83 FR 26131 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 108 (June 5, 2018)

Page Range		26131-26131
FR Document		2018-12116

Federal Register, Volume 83 Issue 108 (Tuesday, June 5, 2018)

[Federal Register Volume 83, Number 108 (Tuesday, June 5, 2018)]
[Notices]
[Page 26131]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12116]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, June 7, 2018.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: May 31, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-12116 Filed 6-1-18; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices 26131

the 30-day operative delay is consistent printing in the Commission’s Public At times, changes in Commission
with the protection of investors and the Reference Room, 100 F Street NE, priorities require alterations in the
public interest and, therefore, the Washington, DC 20549, on official scheduling of meeting items.
Commission designates the proposed business days between the hours of CONTACT PERSON FOR MORE INFORMATION:
rule change to be operative upon 10:00 a.m. and 3:00 p.m. Copies of the For further information and to ascertain
filing.11 filing also will be available for what, if any, matters have been added,
At any time within 60 days of the inspection and copying at the principal deleted or postponed; please contact
filing of the proposed rule change, the office of the Exchange. All comments Brent J. Fields from the Office of the
Commission summarily may received will be posted without change. Secretary at (202) 551–5400.
temporarily suspend such rule change if Persons submitting comments are
it appears to the Commission that such Dated: May 31, 2018.
cautioned that we do not redact or edit
action is necessary or appropriate in the Brent J. Fields,
personal identifying information from
public interest, for the protection of comment submissions. You should Secretary.
investors, or otherwise in furtherance of submit only information that you wish [FR Doc. 2018–12116 Filed 6–1–18; 11:15 am]
the purposes of the Act. If the to make available publicly. All BILLING CODE 8011–01–P
Commission takes such action, the submissions should refer to File
Commission shall institute proceedings Number SR–BX–2018–021 and should
to determine whether the proposed rule be submitted on or before June 26, 2018. SECURITIES AND EXCHANGE
should be approved or disapproved. COMMISSION
For the Commission, by the Division of
IV. Solicitation of Comments Trading and Markets, pursuant to delegated [Release No. 34–83347; File No. SR–
authority.12 NYSEAMER–2018–17]
Interested persons are invited to
submit written data, views, and Eduardo A. Aleman,
Assistant Secretary.
Self-Regulatory Organizations; NYSE
arguments concerning the foregoing, American LLC; Notice of Filing and
including whether the proposed rule [FR Doc. 2018–11983 Filed 6–4–18; 8:45 am]
Immediate Effectiveness of Proposed
change is consistent with the Act. BILLING CODE 8011–01–P
Rule Change To Amend the
Comments may be submitted by any of Intercontinental Exchange, Inc.
the following methods: Director Independence Policy
SECURITIES AND EXCHANGE
Electronic Comments COMMISSION May 30, 2018.
• Use the Commission’s internet Pursuant to Section 19(b)(1) 1 of the
comment form (http://www.sec.gov/ Sunshine Act Meetings Securities Exchange Act of 1934 (the
rules/sro.shtml); or ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
• Send an email to rule-comments@ TIME AND DATE: 2:00 p.m. on Thursday,
notice is hereby given that, on May 22,
sec.gov. Please include File Number SR– June 7, 2018.
2018, NYSE American LLC (the
BX–2018–021 on the subject line. PLACE: Closed Commission Hearing ‘‘Exchange’’ or ‘‘NYSE American’’) filed
Paper Comments Room 10800. with the Securities and Exchange
STATUS: This meeting will be closed to Commission (the ‘‘Commission’’) the
• Send paper comments in triplicate
to Secretary, Securities and Exchange the public. proposed rule change as described in
Commission, 100 F Street NE, MATTERS TO BE CONSIDERED: Items I and II below, which Items have
Washington, DC 20549–1090. Commissioners, Counsel to the been prepared by the self-regulatory
Commissioners, the Secretary to the organization. The Commission is
All submissions should refer to File
Commission, and recording secretaries publishing this notice to solicit
Number SR–BX–2018–021. This file
will attend the closed meeting. Certain comments on the proposed rule change
number should be included on the
staff members who have an interest in from interested persons.
subject line if email is used. To help the
Commission process and review your the matters also may be present. I. Self-Regulatory Organization’s
comments more efficiently, please use The General Counsel of the Statement of the Terms of Substance of
only one method. The Commission will Commission, or his designee, has the Proposed Rule Change
post all comments on the Commission’s certified that, in his opinion, one or
more of the exemptions set forth in 5 The Exchange proposes to amend the
internet website (http://www.sec.gov/ Intercontinental Exchange, Inc. (‘‘ICE’’)
rules/sro.shtml). Copies of the U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3), director independence policy
submission, all subsequent (‘‘Independence Policy’’) in connection
amendments, all written statements (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the with a transaction (‘‘Transaction’’)
with respect to the proposed rule whereby Chicago Stock Exchange, Inc.
change that are filed with the scheduled matters at the closed meeting.
Commissioner Stein, as duty officer, (‘‘CHX’’) and its direct parent, CHX
Commission, and all written Holdings, Inc. (‘‘CHX Holdings’’), would
communications relating to the voted to consider the items listed for the
closed meeting in closed session. become indirect subsidiaries of
proposed rule change between the Intercontinental Exchange, Inc. (‘‘ICE’’),
Commission and any person, other than The subject matters of the closed
the ultimate parent of the Exchange. The
those that may be withheld from the meeting will be:
proposed rule change is available on the
public in accordance with the Institution and settlement of Exchange’s website at www.nyse.com, at
amozie on DSK3GDR082PROD with NOTICES1

provisions of 5 U.S.C. 552, will be injunctive actions; the principal office of the Exchange, and
available for website viewing and Institution and settlement of at the Commission’s Public Reference
administrative proceedings; and Room.
11 For purposes only of waiving the 30-day
Other matters relating to enforcement
operative delay, the Commission has also proceedings. 1 15 U.S.C. 78s(b)(1).
considered the proposed rule’s impact on
2 15 U.S.C. 78a.
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f). 12 17 CFR 200.30–3(a)(12). 3 17 CFR 240.19b–4.

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Document Created: 2018-11-02 11:47:03
Document Modified: 2018-11-02 11:47:03

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, June 7, 2018.
FR Citation		83 FR 26131