83 FR 27280 - Regulatory Flexibility Agenda
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 112 (June 11, 2018)
Federal Register Volume 83, Issue 112 (June 11, 2018)
| Page Range | 27280-27284 | |
| FR Document | 2018-11245 |
[Federal Register Volume 83, Number 112 (Monday, June 11, 2018)] [Unknown Section] [Pages 27280-27284] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-11245] [[Page 27279]] Vol. 83 Monday, No. 112 June 11, 2018 Part XXVII Securities and Exchange Commission ----------------------------------------------------------------------- Semiannual Regulatory Agenda Federal Register / Vol. 83 , No. 112 / Monday, June 11, 2018 / Unified Agenda [[Page 27280]] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION 17 CFR Ch. II [Release Nos. 33-10470, 34-82869, IA-4869, IC-33045, File No. S7-06-18] Regulatory Flexibility Agenda AGENCY: Securities and Exchange Commission. ACTION: Semiannual regulatory agenda. ----------------------------------------------------------------------- SUMMARY: The Securities and Exchange Commission is publishing the Chairman's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for spring 2018 reflect only the priorities of the Chairman of the U.S. Securities and Exchange Commission and do not necessarily reflect the view and priorities of any individual Commissioner. Information in the agenda was accurate on March 13, 2018, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov. DATES: Comments should be received on or before July 11, 2018. ADDRESSES: Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/other.shtml) or Send an email to rule-comments@sec.gov. Please include File Number S7-06-18 on the subject line. Paper Comments Send paper comments to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File No. S7-06-18. This file number should be included on the subject line if email is used. To help us process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/other.shtml). Comments are also available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Sarit Klein, Office of the General Counsel, 202-551-5037. SUPPLEMENTARY INFORMATION: The RFA requires each Federal agency, twice each year, to publish in the Federal Register an agenda identifying rules that the agency expects to consider in the next 12 months that are likely to have a significant economic impact on a substantial number of small entities (5 U.S.C. 602(a)). The RFA specifically provides that publication of the agenda does not preclude an agency from considering or acting on any matter not included in the agenda and that an agency is not required to consider or act on any matter that is included in the agenda (5 U.S.C. 602(d)). The Commission may consider or act on any matter earlier or later than the estimated date provided on the agenda. While the agenda reflects the current intent to complete a number of rulemakings in the next year, the precise dates for each rulemaking at this point are uncertain. Actions that do not have an estimated date are placed in the long-term category; the Commission may nevertheless act on items in that category within the next 12 months. The agenda includes new entries, entries carried over from prior publications, and rulemaking actions that have been completed (or withdrawn) since publication of the last agenda. The following abbreviations for the acts administered by the Commission are used in the agenda: ``Securities Act''--Securities Act of 1933 ``Exchange Act''--Securities Exchange Act of 1934 ``Investment Company Act''--Investment Company Act of 1940 ``Investment Advisers Act''--Investment Advisers Act of 1940 ``Dodd Frank Act''--Dodd-Frank Wall Street Reform and Consumer Protection Act ``JOBS Act''--Jumpstart Our Business Startups Act ``FAST Act''--Fixing America's Surface Transportation Act The Commission invites public comment on the agenda and on the individual agenda entries. By the Commission. Dated: March 14, 2018. Brent J. Fields, Secretary. Division of Corporation Finance--Final Rule Stage ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 323....................... Disclosure of Hedging by 3235-AL49 Employees, Officers and Directors. 324....................... Amendments to Interactive 3235-AL59 Data (XBRL) Program. 325....................... Amendments to Smaller 3235-AL90 Reporting Company Definition. 326....................... Modernization of Property 3235-AL81 Disclosures for Mining Registrants. 327....................... Disclosure Update and 3235-AL82 Simplification. ------------------------------------------------------------------------ Division of Corporation Finance--Long-Term Actions ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 328....................... Listing Standards for 3235-AK99 Recovery of Erroneously Awarded Compensation. 329....................... Pay Versus Performance.... 3235-AL00 330....................... Universal Proxy........... 3235-AL84 [[Page 27281]] 331....................... Form 10-K Summary......... 