83_FR_26804 83 FR 26693 - Agency Information Collection Activities: Proposed Collection; Comment Request

83 FR 26693 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 83, Issue 111 (June 8, 2018)

Page Range26693-26694
FR Document2018-12394

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility, and clarity of the information to be collected, and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 83 Issue 111 (Friday, June 8, 2018)
[Federal Register Volume 83, Number 111 (Friday, June 8, 2018)]
[Notices]
[Pages 26693-26694]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-12394]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifiers: CMS-10418]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

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SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including the necessity and utility of the 
proposed information collection for the proper performance of the 
agency's functions, the accuracy of the estimated burden, ways to 
enhance the quality, utility, and clarity of the information to be 
collected, and the use of automated collection techniques or other 
forms of information technology to minimize the information collection 
burden.

DATES: Comments must be received by August 7, 2018.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number __, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' website address at https://www.cms.gov/Regulations-and-Guidance/Legislation/PaperworkReductionActof1995/PRA-Listing.html.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to Paperwork@cms.hhs.gov.
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: William Parham at (410) 786-4669.

SUPPLEMENTARY INFORMATION:

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-10418 Annual MLR and Rebate Calculation Report and MLR Rebate 
Notices

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before

[[Page 26694]]

submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.

Information Collection

    1. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Annual MLR and 
Rebate Calculation Report and MLR Rebate Notices; Use: Under Section 
2718 of the Affordable Care Act and implementing regulation at 45 CFR 
part 158, a health insurance issuer (issuer) offering group or 
individual health insurance coverage must submit a report to the 
Secretary concerning the amount the issuer spends each year on claims, 
quality improvement expenses, non-claims costs, Federal and State taxes 
and licensing and regulatory fees, the amount of earned premium, and 
beginning with the 2014 reporting year, the amounts related to the 
transitional reinsurance, risk corridors, and risk adjustment programs 
established under sections 1341, 1342, and 1343, respectively, of the 
Affordable Care Act. An issuer must provide an annual rebate if the 
amount it spends on certain costs compared to its premium revenue 
(excluding Federal and States taxes and licensing and regulatory fees) 
does not meet a certain ratio, referred to as the medical loss ratio 
(MLR). Each issuer is required to submit annually MLR data, including 
information about any rebates it must provide, on a form prescribed by 
CMS, for each State in which the issuer conducts business. Each issuer 
is also required to provide a rebate notice to each policyholder that 
is owed a rebate and each subscriber of policyholders that are owed a 
rebate for any given MLR reporting year. Additionally, each issuer is 
required to maintain for a period of seven years all documents, records 
and other evidence that support the data included in each issuer's 
annual report to the Secretary. Based upon CMS' experience in the MLR 
data collection and evaluation process, CMS is updating its annual 
burden hour estimates to reflect the actual numbers of submissions, 
rebates and rebate notices.
    The 2017 MLR Reporting Form and Instructions reflect changes for 
the 2017 reporting year and beyond. The 2017 MLR Reporting Form and 
instructions are also modified to eliminate the reporting elements that 
were required under the risk corridors data submission requirements in 
45 CFR 153.530 for the 2014 through 2016 benefit years. For 2017, it is 
expected that issuers will submit fewer reports and on average, send 
fewer notices and rebate checks in the mail to policyholders and 
subscribers, which will reduce burden on issuers. In addition, issuers 
of qualified health plans will no longer have to submit on the annual 
report the data for the risk corridors program established under 
section 1342 of the Patient Protection and Affordable Care Act. Form 
Number: CMS-10418 (OMB control number: 0938-1164); Frequency: Annually; 
Affected Public: Private Sector, Business or other for-profit and not-
for-profit institutions; Number of Respondents: 522; Number of 
Responses: 2,138; Total Annual Hours: 170,589. (For policy questions 
regarding this collection contact Christina Whitefield at 301-492-
4172.)

    Dated: June 5, 2018.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2018-12394 Filed 6-7-18; 8:45 am]
BILLING CODE 4120-01-P



                                                                               Federal Register / Vol. 83, No. 111 / Friday, June 8, 2018 / Notices                                           26693

