which may include a recommendation of the Market Structure
Subcommittee); subcommittee reports; and a nonpublic administrative
work session.

Dated: May 23, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-11496 Filed 5-29-18; 8:45 am]
BILLING CODE 8011-01-P

24836 Federal Register / Vol. 83, No. 104 / Wednesday, May 30, 2018 / Notices

change has become effective pursuant to to determine whether the proposed rule to File Number SR–ICEEU–2018–007
Section 19(b)(3)(A) of the Act 14 and should be approved or disapproved. and should be submitted on or before
Rule 19b–4(f)(6) 15 thereunder. June 20, 2018.
IV. Solicitation of Comments
A proposed rule change filed under For the Commission, by the Division of
Rule 19b–4(f)(6) 16 normally does not Interested persons are invited to Trading and Markets, pursuant to delegated
become operative prior to 30 days after submit written data, views, and authority.19
the date of its filing. However, pursuant arguments concerning the foregoing, Brent J. Fields,
to Rule 19b–4(f)(6)(iii),17 the including whether the proposed rule
Secretary.
Commission may designate a shorter change, security-based swap submission
or advance notice is consistent with the [FR Doc. 2018–11501 Filed 5–29–18; 8:45 am]
time if such action is consistent with the
protection of investors and the public Act. Comments may be submitted by BILLING CODE 8011–01–P

interest. ICE Clear Europe has requested any of the following methods:
that the Commission waive the five-day Electronic Comments SECURITIES AND EXCHANGE
pre-filing requirement and the 30-day • Use the Commission’s internet COMMISSION
operative delay so that ICE Clear Europe comment form (http://www.sec.gov/
may implement the proposed rule [Release Nos. 33–10499; 34–83308; File No.
rules/sro.shtml) or 265–28]
change by the effective date of the GDPR • Send an email to rule-comments@
(May 25, 2018). The Commission notes sec.gov. Please include File Number SR– Investor Advisory Committee Meeting
that the proposed rule change is limited ICEEU–2018–007 on the subject line.
to clarifying certain requirements in the AGENCY: Securities and Exchange
Rules relating to the treatment of Paper Comments Commission.
Personal Data obtained in connection • Send paper comments in triplicate ACTION: Notice of meeting of Securities
with clearing activity and clarifying to Secretary, Securities and Exchange and Exchange Commission Dodd-Frank
certain rights and obligations of the Commission, 100 F Street NE, Investor Advisory Committee.
Clearing House, Clearing Members and Washington, DC 20549–1090.
Sponsored Principals with respect to All submissions should refer to File SUMMARY: The Securities and Exchange
Personal Data obtained in connection Number SR–ICEEU–2018–007. This file Commission Investor Advisory
with clearing activity in light of updated number should be included on the Committee, established pursuant to
legal requirements under the GDPR. The subject line if email is used. To help the Section 911 of the Dodd-Frank Wall
proposed rule change does not (i) Commission process and review your Street Reform and Consumer Protection
significantly affect the protection of comments more efficiently, please use Act of 2010, is providing notice that it
investors or the public interest; (ii) only one method. The Commission will will hold a public meeting in Atlanta,
impose any significant burden on post all comments on the Commission’s GA. The public is invited to submit
competition; or (iii) effect the internet website (http://www.sec.gov/ written statements to the Committee.
safeguarding of funds or securities in rules/sro.shtml). Copies of the DATES: The meeting will be held on
the custody or control of ICE Clear submission, all subsequent Thursday, June 14, 2018 from 8:30 a.m.
Europe or for which it is responsible. amendments, all written statements until 2:15 p.m. (ET). Written statements
Waiver of the 30-day operative delay with respect to the proposed rule should be received on or before June 14,
would allow ICE Clear Europe to change, security-based swap submission 2018.
implement the proposed rule change or advance notice that are filed with the ADDRESSES: The meeting will be held in
prior to the effective date of the GDPR Commission, and all written the Knowles Conference Center at
and therefore comply with EU law. communications relating to the Georgia State University College of Law,
Therefore, the Commission believes that proposed rule change, security-based 85 Park Place Northeast, Atlanta, GA
waiving the 30-day operative delay is swap submission or advance notice 30303. The meeting will be webcast on
consistent with the protection of between the Commission and any the Commission’s website at
investors and the public interest and person, other than those that may be www.sec.gov. Written statements may be
designates the proposed rule change as withheld from the public in accordance submitted by any of the following
operative upon filing.18 with the provisions of 5 U.S.C. 552, will methods:
At any time within 60 days of the be available for website viewing and
Electronic Statements
filing of the proposed rule change, the printing in the Commission’s Public
Commission summarily may Reference Room, 100 F Street NE, D Use the Commission’s internet
temporarily suspend such rule change if Washington, DC 20549, on official submission form (http://www.sec.gov/
it appears to the Commission that such business days between the hours of rules/other.shtml); or
action is: (i) Necessary or appropriate in 10:00 a.m. and 3:00 p.m. Copies of such D Send an email message to rules-
the public interest; (ii) for the protection filings will also be available for comments@sec.gov. Please include File
of investors; or (iii) otherwise in inspection and copying at the principal No. 265–28 on the subject line; or
furtherance of the purposes of the Act. office of ICE Clear Europe and on ICE Paper Statements
If the Commission takes such action, the Clear Europe’s website at https://
Commission shall institute proceedings www.theice.com/notices/Notices. D Send paper statements to Brent J.
shtml?regulatoryFilings. Fields, Secretary, Securities and
All comments received will be posted Exchange Commission, 100 F Street NE,
sradovich on DSK3GMQ082PROD with NOTICES