3235-AL89 ------------------------------------------------------------------------ Division of Investment Management--Proposed Rule Stage ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 332....................... Use of Derivatives by 3235-AL60 Registered Investment Companies and Business Development Companies. ------------------------------------------------------------------------ Division of Investment Management--Final Rule Stage ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 333....................... Investment Company 3235-AL42 Reporting Modernization; Option for Website Transmission of Shareholder Reports. ------------------------------------------------------------------------ Division of Investment Management--Long-Term Actions ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 334....................... Reporting of Proxy Votes 3235-AK67 on Executive Compensation and Other Matters. ------------------------------------------------------------------------ Division of Trading and Markets--Long-Term Actions ------------------------------------------------------------------------ Regulation Sequence No. Title Identifier No. ------------------------------------------------------------------------ 335....................... Removal of Certain 3235-AL14 References to Credit Ratings Under the Securities Exchange Act of 1934. ------------------------------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Corporation Finance Final Rule Stage 323. Disclosure of Hedging by Employees, Officers and Directors E.O. 13771 Designation: Independent agency. Legal Authority: Public Law 111-203 Abstract: The Commission proposed rules to implement section 955 of the Dodd-Frank Act, which added section 14(j) to the Exchange Act to require annual meeting proxy statement disclosure of whether employees or members of the board of directors are permitted to engage in transactions to hedge or offset any decrease in the market value of equity securities granted to the employee or board member as compensation, or held directly or indirectly by the employee or board member. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 02/17/15 80 FR 8486 NPRM Comment Period End............. 04/20/15 Final Action........................ 04/00/19 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Carolyn Sherman, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3500, Email: shermanc@sec.gov. RIN: 3235-AL49 324. Amendments to Interactive Data (XBRL) Program E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 77g; 15 U.S.C. 78w(a); 15 U.S.C. 80a-37 Abstract: The Commission proposed amendments to the XBRL rules to provide for companies to use Inline XBRL to file a single combined document. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 03/17/17 82 FR 14282 NPRM Comment Period End............. 05/16/17 Final Action........................ 10/00/18 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Mark W. Green, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-0301, Phone: 202 551-3430, Fax: 202 772-9207. RIN: 3235-AL59 325. Amendments to Smaller Reporting Company Definition E.O. 13771 Designation: Independent agency. Legal Authority: Not Yet Determined Abstract: The Commission proposed revisions to the ``smaller reporting company'' definitions and related provisions. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 07/01/16 81 FR 43130 NPRM Comment Period End............. 08/30/16 Final Action........................ 10/00/18 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Amy Reischauer, Securities and Exchange Commission, 110 F Street NE, Washington, DC 20549, Phone: 202 551-3460, Email: reischauerp@sec.gov. [[Page 27282]] RIN: 3235-AL90 326. Modernization of Property Disclosures for Mining Registrants E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 77c(b); 15 U.S.C. 77g; 15 U.S.C. 77j; 15 U.S.C. 78c(b); 15 U.S.C. 78l; 15 U.S.C. 78m; 15 U.S.C. 78o(d) Abstract: The Commission proposed rules to modernize and clarify the disclosure requirements for companies engaged in mining operations. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 06/27/16 81 FR 41652 NPRM Comment Period End............. 08/26/16 NPRM Comment Period Extended........ 08/26/16 81 FR 58877 NPRM Comment Period Extended End.... 09/26/16 Final Action........................ 10/00/18 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Elliot Staffin, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3450, Email: staffine@sec.gov. RIN: 3235-AL81 327. Disclosure Update and Simplification E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 77a et seq.; 15 U.S.C. 78a et seq.; 15 U.S.C. 80a-1 et seq.; Pub. L. 114-94 Abstract: The Commission proposed rules to update certain disclosure requirements in Regulations S-X and S-K that may have become redundant, duplicative, overlapping, outdated or superseded in light of other Commission disclosure requirements, U.S. Generally Accepted Accounting Principles, International Financial Reporting Standards, or changes in the information environment. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 08/04/16 81 FR 51607 NPRM Comment Period Extended........ 09/29/16 81 FR 66898 NPRM Comment Period End............. 10/03/16 NPRM Comment Period Extended End.... 11/02/16 Final Action........................ 