                                              of the drug under Medicare Part D. Per                  after the dis-enrollment date. Form                    recommendations must be submitted in
                                              statute, drugs that are necessary for the               Number: CMS–10544 (OMB control                         any one of the following ways:
                                              palliation and management of the                        number: 0938–1271); Frequency:                           1. Electronically. You may send your
                                              terminal illness and related conditions                 Reporting—Monthly; Affected Public:                    comments electronically to http://
                                              are not eligible for payment under Part                 Private Sector (Business or other for-                 www.regulations.gov. Follow the
                                              D. The standard form provides a vehicle                 profit institutions); Number of                        instructions for ‘‘Comment or
                                              for the hospice provider, prescriber or                 Respondents: 10,008; Total Annual                      Submission’’ or ‘‘More Search Options’’
                                              sponsor to document that the drug                       Responses: 10,008; Total Annual Hours:                 to find the information collection
                                              prescribed is ‘‘unrelated’’ to the                      6,665. (For policy questions regarding                 document(s) that are accepting
                                              terminal illness and related conditions.                this collection contact Carla Patterson at             comments.
                                              It also gives a hospice organization the                410–786–1000.)                                           2. By regular mail. You may mail
                                              option to communicate a beneficiary’s                      Dated: June 5, 2018.                                written comments to the following
                                              change in hospice status and care plan                  William N. Parham, III,
                                                                                                                                                             address: CMS, Office of Strategic
                                              to Part D sponsors. Form Number: CMS–                                                                          Operations and Regulatory Affairs,
                                                                                                      Director, Paperwork Reduction Staff, Office
                                              10538 (OMB control number: 0938–                        of Strategic Operations and Regulatory
                                                                                                                                                             Division of Regulations Development,
                                              1269); Frequency: Occasionally;                         Affairs.                                               Attention: Document Identifier/OMB
                                              Affected Public: Private sector (business               [FR Doc. 2018–12393 Filed 6–7–18; 8:45 am]
                                                                                                                                                             Control Number ll, Room C4–26–05,
                                              or other for-profits); Number of                                                                               7500 Security Boulevard, Baltimore,
                                                                                                      BILLING CODE 4120–01–P
                                              Respondents: 424; Total Annual                                                                                 Maryland 21244–1850.
                                              Responses: 376,487; Total Annual                                                                                 To obtain copies of a supporting
                                              Hours: 31,374. (For policy questions                    DEPARTMENT OF HEALTH AND                               statement and any related forms for the
                                              regarding this collection contact Shelly                HUMAN SERVICES                                         proposed collection(s) summarized in
                                              Winston at 410–786–3694.)                                                                                      this notice, you may make your request
                                                 6. Type of Information Collection                    Centers for Medicare & Medicaid                        using one of following:
                                              Request: Reinstatement without change                   Services                                                 1. Access CMS’ website address at
                                              of a previously approved collection;                                                                           https://www.cms.gov/Regulations-and-
                                                                                                      [Document Identifiers: CMS–10418]
                                              Title of Information Collection: Good                                                                          Guidance/Legislation/PaperworkReducti
                                              Cause Processes; Use: Section                           Agency Information Collection                          onActof1995/PRA-Listing.html.
                                              1851(g)(3)(B)(i) of the Act provides that               Activities: Proposed Collection;                         2. Email your request, including your
                                              MA organizations may terminate the                      Comment Request                                        address, phone number, OMB number,
                                              enrollment of individuals who fail to                                                                          and CMS document identifier, to
                                              pay basic and supplemental premiums                     AGENCY: Centers for Medicare &                         Paperwork@cms.hhs.gov.
                                              after a grace period established by the                 Medicaid Services, HHS.                                  3. Call the Reports Clearance Office at
                                              plan. Section 1860D–1(b)(1)(B)(v) of the                ACTION: Notice.                                        (410) 786–1326.
                                              Act generally directs us to establish                                                                          FOR FURTHER INFORMATION CONTACT:
                                              rules related to enrollment, dis-                       SUMMARY:    The Centers for Medicare &                 William Parham at (410) 786–4669.
                                              enrollment, and termination for Part D                  Medicaid Services (CMS) is announcing
                                                                                                                                                             SUPPLEMENTARY INFORMATION:
                                              plan sponsors that are similar to those                 an opportunity for the public to
                                              established for MA organizations under                  comment on CMS’ intention to collect                   Contents
                                              section 1851 of the Act. Consistent with                information from the public. Under the
                                                                                                                                                               This notice sets out a summary of the
                                              these sections of the Act, subpart B in                 Paperwork Reduction Act of 1995 (the
                                                                                                                                                             use and burden associated with the
                                              each of the Parts C and D regulations                   PRA), federal agencies are required to
                                                                                                                                                             following information collections. More
                                              sets forth requirements with respect to                 publish notice in the Federal Register
                                                                                                                                                             detailed information can be found in
                                              involuntary dis-enrollment procedures                   concerning each proposed collection of
                                                                                                                                                             each collection’s supporting statement
                                              at 42 CFR 422.74 and 423.44,                            information (including each proposed
                                                                                                                                                             and associated materials (see
                                              respectively. In addition, section                      extension or reinstatement of an existing
                                                                                                                                                             ADDRESSES).
                                              1876(c)(3)(B) establishes that                          collection of information) and to allow
                                              individuals may be dis-enrolled from                    60 days for public comment on the                      CMS–10418 Annual MLR and Rebate
                                              coverage as specified in regulations.                   proposed action. Interested persons are                Calculation Report and MLR Rebate
                                              Thus, current regulations at 42 CFR                     invited to send comments regarding our                 Notices
                                              417.460 specify that a cost plan,                       burden estimates or any other aspect of                  Under the PRA (44 U.S.C. 3501–
                                              specifically a Health Maintenance                       this collection of information, including              3520), federal agencies must obtain
                                              Organization (HMO) or competitive                       the necessity and utility of the proposed              approval from the Office of Management
                                              medical plan (CMP), may dis-enroll a                    information collection for the proper                  and Budget (OMB) for each collection of
                                              member who fails to pay premiums or                     performance of the agency’s functions,                 information they conduct or sponsor.
                                              other charges imposed by the plan for                   the accuracy of the estimated burden,                  The term ‘‘collection of information’’ is
                                              deductible and coinsurance amounts.                     ways to enhance the quality, utility, and              defined in 44 U.S.C. 3502(3) and 5 CFR
                                              Within these regulatory provisions,                     clarity of the information to be                       1320.3(c) and includes agency requests
                                              individuals dis-enrolled for                            collected, and the use of automated                    or requirements that members of the
                                              nonpayment of premiums are afforded a                   collection techniques or other forms of                public submit reports, keep records, or
                                              grace period in which to request                        information technology to minimize the                 provide information to a third party.
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                                              reinstatement. As part of the                           information collection burden.                         Section 3506(c)(2)(A) of the PRA
                                              reinstatement request process, they                     DATES: Comments must be received by                    requires federal agencies to publish a
                                              must demonstrate good cause for failure                 August 7, 2018.                                        60-day notice in the Federal Register
                                              to pay within the initial grace period                  ADDRESSES: When commenting, please                     concerning each proposed collection of
                                              that led to their involuntary dis-                      reference the document identifier or                   information, including each proposed
                                              enrollment and pay all overdue                          OMB control number. To be assured                      extension or reinstatement of an existing
                                              premiums within three calendar months                   consideration, comments and                            collection of information, before


