83_FR_26121 83 FR 26013 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Demolition and Reuse of the Original East Span of the San Francisco-Oakland Bay Bridge

83 FR 26013 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Demolition and Reuse of the Original East Span of the San Francisco-Oakland Bay Bridge

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 108 (June 5, 2018)

Page Range26013-26036
FR Document2018-12043

In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that NMFS has issued an incidental harassment authorization (IHA) to the California Department of Transportation (Caltrans) to incidentally harass, by Level B harassment only, marine mammals during the dismantling and reuse of the original East Span of the San Francisco- Oakland Bay Bridge (SFOBB) in the San Francisco Bay (SFB).

Federal Register, Volume 83 Issue 108 (Tuesday, June 5, 2018)
[Federal Register Volume 83, Number 108 (Tuesday, June 5, 2018)]
[Notices]
[Pages 26013-26036]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12043]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XG059


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Demolition and Reuse of the 
Original East Span of the San Francisco-Oakland Bay Bridge

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; Issuance of an incidental harassment authorization.

-----------------------------------------------------------------------

SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that NMFS has issued an incidental harassment authorization (IHA) to 
the California Department of Transportation (Caltrans) to incidentally 
harass, by Level B harassment only, marine mammals during the 
dismantling and reuse of the original East Span of the San Francisco-
Oakland Bay Bridge (SFOBB) in the San Francisco Bay (SFB).

DATES: This Authorization is applicable from May 24, 2018 to May 23, 
2019.

FOR FURTHER INFORMATION CONTACT: Sara Young, Office of Protected 
Resources, NMFS, (301) 427-8401. Electronic copies of the application 
and supporting documents, as well as a list of the references cited in 
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems 
accessing these documents, please call the contact listed above.

SUPPLEMENTARY INFORMATION: 

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS reviewed our proposed action (i.e., the issuance of an incidental 
harassment authorization) with respect to potential impacts on the 
human environment.
    This action is consistent with categories of activities identified 
in Categorical Exclusion B4 (incidental harassment authorizations with 
no anticipated serious injury or mortality) of the Companion Manual for 
NOAA Administrative Order 216-6A, which do not individually or 
cumulatively have the potential for significant impacts on the quality 
of the human environment and for which we have not identified any 
extraordinary circumstances that would preclude this categorical 
exclusion. Accordingly, NMFS has determined that the issuance of the 
IHA qualifies to be categorically excluded from further NEPA review.

Summary of Request

    On January 9, 2018, NMFS received a request from Caltrans for an 
IHA to take marine mammals incidental to the demolition and reuse of 
the original East Span of the SFOBB in San Francisco Bay. Caltrans' 
request is for take of seven species of marine mammals, by Level B 
harassment. Neither Caltrans

[[Page 26014]]

nor NMFS expects serious injury or mortality to result from this 
activity and, therefore, an IHA is appropriate.
    NMFS previously issued several IHAs to Caltrans for similar work, 
with the most recent IHA issued in 2017 (82 FR 35510). Caltrans 
complied with all the requirements (e.g., mitigation, monitoring, and 
reporting) of the previous IHAs and information regarding their 
monitoring results may be found in the Effects of the Specified 
Activity on Marine Mammals and their Habitat and Estimated Take 
section. This IHA will cover one year of a larger project for which 
Caltrans obtained previous IHAs. The larger project involves 
dismantling of many piers of many remaining structures from the 
original east span of the bridge.

Description of Proposed Activity

Overview

    Caltrans proposed to demolish and reuse portions of the original 
East Span of the SFOBB by mechanical dismantling and by use of 
controlled charges to implode two piers (Piers E19 and E20) into their 
open cellular chambers below the mudline. Activities associated with 
dismantling of the piers may potentially result in incidental take of 
marine mammals due to the use of highly controlled charges to dismantle 
the marine foundations of the piers. A public access point will 
incorporate existing piers (E21, E22, and E23) but requires use of pile 
driving to finalize the access structure. Pier E2 will also be retained 
for public access improvements, but does not require any in-water work.
    Several previous one-year IHAs have been issued to Caltrans for 
pile driving/removal and construction of the new SFOBB East Span 
beginning in 2003. NMFS has issued 11 IHAs to Caltrans for the SFOBB 
Project. The first five IHAs (2003, 2005, 2007, 2009, and 2011) 
addressed potential impacts associated with pile driving for the 
construction of the new East Span of the SFOBB. IHAs issued in 2013, 
2014 and July 2015 addressed activities associated with both 
constructing the new East Span and dismantling the original East Span, 
specifically addressing vibratory pile driving, vibratory pile 
extraction/removal, attenuated impact pile driving, pile proof testing, 
and mechanical dismantling of temporary and permanent marine 
foundations. On September 9, 2015, NMFS issued an IHA to Caltrans for 
incidental take associated with the demolition of Pier E3 of the 
original SFOBB by highly controlled explosives (80 FR 57584; September 
24, 2015). On September 30, 2016, NMFS issued an IHA authorizing the 
incidental take of marine mammals associated with both pile driving/
removal and controlled implosion of Piers E4 and E5 (81 FR 67313). On 
July 13, 2017, NMFS issued an IHA (82 FR 35510, July 31, 2017) to 
Caltrans authorizing take of marine mammals for additional dismantling 
the original East Span of the SFOBB using mechanical means as well as 5 
to 6 implosion events to dismantle 13 piers (Piers E6-E18). This year 
of work will include removal of Piers E19 and E20.

Dates and Duration

    Vibratory pile driving for construction of the Oakland Touchdown 
pedestrian bridge (OTD) and OTD access trestle may begin in June 2018. 
Impact pile-driving activities will be restricted from June 1 to 
November 30, to avoid peak salmonid migration periods. Pier implosion 
requiring IHA coverage is scheduled to begin in September 2018. Pier 
implosion will be restricted from September 1 to November 30, to 
minimize potential impacts on biological resources in the Bay.

Specific Geographic Region

    The SFOBB project area is located in the central SFB or Bay, 
between Yerba Buena Island (YBI) and the city of Oakland. The western 
limit of the project area is the east portal of the YBI tunnel, located 
in the city of San Francisco. The eastern limit of the project area is 
located approximately 1,312 feet (400 meters) west of the Bay Bridge 
toll plaza, where the new and former spans of the bridge connect with 
land at the OTD in the city of Oakland. The approximate width of the 
in-water work area is 350 meters (1,148 feet). This includes all in-
water areas under the original bridge and new bridge. All activities 
proposed under this IHA application will be confined to this area. 
However, other previous in-water project activities have taken place in 
discrete areas near both YBI and Treasure Island outside these limits.

Detailed Description of Specific Activity

    Construction activities associated with both dismantling and reuse 
of marine foundations of the original east span bridge may result in 
the incidental take of marine mammals. These activities include the use 
of highly controlled charges to dismantle Piers E19 and E20, as well as 
pile-driving activities associated with construction of a public access 
facility that will incorporate reuse Piers E21, E22 and E23. Pier E2 
will also be retained and incorporated into a public access facility. 
However, public access improvements at Pier E2 will not require any in-
water work and will not result in incidental take of marine mammals; 
therefore, are not discussed further.
Removal of Piers 19 and 20
    The removal of Piers E19 and E20 will be performed in three phases. 
The first phase will use mechanical dismantling to remove the above-
water portions of the piers, which is not expected to result in take. 
The second phase will use controlled blasting methods for removal of 
the in-water portions of the piers. The third phase will include 
dredging of imploded rubble to specified removal limits, which is also 
not expected to result in take. Limits of removal will be determined at 
each location and will result in removal to between 0.46 and 0.91 meter 
(1.5 and 3 feet) below the mudline.
    Piers E19 and E20 are large cellular structures through the water 
column, which are supported on concrete slabs and hundreds of driven 
timber piles encased in a concrete seal. The timber piles and concrete 
seal courses that are below approved removal limits will remain in 
place. Rubble that mounds above the determined debris removal elevation 
limits from the dismantling of these piers will be removed off-site for 
disposal; as was done during the removal of Piers E6 to E18.
    A Blast Attenuation System (BAS) similar to that used for previous 
blast events will be used during all future controlled blasting events, 
to minimize potential impacts on biological resources in the Bay. The 
effectiveness of this minimization measure is supported by the findings 
from the successful removal of Piers E3 to E18.
    Each pier will be removed in the following three phases:
     Pre-blasting activities, including removing the pier cap 
and concrete pedestals, installing and testing the BAS;
     installing charges, activating the BAS, and imploding the 
pier; and
     dredging of imploded rubble to specified removal limits.
    Further detail on the above steps to remove the marine foundations 
are provided. Phase 1: Dismantling the concrete pedestals and concrete 
pier cap by mechanical means (including the use of torches and 
excavators mounted with hoe rams, drills, and cutting tools), and 
drilling vertical boreholes where the charges will be loaded for 
controlled blasting. Phase 2: The charges then will be loaded into the 
drilled boreholes. Controlled blasting removal will be accomplished 
using hundreds of small charges, with delays between individual

[[Page 26015]]

charges. The controlled blast sequence for each pier will last 
approximately 1 to 5 seconds. The controlled blast removals have been 
designed to remove each pier to between 0.46 and 0.91 meter (1.5 and 3 
feet) below the mudline. Phase 3: Dredging of imploded rubble to 
specified removal limits.
Blast Attenuation System Testing, Installation, and Deployment
    The BAS will be deployed around each pier being imploded and will 
be the same system as that successfully used for the removal of Piers 
E3 to E18. The BAS is a modular system of pipe manifold frames, placed 
around each pier and fed by air compressors to create a curtain of air 
bubbles. Each BAS frame is approximately 15.4 meters long by 1.8 meters 
wide (50.5 feet long by 6 feet wide). The BAS to be used will be the 
same design that was used at Piers E3 to E18 and will meet the same 
specifications. The BAS will be activated before and during implosion. 
As shown during the Pier E3 Demonstration Project and eight subsequent 
pier blast events by the SFOBB Project, the BAS will attenuate noise 
and pressure waves generated during each controlled blast, to minimize 
potentially adverse effects on biological resources that may be nearby.
    Before installing the BAS, Caltrans will move any existing debris 
on the Bay floor that may interrupt or conflict with proper 
installation of the BAS. Each BAS frame will be lowered to the bottom 
of the Bay by a barge-mounted crane and will be positioned into place. 
Divers will assist frame placement and will the connect air hoses to 
the frames. Based on location around the pier, the BAS frame elements 
will be situated from approximately 8 to 12 meters (25 to 40 feet) from 
the outside edge of each pier. The frames will be situated to 
contiguously surround each pier. Frame ends will overlap to ensure no 
break in the BAS when operational. Each frame will be weighted to 
negative buoyancy for activation. Compressors will provide enough 
pressure to achieve a minimal air volume fraction of 3 to 4 percent, 
consistent with the successful use of BAS systems in past controlled 
blasting activities.
    The complete BAS will be installed and tested during the weeks 
leading up to the controlled blast. The BAS test parameters will 
include checking operating levels, flow rate, and a visual check to 
determine that the system is operating correctly. System performance is 
anticipated to provide approximately 80 percent noise and pressure 
attenuation, based on the results from the previous SFOBB Project blast 
events using a similar system.
    Test blasts may be conducted to ensure that the hydroacoustic 
monitoring equipment will be functional and triggered properly before 
the pier implosion event. The test blasts will be conducted within the 
completely installed and operating BAS. A key requirement of pier 
implosion will involve accurately capturing hydroacoustic information 
from the controlled blast. To accomplish this, a smaller test charge 
will be used to trigger recording instrumentation. Multiple test blasts 
on the same day may be required to verify proper instrument operation 
and calibrate the equipment for the implosion events. These same 
instruments and others of the same type will use high-speed recording 
devices to capture hydroacoustic data at both near-field and far-field 
monitoring locations during the implosion.
    Test blasts will be scheduled to occur within two weeks of the 
scheduled implosion. Tests will use a charge weight of approximately 18 
grains (0.0025 pound) or less and will be placed along one of the 
longer faces of the pier. The results from test blasts that occurred 
before the implosions of Pier E3 and E5 indicate that these test blasts 
will have minimal impacts on fish and no impacts on marine mammals (see 
Appendix A in application).
    Piers E19 and E20 will be imploded during a single event. Before 
pier removal via controlled blasting, Caltrans will load the bore holes 
of the piers with controlled charges. Individual cartridge charges 
using electronic blasting caps have been selected to provide greater 
control and accuracy in determining the individual and total charge 
weights. Use of individual cartridges will allow a refined blast plan 
that efficiently breaks concrete while minimizing the amount of charges 
needed.
    Boreholes will vary in diameter and depth, and have been designed 
to provide optimal efficiency in transferring the energy created by the 
controlled charges to dismantle the piers. Individual charge weights 
will vary from 7 to 11 kilograms (15 to 25 pounds), and the total 
charge weight for the Pier E19 and E20 blast event will be 
approximately 1,800 kilograms (4,000 pounds). The total number of 
individual charges to be used per pier will be approximately 100. 
Charges will be arranged in different levels (decks) and will be 
separated in the boreholes by stemming. Stemming is the insertion of 
inert materials (e.g., sand or gravel) to insulate and retain charges 
in an enclosed space. Stemming allows more efficient transfer of energy 
into the structural concrete for fracture, and further reduces the 
release of potential energy into the surrounding water column. The 
entire detonation sequence, consisting of approximately 200 
detonations, will last approximately 1 to 5 seconds for each pier; with 
a minimum delay time of 9 milliseconds (msec) between detonations. 
There will be approximately half a second delay between pier blasts to 
avoid overlap of pressure waves.
    Piers E19 and E20 will be blasted in a single pier implosion event. 
These piers will be removed by blasting down through the concrete 
cellular structure but not through the concrete slab, seal, and timber 
piles below. Remaining concrete seals and timber piles below the 
mudline will not be removed.
Reuse of Piers E21 to E23
    A pedestrian bridge and observation platforms, will be constructed 
near the Oakland shoreline, using the existing marine foundations as 
anchors for this public access facility. Construction of this facility 
at Piers E21 to E23 (Oakland side) will require mechanical removal of 
some or perhaps all of the pedestals and pier slabs to elevations 
required by the design. Both temporary and permanent piles will be 
needed for construction of this pedestrian bridge and observation 
platforms.
    The OTD pedestrian bridge will extend from Pier E23 on the Oakland 
shoreline to Pier E21. It will be supported by Piers E23, E22, and E21. 
Observation areas also may be constructed at Piers E22 and E21. 
Reinforced concrete slabs may be constructed on top of Piers E22 and 
E21, to serve as an observation platforms. The existing pier 
foundations are spaced 88 meters (290 feet) apart. New intermediate 
piers will be constructed between the existing pier foundations to 
support the pedestrian bridge. These permanent intermediate piers will 
be pile-supported.
    A temporary access trestle also may also be needed to facilitate 
construction of the pedestrian bridge. This temporary access trestle 
will be pile-supported.
    Both the pedestrian bridge and temporary access trestle will be 
designed by the construction contractor. Because these structures will 
be contractor-designed, their exact nature (e.g., size, type, number of 
piles) will not be known until construction begins. However, the 
Caltrans has developed a conservative estimate as to the approximate 
type, size, and number of piles needed for these proposed structures. 
Up to 200 in-water piles may be required for construction of the OTD

[[Page 26016]]

pedestrian bridge and temporary access trestle. Caltrans originally 
proposed concrete piles as a possibility but has determined concrete 
piles will not be used for this work and reference to concrete piles 
has been removed from the remainder of the document. Piles may be steel 
pipe piles or H-piles. The steel pipe piles will be 24 to 36 inches in 
diameter, or less. In-water pile driving for construction of the 
pedestrian bridge and temporary access trestle may result in the 
incidental harassment of marine mammals.
    Mitigation, monitoring, and reporting measures are described in 
detail later in this document (please see ``Mitigation'' and 
``Monitoring and Reporting'').

Comments and Responses

    A notice of NMFS's proposal to issue an IHA to Caltrans was 
published in the Federal Register on April 12, 2018 (83 FR 15795). That 
notice described, in detail, Caltrans' activity, the marine mammal 
species that may be affected by the activity, and the anticipated 
effects on marine mammals. During the 30-day public comment period, 
NMFS received comments from the Marine Mammal Commission. The Marine 
Mammal Commission submitted the following comments to NMFS.
    Comment 1: The Commission noted various errors in the proposed 
authorization, including errors in the description of the action and 
the effects analyses. The Commission recommends that NMFS review its 
notices more thoroughly before submitting for publication.
    Response 1: NMFS thanks the Commission for pointing out the errors 
in the Federal Register Notice for the proposed authorization. To 
address errors in the description and effects analyses, NMFS is 
reprinting these sections in the Federal Register notice for the 
issuance of the authorization, with the errors corrected. NMFS makes 
every effort to read the notices thoroughly prior to publication and 
will continue this effort to publish the best possible product for 
public comment.
    Comment 2: The Commission recommends that NMFS refrain from using a 
source level reduction factor for sound attenuation device 
implementation during impact pile driving for all relevant incidental 
take authorizations due to the different noise level reduction at 
different received ranges.
    Response 2: While it is true that noise level reduction measured at 
different received ranges does vary, given that both Level A and Level 
B estimation using geometric modeling is based on noise levels measured 
at near-source distances (~10 m), NMFS believes it reasonable to use a 
source level reduction factor for sound attenuation device 
implementation during impact pile driving. In the case of the SFOBB 
impact driving isopleth estimates using an air bubble curtain for 
source level reduction, NMFS reviewed Caltrans' bubble curtain ``on and 
off'' studies conducted in San Francisco Bay in 2003 and 2004. The 
equipment used for bubble curtains has likely improved since 2004 but 
due to concerns for fish species, Caltrans has not able to conduct ``on 
and off'' tests recently. Based on 74 measurements (37 with the bubble 
curtain on and 37 with the bubble curtain off) at both near (<100 m) 
and far (>100 m) distances, the linear averaged received level 
reduction is 6 dB. If limiting the data points (a total of 28 
measurements, with 14 during bubble curtain on and 14 during bubble 
curtain off) to only near distance measurements, the linear averaged 
noise level reduction is 7 dB. Based on this analysis, we conclude that 
there is not a significant difference of source level reduction between 
near and far-distance measurements. As a conservative approach, NMFS 
used the reduction of 7 dB of the source level for impact zone 
estimates.
    NMFS will evaluate the appropriateness of using a certain source 
level reduction factor for sound attenuation device implementation 
during impact pile driving for all relevant incidental take 
authorizations when more data become available. Nevertheless at this 
point, we think it appropriate that a conservative 6 dB reduction is 
reasonable to be used as a source level reduction factor for impact 
pile driving using an air bubble curtain system.
    Comment 3: The Commission recommends that NMFS promptly revise its 
draft rounding criteria and share it with the Commission.
    Response 3: NMFS appreciates the Commission's ongoing concern in 
this matter. Calculating predicted takes is not an exact science and 
there are arguments for taking different mathematical approaches in 
different situations, and for making qualitative adjustments in other 
situations. We believe, however, that the methodology used for take 
calculation in this IHA remains appropriate and is not at odds with the 
24-hour reset policy the Commission references. We look forward to 
continued discussion with the Commission on this matter and will share 
the rounding guidance as soon as it is ready for public review.
    Comment 4: The Commission recommends that NMFS refrain from 
implementing its proposed renewal process and use abbreviated Federal 
Register notices and reference existing documents to aid in 
streamlining. It also recommends that NMFS provide the Commission and 
the public with a legal analysis supporting use of the renewal process.
    Response 4: The process of issuing a renewal IHA does not bypass 
the public notice and comment requirements of the MMPA. The notice of 
the proposed IHA expressly notifies the public that under certain, 
limited conditions an applicant could seek a renewal IHA for an 
additional year. The notice describes the conditions under which such a 
renewal request could be considered and expressly seeks public comment 
in the event such a renewal is sought. Importantly, such renewals would 
be limited to circumstances where: The activities are identical or 
nearly identical to those analyzed in the proposed IHA; monitoring does 
not indicate impacts that were not previously analyzed and authorized; 
and, the mitigation and monitoring requirements remain the same, all of 
which allow the public to comment on the appropriateness and effects of 
a renewal at the same time the public provides comments on the initial 
IHA. NMFS has, however, modified the language for future proposed IHAs 
to clarify that all IHAs, including renewal IHAs, are valid for no more 
than one year and that the agency would consider only one renewal for a 
project at this time. In addition, notice of issuance or denial of a 
renewal IHA would be published in the Federal Register, as they are for 
all IHAs. Last, NMFS will publish on our website a description of the 
renewal process before any renewal is issued utilizing the new process.

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history, of the potentially affected species. 
Additional information regarding population trends and threats may be 
found in NMFS's Stock Assessment Reports (SAR; www.nmfs.noaa.gov/pr/sars/) and more general information about these species (e.g., physical 
and behavioral descriptions) may be found on NMFS's website 
(www.nmfs.noaa.gov/pr/species/mammals/).
    Table 1 lists all species with expected potential for occurrence in 
San Francisco Bay and summarizes information related to the population 
or stock, including regulatory status under

[[Page 26017]]

the MMPA and ESA and potential biological removal (PBR), where known. 
For taxonomy, we follow Committee on Taxonomy (2016). PBR is defined by 
the MMPA as the maximum number of animals, not including natural 
mortalities, that may be removed from a marine mammal stock while 
allowing that stock to reach or maintain its optimum sustainable 
population (as described in NMFS's SARs). While no mortality is 
anticipated or authorized here, PBR and annual serious injury and 
mortality from anthropogenic sources are included here as gross 
indicators of the status of the species and other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS's stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS's U.S. 2016 SARs (Carretta et al., 2017). All values presented in 
Table 1 are the most recent available at the time of publication and 
are available in the 2016 SARs (Carretta et al., 2017) (available 
online at: www.nmfs.noaa.gov/pr/sars/draft.htm).

                                            Table 1--Marine Mammal Species that May Occur in the Action Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                      ESA/MMPA status;   Stock abundance (CV,
            Common name                  Scientific name              Stock           strategic (Y/N)      Nmin, most recent        PBR      Annual M/SI
                                                                                            \1\          abundance survey) \2\                   \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                  Family Eschrichtiidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Gray whale.........................  Eschrichtius robustus.  Eastern North Pacific.  -; N.............  20,990 (0.05, 20,125,           624          132
                                                                                                         2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                            Family Balaenopteridae (rorquals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Fin Whale..........................  Balaenoptera physalus.  California/Oregon/      E;Y..............  9,029 (0.12, 8,127,              81            2
                                                              Washington.                                2014).
Humpback Whale.....................  Megaptera novaeangliae  California/Oregon/      E;Y..............  1,918 (.03, 1,876,               11          6.5
                                                              Washington.                                2014).
Minke Whale........................  Balaenoptera            California/Oregon/      -; N.............  636 (0.72, 369, 2014).          3.5          1.3
                                      acutorostrata.          Washington.
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                            Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Physeteridae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sperm whale........................  Physeter macrocephalus  California/Oregon/      E;Y..............  2,106 (0.58, 1,332,             2.7          1.7
                                                              Washington.                                2008).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Common Bottlenose Dolphin..........  Tursiops truncatus....  California Coastal....  -; N.............  453 (0.06, 346, 2011).          2.7            2
Short-Beaked Common Dolphin........  Delphinus delphis.....  California/Oregon/....  -; N.............  969,861 (0.17,                8,393           40
                                                                                                         839,325, 2014).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocoenidae (porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Porpoise....................  Phocoena phocoena.....  San Francisco-Russian   -; N.............  9,886 (0.51, 6,625,              66            0
                                                              River.                                     2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                      Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
California Sea Lion................  Zalophus californianus  United States.........  -; N.............  296,750 (N/A, 153,337,        9,200          389
                                                                                                         2011).
Northern Fur Seal..................  Callorhinus ursinus...  California, Eastern     -; N.............  14,050 (N/A, 7,524,             451          1.8
                                                              North Pacific.                             2013).
Steller sea lion...................  Eumetopias jubatus....  Eastern...............  T; D.............  41,638 (N/A, 41,638,          2,498          108
                                                                                                         2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal........................  Phoca vitulina........  California............  -; N.............  30,968 (N/A, 27,348,          1,641           43
                                                                                                         2012).
Northern Elephant Seal.............  Mirounga                California Breeding...  -; N.............  179,000 (N/A, 81,368,           542          3.2
                                      angustirostris.                                                    2010).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
  under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
  exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable [explain if this is the case]
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
  associated with estimated mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.


[[Page 26018]]

    All species that could potentially occur in the activity areas are 
included in Table 1. However, the temporal or spatial occurrence of the 
species italicized in Table 1 is such that take is not expected to 
occur, and they are not discussed further beyond the explanation 
provided here. San Francisco Bay would be considered extralimital and 
these species have not been sighted during marine mammal monitoring 
conducted by Caltrans under past IHAs.

Harbor Seal

    Harbor seals are found from Baja California to the eastern Aleutian 
Islands of Alaska. The species primarily hauls out on remote mainland 
and island beaches and reefs, and estuary areas. Harbor seal tends to 
forage locally within 53 miles (85 kilometers) of haul out sites 
(Harvey and Goley 2011). Harbor seal is the most common marine mammal 
species observed in the Bay and also commonly is seen near the SFOBB 
east span (Department 2013b, 2013c). Tagging studies have shown that 
most seals tagged in the Bay remain in the Bay (Harvey and Goley 2011; 
Manugian 2013). Foraging often occurs in the Bay, as noted by 
observations of seals exhibiting foraging behavior (short dives less 
than 5 minutes, moving back and forth in an area, and sometimes tearing 
up prey at the surface).
    The molt occurs from May through June. During both pupping and molt 
seasons, the number of seals and the length of time hauled out per day 
increases, with about 60.5 percent of the population hauled out during 
this time versus less than 20 percent in fall (Yochem et al., 1987; 
Huber et al., 2001; Harvey and Goley 2011). Mother-pup pairs spend more 
time on shore; therefore, the percentage of seals on shore at haul out 
sites increases during the pupping season (Stewart and Yochem 1994). 
Peak numbers of harbor seals hauling out in central California occurs 
during late May to early June, which coincides with the peak of their 
molt. Seals haul out more often and spend more time on shore to molt. 
Yochem et al. (1987) found that harbor seals at San Miguel Island only 
hauled out 11 to 19 percent of the time in fall, from late October 
through early December.
    Harbor seal tends to forage at night and haul out during the day. 
Harbor seal predominately hauls out from 10 a.m. to 7 p.m., with a peak 
in the afternoon between 1 and 4 p.m. (Yochem et al., 1987; Stewart and 
Yochem 1994; Grigg et al., 2002; London et al., 2012). Harbor seals in 
the Bay typically haul out in groups ranging from a few individuals to 
several hundred seals. One known haul out site is on the southern side 
of YBI, approximately 1,600 meters (5,250 feet) from Pier E6 and 
approximately 2,800 meters (9,190 feet) from Pier E18. The YBI haul out 
site had a daily range of zero to 109 harbor seals hauled out during 
September, October, and November, with the highest numbers hauled out 
during afternoon low tides (Department 2004b). Pile driving for the 
SFOBB was not audible to the monitors just above the haul out site, and 
no response to pile driving was observed.
    Tide level also can affect haul out behavior, by exposing and 
submerging preferred haul out sites. Tides likely affect the maximum 
number of seals hauled out, but time of day and the season have the 
greatest influence on haul out behavior (Stewart and Yochem 1994; 
Patterson and Acevedo-Guti[eacute]rrez 2008).
    Harbor seals in the Bay are an isolated population, although about 
40 percent may move a short distance out of the Bay to forage (Manugian 
et al. 2017). The Bay harbor seals likely are accustomed to a noisy 
environment because of construction, vessel traffic, the Bay Area Rapid 
Transit (BART) Transbay Tube, and mechanical noise (i.e., machinery, 
generators).
    During 251 days of SFOBB monitoring from 2000 through 2016, 958 
harbor seals were observed in the vicinity of the SFOBB east span. 
Harbor seals made up 90 percent of the marine mammals observed during 
monitoring for the SFOBB Project. In 2015 and 2016, the number of 
harbor seals sighted in the project area increased (8 days of 
monitoring and 95 sightings). Foraging near the project area was 
common, particularly in the coves adjacent to the YBI United States 
Coast Guard Station and in Clipper Cove between YBI and Treasure 
Island. Foraging also occurred in a shallow trench area southeast of 
YBI (Department 2013a, 2013b). These sites are more than 900 to 1,525 
meters (3,000 to 5,000 feet) west of Pier E6. In 2015, juvenile harbor 
seals began foraging around Piers E2W and E2E of the new SFOBB east 
span, and in 2016, they extended east around Piers E3 to E5 of the new 
SFOBB east span. Foraging can occur throughout the Bay, and prey 
abundance and distribution affect where harbor seals will forage. Most 
of the harbor seal sightings were animals transiting the area, likely 
moving from haul out sites or from foraging areas.

California Sea Lion

    California sea lion breeds on the offshore islands of California 
from May through July (Heath and Perrin 2008). During the non-breeding 
season, adult and sub-adult males and juveniles migrate northward along 
the coast, to central and northern California, Oregon, Washington, and 
Vancouver Island (Jefferson et al., 1993). They return south the 
following spring (Lowry and Forney 2005; Heath and Perrin 2008). 
Females and some juveniles tend to remain closer to rookeries 
(Antonelis et al., 1990; Melin et al., 2008).
    California sea lions have been observed occupying docks near Pier 
39 in San Francisco, about 3.2 miles (5.2 kilometers) from the project 
area, since 1987. The highest number of sea lions recorded at Pier 39 
was 1,701 individuals in November 2009 (De Rango, pers. comm., 2013). 
Occurrence of sea lions here typically is lowest in June (breeding 
season) and highest in August. Approximately 85 percent of the animals 
that haul out at this site are males, and no pupping has been observed 
here or at any other site in the Bay (Lander, pers. comm., 1999). Pier 
39 is the only regularly used haul out site in the project vicinity, 
but sea lions occasionally haul out on human-made structures, such as 
bridge piers, jetties, or navigation buoys (Riedman 1990).
    During monitoring for the SFOBB Project, 80 California sea lions 
were observed from 2000 through 2016. The number of sea lions that were 
sighted in the project area decreased in 2015 and 2016. Sea lions 
appear mainly to be transiting through the project area rather than 
feeding, although two exceptions have occurred. In 2004, several sea 
lions were observed following a school of Pacific herring that moved 
through the project area, and one sea lion was observed eating a large 
fish in 2015.
    Breeding and pupping occur from mid to late May until late July. 
After the mating season, adult males migrate northward to feeding areas 
as far away as the Gulf of Alaska (Lowry et al., 1992), and they remain 
away until spring (March-May), when they migrate back to the breeding 
colonies. Adult females remain near the rookeries throughout the year 
and alternate between foraging and nursing their pups on shore until 
the next pupping/breeding season.

Northern Elephant Seal

    Northern elephant seal is common on California coastal mainland and 
island sites, where the species pups, breeds, rests, and molts. The 
largest rookeries are on San Nicolas and San Miguel islands in the 
northern Channel Islands. Near the Bay, elephant seals breed, molt, and 
haul out at A[ntilde]o Nuevo Island, the Farallon Islands, and Point 
Reyes National Seashore.

[[Page 26019]]

    Northern elephant seals haul out to give birth and breed from 
December through March. Pups remain onshore or in adjacent shallow 
water through May. Both sexes make two foraging migrations each year: 
One after breeding and the second after molting (Stewart 1989; Stewart 
and DeLong 1995). Adult females migrate to the central North Pacific to 
forage, and males migrate to the Gulf of Alaska to forage (Robinson et 
al. 2012). Pup mortality is high when they make the first trip to sea 
in May, and this period correlates with the time of most strandings. 
Pups of the year return in the late summer and fall, to haul out at 
breeding rookery and small haul out sites, but occasionally they may 
make brief stops in the Bay.
    Generally, only juvenile elephant seals enter the Bay and do not 
remain long. The most recent sighting near the project area was in 
2012, on the beach at Clipper Cove on Treasure Island, when a healthy 
yearling elephant seal hauled out for approximately 1 day. 
Approximately 100 juvenile northern elephant seals strand in or near 
the Bay each year, including individual strandings at YBI and Treasure 
Island (less than 10 strandings per year).

Northern Fur Seal

    Northern fur seal breeds on the offshore islands of California and 
in the Bering Sea from May through July. Two stocks of Northern fur 
seals may occur near the Bay, the California and Eastern Pacific 
stocks. The California stock breeds, pups, and forages off the 
California coast. The Eastern Pacific stock breeds and pups on islands 
in the Bearing Sea, but females and juveniles move south to California 
waters to forage in the fall and winter months.
    Both the California and Eastern Pacific stocks forage in the 
offshore waters of California, but only sick, emaciated, or injured fur 
seals enter the Bay. The Marine Mammal Center (TMMC) occasionally picks 
up stranded fur seals around YBI and Treasure Island. The rare 
occurrence of northern fur seal near the SFOBB east span makes it 
unlikely that the species will be exposed to implosion activities.

Bottlenose Dolphin

    This species is found within 0.6 mile (1 kilometer) of shore and 
occurs from northern Baja California, Mexico to Bodega Bay, with the 
range extending north over the last several decades related to El 
Ni[ntilde]o events and increased ocean temperatures. As the range of 
bottlenose dolphins extended north, dolphins began entering the Bay in 
2010 (Szczepaniak 2013). Until 2016, most bottlenose dolphins in the 
Bay were observed in the western Bay, from the Golden Gate Bridge to 
Oyster Point and Redwood City, although one individual was observed 
frequently near the former Alameda Air Station (Perlman 2017). In 2017, 
two individuals have been observed regularly near Alameda (Keener, 
pers. comm., 2017) and likely passed by the project area.

Harbor Porpoise

    This species seldom is found in waters warmer than 62.6 degrees 
Fahrenheit (17 degrees Celsius) (Read 1990) or south of Point 
Conception, and occurs as far north as the Bering Sea (Barlow and Hanan 
1995; Carretta et al., 2009; Carretta et al., 2012; Allen and Angliss 
2013). The San Francisco-Russian River stock is found from Pescadero, 
18 miles (30 kilometers) south of the Bay, to 99 miles (160 kilometers) 
north of the Bay at Point Arena (Carretta et al., 2012). In most areas, 
harbor porpoise occurs in small groups, consisting of just a few 
individuals.
    Harbor porpoises are seen frequently outside the Bay, and they 
began to re-enter the Bay in 2008. Keener et al. (2012) reports 
sightings of harbor porpoises from just inside the Bay, northeast to 
Tiburon and south to the SFOBB west span. In 17 years of monitoring in 
the project area, 24 harbor porpoises have been observed, and all 
occurred between 2006 and 2015; including two in 2014, five in 2015 and 
15 in 2017. In 2017, the number of harbor porpoises in the project area 
increased significantly. However, the majority of harbor porpoise 
observations made during monitoring for the SFOBB Project have been at 
distances ranging from 2,438 to 3,048 meters (8,000 to 10,000 feet) 
from the work area.

Gray Whale

    The eastern North Pacific population of gray whales ranges from the 
southern tip of Baja California, Mexico to the Chukchi and Beaufort 
Seas (Jefferson et al., 1993). The gray whale makes a well-defined, 
seasonal north-south migration. Most of the population summers in the 
shallow waters of the northern Bering Sea, the Chukchi Sea, and the 
western Beaufort Sea (Rice and Wolman 1971). However, some individuals 
also summer along the Pacific coast, from Vancouver Island to central 
California (Rice and Wolman 1971; Darling 1984; Nerini 1984). In 
October and November, gray whales begin to migrate south and follow the 
shoreline to breeding grounds along the western coast of Baja 
California and the southeastern Gulf of California (Braham 1984). Gray 
whales begin heading north in late winter and early spring (Rice and 
Wolman 1971). The average gray whale migrates 4,660 to 6,213 miles 
(7,500 to 10,000 kilometers), at a rate of 91 miles/day (147 
kilometers/day) (Jones and Swartz 2002). Gray whales generally calve 
and breed during the winter, in lagoons in Baja California (Jones and 
Swartz 2002), although some calves are born along the California coast 
during the migration south.