10/00/18 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Lindsay McCord, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3255, Email: mccordl@sec.gov. RIN: 3235-AL82 SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Corporation Finance Long-Term Actions 328. Listing Standards for Recovery of Erroneously Awarded Compensation E.O. 13771 Designation: Independent agency. Legal Authority: Public Law 111-203, sec. 954; 15 U.S.C. 78j-4 Abstract: The Commission proposed rules to implement section 954 of the Dodd-Frank Act, which requires the Commission to adopt rules to direct national securities exchanges to prohibit the listing of securities of issuers that have not developed and implemented a policy providing for disclosure of the issuer's policy on incentive-based compensation and mandating the clawback of such compensation in certain circumstances. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 07/14/15 80 FR 41144 NPRM Comment Period End............. 09/14/15 Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Anne M. Krauskopf, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3500. RIN: 3235-AK99 329. Pay Versus Performance E.O. 13771 Designation: Independent agency. Legal Authority: Public Law 111-203, sec. 953(a); 15 U.S.C. 78c(b); 15 U.S.C. 78n; 15 U.S.C. 78w(a); 15 U.S.C. 78mm Abstract: The Commission proposed rules to implement section 953(a) of the Dodd-Frank Act, which added section 14(i) to the Exchange Act to require issuers to disclose information that shows the relationship between executive compensation actually paid and the financial performance of the issuer. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 05/07/15 80 FR 26329 NPRM Comment Period End............. 07/06/15 Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Steven G. Hearne, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3430, Email: hearnes@sec.gov. RIN: 3235-AL00 330. Universal Proxy E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 78n; 15 U.S.C. 78w(a) Abstract: The Commission proposed to amend the proxy rules to expand shareholders' ability to vote by proxy to select among duly- nominated candidates in a contested election of directors. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 11/10/16 81 FR 79122 NPRM Comment Period End............. 01/09/17 Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Steven G. Hearne, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3430, Email: hearnes@sec.gov. RIN: 3235-AL84 331. Form 10-K Summary E.O. 13771 Designation: Independent agency. Legal Authority: Public Law 114-94; 15 U.S.C. 78c; 15 U.S.C. 78l; 15 U.S.C. 78m; 15 U.S.C. 78o; 15 U.S.C. 78w Abstract: The Commission adopted an interim final amendment to implement Section 72001 of the FAST Act by permitting an issuer to include a summary in its Form 10-K and also requested comment on the interim final amendment. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ Interim Final Rule.................. 06/09/16 81 FR 37132 Interim Final Rule Effective........ 06/09/16 Interim Final Rule Comment Period 07/11/16 End. [[Page 27283]] Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Sean Harrison, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-3430, Fax: 202 772-9207, Email: harrisons@sec.gov. RIN: 3235-AL89 SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Investment Management Proposed Rule Stage 332. Use of Derivatives by Registered Investment Companies and Business Development Companies E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 80a-6(c); 15 U.S.C. 80a-31(a); 15 U.S.C. 80a-12(a); 15 U.S.C. 80a-38(a); 15 U.S.C. 80a-8; 15 U.S.C. 80a-30; 15 U.S.C. 80a-38 Abstract: The Division is considering recommending that the Commission re-propose a new rule designed to enhance the regulation of the use of derivatives by registered investment companies, including mutual funds, exchange-traded funds, closed-end funds and business development companies. The proposed rule would regulate registered investment companies' use of derivatives and require enhanced risk management measures. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 12/28/15 80 FR 80884 NPRM Comment Period End............. 03/28/16 ....................... NPRM................................ 04/00/19 ....................... ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Brian Johnson, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-6740, Email: johnsonbm@sec.gov. RIN: 3235-AL60 SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Investment Management Final Rule Stage 333. Investment Company Reporting Modernization; Option for Website Transmission of Shareholder Reports E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 77 et seq.; 15 U.S.C. 77aaa et seq.; 15 U.S.C. 78a et seq.; 15 U.S.C. 80a et seq.; 44 U.S.C. 3506; 44 U.S.C. 3507 Abstract: The Commission proposed new rule 30e-3, which would permit but not require registered investment companies to transmit periodic reports to their shareholders by making the reports accessible on a website and satisfying certain other conditions. The Commission adopted new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 06/12/15 80 FR 33590 NPRM Comment Period End............. 08/11/15 NPRM Comment Period Reopened........ 