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                                              26694                            Federal Register / Vol. 83, No. 111 / Friday, June 8, 2018 / Notices

                                              submitting the collection to OMB for                    the mail to policyholders and                          FOR FURTHER INFORMATION CONTACT:
                                              approval. To comply with this                           subscribers, which will reduce burden                  Amber Sanford, Office of Operations,
                                              requirement, CMS is publishing this                     on issuers. In addition, issuers of                    Food and Drug Administration, Three
                                              notice.                                                 qualified health plans will no longer                  White Flint North, 10A–12M, 11601
                                                                                                      have to submit on the annual report the                Landsdown St., North Bethesda, MD
                                              Information Collection
                                                                                                      data for the risk corridors program                    20852, 301–796–8867, PRAStaff@
                                                 1. Type of Information Collection                    established under section 1342 of the                  fda.hhs.gov.
                                              Request: Revision of a currently                        Patient Protection and Affordable Care                 SUPPLEMENTARY INFORMATION: In
                                              approved collection; Title of                           Act. Form Number: CMS–10418 (OMB                       compliance with 44 U.S.C. 3507, FDA
                                              Information Collection: Annual MLR                      control number: 0938–1164); Frequency:                 has submitted the following proposed
                                              and Rebate Calculation Report and MLR                   Annually; Affected Public: Private                     collection of information to OMB for
                                              Rebate Notices; Use: Under Section                      Sector, Business or other for-profit and               review and clearance.
                                              2718 of the Affordable Care Act and                     not-for-profit institutions; Number of
                                              implementing regulation at 45 CFR part                  Respondents: 522; Number of                            Medical Device Reporting: Electronic
                                              158, a health insurance issuer (issuer)                 Responses: 2,138; Total Annual Hours:                  Submission Requirements
                                              offering group or individual health                     170,589. (For policy questions regarding               OMB Control Number 0910–0437—
                                              insurance coverage must submit a report                 this collection contact Christina                      Extension
                                              to the Secretary concerning the amount                  Whitefield at 301–492–4172.)
                                              the issuer spends each year on claims,                                                                            The information collection associated
                                              quality improvement expenses, non-                         Dated: June 5, 2018.                                with 21 CFR part 803 is approved under
                                              claims costs, Federal and State taxes                   William N. Parham, III,                                OMB control number 0910–0437. We
                                              and licensing and regulatory fees, the                  Director, Paperwork Reduction Staff, Office            request revision of the information
                                              amount of earned premium, and                           of Strategic Operations and Regulatory                 collection approval as described in this
                                              beginning with the 2014 reporting year,                 Affairs.                                               document.
                                              the amounts related to the transitional                 [FR Doc. 2018–12394 Filed 6–7–18; 8:45 am]                In the Federal Register of December
                                              reinsurance, risk corridors, and risk                   BILLING CODE 4120–01–P                                 26, 2017 (82 FR 60922), FDA published
                                              adjustment programs established under                                                                          a notification and request for comments
                                              sections 1341, 1342, and 1343,                                                                                 entitled ‘‘Center for Devices and
                                              respectively, of the Affordable Care Act.               DEPARTMENT OF HEALTH AND                               Radiological Health; Medical Devices
                                              An issuer must provide an annual rebate                 HUMAN SERVICES                                         and Combination Products; Voluntary
                                              if the amount it spends on certain costs                                                                       Malfunction Summary Reporting
                                              compared to its premium revenue                         Food and Drug Administration                           Program for Manufacturers’’ (the
                                              (excluding Federal and States taxes and                                                                        notification) which, among other things,
                                              licensing and regulatory fees) does not                 [Docket No. FDA–2017–N–6730]                           proposed a program for manufacturer
                                              meet a certain ratio, referred to as the                                                                       reporting of certain device malfunction
                                              medical loss ratio (MLR). Each issuer is                Agency Information Collection                          medical device reports (MDRs) in