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals are able to hear. Current data indicate that not all marine 
mammal species have equal hearing capabilities (e.g., Richardson et 
al., 1995; Wartzok and Ketten, 1999; Au and Hastings 2008). To reflect 
this, Southall et al. (2007) recommended that marine mammals be divided 
into functional hearing groups based on directly measured or estimated 
hearing ranges on the basis of available behavioral response data, 
audiograms derived using auditory evoked potential techniques, 
anatomical modeling, and other data. Note that no direct measurements 
of hearing ability have been successfully completed for mysticetes 
(i.e., low-frequency cetaceans). Subsequently, NMFS (2016) described 
generalized hearing ranges for these marine mammal hearing groups. 
Generalized hearing ranges were chosen based on the approximately 65 dB 
threshold from the normalized composite audiograms, with the exception 
for lower limits for low-frequency cetaceans where the lower bound was 
deemed to be biologically implausible and the lower bound from Southall 
et al. (2007) retained. The functional groups and the associated 
frequencies are indicated below (note that these frequency ranges 
correspond to the range for the composite group, with the entire range 
not necessarily reflecting the capabilities of every species within 
that group):
     Low-frequency cetaceans (mysticetes): Generalized hearing 
is estimated to occur between approximately 7 hertz (Hz) and 35 
kilohertz (kHz);
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): Generalized hearing is estimated to occur 
between approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members

[[Page 26020]]

of the genera Kogia and Cephalorhynchus; including two members of the 
genus Lagenorhynchus, on the basis of recent echolocation data and 
genetic data): Generalized hearing is estimated to occur between 
approximately 275 Hz and 160 kHz.
     Pinnipeds in water; Phocidae (true seals): Generalized 
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
     Pinnipeds in water; Otariidae (eared seals): Generalized 
hearing is estimated to occur between 60 Hz and 39 kHz.
    The pinniped functional hearing group was modified from Southall et 
al. (2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt, 
2013).
    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2016) for a review of available information. 
seven marine mammal species (three cetacean and four pinniped (three 
otariid and one phocid) species) have the reasonable potential to co-
occur with the construction activities. Please refer to Table 1. Of the 
cetacean species that may be present, one is classified as low-
frequency cetaceans (gray whale), one is classified as mid-frequency 
cetaceans (bottlenose dolphin), and one is classified as high-frequency 
cetaceans (harbor porpoise).

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that 
components of the specified activity may impact marine mammals and 
their habitat. The ``Estimated Take by Incidental Harassment'' section 
later in this document includes a quantitative analysis of the number 
of individuals that are expected to be taken by this activity. The 
``Negligible Impact Analysis and Determination'' section considers the 
content of this section, the ``Estimated Take by Incidental 
Harassment'' section, and the ``Mitigation'' section, to draw 
conclusions regarding the likely impacts of these activities on the 
reproductive success or survivorship of individuals and how those 
impacts on individuals are likely to impact marine mammal species or 
stocks.

General Information on Potential Effects

    Explosives are impulsive sounds, which are characterized by short 
duration, abrupt onset, and rapid decay. The Caltrans SFOBB work using 
controlled charges (i.e., implosion events) could adversely affect 
marine mammal species and stocks by exposing them to elevated noise 
levels in the vicinity of the activity area. Based on the nature of the 
other activities associated with the dismantling of Piers E6 through 
E18 of the original SFOBB East Span (mechanical dismantling) and 
measured sound levels from those activities during past monitoring 
associated with previous IHAs, NMFS does not expect activities other 
than implosion events to contribute to underwater noise levels such 
that take of marine mammals will potentially occur.
    Exposure to high intensity sound for a sufficient duration may 
result in behavioral reactions and auditory effects such as a noise-
induced threshold shift--an increase in the auditory threshold after 
exposure to noise (Finneran et al., 2005). Factors that influence the 
amount of threshold shift include the amplitude, duration, frequency 
content, temporal pattern, and energy distribution of noise exposure. 
The magnitude of hearing threshold shift normally decreases over time 
following cessation of the noise exposure. The amount of threshold 
shift just after exposure is the initial threshold shift. If the 
threshold shift eventually returns to zero (i.e., the threshold returns 
to the pre-exposure value), it is a temporary threshold shift (Southall 
et al., 2007).
    When animals exhibit reduced hearing sensitivity (i.e., sounds must 
be louder for an animal to detect them) following exposure to an 
intense sound or sound for long duration, it is referred to as a noise-
induced threshold shift (TS). An animal can experience temporary 
threshold shift (TTS) or permanent threshold shift (PTS). TTS can last 
from minutes or hours to days (i.e., there is complete recovery), can 
occur in specific frequency ranges (i.e., an animal might only have a 
temporary loss of hearing sensitivity between the frequencies of 1 and 
10 kHz), and can be of varying amounts (for example, an animal's 
hearing sensitivity might be reduced initially by only 6 decibel (dB) 
or reduced by 30 dB). PTS is a permanent loss within a specific 
frequency range.
    For cetaceans, published TTS data are limited to the captive 
bottlenose dolphin, beluga, harbor porpoise, and Yangtze finless 
porpoise (Finneran et al., 2000, 2002, 2003, 2005, 2007, 2010a, 2010b; 
Finneran and Schlundt, 2010; Lucke et al., 2009; Mooney et al., 2009a, 
2009b; Popov et al., 2011a, 2011b; Kastelein et al., 2012a; Schlundt et 
al., 2000; Nachtigall et al., 2003, 2004). For pinnipeds in water, data 
are limited to measurements of TTS in harbor seals, an elephant seal, 
and California sea lions (Kastak et al., 1999, 2005; Kastelein et al., 
2012b).
    Marine mammal hearing plays a critical role in communication with 
conspecifics, and interpretation of environmental cues for purposes 
such as predator avoidance and prey capture. Depending on the degree 
(elevation of threshold in dB), duration (i.e., recovery time), and 
frequency range of TTS, and the context in which it is experienced, TTS 
can have effects on marine mammals ranging from discountable to serious 
(similar to those discussed in auditory masking, below). For example, a 
marine mammal may be able to readily compensate for a brief, relatively 
small amount of TTS in a non-critical frequency range that occurs 
during a time where ambient noise is lower and there are not as many 
competing sounds present. Alternatively, a larger amount and longer 
duration of TTS sustained during time when communication is critical 
for successful mother/calf interactions could have more serious 
impacts. Also, depending on the degree and frequency range, the effects 
of PTS on an animal could range in severity, although it is considered 
generally more serious because it is a permanent condition. Of note, 
reduced hearing sensitivity as a simple function of aging has been 
observed in marine mammals, as well as humans and other taxa (Southall 
et al., 2007), so one can infer that strategies exist for coping with 
this condition to some degree, though likely not without cost.
    In addition, chronic exposure to excessive, though not high-
intensity, noise could cause masking at particular frequencies for 
marine mammals that utilize sound for vital biological functions (Clark 
et al., 2009). Acoustic masking occurs when other noises, such as those 
from human sources, interfere with animal detection of acoustic signals 
such as communication calls, echolocation sounds, and environmental 
sounds important to marine mammals. Therefore, under certain 
circumstances, marine mammals whose acoustical sensors or environment 
are being severely masked could also be impaired from maximizing their 
performance fitness in survival and reproduction.
    Masking occurs at the frequency band, which the animals utilize. 
However, lower frequency man-made noises are more likely to affect 
detection of communication calls and other potentially important 
natural sounds such as surf and prey noise. It may also affect 
communication signals when they

[[Page 26021]]

occur near the noise band and thus reduce the communication space of 
animals (e.g., Clark et al., 2009) and cause increased stress levels 
(e.g., Foote et al., 2004; Holt et al., 2009).
    Unlike TS, masking, which can occur over large temporal and spatial 
scales, can potentially affect the species at population, community, or 
even ecosystem levels, as well as individual levels. Masking affects 
both senders and receivers of the signals and could have long-term 
chronic effects on marine mammal species and populations. Recent 
science suggests that low frequency ambient sound levels have increased 
by as much as 20 dB (more than 3 times in terms of sound pressure 
level) in the world's ocean from pre-industrial periods, and most of 
these increases are from distant shipping (Hildebrand 2009). For 
Caltrans' SFOBB construction activities, noises from controlled 
blasting is not likely to contribute to the elevated ambient noise 
levels in the project area in such a way as to increasing potential for 
or severity of masking. Baseline ambient noise levels in the Bay are 
very high due to ongoing shipping, construction and other activities in 
the Bay, and the sound associated with the controlled blasting 
activities will be very brief.
    Finally, exposure of marine mammals to certain sounds could lead to 
behavioral disturbance (Richardson et al., 1995), such as: Changing 
durations of surfacing and dives, number of blows per surfacing, or 
moving direction and/or speed; reduced/increased vocal activities; 
changing/cessation of certain behavioral activities (such as 
socializing or feeding); visible startle response or aggressive 
behavior (such as tail/fluke slapping or jaw clapping); avoidance of 
areas where noise sources are located; and/or flight responses (e.g., 
pinnipeds flushing into water from haul outs or rookeries).
    The onset of behavioral disturbance from anthropogenic noise 
depends on both external factors (characteristics of noise sources and 
their paths) and the receiving animals (hearing, motivation, 
experience, demography) and is also difficult to predict (Southall et 
al., 2007). For impulse noises (such as the controlled implosions 
associated with the dismantling of the original SFOBB spans), NMFS uses 
received levels of 165 dB SEL to predict the onset of behavioral 
harassment for mid-frequency cetaceans and phocid pinnipeds (bottlenose 
dolphins and harbor seals and northern elephant seals, respectively); 
135 dB SEL for high-frequency cetaceans (harbor porpoises); and 183 dB 
SEL for otariid pinnipeds (California sea lions and northern fur 
seals).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, the consequences of behavioral 
modification could be biologically significant if the change affects 
growth, survival, and/or reproduction, which depends on the severity, 
duration, and context of the effects.
Potential Effects From Controlled Pier Implosion
    It is expected that an intense impulse from the controlled blasting 
of Piers E19 and E20 have the potential to impact marine mammals in the 
vicinity of the activity. The majority of impacts will be startle 
behavioral responses and temporary behavioral modification of marine 
mammals. However, a few individual animals could be exposed to sound 
levels that may cause TTS.
    The underwater explosion will send a shock wave and blast noise 
through the water, release gaseous by-products, create an oscillating 
bubble, and cause a plume of water to shoot up from the water surface. 
The shock wave and blast noise are of most concern to marine animals. 
The effects of an underwater explosion on a marine mammal depends on 
many factors, including the size, type, and depth of both the animal 
and the explosive charge; the depth of the water column; and the 
standoff distance between the charge and the animal, as well as the 
sound propagation properties of the environment. Potential impacts can 
range from brief effects (such as behavioral disturbance), tactile 
perception, physical discomfort, slight injury of the internal organs 
and the auditory system, to death of the animal (Yelverton et al., 
1973; DoN, 2001). Non-lethal injury includes slight injury to internal 
organs and the auditory system; however, delayed lethality can be a 
result of individual or cumulative sublethal injuries (DoN, 2001). 
Immediate lethal injury would be a result of massive combined trauma to 
internal organs as a direct result of proximity to the point of 
detonation (DoN 2001). Generally, the higher the level of impulse and 
pressure level exposure, the more severe the impact to an individual.
    Injuries resulting from a shock wave take place at boundaries 
between tissues of different density. Different velocities are imparted 
to tissues of different densities, and this can lead to their physical 
disruption. Blast effects are greatest at the gas-liquid interface 
(Landsberg 2000). Gas-containing organs, particularly the lungs and 
gastrointestinal (GI) tract, are especially susceptible (Goertner 1982; 
Hill 1978; Yelverton et al., 1973). In addition, gas-containing organs 
including the nasal sacs, larynx, pharynx, trachea, and lungs may be 
damaged by compression/expansion caused by the oscillations of the 
blast gas bubble. Intestinal walls can bruise or rupture, with 
subsequent hemorrhage and escape of gut contents into the body cavity. 
Less severe GI tract injuries include contusions, petechiae (small red 
or purple spots caused by bleeding in the skin), and slight 
hemorrhaging (Yelverton et al., 1973).
    Because the ears are the most sensitive to pressure, they are the 
organs most sensitive to injury (Ketten 2000). Sound-related damage 
associated with blast noise can be theoretically distinct from injury 
from the shock wave, particularly farther from the explosion. If an 
animal is able to hear a noise, at some level it can damage its hearing 
by causing decreased sensitivity (Ketten 1995). Sound-related trauma 
can be lethal or sublethal. Lethal impacts are those that result in 
immediate death or serious debilitation in or near an intense source 
and are not, technically, pure acoustic trauma (Ketten 1995). Sublethal 
impacts include hearing loss, which is caused by exposures to 
perceptible sounds. Severe damage (from the shock wave) to the ears 
includes tympanic membrane rupture, fracture of the ossicles, damage to 
the cochlea, hemorrhage, and cerebrospinal fluid leakage into the 
middle ear. Moderate injury implies partial hearing loss due to 
tympanic membrane rupture and blood in the middle ear. Permanent 
hearing loss also can occur when the hair cells are damaged by one very 
loud event, as well as by prolonged exposure to a loud noise or chronic 
exposure to noise. The level of impact from blasts depends on both an 
animal's location and, at outer zones, on its sensitivity to the 
residual noise (Ketten 1995).
    The above discussion concerning underwater explosions only pertains 
to open water detonations in a free field. Caltrans' demolition of 
Piers E19 and E20 using controlled implosion uses a confined detonation 
method, meaning that the charges will be placed within the structure. 
Therefore, most energy from the explosive shock wave will be absorbed 
through the destruction of the structure itself, and will not propagate 
through the open water. Measurements and modeling from confined 
underwater detonation for structure removal showed that energy from 
shock waves and noise impulses were greatly reduced in the water column 
compared to expected levels from open water detonations (Hempen et al., 
2007;

[[Page 26022]]

Department 2016). Therefore, with monitoring and mitigation measures 
discussed below, Caltrans' controlled implosions of Piers E19 and E20 
are not likely to have injury or mortality effects on marine mammals in 
the project vicinity. Instead, NMFS considers that Caltrans' controlled 
implosions in the San Francisco Bay are most likely to cause behavioral 
harassment and may cause TTS in a few individual of marine mammals, as 
discussed below.
    Changes in marine mammal behavior are expected to result from acute 
stress, or startle, responses. This expectation is based on the idea 
that some sort of physiological trigger must exist to change any 
behavior that is already being performed, and this may occur due to 
being startled by the implosion events. The exception to this 
expectation is the case of behavioral changes due to auditory masking 
(increasing call rates or volumes to counteract increased ambient 
noise). Masking is not likely since the Caltrans' controlled implosion 
will only consist of five to six short, sequential detonations that 
last for approximately 3-4 seconds each.
    The removal of the SFOBB East Span is not likely to negatively 
affect the habitat of marine mammal populations because no permanent 
loss of habitat will occur, and only a minor, temporary modification of 
habitat will occur due to the addition of sound and activity associated 
with the dismantling activities.
    Project activities will not affect any pinniped haul out sites or 
pupping sites. The YBI harbor seal haul out site is on the opposite 
site of the island from the SFOBB Project area. Because of the distance 
and the island blocking the sound, underwater noise and pressure levels 
from the SFOBB Project will not reach the haul out site. Other haul out 
sites for sea lions and harbor seals are at a sufficient distance from 
the SFOBB Project area that they will not be affected. The closest 
recognized harbor seal pupping site is at Castro Rocks, approximately 
8.7 miles (14 kilometers) from the SFOBB Project area. No sea lion 
rookeries are found in the Bay.
    The addition of underwater sound from SFOBB Project activities to 
background noise levels can constitute a potential cumulative impact on 
marine mammals. However, these potential cumulative noise impacts will 
be short in duration and will not occur in biologically important 
areas, will not significantly affect biologically important activities, 
and are not expected to have significant environmental effects, as 
noted in the original FHWA 2001 FEIS for the SFOBB project, 
incorporated by reference into NMFS' 2003 EA and subsequent 
Supplemental EAs (2009 and 2015) for the issuance of IHAs for the SFOBB 
project.
    Marine mammal forage on fish within SFB and pier implosions have 
the potential to injure or kill fish in the immediate area. During 
previous pier implosion and pile driving activities, Caltrans reported 
mortality to prey species of marine mammals, including northern 
anchovies and Pacific herring (Department 2016), averaging 
approximately 200 fish per implosion event (none of which were ESA-
listed species and none of which are managed under a Fishery Management 
Plan). These few isolated fish mortality events are not anticipated to 
have a substantial effect on prey species populations or their 
availability as a food resource for marine mammals.
    Studies on explosives also suggest that larger fish are generally 
less susceptible to death or injury than small fish, and results of 
most studies are dependent upon specific biological, environmental, 
explosive, and data recording factors. For example, elongated forms 
that are round in cross section are less at risk than deep-bodied 
forms; orientation of fish relative to the shock wave may also affect 
the extent of injury; and finally, open water pelagic fish, such as 
those expected to be in the project area, seem to be less affected than 
reef fishes.
    The huge variation in fish populations, including numbers, species, 
sizes, and orientation and range from the detonation point, makes it 
very difficult to accurately predict mortalities at any specific site 
of detonation. Most fish species experience a large number of natural 
mortalities, especially during early life-stages, and any small level 
of mortality caused by the Caltrans' controlled implosion events will 
likely be insignificant to the population as a whole. This negligible 
effect on population levels of forage fish should ensure continued prey 
availability for marine mammal species in the area.
Potential Effects of Pile Driving Activities
    In-water construction activities associated with the project will 
include impact pile driving, vibratory pile driving, and removal. The 
sounds produced by these activities fall into one of two general sound 
types: Pulsed and non-pulsed (defined in the following). The 
distinction between these two sound types is important because they 
have differing potential to cause physical effects, particularly with 
regard to hearing (e.g., Ward 1997 in Southall et al., 2007). Please 
see Southall et al. (2007) for an in-depth discussion of these 
concepts.
    Pulsed sound sources (e.g., explosions, gunshots, sonic booms, 
impact pile driving) produce signals that are brief (typically 
considered to be less than one second), broadband, atonal transients 
(ANSI 1986; Harris 1998; NIOSH 1998; ISO 2003; ANSI 2005) and occur 
either as isolated events or repeated in some succession. Pulsed sounds 
are all characterized by a relatively rapid rise from ambient pressure 
to a maximal pressure value followed by a rapid decay period that may 
include a period of diminishing, oscillating maximal and minimal 
pressures, and generally have an increased capacity to induce physical 
injury as compared with sounds that lack these features.
    Non-pulsed sounds can be tonal, narrowband, or broadband, brief or 
prolonged, and may be either continuous or non-continuous (ANSI 1995; 
NIOSH 1998). Some of these non-pulsed sounds can be transient signals 
of short duration but without the essential properties of pulses (e.g., 
rapid rise time). Examples of non-pulsed sounds include those produced 
by vessels, aircraft, machinery operations such as drilling or 
dredging, vibratory pile driving, and active sonar systems. The 
duration of such sounds, as received at a distance, can be greatly 
extended in a highly reverberant environment.
    Impact hammers operate by repeatedly dropping a heavy piston onto a 
pile to drive the pile into the substrate. Sound generated by impact 
hammers is characterized by rapid rise times and high peak levels, a 
potentially injurious combination (Hastings and Popper 2005). Vibratory 
hammers install piles by vibrating them and allowing the weight of the 
hammer to push them into the sediment. Vibratory hammers produce 
significantly less sound than impact hammers. Peak SPLs may be 180 dB 
or greater, but are generally 10 to 20 dB lower than SPLs generated 
during impact pile driving of the same-sized pile (Oestman et al., 
2009). Rise time is slower, reducing the probability and severity of 
injury, and sound energy is distributed over a greater amount of time 
(Nedwell and Edwards 2002; Carlson et al., 2005).
    The effects of sounds from pile driving might include one or more 
of the following: Temporary or permanent hearing impairment, non-
auditory physical or physiological effects, behavioral disturbance, and 
masking (Richardson et al., 1995; Gordon et al., 2003; Nowacek et al., 
2007; Southall et

[[Page 26023]]

al., 2007). The effects of pile driving or drilling on marine mammals 
are dependent on several factors, including the type and depth of the 
animal; the pile size and type, and the intensity and duration of the 
pile driving or drilling sound; the substrate; the standoff distance 
between the pile and the animal; and the sound propagation properties 
of the environment. Impacts to marine mammals from pile driving are 
expected to result primarily from acoustic pathways. As such, the 
degree of effect is intrinsically related to the frequency, received 
level, and duration of the sound exposure, which are in turn influenced 
by the distance between the animal and the source. The further away 
from the source, the less intense the exposure should be. The substrate 
and depth of the habitat affect the sound propagation properties of the 
environment. In addition, substrates that are soft (e.g., sand) will 
absorb or attenuate the sound more readily than hard substrates (e.g., 
rock), which may reflect the acoustic wave. Soft porous substrates will 
also likely require less time to drive the pile, and possibly less 
forceful equipment, which will ultimately decrease the intensity of the 
acoustic source.
    In the absence of mitigation, impacts to marine species could be 
expected to include physiological and behavioral responses to the 
acoustic signature (Viada et al., 2008). Potential effects from 
impulsive sound sources like pile driving can range in severity from 
effects such as behavioral disturbance to temporary or permanent 
hearing impairment (Yelverton et al., 1973). Due to the nature of the 
pile driving sounds in the project, behavioral disturbance is the most 
likely effect from the activity. Marine mammals exposed to high 
intensity sound repeatedly or for prolonged periods can experience 
hearing threshold shifts. PTS constitutes injury, but TTS does not 
(Southall et al., 2007). Based on the best scientific information 
available, the SPLs for the construction activities in this project are 
below the thresholds that could cause TTS or the onset of PTS.
    Responses to continuous sound, such as vibratory pile installation, 
have not been documented as well as responses to pulsed sounds. With 
both types of pile driving, it is likely that the onset of pile driving 
could result in temporary, short-term changes in an animal's typical 
behavior and/or avoidance of the affected area. These behavioral 
changes may include (Richardson et al., 1995): Changing durations of 
surfacing and dives, number of blows per surfacing, or moving direction 
and/or speed; reduced/increased vocal activities; changing/cessation of 
certain behavioral activities (such as socializing or feeding); visible 
startle response or aggressive behavior (such as tail/fluke slapping or 
jaw clapping); avoidance of areas where sound sources are located; and/
or flight responses (e.g., pinnipeds flushing into water from haulouts 
or rookeries). Pinnipeds may increase their haul-out time, possibly to 
avoid in-water disturbance (Thorson and Reyff 2006). If a marine mammal 
responds to a stimulus by changing its behavior (e.g., through 
relatively minor changes in locomotion direction/speed or vocalization 
behavior), the response may or may not constitute taking at the 
individual level, and is unlikely to affect the stock or the species as 
a whole. However, if a sound source displaces marine mammals from an 
important feeding or breeding area for a prolonged period, impacts on 
animals, and if so potentially on the stock or species, could 
potentially be significant (e.g., Lusseau and Bejder 2007; Weilgart 
2007).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, the consequences of behavioral 
modification could be biologically significant if the change affects 
growth, survival, or reproduction. Significant behavioral modifications 
that could potentially lead to effects on growth, survival, or 
reproduction include:
     Drastic changes in diving/surfacing patterns (such as 
those thought to cause beaked whale stranding due to exposure to 
military mid-frequency tactical sonar);
     Longer-term habitat abandonment due to loss of desirable 
acoustic environment; and
     Longer-term cessation of feeding or social interaction.
    The onset of behavioral disturbance from anthropogenic sound 
depends on both external factors (characteristics of sound sources and 
their paths) and the specific characteristics of the receiving animals 
(hearing, motivation, experience, demography) and is difficult to 
predict (Southall et al., 2007).
    Non-Auditory Physiological Effects--Non-auditory physiological 
effects or injuries that theoretically might occur in marine mammals 
exposed to strong underwater sound include stress, neurological 
effects, bubble formation, resonance effects, and other types of organ 
or tissue damage (Cox et al., 2006; Southall et al., 2007). Studies 
examining such effects are limited. In general, little is known about 
the potential for pile driving or removal to cause auditory impairment 
or other physical effects in marine mammals. Available data suggest 
that such effects, if they occur at all, will presumably be limited to 
short distances from the sound source and to activities that extend 
over a prolonged period. The available data do not allow identification 
of a specific exposure level above which non-auditory effects can be 
expected (Southall et al., 2007) or any meaningful quantitative 
predictions of the numbers (if any) of marine mammals that might be 
affected in those ways. Marine mammals that show behavioral avoidance 
of pile driving, including some odontocetes and some pinnipeds, are 
especially unlikely to incur auditory impairment or non-auditory 
physical effects.
    Auditory Masking--Natural and artificial sounds can disrupt 
behavior by masking. The frequency range of the potentially masking 
sound is important in determining any potential behavioral impacts. 
Because sound generated from in-water pile driving and removal is 
mostly concentrated at low-frequency ranges, it may have less effect on 
high frequency echolocation sounds made by porpoises. Given that the 
energy distribution of pile driving covers a broad frequency spectrum, 
sound from these sources will likely be within the audible range of 
marine mammals present in the project area. Impact pile driving 
activity is relatively short-term, with rapid pulses occurring for 
approximately fifteen minutes per pile. The probability for impact pile 
driving resulting from this action masking acoustic signals important 
to the behavior and survival of marine mammal species is low. Vibratory 
pile driving is also relatively short-term, with rapid oscillations 
occurring for approximately one and a half hours per pile. It is 
possible that vibratory pile driving resulting from this action may 
mask acoustic signals important to the behavior and survival of marine 
mammal species, but the short-term duration and limited affected area 
will result in insignificant impacts from masking. Any masking event 
that could possibly rise to Level B harassment under the MMPA will 
occur concurrently within the zones of behavioral harassment already 
estimated for vibratory and impact pile driving, and which have already 
been taken into account in the exposure analysis.

Estimated Take

    This section provides an estimate of the number of incidental takes 
for authorization through this IHA, which will inform both NMFS' 
consideration

[[Page 26024]]

of ``small numbers'' and the negligible impact determination.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, section 3(18) of the MMPA defines ``harassment'' as any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild (Level A harassment); 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering (Level B harassment).
    Authorized takes will be by Level B harassment only, in the form of 
disruption of behavioral patterns and TTS, for individual marine 
mammals resulting from exposure to pile driving and controlled 
blasting. Based on the nature of the activity and the anticipated 
effectiveness of the mitigation measures such as the use of a blast 
attenuation system and shutdown zones, Level A harassment is neither 
anticipated nor authorized for blasting. Although Caltrans has not 
requested Level A harassment for their construction activities in the 
past, in consultation with the Marine Mammal Commission, Caltrans has 
requested Level A take of 120 harbor seals and 2 elephant seals during 
pile driving activities.
    As described previously, no mortality is anticipated or authorized 
for this activity. Below we describe how the take is estimated.
    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed or incur 
some degree of permanent hearing impairment; (2) the area or volume of 
water that will be ensonified above these levels in a day; (3) the 
density or occurrence of marine mammals within these ensonified areas; 
and, (4) and the number of days of activities. Below, we describe these 
components in more detail and present the take estimate.

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals will be reasonably expected to be 
behaviorally harassed (equated to Level B harassment) or to incur PTS 
of some degree (equated to Level A harassment). Thresholds have also 
been developed to identify the pressure levels above which animals may 
incur different types of tissue damage from exposure to pressure waves 
from explosive detonation.
    Level B harassment for non-explosive sources--Though significantly 
driven by received level, the onset of behavioral disturbance from 
anthropogenic noise exposure is also informed to varying degrees by 
other factors related to the source (e.g., frequency, predictability, 
duty cycle), the environment (e.g., bathymetry), and the receiving 
animals (hearing, motivation, experience, demography, behavioral 
context) and can be difficult to predict (Southall et al., 2007, 
Ellison et al., 2011). Based on what the available science indicates 
and the practical need to use a threshold based on a factor that is 
both predictable and measurable for most activities, NMFS uses a 
generalized acoustic threshold based on received level to estimate the 
onset of behavioral harassment. NMFS predicts that marine mammals are 
likely to be behaviorally harassed in a manner we consider Level B 
harassment when exposed to underwater anthropogenic noise above 
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g. 
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms) 
for non-explosive impulsive (e.g., seismic airguns) or intermittent 
(e.g., scientific sonar) sources.
    Caltrans's activity includes the use of continuous (vibratory pile 
driving) and impulsive (impact pile driving) sources, and therefore the 
120 and 160 dB re 1 [mu]Pa (rms) thresholds are applicable.
    Level A harassment for non-explosive sources--NMFS' Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to 
assess auditory injury (Level A harassment) to five different marine 
mammal groups (based on hearing sensitivity) as a result of exposure to 
noise from two different types of sources (impulsive or non-impulsive). 
Caltrans' activity includes the use of impulsive (impact driving) AND 
non-impulsive (vibratory driving) sources.
    These thresholds are provided in the table below. The references, 
analysis, and methodology used in the development of the thresholds are 
described in NMFS 2016 Technical Guidance, which may be accessed at: 
http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
    Explosive sources--Based on the best available science, NMFS uses 
the acoustic and pressure thresholds indicated in Table 2 to predict 
the onset of behavioral harassment, PTS, tissue damage, and mortality.
    Based on the best available scientific data, NMFS' 2016 Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing includes acoustic thresholds related to PTS and TTS for 
impulsive sounds that are expressed as weighted, cumulative sound 
exposure levels (SELcum) and unweighted peak sound pressure levels 
(SPLPK), as presented in Table 3.

                                       Table 2--NMFS Take Thresholds for Marine Mammals From Underwater Implosions
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                          Level B harassment              Level A               Serious injury
                                                  ----------------------------------    harassment    ---------------------------------
             Group                   Species                                        ------------------    Gastro-                           Mortality
                                                     Behavioral           TTS                            intestinal         Lung
                                                                                            PTS            tract
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-freq cetacean.............  Bottlenose         165 dB SEL....  170 dB SEL or     185 dB SEL or     237 dB SPL...  39.1M1/3 (1+[D/   91.4M\1/3\ (1+[D/
                                 dolphin.                           224 dB SPLpk.     230 dB SPLpk.                    10.081])1/2 Pa-   10.081])\1/2\
                                                                                                                       sec.              Pa-sec.
                                                                                                                      where: M = mass   where: M = mass
                                                                                                                       of the animals    of the animals
                                                                                                                       in kg,.           in kg,
                                                                                                                      D = depth of      D = depth of
                                                                                                                       animal in m.      animal in m.
High-freq cetacean............  Harbor porpoise..  135 dB SEL....  140 dB SEL or     155 dB SEL or
                                                                    196 dB SPLpk.     202 dB SPLpk.
Phocidae......................  Harbor seal &      165 dB SEL....  170 dB SEL or     185 dB SEL or
                                 northern                           212 dB SPLpk.     218 dB SPLpk.
                                 elephant seal.
Otariidae.....................  California sea     183 dB SEL....  188 dB SEL or     203 dB SEL or
                                 lion & northern                    226 dBpk.         232 dB SPLpk.
                                 fur seal.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note: All dB values are referenced to 1 [micro]Pa. SPLpk = Peak sound pressure level; psi = pounds per square inch.


[[Page 26025]]


             Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift for Pile Driving
----------------------------------------------------------------------------------------------------------------
                                                     PTS onset acoustic thresholds * (Received level)
              Hearing Group              -----------------------------------------------------------------------
                                                   Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans............  Cell 1: Lpk,flat: 219 dB;    Cell 2: LE,LF,24h: 199 dB.
                                           LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans............  Cell 3: Lpk,flat: 230 dB;    Cell 4: LE,MF,24h: 198 dB.
                                           LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans...........  Cell 5: Lpk,flat: 202 dB;    Cell 6: LE,HF,24h: 173 dB.
                                           LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)......  Cell 7: Lpk,flat: 218 dB;    Cell 8: LE,PW,24h: 201 dB.
                                           LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).....  Cell 9: Lpk,flat: 232 dB;    Cell 10: LE,OW,24h: 219 dB.
                                           LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
  calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
  thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1[mu]Pa, and cumulative sound exposure level (LE) has a
  reference value of 1 [mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
  Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
  frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
  being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
  hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
  designated marine mammal auditory weighted function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
  that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
  exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
  is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
  exceeded.

Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that will feed into identifying the area ensonified above the 
acoustic thresholds.
    For pier removal activities, hydroacoustic monitoring was performed 
during the implosions of Piers E3 through E18. Results for this 
monitoring were used to determine distances to marine mammal threshold 
criteria for underwater blasting. The criterion for lung injury and 
mortality to marine mammals is dependent on the mass of the animal and 
the depth of the animal in the water column; animals smaller in mass 
are more susceptible to injury from impulse pressures. The criterion is 
an impulse metric, expressed in pascal-second or psi-msec (Table 4). 
The estimated mass of a juvenile fur seal (15 kilograms (33 pounds)), 
was used in the lung injury and mortality calculations, because this 
will be the smallest animal potentially to be exposed to the 
implosions. The depth at which the animal is exposed also affects the 
criterion threshold calculation. The water depth around Piers E19 and 
E20 is very shallow, at 3 to 4 meters (10 to 12 feet). Although 
implosions will take place in shallow areas, marine mammals are more 
likely to be present in slightly deeper waters. Therefore, an average 
depth for the project area of 6 meters (20 feet) was used in the 
threshold calculation.
    Caltrans will use hydroacoustic monitoring results from the 
implosions of Piers E3 through E18 to estimate distances to marine 
mammal thresholds for the implosion of Piers E19 and E20 (Department 
2015a, 2016). Measured distances from the implosion of Piers E17 to E18 
(two-pier implosion event) were used to estimate distances to threshold 
criteria for the implosion of Piers E19 and E20. The measured distances 
to threshold criteria from the previous Pier E17 and E18 implosion 
event are shown in Tables 5 and 6. Depictions of the isopleths for all 
functional hearing groups is found in Figures 9-13 in the application.

   Table 4--Measured Distances to Underwater Blasting Threshold Criteria for Level B Behavioral and TTS and Level A PTS From the Previous Implosion of
    Piers E17 and E18 in a Single Event and Estimated Distances to These Threshold Criteria for the Implosion of Piers E19 and E20 in a Single Event
 
 
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species hearing group               .....................         Behavioral            TTS \1\ (meters)
                                                                    (meters)
                                                PTS \1\ (meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-Frequency Cetaceans (Dolphins)        Threshold          165 dB SELcum       224 dB Peak       170 dB SELcum       230 dB Peak       185 dB SELcum
                                   ---------------------------------------------------------------------------------------------------------------------
                                    Piers E17-E18                     155.75              40.84             109.42              27.13               37.8
                                     Measured.                           200                 50                120                 30                 40
                                    Piers E19-E20
                                     Estimate.
--------------------------------------------------------------------------------------------------------------------------------------------------------
High-Frequency Cetaceans                  Threshold          135 dB SELcum       196 dB Peak       140 dB SELcum       202 dB Peak       155 dB SELcum
 (Porpoises).
                                   ---------------------------------------------------------------------------------------------------------------------
                                    Piers E17-E18                     1142.1              279.2             802.54             185.01             278.28
                                     Measured.                         1,220                290                830                200                290
                                    Piers E19-E20
                                     Estimate.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Phocid Pinnipeds (Seals)..........        Threshold          165 dB SELcum       212 dB Peak       170 dB SELcum       218 dB Peak       185 dB SELcum
                                   ---------------------------------------------------------------------------------------------------------------------
                                    Piers E17-E18                     278.59              92.96             195.38              61.57              67.36
                                     Measured.                           290                100                200                 70                 70
                                    Piers E19-E20
                                     Estimate.
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 26026]]


   Table 4--Measured Distances to Underwater Blasting Threshold Criteria for Level B Behavioral and TTS and Level A PTS From the Previous Implosion of
   Piers E17 and E18 in a Single Event and Estimated Distances to These Threshold Criteria for the Implosion of Piers E19 and E20 in a Single Event--
                                                                        Continued
 
 
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species hearing group               .....................         Behavioral            TTS \1\ (meters)
                                                                    (meters)
                                                PTS \1\ (meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Otariid Pinnipeds (Sea Lions).....        Threshold          183 dB SELcum       226 dB Peak       188 dB SELcum       232 dB Peak       203 dB SELcum
                                   ---------------------------------------------------------------------------------------------------------------------
                                    Piers E17-E18                       75.9  .................              53.04              23.47              18.29
                                     Measured.                            80              35.66                 60                 30                 20
                                    Piers E19-E20                                            40
                                     Estimate.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Notes:
 1. For the TTS and PTS criteria thresholds with dual criteria, the largest criteria distances (i.e., more conservative) are shown in bold.
Threshold Source: NMFS 2016.
Isopleth Distance Sources: Estimated distances to threshold criteria for the implosion of two small piers were determined based on measured distance to
  threshold criteria from the implosion of Piers E17 and E18.