14 15 U.S.C. 78s(b)(3)(A).
15 17 CFR 240.19b–4(f)(6). without change. Persons submitting Washington, DC 20549–1090.
16 17 CFR 240.19b–4(f)(6). comments are cautioned that we do not All submissions should refer to File No.
17 17 CFR 240.19b–4(f)(6)(iii).
redact or edit personal identifying 265–28. This file number should be
18 For purposes only of waiving the five-day pre-
information from comment submissions. included on the subject line if email is
filing requirement and the 30-day operative delay,
the Commission has considered the proposed rule
You should submit only information used. To help us process and review
change’s impact on efficiency, competition, and that you wish to make available
capital formation. See 15 U.S.C. 78c(f). publicly. All submissions should refer 19 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 83, No. 104 / Wednesday, May 30, 2018 / Notices 24837

your statement more efficiently, please its Newton Falls Subdivision, between OFA under 49 CFR 1152.27(c)(2),3 and
use only one method. milepost BGA 86.1 and milepost BGA interim trail use/rail banking requests
Statements also will be available for 100.00, in Trumbull County, Ohio (the under 49 CFR 1152.29 must be filed by
website viewing and printing in the Line). The Line traverses United States June 11, 2018. Petitions to reopen or
Commission’s Public Reference Room, Postal Service Zip Codes 44430, 44444, requests for public use conditions under
100 F Street NE, Room 1503, 44446, 44483, 44484, and 44485 and 49 CFR 1152.28 must be filed by June
Washington, DC 20549, on official serves the stations of Niles (FSAC 19, 2018, with the Surface
business days between the hours of 71412/SPLC 344191), Deforest, Warren Transportation Board, 395 E Street, SW,
10:00 a.m. and 3:00 p.m. All statements (FSAC 71414/SPLC 344150), Washington, DC 20423–0001.
received will be posted without change. Leavittburg, and Newton Falls (FSAC A copy of any petition filed with the
Persons submitting comments are 71417/SPLC 359883). CSXT states that Board should be sent to CSXT’s
cautioned that we do not redact or edit these stations can be closed. representative, Louis Gitomer, Law
personal identifying information from CSXT has certified that: (1) No local Offices of Louis E. Gitomer, LLC, 600
comment submissions. You should traffic has moved over the Line for at Baltimore Avenue, Suite 301, Towson,
submit only information that you wish least two years; (2) any overhead traffic MD 21204.
to make available publicly. on the Line can be rerouted; (3) no
FOR FURTHER INFORMATION CONTACT: formal complaint filed by a user of a rail If the verified notice contains false or
Marc Oorloff Sharma, Chief Counsel, service on the Line (or by a state or local misleading information, the exemption
Office of the Investor Advocate, at (202) government entity acting on behalf of is void ab initio.
551–3302, Securities and Exchange such user) regarding cessation of service CSXT has filed a combined
Commission, 100 F Street NE, over the Line either is pending with the environmental and historic report that
Washington, DC 20549. Surface Transportation Board (Board) or addresses the effects, if any, of the
SUPPLEMENTARY INFORMATION: The any U.S. District Court or has been abandonment on the environment and
meeting will be open to the public, decided in favor of a complainant historic resources. OEA will issue an
except during that portion of the within the two-year period; and (4) the environmental assessment (EA) by June
meeting reserved for an administrative requirements at 49 CFR 1105.12 4, 2018. Interested persons may obtain
work session during lunch. Persons (newspaper publication), 49 CFR a copy of the EA by writing to OEA
needing special accommodations to take 1152.50(d)(1) (notice to governmental (Room 1100, Surface Transportation
part because of a disability should agencies), and 49 CFR 1105.7 and Board, Washington, DC 20423–0001) or
notify the contact person listed in the 1105.8 (environment and historic by calling OEA at (202) 245–0305.
section above entitled FOR FURTHER report), have been met. Assistance for the hearing impaired is