                                              required to submit annually MLR data,                   Activities; Submission for Office of                   summary form—the Voluntary
                                              including information about any rebates                 Management and Budget Review;                          Malfunction Summary Reporting
                                              it must provide, on a form prescribed by                Comment Request; Voluntary                             Program. The proposed program would
                                              CMS, for each State in which the issuer                 Malfunction Summary Reporting                          permit manufacturers of devices in
                                              conducts business. Each issuer is also                  Program for Manufacturers                              certain product codes to report
                                              required to provide a rebate notice to                  AGENCY:    Food and Drug Administration,               malfunctions for those devices on a
                                              each policyholder that is owed a rebate                 HHS.                                                   quarterly basis and in a summary format
                                              and each subscriber of policyholders                                                                           (instead of reporting them as individual,
                                                                                                      ACTION:   Notice.                                      30-day reports), subject to certain
                                              that are owed a rebate for any given
                                              MLR reporting year. Additionally, each                  SUMMARY:   The Food and Drug                           conditions. Therefore, we have added a
                                              issuer is required to maintain for a                    Administration (FDA) is announcing                     line item to the reporting burden table
                                              period of seven years all documents,                    that a proposed collection of                          in OMB control number 0910–0437,
                                              records and other evidence that support                 information has been submitted to the                  ‘‘Medical Device Reporting: Electronic
                                              the data included in each issuer’s                      Office of Management and Budget                        Submission Requirements,’’ for the
                                              annual report to the Secretary. Based                   (OMB) for review and clearance under                   proposed Voluntary Malfunction
                                              upon CMS’ experience in the MLR data                    the Paperwork Reduction Act of 1995.                   Summary Reporting Program.
                                              collection and evaluation process, CMS                                                                            FDA believes that submission of
                                                                                                      DATES: Fax written comments on the
                                              is updating its annual burden hour                                                                             voluntary summary reports in the
                                                                                                      collection of information by July 9,                   format described in this document
                                              estimates to reflect the actual numbers
                                                                                                      2018.                                                  would provide the most compact and
                                              of submissions, rebates and rebate
                                              notices.                                                ADDRESSES:   To ensure that comments on                efficient reporting mechanism for
                                                 The 2017 MLR Reporting Form and                      the information collection are received,               streamlining malfunction reporting that
                                              Instructions reflect changes for the 2017               OMB recommends that written                            still provides sufficient detail for FDA to
                                              reporting year and beyond. The 2017                     comments be faxed to the Office of                     monitor devices effectively. The
                                              MLR Reporting Form and instructions                     Information and Regulatory Affairs,                    proposed Voluntary Malfunction
                                              are also modified to eliminate the                      OMB, Attn: FDA Desk Officer, Fax: 202–                 Summary Reporting Program is meant to
amozie on DSK3GDR082PROD with NOTICES1




                                              reporting elements that were required                   395–7285, or emailed to oira_                          streamline the process of reporting
                                              under the risk corridors data submission                submission@omb.eop.gov. All                            malfunctions. It does not change
                                              requirements in 45 CFR 153.530 for the                  comments should be identified with the                 regulatory requirements for MDR-related
                                              2014 through 2016 benefit years. For                    OMB control number 0910–0437. Also                     investigations or recordkeeping by
                                              2017, it is expected that issuers will                  include the FDA docket number found                    manufacturers. The proposed program
                                              submit fewer reports and on average,                    in brackets in the heading of this                     would neither apply to importers or
                                              send fewer notices and rebate checks in                 document.                                              device user facilities, nor affect


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Document Created: 2018-06-08 01:23:08
Document Modified: 2018-06-08 01:23:08
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by August 7, 2018.
ContactWilliam Parham at (410) 786-4669.
FR Citation83 FR 26693 

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