 Table 5--Estimated Distances to Underwater Blasting Threshold Criteria for Level A GI Tract and Lung Injury and
                    Mortality for Implosion of Pier E3, Two Small Piers and Four Small Piers
 
 
----------------------------------------------------------------------------------------------------------------
Species                         .................      GI tract (meters)     Lung \1\ (meters)  Mortality \1\
                                                                                                 (meters)
----------------------------------------------------------------------------------------------------------------
All Species...................      Threshold      237 dB Peak    104 psi    39.1 (15 kg)\1/3\   91.4 (15 kg)\1/
                                                                              (1+[6/10.081])\1/     3\ (1+[6/
                                                                               2\ = 122 Pa-sec   10.081])\1/2\ =
                                                                                                    285 Pa-sec
                               ---------------------------------------------------------------------------------
                                Piers E17-E18               17           17  <12..............  <12
                                 Measured.
                                Pier Implosion              27           27  <12..............  <12
                                 Estimate.
----------------------------------------------------------------------------------------------------------------
Notes:
Lung injury and mortality threshold calculations are for a 15-kilogram (33-pound) juvenile fur seal, the
  smallest marine mammal with the potential to be present in the project area.
Threshold Source: Finneran and Jenkins 2012.
Isopleth Distance Sources: Estimated distances to threshold criteria for the implosion of piers were determined
  based on measured distance to threshold criteria from the implosions of Pier E4, Piers E17 to E18, Piers E11
  to E13 and Piers E14 to E16.

    For pile driving, the distance to the marine mammal threshold 
criteria for vibratory and impact driving were calculated based on 
hydroacoustic measurements collected during previous pile-driving 
activities for the SFOBB Project and other projects, involving similar 
activities under similar conditions. Measured sound pressure levels 
from other projects came from Caltrans' Compendium of Pile Driving 
Sound Data (Department 2007), which provides information on sound 
pressures resulting from pile driving measured throughout Northern 
California. Sound exposure levels for 36 inch concrete piles were 
derived from the Mukilteo Ferry Test Pile Project. Distances to marine 
mammal threshold criteria were calculated for all pile types and 
installation methods listed above. These distances were calculated 
using the NMFS-provided companion User Spreadsheet.

                          Table 6--NMFS User Spreadsheet Input Values for Pile Driving
 
 
----------------------------------------------------------------------------------------------------------------
                                          H-Pile (vibratory)         24 inch steel            36 inch steel
                                                                       (vibratory)              (vibratory)
----------------------------------------------------------------------------------------------------------------
Vibratory Driving of Steel Piles:
    Spreadsheet Tab Used.............  (A) Non-Impulsive, Cont  (A) Non-Impulsive, Cont  (A) Non-Impulsive,
                                                                                          Cont.
    Source Level (RMS SPL)...........  150....................  165....................  170.
    Weighting Factor Adjustment (kHz)  2.5....................  2.5....................  2.5.
    (a) Activity Duration (h) within   0.5....................  1......................  1.333333.
     24-h period.
    Propagation (xLogR)..............  15.....................  15.....................  15.
    Distance of source level (meters)  10.....................  10.....................  10.
     *.
    Other factors....................
----------------------------------------------------------------------------------------------------------------
                                           H-Pile (impact)       24 inch steel (impact)   36 inch steel (impact)
----------------------------------------------------------------------------------------------------------------
Impact Driving of Steel Piles:
    Spreadsheet Tab Used.............  (E.1) Impact pile        (E.1) Impact pile        (E.1) Impact pile
                                        driving.                 driving.                 driving.
    Source Level (Single Strike/shot   160....................  170 *..................  173 *.
     SEL).
    Weighting Factor Adjustment (kHz)  2......................  2......................  2
    (a) Number of strikes in 1 h.....  200....................  450....................  600
    (a) Activity Duration (h) within   6......................  4......................  4
     24-h period.
    Propagation (xLogR)..............  15.....................  15.....................  15
    Distance of source level (meters)  10.....................  10.....................  10
     *.
    Other factors....................  .......................  Using Bubble Curtain *.  Using Bubble Curtain *.

[[Page 26027]]

 
Pile Proofing (Impact):
    Spreadsheet Tab Used.............  (E.1) Impact pile        (E.1) Impact pile        (E.1) Impact pile
                                        driving.                 driving.                 driving.
    Source Level (Single Strike/shot   160....................  177....................  180.
     SEL).
    Weighting Factor Adjustment (kHz)  2......................  2......................  2.
    (a) Number of strikes in 1 h.....  20.....................  20.....................  20.
    (a) Activity Duration (h) within   2......................  2......................  2.
     24-h period.
    Propagation (xLogR)..............  15.....................  15.....................  15.
    Distance of source level (meters)  10.....................  10.....................  10.
     *.
    Other factors....................
----------------------------------------------------------------------------------------------------------------
* Attenuated value--Bubble curtain is assumed to provide 7dB reduction.

    For calculation of SELcum threshold distances, the following 
assumptions were made:
     Only one type/size of pile will be installed on the same 
day;
     One type of hammer to be used at a given time;
     Only one pile installation method, impact or vibratory, 
will be performed on the same day;
     A maximum of four steel pipe piles will be installed 
(impact driving or vibratory) on the same day;
     A maximum of six H-piles will be installed (impact or 
vibratory) on the same day; and
     A maximum of two pile will be proof-tested with an impact 
hammer on the same day; administering a maximum of 20 strikes per pile.
    The distances to the marine mammal threshold criteria for these 
pile driving and pile removal activities are shown in Table 7.

                                    Table 7--Distances to Levels A and B Harassment Threshold Criteria for Impact and Vibratory Pile Driving and Pile Removal
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                         Parameters                                               Level B ZOI radii (meters)                       Level A ZOI radii  (meters)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                     Low-         Mid-        High-
        Pile size and type               Drive method       Piles per    Attenuation system    160 dB RMS       120 dB RMS        frequency    frequency    frequency      Phocid      Otariid
                                                               day                                                                cetaceans    cetaceans    cetaceans    pinnipeds    pinnipeds
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
H-Pile............................  Vibratory............            6  None................           NA  1,000...............            1            1            2            1            1
24 inch steel.....................  Vibratory............            4  None................           NA  Calculated 10,000...           13            1           19            8            1
                                                                                                           Practical 2,000.....
36 inch steel.....................  Vibratory............            4  None................           NA  Calculated 21,544...           33            3           49           20            1
                                                                                                           Practical 2,000.....
H-Pile............................  Impact...............            6  None................          100  NA..................           33            1           39           18            1
24 inch steel.....................  Impact...............            4  Bubble Curtain......          215  NA..................          201            7          239          107            8
36 inch steel.....................  Impact...............            4  Bubble Curtain......          541  NA..................          386           14          459          206           15
H-Pile............................  Proof Testing........            2  None................          100  NA..................            3            0            4            2            0
24 inch steel.....................  Proof Testing........            2  None................        1,000  NA..................           46            2           55           25            2
36 inch steel.....................  Proof Testing........            2  None................        2,512  NA..................           74            3           88           39            3
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sources: Sound levels from the Department's Compendium of Pile Driving Sound Data (Department 2007). Distances were calculated using the NMFS-provided companion User Spreadsheet, available at
  http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.

    The distance to the 120 dB rms Level B Zone of Influence (ZOI) 
threshold for vibratory pile driving was calculated to be 10,000 meters 
for 24-inch (0.61-meter) diameter steel pipe piles and 21,544 meters 
for 36-inch (0.91-meter) diameter steel pipe piles. Previous monitoring 
for the SFOBB Project has shown background sound levels in the active 
portions of the Bay, near the project area, to range from 110 to 140 dB 
rms, with typical background levels in the range of 110 to 120 dB rms 
(Department 2015). During previous hydroacoustic monitoring for the 
SFOBB Project, it has not been possible to detect or distinguish sound 
from vibratory pile driving beyond 1,000 to 2,000 meters (3,280 to 
6,562 feet) from the source (Rodkin 2009). Under all previous IHAs for 
the SFOBB Project, which included vibratory pile driving, the ZOI for 
this activity has been set at 2,000 meters (6,562 feet) or less (NOAA 
2016). Furthermore, it unlikely that marine mammals in the Bay will 
detect or show response to this sound at distances greater than 2,000 
meters (6,562 feet), because of the background sound levels in the 
Central Bay. Therefore, the practical, applied ZOI for the vibratory 
driving of 24-inch (0.61-meter) and 36-inch (0.91-meter) diameter steel 
pipe piles has been set at 2,000 meters (6,562 feet), as shown in Table 
6.
    When NMFS Technical Guidance (2016) was published, in recognition 
of the fact that ensonified area/volume could be more technically 
challenging to predict because of the duration component in the new 
thresholds, we developed a User Spreadsheet that includes tools to help 
predict a simple isopleth that can be used in conjunction with marine 
mammal density or occurrence to help predict takes. We note that 
because of some of the assumptions included in the methods used for 
these tools, we anticipate that isopleths produced are typically going 
to be overestimates of some degree, which will result in some degree of 
overestimate of Level A take. However, these tools offer the best way 
to predict appropriate isopleths when more sophisticated 3D modeling 
methods are not available, and NMFS continues to develop ways to 
quantitatively refine these tools, and will qualitatively address the 
output where appropriate. For stationary sources pile driving, NMFS 
User Spreadsheet predicts the closest distance at which, if a marine 
mammal remained at that distance the whole duration of the activity, it 
will not incur PTS. Inputs used in the User Spreadsheet, and the 
resulting isopleths are reported below in Table 7.

Marine Mammal Occurrence

    In this section we provide the information about the presence, 
density, or group dynamics of marine mammals that will inform the take 
calculations.

[[Page 26028]]

    No systematic line transect surveys of marine mammals have been 
performed in the Bay. Therefore, the in-water densities of harbor 
seals, California sea lions, and harbor porpoises were calculated based 
on 17 years of observations during monitoring for the SFOBB 
construction and demolition. Care was taken to eliminate multiple 
observations of the same animal, although this can be difficult and is 
likely that the same individual may have been counted multiple times on 
the same day. The amount of monitoring performed per year varied, 
depending on the frequency and duration of construction activities with 
the potential to affect marine mammals. During the 257 days of 
monitoring from 2000 through 2017 (including 15 days of baseline 
monitoring in 2003), 1,029 harbor seals, 83 California sea lions, and 
24 harbor porpoises were observed in waters in the project vicinity in 
total. In 2015, 2016, and 2017, the number of harbor seals in the 
project area increased significantly. In 2017, the number of harbor 
porpoise in the project area also increased significantly. Therefore, a 
harbor seal density estimate was calculated for 2015-2017, and a harbor 
porpoise density estimate was calculated for 2017, which may better 
reflect the current use of the project area by these animals. These 
observations included data from baseline, pre-, during, and post-pile 
driving, mechanical dismantling, on-shore blasting, and off-shore 
implosion activities.
    Insufficient sighting data exist to estimate the density of 
bottlenose dolphins. However, a single bottlenose dolphin has been 
observed regularly, south of the SFOBB east span since fall 2016. 
During monitoring performed in 2017 for the SFOBB, two bottlenose 
dolphins were observed south of the SFOBB.
    Insufficient sighting data exist to estimate elephant seal 
densities in the Bay. Generally, only juvenile elephant seals enter the 
Bay and do not remain long. The most recent sighting near the project 
area was in 2012, on the beach at Clipper Cove on Treasure Island, when 
a healthy yearling elephant seal hauled out for approximately 1 day. 
Approximately 100 juvenile northern elephant seals strand in or near 
the Bay each year, including individual strandings at YBI and Treasure 
Island (less than 10 strandings per year).
    Insufficient sighting data exist to estimate northern fur seal 
densities in the Bay. Only two to four northern fur seals strand in the 
Bay each year, and they are unlikely to occur in the project area.
    The size of the areas monitored for marine mammals has increased 
over the 17 years of observations. The majority of pinniped monitoring 
has been focused within a 610-meter (2,000-foot) radius of the work 
area. Although some pinniped observations have been recorded at greater 
distances, in part because of recent monitoring of larger areas for 
harbor porpoise zones during pier implosion, a 2-square-kilometer area, 
corresponding with a 610-meter (2,000-foot) radial distance, was used 
for density calculations. Harbor porpoise sightings in the Bay have 
increased in recent years; however, the majority of harbor porpoise 
observations made during monitoring for the SFOBB Project have been at 
distances ranging from 2,438 to 3,048 meters (8,000 to 10,000 feet) 
from the work area. Therefore, harbor porpoise densities were 
calculated based on a 15-square-kilometer area, corresponding with a 
2,438-meter (8,000-foot) radial distance, with land areas subtracted 
from the area. Numbers used for density calculations are shown in Table 
8. In the cases where densities were refined to capture a narrower 
range of years to be conservative, bold densities were used for take 
calculations.

                   Table 8--Estimated In-Water Density of Marine Mammal Species in SFOBB Area
----------------------------------------------------------------------------------------------------------------
                                            Area of
                                          monitoring        Days of        Number of     Density animals/square
           Species observed              zone (square     monitoring        animals             kilometer
                                          kilometer)                       observed
----------------------------------------------------------------------------------------------------------------
Harbor Seals..........................               2             257            1029  2.002.
2000-2017.............................
Harbor Seals..........................               2              47             372  3.957.
2015-2017.............................
California Sea Lions..................               2             257              83  0.161.
2000-2017.............................
Bottlenose Dolphins 2017..............               2               6               2  Insufficient sighting
                                                                                         data exists to estimate
                                                                                         density.
Harbor Porpoise.......................               3             257              24  0.031.
2000-2017.............................
Harbor Porpoise.......................              15               6              15  0.167.
2017..................................
Elephant Seal.........................               2             257               0  Insufficient sighting
2000-2017.............................                                                   data exists to estimate
                                                                                         density.
Northern Fur Seal.....................               2             257               0  Insufficient sighting
2000-2017.............................                                                   data exists to estimate
                                                                                         density.
Gray Whale............................               2             257               0  Insufficient sighting
2000-2017.............................                                                   data exists to estimate
                                                                                         density.
----------------------------------------------------------------------------------------------------------------
Notes:
Densities for Pacific harbor seals, California sea lions, and harbor porpoises are based on monitoring for the
  east span of the SFOBB from 2000 to 2017.
A second set of Pacific harbor seal densities were calculated from the increase in sightings recorded from 2015
  to 2017.
A second set of harbor porpoise densities were calculated for the increase in sightings that were recorded in
  2017.
Bold densities were used for take calculations.
Sources: Department 2001, 2004b, 2013b, 2013c, 2014, 2015b, 2016, 2017; Perlman 2017.

    For species without enough sightings to construct a density 
estimate, Caltrans uses information based on group size and frequency 
of sightings from previous years of work to inform the number of 
animals estimated to be taken, which is detailed in the Take Estimation 
section below.

[[Page 26029]]

Take Calculation and Estimation

    Here we describe how the information provided above is brought 
together to produce a quantitative take estimate.
Take From Pier Implosion
    The numbers of harbor seals, sea lions and harbor porpoise that may 
be taken by implosion of Piers E19 and E20 were calculated based on 
distances to the marine mammal threshold criteria, duration of the 
activity, and the estimated density of these species in the ZOI.
    The numbers of elephant seals, northern fur seals and bottlenose 
dolphin that may be taken by implosion of Piers E19 and E20 were 
determined based on distances to the marine mammal threshold criteria, 
duration of the activity, and sightings and occurrence of these species 
in the Bay, specifically near the project area. Distances to marine 
mammal threshold criteria were calculated based on the highest sound 
pressure levels generated during the previous pier implosion of Piers 
E17 and E18 (two-pier implosion event). Gray whales were not considered 
for pier implosion activities as those activities will occur in late 
fall and early winter, when gray whales are not found in the Bay area.
    The number of exposures of each species was calculated over the 
entire area of each Level A, Level B, and mortality threshold criteria 
zone for the pier implosion event (Tables 9 through 12).

                                        Table 9--Level A PTS Take Calculations for Implosion of Piers E19 and E20
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                              Species
                                              density         Species                       Level A PTS                      Number of
                 Species                     (animals/        density       Level A ZOI      ZOI Area       Level A PTS      implosion     Level B take
                                              square         (animals/    radii (meters)      (square          take           events        calculated
                                            kilometer)    square meters)                      meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal.............................           3.957        3.96E-06              70      29,462.347          0.1166               1          0.1166
Sea Lion................................           0.161        1.61E-07              30       9,118.458          0.0015               1          0.0015
Harbor Porpoise.........................           0.167        1.67E-07             290     315,798.484          0.0527               1          0.0527
Bottlenose Dolphin......................              NA              NA              40       5,026.548              NA               1              NA
Elephant Seal...........................              NA              NA              70      15,393.804              NA               1              NA
Fur Seal................................              NA              NA              30        2,827.43              NA               1              NA
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                       Table 10--Level B TTS Take Calculations for Implosion of Piers E19 and E20
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                              Species
                                              density         Species                       Level B TTS                   Number of pier
                 Species                     (animals/        density       Level B ZOI      ZOI area       Level B TTS      implosion     Level B take
                                              square         (animals/    radii (meters)      (square          Take           events        calculated
                                            kilometer)    square meters)                    kilometers)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal.............................           3.957        3.96E-06             200            0.17          0.6528               1          0.6528
Sea Lion................................           0.161        1.61E-07              60           0.023          0.0038               1          0.0038
Harbor Porpoise.........................           0.167        1.67E-07             830            2.09          0.3483               1          0.3483
Bottlenose Dolphin......................              NA              NA             120           0.045              NA               1              NA
Elephant Seal...........................              NA              NA             200            0.13              NA               1              NA
Fur Seal................................              NA              NA              60           0.011              NA               1              NA
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                    Table 11--Level B Behavioral Take Calculations for Implosion of Piers E19 and E20
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                              Species         Species
                                              density         density                         Level B         Level B     Number of pier
                 Species                     (animals/       (animals/      Level B ZOI   behavioral ZOI    behavioral       implosion     Level B take
                                              square          square      radii (meters)   area  (square       take           events        calculated
                                            kilometer)        meters)                       kilometers)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal.............................           3.957        3.96E-06             290            0.32          1.2496               1          1.2496
Sea Lion................................           0.161        1.61E-07              80           0.036          0.0058               1          0.0058
Harbor Porpoise.........................           0.167        1.67E-07           1,220            4.26          0.7109               1          0.7109
Bottlenose Dolphin......................              NA              NA             200            0.13              NA               1              NA
Elephant Seal...........................              NA              NA             290            0.26              NA               1              NA
Fur Seal................................              NA              NA              80            0.02              NA               1              NA
--------------------------------------------------------------------------------------------------------------------------------------------------------


          Table 12--Combined Estimated Exposures of Marine Mammals to the Pier Implosions for Levels A and B, and Mortality Threshold Criteria
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                     Level B exposures for all                      Level A exposures \1\
                                                             implosions            ------------------------------------------------------
                    Species                     -----------------------------------                                                        Mortality \1\
                                                   Behavioral        Temporary          Permanent      Gastro-intestinal    Slight lung
                                                    response      threshold shift    threshold shift      track injury        injury
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal............................               1                  1                  0                  0               0               0
California Sea Lion............................               0                  0                  0                  0               0               0
Northern Elephant Seal.........................               0                  0                  0                  0               0               0
Northern Fur Seal..............................               0                  0                  0                  0               0               0

[[Page 26030]]

 
Bottlenose Dolphin.............................               0                  0                  0                  0               0               0
Harbor Porpoise................................               1                  0                  0                  0               0               0
                                                --------------------------------------------------------------------------------------------------------
    Total......................................               2                  1                  0                  0               0               0
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: \1\ No implosion will occur if any marine mammal is within the Level A or mortality threshold criteria zones.

    Based on the distances to the marine mammal threshold criteria and 
estimated species density, it is not expected that GI tract, lung 
injury, or mortality could occur from the pier implosion event. 
Approximately two harbor seals (one by behavioral response and one by 
TTS) and one harbor porpoise (by behavioral response) may be taken by 
Level B harassment during the implosion Piers E19 and E20 (Table 11). 
No take of any other species is anticipated.
    The estimated number of marine mammals to be exposed to implosion 
SPLs for each threshold criteria (Table 12) are based on current 
density estimates or occurrence of marine mammals in the project area 
(Table 8 through 11). However, the number of marine mammals in the area 
at any given time is highly variable. Animal movement depends on time 
of day, tide levels, weather, and availability and distribution of prey 
species. Therefore, Caltrans requests the following number of allowable 
harassment takes for each Level B harassment criteria threshold (Table 
13).

         Table 13--Amount of Level B Harassment Take Requested for the Implosions of Piers E19 and E20.
----------------------------------------------------------------------------------------------------------------
                                                                                 Level B harassment take \1\
                                                                           -------------------------------------
                                  Species                                       Behavioral         Temporary
                                                                                 response       threshold shift
----------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal.......................................................                 20                 10
California Sea Lion.......................................................                  4                  3
Northern Elephant Seal....................................................                  2                  1
Northern Fur Seal.........................................................                  2                  1
Harbor Porpoise...........................................................                  5                  5
Bottlenose Dolphin........................................................                  4                  2
                                                                           -------------------------------------
    Total.................................................................                 42                 25
----------------------------------------------------------------------------------------------------------------
Note: \1\ Pier implosion will be delayed if any marine mammals are detected within any of the Level A or
  mortality threshold criteria exclusion zones.

    Pacific Harbor Seal: As discussed above, harbor seal is the most 
numerous marine mammal in the Bay. However, take calculated based on 
species density and the distances to the marine mammal threshold 
criteria indicated that only two harbor seals will be exposed to sound 
pressure levels that can result in Level B harassment (Table 12). One 
of those exposures may be within the Level B monitoring zone, and one 
may be within the TTS zone (Table 12). Based on previous monitoring the 
number of harbor seals in the water can vary greatly, depending on 
weather conditions or the availability of prey. For example, during 
Pacific herring runs further north in the Bay (near Richardson Bay) in 
February 2014, very few harbor seals were observed foraging near YBI or 
transiting through the project area for approximately 2 weeks. 
Sightings went from a high of 27 harbor seal individuals foraging or in 
transit in one day to no seals per day in transit or foraging through 
the project area (Department 2014). In 2015 and 2016, the number of 
harbor seal sighting in a single day in the project area increased up 
to 41 seals (Department 2015b, 2016). Because of this high degree of 
variability, and the observation of up to 41 seals in the project area 
in a single day Caltrans are requesting authorization for the take of 
30 harbor seals by Level B harassment (20 by Level B behavioral 
response and 10 by Level B TTS) (Table 13).
    California Sea Lion: As discussed above, California sea lion is the 
second most numerous marine mammal species in the Bay, after the harbor 
seal. However, take calculated based on species density and the 
distances to the marine mammal threshold criteria indicated that no sea 
lions will be exposed to sound pressure levels that can result in Level 
B harassment (Table 12). Based on previous monitoring the number of sea 
lions transiting through or foraging in the project area can vary 
greatly. Because of the high degree of variability, regular observation 
of sea lions in the project area, and because this species may travel 
in groups Caltrans are requesting authorization for the take of seven 
sea lions (four by Level B behavioral response and three by Level B 
TTS) (Table 11).
    Harbor Porpoises: Based on the calculated density estimates and the 
distances to the marine mammal threshold criteria, one harbor porpoise 
(by behavioral response) may be taken by Level B harassment during the 
implosion of Piers E19 and E20 (Table 12). However the number of harbor 
porpoise in the Bay and their foraging range appears to be steadily 
increasing. This high-frequency cetacean has a large ZOI, because of 
its sensitivity to anthropogenic sound. Further, this species generally 
travels in either calf cow pairs or small pods of four to five 
porpoises. For these reasons Caltrans are

[[Page 26031]]

requesting authorization for the take of 10 harbor porpoise (five by 
Level B behavioral response and five by Level B TTS) (Table 13).
    Northern Elephant Seal: As discussed above, because of the 
infrequent observation of this species in the Bay, Caltrans estimates 
that no elephant seals will be exposed to SPLs that can result in Level 
B harassment (Table 12). However, the number of elephant seals that may 
enter and or strand in the Bay in a given year is highly variable; 
dependent on changes in oceanographic conditions, effecting water 
temperature and prey availability. Caltrans wants to ensure that the 
project has coverage for the incidental take of any species with the 
potential to be present in the project area. Therefore, Caltrans are 
requesting authorization for the take of three elephant seals (two by 
Level B behavioral response and one by Level B TTS) (Table 13).
    Northern Fur Seal: As discussed above, northern fur seals are found 
infrequently in the Bay and are unlikely to be in the vicinity of the 
pier implosion. However, the number of fur seals that may enter and or 
strand in the Bay in a given year is highly variable; dependent on 
changes in oceanographic conditions, effecting water temperature and 
prey availability. Caltrans wants to ensure that the project has 
coverage for the incidental take of any species with the potential to 
be present in the project area. Therefore, they are requesting 
authorization for the take of three northern fur seals (two by Level B 
behavioral response and one by Level B TTS) (Table 13).
    Bottlenose Dolphin: As discussed above, only small numbers of 
bottlenose dolphin occur in the project vicinity. Based on the low 
number of individuals in the Bay and the distances to the marine mammal 
threshold criteria Caltrans anticipates that no bottlenose dolphins 
will be exposed to SPLs that can result in Level B harassment. However, 
as discussed in Chapter 4, until 2016, most bottlenose dolphins in the 
Bay were observed in the western Bay, from the Golden Gate Bridge to 
Oyster Point and Redwood City, although one individual was observed 
frequently near the former Alameda Air Station (Perlman 2017). As of 
2017, the same two individuals have been observed regularly near 
Alameda (Keener, pers. comm., 2017) and likely pass by the project 
area. If additional individuals begin using this eastern area of the 
Bay, the number of bottlenose sightings near the project area will 
likely increase. Caltrans wants to ensure that the project has coverage 
for the incidental take of any species with the potential to be present 
in the project area. Therefore, they are requesting authorization for 
the take of six bottlenose dolphins (four by Level B behavioral 
response and two by Level B TTS) (Table 13).
Take From Pile Driving
    The numbers of marine mammals by species that may be taken by pile 
driving were calculated based on distance to the marine mammal 
threshold criteria, days of driving, and the estimated density of each 
species in the ZOI, for the species that density could be determined. 
The distances to the relevant Level A and B zones are listed above in 
Table 7. Because the sizes of piles, types of piles, or installation 
methods to be used are unknown at this time, the take estimate has been 
prepared based on a worst case scenario. The Level B take estimate is 
based on 60 days of pile driving to install 200 piles, 36 inches (0.91 
meters) in diameter, with a vibratory hammer, as this results in the 
largest Level B zone for a precautionary approach. The Level A take 
estimate is based on 60 days of pile driving to install 200 piles, 36 
inches (0.91 meters) in diameter, with an impact hammer, which has a 
larger Level A zone than vibratory driving, using of an air bubble 
curtain sound attenuation system. The take of each species was 
calculated based on species density (Table 8), for the species that 
density could be determined, over the entire area of each threshold 
criteria zone as shown in Figures 14 and 15 in the application. The 
numbers used for take calculation are shown in Table 14.

                                Table 14--Estimated Take of Marine Mammals from Pile Driving and Pile Removal Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
 
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species                                             Species      Species      Level B      Level B        Per day      Days of      Level B      Level B
                                                      density      density    ZOI radii     ZOI area         take         pile         take         take
                                                    (animals/    (animals/     (meters)      (square      level B      driving   calculated    requested
                                                       square       square               kilometers)
                                                   kilometer)      meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal.....................................         3.96     3.96E-06        2,000         9.10        36.01           60     2,160.77         2161
Sea Lion........................................         0.16     1.61E-07        2,000         9.10         1.47           60        87.92           88
Harbor Porpoise.................................         0.17     1.67E-07        2,000         9.10         1.52           60        91.19           91
Bottlenose Dolphin..............................           NA           NA        2,000         9.10           NA           60           NA           30
Elephant Seal...................................           NA           NA        2,000         9.10           NA           60           NA           12
Gray Whale......................................           NA           NA        2,000         9.10           NA           60           NA            4
Fur Seal........................................           NA           NA        2,000         9.10           NA           60           NA            6
                                                 -------------------------------------------------------------------------------------------------------
    Total Level B Take..........................  ...........  ...........  ...........  ...........  ...........  ...........  ...........        2,392
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species                                               Species      Species      Level A      Level A      Per day      Days of      Level A      Level A
                                                      density      density    ZOI radii     ZOI area         take         pile         take         take
                                                    (animals/    (animals/     (meters)      (square      level A      driving   calculated    requested
                                                       square       square               kilometers)                                                 \1\
                                                   kilometer)      meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal.....................................         3.96     3.96E-06          206        0.163         0.65           60        38.69          120
Sea Lion........................................         0.16     1.61E-07           15        0.007        0.001           60        0.065            0
Harbor Porpoise.................................         0.17     1.67E-07          459         0.70        0.119           60         6.71            0
Bottlenose Dolphin..............................           NA           NA           15        0.007           NA           60           NA            0
Elephant Seal...................................           NA           NA          206        0.163           NA           60           NA            2
Gray Whale......................................           NA           NA          386        0.488           NA           60           NA            0
Fur Seal........................................           NA           NA           15        0.007           NA           60           NA            0
                                                 -------------------------------------------------------------------------------------------------------
    Total Level A Take \1\......................  ...........  ...........  ...........  ...........  ...........  ...........  ...........          122
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Impact pile driving will not begin if a marine mammal other than phocid pinnipds are within PTS, Level A, shutdown zone. Therefore, only phocids
  will be taken by Level A harassment.


[[Page 26032]]

    Caltrans estimates a maximum of 2,392 instances of take by Level B 
harassment may occur to seven stocks of marine mammal during pile-
driving activities (Table 14). These individuals will be exposed 
temporarily to continuous (vibratory pile driving and removal) sounds 
greater than 120 dB rms and impulse (impact driving) sounds greater 
than 160 dB rms. The majority of the animals taken by Level B 
harassment will be harbor seals (Table 14), the most numerous marine 
mammals in the project area. Although Level A take of marine mammals 
was calculated based on distances to the threshold, density of the 
species, and duration of the activity, Caltrans did not anticipate any 
individuals will be taken by Level A harassment. However, based on 
correspondence from the Marine Mammal Commission, NMFS is authorizing 
Level A take of 120 harbor seals and two elephant seals. This increase 
in potential Level A take is based upon an assumed take of two harbor 
seals per day with 60 days of pile driving. To make sure mitigation and 
monitoring zones are clear and practicable, Caltrans will use one 
monitoring zone for both phocid species, and therefore also requested 
Level A take of two elephant seals. With monitoring and establishment 
of shutdown zones, discussed in the Mitigation section below, Caltrans 
plans to avoid, and NMFS did not authorize, Level A harassment of other 
marine mammal species.
    The number of takes requested, and authorized, by Caltrans are 
based on a calculation of marine mammal density multiplied by the daily 
isopleth multiplied by the number of days of pile driving. However, due 
to variability in sightings of northern elephant seal, northern fur 
seal, bottlenose dolphin, and gray whale, take estimates were adjusted 
using species specific monitoring data detailed below.
    Northern Elephant Seal: Based on low number of elephant seal 
sightings in the project area, Caltrans anticipates that very few if 
any elephant seals will be exposed to continuous sounds greater than 
120 dB rms and impulse sounds greater than 160 dB rms during pile 
driving. No elephant seals have been observed in the immediate project 
vicinity. However, the number of elephant seals that may enter and or 
stand in the Bay in a given year is highly variable; dependent of 
changes in oceanographic conditions, effecting water temperature and 
prey availability. Further, the size of the Level B harassment zone is 
large, extending 2,000 meters (6,562 feet) from the pile driving site. 
Pile driving may take place for up to 60 days and many of the driving 
days will be consecutive. This 60 day window also includes removal of 
temporary piles through vibratory removal or cutting off piles below 
the mudline. Should an elephant seal or multiple elephant seals be in 
the vicinity of the project area for multiple days they could be taken 
several times. To ensure Caltrans has coverage for the incidental take 
of any species with the potential to be present in the project area, we 
are proposing to authorize take of 12 elephant seals by Level B 
harassment during pile driving activities (Table 14). This equates to 
the take of one elephant seal during 20 percent of the driving days.
    Northern fur seal: No fur seals have been observed in the immediate 
project vicinity. Should a fur seal or multiple fur seals be in the 
vicinity of the project area for multiple days they could be taken 
several times. To ensure Caltrans has necessary coverage for occasion 
fur seals in the area, we propose to authorize take of up to six 
northern fur seals by Level B harassment during pile driving activities 
(Table 14). This equates to the take of one elephant seal during 10 
percent of the driving days.
    Bottlenose dolphin: Only small numbers of bottlenose dolphin occur 
in the project vicinity. Until 2016, most bottlenose dolphins in the 
Bay were observed in the western Bay, from the Golden Gate Bridge to 
Oyster Point and Redwood City, although one individual was observed 
frequently near the former Alameda Air Station (Perlman 2017). As of 
2017, the same two individuals have been observed regularly near 
Alameda (Keener, pers. comm., 2017) are likely pass by the project 
area. If additional individuals begin using this eastern area of the 
Bay, the number of bottlenose dolphin sightings near the project area 
will likely increase. It is possible that the same two resident 
bottlenose dolphins and or additional individuals could be taken 
multiple times during the up to 60 days of pile driving. Therefore, 
Caltrans is requesting authorization for the take of 90 bottlenose 
dolphins by Level B harassment during pile driving activities. This 
equates to the take of 1.5 bottlenose dolphins during each day of pile 
driving.
    Gray whale: No gray whales have been observed within 2,000 meters 
(6,562 feet) of the project area, but they have been observed just 
north of Treasure Island and southwest of Oakland Middle Harbor. 
According to TMMC, two to six gray whales enter the Bay each year in 
late winter through spring (February through April), presumably to 
feed. Caltrans wants to ensure that the project has coverage for the 
incidental take of any species with the potential to be present in the 
project area. Therefore, Caltrans is requesting authorization for the 
take of 4 grey whales by Level B harassment during pile driving 
activities.

                                 Table 15--Combined Total Take Requested for Pier Implosion and Pile-Driving Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Pier implosion Level B harassment
                                                        take                     Pile driving                                          Requested take as
                Species                --------------------------------------      Level B         Total Level B      Total Level A     percent of stock
                                            Behavioral         Temporary       harassment take    harassment Take          take            abundance
                                             response       threshold shift
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal...................                 20                 10              2,161              2,191                120                7.5
California Sea Lion...................                  4                  3                 88                 95                  0                .03
Northern Elephant Seal................                  2                  1                 12                 15                  2                .01
Northern Fur Seal.....................                  2                  1                  6                  9                  0                .06
Harbor Porpoise.......................                 10                  8                 91                109                  0                1.1
Bottlenose Dolphin....................                  4                  2                 30                 36                  0                  8
Gray Whale............................                  0                  0                  4                  4                  0                .02
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 26033]]

Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting such 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, we 
carefully consider two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be effective if implemented 
(probability of accomplishing the mitigating result if implemented as 
planned) the likelihood of effective implementation (probability 
implemented as planned); and
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost, impact on 
operations, and, in the case of a military readiness activity, 
personnel safety, practicality of implementation, and impact on the 
effectiveness of the military readiness activity.