10/12/15 80 FR 62274 NPRM Comment Period Reopened End.... 01/13/16 Final Action........................ 11/18/16 81 FR 81870 Final Action Effective.............. 01/17/17 Final Action........................ 10/00/18 ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Brian Johnson, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-6740, Email: johnsonbm@sec.gov. RIN: 3235-AL42 SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Investment Management Long-Term Actions 334. Reporting of Proxy Votes on Executive Compensation and Other Matters E.O. 13771 Designation: Independent agency. Legal Authority: 15 U.S.C. 78m; 15 U.S.C. 78w(a); 15 U.S.C. 78mm; 15 U.S.C. 78x; 15 U.S.C. 80a-8; 15 U.S.C. 80a-29; 15 U.S.C. 80a-30; 15 U.S.C. 80a-37; 15 U.S.C. 80a-44; Pub. L. 111-203, sec 951 Abstract: The Division is considering recommending that the Commission repropose rule amendments to implement section 951 of the Dodd-Frank Act. The Commission previously proposed amendments to rules and Form N-PX that would require institutional investment managers subject to section 13(f) of the Exchange Act to report how they voted on any shareholder vote on executive compensation or golden parachutes pursuant to sections 14A(a) and (b) of the Exchange Act. Timetable: ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 10/28/10 75 FR 66622 NPRM Comment Period End............. 11/18/10 Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: Matthew DeLesDernier, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-6792, Email: delesdernierj@sec.gov. RIN: 3235-AK67 SECURITIES AND EXCHANGE COMMISSION (SEC) Division of Trading and Markets Long-Term Actions 335. Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 E.O. 13771 Designation: Independent agency. Legal Authority: Pub. L. 111-203, sec. 939A Abstract: Section 939A of the Dodd-Frank Act requires the Commission to remove certain references to credit ratings from its regulations and to substitute such standards of creditworthiness as the Commission determines to be appropriate. The Commission amended certain rules and one form under the Exchange Act applicable to broker-dealer financial responsibility, and confirmation of transactions. The Commission has not yet finalized amendments to certain rules regarding the distribution of securities. Timetable: [[Page 27284]] ------------------------------------------------------------------------ Action Date FR Cite ------------------------------------------------------------------------ NPRM................................ 05/06/11 76 FR 26550 NPRM Comment Period End............. 07/05/11 Final Action........................ 01/08/14 79 FR 1522 Final Action Effective.............. 07/07/14 Next Action Undetermined............ ------------------------------------------------------------------------ Regulatory Flexibility Analysis Required: Yes. Agency Contact: John Guidroz, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, Phone: 202 551-6439, Email: guidrozj@sec.gov. RIN: 3235-AL14 [FR Doc. 2018-11245 Filed 6-8-18; 8:45 am] BILLING CODE 8011-01-P
![27280 Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Unified Agenda
SECURITIES AND EXCHANGE Electronic Comments considering or acting on any matter not
COMMISSION • Use the Commission’s internet included in the agenda and that an
comment form (http://www.sec.gov/ agency is not required to consider or act
17 CFR Ch. II rules/other.shtml) or on any matter that is included in the
[Release Nos. 33–10470, 34–82869, IA–4869, • Send an email to rule-comments@ agenda
IC–33045, File No. S7–06–18] sec.gov. Please include File Number S7– (5 U.S.C. 602(d)). The Commission may
06–18 on the subject line. consider or act on any matter earlier or
Regulatory Flexibility Agenda later than the estimated date provided
Paper Comments on the agenda. While the agenda reflects
AGENCY: Securities and Exchange
• Send paper comments to Brent J. the current intent to complete a number
Commission.
Fields, Secretary, Securities and of rulemakings in the next year, the
ACTION: Semiannual regulatory agenda.
Exchange Commission, 100 F Street NE, precise dates for each rulemaking at this
SUMMARY: The Securities and Exchange Washington, DC 20549–1090. point are uncertain. Actions that do not
Commission is publishing the All submissions should refer to File No. have an estimated date are placed in the
Chairman’s agenda of rulemaking S7–06–18. This file number should be long-term category; the Commission
actions pursuant to the Regulatory included on the subject line if email is may nevertheless act on items in that
Flexibility Act (RFA) (Pub. L. 96–354, used. To help us process and review category within the next 12 months. The
94 Stat. 1164) (Sept. 19, 1980). The your comments more efficiently, please agenda includes new entries, entries
items listed in the Regulatory Flexibility use only one method. The Commission carried over from prior publications,
Agenda for spring 2018 reflect only the will post all comments on the and rulemaking actions that have been
priorities of the Chairman of the U.S. Commission’s internet website (http:// completed (or withdrawn) since
Securities and Exchange Commission www.sec.gov/rules/other.shtml). publication of the last agenda.
and do not necessarily reflect the view Comments are also available for website The following abbreviations for the
and priorities of any individual viewing and printing in the acts administered by the Commission
Commissioner. Commission’s Public Reference Room, are used in the agenda:
Information in the agenda was 100 F Street NE, Washington, DC 20549,
accurate on March 13, 2018, the date on on official business days between the ‘‘Securities Act’’—Securities Act of 1933
which the Commission’s staff completed hours of 10:00 a.m. and 3:00 p.m. All ‘‘Exchange Act’’—Securities Exchange
compilation of the data. To the extent comments received will be posted Act of 1934
possible, rulemaking actions by the without change. Persons submitting ‘‘Investment Company Act’’—
Commission since that date have been comments are cautioned that we do not Investment Company Act of 1940
reflected in the agenda. The redact or edit personal identifying ‘‘Investment Advisers Act’’—Investment
Commission invites questions and information from submissions. You Advisers Act of 1940
public comment on the agenda and on should submit only information that
the individual agenda entries. you wish to make available publicly. ‘‘Dodd Frank Act’’—Dodd-Frank Wall
The Commission is now printing in FOR FURTHER INFORMATION CONTACT: Sarit
Street Reform and Consumer
the Federal Register, along with our Klein, Office of the General Counsel, Protection Act
preamble, only those agenda entries for 202–551–5037. ‘‘JOBS Act’’—Jumpstart Our Business
which we have indicated that SUPPLEMENTARY INFORMATION: The RFA Startups Act
preparation of an RFA analysis is requires each Federal agency, twice ‘‘FAST Act’’—Fixing America’s Surface
required. each year, to publish in the Federal Transportation Act
The Commission’s complete RFA Register an agenda identifying rules that
agenda will be available online at The Commission invites public
the agency expects to consider in the comment on the agenda and on the
www.reginfo.gov. next 12 months that are likely to have individual agenda entries.
DATES: Comments should be received on a significant economic impact on a
or before July 11, 2018. substantial number of small entities (5 By the Commission.
ADDRESSES: Comments may be U.S.C. 602(a)). The RFA specifically Dated: March 14, 2018.
submitted by any of the following provides that publication of the agenda Brent J. Fields,
methods: does not preclude an agency from Secretary.
DIVISION OF CORPORATION FINANCE—FINAL RULE STAGE
Regulation
Sequence No. Title Identifier No.
323 .................... Disclosure of Hedging by Employees, Officers and Directors ........................................................................ 3235–AL49
324 .................... Amendments to Interactive Data (XBRL) Program ......................................................................................... 3235–AL59
325 .................... Amendments to Smaller Reporting Company Definition ................................................................................. 3235–AL90
326 .................... Modernization of Property Disclosures for Mining Registrants ....................................................................... 3235–AL81
327 .................... Disclosure Update and Simplification .............................................................................................................. 3235–AL82
daltland on DSKBBV9HB2PROD with PROPOSALS4
DIVISION OF CORPORATION FINANCE—LONG-TERM ACTIONS
Regulation
Sequence No. Title Identifier No.
328 .................... Listing Standards for Recovery of Erroneously Awarded Compensation ....................................................... 3235–AK99
329 .................... Pay Versus Performance ................................................................................................................................. 3235–AL00
330 .................... Universal Proxy ................................................................................................................................................ 3235–AL84
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![27284 Federal Register / Vol. 83, No. 112 / Monday, June 11, 2018 / Unified Agenda
Action Date FR Cite Action Date FR Cite Securities and Exchange Commission,
100 F Street NE, Washington, DC 20549,
NPRM .................. 05/06/11 76 FR 26550 Next Action Unde- Phone: 202 551–6439, Email: guidrozj@
NPRM Comment 07/05/11 termined. sec.gov.
Period End.
Final Action ......... 01/08/14 79 FR 1522 Regulatory Flexibility Analysis RIN: 3235–AL14
Final Action Effec- 07/07/14 Required: Yes. [FR Doc. 2018–11245 Filed 6–8–18; 8:45 am]
tive. Agency Contact: John Guidroz, BILLING CODE 8011–01–P
Division of Trading and Markets,
daltland on DSKBBV9HB2PROD with PROPOSALS4
VerDate Sep<11>2014 21:47 Jun 08, 2018 Jkt 244001 PO 00000 Frm 00006 Fmt 4701 Sfmt 9990 E:\FR\FM\11JNP27.SGM 11JNP27](https://thefederalregister.org/doc/83_FR_27392/page/5.svg)
Document Created: 2018-11-02 11:58:06
Document Modified: 2018-11-02 11:58:06
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Unknown Section | |
| Action | Semiannual regulatory agenda. | |
| Dates | Comments should be received on or before July 11, 2018. | |
| Contact | Sarit Klein, Office of the General Counsel, 202-551-5037. | |
| FR Citation | 83 FR 27280 |
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