INFORMATION CONTACT. As a condition to this exemption, any available through the Federal
The agenda for the meeting includes: employee adversely affected by the Information Relay Service at (800) 877–
Remarks from Commissioners; a abandonment shall be protected under 8339. Comments on environmental and
discussion of the Commission’s Oregon Short Line Railroad— historic preservation matters must be
Proposed Regulation Best Interest and Abandonment Portion Goshen Branch filed within 15 days after the EA
the proposed restriction on the use of Between Firth & Ammon, in Bingham & becomes available to the public.
certain names or titles; a discussion Bonneville Counties, Idaho, 360 I.C.C. Environmental, historic preservation,
regarding the Commission’s Proposed 91 (1979). To address whether this public use, or trail use/rail banking
Form CRS Relationship Summary, condition adequately protects affected conditions will be imposed, where
including effective disclosure and employees, a petition for partial appropriate, in a subsequent decision.
design; a discussion regarding revocation under 49 U.S.C. 10502(d)
Pursuant to the provisions of 49 CFR
disclosure enhancements for municipal must be filed.
and corporate bonds (which may 1152.29(e)(2), CSXT shall file a notice of
Provided no formal expression of consummation with the Board to signify
include a recommendation of the intent to file an offer of financial
Market Structure Subcommittee); that it has exercised the authority
assistance (OFA) 1 has been received, granted and fully abandoned the Line. If
subcommittee reports; and a nonpublic this exemption will be effective on June
administrative work session. consummation has not been effected by
29, 2018, unless stayed pending CSXT’s filing of a notice of
Dated: May 23, 2018. reconsideration. Petitions to stay that do consummation by May 30, 2019, and
Brent J. Fields, not involve environmental issues,2 there are no legal or regulatory barriers
Secretary. formal expressions of intent to file an to consummation, the authority to
[FR Doc. 2018–11496 Filed 5–29–18; 8:45 am] abandon will automatically expire.
1 The Board modified its OFA procedures
BILLING CODE 8011–01–P
effective July 29, 2017. Among other things, the Board decisions and notices are
OFA process now requires potential offerors, in available on our website at
their formal expression of intent, to make a WWW.STB.GOV.
preliminary financial responsibility showing based
SURFACE TRANSPORTATION BOARD on a calculation using information contained in the Decided: May 22, 2018.
[Docket No. AB 55 (Sub-No. 779X)] carrier’s filing and publicly available information.
By the Board, Scott M. Zimmerman, Acting
See Offers of Financial Assistance, EP 729 (STB
served June 29, 2017); 82 FR 30,997 (July 5, 2017). Director, Office of Proceedings.
CSX Transportation, Inc.— 2 The Board will grant a stay if an informed
Raina Contee,
sradovich on DSK3GMQ082PROD with NOTICES

Abandonment Exemption—in Trumbull decision on environmental issues (whether raised
County, Ohio by a party or by the Board’s Office of Environmental
Clearance Clerk.
Analysis (OEA) in its independent investigation) [FR Doc. 2018–11551 Filed 5–29–18; 8:45 am]
CSX Transportation (CSXT) has filed cannot be made before the exemption’s effective BILLING CODE 4915–01–P
a verified notice of exemption under 49 date. See Exemption of Out-of-Serv. Rail Lines, 5
I.C.C.2d 377 (1989). Any request for a stay should
CFR pt. 1152 subpart F–Exempt be filed as soon as possible so that the Board may 3 Each OFA must be accompanied by the filing
Abandonments to abandon take appropriate action before the exemption’s fee, which currently is set at $1,800. See 49 CFR
approximately 13.9 miles of rail line on effective date. 1002.2(f)(25).

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Document Created: 2018-05-30 01:01:34
Document Modified: 2018-05-30 01:01:34

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, June 14, 2018 from 8:30 a.m. until 2:15 p.m. (ET). Written statements should be received on or before June 14, 2018.
Contact		Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.
FR Citation		83 FR 24836