Mitigation for Marine Mammals and Their Habitat

    Pier Implosions--The decision to combine two smaller piers into 
single, sequential blast events will further reduce potential impacts 
on marine mammals. This will allow faster completion of the project and 
will reduce the total number of pier implosion events (days where pier 
implosions occur).
    BAS--As described previously in this document, a BAS will be used 
around both piers during the implosion. Based on the results of 
acoustic monitoring for the previous pier implosions, BAS performance 
is anticipated to provide approximately 70 to 80 percent attenuation of 
implosion-related pressure waves.
    Implosion shutdown zone--During the implosion of Piers E19 and E20, 
a project-specific monitoring plan will be implemented to avoid the 
potential for individual exposure to Level A harassment, and to 
document the number and species potentially exposed to Level B 
harassment. This plan will be similar to the Marine Foundation Removal 
Project Final Biological Monitoring Program, previously approved by 
NMFS, that was implemented during the implosions of Piers E6 to E18. In 
particular, monitors will observe the shutdown zone and will delay the 
implosion if any individuals are within this zone. The same procedure 
was implemented successfully for the implosions of Piers E3 through 
E18, and no marine mammals were exposed to SPLs above the Level A or 
mortality threshold criteria. This project-specific monitoring plan 
will be transmitted to NMFS before the implosions, for review and 
concurrence.
    Pile driving--All steel pipe piles initially will be installed with 
a vibratory hammer. The vibratory hammer will be used to drive the 
majority of the total pile lengths. In the event that a pipe pile is 
installed entirely with a vibratory hammer, it still will be subject to 
final proof testing with an impact hammer. A maximum of 10 percent of 
the piles installed completely with a vibratory hammer may be proof-
tested with an impact hammer, without the use of a marine pile-driving 
energy attenuator. Proofing of piles will be limited to a maximum of 
two piles per day, for less than 1 minute per pile, administering a 
maximum of 20 blows per pile. Although both vibratory and impact pile 
driving have the potential to affect marine mammals, impact driving is 
expected to generate higher SPLs. Requiring the use of the vibratory 
hammer will reduce the duration of impact driving and potential 
exposure to higher SPLs.
    Pile driving energy attenuator--Use of a marine pile-driving energy 
attenuator (i.e., air bubble curtain system), or other equally 
effective sound attenuation method (e.g., dewatered cofferdam), will be 
required by Caltrans during impact driving of all steel pipe piles 
(with the exception of pile proof-testing). Requiring the use of sound 
attenuation will reduce SPLs and the size of the ZOIs for Level A and 
Level B harassment.
    Pile Driving Shutdown Zone--Before the start of impact pile-driving 
activities, the shutdown zones will be established. The shutdown zones 
are intended to include all areas where the underwater SPLs are 
anticipated to equal or exceed thresholds for injury for species other 
than harbor seals--PTS Level A harassment thresholds for the specific 
species hearing groups, shown in Table 3. The shutdown zone for phocid 
pinnipeds, for which Level A take is requested, is 25 meters. NMFS-
approved observers will survey the shutdown zones for 30 minutes before 
pile-driving activities start. If marine mammals are found within the 
shutdown zones, pile driving will be delayed until the animal has moved 
out of the shutdown zone, either verified through sighting by an 
observer or by waiting until enough time has elapsed without a 
sighting, 15 minutes for pinnipeds and small cetaceans (harbor porpoise 
and bottlenose dolphin), and 30 minutes for gray whale, to be able to 
assume that the animal has moved beyond the zone. With implementation 
of this avoidance and minimization measure, exposure of marine mammals 
to SPLs that can result in PTS Level A harassment will be avoided for 
all species except harbor seals and elephant seals. Due to the resident 
nature of harbor seals, and their ability to appear undetected in close 
range to construction activities, Caltrans is requesting Level A take 
of 120 harbor seals and two elephant seals.
    A 10 meter shutdown zone for all marine mammals will also be 
implemented for in-water heavy machinery work that is not pile driving 
or pier implosion. Similarly, if a marine mammal for which take is not 
authorized is seen within the monitoring zone, operations will cease 
until the animal is seen leaving the zone or until 15 minutes have 
passed.
    Based on our evaluation of the applicant's proposed measures, NMFS 
has determined that the mitigation measures provide the means effecting 
the least practicable impact on the affected species or stocks and 
their habitat, paying particular attention to rookeries, mating 
grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that

[[Page 26034]]

requests for authorizations must include the suggested means of 
accomplishing the necessary monitoring and reporting that will result 
in increased knowledge of the species and of the level of taking or 
impacts on populations of marine mammals that are expected to be 
present in the action area. Effective reporting is critical both to 
compliance as well as ensuring that the most value is obtained from the 
required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and
     Mitigation and monitoring effectiveness.

Visual Marine Mammal Observations

    Caltrans will collect sighting data and behavioral responses to 
construction for marine mammal species observed in the region of 
activity during the period of activity. All protected species observers 
(PSOs) will be trained in marine mammal identification and behaviors 
and are required to have no other construction-related tasks while 
conducting monitoring. A minimum of two PSOs will be required for all 
pile driving activities. Caltrans will establish shutdown zones, 
similar to those detailed in Table 7, as well as a monitoring zone of 
2,000 meters for all marine mammals. Caltrans will monitor the shutdown 
zone and monitoring zone 30 minutes before, during, and 30 minutes 
after pile driving, with observers located at the best practicable 
vantage points. For implosion activities, Caltrans will monitor the 
area for 60 minutes after implosions. Caltrans also plans to conduct 
post-implosion surveys on shore and by vessel immediately after 
implosion events and for the following two days to search for any dead 
or injured marine mammals. Based on our requirements, Caltrans will 
implement the following procedures:
     PSOs will be located at the best vantage point(s) in order 
to properly see the entire shutdown zone and as much of the disturbance 
zone as possible;
     During all observation periods, observers will use 
binoculars and the naked eye to search continuously for marine mammals;
     If the shutdown zones are obscured by fog or poor lighting 
conditions, pile driving at that location will not be initiated until 
that zone is visible. Should such conditions arise while impact driving 
is underway, the activity will be halted; and
     The shutdown zone and observable portion of the monitoring 
zone around the pile will be monitored for the presence of marine 
mammals 30 min before, during, and 30 min after any pile driving 
activity.

Data Collection

    We require that observers use approved data forms. Among other 
pieces of information, Caltrans will record detailed information about 
any implementation of shutdowns, including the distance of animals to 
the pile and description of specific actions that ensued and resulting 
behavior of the animal, if any. In addition, Caltrans will attempt to 
distinguish between the number of individual animals taken and the 
number of incidences of take. We require that, at a minimum, the 
following information be collected on the sighting forms:
     Date and time that monitored activity begins or ends;
     Construction activities occurring during each observation 
period;
     Weather parameters (e.g., percent cover, visibility);
     Water conditions (e.g., sea state, tide state);
     Species, numbers, and, if possible, sex and age class of 
marine mammals;
     Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel, and if possible, 
the correlation to SPLs;
     Distance from pile driving activities to marine mammals 
and distance from the marine mammals to the observation point;
     Description of implementation of mitigation measures 
(e.g., shutdown or delay);
     Locations of all marine mammal observations; and
     Other human activity in the area.

Reporting

    A draft report will be submitted to NMFS within 90 days of the 
completion of marine mammal monitoring, or 60 days prior to the 
requested date of issuance of any future IHA for projects at the same 
location, whichever comes first. The report will include marine mammal 
observations pre-activity, during-activity, and post-activity during 
pile driving days, and will also provide descriptions of any behavioral 
responses to construction activities by marine mammals and a complete 
description of all mitigation shutdowns and the results of those 
actions and an extrapolated total take estimate based on the number of 
marine mammals observed during the course of construction. A final 
report must be submitted within 30 days following resolution of 
comments on the draft report.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this information relative to population 
status. Consistent with the 1989 preamble for NMFS's implementing 
regulations (54 FR 40338; September 29, 1989), the impacts from other 
past and ongoing anthropogenic activities are

[[Page 26035]]

incorporated into this analysis via their impacts on the environmental 
baseline (e.g., as reflected in the regulatory status of the species, 
population size and growth rate where known, ongoing sources of human-
caused mortality, or ambient noise levels).
    Pile driving and pier implosion activities associated from the 
Caltrans project, as outlined previously, have the potential to disturb 
or displace marine mammals. Specifically, the specified activities may 
result in take, in the form of Level B harassment (TTS and behavioral 
disturbance), from underwater sounds generated from pier implosions and 
pile driving. Potential takes could occur if individuals of these 
species are present in the ensonified zone when pile driving or 
implosion occurs. A few marine mammals could experience TTS if they 
occur within the Level B TTS zone. However, TTS is a temporary loss of 
hearing sensitivity when exposed to loud sound, and the hearing 
threshold is expected to recover completely within minutes to hours. 
Therefore, it is not considered an injury. In addition, even if an 
animal receives a TTS, the TTS will be a one-time event from a brief 
impulse noise (about 5 seconds), making it unlikely that the TTS will 
lead to PTS. If an animal undergoes a TTS from pier implosion, it is 
likely to recover quickly as there is only one implosion event planned. 
Finally, there is no critical habitat or other biologically important 
areas in the vicinity of Caltrans' controlled implosion areas 
(Calambokidis et al., 2015).
    No serious injury or mortality is anticipated given the nature of 
the activities and measures designed to minimize the possibility of 
injury to marine mammals. The potential for these outcomes is minimized 
through the construction method and the implementation of the planned 
mitigation measures. Specifically, Caltrans will use a blast 
attenuation system for the pier implosion, which it has previously used 
successfully. For pile driving activities, vibratory and impact hammers 
will be the primary methods of pier installation. Impact pile driving 
produces short, sharp pulses with higher peak levels and much sharper 
rise time to reach those peaks. If impact driving is necessary, 
implementation of soft start and shutdown zones significantly reduces 
any possibility of injury. Given sufficient ``notice'' through use of 
soft start (for impact driving), marine mammals are expected to move 
away from a sound source that is annoying prior to it becoming 
potentially injurious. Caltrans will use a minimum of two PSOs 
stationed strategically to increase detectability of marine mammals, 
enabling a high rate of success in implementation of shutdowns to avoid 
injury for all species except harbor seal.
    Caltrans' activities are localized and of relatively short duration 
(June to November). This duration does not overlap with breeding, 
pupping, or other biologically significant events for marine mammal 
species in the area. The project area is also very limited in scope 
spatially, as all work is concentrated on the edges of a single bridge 
expanse. These localized and short-term noise exposures may cause 
short-term behavioral modifications in seven marine mammal species. 
Moreover, the mitigation and monitoring measures are expected to 
further reduce the likelihood of injury, as it is unlikely an animal 
will remain in close proximity to the sound source with small Level A 
isopleths. While the project area is known to be frequented by harbor 
seals and California sea lions, it is not an established breeding 
ground for local populations.
    The project also is not expected to have significant adverse 
effects on affected marine mammals' habitat. The project activities 
will not modify existing marine mammal habitat for a significant amount 
of time. The activities may cause some fish to leave the area of 
disturbance, thus temporarily impacting marine mammals' foraging 
opportunities in a limited portion of the foraging range. However, 
because of the short duration of the activities and the relatively 
small area of the habitat that may be affected, and the decreased 
potential of prey species to be in the Project area during the 
construction work window, the impacts to marine mammal habitat are not 
expected to cause significant or long-term negative consequences.
    Effects on individuals that are taken by Level B harassment, on the 
basis of reports in the literature as well as monitoring from other 
similar activities, will likely be limited to temporary reactions such 
as increased swimming speeds, increased surfacing time, flushing, or 
decreased foraging (if such activity were occurring) (e.g., Thorson and 
Reyff 2006; Lerma 2014). Most likely, individuals will simply move away 
from the sound source and be temporarily displaced from the areas of 
pile driving and implosions. Thus, even repeated Level B harassment of 
some small subset of the overall stock is unlikely to result in any 
significant realized decrease in fitness for the affected individuals, 
and thus will not result in any adverse impact to the stock as a whole. 
For some stocks, such as harbor seal, more animal presence has 
increased in recent years, despite Caltrans' work in the area.
    In summary and as described above, the following factors primarily 
support our determination that the impacts resulting from this activity 
are not expected to adversely affect the species or stock through 
effects on annual rates of recruitment or survival:
     No mortality is anticipated or authorized;
     No more than 10 individuals per species are expected to 
incur TTS during pier implosion. No TTS is expected to occur during 
pile driving. The size of the zones in which TTS is expected to occur 
are small and will be heavily monitored per the measures outlined above 
in the Monitoring section;
     Level B harassment may consist of temporary modifications 
in behavior (e.g., temporary avoidance of habitat or changes in 
behavior);
     The lack of important feeding, pupping, or other 
biologically significant areas in the action area during the 
construction window;
     The small impact area relative to species range size;
     Mitigation is expected to minimize the likelihood and 
severity of the level of harassment; and
     The small percentage of the stock that may be affected by 
project activities (< eight percent for all stocks).
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the monitoring and mitigation 
measures, NMFS finds that the total marine mammal take from the 
activity will have a negligible impact on all affected marine mammal 
species or stocks.

Small Numbers

    As noted above, only small numbers of incidental take may be 
authorized under Section 101(a)(5)(D) of the MMPA for specified 
activities other than military readiness activities. The MMPA does not 
define small numbers and so, in practice, where estimated numbers are 
available, NMFS compares the number of individuals taken to the most 
appropriate estimation of abundance of the relevant species or stock in 
our determination of whether an authorization is limited to small 
numbers of marine mammals. Additionally, other qualitative factors may 
be considered in the analysis, such as the temporal or spatial scale of 
the activities.

[[Page 26036]]

    Table 15 above details the number of individuals that could be 
exposed to received noise levels that could cause TTS or Level B 
harassment for the work at the project site relative to the total stock 
abundance. The numbers of animals authorized to be taken for all 
species will be considered small relative to the relevant stocks or 
populations even if each estimated instance of take occurred to a new 
individual. The total percent of the population (if each instance was a 
separate individual) for which take is requested is less than eight 
percent for all stocks (Table 15). Based on the analysis contained 
herein of the activity (including the mitigation and monitoring 
measures) and the anticipated take of marine mammals, NMFS finds that 
small numbers of marine mammals will be taken relative to the 
population size of the affected species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    There are no relevant subsistence uses of the affected marine 
mammal stocks or species implicated by this action. Therefore, NMFS has 
determined that the total taking of affected species or stocks will not 
have an unmitigable adverse impact on the availability of such species 
or stocks for taking for subsistence purposes.

Endangered Species Act (ESA)

    Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16 
U.S.C. 1531 et seq.) requires that each Federal agency insure that any 
action it authorizes, funds, or carries out is not likely to jeopardize 
the continued existence of any endangered or threatened species or 
result in the destruction or adverse modification of designated 
critical habitat. To ensure ESA compliance for the issuance of IHAs, 
NMFS consults internally, in this case with the West Coast Region 
Protected Resources Division Office, whenever we propose to authorize 
take for endangered or threatened species.
    No incidental take of ESA-listed species is authorized or expected 
to result from this activity. Therefore, NMFS has determined that 
consultation under Section 7 of the ESA is not required for this 
action.

Authorization

    NMFS has issued an IHA to Caltrans for the harassment of small 
numbers of marine mammals incidental to the dismantling and reuse of 
the original East Span of the San Francisco-Oakland Bay Bridge in the 
San Francisco Bay provided the previously mentioned mitigation, 
monitoring, and reporting requirements.

    Dated: May 31, 2018.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2018-12043 Filed 6-4-18; 8:45 am]
 BILLING CODE 3510-22-P



                                                                                      Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                 26013

                                              10:45 a.m.–12:15 p.m ........................................         Review/Edit Assessment Summary Report
                                                                                                                      (Scallop).
                                              12:15–1:15 p.m ..................................................     Lunch.
                                              1:15 p.m. -2:45 p.m ...........................................       Review/Edit Assessment Summary Report
                                                                                                                      (Scallop).
                                              2:45 p.m.–3 p.m .................................................     Break.
                                              3 p.m.–6 p.m ......................................................   Review/Edit Assessment Summary Report
                                                                                                                      (Herring).



                                              Friday, June 29, 2018

                                              9 a.m.–5 p.m ......................................................   SARC Report Writing.



                                                The meeting is open to the public;                                  DATES:  This Authorization is applicable             attempt to harass, hunt, capture, or kill
                                              however, during the ‘SARC Report                                      from May 24, 2018 to May 23, 2019.                   any marine mammal.
                                              Writing’ session on Friday June 29th the                              FOR FURTHER INFORMATION CONTACT: Sara                   Except with respect to certain
                                              public should not engage in discussion                                Young, Office of Protected Resources,                activities not pertinent here, the MMPA
                                              with the SARC.                                                        NMFS, (301) 427–8401. Electronic                     defines ‘‘harassment’’ as any act of
                                                                                                                    copies of the application and supporting             pursuit, torment, or annoyance which (i)
                                              Special Accommodations                                                                                                     has the potential to injure a marine
                                                                                                                    documents, as well as a list of the
                                                 This meeting is physically accessible                              references cited in this document, may               mammal or marine mammal stock in the
                                              to people with disabilities. Special                                  be obtained online at: https://                      wild (Level A harassment); or (ii) has
                                              requests should be directed to James                                  www.fisheries.noaa.gov/national/                     the potential to disturb a marine
                                              Weinberg at the NEFSC, 508–495–2352,                                  marine-mammal-protection/incidental-                 mammal or marine mammal stock in the
                                              at least 5 days prior to the meeting date.                            take-authorizations-construction-                    wild by causing disruption of behavioral
                                                Dated: May 31, 2018.                                                activities. In case of problems accessing            patterns, including, but not limited to,
                                              Jennifer M. Wallace,                                                  these documents, please call the contact             migration, breathing, nursing, breeding,
                                                                                                                    listed above.                                        feeding, or sheltering (Level B
                                              Acting Director, Office of Sustainable
                                              Fisheries, National Marine Fisheries Service.
                                                                                                                                                                         harassment).
                                                                                                                    SUPPLEMENTARY INFORMATION:
                                              [FR Doc. 2018–12058 Filed 6–4–18; 8:45 am]                                                                                 National Environmental Policy Act
                                                                                                                    Background
                                              BILLING CODE 3510–22–P                                                                                                        To comply with the National
                                                                                                                      Sections 101(a)(5)(A) and (D) of the               Environmental Policy Act of 1969
                                                                                                                    MMPA (16 U.S.C. 1361 et seq.) direct                 (NEPA; 42 U.S.C. 4321 et seq.) and
                                              DEPARTMENT OF COMMERCE                                                the Secretary of Commerce (as delegated              NOAA Administrative Order (NAO)
                                                                                                                    to NMFS) to allow, upon request, the                 216–6A, NMFS reviewed our proposed
                                              National Oceanic and Atmospheric                                      incidental, but not intentional, taking of
                                              Administration                                                                                                             action (i.e., the issuance of an incidental
                                                                                                                    small numbers of marine mammals by                   harassment authorization) with respect
                                                                                                                    U.S. citizens who engage in a specified              to potential impacts on the human
                                              RIN 0648–XG059                                                        activity (other than commercial fishing)             environment.
                                                                                                                    within a specified geographical region if               This action is consistent with
                                              Takes of Marine Mammals Incidental to
                                                                                                                    certain findings are made and either                 categories of activities identified in
                                              Specified Activities; Taking Marine
                                                                                                                    regulations are issued or, if the taking is          Categorical Exclusion B4 (incidental
                                              Mammals Incidental to Demolition and
                                                                                                                    limited to harassment, a notice of a                 harassment authorizations with no
                                              Reuse of the Original East Span of the
                                                                                                                    proposed authorization is provided to                anticipated serious injury or mortality)
                                              San Francisco–Oakland Bay Bridge
                                                                                                                    the public for review.                               of the Companion Manual for NOAA
                                              AGENCY:  National Marine Fisheries                                      An authorization for incidental                    Administrative Order 216–6A, which do
                                              Service (NMFS), National Oceanic and                                  takings shall be granted if NMFS finds               not individually or cumulatively have
                                              Atmospheric Administration (NOAA),                                    that the taking will have a negligible               the potential for significant impacts on
                                              Commerce.                                                             impact on the species or stock(s), will              the quality of the human environment
                                              ACTION: Notice; Issuance of an incidental                             not have an unmitigable adverse impact               and for which we have not identified
                                              harassment authorization.                                             on the availability of the species or                any extraordinary circumstances that
                                                                                                                    stock(s) for subsistence uses (where                 would preclude this categorical
                                              SUMMARY:   In accordance with the                                     relevant), and if the permissible                    exclusion. Accordingly, NMFS has
                                              regulations implementing the Marine                                   methods of taking and requirements                   determined that the issuance of the IHA
                                              Mammal Protection Act (MMPA) as                                       pertaining to the mitigation, monitoring             qualifies to be categorically excluded
                                              amended, notification is hereby given                                 and reporting of such takings are set                from further NEPA review.
                                              that NMFS has issued an incidental                                    forth.
                                              harassment authorization (IHA) to the                                   NMFS has defined ‘‘negligible                      Summary of Request
                                              California Department of Transportation                               impact’’ in 50 CFR 216.103 as an impact                On January 9, 2018, NMFS received a
amozie on DSK3GDR082PROD with NOTICES1




                                              (Caltrans) to incidentally harass, by                                 resulting from the specified activity that           request from Caltrans for an IHA to take
                                              Level B harassment only, marine                                       cannot be reasonably expected to, and is             marine mammals incidental to the
                                              mammals during the dismantling and                                    not reasonably likely to, adversely affect           demolition and reuse of the original East
                                              reuse of the original East Span of the                                the species or stock through effects on              Span of the SFOBB in San Francisco
                                              San Francisco–Oakland Bay Bridge                                      annual rates of recruitment or survival.             Bay. Caltrans’ request is for take of
                                              (SFOBB) in the San Francisco Bay                                        The MMPA states that the term ‘‘take’’             seven species of marine mammals, by
                                              (SFB).                                                                means to harass, hunt, capture, kill or              Level B harassment. Neither Caltrans


                                         VerDate Sep<11>2014       20:19 Jun 04, 2018       Jkt 241001     PO 00000     Frm 00019   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26014                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              nor NMFS expects serious injury or                      2016, NMFS issued an IHA authorizing                   improvements at Pier E2 will not
                                              mortality to result from this activity                  the incidental take of marine mammals                  require any in-water work and will not
                                              and, therefore, an IHA is appropriate.                  associated with both pile driving/                     result in incidental take of marine
                                                NMFS previously issued several IHAs                   removal and controlled implosion of                    mammals; therefore, are not discussed
                                              to Caltrans for similar work, with the                  Piers E4 and E5 (81 FR 67313). On July                 further.
                                              most recent IHA issued in 2017 (82 FR                   13, 2017, NMFS issued an IHA (82 FR
                                                                                                                                                             Removal of Piers 19 and 20
                                              35510). Caltrans complied with all the                  35510, July 31, 2017) to Caltrans
                                              requirements (e.g., mitigation,                         authorizing take of marine mammals for                    The removal of Piers E19 and E20 will
                                              monitoring, and reporting) of the                       additional dismantling the original East               be performed in three phases. The first
                                              previous IHAs and information                           Span of the SFOBB using mechanical                     phase will use mechanical dismantling
                                              regarding their monitoring results may                  means as well as 5 to 6 implosion events               to remove the above-water portions of
                                              be found in the Effects of the Specified                to dismantle 13 piers (Piers E6–E18).                  the piers, which is not expected to
                                              Activity on Marine Mammals and their                    This year of work will include removal                 result in take. The second phase will
                                              Habitat and Estimated Take section.                     of Piers E19 and E20.                                  use controlled blasting methods for
                                              This IHA will cover one year of a larger                                                                       removal of the in-water portions of the
                                                                                                      Dates and Duration                                     piers. The third phase will include
                                              project for which Caltrans obtained
                                              previous IHAs. The larger project                         Vibratory pile driving for construction              dredging of imploded rubble to
                                              involves dismantling of many piers of                   of the Oakland Touchdown pedestrian                    specified removal limits, which is also
                                              many remaining structures from the                      bridge (OTD) and OTD access trestle                    not expected to result in take. Limits of
                                              original east span of the bridge.                       may begin in June 2018. Impact pile-                   removal will be determined at each
                                                                                                      driving activities will be restricted from             location and will result in removal to
                                              Description of Proposed Activity                        June 1 to November 30, to avoid peak                   between 0.46 and 0.91 meter (1.5 and 3
                                              Overview                                                salmonid migration periods. Pier                       feet) below the mudline.
                                                                                                      implosion requiring IHA coverage is                       Piers E19 and E20 are large cellular
                                                 Caltrans proposed to demolish and                    scheduled to begin in September 2018.                  structures through the water column,
                                              reuse portions of the original East Span                Pier implosion will be restricted from                 which are supported on concrete slabs
                                              of the SFOBB by mechanical                              September 1 to November 30, to                         and hundreds of driven timber piles
                                              dismantling and by use of controlled                    minimize potential impacts on                          encased in a concrete seal. The timber
                                              charges to implode two piers (Piers E19                 biological resources in the Bay.                       piles and concrete seal courses that are
                                              and E20) into their open cellular                                                                              below approved removal limits will
                                              chambers below the mudline. Activities                  Specific Geographic Region
                                                                                                                                                             remain in place. Rubble that mounds
                                              associated with dismantling of the piers                  The SFOBB project area is located in                 above the determined debris removal
                                              may potentially result in incidental take               the central SFB or Bay, between Yerba                  elevation limits from the dismantling of
                                              of marine mammals due to the use of                     Buena Island (YBI) and the city of                     these piers will be removed off-site for
                                              highly controlled charges to dismantle                  Oakland. The western limit of the                      disposal; as was done during the
                                              the marine foundations of the piers. A                  project area is the east portal of the YBI             removal of Piers E6 to E18.
                                              public access point will incorporate                    tunnel, located in the city of San                        A Blast Attenuation System (BAS)
                                              existing piers (E21, E22, and E23) but                  Francisco. The eastern limit of the                    similar to that used for previous blast
                                              requires use of pile driving to finalize                project area is located approximately                  events will be used during all future
                                              the access structure. Pier E2 will also be              1,312 feet (400 meters) west of the Bay                controlled blasting events, to minimize
                                              retained for public access                              Bridge toll plaza, where the new and                   potential impacts on biological
                                              improvements, but does not require any                  former spans of the bridge connect with                resources in the Bay. The effectiveness
                                              in-water work.                                          land at the OTD in the city of Oakland.                of this minimization measure is
                                                 Several previous one-year IHAs have                  The approximate width of the in-water                  supported by the findings from the
                                              been issued to Caltrans for pile driving/               work area is 350 meters (1,148 feet).                  successful removal of Piers E3 to E18.
                                              removal and construction of the new                     This includes all in-water areas under                    Each pier will be removed in the
                                              SFOBB East Span beginning in 2003.                      the original bridge and new bridge. All                following three phases:
                                              NMFS has issued 11 IHAs to Caltrans                     activities proposed under this IHA                        • Pre-blasting activities, including
                                              for the SFOBB Project. The first five                   application will be confined to this area.             removing the pier cap and concrete
                                              IHAs (2003, 2005, 2007, 2009, and 2011)                 However, other previous in-water                       pedestals, installing and testing the
                                              addressed potential impacts associated                  project activities have taken place in                 BAS;
                                              with pile driving for the construction of               discrete areas near both YBI and                          • installing charges, activating the
                                              the new East Span of the SFOBB. IHAs                    Treasure Island outside these limits.                  BAS, and imploding the pier; and
                                              issued in 2013, 2014 and July 2015                                                                                • dredging of imploded rubble to
                                              addressed activities associated with                    Detailed Description of Specific Activity              specified removal limits.
                                              both constructing the new East Span                       Construction activities associated                      Further detail on the above steps to
                                              and dismantling the original East Span,                 with both dismantling and reuse of                     remove the marine foundations are
                                              specifically addressing vibratory pile                  marine foundations of the original east                provided. Phase 1: Dismantling the
                                              driving, vibratory pile extraction/                     span bridge may result in the incidental               concrete pedestals and concrete pier cap
                                              removal, attenuated impact pile driving,                take of marine mammals. These                          by mechanical means (including the use
                                              pile proof testing, and mechanical                      activities include the use of highly                   of torches and excavators mounted with
                                              dismantling of temporary and                            controlled charges to dismantle Piers                  hoe rams, drills, and cutting tools), and
amozie on DSK3GDR082PROD with NOTICES1




                                              permanent marine foundations. On                        E19 and E20, as well as pile-driving                   drilling vertical boreholes where the
                                              September 9, 2015, NMFS issued an                       activities associated with construction                charges will be loaded for controlled
                                              IHA to Caltrans for incidental take                     of a public access facility that will                  blasting. Phase 2: The charges then will
                                              associated with the demolition of Pier                  incorporate reuse Piers E21, E22 and                   be loaded into the drilled boreholes.
                                              E3 of the original SFOBB by highly                      E23. Pier E2 will also be retained and                 Controlled blasting removal will be
                                              controlled explosives (80 FR 57584;                     incorporated into a public access                      accomplished using hundreds of small
                                              September 24, 2015). On September 30,                   facility. However, public access                       charges, with delays between individual


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00020   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                            26015

                                              charges. The controlled blast sequence                  the previous SFOBB Project blast events                efficient transfer of energy into the
                                              for each pier will last approximately 1                 using a similar system.                                structural concrete for fracture, and
                                              to 5 seconds. The controlled blast                         Test blasts may be conducted to                     further reduces the release of potential
                                              removals have been designed to remove                   ensure that the hydroacoustic                          energy into the surrounding water
                                              each pier to between 0.46 and 0.91                      monitoring equipment will be                           column. The entire detonation
                                              meter (1.5 and 3 feet) below the                        functional and triggered properly before               sequence, consisting of approximately
                                              mudline. Phase 3: Dredging of imploded                  the pier implosion event. The test blasts              200 detonations, will last approximately
                                              rubble to specified removal limits.                     will be conducted within the                           1 to 5 seconds for each pier; with a
                                                                                                      completely installed and operating BAS.                minimum delay time of 9 milliseconds
                                              Blast Attenuation System Testing,                       A key requirement of pier implosion                    (msec) between detonations. There will
                                              Installation, and Deployment                            will involve accurately capturing                      be approximately half a second delay
                                                 The BAS will be deployed around                      hydroacoustic information from the                     between pier blasts to avoid overlap of
                                              each pier being imploded and will be                    controlled blast. To accomplish this, a                pressure waves.
                                              the same system as that successfully                    smaller test charge will be used to                       Piers E19 and E20 will be blasted in
                                              used for the removal of Piers E3 to E18.                trigger recording instrumentation.                     a single pier implosion event. These
                                              The BAS is a modular system of pipe                     Multiple test blasts on the same day                   piers will be removed by blasting down
                                              manifold frames, placed around each                     may be required to verify proper                       through the concrete cellular structure
                                              pier and fed by air compressors to create               instrument operation and calibrate the                 but not through the concrete slab, seal,
                                              a curtain of air bubbles. Each BAS frame                equipment for the implosion events.                    and timber piles below. Remaining
                                              is approximately 15.4 meters long by 1.8                These same instruments and others of                   concrete seals and timber piles below
                                              meters wide (50.5 feet long by 6 feet                   the same type will use high-speed                      the mudline will not be removed.
                                              wide). The BAS to be used will be the                   recording devices to capture
                                                                                                                                                             Reuse of Piers E21 to E23
                                              same design that was used at Piers E3                   hydroacoustic data at both near-field
                                                                                                      and far-field monitoring locations                        A pedestrian bridge and observation
                                              to E18 and will meet the same
                                                                                                      during the implosion.                                  platforms, will be constructed near the
                                              specifications. The BAS will be
                                                                                                         Test blasts will be scheduled to occur              Oakland shoreline, using the existing
                                              activated before and during implosion.
                                                                                                      within two weeks of the scheduled                      marine foundations as anchors for this
                                              As shown during the Pier E3
                                                                                                      implosion. Tests will use a charge                     public access facility. Construction of
                                              Demonstration Project and eight
                                                                                                      weight of approximately 18 grains                      this facility at Piers E21 to E23 (Oakland
                                              subsequent pier blast events by the
                                                                                                      (0.0025 pound) or less and will be                     side) will require mechanical removal of
                                              SFOBB Project, the BAS will attenuate
                                                                                                      placed along one of the longer faces of                some or perhaps all of the pedestals and
                                              noise and pressure waves generated                                                                             pier slabs to elevations required by the
                                                                                                      the pier. The results from test blasts that
                                              during each controlled blast, to                                                                               design. Both temporary and permanent
                                                                                                      occurred before the implosions of Pier
                                              minimize potentially adverse effects on                                                                        piles will be needed for construction of
                                                                                                      E3 and E5 indicate that these test blasts
                                              biological resources that may be nearby.                                                                       this pedestrian bridge and observation
                                                                                                      will have minimal impacts on fish and
                                                 Before installing the BAS, Caltrans                  no impacts on marine mammals (see                      platforms.
                                              will move any existing debris on the                    Appendix A in application).                               The OTD pedestrian bridge will
                                              Bay floor that may interrupt or conflict                   Piers E19 and E20 will be imploded                  extend from Pier E23 on the Oakland
                                              with proper installation of the BAS.                    during a single event. Before pier                     shoreline to Pier E21. It will be
                                              Each BAS frame will be lowered to the                   removal via controlled blasting, Caltrans              supported by Piers E23, E22, and E21.
                                              bottom of the Bay by a barge-mounted                    will load the bore holes of the piers with             Observation areas also may be
                                              crane and will be positioned into place.                controlled charges. Individual cartridge               constructed at Piers E22 and E21.
                                              Divers will assist frame placement and                  charges using electronic blasting caps                 Reinforced concrete slabs may be
                                              will the connect air hoses to the frames.               have been selected to provide greater                  constructed on top of Piers E22 and E21,
                                              Based on location around the pier, the                  control and accuracy in determining the                to serve as an observation platforms.
                                              BAS frame elements will be situated                     individual and total charge weights. Use               The existing pier foundations are spaced
                                              from approximately 8 to 12 meters (25                   of individual cartridges will allow a                  88 meters (290 feet) apart. New
                                              to 40 feet) from the outside edge of each               refined blast plan that efficiently breaks             intermediate piers will be constructed
                                              pier. The frames will be situated to                    concrete while minimizing the amount                   between the existing pier foundations to
                                              contiguously surround each pier. Frame                  of charges needed.                                     support the pedestrian bridge. These
                                              ends will overlap to ensure no break in                    Boreholes will vary in diameter and                 permanent intermediate piers will be
                                              the BAS when operational. Each frame                    depth, and have been designed to                       pile-supported.
                                              will be weighted to negative buoyancy                   provide optimal efficiency in                             A temporary access trestle also may
                                              for activation. Compressors will provide                transferring the energy created by the                 also be needed to facilitate construction
                                              enough pressure to achieve a minimal                    controlled charges to dismantle the                    of the pedestrian bridge. This temporary
                                              air volume fraction of 3 to 4 percent,                  piers. Individual charge weights will                  access trestle will be pile-supported.
                                              consistent with the successful use of                   vary from 7 to 11 kilograms (15 to 25                     Both the pedestrian bridge and
                                              BAS systems in past controlled blasting                 pounds), and the total charge weight for               temporary access trestle will be
                                              activities.                                             the Pier E19 and E20 blast event will be               designed by the construction contractor.
                                                 The complete BAS will be installed                   approximately 1,800 kilograms (4,000                   Because these structures will be
                                              and tested during the weeks leading up                  pounds). The total number of individual                contractor-designed, their exact nature
                                              to the controlled blast. The BAS test                   charges to be used per pier will be                    (e.g., size, type, number of piles) will
amozie on DSK3GDR082PROD with NOTICES1




                                              parameters will include checking                        approximately 100. Charges will be                     not be known until construction begins.
                                              operating levels, flow rate, and a visual               arranged in different levels (decks) and               However, the Caltrans has developed a
                                              check to determine that the system is                   will be separated in the boreholes by                  conservative estimate as to the
                                              operating correctly. System performance                 stemming. Stemming is the insertion of                 approximate type, size, and number of
                                              is anticipated to provide approximately                 inert materials (e.g., sand or gravel) to              piles needed for these proposed
                                              80 percent noise and pressure                           insulate and retain charges in an                      structures. Up to 200 in-water piles may
                                              attenuation, based on the results from                  enclosed space. Stemming allows more                   be required for construction of the OTD


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00021   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26016                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              pedestrian bridge and temporary access                  distances (∼10 m), NMFS believes it                    implementing its proposed renewal
                                              trestle. Caltrans originally proposed                   reasonable to use a source level                       process and use abbreviated Federal
                                              concrete piles as a possibility but has                 reduction factor for sound attenuation                 Register notices and reference existing
                                              determined concrete piles will not be                   device implementation during impact                    documents to aid in streamlining. It also
                                              used for this work and reference to                     pile driving. In the case of the SFOBB                 recommends that NMFS provide the
                                              concrete piles has been removed from                    impact driving isopleth estimates using                Commission and the public with a legal
                                              the remainder of the document. Piles                    an air bubble curtain for source level                 analysis supporting use of the renewal
                                              may be steel pipe piles or H-piles. The                 reduction, NMFS reviewed Caltrans’                     process.
                                              steel pipe piles will be 24 to 36 inches                bubble curtain ‘‘on and off’’ studies                     Response 4: The process of issuing a
                                              in diameter, or less. In-water pile                     conducted in San Francisco Bay in 2003                 renewal IHA does not bypass the public
                                              driving for construction of the                         and 2004. The equipment used for                       notice and comment requirements of the
                                              pedestrian bridge and temporary access                  bubble curtains has likely improved                    MMPA. The notice of the proposed IHA
                                              trestle may result in the incidental                    since 2004 but due to concerns for fish                expressly notifies the public that under
                                              harassment of marine mammals.                           species, Caltrans has not able to conduct              certain, limited conditions an applicant
                                                 Mitigation, monitoring, and reporting                ‘‘on and off’’ tests recently. Based on 74             could seek a renewal IHA for an
                                              measures are described in detail later in               measurements (37 with the bubble                       additional year. The notice describes the
                                              this document (please see ‘‘Mitigation’’                curtain on and 37 with the bubble                      conditions under which such a renewal
                                              and ‘‘Monitoring and Reporting’’).                      curtain off) at both near (<100 m) and                 request could be considered and
                                                                                                      far (>100 m) distances, the linear                     expressly seeks public comment in the
                                              Comments and Responses
                                                                                                      averaged received level reduction is 6                 event such a renewal is sought.
                                                A notice of NMFS’s proposal to issue                  dB. If limiting the data points (a total of            Importantly, such renewals would be
                                              an IHA to Caltrans was published in the                 28 measurements, with 14 during                        limited to circumstances where: The
                                              Federal Register on April 12, 2018 (83                  bubble curtain on and 14 during bubble                 activities are identical or nearly
                                              FR 15795). That notice described, in                    curtain off) to only near distance                     identical to those analyzed in the
                                              detail, Caltrans’ activity, the marine                  measurements, the linear averaged noise                proposed IHA; monitoring does not
                                              mammal species that may be affected by                  level reduction is 7 dB. Based on this                 indicate impacts that were not
                                              the activity, and the anticipated effects               analysis, we conclude that there is not                previously analyzed and authorized;
                                              on marine mammals. During the 30-day                    a significant difference of source level               and, the mitigation and monitoring
                                              public comment period, NMFS received                    reduction between near and far-distance                requirements remain the same, all of
                                              comments from the Marine Mammal                         measurements. As a conservative                        which allow the public to comment on
                                              Commission. The Marine Mammal                           approach, NMFS used the reduction of                   the appropriateness and effects of a
                                              Commission submitted the following                      7 dB of the source level for impact zone               renewal at the same time the public
                                              comments to NMFS.                                       estimates.                                             provides comments on the initial IHA.
                                                Comment 1: The Commission noted                          NMFS will evaluate the                              NMFS has, however, modified the
                                              various errors in the proposed                          appropriateness of using a certain                     language for future proposed IHAs to
                                              authorization, including errors in the                  source level reduction factor for sound                clarify that all IHAs, including renewal
                                              description of the action and the effects               attenuation device implementation                      IHAs, are valid for no more than one
                                              analyses. The Commission recommends                     during impact pile driving for all                     year and that the agency would consider
                                              that NMFS review its notices more                       relevant incidental take authorizations                only one renewal for a project at this
                                              thoroughly before submitting for                        when more data become available.                       time. In addition, notice of issuance or
                                              publication.                                            Nevertheless at this point, we think it                denial of a renewal IHA would be
                                                Response 1: NMFS thanks the                           appropriate that a conservative 6 dB                   published in the Federal Register, as
                                              Commission for pointing out the errors                  reduction is reasonable to be used as a                they are for all IHAs. Last, NMFS will
                                              in the Federal Register Notice for the                  source level reduction factor for impact               publish on our website a description of
                                              proposed authorization. To address                      pile driving using an air bubble curtain               the renewal process before any renewal
                                              errors in the description and effects                   system.                                                is issued utilizing the new process.
                                              analyses, NMFS is reprinting these                         Comment 3: The Commission
                                              sections in the Federal Register notice                 recommends that NMFS promptly                          Description of Marine Mammals in the
                                              for the issuance of the authorization,                  revise its draft rounding criteria and                 Area of Specified Activities
                                              with the errors corrected. NMFS makes                   share it with the Commission.                             Sections 3 and 4 of the application
                                              every effort to read the notices                           Response 3: NMFS appreciates the                    summarize available information
                                              thoroughly prior to publication and will                Commission’s ongoing concern in this                   regarding status and trends, distribution
                                              continue this effort to publish the best                matter. Calculating predicted takes is                 and habitat preferences, and behavior
                                              possible product for public comment.                    not an exact science and there are                     and life history, of the potentially
                                                Comment 2: The Commission                             arguments for taking different                         affected species. Additional information
                                              recommends that NMFS refrain from                       mathematical approaches in different                   regarding population trends and threats
                                              using a source level reduction factor for               situations, and for making qualitative                 may be found in NMFS’s Stock
                                              sound attenuation device                                adjustments in other situations. We                    Assessment Reports (SAR;
                                              implementation during impact pile                       believe, however, that the methodology                 www.nmfs.noaa.gov/pr/sars/) and more
                                              driving for all relevant incidental take                used for take calculation in this IHA                  general information about these species
                                              authorizations due to the different noise               remains appropriate and is not at odds                 (e.g., physical and behavioral
                                              level reduction at different received                   with the 24-hour reset policy the                      descriptions) may be found on NMFS’s
amozie on DSK3GDR082PROD with NOTICES1




                                              ranges.                                                 Commission references. We look                         website (www.nmfs.noaa.gov/pr/
                                                Response 2: While it is true that noise               forward to continued discussion with                   species/mammals/).
                                              level reduction measured at different                   the Commission on this matter and will                    Table 1 lists all species with expected
                                              received ranges does vary, given that                   share the rounding guidance as soon as                 potential for occurrence in San
                                              both Level A and Level B estimation                     it is ready for public review.                         Francisco Bay and summarizes
                                              using geometric modeling is based on                       Comment 4: The Commission                           information related to the population or
                                              noise levels measured at near-source                    recommends that NMFS refrain from                      stock, including regulatory status under


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00022   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                                          Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                                               26017

                                              the MMPA and ESA and potential                                             mortality from anthropogenic sources                                       if known, that comprises that stock. For
                                              biological removal (PBR), where known.                                     are included here as gross indicators of                                   some species, this geographic area may
                                              For taxonomy, we follow Committee on                                       the status of the species and other                                        extend beyond U.S. waters. All managed
                                              Taxonomy (2016). PBR is defined by the                                     threats.                                                                   stocks in this region are assessed in
                                              MMPA as the maximum number of                                                Marine mammal abundance estimates                                        NMFS’s U.S. 2016 SARs (Carretta et al.,
                                              animals, not including natural                                             presented in this document represent                                       2017). All values presented in Table 1
                                              mortalities, that may be removed from a                                    the total number of individuals that                                       are the most recent available at the time
                                              marine mammal stock while allowing                                         make up a given stock or the total                                         of publication and are available in the
                                              that stock to reach or maintain its                                        number estimated within a particular                                       2016 SARs (Carretta et al., 2017)
                                              optimum sustainable population (as                                         study or survey area. NMFS’s stock
                                                                                                                                                                                                    (available online at:
                                              described in NMFS’s SARs). While no                                        abundance estimates for most species
                                                                                                                                                                                                    www.nmfs.noaa.gov/pr/sars/draft.htm).
                                              mortality is anticipated or authorized                                     represent the total estimate of
                                              here, PBR and annual serious injury and                                    individuals within the geographic area,
                                                                                         TABLE 1—MARINE MAMMAL SPECIES THAT MAY OCCUR IN THE ACTION AREA
                                                                                                                                                                                 ESA/
                                                                                                                                                                                MMPA           Stock abundance (CV, Nmin,                     Annual
                                                       Common name                                 Scientific name                                 Stock                        status;          most recent abundance            PBR         M/SI 3
                                                                                                                                                                               strategic                survey) 2
                                                                                                                                                                                (Y/N) 1

                                                                                                          Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                                                                                                                             Family Eschrichtiidae

                                              Gray whale ............................     Eschrichtius robustus ...........        Eastern North Pacific ...........           -; N ........   20,990 (0.05, 20,125, 2011)              624        132

                                                                                                                                    Family Balaenopteridae (rorquals)

                                              Fin Whale ..............................    Balaenoptera physalus .........          California/Oregon/Wash-                     E;Y ........    9,029 (0.12, 8,127, 2014) ....            81            2
                                                                                                                                     ington.
                                              Humpback Whale ..................           Megaptera novaeangliae ......            California/Oregon/Wash-                     E;Y ........    1,918 (.03, 1,876, 2014) ......           11        6.5
                                                                                                                                     ington.
                                              Minke Whale ..........................      Balaenoptera acutorostrata ..            California/Oregon/Wash-                     -; N ........   636 (0.72, 369, 2014) ..........         3.5        1.3
                                                                                                                                     ington.

                                                                                                             Superfamily Odontoceti (toothed whales, dolphins, and porpoises)

                                                                                                                                              Family Physeteridae

                                              Sperm whale .........................       Physeter macrocephalus ......            California/Oregon/Wash-                     E;Y ........    2,106 (0.58, 1,332, 2008) ....           2.7        1.7
                                                                                                                                     ington.

                                                                                                                                               Family Delphinidae

                                              Common Bottlenose Dolphin                   Tursiops truncatus ................      California Coastal .................        -; N ........   453 (0.06, 346, 2011) ..........      2.7                2
                                              Short-Beaked Common Dol-                    Delphinus delphis .................      California/Oregon/ ................         -; N ........   969,861 (0.17, 839,325,             8,393               40
                                                phin.                                                                                                                                            2014).

                                                                                                                                     Family Phocoenidae (porpoises)

                                              Harbor Porpoise ....................        Phocoena phocoena ............           San Francisco-Russian River                 -; N ........   9,886 (0.51, 6,625, 2011) ....            66            0

                                                                                                                               Order Carnivora—Superfamily Pinnipedia

                                                                                                                             Family Otariidae (eared seals and sea lions)

                                              California Sea Lion ................        Zalophus californianus .........         United States ........................      -; N ........   296,750 (N/A, 153,337,              9,200           389
                                                                                                                                                                                                 2011).
                                              Northern Fur Seal ..................        Callorhinus ursinus ...............      California, Eastern North Pa-               -; N ........   14,050 (N/A, 7,524, 2013) ...            451        1.8
                                                                                                                                     cific.
                                              Steller sea lion .......................    Eumetopias jubatus ..............        Eastern .................................   T; D .......    41,638 (N/A, 41,638, 2015)          2,498           108

                                                                                                                                      Family Phocidae (earless seals)

                                              Harbor seal ............................    Phoca vitulina .......................   California ..............................   -; N ........   30,968 (N/A, 27,348, 2012)          1,641           43
                                              Northern Elephant Seal .........            Mirounga angustirostris ........         California Breeding ...............         -; N ........   179,000 (N/A, 81,368, 2010)           542           3.2
                                                1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
                                              ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
                                              which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
                                              designated under the MMPA as depleted and as a strategic stock.
amozie on DSK3GDR082PROD with NOTICES1




                                                2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                           min is the minimum estimate of stock
                                              abundance. In some cases, CV is not applicable [explain if this is the case]
                                                3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fish-
                                              eries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
                                              mortality due to commercial fisheries is presented in some cases.
                                                Note: Italicized species are not expected to be taken or proposed for authorization.




                                         VerDate Sep<11>2014         20:19 Jun 04, 2018         Jkt 241001      PO 00000       Frm 00023        Fmt 4703        Sfmt 4703       E:\FR\FM\05JNN1.SGM          05JNN1


                                              26018                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                                 All species that could potentially                   to several hundred seals. One known                    During the non-breeding season, adult
                                              occur in the activity areas are included                haul out site is on the southern side of               and sub-adult males and juveniles
                                              in Table 1. However, the temporal or                    YBI, approximately 1,600 meters (5,250                 migrate northward along the coast, to
                                              spatial occurrence of the species                       feet) from Pier E6 and approximately                   central and northern California, Oregon,
                                              italicized in Table 1 is such that take is              2,800 meters (9,190 feet) from Pier E18.               Washington, and Vancouver Island
                                              not expected to occur, and they are not                 The YBI haul out site had a daily range                (Jefferson et al., 1993). They return
                                              discussed further beyond the                            of zero to 109 harbor seals hauled out                 south the following spring (Lowry and
                                              explanation provided here. San                          during September, October, and                         Forney 2005; Heath and Perrin 2008).
                                              Francisco Bay would be considered                       November, with the highest numbers                     Females and some juveniles tend to
                                              extralimital and these species have not                 hauled out during afternoon low tides                  remain closer to rookeries (Antonelis et
                                              been sighted during marine mammal                       (Department 2004b). Pile driving for the               al., 1990; Melin et al., 2008).
                                              monitoring conducted by Caltrans under                  SFOBB was not audible to the monitors                     California sea lions have been
                                              past IHAs.                                              just above the haul out site, and no                   observed occupying docks near Pier 39
                                                                                                      response to pile driving was observed.                 in San Francisco, about 3.2 miles (5.2
                                              Harbor Seal                                                Tide level also can affect haul out                 kilometers) from the project area, since
                                                 Harbor seals are found from Baja                     behavior, by exposing and submerging                   1987. The highest number of sea lions
                                              California to the eastern Aleutian                      preferred haul out sites. Tides likely                 recorded at Pier 39 was 1,701
                                              Islands of Alaska. The species primarily                affect the maximum number of seals                     individuals in November 2009 (De
                                              hauls out on remote mainland and                        hauled out, but time of day and the                    Rango, pers. comm., 2013). Occurrence
                                              island beaches and reefs, and estuary                   season have the greatest influence on                  of sea lions here typically is lowest in
                                              areas. Harbor seal tends to forage locally              haul out behavior (Stewart and Yochem                  June (breeding season) and highest in
                                              within 53 miles (85 kilometers) of haul                 1994; Patterson and Acevedo-Gutiérrez                 August. Approximately 85 percent of
                                              out sites (Harvey and Goley 2011).                      2008).                                                 the animals that haul out at this site are
                                              Harbor seal is the most common marine                      Harbor seals in the Bay are an isolated             males, and no pupping has been
                                              mammal species observed in the Bay                      population, although about 40 percent                  observed here or at any other site in the
                                              and also commonly is seen near the                      may move a short distance out of the                   Bay (Lander, pers. comm., 1999). Pier 39
                                              SFOBB east span (Department 2013b,                      Bay to forage (Manugian et al. 2017).                  is the only regularly used haul out site
                                              2013c). Tagging studies have shown that                 The Bay harbor seals likely are                        in the project vicinity, but sea lions
                                              most seals tagged in the Bay remain in                  accustomed to a noisy environment                      occasionally haul out on human-made
                                              the Bay (Harvey and Goley 2011;                         because of construction, vessel traffic,               structures, such as bridge piers, jetties,
                                              Manugian 2013). Foraging often occurs                   the Bay Area Rapid Transit (BART)                      or navigation buoys (Riedman 1990).
                                              in the Bay, as noted by observations of                 Transbay Tube, and mechanical noise                       During monitoring for the SFOBB
                                              seals exhibiting foraging behavior (short               (i.e., machinery, generators).                         Project, 80 California sea lions were
                                              dives less than 5 minutes, moving back                     During 251 days of SFOBB monitoring                 observed from 2000 through 2016. The
                                              and forth in an area, and sometimes                     from 2000 through 2016, 958 harbor                     number of sea lions that were sighted in
                                              tearing up prey at the surface).                        seals were observed in the vicinity of                 the project area decreased in 2015 and
                                                 The molt occurs from May through                     the SFOBB east span. Harbor seals made                 2016. Sea lions appear mainly to be
                                              June. During both pupping and molt                      up 90 percent of the marine mammals                    transiting through the project area rather
                                              seasons, the number of seals and the                    observed during monitoring for the                     than feeding, although two exceptions
                                              length of time hauled out per day                       SFOBB Project. In 2015 and 2016, the                   have occurred. In 2004, several sea lions
                                              increases, with about 60.5 percent of the               number of harbor seals sighted in the                  were observed following a school of
                                              population hauled out during this time                  project area increased (8 days of                      Pacific herring that moved through the
                                              versus less than 20 percent in fall                     monitoring and 95 sightings). Foraging                 project area, and one sea lion was
                                              (Yochem et al., 1987; Huber et al., 2001;               near the project area was common,                      observed eating a large fish in 2015.
                                              Harvey and Goley 2011). Mother-pup                      particularly in the coves adjacent to the                 Breeding and pupping occur from mid
                                              pairs spend more time on shore;                         YBI United States Coast Guard Station                  to late May until late July. After the
                                              therefore, the percentage of seals on                   and in Clipper Cove between YBI and                    mating season, adult males migrate
                                              shore at haul out sites increases during                Treasure Island. Foraging also occurred                northward to feeding areas as far away
                                              the pupping season (Stewart and                         in a shallow trench area southeast of                  as the Gulf of Alaska (Lowry et al.,
                                              Yochem 1994). Peak numbers of harbor                    YBI (Department 2013a, 2013b). These                   1992), and they remain away until
                                              seals hauling out in central California                 sites are more than 900 to 1,525 meters                spring (March–May), when they migrate
                                              occurs during late May to early June,                   (3,000 to 5,000 feet) west of Pier E6. In              back to the breeding colonies. Adult
                                              which coincides with the peak of their                  2015, juvenile harbor seals began                      females remain near the rookeries
                                              molt. Seals haul out more often and                     foraging around Piers E2W and E2E of                   throughout the year and alternate
                                              spend more time on shore to molt.                       the new SFOBB east span, and in 2016,                  between foraging and nursing their pups
                                              Yochem et al. (1987) found that harbor                  they extended east around Piers E3 to                  on shore until the next pupping/
                                              seals at San Miguel Island only hauled                  E5 of the new SFOBB east span.                         breeding season.
                                              out 11 to 19 percent of the time in fall,               Foraging can occur throughout the Bay,
                                              from late October through early                                                                                Northern Elephant Seal
                                                                                                      and prey abundance and distribution
                                              December.                                               affect where harbor seals will forage.                    Northern elephant seal is common on
                                                 Harbor seal tends to forage at night                 Most of the harbor seal sightings were                 California coastal mainland and island
                                              and haul out during the day. Harbor seal                animals transiting the area, likely                    sites, where the species pups, breeds,
amozie on DSK3GDR082PROD with NOTICES1




                                              predominately hauls out from 10 a.m. to                 moving from haul out sites or from                     rests, and molts. The largest rookeries
                                              7 p.m., with a peak in the afternoon                    foraging areas.                                        are on San Nicolas and San Miguel
                                              between 1 and 4 p.m. (Yochem et al.,                                                                           islands in the northern Channel Islands.
                                              1987; Stewart and Yochem 1994; Grigg                    California Sea Lion                                    Near the Bay, elephant seals breed,
                                              et al., 2002; London et al., 2012). Harbor                California sea lion breeds on the                    molt, and haul out at Año Nuevo Island,
                                              seals in the Bay typically haul out in                  offshore islands of California from May                the Farallon Islands, and Point Reyes
                                              groups ranging from a few individuals                   through July (Heath and Perrin 2008).                  National Seashore.


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00024   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                           26019

                                                 Northern elephant seals haul out to                  observed in the western Bay, from the                  early spring (Rice and Wolman 1971).
                                              give birth and breed from December                      Golden Gate Bridge to Oyster Point and                 The average gray whale migrates 4,660
                                              through March. Pups remain onshore or                   Redwood City, although one individual                  to 6,213 miles (7,500 to 10,000
                                              in adjacent shallow water through May.                  was observed frequently near the former                kilometers), at a rate of 91 miles/day
                                              Both sexes make two foraging                            Alameda Air Station (Perlman 2017). In                 (147 kilometers/day) (Jones and Swartz
                                              migrations each year: One after breeding                2017, two individuals have been                        2002). Gray whales generally calve and
                                              and the second after molting (Stewart                   observed regularly near Alameda                        breed during the winter, in lagoons in
                                              1989; Stewart and DeLong 1995). Adult                   (Keener, pers. comm., 2017) and likely                 Baja California (Jones and Swartz 2002),
                                              females migrate to the central North                    passed by the project area.                            although some calves are born along the
                                              Pacific to forage, and males migrate to                                                                        California coast during the migration
                                                                                                      Harbor Porpoise
                                              the Gulf of Alaska to forage (Robinson                                                                         south.
                                              et al. 2012). Pup mortality is high when                  This species seldom is found in
                                                                                                      waters warmer than 62.6 degrees                        Marine Mammal Hearing
                                              they make the first trip to sea in May,
                                              and this period correlates with the time                Fahrenheit (17 degrees Celsius) (Read                     Hearing is the most important sensory
                                              of most strandings. Pups of the year                    1990) or south of Point Conception, and                modality for marine mammals
                                              return in the late summer and fall, to                  occurs as far north as the Bering Sea                  underwater, and exposure to
                                              haul out at breeding rookery and small                  (Barlow and Hanan 1995; Carretta et al.,               anthropogenic sound can have
                                              haul out sites, but occasionally they                   2009; Carretta et al., 2012; Allen and                 deleterious effects. To appropriately
                                              may make brief stops in the Bay.                        Angliss 2013). The San Francisco–                      assess the potential effects of exposure
                                                 Generally, only juvenile elephant                    Russian River stock is found from                      to sound, it is necessary to understand
                                              seals enter the Bay and do not remain                   Pescadero, 18 miles (30 kilometers)                    the frequency ranges marine mammals
                                              long. The most recent sighting near the                 south of the Bay, to 99 miles (160                     are able to hear. Current data indicate
                                              project area was in 2012, on the beach                  kilometers) north of the Bay at Point                  that not all marine mammal species
                                              at Clipper Cove on Treasure Island,                     Arena (Carretta et al., 2012). In most                 have equal hearing capabilities (e.g.,
                                              when a healthy yearling elephant seal                   areas, harbor porpoise occurs in small                 Richardson et al., 1995; Wartzok and
                                              hauled out for approximately 1 day.                     groups, consisting of just a few                       Ketten, 1999; Au and Hastings 2008). To
                                              Approximately 100 juvenile northern                     individuals.                                           reflect this, Southall et al. (2007)
                                              elephant seals strand in or near the Bay                  Harbor porpoises are seen frequently                 recommended that marine mammals be
                                              each year, including individual                         outside the Bay, and they began to re-                 divided into functional hearing groups
                                              strandings at YBI and Treasure Island                   enter the Bay in 2008. Keener et al.                   based on directly measured or estimated
                                              (less than 10 strandings per year).                     (2012) reports sightings of harbor                     hearing ranges on the basis of available
                                                                                                      porpoises from just inside the Bay,                    behavioral response data, audiograms
                                              Northern Fur Seal                                       northeast to Tiburon and south to the                  derived using auditory evoked potential
                                                 Northern fur seal breeds on the                      SFOBB west span. In 17 years of                        techniques, anatomical modeling, and
                                              offshore islands of California and in the               monitoring in the project area, 24 harbor              other data. Note that no direct
                                              Bering Sea from May through July. Two                   porpoises have been observed, and all                  measurements of hearing ability have
                                              stocks of Northern fur seals may occur                  occurred between 2006 and 2015;                        been successfully completed for
                                              near the Bay, the California and Eastern                including two in 2014, five in 2015 and                mysticetes (i.e., low-frequency
                                              Pacific stocks. The California stock                    15 in 2017. In 2017, the number of                     cetaceans). Subsequently, NMFS (2016)
                                              breeds, pups, and forages off the                       harbor porpoises in the project area                   described generalized hearing ranges for
                                              California coast. The Eastern Pacific                   increased significantly. However, the                  these marine mammal hearing groups.
                                              stock breeds and pups on islands in the                 majority of harbor porpoise observations               Generalized hearing ranges were chosen
                                              Bearing Sea, but females and juveniles                  made during monitoring for the SFOBB                   based on the approximately 65 dB
                                              move south to California waters to                      Project have been at distances ranging                 threshold from the normalized
                                              forage in the fall and winter months.                   from 2,438 to 3,048 meters (8,000 to                   composite audiograms, with the
                                                 Both the California and Eastern                      10,000 feet) from the work area.                       exception for lower limits for low-
                                              Pacific stocks forage in the offshore                                                                          frequency cetaceans where the lower
                                                                                                      Gray Whale
                                              waters of California, but only sick,                                                                           bound was deemed to be biologically
                                              emaciated, or injured fur seals enter the                  The eastern North Pacific population                implausible and the lower bound from
                                              Bay. The Marine Mammal Center                           of gray whales ranges from the southern                Southall et al. (2007) retained. The
                                              (TMMC) occasionally picks up stranded                   tip of Baja California, Mexico to the                  functional groups and the associated
                                              fur seals around YBI and Treasure                       Chukchi and Beaufort Seas (Jefferson et                frequencies are indicated below (note
                                              Island. The rare occurrence of northern                 al., 1993). The gray whale makes a well-               that these frequency ranges correspond
                                              fur seal near the SFOBB east span makes                 defined, seasonal north-south migration.               to the range for the composite group,
                                              it unlikely that the species will be                    Most of the population summers in the                  with the entire range not necessarily
                                              exposed to implosion activities.                        shallow waters of the northern Bering                  reflecting the capabilities of every
                                                                                                      Sea, the Chukchi Sea, and the western                  species within that group):
                                              Bottlenose Dolphin                                      Beaufort Sea (Rice and Wolman 1971).                      • Low-frequency cetaceans
                                                This species is found within 0.6 mile                 However, some individuals also                         (mysticetes): Generalized hearing is
                                              (1 kilometer) of shore and occurs from                  summer along the Pacific coast, from                   estimated to occur between
                                              northern Baja California, Mexico to                     Vancouver Island to central California                 approximately 7 hertz (Hz) and 35
                                              Bodega Bay, with the range extending                    (Rice and Wolman 1971; Darling 1984;                   kilohertz (kHz);
amozie on DSK3GDR082PROD with NOTICES1




                                              north over the last several decades                     Nerini 1984). In October and November,                    • Mid-frequency cetaceans (larger
                                              related to El Niño events and increased                gray whales begin to migrate south and                 toothed whales, beaked whales, and
                                              ocean temperatures. As the range of                     follow the shoreline to breeding grounds               most delphinids): Generalized hearing is
                                              bottlenose dolphins extended north,                     along the western coast of Baja                        estimated to occur between
                                              dolphins began entering the Bay in 2010                 California and the southeastern Gulf of                approximately 150 Hz and 160 kHz;
                                              (Szczepaniak 2013). Until 2016, most                    California (Braham 1984). Gray whales                     • High-frequency cetaceans
                                              bottlenose dolphins in the Bay were                     begin heading north in late winter and                 (porpoises, river dolphins, and members


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00025   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26020                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              of the genera Kogia and                                 controlled charges (i.e., implosion                    pinnipeds in water, data are limited to
                                              Cephalorhynchus; including two                          events) could adversely affect marine                  measurements of TTS in harbor seals, an
                                              members of the genus Lagenorhynchus,                    mammal species and stocks by exposing                  elephant seal, and California sea lions
                                              on the basis of recent echolocation data                them to elevated noise levels in the                   (Kastak et al., 1999, 2005; Kastelein et
                                              and genetic data): Generalized hearing is               vicinity of the activity area. Based on                al., 2012b).
                                              estimated to occur between                              the nature of the other activities                        Marine mammal hearing plays a
                                              approximately 275 Hz and 160 kHz.                       associated with the dismantling of Piers               critical role in communication with
                                                 • Pinnipeds in water; Phocidae (true                 E6 through E18 of the original SFOBB                   conspecifics, and interpretation of
                                              seals): Generalized hearing is estimated                East Span (mechanical dismantling) and                 environmental cues for purposes such
                                              to occur between approximately 50 Hz                    measured sound levels from those                       as predator avoidance and prey capture.
                                              to 86 kHz;                                              activities during past monitoring                      Depending on the degree (elevation of
                                                 • Pinnipeds in water; Otariidae (eared               associated with previous IHAs, NMFS                    threshold in dB), duration (i.e., recovery
                                              seals): Generalized hearing is estimated                does not expect activities other than                  time), and frequency range of TTS, and
                                              to occur between 60 Hz and 39 kHz.                      implosion events to contribute to                      the context in which it is experienced,
                                                 The pinniped functional hearing                      underwater noise levels such that take                 TTS can have effects on marine
                                              group was modified from Southall et al.                 of marine mammals will potentially                     mammals ranging from discountable to
                                              (2007) on the basis of data indicating                  occur.                                                 serious (similar to those discussed in
                                              that phocid species have consistently                      Exposure to high intensity sound for                auditory masking, below). For example,
                                              demonstrated an extended frequency                      a sufficient duration may result in                    a marine mammal may be able to readily
                                              range of hearing compared to otariids,                  behavioral reactions and auditory effects              compensate for a brief, relatively small
                                              especially in the higher frequency range                such as a noise-induced threshold                      amount of TTS in a non-critical
                                              (Hemilä et al., 2006; Kastelein et al.,                shift—an increase in the auditory                      frequency range that occurs during a
                                              2009; Reichmuth and Holt, 2013).                        threshold after exposure to noise                      time where ambient noise is lower and
                                                 For more detail concerning these                     (Finneran et al., 2005). Factors that                  there are not as many competing sounds
                                              groups and associated frequency ranges,                 influence the amount of threshold shift                present. Alternatively, a larger amount
                                              please see NMFS (2016) for a review of                  include the amplitude, duration,                       and longer duration of TTS sustained
                                              available information. seven marine                     frequency content, temporal pattern,                   during time when communication is
                                              mammal species (three cetacean and                      and energy distribution of noise                       critical for successful mother/calf
                                              four pinniped (three otariid and one                    exposure. The magnitude of hearing                     interactions could have more serious
                                              phocid) species) have the reasonable                    threshold shift normally decreases over                impacts. Also, depending on the degree
                                              potential to co-occur with the                          time following cessation of the noise                  and frequency range, the effects of PTS
                                              construction activities. Please refer to                exposure. The amount of threshold shift                on an animal could range in severity,
                                              Table 1. Of the cetacean species that                   just after exposure is the initial                     although it is considered generally more
                                              may be present, one is classified as low-               threshold shift. If the threshold shift                serious because it is a permanent
                                              frequency cetaceans (gray whale), one is                eventually returns to zero (i.e., the                  condition. Of note, reduced hearing
                                              classified as mid-frequency cetaceans                   threshold returns to the pre-exposure                  sensitivity as a simple function of aging
                                              (bottlenose dolphin), and one is                        value), it is a temporary threshold shift              has been observed in marine mammals,
                                              classified as high-frequency cetaceans                  (Southall et al., 2007).                               as well as humans and other taxa
                                              (harbor porpoise).                                         When animals exhibit reduced                        (Southall et al., 2007), so one can infer
                                                                                                      hearing sensitivity (i.e., sounds must be              that strategies exist for coping with this
                                              Potential Effects of Specified Activities               louder for an animal to detect them)                   condition to some degree, though likely
                                              on Marine Mammals and Their Habitat                     following exposure to an intense sound                 not without cost.
                                                 This section includes a summary and                  or sound for long duration, it is referred                In addition, chronic exposure to
                                              discussion of the ways that components                  to as a noise-induced threshold shift                  excessive, though not high-intensity,
                                              of the specified activity may impact                    (TS). An animal can experience                         noise could cause masking at particular
                                              marine mammals and their habitat. The                   temporary threshold shift (TTS) or                     frequencies for marine mammals that
                                              ‘‘Estimated Take by Incidental                          permanent threshold shift (PTS). TTS                   utilize sound for vital biological
                                              Harassment’’ section later in this                      can last from minutes or hours to days                 functions (Clark et al., 2009). Acoustic
                                              document includes a quantitative                        (i.e., there is complete recovery), can                masking occurs when other noises, such
                                              analysis of the number of individuals                   occur in specific frequency ranges (i.e.,              as those from human sources, interfere
                                              that are expected to be taken by this                   an animal might only have a temporary                  with animal detection of acoustic
                                              activity. The ‘‘Negligible Impact                       loss of hearing sensitivity between the                signals such as communication calls,
                                              Analysis and Determination’’ section                    frequencies of 1 and 10 kHz), and can                  echolocation sounds, and
                                              considers the content of this section, the              be of varying amounts (for example, an                 environmental sounds important to
                                              ‘‘Estimated Take by Incidental                          animal’s hearing sensitivity might be                  marine mammals. Therefore, under
                                              Harassment’’ section, and the                           reduced initially by only 6 decibel (dB)               certain circumstances, marine mammals
                                              ‘‘Mitigation’’ section, to draw                         or reduced by 30 dB). PTS is a                         whose acoustical sensors or
                                              conclusions regarding the likely impacts                permanent loss within a specific                       environment are being severely masked
                                              of these activities on the reproductive                 frequency range.                                       could also be impaired from maximizing
                                              success or survivorship of individuals                     For cetaceans, published TTS data are               their performance fitness in survival
                                              and how those impacts on individuals                    limited to the captive bottlenose                      and reproduction.
                                              are likely to impact marine mammal                      dolphin, beluga, harbor porpoise, and                     Masking occurs at the frequency band,
amozie on DSK3GDR082PROD with NOTICES1




                                              species or stocks.                                      Yangtze finless porpoise (Finneran et                  which the animals utilize. However,
                                                                                                      al., 2000, 2002, 2003, 2005, 2007, 2010a,              lower frequency man-made noises are
                                              General Information on Potential Effects                2010b; Finneran and Schlundt, 2010;                    more likely to affect detection of
                                                Explosives are impulsive sounds,                      Lucke et al., 2009; Mooney et al., 2009a,              communication calls and other
                                              which are characterized by short                        2009b; Popov et al., 2011a, 2011b;                     potentially important natural sounds
                                              duration, abrupt onset, and rapid decay.                Kastelein et al., 2012a; Schlundt et al.,              such as surf and prey noise. It may also
                                              The Caltrans SFOBB work using                           2000; Nachtigall et al., 2003, 2004). For              affect communication signals when they


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00026   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                             26021

                                              occur near the noise band and thus                      pinnipeds (California sea lions and                    gastrointestinal (GI) tract, are especially
                                              reduce the communication space of                       northern fur seals).                                   susceptible (Goertner 1982; Hill 1978;
                                              animals (e.g., Clark et al., 2009) and                    The biological significance of many of               Yelverton et al., 1973). In addition, gas-
                                              cause increased stress levels (e.g., Foote              these behavioral disturbances is difficult             containing organs including the nasal
                                              et al., 2004; Holt et al., 2009).                       to predict, especially if the detected                 sacs, larynx, pharynx, trachea, and
                                                 Unlike TS, masking, which can occur                  disturbances appear minor. However,                    lungs may be damaged by compression/
                                              over large temporal and spatial scales,                 the consequences of behavioral                         expansion caused by the oscillations of
                                              can potentially affect the species at                   modification could be biologically                     the blast gas bubble. Intestinal walls can
                                              population, community, or even                          significant if the change affects growth,              bruise or rupture, with subsequent
                                              ecosystem levels, as well as individual                 survival, and/or reproduction, which                   hemorrhage and escape of gut contents
                                              levels. Masking affects both senders and                depends on the severity, duration, and                 into the body cavity. Less severe GI tract
                                              receivers of the signals and could have                 context of the effects.                                injuries include contusions, petechiae
                                              long-term chronic effects on marine                     Potential Effects From Controlled Pier                 (small red or purple spots caused by
                                              mammal species and populations.                         Implosion                                              bleeding in the skin), and slight
                                              Recent science suggests that low                                                                               hemorrhaging (Yelverton et al., 1973).
                                                                                                        It is expected that an intense impulse                  Because the ears are the most
                                              frequency ambient sound levels have
                                                                                                      from the controlled blasting of Piers E19              sensitive to pressure, they are the organs
                                              increased by as much as 20 dB (more
                                                                                                      and E20 have the potential to impact                   most sensitive to injury (Ketten 2000).
                                              than 3 times in terms of sound pressure
                                                                                                      marine mammals in the vicinity of the                  Sound-related damage associated with
                                              level) in the world’s ocean from pre-
                                                                                                      activity. The majority of impacts will be              blast noise can be theoretically distinct
                                              industrial periods, and most of these
                                                                                                      startle behavioral responses and                       from injury from the shock wave,
                                              increases are from distant shipping
                                                                                                      temporary behavioral modification of                   particularly farther from the explosion.
                                              (Hildebrand 2009). For Caltrans’ SFOBB
                                                                                                      marine mammals. However, a few                         If an animal is able to hear a noise, at
                                              construction activities, noises from
                                                                                                      individual animals could be exposed to                 some level it can damage its hearing by
                                              controlled blasting is not likely to                    sound levels that may cause TTS.
                                              contribute to the elevated ambient noise                                                                       causing decreased sensitivity (Ketten
                                                                                                        The underwater explosion will send a                 1995). Sound-related trauma can be
                                              levels in the project area in such a way                shock wave and blast noise through the
                                              as to increasing potential for or severity                                                                     lethal or sublethal. Lethal impacts are
                                                                                                      water, release gaseous by-products,                    those that result in immediate death or
                                              of masking. Baseline ambient noise                      create an oscillating bubble, and cause
                                              levels in the Bay are very high due to                                                                         serious debilitation in or near an intense
                                                                                                      a plume of water to shoot up from the                  source and are not, technically, pure
                                              ongoing shipping, construction and                      water surface. The shock wave and blast
                                              other activities in the Bay, and the                                                                           acoustic trauma (Ketten 1995). Sublethal
                                                                                                      noise are of most concern to marine                    impacts include hearing loss, which is
                                              sound associated with the controlled                    animals. The effects of an underwater                  caused by exposures to perceptible
                                              blasting activities will be very brief.                 explosion on a marine mammal depends                   sounds. Severe damage (from the shock
                                                 Finally, exposure of marine mammals                  on many factors, including the size,                   wave) to the ears includes tympanic
                                              to certain sounds could lead to                         type, and depth of both the animal and                 membrane rupture, fracture of the
                                              behavioral disturbance (Richardson et                   the explosive charge; the depth of the                 ossicles, damage to the cochlea,
                                              al., 1995), such as: Changing durations                 water column; and the standoff distance                hemorrhage, and cerebrospinal fluid
                                              of surfacing and dives, number of blows                 between the charge and the animal, as                  leakage into the middle ear. Moderate
                                              per surfacing, or moving direction and/                 well as the sound propagation                          injury implies partial hearing loss due
                                              or speed; reduced/increased vocal                       properties of the environment. Potential               to tympanic membrane rupture and
                                              activities; changing/cessation of certain               impacts can range from brief effects                   blood in the middle ear. Permanent
                                              behavioral activities (such as socializing              (such as behavioral disturbance), tactile              hearing loss also can occur when the
                                              or feeding); visible startle response or                perception, physical discomfort, slight                hair cells are damaged by one very loud
                                              aggressive behavior (such as tail/fluke                 injury of the internal organs and the                  event, as well as by prolonged exposure
                                              slapping or jaw clapping); avoidance of                 auditory system, to death of the animal                to a loud noise or chronic exposure to
                                              areas where noise sources are located;                  (Yelverton et al., 1973; DoN, 2001).                   noise. The level of impact from blasts
                                              and/or flight responses (e.g., pinnipeds                Non-lethal injury includes slight injury               depends on both an animal’s location
                                              flushing into water from haul outs or                   to internal organs and the auditory                    and, at outer zones, on its sensitivity to
                                              rookeries).                                             system; however, delayed lethality can                 the residual noise (Ketten 1995).
                                                 The onset of behavioral disturbance                  be a result of individual or cumulative                   The above discussion concerning
                                              from anthropogenic noise depends on                     sublethal injuries (DoN, 2001).                        underwater explosions only pertains to
                                              both external factors (characteristics of               Immediate lethal injury would be a                     open water detonations in a free field.
                                              noise sources and their paths) and the                  result of massive combined trauma to                   Caltrans’ demolition of Piers E19 and
                                              receiving animals (hearing, motivation,                 internal organs as a direct result of                  E20 using controlled implosion uses a
                                              experience, demography) and is also                     proximity to the point of detonation                   confined detonation method, meaning
                                              difficult to predict (Southall et al.,                  (DoN 2001). Generally, the higher the                  that the charges will be placed within
                                              2007). For impulse noises (such as the                  level of impulse and pressure level                    the structure. Therefore, most energy
                                              controlled implosions associated with                   exposure, the more severe the impact to                from the explosive shock wave will be
                                              the dismantling of the original SFOBB                   an individual.                                         absorbed through the destruction of the
                                              spans), NMFS uses received levels of                      Injuries resulting from a shock wave                 structure itself, and will not propagate
                                              165 dB SEL to predict the onset of                      take place at boundaries between tissues               through the open water. Measurements
amozie on DSK3GDR082PROD with NOTICES1




                                              behavioral harassment for mid-                          of different density. Different velocities             and modeling from confined underwater
                                              frequency cetaceans and phocid                          are imparted to tissues of different                   detonation for structure removal
                                              pinnipeds (bottlenose dolphins and                      densities, and this can lead to their                  showed that energy from shock waves
                                              harbor seals and northern elephant                      physical disruption. Blast effects are                 and noise impulses were greatly
                                              seals, respectively); 135 dB SEL for                    greatest at the gas-liquid interface                   reduced in the water column compared
                                              high-frequency cetaceans (harbor                        (Landsberg 2000). Gas-containing                       to expected levels from open water
                                              porpoises); and 183 dB SEL for otariid                  organs, particularly the lungs and                     detonations (Hempen et al., 2007;


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00027   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26022                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              Department 2016). Therefore, with                       SFOBB project, incorporated by                         Southall et al., 2007). Please see
                                              monitoring and mitigation measures                      reference into NMFS’ 2003 EA and                       Southall et al. (2007) for an in-depth
                                              discussed below, Caltrans’ controlled                   subsequent Supplemental EAs (2009                      discussion of these concepts.
                                              implosions of Piers E19 and E20 are not                 and 2015) for the issuance of IHAs for                    Pulsed sound sources (e.g.,
                                              likely to have injury or mortality effects              the SFOBB project.                                     explosions, gunshots, sonic booms,
                                              on marine mammals in the project                           Marine mammal forage on fish within                 impact pile driving) produce signals
                                              vicinity. Instead, NMFS considers that                  SFB and pier implosions have the                       that are brief (typically considered to be
                                              Caltrans’ controlled implosions in the                  potential to injure or kill fish in the                less than one second), broadband, atonal
                                              San Francisco Bay are most likely to                    immediate area. During previous pier                   transients (ANSI 1986; Harris 1998;
                                              cause behavioral harassment and may                     implosion and pile driving activities,                 NIOSH 1998; ISO 2003; ANSI 2005) and
                                              cause TTS in a few individual of marine                 Caltrans reported mortality to prey                    occur either as isolated events or
                                              mammals, as discussed below.                            species of marine mammals, including                   repeated in some succession. Pulsed
                                                 Changes in marine mammal behavior                    northern anchovies and Pacific herring                 sounds are all characterized by a
                                              are expected to result from acute stress,               (Department 2016), averaging                           relatively rapid rise from ambient
                                              or startle, responses. This expectation is              approximately 200 fish per implosion                   pressure to a maximal pressure value
                                              based on the idea that some sort of                     event (none of which were ESA-listed                   followed by a rapid decay period that
                                              physiological trigger must exist to                     species and none of which are managed                  may include a period of diminishing,
                                              change any behavior that is already                     under a Fishery Management Plan).                      oscillating maximal and minimal
                                              being performed, and this may occur                     These few isolated fish mortality events               pressures, and generally have an
                                              due to being startled by the implosion                  are not anticipated to have a substantial              increased capacity to induce physical
                                              events. The exception to this                           effect on prey species populations or                  injury as compared with sounds that
                                              expectation is the case of behavioral                   their availability as a food resource for              lack these features.
                                              changes due to auditory masking                         marine mammals.                                           Non-pulsed sounds can be tonal,
                                              (increasing call rates or volumes to                       Studies on explosives also suggest                  narrowband, or broadband, brief or
                                              counteract increased ambient noise).                    that larger fish are generally less                    prolonged, and may be either
                                              Masking is not likely since the Caltrans’               susceptible to death or injury than small              continuous or non-continuous (ANSI
                                              controlled implosion will only consist                  fish, and results of most studies are                  1995; NIOSH 1998). Some of these non-
                                              of five to six short, sequential                        dependent upon specific biological,                    pulsed sounds can be transient signals
                                              detonations that last for approximately                 environmental, explosive, and data                     of short duration but without the
                                              3–4 seconds each.                                       recording factors. For example,                        essential properties of pulses (e.g., rapid
                                                 The removal of the SFOBB East Span                   elongated forms that are round in cross                rise time). Examples of non-pulsed
                                              is not likely to negatively affect the                  section are less at risk than deep-bodied              sounds include those produced by
                                              habitat of marine mammal populations                    forms; orientation of fish relative to the             vessels, aircraft, machinery operations
                                              because no permanent loss of habitat                    shock wave may also affect the extent of               such as drilling or dredging, vibratory
                                              will occur, and only a minor, temporary                 injury; and finally, open water pelagic                pile driving, and active sonar systems.
                                              modification of habitat will occur due to               fish, such as those expected to be in the              The duration of such sounds, as
                                              the addition of sound and activity                      project area, seem to be less affected                 received at a distance, can be greatly
                                              associated with the dismantling                         than reef fishes.                                      extended in a highly reverberant
                                              activities.                                                The huge variation in fish                          environment.
                                                 Project activities will not affect any               populations, including numbers,                           Impact hammers operate by
                                              pinniped haul out sites or pupping sites.               species, sizes, and orientation and range              repeatedly dropping a heavy piston onto
                                              The YBI harbor seal haul out site is on                 from the detonation point, makes it very               a pile to drive the pile into the substrate.
                                              the opposite site of the island from the                difficult to accurately predict mortalities            Sound generated by impact hammers is
                                              SFOBB Project area. Because of the                      at any specific site of detonation. Most               characterized by rapid rise times and
                                              distance and the island blocking the                    fish species experience a large number                 high peak levels, a potentially injurious
                                              sound, underwater noise and pressure                    of natural mortalities, especially during              combination (Hastings and Popper
                                              levels from the SFOBB Project will not                  early life-stages, and any small level of              2005). Vibratory hammers install piles
                                              reach the haul out site. Other haul out                 mortality caused by the Caltrans’                      by vibrating them and allowing the
                                              sites for sea lions and harbor seals are                controlled implosion events will likely                weight of the hammer to push them into
                                              at a sufficient distance from the SFOBB                 be insignificant to the population as a                the sediment. Vibratory hammers
                                              Project area that they will not be                      whole. This negligible effect on                       produce significantly less sound than
                                              affected. The closest recognized harbor                 population levels of forage fish should                impact hammers. Peak SPLs may be 180
                                              seal pupping site is at Castro Rocks,                   ensure continued prey availability for                 dB or greater, but are generally 10 to 20
                                              approximately 8.7 miles (14 kilometers)                 marine mammal species in the area.                     dB lower than SPLs generated during
                                              from the SFOBB Project area. No sea                                                                            impact pile driving of the same-sized
                                              lion rookeries are found in the Bay.                    Potential Effects of Pile Driving                      pile (Oestman et al., 2009). Rise time is
                                                 The addition of underwater sound                     Activities                                             slower, reducing the probability and
                                              from SFOBB Project activities to                          In-water construction activities                     severity of injury, and sound energy is
                                              background noise levels can constitute a                associated with the project will include               distributed over a greater amount of
                                              potential cumulative impact on marine                   impact pile driving, vibratory pile                    time (Nedwell and Edwards 2002;
                                              mammals. However, these potential                       driving, and removal. The sounds                       Carlson et al., 2005).
                                              cumulative noise impacts will be short                  produced by these activities fall into                    The effects of sounds from pile
amozie on DSK3GDR082PROD with NOTICES1




                                              in duration and will not occur in                       one of two general sound types: Pulsed                 driving might include one or more of
                                              biologically important areas, will not                  and non-pulsed (defined in the                         the following: Temporary or permanent
                                              significantly affect biologically                       following). The distinction between                    hearing impairment, non-auditory
                                              important activities, and are not                       these two sound types is important                     physical or physiological effects,
                                              expected to have significant                            because they have differing potential to               behavioral disturbance, and masking
                                              environmental effects, as noted in the                  cause physical effects, particularly with              (Richardson et al., 1995; Gordon et al.,
                                              original FHWA 2001 FEIS for the                         regard to hearing (e.g., Ward 1997 in                  2003; Nowacek et al., 2007; Southall et


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00028   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                            26023

                                              al., 2007). The effects of pile driving or              changing/cessation of certain behavioral               marine mammals. Available data
                                              drilling on marine mammals are                          activities (such as socializing or                     suggest that such effects, if they occur
                                              dependent on several factors, including                 feeding); visible startle response or                  at all, will presumably be limited to
                                              the type and depth of the animal; the                   aggressive behavior (such as tail/fluke                short distances from the sound source
                                              pile size and type, and the intensity and               slapping or jaw clapping); avoidance of                and to activities that extend over a
                                              duration of the pile driving or drilling                areas where sound sources are located;                 prolonged period. The available data do
                                              sound; the substrate; the standoff                      and/or flight responses (e.g., pinnipeds               not allow identification of a specific
                                              distance between the pile and the                       flushing into water from haulouts or                   exposure level above which non-
                                              animal; and the sound propagation                       rookeries). Pinnipeds may increase their               auditory effects can be expected
                                              properties of the environment. Impacts                  haul-out time, possibly to avoid in-                   (Southall et al., 2007) or any meaningful
                                              to marine mammals from pile driving                     water disturbance (Thorson and Reyff                   quantitative predictions of the numbers
                                              are expected to result primarily from                   2006). If a marine mammal responds to                  (if any) of marine mammals that might
                                              acoustic pathways. As such, the degree                  a stimulus by changing its behavior                    be affected in those ways. Marine
                                              of effect is intrinsically related to the               (e.g., through relatively minor changes                mammals that show behavioral
                                              frequency, received level, and duration                 in locomotion direction/speed or                       avoidance of pile driving, including
                                              of the sound exposure, which are in                     vocalization behavior), the response                   some odontocetes and some pinnipeds,
                                              turn influenced by the distance between                 may or may not constitute taking at the                are especially unlikely to incur auditory
                                              the animal and the source. The further                  individual level, and is unlikely to                   impairment or non-auditory physical
                                              away from the source, the less intense                  affect the stock or the species as a                   effects.
                                              the exposure should be. The substrate                   whole. However, if a sound source                         Auditory Masking—Natural and
                                              and depth of the habitat affect the sound               displaces marine mammals from an                       artificial sounds can disrupt behavior by
                                              propagation properties of the                           important feeding or breeding area for a               masking. The frequency range of the
                                              environment. In addition, substrates                    prolonged period, impacts on animals,                  potentially masking sound is important
                                              that are soft (e.g., sand) will absorb or               and if so potentially on the stock or                  in determining any potential behavioral
                                              attenuate the sound more readily than                   species, could potentially be significant              impacts. Because sound generated from
                                              hard substrates (e.g., rock), which may                 (e.g., Lusseau and Bejder 2007; Weilgart               in-water pile driving and removal is
                                              reflect the acoustic wave. Soft porous                  2007).                                                 mostly concentrated at low-frequency
                                              substrates will also likely require less                   The biological significance of many of
                                                                                                                                                             ranges, it may have less effect on high
                                              time to drive the pile, and possibly less               these behavioral disturbances is difficult
                                                                                                                                                             frequency echolocation sounds made by
                                              forceful equipment, which will                          to predict, especially if the detected
                                                                                                                                                             porpoises. Given that the energy
                                              ultimately decrease the intensity of the                disturbances appear minor. However,
                                                                                                                                                             distribution of pile driving covers a
                                              acoustic source.                                        the consequences of behavioral
                                                                                                                                                             broad frequency spectrum, sound from
                                                 In the absence of mitigation, impacts                modification could be biologically
                                                                                                                                                             these sources will likely be within the
                                              to marine species could be expected to                  significant if the change affects growth,
                                              include physiological and behavioral                                                                           audible range of marine mammals
                                                                                                      survival, or reproduction. Significant
                                              responses to the acoustic signature                                                                            present in the project area. Impact pile
                                                                                                      behavioral modifications that could
                                              (Viada et al., 2008). Potential effects                                                                        driving activity is relatively short-term,
                                                                                                      potentially lead to effects on growth,
                                              from impulsive sound sources like pile                                                                         with rapid pulses occurring for
                                                                                                      survival, or reproduction include:
                                              driving can range in severity from                         • Drastic changes in diving/surfacing               approximately fifteen minutes per pile.
                                              effects such as behavioral disturbance to               patterns (such as those thought to cause               The probability for impact pile driving
                                              temporary or permanent hearing                          beaked whale stranding due to exposure                 resulting from this action masking
                                              impairment (Yelverton et al., 1973). Due                to military mid-frequency tactical                     acoustic signals important to the
                                              to the nature of the pile driving sounds                sonar);                                                behavior and survival of marine
                                              in the project, behavioral disturbance is                  • Longer-term habitat abandonment                   mammal species is low. Vibratory pile
                                              the most likely effect from the activity.               due to loss of desirable acoustic                      driving is also relatively short-term,
                                              Marine mammals exposed to high                          environment; and                                       with rapid oscillations occurring for
                                              intensity sound repeatedly or for                          • Longer-term cessation of feeding or               approximately one and a half hours per
                                              prolonged periods can experience                        social interaction.                                    pile. It is possible that vibratory pile
                                              hearing threshold shifts. PTS constitutes                  The onset of behavioral disturbance                 driving resulting from this action may
                                              injury, but TTS does not (Southall et al.,              from anthropogenic sound depends on                    mask acoustic signals important to the
                                              2007). Based on the best scientific                     both external factors (characteristics of              behavior and survival of marine
                                              information available, the SPLs for the                 sound sources and their paths) and the                 mammal species, but the short-term
                                              construction activities in this project are             specific characteristics of the receiving              duration and limited affected area will
                                              below the thresholds that could cause                   animals (hearing, motivation,                          result in insignificant impacts from
                                              TTS or the onset of PTS.                                experience, demography) and is difficult               masking. Any masking event that could
                                                 Responses to continuous sound, such                  to predict (Southall et al., 2007).                    possibly rise to Level B harassment
                                              as vibratory pile installation, have not                   Non-Auditory Physiological Effects—                 under the MMPA will occur
                                              been documented as well as responses                    Non-auditory physiological effects or                  concurrently within the zones of
                                              to pulsed sounds. With both types of                    injuries that theoretically might occur in             behavioral harassment already
                                              pile driving, it is likely that the onset of            marine mammals exposed to strong                       estimated for vibratory and impact pile
                                              pile driving could result in temporary,                 underwater sound include stress,                       driving, and which have already been
                                              short-term changes in an animal’s                       neurological effects, bubble formation,                taken into account in the exposure
amozie on DSK3GDR082PROD with NOTICES1




                                              typical behavior and/or avoidance of the                resonance effects, and other types of                  analysis.
                                              affected area. These behavioral changes                 organ or tissue damage (Cox et al., 2006;              Estimated Take
                                              may include (Richardson et al., 1995):                  Southall et al., 2007). Studies examining
                                              Changing durations of surfacing and                     such effects are limited. In general, little             This section provides an estimate of
                                              dives, number of blows per surfacing, or                is known about the potential for pile                  the number of incidental takes for
                                              moving direction and/or speed;                          driving or removal to cause auditory                   authorization through this IHA, which
                                              reduced/increased vocal activities;                     impairment or other physical effects in                will inform both NMFS’ consideration


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00029   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26024                                    Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              of ‘‘small numbers’’ and the negligible                             water that will be ensonified above                   driving, drilling) and above 160 dB re 1
                                              impact determination.                                               these levels in a day; (3) the density or             mPa (rms) for non-explosive impulsive
                                                 Harassment is the only type of take                              occurrence of marine mammals within                   (e.g., seismic airguns) or intermittent
                                              expected to result from these activities.                           these ensonified areas; and, (4) and the              (e.g., scientific sonar) sources.
                                              Except with respect to certain activities                           number of days of activities. Below, we                  Caltrans’s activity includes the use of
                                              not pertinent here, section 3(18) of the                            describe these components in more                     continuous (vibratory pile driving) and
                                              MMPA defines ‘‘harassment’’ as any act                              detail and present the take estimate.                 impulsive (impact pile driving) sources,
                                              of pursuit, torment, or annoyance which                                                                                   and therefore the 120 and 160 dB re 1
                                                                                                                  Acoustic Thresholds
                                              (i) has the potential to injure a marine                                                                                  mPa (rms) thresholds are applicable.
                                              mammal or marine mammal stock in the                                   Using the best available science,
                                                                                                                                                                           Level A harassment for non-explosive
                                              wild (Level A harassment); or (ii) has                              NMFS has developed acoustic
                                                                                                                                                                        sources—NMFS’ Technical Guidance
                                              the potential to disturb a marine                                   thresholds that identify the received
                                                                                                                                                                        for Assessing the Effects of
                                              mammal or marine mammal stock in the                                level of underwater sound above which
                                                                                                                                                                        Anthropogenic Sound on Marine
                                              wild by causing disruption of behavioral                            exposed marine mammals will be
                                                                                                                                                                        Mammal Hearing (Technical Guidance,
                                              patterns, including, but not limited to,                            reasonably expected to be behaviorally
                                                                                                                                                                        2016) identifies dual criteria to assess
                                              migration, breathing, nursing, breeding,                            harassed (equated to Level B
                                                                                                                                                                        auditory injury (Level A harassment) to
                                              feeding, or sheltering (Level B                                     harassment) or to incur PTS of some
                                                                                                                                                                        five different marine mammal groups
                                              harassment).                                                        degree (equated to Level A harassment).
                                                                                                                                                                        (based on hearing sensitivity) as a result
                                                 Authorized takes will be by Level B                              Thresholds have also been developed to
                                                                                                                                                                        of exposure to noise from two different
                                              harassment only, in the form of                                     identify the pressure levels above which
                                                                                                                                                                        types of sources (impulsive or non-
                                              disruption of behavioral patterns and                               animals may incur different types of
                                                                                                                                                                        impulsive). Caltrans’ activity includes
                                              TTS, for individual marine mammals                                  tissue damage from exposure to pressure
                                                                                                                                                                        the use of impulsive (impact driving)
                                              resulting from exposure to pile driving                             waves from explosive detonation.
                                                                                                                     Level B harassment for non-explosive               AND non-impulsive (vibratory driving)
                                              and controlled blasting. Based on the
                                                                                                                  sources—Though significantly driven by                sources.
                                              nature of the activity and the
                                              anticipated effectiveness of the                                    received level, the onset of behavioral                  These thresholds are provided in the
                                              mitigation measures such as the use of                              disturbance from anthropogenic noise                  table below. The references, analysis,
                                              a blast attenuation system and                                      exposure is also informed to varying                  and methodology used in the
                                              shutdown zones, Level A harassment is                               degrees by other factors related to the               development of the thresholds are
                                              neither anticipated nor authorized for                              source (e.g., frequency, predictability,              described in NMFS 2016 Technical
                                              blasting. Although Caltrans has not                                 duty cycle), the environment (e.g.,                   Guidance, which may be accessed at:
                                              requested Level A harassment for their                              bathymetry), and the receiving animals                http://www.nmfs.noaa.gov/pr/acoustics/
                                              construction activities in the past, in                             (hearing, motivation, experience,                     guidelines.htm.
                                              consultation with the Marine Mammal                                 demography, behavioral context) and                      Explosive sources—Based on the best
                                              Commission, Caltrans has requested                                  can be difficult to predict (Southall et              available science, NMFS uses the
                                              Level A take of 120 harbor seals and 2                              al., 2007, Ellison et al., 2011). Based on            acoustic and pressure thresholds
                                              elephant seals during pile driving                                  what the available science indicates and              indicated in Table 2 to predict the onset
                                              activities.                                                         the practical need to use a threshold                 of behavioral harassment, PTS, tissue
                                                 As described previously, no mortality                            based on a factor that is both predictable            damage, and mortality.
                                              is anticipated or authorized for this                               and measurable for most activities,                      Based on the best available scientific
                                              activity. Below we describe how the                                 NMFS uses a generalized acoustic                      data, NMFS’ 2016 Technical Guidance
                                              take is estimated.                                                  threshold based on received level to                  for Assessing the Effects of
                                                 Described in the most basic way, we                              estimate the onset of behavioral                      Anthropogenic Sound on Marine
                                              estimate take by considering: (1)                                   harassment. NMFS predicts that marine                 Mammal Hearing includes acoustic
                                              Acoustic thresholds above which NMFS                                mammals are likely to be behaviorally                 thresholds related to PTS and TTS for
                                              believes the best available science                                 harassed in a manner we consider Level                impulsive sounds that are expressed as
                                              indicates marine mammals will be                                    B harassment when exposed to                          weighted, cumulative sound exposure
                                              behaviorally harassed or incur some                                 underwater anthropogenic noise above                  levels (SELcum) and unweighted peak
                                              degree of permanent hearing                                         received levels of 120 dB re 1 mPa (rms)              sound pressure levels (SPLPK), as
                                              impairment; (2) the area or volume of                               for continuous (e.g. vibratory pile-                  presented in Table 3.
                                                                       TABLE 2—NMFS TAKE THRESHOLDS FOR MARINE MAMMALS FROM UNDERWATER IMPLOSIONS
                                                                                                                  Level B harassment          Level A harassment                  Serious injury

                                                        Group                        Species                                                                          Gastro-                                     Mortality
                                                                                                         Behavioral            TTS                    PTS            intestinal              Lung
                                                                                                                                                                        tract

                                              Mid-freq cetacean .....          Bottlenose dolphin ..     165 dB        170 dB SEL or 224      185 dB SEL or 230     237 dB           39.1M1/3 (1+[D/        91.4M1⁄3 (1+[D/
                                                                                                           SEL.          dB SPLpk.              dB SPLpk.             SPL.             10.081])1/2 Pa-        10.081])1⁄2 Pa-
                                                                                                                                                                                       sec.                   sec.
                                                                                                                                                                                     where: M = mass of     where: M = mass of
                                                                                                                                                                                       the animals in kg,     the animals in kg,
                                                                                                                                                                                     D = depth of animal    D = depth of animal
amozie on DSK3GDR082PROD with NOTICES1




                                                                                                                                                                                       in m.                  in m.
                                              High-freq cetacean ....          Harbor porpoise ......    135 dB        140 dB SEL or 196      155 dB SEL or 202
                                                                                                           SEL.          dB SPLpk.              dB SPLpk.
                                              Phocidae ...................     Harbor seal & north-      165 dB        170 dB SEL or 212      185 dB SEL or 218
                                                                                 ern elephant seal.        SEL.          dB SPLpk.              dB SPLpk.
                                              Otariidae ....................   California sea lion &     183 dB        188 dB SEL or 226      203 dB SEL or 232
                                                                                 northern fur seal.        SEL.          dBpk.                  dB SPLpk.
                                                * Note: All dB values are referenced to 1 μPa. SPLpk = Peak sound pressure level; psi = pounds per square inch.



                                         VerDate Sep<11>2014         20:19 Jun 04, 2018     Jkt 241001    PO 00000     Frm 00030   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM      05JNN1


                                                                                      Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                                                                  26025

                                                              TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT FOR PILE DRIVING
                                                                                                                                                                                  PTS onset acoustic thresholds *
                                                                                                                                                                                        (Received level)
                                                                          Hearing Group
                                                                                                                                                                            Impulsive                                                             Non-impulsive

                                              Low-Frequency (LF) Cetaceans ...............................................    Cell   1:   Lpk,flat:   219   dB;   LE,LF,24h: 183 dB .................................................    Cell   2: LE,LF,24h: 199 dB.
                                              Mid-Frequency (MF) Cetaceans ...............................................    Cell   3:   Lpk,flat:   230   dB;   LE,MF,24h: 185 dB ................................................     Cell   4: LE,MF,24h: 198 dB.
                                              High-Frequency (HF) Cetaceans ..............................................    Cell   5:   Lpk,flat:   202   dB;   LE,HF,24h: 155 dB ................................................     Cell   6: LE,HF,24h: 173 dB.
                                              Phocid Pinnipeds (PW) (Underwater) ......................................       Cell   7:   Lpk,flat:   218   dB;   LE,PW,24h: 185 dB ................................................     Cell   8: LE,PW,24h: 201 dB.
                                              Otariid Pinnipeds (OW) (Underwater) ......................................      Cell   9:   Lpk,flat:   232   dB;   LE,OW,24h: 203 dB ...............................................      Cell   10: LE,OW,24h: 219 dB.
                                                 * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the po-
                                              tential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should also be considered.
                                                 Note: Peak sound pressure (Lpk) has a reference value of 1μPa, and cumulative sound exposure level (LE) has a reference value of 1 μPa2s. In this Table, thresh-
                                              olds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating fre-
                                              quency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being included to indicate peak sound pressure should be flat
                                              weighted or unweighted within the generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the designated ma-
                                              rine mammal auditory weighted function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The
                                              cumulative sound exposure level thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is
                                              valuable for action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.


                                              Ensonified Area                                                      criterion is an impulse metric,                                                     Caltrans will use hydroacoustic
                                                Here, we describe operational and                                  expressed in pascal-second or psi-msec                                            monitoring results from the implosions
                                              environmental parameters of the activity                             (Table 4). The estimated mass of a                                                of Piers E3 through E18 to estimate
                                              that will feed into identifying the area                             juvenile fur seal (15 kilograms (33                                               distances to marine mammal thresholds
                                              ensonified above the acoustic                                        pounds)), was used in the lung injury                                             for the implosion of Piers E19 and E20
                                              thresholds.                                                          and mortality calculations, because this                                          (Department 2015a, 2016). Measured
                                                For pier removal activities,                                       will be the smallest animal potentially                                           distances from the implosion of Piers
                                              hydroacoustic monitoring was                                         to be exposed to the implosions. The                                              E17 to E18 (two-pier implosion event)
                                              performed during the implosions of                                   depth at which the animal is exposed                                              were used to estimate distances to
                                              Piers E3 through E18. Results for this                               also affects the criterion threshold                                              threshold criteria for the implosion of
                                              monitoring were used to determine                                    calculation. The water depth around                                               Piers E19 and E20. The measured
                                              distances to marine mammal threshold                                 Piers E19 and E20 is very shallow, at 3                                           distances to threshold criteria from the
                                              criteria for underwater blasting. The                                to 4 meters (10 to 12 feet). Although                                             previous Pier E17 and E18 implosion
                                              criterion for lung injury and mortality to                           implosions will take place in shallow                                             event are shown in Tables 5 and 6.
                                              marine mammals is dependent on the                                   areas, marine mammals are more likely
                                                                                                                                                                                                     Depictions of the isopleths for all
                                              mass of the animal and the depth of the                              to be present in slightly deeper waters.
                                                                                                                                                                                                     functional hearing groups is found in
                                              animal in the water column; animals                                  Therefore, an average depth for the
                                                                                                                                                                                                     Figures 9–13 in the application.
                                              smaller in mass are more susceptible to                              project area of 6 meters (20 feet) was
                                              injury from impulse pressures. The                                   used in the threshold calculation.

                                               TABLE 4—MEASURED DISTANCES TO UNDERWATER BLASTING THRESHOLD CRITERIA FOR LEVEL B BEHAVIORAL AND TTS
                                                  AND LEVEL A PTS FROM THE PREVIOUS IMPLOSION OF PIERS E17 AND E18 IN A SINGLE EVENT AND ESTIMATED
                                                  DISTANCES TO THESE THRESHOLD CRITERIA FOR THE IMPLOSION OF PIERS E19 AND E20 IN A SINGLE EVENT

                                                Species hearing                                                Behavioral                                              TTS 1                                                               PTS 1
                                                    group                                                       (meters)                                              (meters)                                                            (meters)

                                              Mid-Frequency                       Threshold                165 dB SELcum                        224 dB Peak                      170 dB SELcum                       230 dB Peak                   185 dB SELcum
                                                Cetaceans (Dol-
                                                phins).

                                                                           Piers E17–E18                                     155.75                               40.84                           109.42                                27.13                      37.8
                                                                             Measured.                                          200                                  50                              120                                   30                        40
                                                                           Piers E19–E20
                                                                             Estimate.

                                              High-Frequency                      Threshold                135 dB SELcum                        196 dB Peak                      140 dB SELcum                       202 dB Peak                   155 dB SELcum
                                                Cetaceans (Por-
                                                poises).

                                                                           Piers E17–E18                                     1142.1                               279.2                           802.54                           185.01                      278.28
                                                                             Measured.                                        1,220                                 290                              830                              200                        290
                                                                           Piers E19–E20
                                                                             Estimate.
amozie on DSK3GDR082PROD with NOTICES1




                                              Phocid Pinnipeds                    Threshold                165 dB SELcum                        212 dB Peak                      170 dB SELcum                       218 dB Peak                   185 dB SELcum
                                                (Seals).

                                                                           Piers E17–E18                                     278.59                               92.96                           195.38                                61.57                     67.36
                                                                             Measured.                                          290                                 100                              200                                   70                        70
                                                                           Piers E19–E20
                                                                             Estimate.




                                         VerDate Sep<11>2014       20:19 Jun 04, 2018       Jkt 241001     PO 00000      Frm 00031           Fmt 4703        Sfmt 4703        E:\FR\FM\05JNN1.SGM               05JNN1


                                              26026                                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                               TABLE 4—MEASURED DISTANCES TO UNDERWATER BLASTING THRESHOLD CRITERIA FOR LEVEL B BEHAVIORAL AND TTS
                                                  AND LEVEL A PTS FROM THE PREVIOUS IMPLOSION OF PIERS E17 AND E18 IN A SINGLE EVENT AND ESTIMATED
                                                  DISTANCES TO THESE THRESHOLD CRITERIA FOR THE IMPLOSION OF PIERS E19 AND E20 IN A SINGLE EVENT—Con-
                                                  tinued

                                                Species hearing                                                              Behavioral                                                TTS 1                                                                       PTS 1
                                                    group                                                                     (meters)                                                (meters)                                                                    (meters)

                                              Otariid Pinnipeds                          Threshold                      183 dB SELcum                           226 dB Peak                       188 dB SELcum                            232 dB Peak                     203 dB SELcum
                                                (Sea Lions).

                                                                                  Piers E17–E18                                                75.9        ..............................                                53.04                               23.47                        18.29
                                                                                    Measured.                                                    80                             35.66                                       60                                  30                           20
                                                                                  Piers E19–E20                                                                                      40
                                                                                    Estimate.
                                                Notes:
                                                 1. For the TTS and PTS criteria thresholds with dual criteria, the largest criteria distances (i.e., more conservative) are shown in bold.
                                                Threshold Source: NMFS 2016.
                                                Isopleth Distance Sources: Estimated distances to threshold criteria for the implosion of two small piers were determined based on measured
                                              distance to threshold criteria from the implosion of Piers E17 and E18.

                                                TABLE 5—ESTIMATED DISTANCES TO UNDERWATER BLASTING THRESHOLD CRITERIA FOR LEVEL A GI TRACT AND LUNG
                                                        INJURY AND MORTALITY FOR IMPLOSION OF PIER E3, TWO SMALL PIERS AND FOUR SMALL PIERS
                                                   Species                                                                            GI tract                                            Lung 1 (meters)                                                    Mortality 1 (meters)
                                                                                                                                     (meters)

                                              All Species .....                       Threshold                            237 dB                104 psi            39.1 (15 kg)1⁄3 (1+[6/10.081])1⁄2 = 122 Pa-                            91.4 (15 kg)1⁄3 (1+[6/10.081])1⁄2 = 285 Pa-
                                                                                                                            Peak                                                        sec                                                                    sec

                                                                        Piers E17–E18 Measured ...                                    17                    17      <12 .............................................................     <12
                                                                        Pier Implosion Estimate ......                                27                    27      <12 .............................................................     <12

                                                 Notes:
                                                 Lung injury and mortality threshold calculations are for a 15-kilogram (33-pound) juvenile fur seal, the smallest marine mammal with the potential
                                              to be present in the project area.
                                                 Threshold Source: Finneran and Jenkins 2012.
                                                 Isopleth Distance Sources: Estimated distances to threshold criteria for the implosion of piers were determined based on measured distance to
                                              threshold criteria from the implosions of Pier E4, Piers E17 to E18, Piers E11 to E13 and Piers E14 to E16.


                                                For pile driving, the distance to the                                             conditions. Measured sound pressure                                                     inch concrete piles were derived from
                                              marine mammal threshold criteria for                                                levels from other projects came from                                                    the Mukilteo Ferry Test Pile Project.
                                              vibratory and impact driving were                                                   Caltrans’ Compendium of Pile Driving                                                    Distances to marine mammal threshold
                                              calculated based on hydroacoustic                                                   Sound Data (Department 2007), which                                                     criteria were calculated for all pile types
                                              measurements collected during previous                                              provides information on sound                                                           and installation methods listed above.
                                              pile-driving activities for the SFOBB                                               pressures resulting from pile driving                                                   These distances were calculated using
                                              Project and other projects, involving                                               measured throughout Northern                                                            the NMFS-provided companion User
                                              similar activities under similar                                                    California. Sound exposure levels for 36                                                Spreadsheet.
                                                                                                TABLE 6—NMFS USER SPREADSHEET INPUT VALUES FOR PILE DRIVING
                                                                                                                                                                                               H-Pile (vibratory)                         24 inch steel                       36 inch steel
                                                                                                                                                                                                                                           (vibratory)                         (vibratory)

                                              Vibratory Driving of Steel Piles:
                                                  Spreadsheet Tab Used ....................................................................................................                (A) Non-Impulsive,                      (A) Non-Impulsive,                    (A) Non-Impulsive,
                                                                                                                                                                                             Cont.                                   Cont.                                 Cont.
                                                    Source Level (RMS SPL) .................................................................................................               150 .............................       165 .............................     170.
                                                    Weighting Factor Adjustment (kHz) .................................................................................                    2.5 ..............................      2.5 ..............................    2.5.
                                                    (a) Activity Duration (h) within 24-h period ......................................................................                    0.5 ..............................      1 .................................   1.333333.
                                                    Propagation (xLogR) ........................................................................................................           15 ...............................      15 ...............................    15.
                                                    Distance of source level (meters) * ..................................................................................                 10 ...............................      10 ...............................    10.
                                                    Other factors.

                                                                                                                                                                                                 H-Pile (impact)                   24 inch steel (impact)                36 inch steel (impact)

                                              Impact Driving of Steel Piles:
                                                  Spreadsheet Tab Used ....................................................................................................                (E.1) Impact pile driv-                 (E.1) Impact pile driv-               (E.1) Impact pile driv-
amozie on DSK3GDR082PROD with NOTICES1




                                                                                                                                                                                               ing.                                  ing.                                  ing.
                                                    Source Level (Single Strike/shot SEL) .............................................................................                    160 .............................       170 * ...........................     173 *.
                                                    Weighting Factor Adjustment (kHz) .................................................................................                    2 .................................     2 .................................   2
                                                    (a) Number of strikes in 1 h .............................................................................................             200 .............................       450 .............................     600
                                                    (a) Activity Duration (h) within 24-h period ......................................................................                    6 .................................     4 .................................   4
                                                    Propagation (xLogR) ........................................................................................................           15 ...............................      15 ...............................    15
                                                    Distance of source level (meters) * ..................................................................................                 10 ...............................      10 ...............................    10
                                                    Other factors .....................................................................................................................     ....................................   Using Bubble Curtain *                Using Bubble Cur-
                                                                                                                                                                                                                                                                           tain *.



                                         VerDate Sep<11>2014           20:19 Jun 04, 2018             Jkt 241001        PO 00000           Frm 00032        Fmt 4703         Sfmt 4703         E:\FR\FM\05JNN1.SGM                    05JNN1


                                                                                                 Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                                                                            26027

                                                                                     TABLE 6—NMFS USER SPREADSHEET INPUT VALUES FOR PILE DRIVING—Continued


                                              Pile Proofing (Impact):
                                                   Spreadsheet Tab Used ....................................................................................................          (E.1) Impact pile driv-               (E.1) Impact pile driv-               (E.1) Impact pile driv-
                                                                                                                                                                                        ing.                                  ing.                                   ing.
                                                     Source Level (Single Strike/shot SEL) .............................................................................              160 .............................     177 .............................     180.
                                                     Weighting Factor Adjustment (kHz) .................................................................................              2 .................................   2 .................................   2.
                                                     (a) Number of strikes in 1 h .............................................................................................       20 ...............................    20 ...............................    20.
                                                     (a) Activity Duration (h) within 24-h period ......................................................................              2 .................................   2 .................................   2.
                                                     Propagation (xLogR) ........................................................................................................     15 ...............................    15 ...............................    15.
                                                     Distance of source level (meters) * ..................................................................................           10 ...............................    10 ...............................    10.
                                                     Other factors.

                                                 * Attenuated value—Bubble curtain is assumed to provide 7dB reduction.


                                                For calculation of SELcum threshold                                                 • Only one pile installation method,                                             • A maximum of two pile will be
                                              distances, the following assumptions                                                impact or vibratory, will be performed                                           proof-tested with an impact hammer on
                                              were made:                                                                          on the same day;                                                                 the same day; administering a maximum
                                                                                                                                    • A maximum of four steel pipe piles                                           of 20 strikes per pile.
                                                • Only one type/size of pile will be
                                                                                                                                  will be installed (impact driving or
                                              installed on the same day;                                                                                                                                             The distances to the marine mammal
                                                                                                                                  vibratory) on the same day;
                                                • One type of hammer to be used at                                                  • A maximum of six H-piles will be                                             threshold criteria for these pile driving
                                              a given time;                                                                       installed (impact or vibratory) on the                                           and pile removal activities are shown in
                                                                                                                                  same day; and                                                                    Table 7.

                                                       TABLE 7—DISTANCES TO LEVELS A AND B HARASSMENT THRESHOLD CRITERIA FOR IMPACT AND VIBRATORY PILE
                                                                                          DRIVING AND PILE REMOVAL
                                                                                             Parameters                                                      Level B ZOI radii (meters)                                                   Level A ZOI radii
                                                                                                                                                                                                                                              (meters)

                                                                                                            Piles per                                      160 dB                                          Low-                Mid-               High-
                                                Pile size and type                Drive method                              Attenuation system                               120 dB RMS                                                                            Phocid           Otariid
                                                                                                               day                                          RMS                                         frequency           frequency          frequency          pinnipeds       pinnipeds
                                                                                                                                                                                                        cetaceans           cetaceans          cetaceans

                                              H-Pile ......................   Vibratory .................               6   None .......................         NA     1,000 ......................                 1                  1                  2                  1               1
                                              24 inch steel ............      Vibratory .................               4   None .......................         NA     Calculated 10,000 ..                        13                  1                 19                  8               1
                                                                                                                                                                        Practical 2,000 .......
                                              36 inch steel ............      Vibratory .................               4   None .......................         NA     Calculated 21,544 ..                        33                  3                 49              20                  1
                                                                                                                                                                        Practical 2,000 .......
                                              H-Pile ......................   Impact ....................               6   None .......................         100    NA ..........................              33                   1                 39              18               1
                                              24 inch steel ............      Impact ....................               4   Bubble Curtain .......               215    NA ..........................             201                   7                239             107               8
                                              36 inch steel ............      Impact ....................               4   Bubble Curtain .......               541    NA ..........................             386                  14                459             206              15
                                              H-Pile ......................   Proof Testing ..........                  2   None .......................         100    NA ..........................               3                   0                  4               2               0
                                              24 inch steel ............      Proof Testing ..........                  2   None .......................       1,000    NA ..........................              46                   2                 55              25               2
                                              36 inch steel ............      Proof Testing ..........                  2   None .......................       2,512    NA ..........................              74                   3                 88              39               3
                                                Sources: Sound levels from the Department’s Compendium of Pile Driving Sound Data (Department 2007). Distances were calculated using the NMFS-provided companion User Spread-
                                              sheet, available at http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.



                                                The distance to the 120 dB rms Level                                              marine mammals in the Bay will detect                                            isopleths produced are typically going
                                              B Zone of Influence (ZOI) threshold for                                             or show response to this sound at                                                to be overestimates of some degree,
                                              vibratory pile driving was calculated to                                            distances greater than 2,000 meters                                              which will result in some degree of
                                              be 10,000 meters for 24-inch (0.61-                                                 (6,562 feet), because of the background                                          overestimate of Level A take. However,
                                              meter) diameter steel pipe piles and                                                sound levels in the Central Bay.                                                 these tools offer the best way to predict
                                              21,544 meters for 36-inch (0.91-meter)                                              Therefore, the practical, applied ZOI for                                        appropriate isopleths when more
                                              diameter steel pipe piles. Previous                                                 the vibratory driving of 24-inch (0.61-                                          sophisticated 3D modeling methods are
                                              monitoring for the SFOBB Project has                                                meter) and 36-inch (0.91-meter)                                                  not available, and NMFS continues to
                                              shown background sound levels in the                                                diameter steel pipe piles has been set at                                        develop ways to quantitatively refine
                                              active portions of the Bay, near the                                                2,000 meters (6,562 feet), as shown in                                           these tools, and will qualitatively
                                              project area, to range from 110 to 140 dB                                           Table 6.                                                                         address the output where appropriate.
                                              rms, with typical background levels in                                                When NMFS Technical Guidance                                                   For stationary sources pile driving,
                                              the range of 110 to 120 dB rms                                                      (2016) was published, in recognition of                                          NMFS User Spreadsheet predicts the
                                              (Department 2015). During previous                                                  the fact that ensonified area/volume                                             closest distance at which, if a marine
                                              hydroacoustic monitoring for the                                                    could be more technically challenging                                            mammal remained at that distance the
                                              SFOBB Project, it has not been possible                                             to predict because of the duration                                               whole duration of the activity, it will
                                              to detect or distinguish sound from                                                 component in the new thresholds, we                                              not incur PTS. Inputs used in the User
                                              vibratory pile driving beyond 1,000 to                                              developed a User Spreadsheet that                                                Spreadsheet, and the resulting isopleths
amozie on DSK3GDR082PROD with NOTICES1




                                              2,000 meters (3,280 to 6,562 feet) from                                             includes tools to help predict a simple                                          are reported below in Table 7.
                                              the source (Rodkin 2009). Under all                                                 isopleth that can be used in conjunction                                         Marine Mammal Occurrence
                                              previous IHAs for the SFOBB Project,                                                with marine mammal density or
                                              which included vibratory pile driving,                                              occurrence to help predict takes. We                                               In this section we provide the
                                              the ZOI for this activity has been set at                                           note that because of some of the                                                 information about the presence, density,
                                              2,000 meters (6,562 feet) or less (NOAA                                             assumptions included in the methods                                              or group dynamics of marine mammals
                                              2016). Furthermore, it unlikely that                                                used for these tools, we anticipate that                                         that will inform the take calculations.


                                         VerDate Sep<11>2014              20:19 Jun 04, 2018            Jkt 241001      PO 00000          Frm 00033        Fmt 4703    Sfmt 4703           E:\FR\FM\05JNN1.SGM                 05JNN1


                                              26028                                     Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                                 No systematic line transect surveys of                               by these animals. These observations                   they are unlikely to occur in the project
                                              marine mammals have been performed                                      included data from baseline, pre-,                     area.
                                              in the Bay. Therefore, the in-water                                     during, and post-pile driving,                            The size of the areas monitored for
                                              densities of harbor seals, California sea                               mechanical dismantling, on-shore                       marine mammals has increased over the
                                              lions, and harbor porpoises were                                        blasting, and off-shore implosion                      17 years of observations. The majority of
                                              calculated based on 17 years of                                         activities.                                            pinniped monitoring has been focused
                                              observations during monitoring for the                                     Insufficient sighting data exist to                 within a 610-meter (2,000-foot) radius of
                                              SFOBB construction and demolition.                                      estimate the density of bottlenose                     the work area. Although some pinniped
                                              Care was taken to eliminate multiple                                    dolphins. However, a single bottlenose                 observations have been recorded at
                                              observations of the same animal,                                        dolphin has been observed regularly,                   greater distances, in part because of
                                              although this can be difficult and is                                   south of the SFOBB east span since fall                recent monitoring of larger areas for
                                              likely that the same individual may                                     2016. During monitoring performed in                   harbor porpoise zones during pier
                                              have been counted multiple times on                                     2017 for the SFOBB, two bottlenose                     implosion, a 2-square-kilometer area,
                                              the same day. The amount of monitoring                                  dolphins were observed south of the                    corresponding with a 610-meter (2,000-
                                              performed per year varied, depending                                    SFOBB.                                                 foot) radial distance, was used for
                                              on the frequency and duration of                                                                                               density calculations. Harbor porpoise
                                              construction activities with the                                           Insufficient sighting data exist to                 sightings in the Bay have increased in
                                              potential to affect marine mammals.                                     estimate elephant seal densities in the                recent years; however, the majority of
                                              During the 257 days of monitoring from                                  Bay. Generally, only juvenile elephant                 harbor porpoise observations made
                                              2000 through 2017 (including 15 days of                                 seals enter the Bay and do not remain                  during monitoring for the SFOBB
                                              baseline monitoring in 2003), 1,029                                     long. The most recent sighting near the                Project have been at distances ranging
                                              harbor seals, 83 California sea lions, and                              project area was in 2012, on the beach                 from 2,438 to 3,048 meters (8,000 to
                                              24 harbor porpoises were observed in                                    at Clipper Cove on Treasure Island,                    10,000 feet) from the work area.
                                              waters in the project vicinity in total. In                             when a healthy yearling elephant seal                  Therefore, harbor porpoise densities
                                              2015, 2016, and 2017, the number of                                     hauled out for approximately 1 day.                    were calculated based on a 15-square-
                                              harbor seals in the project area                                        Approximately 100 juvenile northern                    kilometer area, corresponding with a
                                              increased significantly. In 2017, the                                   elephant seals strand in or near the Bay               2,438-meter (8,000-foot) radial distance,
                                              number of harbor porpoise in the project                                each year, including individual                        with land areas subtracted from the
                                              area also increased significantly.                                      strandings at YBI and Treasure Island                  area. Numbers used for density
                                              Therefore, a harbor seal density estimate                               (less than 10 strandings per year).                    calculations are shown in Table 8. In the
                                              was calculated for 2015–2017, and a                                        Insufficient sighting data exist to                 cases where densities were refined to
                                              harbor porpoise density estimate was                                    estimate northern fur seal densities in                capture a narrower range of years to be
                                              calculated for 2017, which may better                                   the Bay. Only two to four northern fur                 conservative, bold densities were used
                                              reflect the current use of the project area                             seals strand in the Bay each year, and                 for take calculations.

                                                                           TABLE 8—ESTIMATED IN-WATER DENSITY OF MARINE MAMMAL SPECIES IN SFOBB AREA
                                                                                                                        Area of                              Number of
                                                                                                                       monitoring         Days of
                                                                   Species observed                                                                           animals               Density animals/square kilometer
                                                                                                                      zone (square       monitoring          observed
                                                                                                                       kilometer)

                                              Harbor Seals ...................................................                    2                257               1029     2.002.
                                              2000–2017 ......................................................
                                              Harbor Seals ...................................................                    2                  47               372     3.957.
                                              2015–2017 ......................................................
                                              California Sea Lions ........................................                       2                257                 83     0.161.
                                              2000–2017 ......................................................
                                              Bottlenose Dolphins 2017 ...............................                            2                   6                  2    Insufficient sighting data exists to estimate
                                                                                                                                                                                density.
                                              Harbor Porpoise ..............................................                      3                257                 24     0.031.
                                              2000–2017 ......................................................
                                              Harbor Porpoise ..............................................                     15                   6                15     0.167.
                                              2017 ................................................................
                                              Elephant Seal ..................................................                    2                257                   0    Insufficient sighting data exists to estimate
                                              2000–2017 ......................................................                                                                  density.
                                              Northern Fur Seal ...........................................                       2                257                   0    Insufficient sighting data exists to estimate
                                              2000–2017 ......................................................                                                                  density.
                                              Gray Whale .....................................................                    2                257                   0    Insufficient sighting data exists to estimate
                                              2000–2017 ......................................................                                                                  density.
                                                Notes:
                                                Densities for Pacific harbor seals, California sea lions, and harbor porpoises are based on monitoring for the east span of the SFOBB from
                                              2000 to 2017.
                                                A second set of Pacific harbor seal densities were calculated from the increase in sightings recorded from 2015 to 2017.
amozie on DSK3GDR082PROD with NOTICES1




                                                A second set of harbor porpoise densities were calculated for the increase in sightings that were recorded in 2017.
                                                Bold densities were used for take calculations.
                                                Sources: Department 2001, 2004b, 2013b, 2013c, 2014, 2015b, 2016, 2017; Perlman 2017.


                                                For species without enough sightings                                  and frequency of sightings from                        taken, which is detailed in the Take
                                              to construct a density estimate, Caltrans                               previous years of work to inform the                   Estimation section below.
                                              uses information based on group size                                    number of animals estimated to be


                                         VerDate Sep<11>2014         20:19 Jun 04, 2018        Jkt 241001      PO 00000   Frm 00034   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                                 Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                        26029

                                              Take Calculation and Estimation                             estimated density of these species in the                during the previous pier implosion of
                                                                                                          ZOI.                                                     Piers E17 and E18 (two-pier implosion
                                                Here we describe how the information                        The numbers of elephant seals,                         event). Gray whales were not considered
                                              provided above is brought together to                       northern fur seals and bottlenose                        for pier implosion activities as those
                                              produce a quantitative take estimate.                       dolphin that may be taken by implosion                   activities will occur in late fall and early
                                                                                                          of Piers E19 and E20 were determined                     winter, when gray whales are not found
                                              Take From Pier Implosion
                                                                                                          based on distances to the marine                         in the Bay area.
                                                The numbers of harbor seals, sea lions                    mammal threshold criteria, duration of
                                                                                                          the activity, and sightings and                            The number of exposures of each
                                              and harbor porpoise that may be taken
                                                                                                          occurrence of these species in the Bay,                  species was calculated over the entire
                                              by implosion of Piers E19 and E20 were
                                                                                                          specifically near the project area.                      area of each Level A, Level B, and
                                              calculated based on distances to the
                                                                                                          Distances to marine mammal threshold                     mortality threshold criteria zone for the
                                              marine mammal threshold criteria,
                                                                                                          criteria were calculated based on the                    pier implosion event (Tables 9 through
                                              duration of the activity, and the
                                                                                                          highest sound pressure levels generated                  12).

                                                                          TABLE 9—LEVEL A PTS TAKE CALCULATIONS FOR IMPLOSION OF PIERS E19 AND E20
                                                                                  Species               Species                                Level A PTS
                                                                                  density               density             Level A ZOI                                                Number of           Level B
                                                                                                                                                ZOI Area          Level A PTS
                                                        Species                  (animals/             (animals/               radii                                                   implosion             take
                                                                                                                                                 (square             take
                                                                                   square               square               (meters)                                                   events            calculated
                                                                                                                                                 meters)
                                                                                 kilometer)             meters)

                                              Harbor Seal ..................              3.957           3.96E–06                       70      29,462.347                0.1166                    1          0.1166
                                              Sea Lion .......................            0.161           1.61E–07                       30       9,118.458                0.0015                    1          0.0015
                                              Harbor Porpoise ...........                 0.167           1.67E–07                      290     315,798.484                0.0527                    1          0.0527
                                              Bottlenose Dolphin .......                     NA                 NA                       40       5,026.548                   NA                     1             NA
                                              Elephant Seal ...............                  NA                 NA                       70      15,393.804                    NA                    1              NA
                                              Fur Seal .......................               NA                 NA                       30        2,827.43                   NA                     1              NA


                                                                         TABLE 10—LEVEL B TTS TAKE CALCULATIONS FOR IMPLOSION OF PIERS E19 AND E20
                                                                                  Species               Species                                Level B TTS
                                                                                  density               density             Level B ZOI                                              Number of pier
                                                                                                                                                 ZOI area         Level B TTS                            Level B take
                                                        Species                  (animals/             (animals/               radii                                                   implosion
                                                                                                                                                  (square            Take                                 calculated
                                                                                   square               square               (meters)                                                   events
                                                                                                                                                kilometers)
                                                                                 kilometer)             meters)

                                              Harbor Seal ..................              3.957           3.96E–06                      200                0.17            0.6528                    1          0.6528
                                              Sea Lion .......................            0.161           1.61E–07                       60               0.023            0.0038                    1          0.0038
                                              Harbor Porpoise ...........                 0.167           1.67E–07                      830                2.09            0.3483                    1          0.3483
                                              Bottlenose Dolphin .......                     NA                 NA                      120               0.045                NA                    1             NA
                                              Elephant Seal ...............                  NA                 NA                      200                0.13                NA                    1              NA
                                              Fur Seal .......................               NA                 NA                       60               0.011                NA                    1             NA


                                                                  TABLE 11—LEVEL B BEHAVIORAL TAKE CALCULATIONS FOR IMPLOSION OF PIERS E19 AND E20
                                                                                  Species               Species                                   Level B
                                                                                  density               density             Level B ZOI         behavioral          Level B          Number of pier      Level B take
                                                        Species                  (animals/             (animals/               radii             ZOI area          behavioral          implosion          calculated
                                                                                   square               square               (meters)             (square            take               events
                                                                                 kilometer)             meters)                                 kilometers)

                                              Harbor Seal ..................              3.957           3.96E–06                     290                 0.32            1.2496                    1          1.2496
                                              Sea Lion .......................            0.161           1.61E–07                      80                0.036            0.0058                    1          0.0058
                                              Harbor Porpoise ...........                 0.167           1.67E–07                   1,220                 4.26            0.7109                    1          0.7109
                                              Bottlenose Dolphin .......                     NA                 NA                     200                 0.13                NA                    1              NA
                                              Elephant Seal ...............                  NA                 NA                     290                 0.26                NA                    1              NA
                                              Fur Seal .......................               NA                 NA                      80                 0.02                NA                    1              NA


                                                 TABLE 12—COMBINED ESTIMATED EXPOSURES OF MARINE MAMMALS TO THE PIER IMPLOSIONS FOR LEVELS A AND B,
                                                                                 AND MORTALITY THRESHOLD CRITERIA

                                                                                             Level B exposures for all                                     Level A exposures 1
                                                                                                    implosions
amozie on DSK3GDR082PROD with NOTICES1




                                                            Species                                                                                                                                       Mortality 1
                                                                                                                                          Permanent           Gastro-intestinal        Slight lung
                                                                                         Behavioral              Temporary              threshold shift         track injury              injury
                                                                                         response              threshold shift

                                              Pacific Harbor Seal ................                    1                          1                        0                      0                   0                  0
                                              California Sea Lion ................                    0                          0                        0                      0                   0                  0
                                              Northern Elephant Seal .........                        0                          0                        0                      0                   0                  0
                                              Northern Fur Seal ..................                    0                          0                        0                      0                   0                  0



                                         VerDate Sep<11>2014      20:19 Jun 04, 2018   Jkt 241001   PO 00000    Frm 00035    Fmt 4703    Sfmt 4703   E:\FR\FM\05JNN1.SGM    05JNN1


                                              26030                                      Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                                 TABLE 12—COMBINED ESTIMATED EXPOSURES OF MARINE MAMMALS TO THE PIER IMPLOSIONS FOR LEVELS A AND B,
                                                                           AND MORTALITY THRESHOLD CRITERIA—Continued

                                                                                                         Level B exposures for all                                                        Level A exposures 1
                                                                                                                implosions
                                                              Species                                                                                                                                                                              Mortality 1
                                                                                                                                                                  Permanent                     Gastro-intestinal            Slight lung
                                                                                                   Behavioral                    Temporary                      threshold shift                   track injury                  injury
                                                                                                   response                    threshold shift

                                              Bottlenose Dolphin .................                                    0                                0                                0                             0                    0                     0
                                              Harbor Porpoise .....................                                   1                                0                                0                             0                    0                     0

                                                    Total ................................                            2                                1                                0                             0                    0                     0
                                                 Note:    1 No    implosion will occur if any marine mammal is within the Level A or mortality threshold criteria zones.


                                                Based on the distances to the marine                                       the implosion Piers E19 and E20 (Table                                       marine mammals in the area at any
                                              mammal threshold criteria and                                                11). No take of any other species is                                         given time is highly variable. Animal
                                              estimated species density, it is not                                         anticipated.                                                                 movement depends on time of day, tide
                                              expected that GI tract, lung injury, or                                        The estimated number of marine                                             levels, weather, and availability and
                                              mortality could occur from the pier                                          mammals to be exposed to implosion                                           distribution of prey species. Therefore,
                                              implosion event. Approximately two                                           SPLs for each threshold criteria (Table                                      Caltrans requests the following number
                                              harbor seals (one by behavioral response                                     12) are based on current density                                             of allowable harassment takes for each
                                              and one by TTS) and one harbor                                               estimates or occurrence of marine                                            Level B harassment criteria threshold
                                              porpoise (by behavioral response) may                                        mammals in the project area (Table 8                                         (Table 13).
                                              be taken by Level B harassment during                                        through 11). However, the number of

                                                      TABLE 13—AMOUNT OF LEVEL B HARASSMENT TAKE REQUESTED FOR THE IMPLOSIONS OF PIERS E19 AND E20.
                                                                                                                                                                                                                          Level B harassment take 1
                                                                                                                          Species                                                                                     Behavioral                 Temporary
                                                                                                                                                                                                                      response                 threshold shift

                                              Pacific Harbor Seal ......................................................................................................................................                           20                            10
                                              California Sea Lion ......................................................................................................................................                            4                             3
                                              Northern Elephant Seal ...............................................................................................................................                                2                             1
                                              Northern Fur Seal ........................................................................................................................................                            2                             1
                                              Harbor Porpoise ...........................................................................................................................................                           5                             5
                                              Bottlenose Dolphin .......................................................................................................................................                            4                             2

                                                    Total ......................................................................................................................................................                   42                            25
                                                Note:      1 Pier   implosion will be delayed if any marine mammals are detected within any of the Level A or mortality threshold criteria exclusion
                                              zones.


                                                Pacific Harbor Seal: As discussed                                          foraging through the project area                                            or foraging in the project area can vary
                                              above, harbor seal is the most numerous                                      (Department 2014). In 2015 and 2016,                                         greatly. Because of the high degree of
                                              marine mammal in the Bay. However,                                           the number of harbor seal sighting in a                                      variability, regular observation of sea
                                              take calculated based on species density                                     single day in the project area increased                                     lions in the project area, and because
                                              and the distances to the marine mammal                                       up to 41 seals (Department 2015b,                                            this species may travel in groups
                                              threshold criteria indicated that only                                       2016). Because of this high degree of                                        Caltrans are requesting authorization for
                                              two harbor seals will be exposed to                                          variability, and the observation of up to                                    the take of seven sea lions (four by Level
                                              sound pressure levels that can result in                                     41 seals in the project area in a single                                     B behavioral response and three by
                                              Level B harassment (Table 12). One of                                        day Caltrans are requesting                                                  Level B TTS) (Table 11).
                                              those exposures may be within the                                            authorization for the take of 30 harbor                                         Harbor Porpoises: Based on the
                                              Level B monitoring zone, and one may                                         seals by Level B harassment (20 by                                           calculated density estimates and the
                                              be within the TTS zone (Table 12).                                           Level B behavioral response and 10 by                                        distances to the marine mammal
                                              Based on previous monitoring the                                             Level B TTS) (Table 13).                                                     threshold criteria, one harbor porpoise
                                              number of harbor seals in the water can                                        California Sea Lion: As discussed                                          (by behavioral response) may be taken
                                              vary greatly, depending on weather                                           above, California sea lion is the second                                     by Level B harassment during the
                                              conditions or the availability of prey.                                      most numerous marine mammal species                                          implosion of Piers E19 and E20 (Table
                                              For example, during Pacific herring runs                                     in the Bay, after the harbor seal.                                           12). However the number of harbor
                                              further north in the Bay (near                                               However, take calculated based on                                            porpoise in the Bay and their foraging
amozie on DSK3GDR082PROD with NOTICES1




                                              Richardson Bay) in February 2014, very                                       species density and the distances to the                                     range appears to be steadily increasing.
                                              few harbor seals were observed foraging                                      marine mammal threshold criteria                                             This high-frequency cetacean has a large
                                              near YBI or transiting through the                                           indicated that no sea lions will be                                          ZOI, because of its sensitivity to
                                              project area for approximately 2 weeks.                                      exposed to sound pressure levels that                                        anthropogenic sound. Further, this
                                              Sightings went from a high of 27 harbor                                      can result in Level B harassment (Table                                      species generally travels in either calf
                                              seal individuals foraging or in transit in                                   12). Based on previous monitoring the                                        cow pairs or small pods of four to five
                                              one day to no seals per day in transit or                                    number of sea lions transiting through                                       porpoises. For these reasons Caltrans are


                                         VerDate Sep<11>2014         20:19 Jun 04, 2018         Jkt 241001       PO 00000        Frm 00036        Fmt 4703       Sfmt 4703       E:\FR\FM\05JNN1.SGM               05JNN1


                                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                                                                                                       26031

                                              requesting authorization for the take of                                           authorization for the take of three                                                    Take From Pile Driving
                                              10 harbor porpoise (five by Level B                                                northern fur seals (two by Level B
                                              behavioral response and five by Level B                                            behavioral response and one by Level B                                                    The numbers of marine mammals by
                                              TTS) (Table 13).                                                                   TTS) (Table 13).                                                                       species that may be taken by pile
                                                Northern Elephant Seal: As discussed                                                                                                                                    driving were calculated based on
                                                                                                                                    Bottlenose Dolphin: As discussed
                                              above, because of the infrequent                                                                                                                                          distance to the marine mammal
                                                                                                                                 above, only small numbers of bottlenose
                                              observation of this species in the Bay,                                                                                                                                   threshold criteria, days of driving, and
                                                                                                                                 dolphin occur in the project vicinity.
                                              Caltrans estimates that no elephant seals                                                                                                                                 the estimated density of each species in
                                                                                                                                 Based on the low number of individuals
                                              will be exposed to SPLs that can result                                                                                                                                   the ZOI, for the species that density
                                                                                                                                 in the Bay and the distances to the
                                              in Level B harassment (Table 12).                                                                                                                                         could be determined. The distances to
                                              However, the number of elephant seals                                              marine mammal threshold criteria
                                                                                                                                 Caltrans anticipates that no bottlenose                                                the relevant Level A and B zones are
                                              that may enter and or strand in the Bay                                                                                                                                   listed above in Table 7. Because the
                                              in a given year is highly variable;                                                dolphins will be exposed to SPLs that
                                                                                                                                 can result in Level B harassment.                                                      sizes of piles, types of piles, or
                                              dependent on changes in oceanographic                                                                                                                                     installation methods to be used are
                                              conditions, effecting water temperature                                            However, as discussed in Chapter 4,
                                                                                                                                 until 2016, most bottlenose dolphins in                                                unknown at this time, the take estimate
                                              and prey availability. Caltrans wants to
                                                                                                                                 the Bay were observed in the western                                                   has been prepared based on a worst case
                                              ensure that the project has coverage for
                                                                                                                                 Bay, from the Golden Gate Bridge to                                                    scenario. The Level B take estimate is
                                              the incidental take of any species with
                                              the potential to be present in the project                                         Oyster Point and Redwood City,                                                         based on 60 days of pile driving to
                                              area. Therefore, Caltrans are requesting                                           although one individual was observed                                                   install 200 piles, 36 inches (0.91 meters)
                                              authorization for the take of three                                                frequently near the former Alameda Air                                                 in diameter, with a vibratory hammer,
                                              elephant seals (two by Level B                                                     Station (Perlman 2017). As of 2017, the                                                as this results in the largest Level B zone
                                              behavioral response and one by Level B                                             same two individuals have been                                                         for a precautionary approach. The Level
                                              TTS) (Table 13).                                                                   observed regularly near Alameda                                                        A take estimate is based on 60 days of
                                                Northern Fur Seal: As discussed                                                  (Keener, pers. comm., 2017) and likely                                                 pile driving to install 200 piles, 36
                                              above, northern fur seals are found                                                pass by the project area. If additional                                                inches (0.91 meters) in diameter, with
                                              infrequently in the Bay and are unlikely                                           individuals begin using this eastern area                                              an impact hammer, which has a larger
                                              to be in the vicinity of the pier                                                  of the Bay, the number of bottlenose                                                   Level A zone than vibratory driving,
                                              implosion. However, the number of fur                                              sightings near the project area will                                                   using of an air bubble curtain sound
                                              seals that may enter and or strand in the                                          likely increase. Caltrans wants to ensure                                              attenuation system. The take of each
                                              Bay in a given year is highly variable;                                            that the project has coverage for the                                                  species was calculated based on species
                                              dependent on changes in oceanographic                                              incidental take of any species with the                                                density (Table 8), for the species that
                                              conditions, effecting water temperature                                            potential to be present in the project                                                 density could be determined, over the
                                              and prey availability. Caltrans wants to                                           area. Therefore, they are requesting                                                   entire area of each threshold criteria
                                              ensure that the project has coverage for                                           authorization for the take of six
                                                                                                                                                                                                                        zone as shown in Figures 14 and 15 in
                                              the incidental take of any species with                                            bottlenose dolphins (four by Level B
                                                                                                                                                                                                                        the application. The numbers used for
                                              the potential to be present in the project                                         behavioral response and two by Level B
                                                                                                                                 TTS) (Table 13).                                                                       take calculation are shown in Table 14.
                                              area. Therefore, they are requesting
                                                                 TABLE 14—ESTIMATED TAKE OF MARINE MAMMALS FROM PILE DRIVING AND PILE REMOVAL ACTIVITIES
                                                                           Species                                       Species                 Species               Level B                 Level B                Per day                Days of             Level B take           Level B take
                                                                                                                          density                density               ZOI radii              ZOI area                  take                  pile                calculated             requested
                                                                                                                        (animals/               (animals/              (meters)                (square                level B                driving
                                                                                                                          square                 square                                      kilometers)
                                                                                                                        kilometer)               meters)

                                              Harbor Seal .......................................................                   3.96          3.96E–06                     2,000                     9.10                36.01                       60            2,160.77                2161
                                              Sea Lion ............................................................                 0.16          1.61E–07                     2,000                     9.10                 1.47                       60               87.92                  88
                                              Harbor Porpoise ................................................                      0.17          1.67E–07                     2,000                     9.10                 1.52                       60               91.19                  91
                                              Bottlenose Dolphin ............................................                        NA                 NA                     2,000                     9.10                  NA                        60                 NA                   30
                                              Elephant Seal ....................................................                     NA                NA                      2,000                     9.10                  NA                        60                 NA                   12
                                              Gray Whale .......................................................                     NA                 NA                     2,000                     9.10                  NA                        60                 NA                    4
                                              Fur Seal .............................................................                 NA                 NA                     2,000                     9.10                  NA                        60                 NA                    6

                                                    Total Level B Take .....................................           ....................   ....................   ....................   ....................   ....................   ....................   ....................         2,392

                                                                           Species                                       Species                 Species               Level A                 Level A                Per day                Days of             Level A take           Level A take
                                                                                                                          density                density               ZOI radii              ZOI area                  take               pile driving           calculated             requested 1
                                                                                                                        (animals/               (animals/              (meters)                (square                level A
                                                                                                                          square                 square                                      kilometers)
                                                                                                                        kilometer)               meters)

                                              Harbor Seal .......................................................                   3.96          3.96E–06                        206                 0.163                   0.65                       60                38.69                120
                                              Sea Lion ............................................................                 0.16          1.61E–07                         15                 0.007                  0.001                       60                0.065                  0
                                              Harbor Porpoise ................................................                      0.17          1.67E–07                        459                  0.70                  0.119                       60                 6.71                  0
                                              Bottlenose Dolphin ............................................                        NA                NA                          15                 0.007                     NA                       60                   NA                  0
amozie on DSK3GDR082PROD with NOTICES1




                                              Elephant Seal ....................................................                     NA                 NA                        206                 0.163                    NA                        60                   NA                  2
                                              Gray Whale .......................................................                     NA                 NA                        386                 0.488                     NA                       60                   NA                  0
                                              Fur Seal .............................................................                 NA                 NA                         15                 0.007                    NA                        60                   NA                  0

                                                    Total Level A Take 1 ..................................            ....................   ....................   ....................   ....................   ....................   ....................   ....................           122
                                                 1 Impact pile driving will not begin if a marine mammal other than phocid pinnipds are within PTS, Level A, shutdown zone. Therefore, only
                                              phocids will be taken by Level A harassment.



                                         VerDate Sep<11>2014            20:19 Jun 04, 2018           Jkt 241001        PO 00000           Frm 00037         Fmt 4703         Sfmt 4703         E:\FR\FM\05JNN1.SGM                   05JNN1


                                              26032                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                                Caltrans estimates a maximum of                          adjusted using species specific                        driving activities (Table 14). This
                                              2,392 instances of take by Level B                         monitoring data detailed below.                        equates to the take of one elephant seal
                                              harassment may occur to seven stocks of                      Northern Elephant Seal: Based on low                 during 10 percent of the driving days.
                                              marine mammal during pile-driving                          number of elephant seal sightings in the                 Bottlenose dolphin: Only small
                                              activities (Table 14). These individuals                   project area, Caltrans anticipates that                numbers of bottlenose dolphin occur in
                                              will be exposed temporarily to                             very few if any elephant seals will be                 the project vicinity. Until 2016, most
                                              continuous (vibratory pile driving and                     exposed to continuous sounds greater                   bottlenose dolphins in the Bay were
                                              removal) sounds greater than 120 dB                        than 120 dB rms and impulse sounds                     observed in the western Bay, from the
                                              rms and impulse (impact driving)                           greater than 160 dB rms during pile                    Golden Gate Bridge to Oyster Point and
                                              sounds greater than 160 dB rms. The                        driving. No elephant seals have been                   Redwood City, although one individual
                                              majority of the animals taken by Level                     observed in the immediate project                      was observed frequently near the former
                                              B harassment will be harbor seals (Table                   vicinity. However, the number of                       Alameda Air Station (Perlman 2017). As
                                              14), the most numerous marine                              elephant seals that may enter and or                   of 2017, the same two individuals have
                                              mammals in the project area. Although                      stand in the Bay in a given year is                    been observed regularly near Alameda
                                              Level A take of marine mammals was                         highly variable; dependent of changes in               (Keener, pers. comm., 2017) are likely
                                              calculated based on distances to the                       oceanographic conditions, effecting                    pass by the project area. If additional
                                              threshold, density of the species, and                     water temperature and prey availability.               individuals begin using this eastern area
                                              duration of the activity, Caltrans did not                 Further, the size of the Level B
                                                                                                                                                                of the Bay, the number of bottlenose
                                              anticipate any individuals will be taken                   harassment zone is large, extending
                                                                                                                                                                dolphin sightings near the project area
                                              by Level A harassment. However, based                      2,000 meters (6,562 feet) from the pile
                                                                                                                                                                will likely increase. It is possible that
                                              on correspondence from the Marine                          driving site. Pile driving may take place
                                                                                                                                                                the same two resident bottlenose
                                              Mammal Commission, NMFS is                                 for up to 60 days and many of the
                                                                                                                                                                dolphins and or additional individuals
                                              authorizing Level A take of 120 harbor                     driving days will be consecutive. This
                                                                                                                                                                could be taken multiple times during
                                              seals and two elephant seals. This                         60 day window also includes removal of
                                                                                                                                                                the up to 60 days of pile driving.
                                              increase in potential Level A take is                      temporary piles through vibratory
                                                                                                                                                                Therefore, Caltrans is requesting
                                              based upon an assumed take of two                          removal or cutting off piles below the
                                                                                                                                                                authorization for the take of 90
                                              harbor seals per day with 60 days of pile                  mudline. Should an elephant seal or
                                                                                                         multiple elephant seals be in the                      bottlenose dolphins by Level B
                                              driving. To make sure mitigation and                                                                              harassment during pile driving
                                                                                                         vicinity of the project area for multiple
                                              monitoring zones are clear and                                                                                    activities. This equates to the take of 1.5
                                                                                                         days they could be taken several times.
                                              practicable, Caltrans will use one                                                                                bottlenose dolphins during each day of
                                                                                                         To ensure Caltrans has coverage for the
                                              monitoring zone for both phocid                                                                                   pile driving.
                                                                                                         incidental take of any species with the
                                              species, and therefore also requested                                                                               Gray whale: No gray whales have
                                                                                                         potential to be present in the project
                                              Level A take of two elephant seals. With                                                                          been observed within 2,000 meters
                                                                                                         area, we are proposing to authorize take
                                              monitoring and establishment of                                                                                   (6,562 feet) of the project area, but they
                                                                                                         of 12 elephant seals by Level B
                                              shutdown zones, discussed in the                                                                                  have been observed just north of
                                                                                                         harassment during pile driving activities
                                              Mitigation section below, Caltrans plans                                                                          Treasure Island and southwest of
                                                                                                         (Table 14). This equates to the take of
                                              to avoid, and NMFS did not authorize,                      one elephant seal during 20 percent of                 Oakland Middle Harbor. According to
                                              Level A harassment of other marine                         the driving days.                                      TMMC, two to six gray whales enter the
                                              mammal species.                                              Northern fur seal: No fur seals have                 Bay each year in late winter through
                                                The number of takes requested, and                       been observed in the immediate project                 spring (February through April),
                                              authorized, by Caltrans are based on a                     vicinity. Should a fur seal or multiple                presumably to feed. Caltrans wants to
                                              calculation of marine mammal density                       fur seals be in the vicinity of the project            ensure that the project has coverage for
                                              multiplied by the daily isopleth                           area for multiple days they could be                   the incidental take of any species with
                                              multiplied by the number of days of pile                   taken several times. To ensure Caltrans                the potential to be present in the project
                                              driving. However, due to variability in                    has necessary coverage for occasion fur                area. Therefore, Caltrans is requesting
                                              sightings of northern elephant seal,                       seals in the area, we propose to                       authorization for the take of 4 grey
                                              northern fur seal, bottlenose dolphin,                     authorize take of up to six northern fur               whales by Level B harassment during
                                              and gray whale, take estimates were                        seals by Level B harassment during pile                pile driving activities.

                                                               TABLE 15—COMBINED TOTAL TAKE REQUESTED FOR PIER IMPLOSION AND PILE-DRIVING ACTIVITIES
                                                                          Pier implosion Level B harassment take             Pile driving                                                     Requested take
                                                                                                                                                     Total Level B
                                                     Species                                                                   Level B                                  Total Level A take     as percent of
                                                                             Behavioral                Temporary                                   harassment Take
                                                                                                                           harassment take                                                   stock abundance
                                                                             response                threshold shift

                                              Pacific Harbor
                                                Seal ..................                     20                      10                  2,161                  2,191                  120                 7.5
                                              California Sea Lion                            4                       3                     88                     95                    0                 .03
                                              Northern Elephant
                                                Seal ..................                      2                         1                    12                    15                     2                .01
                                              Northern Fur Seal                              2                         1                     6                     9                     0                .06
amozie on DSK3GDR082PROD with NOTICES1




                                              Harbor Porpoise ...                           10                         8                    91                   109                     0                1.1
                                              Bottlenose Dolphin                             4                         2                    30                    36                     0                  8
                                              Gray Whale ..........                          0                         0                     4                     4                     0                .02




                                         VerDate Sep<11>2014      20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00038   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                           26033

                                              Mitigation                                              both piers during the implosion. Based                 ZOIs for Level A and Level B
                                                 In order to issue an IHA under                       on the results of acoustic monitoring for              harassment.
                                              Section 101(a)(5)(D) of the MMPA,                       the previous pier implosions, BAS                         Pile Driving Shutdown Zone—Before
                                              NMFS must set forth the permissible                     performance is anticipated to provide                  the start of impact pile-driving
                                              methods of taking pursuant to such                      approximately 70 to 80 percent                         activities, the shutdown zones will be
                                              activity, and other means of effecting                  attenuation of implosion-related                       established. The shutdown zones are
                                              the least practicable impact on such                    pressure waves.                                        intended to include all areas where the
                                              species or stock and its habitat, paying                   Implosion shutdown zone—During                      underwater SPLs are anticipated to
                                              particular attention to rookeries, mating               the implosion of Piers E19 and E20, a                  equal or exceed thresholds for injury for
                                              grounds, and areas of similar                           project-specific monitoring plan will be               species other than harbor seals—PTS
                                              significance, and on the availability of                implemented to avoid the potential for                 Level A harassment thresholds for the
                                              such species or stock for taking for                    individual exposure to Level A                         specific species hearing groups, shown
                                              certain subsistence uses (latter not                    harassment, and to document the                        in Table 3. The shutdown zone for
                                              applicable for this action). NMFS                       number and species potentially exposed                 phocid pinnipeds, for which Level A
                                              regulations require applicants for                      to Level B harassment. This plan will be               take is requested, is 25 meters. NMFS-
                                              incidental take authorizations to include               similar to the Marine Foundation                       approved observers will survey the
                                              information about the availability and                  Removal Project Final Biological                       shutdown zones for 30 minutes before
                                              feasibility (economic and technological)                Monitoring Program, previously                         pile-driving activities start. If marine
                                              of equipment, methods, and manner of                    approved by NMFS, that was                             mammals are found within the
                                              conducting such activity or other means                 implemented during the implosions of                   shutdown zones, pile driving will be
                                              of effecting the least practicable adverse              Piers E6 to E18. In particular, monitors               delayed until the animal has moved out
                                              impact upon the affected species or                     will observe the shutdown zone and                     of the shutdown zone, either verified
                                              stocks and their habitat (50 CFR                        will delay the implosion if any                        through sighting by an observer or by
                                              216.104(a)(11)).                                        individuals are within this zone. The                  waiting until enough time has elapsed
                                                 In evaluating how mitigation may or                  same procedure was implemented                         without a sighting, 15 minutes for
                                              may not be appropriate to ensure the                    successfully for the implosions of Piers               pinnipeds and small cetaceans (harbor
                                              least practicable adverse impact on                     E3 through E18, and no marine                          porpoise and bottlenose dolphin), and
                                              species or stocks and their habitat, as                 mammals were exposed to SPLs above                     30 minutes for gray whale, to be able to
                                              well as subsistence uses where                          the Level A or mortality threshold                     assume that the animal has moved
                                              applicable, we carefully consider two                   criteria. This project-specific monitoring             beyond the zone. With implementation
                                              primary factors:                                        plan will be transmitted to NMFS before                of this avoidance and minimization
                                                 (1) The manner in which, and the                                                                            measure, exposure of marine mammals
                                                                                                      the implosions, for review and
                                              degree to which, the successful                                                                                to SPLs that can result in PTS Level A
                                                                                                      concurrence.
                                              implementation of the measure(s) is                                                                            harassment will be avoided for all
                                                                                                         Pile driving—All steel pipe piles                   species except harbor seals and elephant
                                              expected to reduce impacts to marine                    initially will be installed with a
                                              mammals, marine mammal species or                                                                              seals. Due to the resident nature of
                                                                                                      vibratory hammer. The vibratory                        harbor seals, and their ability to appear
                                              stocks, and their habitat. This considers               hammer will be used to drive the
                                              the nature of the potential adverse                                                                            undetected in close range to
                                                                                                      majority of the total pile lengths. In the             construction activities, Caltrans is
                                              impact being mitigated (likelihood,                     event that a pipe pile is installed
                                              scope, range). It further considers the                                                                        requesting Level A take of 120 harbor
                                                                                                      entirely with a vibratory hammer, it still             seals and two elephant seals.
                                              likelihood that the measure will be                     will be subject to final proof testing with
                                              effective if implemented (probability of                                                                          A 10 meter shutdown zone for all
                                                                                                      an impact hammer. A maximum of 10                      marine mammals will also be
                                              accomplishing the mitigating result if                  percent of the piles installed completely
                                              implemented as planned) the likelihood                                                                         implemented for in-water heavy
                                                                                                      with a vibratory hammer may be proof-                  machinery work that is not pile driving
                                              of effective implementation (probability                tested with an impact hammer, without
                                              implemented as planned); and                                                                                   or pier implosion. Similarly, if a marine
                                                                                                      the use of a marine pile-driving energy                mammal for which take is not
                                                 (2) The practicability of the measures
                                                                                                      attenuator. Proofing of piles will be                  authorized is seen within the
                                              for applicant implementation, which
                                                                                                      limited to a maximum of two piles per                  monitoring zone, operations will cease
                                              may consider such things as cost,
                                                                                                      day, for less than 1 minute per pile,                  until the animal is seen leaving the zone
                                              impact on operations, and, in the case
                                                                                                      administering a maximum of 20 blows                    or until 15 minutes have passed.
                                              of a military readiness activity,
                                                                                                      per pile. Although both vibratory and                     Based on our evaluation of the
                                              personnel safety, practicality of
                                                                                                      impact pile driving have the potential to              applicant’s proposed measures, NMFS
                                              implementation, and impact on the
                                                                                                      affect marine mammals, impact driving                  has determined that the mitigation
                                              effectiveness of the military readiness
                                              activity.                                               is expected to generate higher SPLs.                   measures provide the means effecting
                                                                                                      Requiring the use of the vibratory                     the least practicable impact on the
                                              Mitigation for Marine Mammals and                       hammer will reduce the duration of                     affected species or stocks and their
                                              Their Habitat                                           impact driving and potential exposure                  habitat, paying particular attention to
                                                Pier Implosions—The decision to                       to higher SPLs.                                        rookeries, mating grounds, and areas of
                                              combine two smaller piers into single,                     Pile driving energy attenuator—Use of               similar significance.
                                              sequential blast events will further                    a marine pile-driving energy attenuator
                                                                                                      (i.e., air bubble curtain system), or other            Monitoring and Reporting
                                              reduce potential impacts on marine
amozie on DSK3GDR082PROD with NOTICES1




                                              mammals. This will allow faster                         equally effective sound attenuation                      In order to issue an IHA for an
                                              completion of the project and will                      method (e.g., dewatered cofferdam), will               activity, Section 101(a)(5)(D) of the
                                              reduce the total number of pier                         be required by Caltrans during impact                  MMPA states that NMFS must set forth,
                                              implosion events (days where pier                       driving of all steel pipe piles (with the              requirements pertaining to the
                                              implosions occur).                                      exception of pile proof-testing).                      monitoring and reporting of such taking.
                                                BAS—As described previously in this                   Requiring the use of sound attenuation                 The MMPA implementing regulations at
                                              document, a BAS will be used around                     will reduce SPLs and the size of the                   50 CFR 216.104 (a)(13) indicate that


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00039   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26034                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                              requests for authorizations must include                marine mammals. Caltrans will monitor                    • Distance from pile driving activities
                                              the suggested means of accomplishing                    the shutdown zone and monitoring zone                  to marine mammals and distance from
                                              the necessary monitoring and reporting                  30 minutes before, during, and 30                      the marine mammals to the observation
                                              that will result in increased knowledge                 minutes after pile driving, with                       point;
                                              of the species and of the level of taking               observers located at the best practicable                • Description of implementation of
                                              or impacts on populations of marine                     vantage points. For implosion activities,              mitigation measures (e.g., shutdown or
                                              mammals that are expected to be                         Caltrans will monitor the area for 60                  delay);
                                              present in the action area. Effective                   minutes after implosions. Caltrans also                  • Locations of all marine mammal
                                              reporting is critical both to compliance                plans to conduct post-implosion surveys                observations; and
                                              as well as ensuring that the most value                 on shore and by vessel immediately                       • Other human activity in the area.
                                              is obtained from the required                           after implosion events and for the                     Reporting
                                              monitoring.                                             following two days to search for any
                                                 Monitoring and reporting                                                                                       A draft report will be submitted to
                                                                                                      dead or injured marine mammals. Based
                                              requirements prescribed by NMFS                                                                                NMFS within 90 days of the completion
                                                                                                      on our requirements, Caltrans will
                                              should contribute to improved                                                                                  of marine mammal monitoring, or 60
                                                                                                      implement the following procedures:
                                                                                                                                                             days prior to the requested date of
                                              understanding of one or more of the                        • PSOs will be located at the best                  issuance of any future IHA for projects
                                              following:                                              vantage point(s) in order to properly see
                                                 • Occurrence of marine mammal                                                                               at the same location, whichever comes
                                                                                                      the entire shutdown zone and as much                   first. The report will include marine
                                              species or stocks in the area in which                  of the disturbance zone as possible;
                                              take is anticipated (e.g., presence,                                                                           mammal observations pre-activity,
                                                                                                         • During all observation periods,                   during-activity, and post-activity during
                                              abundance, distribution, density);                      observers will use binoculars and the
                                                 • Nature, scope, or context of likely                                                                       pile driving days, and will also provide
                                                                                                      naked eye to search continuously for                   descriptions of any behavioral responses
                                              marine mammal exposure to potential                     marine mammals;
                                              stressors/impacts (individual or                                                                               to construction activities by marine
                                                                                                         • If the shutdown zones are obscured                mammals and a complete description of
                                              cumulative, acute or chronic), through                  by fog or poor lighting conditions, pile
                                              better understanding of: (1) Action or                                                                         all mitigation shutdowns and the results
                                                                                                      driving at that location will not be                   of those actions and an extrapolated
                                              environment (e.g., source                               initiated until that zone is visible.
                                              characterization, propagation, ambient                                                                         total take estimate based on the number
                                                                                                      Should such conditions arise while                     of marine mammals observed during the
                                              noise); (2) affected species (e.g., life                impact driving is underway, the activity
                                              history, dive patterns); (3) co-occurrence                                                                     course of construction. A final report
                                                                                                      will be halted; and                                    must be submitted within 30 days
                                              of marine mammal species with the                          • The shutdown zone and observable
                                              action; or (4) biological or behavioral                                                                        following resolution of comments on the
                                                                                                      portion of the monitoring zone around                  draft report.
                                              context of exposure (e.g., age, calving or              the pile will be monitored for the
                                              feeding areas);                                         presence of marine mammals 30 min                      Negligible Impact Analysis and
                                                 • Individual marine mammal                                                                                  Determination
                                                                                                      before, during, and 30 min after any pile
                                              responses (behavioral or physiological)
                                                                                                      driving activity.                                         NMFS has defined negligible impact
                                              to acoustic stressors (acute, chronic, or
                                                                                                      Data Collection                                        as an impact resulting from the
                                              cumulative), other stressors, or
                                                                                                                                                             specified activity that cannot be
                                              cumulative impacts from multiple                           We require that observers use                       reasonably expected to, and is not
                                              stressors;                                              approved data forms. Among other
                                                 • How anticipated responses to                                                                              reasonably likely to, adversely affect the
                                                                                                      pieces of information, Caltrans will                   species or stock through effects on
                                              stressors impact either: (1) Long-term
                                                                                                      record detailed information about any                  annual rates of recruitment or survival
                                              fitness and survival of individual
                                                                                                      implementation of shutdowns,                           (50 CFR 216.103). A negligible impact
                                              marine mammals; or (2) populations,
                                                                                                      including the distance of animals to the               finding is based on the lack of likely
                                              species, or stocks;
                                                 • Effects on marine mammal habitat                   pile and description of specific actions               adverse effects on annual rates of
                                              (e.g., marine mammal prey species,                      that ensued and resulting behavior of                  recruitment or survival (i.e., population-
                                              acoustic habitat, or other important                    the animal, if any. In addition, Caltrans              level effects). An estimate of the number
                                              physical components of marine                           will attempt to distinguish between the                of takes alone is not enough information
                                              mammal habitat); and                                    number of individual animals taken and                 on which to base an impact
                                                 • Mitigation and monitoring                          the number of incidences of take. We                   determination. In addition to
                                              effectiveness.                                          require that, at a minimum, the                        considering estimates of the number of
                                                                                                      following information be collected on                  marine mammals that might be ‘‘taken’’
                                              Visual Marine Mammal Observations                       the sighting forms:                                    through harassment, NMFS considers
                                                Caltrans will collect sighting data and                  • Date and time that monitored                      other factors, such as the likely nature
                                              behavioral responses to construction for                activity begins or ends;                               of any responses (e.g., intensity,
                                              marine mammal species observed in the                      • Construction activities occurring                 duration), the context of any responses
                                              region of activity during the period of                 during each observation period;                        (e.g., critical reproductive time or
                                              activity. All protected species observers                  • Weather parameters (e.g., percent                 location, migration), as well as effects
                                              (PSOs) will be trained in marine                        cover, visibility);                                    on habitat, and the likely effectiveness
                                              mammal identification and behaviors                        • Water conditions (e.g., sea state,                of the mitigation. We also assess the
                                              and are required to have no other                       tide state);                                           number, intensity, and context of
amozie on DSK3GDR082PROD with NOTICES1




                                              construction-related tasks while                           • Species, numbers, and, if possible,               estimated takes by evaluating this
                                              conducting monitoring. A minimum of                     sex and age class of marine mammals;                   information relative to population
                                              two PSOs will be required for all pile                     • Description of any observable                     status. Consistent with the 1989
                                              driving activities. Caltrans will establish             marine mammal behavior patterns,                       preamble for NMFS’s implementing
                                              shutdown zones, similar to those                        including bearing and direction of                     regulations (54 FR 40338; September 29,
                                              detailed in Table 7, as well as a                       travel, and if possible, the correlation to            1989), the impacts from other past and
                                              monitoring zone of 2,000 meters for all                 SPLs;                                                  ongoing anthropogenic activities are


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00040   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                                                              Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices                                            26035

                                              incorporated into this analysis via their               of two PSOs stationed strategically to                 as a whole. For some stocks, such as
                                              impacts on the environmental baseline                   increase detectability of marine                       harbor seal, more animal presence has
                                              (e.g., as reflected in the regulatory status            mammals, enabling a high rate of                       increased in recent years, despite
                                              of the species, population size and                     success in implementation of                           Caltrans’ work in the area.
                                              growth rate where known, ongoing                        shutdowns to avoid injury for all                         In summary and as described above,
                                              sources of human-caused mortality, or                   species except harbor seal.                            the following factors primarily support
                                              ambient noise levels).                                     Caltrans’ activities are localized and              our determination that the impacts
                                                 Pile driving and pier implosion                      of relatively short duration (June to                  resulting from this activity are not
                                              activities associated from the Caltrans                 November). This duration does not                      expected to adversely affect the species
                                              project, as outlined previously, have the               overlap with breeding, pupping, or                     or stock through effects on annual rates
                                              potential to disturb or displace marine                 other biologically significant events for              of recruitment or survival:
                                              mammals. Specifically, the specified                    marine mammal species in the area. The                    • No mortality is anticipated or
                                              activities may result in take, in the form              project area is also very limited in scope             authorized;
                                              of Level B harassment (TTS and                          spatially, as all work is concentrated on                 • No more than 10 individuals per
                                              behavioral disturbance), from                           the edges of a single bridge expanse.                  species are expected to incur TTS
                                              underwater sounds generated from pier                   These localized and short-term noise                   during pier implosion. No TTS is
                                              implosions and pile driving. Potential                  exposures may cause short-term                         expected to occur during pile driving.
                                              takes could occur if individuals of these               behavioral modifications in seven                      The size of the zones in which TTS is
                                              species are present in the ensonified                   marine mammal species. Moreover, the                   expected to occur are small and will be
                                              zone when pile driving or implosion                     mitigation and monitoring measures are                 heavily monitored per the measures
                                              occurs. A few marine mammals could                      expected to further reduce the                         outlined above in the Monitoring
                                              experience TTS if they occur within the                 likelihood of injury, as it is unlikely an             section;
                                              Level B TTS zone. However, TTS is a                     animal will remain in close proximity to                  • Level B harassment may consist of
                                              temporary loss of hearing sensitivity                   the sound source with small Level A                    temporary modifications in behavior
                                              when exposed to loud sound, and the                     isopleths. While the project area is                   (e.g., temporary avoidance of habitat or
                                              hearing threshold is expected to recover                known to be frequented by harbor seals                 changes in behavior);
                                              completely within minutes to hours.                     and California sea lions, it is not an
                                                                                                                                                                • The lack of important feeding,
                                              Therefore, it is not considered an injury.              established breeding ground for local
                                                                                                                                                             pupping, or other biologically
                                              In addition, even if an animal receives                 populations.
                                                                                                         The project also is not expected to                 significant areas in the action area
                                              a TTS, the TTS will be a one-time event
                                                                                                      have significant adverse effects on                    during the construction window;
                                              from a brief impulse noise (about 5
                                              seconds), making it unlikely that the                   affected marine mammals’ habitat. The                     • The small impact area relative to
                                              TTS will lead to PTS. If an animal                      project activities will not modify                     species range size;
                                              undergoes a TTS from pier implosion, it                 existing marine mammal habitat for a                      • Mitigation is expected to minimize
                                              is likely to recover quickly as there is                significant amount of time. The                        the likelihood and severity of the level
                                              only one implosion event planned.                       activities may cause some fish to leave                of harassment; and
                                              Finally, there is no critical habitat or                the area of disturbance, thus temporarily                 • The small percentage of the stock
                                              other biologically important areas in the               impacting marine mammals’ foraging                     that may be affected by project activities
                                              vicinity of Caltrans’ controlled                        opportunities in a limited portion of the              (< eight percent for all stocks).
                                              implosion areas (Calambokidis et al.,                   foraging range. However, because of the                   Based on the analysis contained
                                              2015).                                                  short duration of the activities and the               herein of the likely effects of the
                                                 No serious injury or mortality is                    relatively small area of the habitat that              specified activity on marine mammals
                                              anticipated given the nature of the                     may be affected, and the decreased                     and their habitat, and taking into
                                              activities and measures designed to                     potential of prey species to be in the                 consideration the implementation of the
                                              minimize the possibility of injury to                   Project area during the construction                   monitoring and mitigation measures,
                                              marine mammals. The potential for                       work window, the impacts to marine                     NMFS finds that the total marine
                                              these outcomes is minimized through                     mammal habitat are not expected to                     mammal take from the activity will have
                                              the construction method and the                         cause significant or long-term negative                a negligible impact on all affected
                                              implementation of the planned                           consequences.                                          marine mammal species or stocks.
                                              mitigation measures. Specifically,                         Effects on individuals that are taken
                                                                                                                                                             Small Numbers
                                              Caltrans will use a blast attenuation                   by Level B harassment, on the basis of
                                              system for the pier implosion, which it                 reports in the literature as well as                     As noted above, only small numbers
                                              has previously used successfully. For                   monitoring from other similar activities,              of incidental take may be authorized
                                              pile driving activities, vibratory and                  will likely be limited to temporary                    under Section 101(a)(5)(D) of the MMPA
                                              impact hammers will be the primary                      reactions such as increased swimming                   for specified activities other than
                                              methods of pier installation. Impact pile               speeds, increased surfacing time,                      military readiness activities. The MMPA
                                              driving produces short, sharp pulses                    flushing, or decreased foraging (if such               does not define small numbers and so,
                                              with higher peak levels and much                        activity were occurring) (e.g., Thorson                in practice, where estimated numbers
                                              sharper rise time to reach those peaks.                 and Reyff 2006; Lerma 2014). Most                      are available, NMFS compares the
                                              If impact driving is necessary,                         likely, individuals will simply move                   number of individuals taken to the most
                                              implementation of soft start and                        away from the sound source and be                      appropriate estimation of abundance of
                                              shutdown zones significantly reduces                    temporarily displaced from the areas of                the relevant species or stock in our
amozie on DSK3GDR082PROD with NOTICES1




                                              any possibility of injury. Given                        pile driving and implosions. Thus, even                determination of whether an
                                              sufficient ‘‘notice’’ through use of soft               repeated Level B harassment of some                    authorization is limited to small
                                              start (for impact driving), marine                      small subset of the overall stock is                   numbers of marine mammals.
                                              mammals are expected to move away                       unlikely to result in any significant                  Additionally, other qualitative factors
                                              from a sound source that is annoying                    realized decrease in fitness for the                   may be considered in the analysis, such
                                              prior to it becoming potentially                        affected individuals, and thus will not                as the temporal or spatial scale of the
                                              injurious. Caltrans will use a minimum                  result in any adverse impact to the stock              activities.


                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00041   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM   05JNN1


                                              26036                           Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices

                                                 Table 15 above details the number of                 mitigation, monitoring, and reporting                  Public Affairs, (202) 482–7002, or at
                                              individuals that could be exposed to                    requirements.                                          press@ntia.doc.gov.
                                              received noise levels that could cause                    Dated: May 31, 2018.                                 SUPPLEMENTARY INFORMATION:
                                              TTS or Level B harassment for the work                  Donna S. Wieting,                                         Background: Within the U.S.
                                              at the project site relative to the total                                                                      Department of Commerce, the National
                                                                                                      Director, Office of Protected Resources,
                                              stock abundance. The numbers of                         National Marine Fisheries Service.                     Telecommunications and Information
                                              animals authorized to be taken for all                                                                         Administration (NTIA) is the Executive
                                                                                                      [FR Doc. 2018–12043 Filed 6–4–18; 8:45 am]
                                              species will be considered small relative                                                                      Branch agency responsible for advising
                                                                                                      BILLING CODE 3510–22–P
                                              to the relevant stocks or populations                                                                          the President on telecommunications
                                              even if each estimated instance of take                                                                        and information policy.1 NTIA was
                                              occurred to a new individual. The total                                                                        established in 1978 in response to the
                                                                                                      DEPARTMENT OF COMMERCE
                                              percent of the population (if each                                                                             growing national consensus that
                                              instance was a separate individual) for                 National Telecommunications and                        ‘‘telecommunications and information
                                              which take is requested is less than                    Information Administration                             are vital to the public welfare, national
                                              eight percent for all stocks (Table 15).                                                                       security, and competitiveness of the
                                              Based on the analysis contained herein                  [Docket No. 180124068–8068–01]                         United States,’’ and that, ‘‘rapid
                                              of the activity (including the mitigation               RIN 0660–XC041                                         technological advances being made in
                                              and monitoring measures) and the                                                                               the telecommunications and
                                              anticipated take of marine mammals,                     International internet Policy Priorities               information fields make it imperative
                                              NMFS finds that small numbers of                                                                               that the United States maintain effective
                                              marine mammals will be taken relative                   AGENCY:  National Telecommunications                   national and international policies and
                                              to the population size of the affected                  and Information Administration, U.S.                   programs capable of taking advantage of
                                              species or stocks.                                      Department of Commerce.                                continued advancements.’’ 2
                                                                                                      ACTION: Notice of inquiry.                                In the 40 years since its inception,
                                              Unmitigable Adverse Impact Analysis                                                                            NTIA has made growth and innovation
                                              and Determination                                       SUMMARY:    Recognizing the vital                      in communications technologies—most
                                                There are no relevant subsistence uses                importance of the internet and digital                 recently internet communications—a
                                              of the affected marine mammal stocks or                 communications to U.S. innovation,                     cornerstone of its mission. The
                                              species implicated by this action.                      prosperity, education, and civic and                   Administration’s 2017 National Security
                                              Therefore, NMFS has determined that                     cultural life, the National                            Strategy reaffirmed that ‘‘[t]he flow of
                                              the total taking of affected species or                 Telecommunications and Information                     data and an open, interoperable internet
                                              stocks will not have an unmitigable                     Administration (NTIA) of the U.S.                      are inseparable from the success of the
                                              adverse impact on the availability of                   Department of Commerce has made it a                   U.S. economy,’’ and stated
                                              such species or stocks for taking for                   top priority to encourage growth and                   unequivocally that, ‘‘the United States
                                              subsistence purposes.                                   innovation for the internet and internet-              will advocate for open, interoperable
                                                                                                      enabled economy. Towards that end,                     communications, with minimal barriers
                                              Endangered Species Act (ESA)                            NTIA is seeking comments and                           to the global exchange of information
                                                                                                      recommendations from all interested                    and services.’’ 3
                                                 Section 7(a)(2) of the Endangered
                                                                                                      stakeholders on its international                         NTIA’s Office of International Affairs:
                                              Species Act of 1973 (ESA: 16 U.S.C.
                                                                                                      internet policy priorities for 2018 and                The Office of International Affairs (OIA)
                                              1531 et seq.) requires that each Federal
                                                                                                      beyond. These comments will help                       leads NTIA’s overseas work. It plays a
                                              agency insure that any action it
                                                                                                      inform NTIA to identify priority issues                central role in the formulation of the
                                              authorizes, funds, or carries out is not                                                                       U.S. Government’s international
                                                                                                      and help NTIA effectively leverage its
                                              likely to jeopardize the continued                                                                             information and communications
                                                                                                      resources and expertise to address those
                                              existence of any endangered or                                                                                 technology policies, particularly with
                                                                                                      issues.
                                              threatened species or result in the                                                                            respect to the internet and the internet-
                                              destruction or adverse modification of                  DATES: Comments are due on or before
                                                                                                      5 p.m. Eastern Time on July 2, 2018.                   enabled economy. OIA’s diverse
                                              designated critical habitat. To ensure                                                                         policymaking efforts include protecting
                                              ESA compliance for the issuance of                      ADDRESSES: Written comments may be
                                                                                                                                                             and promoting an open and
                                              IHAs, NMFS consults internally, in this                 submitted by email to iipp2018@                        interoperable internet, advocating for
                                              case with the West Coast Region                         ntia.doc.gov. Comments submitted by                    the free flow of information, and
                                              Protected Resources Division Office,                    email should be machine-readable and                   strengthening the global marketplace for
                                              whenever we propose to authorize take                   should not be copy-protected. Written                  American digital products and services.
                                              for endangered or threatened species.                   comments also may be submitted by                         OIA advances these and related
                                                 No incidental take of ESA-listed                     mail to the National                                   priorities at such global venues as the
                                              species is authorized or expected to                    Telecommunications and Information                     International Telecommunication Union
                                              result from this activity. Therefore,                   Administration, U.S. Department of                     (ITU), the internet Governance Forum
                                              NMFS has determined that consultation                   Commerce, 1401 Constitution Avenue                     (IGF), the Asia-Pacific Economic
                                              under Section 7 of the ESA is not                       NW, Room 4725, Attn: Fiona Alexander,                  Cooperation (APEC) forum, the
                                              required for this action.                               Washington, DC 20230.                                  Organization of American States (OAS)
                                                                                                      FOR FURTHER INFORMATION CONTACT:                       the Organization for Economic
                                              Authorization
                                                                                                      Fiona Alexander, National                              Cooperation and Development (OECD),
amozie on DSK3GDR082PROD with NOTICES1




                                                NMFS has issued an IHA to Caltrans                    Telecommunications and Information
                                              for the harassment of small numbers of                  Administration, U.S. Department of                       1 47 U.S.C. 902(b)(2)(D).
                                              marine mammals incidental to the                        Commerce, 1401 Constitution Avenue                       2 47 U.S.C. 901(b)(1–6).
                                                                                                                                                               3 Executive Office of the President, The National
                                              dismantling and reuse of the original                   NW, Room 4706, Washington, DC
                                                                                                                                                             Security Strategy of the United States of America
                                              East Span of the San Francisco–Oakland                  20230; telephone (202) 482–1866; email                 (Dec. 2017), https://www.whitehouse.gov/wp-
                                              Bay Bridge in the San Francisco Bay                     falexander@ntia.doc.gov. Please direct                 content/uploads/2017/12/NSS-Final-12-18-2017-
                                              provided the previously mentioned                       media inquiries to NTIA’s Office of                    0905.pdf.



                                         VerDate Sep<11>2014   20:19 Jun 04, 2018   Jkt 241001   PO 00000   Frm 00042   Fmt 4703   Sfmt 4703   E:\FR\FM\05JNN1.SGM    05JNN1



Document Created: 2018-11-02 11:46:02
Document Modified: 2018-11-02 11:46:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; Issuance of an incidental harassment authorization.
DatesThis Authorization is applicable from May 24, 2018 to May 23, 2019.
ContactSara Young, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: https:// www.fisheries.noaa.gov/national/marine-mammal-protection/incidental- take-authorizations-construction-activities. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 26013 
RIN Number0648-XG05

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR