83_FR_29104 83 FR 28983 - Children's Products, Children's Toys, and Child Care Articles: Determinations Regarding Lead, ASTM F963 Elements, and Phthalates for Engineered Wood Products

83 FR 28983 - Children's Products, Children's Toys, and Child Care Articles: Determinations Regarding Lead, ASTM F963 Elements, and Phthalates for Engineered Wood Products

CONSUMER PRODUCT SAFETY COMMISSION

Federal Register Volume 83, Issue 121 (June 22, 2018)

Page Range28983-28992
FR Document2018-13392

The Consumer Product Safety Commission (CPSC) is issuing a final rule determining that certain untreated and unfinished engineered wood products (EWPs), specifically, particleboard, hardwood plywood, and medium-density fiberboard, made from virgin wood or pre-consumer wood waste do not contain lead, the ASTM F963 elements, or specified phthalates that exceed the limits set forth under the CPSC's statutes for children's products, children's toys, and child care articles. Based on these determinations, the specified EWPs would not be required to have third party testing for compliance with the requirements for lead, ASTM F963 elements, or phthalates for children's products, children's toys, and child care articles.

Federal Register, Volume 83 Issue 121 (Friday, June 22, 2018)
[Federal Register Volume 83, Number 121 (Friday, June 22, 2018)]
[Rules and Regulations]
[Pages 28983-28992]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13392]


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CONSUMER PRODUCT SAFETY COMMISSION

16 CFR Part 1252

[Docket No. CPSC-2017-0038]


Children's Products, Children's Toys, and Child Care Articles: 
Determinations Regarding Lead, ASTM F963 Elements, and Phthalates for 
Engineered Wood Products

AGENCY: U.S. Consumer Product Safety Commission.

ACTION: Final rule.

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SUMMARY: The Consumer Product Safety Commission (CPSC) is issuing a 
final rule determining that certain untreated and unfinished engineered 
wood products (EWPs), specifically, particleboard, hardwood plywood, 
and medium-density fiberboard, made from virgin wood or pre-consumer 
wood waste do not contain lead, the ASTM F963 elements, or specified 
phthalates that exceed the limits set forth under the CPSC's statutes 
for children's products, children's toys, and child care articles. 
Based on these determinations, the specified EWPs would not be required 
to have third party testing for compliance with the requirements for 
lead, ASTM F963 elements, or phthalates for children's products, 
children's toys, and child care articles.

DATES: The rule is effective on July 23, 2018.

FOR FURTHER INFORMATION CONTACT: Stephen Lee, Office of Compliance, 
U.S. Consumer Product Safety Commission, 4330 East West Hwy., Bethesda, 
MD 20814; 301-504-7844: email: [email protected].

SUPPLEMENTARY INFORMATION:

A. Background

1. Third Party Testing and Burden Reduction

    Section 14(a) of the Consumer Product Safety Act (CPSA), as amended 
by the Consumer Product Safety Improvement Act of 2008 (CPSIA), 
requires that manufacturers of products subject to a consumer product 
safety rule or similar rule, ban, standard, or regulation enforced by 
the CPSC, must certify that the product complies with all applicable 
CPSC-enforced requirements. 15 U.S.C. 2063(a). For children's products, 
children's toys, and child care articles, certification must be based 
on testing conducted by a CPSC-accepted third party conformity 
assessment body (laboratory). Id. Public Law 112-28 (August 12, 2011) 
directed the CPSC to seek comment on ``opportunities to reduce the cost 
of third party testing requirements consistent with assuring compliance 
with any applicable consumer product safety rule, ban, standard, or 
regulation.'' Public Law 112-28 also authorized the Commission to issue 
new or revised third party testing regulations if the Commission 
determines ``that such regulations will reduce third party testing 
costs consistent with assuring compliance with the applicable consumer 
product safety rules, bans, standards, and regulations.'' Id. 
2063(d)(3)(B).

2. CPSC's Lead Standard

    Section 101 of the CPSIA has two requirements associated with lead 
in children's products. 15 U.S.C. 1278a. First, no accessible part of a 
children's product may contain more than 100 parts per million (ppm) 
lead content. Second, paint or other surface coatings on children's 
products and furniture intended for consumer use may not contain lead 
in concentrations greater than 90 ppm. Manufacturers of children's 
products must certify, based on third party testing, that their

[[Page 28984]]

products comply with all relevant children's product safety rules. 
Thus, products subject to the lead content or paint/surface coating 
limits require passing test results from a CPSC-accepted third party 
laboratory for the manufacturer to issue a children's product 
certificate (CPC), before the products can be entered into commerce.
    To alleviate some of the third party testing burdens associated 
with lead in the accessible component parts of children's products, the 
Commission determined that certain materials, including gemstones, 
precious metals, wood, paper, CMYK process printing inks, textiles, and 
specified stainless steel, do not exceed the 100 ppm lead content limit 
under section 101 of the CPSIA. Based on this determination, these 
materials do not require third party testing for the lead content 
limits. The determinations regarding lead content for certain materials 
are set forth in 16 CFR 1500.91.

3. ASTM F963 Elements

    Section 106 of the CPSIA provides that the provisions of ASTM 
International Consumer Safety Specifications for Toy Safety (ASTM F963) 
shall be considered to be consumer product safety standards issued by 
the Commission.\1\ 15 U.S.C. 2056b. The Commission has issued a rule 
that incorporates by reference the relevant provisions of ASTM F963.\2\ 
16 CFR part 1250. Thus, children's toys subject to ASTM F963 must be 
tested by a CPSC-accepted third party laboratory and demonstrate 
compliance with all applicable CPSC requirements for the manufacturer 
to issue a CPC before the children's toys can be entered into 
commerce.\3\
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    \1\ ASTM F963 is a consumer product safety standard, except for 
section 4.2 and Annex 4, or any provision that restates or 
incorporates an existing mandatory standard or ban promulgated by 
the Commission or by statute.
    \2\ The current version of ASTM F963 is ASTM F963-17. The test 
method for the ASTM F963 elements allows the use of High-Definition 
X-Ray Fluorescence Spectroscopy (HDXRF) for total element screening. 
See section 8.3.1.4 of ASTM F963-17.
    \3\ A ``children's toy'' is defined in section 1.3 of ASTM F963-
17 as any object designed, manufactured, or marketed as a plaything 
for children under 14 years of age. However, the term ``children's 
toy'' is defined in section 108(e)(1)(B) of the CPSIA as a consumer 
product designed or intended by the manufacturer for a child 12 
years of age or younger for use by the child when the child plays. 
Only toys intended for a child 12 years of age or younger are 
subject to certification requirements.
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    Section 4.3.5 of ASTM F963 requires that surface coating materials 
and accessible substrates of children's toys that can be sucked, 
mouthed, or ingested \4\ must comply with the solubility limits of 
eight elements listed in Table 1 of the toy standard. The materials and 
their solubility limits are shown in Table 1. We refer to these eight 
elements as ``ASTM F963 elements.''
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    \4\ ASTM F963 contains the following note regarding the scope of 
the solubility requirement: NOTE 4--For the purposes of this 
requirement, the following criteria are considered reasonably 
appropriate for the classification of children's toys or parts 
likely to be sucked, mouthed or ingested: (1) All toy parts intended 
to be mouthed or contact food or drink, components of children's 
toys which are cosmetics, and components of writing instruments 
categorized as children's toys; (2) Children's toys intended for 
children less than 6 years of age, that is, all accessible parts and 
components where there is a probability that those parts and 
components may come into contact with the mouth.

  Table 1--Maximum Soluble Migrated Element in ppm (mg/kg) for Surface
            Coatings and Substrates Included as Part of a Toy
------------------------------------------------------------------------
                                                              Solubility
                          Elements                           limit (ppm)
                                                                 \5\
------------------------------------------------------------------------
Antimony (Sb)..............................................           60
Arsenic (As)...............................................           25
Barium (Ba)................................................         1000
Cadmium (Cd)...............................................           75
Chromium (Cr)..............................................           60
Lead (Pb)..................................................           90
Mercury (Hg)...............................................           60
Selenium (Se)..............................................          500
------------------------------------------------------------------------

    The third party testing burden could be reduced only if all 
elements listed in section 4.3.5 have concentrations below their 
solubility limits. Because third party laboratories typically run one 
test for all of the ASTM F963 elements, no testing burden reduction 
would be achieved if any one of the elements requires testing.
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    \5\ The method to assess the solubility of a listed element is 
detailed in section 8.3.2, Method to Dissolve Soluble Matter for 
Surface Coatings, of ASTM F963. Modeling clays included as part of a 
toy have different solubility limits for several of the elements.
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    To alleviate some of the third party testing burdens associated 
with the ASTM F963 elements in the accessible component parts of 
children's toys, the Commission determined that certain unfinished and 
untreated trunk wood does not contain ASTM F963 elements that would 
exceed the limits specified in section 106 of the CPSIA. Based on this 
determination, unfinished and untreated trunk wood would not require 
third party testing for the ASTM F963 elements. The determinations 
regarding the ASTM F963 elements limits for certain materials is set 
forth in 16 CFR 1251.2.

4. Phthalates

    Section 108(a) of the CPSIA permanently prohibits the manufacture 
for sale, offer for sale, distribution in commerce, or importation into 
the United States of any ``children's toy or child care article'' that 
contains concentrations of more than 0.1 percent of di-(2-ethylhexyl) 
phthalate (DEHP), dibutyl phthalate (DBP), or butyl benzyl phthalate 
(BBP). 15 U.S.C. 2057c(a). The CPSIA required the Commission to appoint 
a Chronic Hazard Advisory Panel (CHAP) to ``study the effects on 
children's health of all phthalates and phthalate alternatives as used 
in children's toys and child care articles.'' 15 U.S.C. 2057c(b)(2). 
The CHAP issued its report in July 2014.\6\ On October 27, 2017, the 
Commission published a final rule in the Federal Register, 
``Prohibition of Children's Toys and Child Care Articles Containing 
Specified Phthalates,'' 82 FR 49938, prohibiting children's toys and 
child care articles containing concentrations greater than 0.1 percent 
of:
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    \6\ http://www.cpsc.gov/PageFiles/169902/CHAP-REPORT-With-Appendices.pdf.

 di-(2-ethylhexyl) phthalate (DEHP);
 dibutyl phthalate (DBP);
 benzyl butyl phthalate (BBP);
 diisononyl phthalate (DINP);
 diisobutyl phthalate (DIBP);
 di-n-pentyl phthalate (DPENP);
 di-n-hexyl phthalate (DHEXP); or
 dicyclohexyl phthalate (DCHP).
    These restrictions apply to any plasticized component part of a 
children's toy or child care article or any other component part of a 
children's toy or child care article that is made of other materials 
that may contain phthalates. The phthalates prohibitions are set forth 
in 16 CFR part 1307.
    Tests for phthalate concentration are among the most expensive 
certification tests to conduct on a product, and each accessible 
component part subject to section 108 of the CPSIA must be tested.\7\ 
Third party testing burden reductions can occur only if each 
phthalate's concentration is below 0.1 percent (1000 ppm). Because 
laboratories typically run one test for all of the specified 
phthalates, no testing burden reduction likely is achieved if any one 
of the phthalates requires compliance testing.
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    \7\ Test costs for the content of all the specified phthalates 
have been reported to range from $125 to $350 per component, 
depending upon where the tests are conducted and any discounts that 
might apply.
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    To alleviate some of the third party testing burdens associated 
with plastics in the accessible component parts of

[[Page 28985]]

children's toys and child care articles, the Commission determined that 
products made with general purpose polystyrene (GPPS), medium-impact 
polystyrene (MIPS), high-impact polystyrene (HIPS), and super high-
impact polystyrene (SHIPS) with specified additives do not exceed the 
phthalates content limits under section 108 of the CPSIA. 82 FR 41163 
(August 30, 2017). Based on this determination, materials used in 
children's toys and child care articles that use these specified 
plastics and additives would not require third party testing for the 
phthalates content limits. The plastics determinations are set forth in 
the Commission's regulations at 16 CFR part 1308.

5. Notice of Proposed Rulemaking

    On October 13, 2017, the Commission published a notice of proposed 
rulemaking (NPR) in the Federal Register for the engineered wood 
determinations. (80 FR 47645). The Commission proposed determinations 
that untreated and unfinished EWPs (particleboard, hardwood plywood, 
and medium-density fiberboard) made from virgin wood or pre-consumer 
wood waste, do not contain lead, or any of the specified elements in 
ASTM F963 in concentrations greater than their specified solubility 
limits. In addition, with the exception of hardwood plywood that 
contains PVAc adhesive formulations, the Commission proposed a 
determination that these specified EWPs do not contain any of the 
specified phthalates in concentrations greater than 0.1 percent. The 
comments to the NPR are addressed in section C of this preamble.

B. Contractor's Research

1. Overview

    CPSC contracted with the Toxicology Excellence for Risk Assessment 
(TERA),\8\ who authored literature review reports on the content issues 
related to certain natural materials, plastics, and EWPs. The following 
reports produced by TERA formed the basis for the proposed EWP 
determinations: Task 9, Concentrations of Selected Elements in 
Unfinished Wood and Other Natural Materials; Task 11, Exposure 
Assessment: Composition, Production, and Use of Phthalates; and Task 
14, Final Report for CPSC Task 14, which summarized the available 
information on the production of the EWPs.
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    \8\ After conducting the contract reports for the CPSC, TERA 
reorganized as the Risk Science Center at the University of 
Cincinnati: https://med.uc.edu/eh/centers/rsc.
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1. TERA Task 9 Report
    In the Task 9 Report, TERA conducted a literature search on whether 
unfinished wood and other natural materials could be determined not to 
contain any of the ASTM F963 elements in concentrations greater than 
the ASTM F963 solubility limits.\9\ The materials researched included 
unfinished woods (ash, beech, birch, cherry, maple, oak, pine, poplar, 
and walnut); bamboo; beeswax; undyed and unfinished fibers and textiles 
(cotton, wool, linen, and silk); and uncoated or coated paper (wood or 
other cellulosic fiber).
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    \9\ http://www.cpsc.gov/Global/Research-and-Statistics/TechnicalReports/Toys/TERAReportASTMElements.pdf.
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    To assess the presence of the ASTM F963 elements' concentrations in 
the materials, TERA looked at several factors. The factors reviewed 
included the presence and concentrations of the elements in the 
environmental media (e.g., soil, water, air), and in the base materials 
for the textiles and paper; whether processing has the potential to 
introduce any of the ASTM F963 elements into the material under study; 
and the potential for contamination after production, such as through 
packaging. From this report, the Commission determined that untreated 
and unfinished woods from tree trunks do not contain any of the 
elements in ASTM F963 in concentrations greater than their respective 
solubility limits, and thus, they are not required to be third party 
tested to ensure compliance with the specified solubility test.\10\ 
TERA relied on this information in TERA Task Report 14 to determine 
that the virgin wood material used in the manufacture of EWPs does not, 
and will not, contain any of the elements in ASTM F963 in 
concentrations greater than their respective solubility limits.
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    \10\ 80 FR 78651 (Dec. 17, 2015).
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2. TERA Task 11 Report
    In the Task 11 Report, TERA conducted a literature search on the 
production and use of 11 specified phthalates in consumer products.\11\ 
The 11 phthalates researched by TERA were based on the recommendations 
made in the CHAP report. The 11 phthalates included the eight 
prohibited phthalates that are subject to the final rule prohibiting 
children's toys and child care articles containing specified phthalates 
issued in October 2017 and codified in 16 CFR part 1307. (82 FR 49938). 
Table 2 lists the phthalates researched by TERA. TERA's research 
focused on the following factors:
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    \11\ http://www.cpsc.gov//Global/Research-and-Statistics/Technical-Reports/Other%20Technical%20Reports/TERAReportPhthalates.pdf.
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     The raw materials used in the production of the specified 
phthalates;
     The manufacturing processes used worldwide to produce the 
specified phthalates;
     Estimated annual production of the specified phthalates;
     Physical properties of the specified phthalates (e.g., 
vapor pressure, flashpoint, water solubility, temperature at which 
chemical breakdown occurs);
     Applications for phthalates use in materials and consumer 
and non-consumer products; and
     Other potential routes by which phthalates can be 
introduced into an otherwise phthalates-free material (e.g., migration 
from packaging, recycling, reuse, product breakdown).

                              Table 2--Phthalates Researched in the Task 11 Report
                                [* Prohibited phthalates under 16 CFR part 1307]
----------------------------------------------------------------------------------------------------------------
                         Phthalate                                                CASRN \12\
----------------------------------------------------------------------------------------------------------------
* DEHP: di-(2-ethylhexyl) phthalate........................  117-81-7.
* DBP: dibutyl phthalate...................................  84-74-2.
* BBP: benzyl butyl phthalate..............................  85-68-7.
* DINP: diisononyl phthalate...............................  28553-12-0, 68515-48-0.
DIDP: diisodecyl phthalate.................................  26761-40-0, 68515-49-1.
DnOP: di-n-octyl phthalate.................................  117-84-0.
DIOP: diisooctyl phthalate.................................  27554-26-3.
* DIBP: diisobutyl phthalate...............................  84-69-5.
* DPENP: di-n-pentyl phthalate.............................  131-18-0.
* DHEXP: di-n-hexyl phthalate..............................  84-75-3.

[[Page 28986]]

 
* DCHP: dicyclohexyl phthalate.............................  84-61-7.
----------------------------------------------------------------------------------------------------------------

TERA found that phthalates are used generally as plasticizers or 
softeners of certain plastics, primarily polyvinyl chloride (PVC), as 
solvents, and as component parts of inks, paints, adhesives, and 
sealants.
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    \12\ A CAS Registry Number is assigned to a substance when it 
enters the CAS REGISTRY database. https://www.cas.org/content/chemical-substances/faqs.
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3. TERA Task 14 Report
    In the Task 14 Report, TERA conducted a literature search on the 
production of three EWPs: Particleboard, hardwood plywood, and medium-
density fiberboard.\13\ TERA first researched authoritative sources, 
such as reference books and textbooks, along with internet resources, 
for general information about EWPs, adhesives, raw materials, 
manufacturing processes, and the potential use of recycled materials. 
TERA used this information and consulted technical experts to identify 
key words for searching the literature. These key words were then used 
to conduct primary literature searches for research studies and 
publications. In addition, TERA searched for Safety Data Sheets (SDS) 
for information on raw materials. TERA researched the possibility of 
the raw materials or finished products in the three EWPs to contain:
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    \13\ https://www.cpsc.gov/s3fs-public/ManufacturedWoodsTERATask14Report.pdf.
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     Lead in concentrations exceeding 100 ppm;
     Any of the specified elements that are included in the 
safety standard for children's toys, ASTM F963, Standard Consumer 
Safety Specification for Toy Safety, in concentrations exceeding 
specified solubility limits; or
     Any of 10 specified phthalates in concentrations greater 
than 0.1 percent (1000 ppm), listed in Table 3.\14\
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    \14\ The TERA research providing the basis for this 
determination covered the six phthalates subject to the statutory 
prohibition, as well as the additional phthalates the Commission 
proposed to prohibit in children's toys and child care articles, 
with the exception of DIOP. The Commission has issued a final rule 
prohibiting eight phthalates in children's toys and child care 
articles on October 17, 2017 (82 FR 49938).

                              Table 3--Phthalates Researched in the Task 14 Report
                                [* Prohibited phthalates under 16 CFR part 1307]
----------------------------------------------------------------------------------------------------------------
                         Phthalate                                                  CASRN
----------------------------------------------------------------------------------------------------------------
* DEHP: di-(2-ethylhexyl) phthalate........................  117-81-7.
* DBP: dibutyl phthalate...................................  84-74-2.
* BBP: benzyl butyl phthalate..............................  85-68-7.
* DINP: diisononyl phthalate...............................  28553-12-0, 68515-48-0.
DIDP: diisodecyl phthalate.................................  26761-40-0, 68515-49-1.
DnOP: di-n-octyl phthalate.................................  117-84-0.
* DIBP: diisobutyl phthalate...............................  84-69-5.
* DPENP: di-n-pentyl phthalate.............................  131-18-0.
* DHEXP: di-n-hexyl phthalate..............................  84-75-3.
* DCHP: dicyclohexyl phthalate.............................  84-61-7.
----------------------------------------------------------------------------------------------------------------

TERA found that, generally, the processes for manufacturing the three 
EWPs are similar; wood fibers, chips, layers, or a similar raw wood 
product are processed with various adhesive formulations (sometimes 
referred to as binders or resins) along with other additives to create 
uniform sheets with known characteristics and performance qualities. 
The main difference among the three types of EWPs relates primarily to 
the size and morphology (shape and surface characteristics) of the wood 
material used in their production.
    TERA reviewed the literature to assess whether the specified EWPs 
might contain lead or one or more of the other elements at levels that 
exceed the ASTM solubility limits, or any of the specified phthalates 
in concentrations greater than the specified limits. TERA reported that 
no studies found lead, the ASTM F963 elements, or the specified 
phthalates in concentrations greater than their limits in 
particleboard, hardwood plywood, or medium-density fiberboard, that are 
unfinished and untreated, and made from virgin wood or pre-consumer 
wood waste.
    In the Task 14 Report, TERA described an unfinished EWP as one that 
does not have any surface treatments applied at manufacture, such as 
factory-applied coatings. An untreated EWP is one that does not have 
any additional finishes applied at manufacture, such as flame 
retardants or rot-resistant finishes. TERA described ``virgin wood'' as 
wood logs, fibers, chips, or layers that have not been recycled from a 
previous use. TERA described ``pre-consumer wood waste'' as wood 
materials that have been recycled from an industrial process before 
being made available for consumer use. Examples of this type of waste 
include trimmings from EWP panel manufacturing, sawdust from cutting 
logs, or remaining wood pieces from sawing a log into framing lumber.
    The TERA report highlighted the potential for lead, the ASTM F963 
elements, or the specified phthalates to be present in concentrations 
greater than those specified through the use of contaminated recycled 
material in EWPs made from recycled wood waste or EWPs that have post-
manufacturing treatments or finishes. Recycled wood waste may be made 
from reclaimed or post-consumer wood waste. ``Post-consumer wood 
waste'' is described as wood waste that is comprised of materials that 
are recovered from their original use and subsequently used in a new 
product. Examples of this type of waste include recycled demolition 
wood, packaging materials, such as pallets and crates, used wood from

[[Page 28987]]

landscape care (i.e., from urban and highway trees, hedges, and 
gardens), discarded furniture, and wood waste from industrial, 
construction, and commercial activities.
    The three types of EWPs reviewed by TERA are discussed below.
a. Particleboard
    Particleboard is a composite of wood chips, adhesives, and other 
additives pressed into a board. Adhesive formulations are used to bond 
wood chips, which are then formed into mats that are layered to create 
uniform boards in a range of dimensions. Particleboard is used widely 
in furniture making and other interior (or nonstructural) uses. The 
constituent parts of particleboard reported by TERA can include (by 
weight):
     Wood (60-99+ percent);
     Adhesive formulation (0-17 percent, with 5-11 percent most 
common);
     Phenol-formaldehyde (uncommon but potential for use), 
urea-formaldehyde, melamine-urea-formaldehyde, polymeric methylene-
diphenyl-diisocyanate (pMDI);
     Waxes (0.3-1 percent);
     Other additives (up to 2 percent); or
     Scavengers or additional unspecified materials.
    TERA researched the possibility of lead, the ASTM F963 elements, or 
the specified phthalates, in concentrations greater than their 
specified limits in particleboard. TERA identified little information 
on measurements of lead and the ASTM F963 elements in particleboard, 
and found no studies that measured the specified phthalates. TERA 
identified two references where particleboard made from both untreated 
and copper chromate arsenic-(CCA) treated wood chips was tested. 
Arsenic and chromium were undetected in the particleboards made from 
virgin wood chips. However, the particleboard composed of 25 percent 
wood chips from reclaimed CCA-treated wood products contained 895 and 
832 ppm of arsenic and chromium, respectively, without adversely 
affecting the mechanical performance of the board. Another study that 
discussed ``recycled particleboard'' was identified as wood waste 
obtained from a wood recycling plant.
    Apart from the studies on particleboard made from wood waste that 
may contain post-consumer wood waste or post-manufacturing treatments, 
TERA reported that no studies found lead, the ASTM F963 elements, or 
the specified phthalates in concentrations greater than the specified 
limits in untreated and unfinished particleboard.
b. Hardwood Plywood
    Plywood is a layered board of wood veneers, where the layers have 
alternating, perpendicular wood grain directions. Less commonly, the 
board might have a core of other EWPs with wood veneers as the outer 
layers. Hardwood plywood, addressed in this report, is a type of 
plywood that is composed of angiosperms (i.e., ``hardwoods,'' such as 
oak or maple) and used primarily in furniture and for other interior 
(nonstructural) purposes, as well as in playground equipment, sports 
equipment, and musical instruments. The constituent parts of hardwood 
plywood reported by TERA can include (by weight):
     Wood (75-99+ percent);
     Adhesive formulation (0.02-20 percent, with 1 percent to 5 
percent most common);
     Phenol-formaldehyde or phenol-resorcinol-formaldehyde 
(likely for use in structural plywood but potential for application to 
hardwood plywood), urea-formaldehyde, melamine-formaldehyde, or 
melamine-urea-formaldehyde, or polyvinyl acetate (PVAc); or
     Other additives (less than 2 percent).
    TERA researched the possibility of lead, the ASTM F963 elements, or 
the specified phthalates in concentrations greater than those specified 
in hardwood plywood. TERA identified only one study that measured lead 
and the ASTM F963 elements in plywood, and found no studies that 
measured the specified phthalates. Concentrations of cadmium, chromium, 
and lead were all less than the solubility limits in ``plain'' plywood. 
In addition, because hardwood plywood is made from sheets of wood 
veneer, it is less likely to contain recycled wood content, unless it 
incorporates a core of some other EWPs, such as particleboard or 
medium-density fiberboard.
    Aside from the studies on recycled wood waste that may contain 
post-consumer wood waste or post-manufacturing treatments in a 
particleboard, medium-density fiberboard, or other EWP core, TERA 
reported that no studies found lead, the ASTM F963 elements, or the 
specified phthalates in concentrations greater than the specified 
limits in untreated and unfinished hardwood plywood. However, TERA 
identified research that indicated that polyvinyl acetate (PVAc) can be 
used as an adhesive system for hardwood plywood, as discussed in 
section (d) below.
c. Medium-Density Fiberboard
    Medium-density fiberboard (MDF) is a composite of wood fibers, an 
adhesive formulation, and other additives pressed into a board. MDF is 
a product similar to particleboard, differing mostly due to the use of 
fiber rather than chips. It is used primarily in furniture and for 
other interior (nonstructural) purposes. The constituent parts of MDF 
reported by TERA can include (by weight):
     Wood (73-99+ percent);
     Adhesive formulation (0-25 percent with most common 5-12 
percent);
     Phenol-formaldehyde (uncommon, but potentially used for 
moisture resistance), urea-formaldehyde (most commonly identified), 
methylene-diphenyl-diisocyanate (pMDI), melamine-formaldehyde, or 
melamine-urea-formaldehyde;
     Waxes (less than 1 percent); or
     Other additives (10-30 percent).
    TERA researched the possibility of lead, the ASTM F963 elements, or 
the specified phthalates in concentrations greater than those specified 
in MDF. TERA did not identify any references that reported the presence 
of lead, the ASTM F963 elements, or the specified phthalates in MDF 
made with virgin wood.
    Aside from the studies on recycled wood waste that may contain 
post-consumer wood waste or post-manufacturing treatments, TERA 
reported that no studies found lead, the ASTM F963 elements, or the 
specified phthalates in concentrations greater than the specified 
limits in untreated and unfinished MDF.
d. TERA's Findings on EWP Constituent Parts
    Because few references were found directly addressing lead, the 
ASTM F963 elements, and the specified phthalates in EWPs, TERA also 
researched the constituent parts that could be used to manufacture 
EWPs, including wood and adhesives.
Wood
    According to the manufacturing process information provided by 
TERA, virgin wood and wood residues are the main sources of wood fiber 
used in North America to manufacture EWPs. Typically, these sources 
include low-value logs, industrial wood residues, or scraps and trim 
from furniture and EWP production. For example, hardwood plywood 
requires the trunks of trees to obtain the thin layers of veneer used 
to construct a sheet. TERA relied on the Task 9 Report and Commission 
findings on unfinished and untreated wood (80 FR 78651 (Dec. 17, 2015)) 
to determine

[[Page 28988]]

that untreated and unfinished wood from the trunks of trees do not 
contain lead or the ASTM F963 elements in concentrations greater than 
the specified solubility limits. TERA also noted that, although 
phthalates can be taken up by trees and plants, the concentrations are 
negligible and less than the specified limit (0.1 percent).
    Although TERA reported that the majority of EWPs are manufactured 
with virgin wood or pre-consumer wood waste fiber or chips, the wood 
component also can originate from recycled material. For EWPs made from 
recycled wood waste that may contain post-consumer wood waste, the TERA 
report highlighted the potential for lead, the ASTM F963 elements, or 
the specified phthalates to be present in concentrations greater than 
those specified through the use of contaminated recycled material. The 
TERA report cited multiple examples of the use of reclaimed or post-
consumer wood material used to produce EWPs, both domestically and 
internationally. Specifically, TERA found studies showing that 
reclaimed lumber and wood waste could contain a myriad of contaminants, 
such as surface treatments (e.g., paints, stains), metals, glues and 
adhesives, glass, paper, plastic, rubber and chemical treatments. 
Metals and organic materials may be present in paints, stains, 
varnishes, and polishes that are used on wood products (e.g., 
furniture, window frames) and nails, screws, and other metal hardware 
might be attached to the recycled and recovered wood. These 
contaminants are intimately attached to the wood, and therefore, some 
contaminants may pass through cleaning systems, contaminating the 
entire recovered wood stream.
    TERA also reviewed another study, based in Italy, which evaluated 
the ``recyclability'' of used wood, by conducting elemental analysis of 
wood residues from wood recycling plants using a handheld fast energy 
dispersive X-ray fluorescence spectroscopy (ED-XRF) device. TERA found 
that the study provided some indication of the types and levels of 
contamination in various kinds of post-consumer wood waste. Elemental 
analysis results were compared to EU Community Ecolabel limits.\15\ For 
all wood products tested, 16 percent exceeded one or more of the 
Ecolabel limits, with the highest concentrations from lead, chromium, 
chlorine, copper, cadmium, and mercury. No samples had levels of 
arsenic over the 25 ppm limit (except a CCA-treated utility pole). 
Barium and lead were found in 10 percent to 20 percent of the samples, 
chromium and cadmium in 3 percent to 4 percent, and antimony, mercury, 
and arsenic ranged from 0.3 percent to 1.2 percent of samples. The 
sources most contaminated with non-wood content were from furniture and 
building materials, while pallets and shipping containers were least 
likely to be contaminated.\16\
---------------------------------------------------------------------------

    \15\ Ecolabel element concentrations are less than 25 mg/kg of 
arsenic, 25 mg/kg of mercury, 25 mg/kg of chromium, 50 mg/kg 
cadmium, 90 mg/kg lead, and 40 mg/kg copper (EU, 2004). Ecolabel 
limits are similar to ASTM solubility limits for the ASTM F963 
elements.
    \16\ Twenty-four percent of furniture and 18 percent of building 
materials had one or more ASTM F963 elements exceeding the limits 
which may be due to manufacturing processes such as painting, 
preservation, and overlaying, which are common with furniture and 
building materials. The most polluted types of wood waste were 
particleboard (37% exceeded Ecolabel limits), recycled particleboard 
(25% exceeded), and plywood (18% exceeded); while fiberboard (MDF 
and HDF) exceeded limits in 9 percent of samples.
---------------------------------------------------------------------------

    TERA concluded that, with an increased interest and use of post-
consumer recycled materials in EWP production, potential contamination 
by the specified elements and phthalates must be considered. To ensure 
that EWPs made from used wood fibers do not contain ASTM F963 elements 
or phthalates that exceed the specified limits, TERA indicated that the 
materials would need to be sorted carefully and tested to ensure that 
they are not contaminated.
Adhesive Formulations
    Adhesive formulations hold together the wood chips, layers, or 
fibers to make EWP mats and sheets. Some of the formulations use a 
metal catalyst during the curing process. TERA identified a number of 
references describing the presence of the ASTM F963 elements in 
adhesive formulations. However, TERA found very few references that 
would implicate EWPs. Although the use of barium was noted in multiple 
references, only one study appeared to be relevant to EWPs. This study 
suggested that barium, when used as a catalyst in an adhesive, could 
result in an EWP that exceeded the ASTM solubility level for 
barium.\17\ However, this method does not appear to be used currently 
in EWP production. TERA also noted studies that indicate the possible 
use of chromium as a catalyst in phenol formaldehyde resin, as well as 
the possible use of antimony or arsenic in a drier formulation for 
certain polymeric coatings. However, no references included information 
on concentrations or appeared to be relevant to EWPs.
---------------------------------------------------------------------------

    \17\ Wang and Zhang (2011) studied the use of calcium hydroxide, 
Ba(OH)2, and magnesium hydroxide and their effect on cure 
times for phenol formaldehyde adhesive formulations, finding that 
the use of Ba(OH)2 could be a viable means to speed up 
cure times. Both calcium hydroxide and Ba(OH)2 had 
similar cure times and are about the same price in bulk. Because the 
compounds would be used in an adhesive system, the catalyst is not 
expected to be recovered and so would remain in situ once curing is 
complete. If the catalyst remained in the adhesive, it could result 
in concentrations of barium exceeding the ASTM solubility limits.
---------------------------------------------------------------------------

    Although many different adhesive formulations may be used in 
hardwood plywood, TERA noted that PVAc can be used as an adhesive 
system for hardwood plywood. The report cited sources (The Handbook of 
Adhesive Technology, USDA), which mentioned the use of some of the 
specified phthalates in PVAc adhesive formulations.\18\ TERA also 
identified research papers that included the use of DBP and DEHP in 
PVAc at concentrations greater than 0.1 percent.
---------------------------------------------------------------------------

    \18\ The USDA publication Wood Handbook: Wood as an Engineering 
Material (2010) explains that ``Plasticizers, for example dibutyl 
phthalate, are used to soften the brittle vinyl acetate homopolymer 
in poly(vinyl acetate) emulsion adhesives. This is necessary to 
facilitate adhesive spreading and formation of a flexible adhesive 
film from the emulsion at and below room temperature.''
---------------------------------------------------------------------------

C. Discussion of Comments to the NPR

    The CPSC received seven comments in response to the NPR. Five of 
the comments did not address any matters regarding EWPs. These comments 
addressed environmental regulation issues concerning alternative 
energy, electric cars, and greenhouse gas emissions, among other 
topics. None of these comments addressed EWPs. Accordingly, these 
comments do not fall within the scope of the current rulemaking. Two 
comments addressed the proposed determinations for EWPs.
    Comment 1: A commenter states that the use of third party testing 
and ``verification of testing'' for lead is important for ensuring 
product safety and that any change to the testing and verification 
requirements is ``antithetical'' to public safety.
    Response 1: The commenter does not provide any data or information 
about EWPs that would support a testing requirement for lead for 
certain untreated and unfinished EWPs. Nor does the commenter address 
the data and information the Commission relied upon to demonstrate that 
certain untreated and unfinished EWPs do not contain lead above the 
limits specified by the lead content requirements. The Commission's 
proposed EWP determinations only apply to EWPs that have not been 
treated or adulterated with materials that could result in the addition 
of lead, the ASTM elements, or

[[Page 28989]]

the specified phthalates at concentrations greater than their specified 
solubility limits. EWPs that do not meet the provisions of the rule 
would still be subject to applicable testing requirements.
    Comment 2: A commenter expresses concern regarding the language of 
the proposed rule's determination, which states: ``Accessible component 
parts of children's products, children's toys, and child care articles 
made with engineered wood products not listed in paragraphs (a)-(c) of 
this section are required to be third party tested pursuant to section 
14(a)(2) of the CPSA and 16 CFR part 1107.'' The commenter asserts that 
the language negates the flexibility of the Commission's 2009 Statement 
of Policy. The commenter requests a revision of the language to state: 
``Accessible component parts of children's products, children's toys, 
and child care articles made with engineered wood products not listed 
in paragraphs (a)-(c) of this section must still be comprised of 
compliant materials pursuant to section 108 of CPSIA, Public Law 110-
314 as amended by H.R. 2714, Public Law 112-28.''
    Response 2: The proposed EWP determinations do not negate the 
flexibility of the Commission's 2009 Statement of Policy.\19\ That 
policy was intended to give general guidance on the types of materials 
that may contain phthalates. Section 108 of the CPSIA is limited to 
plasticized component parts and other materials that may contain 
phthalates. The Commission has already identified in the proposed rule 
the potential use of phthalates in polyvinyl acetate (PVAc) adhesive in 
hardwood plywood that would result in an EWP with phthalate 
concentrations greater than 0.1 percent. However, to make it clear that 
only products that are subject to one or more of the requirements for 
lead, ASTM elements, and the specified phthalates, or that contain 
post-consumer wood waste, must be third party tested, the Commission is 
revising the proposed language in section 1252.3(e). That section now 
states that accessible component parts of children's products, 
children's toys, and child care articles made with engineered wood 
products other than the specified EWPs listed in the rule, or that 
contain post-consumer wood waste, are required to be third party tested 
pursuant to section 14(a)(2) of the CPSA and 16 CFR part 1107 and 
sections 101, 106, or 108 of the CPSIA, as applicable.
---------------------------------------------------------------------------

    \19\ https://www.cpsc.gov/s3fs-public/pdfs/blk_media_componenttestingpolicy.pdf.
---------------------------------------------------------------------------

    In addition, to reflect the current list of prohibited phthalates 
in section 108 of the CPSIA, as required in the Commission's final rule 
issued on October 27, 2017, Sec.  1252.1(c) is revised to include all 
of the permanently prohibited phthalates in any children's toy or child 
care article that contains concentrations of more than 0.1 percent of 
DEHP, DBP, BBP, DINP, DIBP, DPENP, DHEXP, or DCHP.

D. Determination for EWPs

1. Legal Requirements for a Determination

    As noted above, section 14(a)(2) of the CPSA requires third party 
testing for children's products that are subject to a children's 
product safety rule. 15 U.S.C. 2063(a)(2). Children's products must 
comply with the lead limits in section 101 of the CPSIA. 15 U.S.C. 
1278a. Children's toys must comply with the solubility limits for 
elements under the ASTM toy standard in section 106 of the CPSIA. 15 
U.S.C. 2056b. Children's toys and child care articles must comply with 
the phthalates prohibitions in section 108 of the CPSIA. 15 U.S.C. 
2057c. In response to statutory direction, the Commission has 
investigated approaches that would reduce the burden of third party 
testing while also assuring compliance with CPSC requirements. As part 
of that endeavor, the Commission has considered whether certain 
materials used in children's products, children's toys, and child care 
articles would not require third party testing.
    To issue a determination that an EWP does not require third party 
testing, the Commission must have sufficient evidence to conclude that 
the product consistently complies with the CPSC's requirements to which 
the EWP is subject, so that third party testing is unnecessary to 
provide a high degree of assurance of compliance. Under 16 CFR part 
1107, section 1107.2 defines ``a high degree of assurance'' as ``an 
evidence-based demonstration of consistent performance of a product 
regarding compliance based on knowledge of a product and its 
manufacture.''
    For accessible component parts of children's products, children's 
toys, and child care articles subject to sections 101, 106, and 108 of 
the CPSIA, compliance to the specified content limits is always 
required, irrespective of any testing exemptions. Thus, a manufacturer 
or importer who certifies a children's product, children's toy or child 
care article, must ensure the product's compliance. The presence of 
lead, the ASTM F963 elements, or the specified phthalates do not have 
to be intended to require compliance. The presence of these chemicals, 
whether for any functional purpose, as a trace material, or as a 
contaminant, must be in concentrations less than the specified content 
or solubility limits for the material to be compliant. Additionally, 
the manufacturer or importer must have a high degree of assurance that 
the product has not been adulterated or contaminated to an extent that 
would render it noncompliant. For example, if a manufacturer or 
importer is relying on a determination that an EWP does not contain 
lead, ASTM F963 elements, or specified phthalates in concentrations 
greater than the specified limits in a children's product, children's 
toy, or child care article, the manufacturer must ensure that the EWP 
is one on which a determination has been made.
    The Commission finds, based on the staff's review of TERA's Task 14 
report regarding reclaimed or post-consumer waste assessment in EWPs, 
that EWPs with post-consumer wood content and post-manufacturing waste 
could contain unwanted contaminants, such as paint or stains, metals 
from nails or fasteners, or adhesive formulations. Additionally, based 
on staff's review of the Task 11 and Task 14 reports, the Commission 
finds that PVAc used as an adhesive formulation in the manufacture of 
EWPs could contain at least one of the specified phthalates in hardwood 
plywood manufacturing that could result in the EWP exceeding the 
allowable levels of the specified phthalates. Accordingly, the 
Commission concludes that there is not a high degree of assurance that 
EWPs made from post-consumer wood waste or post-manufacturing 
treatments or finishes are compliant with sections 101, 106, or 108 of 
the CPSIA, or that hardwood plywood that contain PVAc are compliant 
with 108 of the CPSIA.
    Based on the information provided in the TERA Task reports, staff's 
review of TERA's source references in the Task reports, and with the 
additional clarification that only products that are subject to one or 
more of the requirements for lead, ASTM elements, and the specified 
phthalates must be third party tested, the Commission determines that 
untreated and unfinished EWPs (particleboard, hardwood plywood, and 
medium-density fiberboard) made from virgin wood or pre-consumer wood 
waste, do not contain lead, or any of the specified elements in ASTM 
F963 in concentrations greater than their specified solubility limits. 
In addition, with the exception of hardwood plywood that contains PVAc 
adhesive formulations, the Commission determines that the specified 
EWPs do

[[Page 28990]]

not contain any of the specified phthalates in concentrations greater 
than 0.1 percent. The Commission's determinations on EWPs are limited 
to unfinished and untreated EWPs made from virgin wood or pre-consumer 
wood waste. Children's products, children's toys, and child care 
articles made from post-consumer wood waste, or from EWPs that have 
other materials that are applied to or added on to the EWP after it is 
manufactured, such as treatments and finishes, would be subject to 
third party testing requirements, unless the component part has a 
separate determination which does not require third party testing for 
certification purposes.

2. Statutory Authority

    Section 3 of the CPSIA grants the Commission general rulemaking 
authority to issue regulations, as necessary, to implement the CPSIA. 
Public Law 110-314, sec. 3, Aug. 14, 2008. Section 14 of the CPSA, 
which was amended by the CPSIA, requires third party testing for 
children's products subject to a children's product safety rule. 15 
U.S.C. 2063(a)(2). Section 14(d)(3)(B) of the CPSA, as amended by 
Public Law 112-28, gives the Commission the authority to ``prescribe 
new or revised third party testing regulations if it determines that 
such regulations will reduce third party testing costs consistent with 
assuring compliance with the applicable consumer product safety rules, 
bans, standards, and regulations.'' Id. 2063(d)(3)(B). These statutory 
provisions authorize the Commission to issue a rule determining that 
certain EWPs would not be concentrations greater than their specified 
limits, and thus, are not required to be third determined to contain 
lead, the ASTM F963 elements, and the specified phthalates in party 
tested to ensure compliance with sections 101, 106, and 108 of the 
CPSIA.
    The determinations for the specified EWPs would relieve children's 
product certifiers from third party testing burdens, while assuring 
compliance with sections 101, 106, and 108 of the CPSIA for component 
parts made from the specified EWPs. However, the determinations would 
only relieve the manufacturers' obligation to have the specified EWPs 
tested by a CPSC-accepted third party laboratory. Children's products, 
children's toys, and child care articles must still comply with the 
substantive content limits in sections 101, 106, and 108 of the CPSIA, 
regardless of any relief on third party testing requirements. Finally, 
even if a determination is in effect and third party testing is not 
required, a certifier must still issue a certificate.

3. Description of the Rule

    This rule creates a new part 1252 for Children's Products, 
Children's Toys, and Child Care Articles: Determinations Regarding 
Lead, ASTM F963 elements, and Phthalates for Engineered Wood Products.
     Section 1252.1(a) of the rule explains the statutorily 
created requirements that limit lead in children's products under the 
CPSIA and the third party testing requirements for children's products.
     Section 1252.1(b) of the rule explains the statutorily 
created requirements for limiting the ASTM F963 elements in children's 
toys under the CPSIA and the third party testing requirements for 
children's toys.
     Section 1252.1(c) of the rule explains the statutorily 
created requirements limiting phthalates for children's toys and child 
care articles under the CPSIA and the third party testing requirements 
for children's toys and child care articles. This section is revised to 
reflect the final rule issued on phthalates that permanently prohibits 
any children's toy or child care article that contains concentrations 
of more than 0.1 percent of di-(2-ethylhexyl) phthalate (DEHP), dibutyl 
phthalate (DBP), or benzyl butyl phthalate (BBP). In addition, in 
accordance with section 108(b)(3) of the CPSIA, 16 CFR part 1307 
prohibits any children's toy or child care article that contains 
concentrations of more than 0.1 percent of diisononyl phthalate (DINP), 
diisobutyl phthalate (DIBP), di-n-pentyl phthalate (DPENP), di-n-hexyl 
phthalate (DHEXP), or dicyclohexyl phthalate (DCHP).
     Section 1252.2 of the rule provides definitions that apply 
to part 1252.
     Section 1252.3(a) of the rule establishes the Commission's 
determinations that specified EWPs do not exceed the lead content 
limits with a ``high degree of assurance,'' as that phrase is defined 
in 16 CFR part 1107.
     Section 1252.3(b) of the rule establishes the Commission's 
determinations that specified EWPs do not exceed the solubility limits 
for ASTM F963 elements with a ``high degree of assurance,'' as that 
phrase is defined in 16 CFR part 1107.
     Section 1252.3(c) of the rule establishes the Commission's 
determinations that specified EWPs do not exceed the phthalates content 
limits, with the exception of hardwood plywood containing PVAc, with a 
``high degree of assurance,'' as that phrase is defined in 16 CFR part 
1107.
     Section 1252.3(d) of the rule provides that accessible 
component parts of children's products, children's toys, and child care 
articles made with the specified EWPs, are not required to be third 
party tested pursuant to section 14(a)(2) of the CPSA and 16 CFR part 
1107.
     Section 1252.3(e) of the rule is clarified to state that 
accessible component parts of children's products, children's toys, and 
child care articles made with engineered wood products not listed in 
paragraphs (a)-(c) of this section, or with post-consumer wood waste, 
are required to be third party tested pursuant to section 14(a)(2) of 
the CPSA and 16 CFR part 1107 and sections 101, 106, or 108 of the 
CPSIA, as applicable.

E. Effective Date

    The Administrative Procedure Act (APA) generally requires that a 
substantive rule must be published not less than 30 days before its 
effective date. 5 U.S.C. 553(d)(1). Because the final rule provides 
relief from existing testing requirements under the CPSIA, the 
Commission concludes that 30 days is sufficient. Thus, the effective 
date is July 23, 2018.

F. Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA), 5 U.S.C. 601-612, requires 
agencies to consider the impact of proposed and final rules on small 
entities, including small businesses. Section 604 of the RFA requires 
that agencies prepare a final regulatory flexibility analysis (FRFA) 
when promulgating final rules, unless the head of the agency certifies 
that the rule will not have a significant impact on a substantial 
number of small entities. The FRFA must describe the impact of the rule 
on small entities. CPSC staff prepared a FRFA, which is summarized 
below.
    CPSC staff's review shows that comprehensive estimates of the 
number of children's products, children's toys, and child care articles 
that contain component parts made from the specified engineered woods 
are not available. However, based on the number of domestic producers 
and sellers of these products, staff believes that a substantial number 
of small entities could be impacted by this regulation. Staff's review 
indicates that there are approximately 81,505 small firms that 
manufacture or distribute children's products, children's toy or child 
care articles (6,976 manufacturers + 26,124 wholesalers + 48,405 
retailers). Even if only a small proportion of these firms manufacture 
or sell products using the EWPs of interest, staff finds that a

[[Page 28991]]

substantial number would benefit from the reduced testing burden. The 
impact of the determinations on small businesses would be to reduce the 
burden of third party testing for firms and are expected to be entirely 
beneficial. The current cost of testing, on a per-test basis, is 
reflective of the expected cost reductions that would result from the 
determinations, and are as follows:
     Lead--The cost of lead testing ranges from $50 to more 
than $100 per component through Inductively Coupled Plasma (ICP) 
testing. If one uses X-ray fluorescence (XRF) spectrometry, which is an 
acceptable method for certification of third party testing for lead 
content, the costs can be greatly reduced to approximately $5 per 
component. If a component part made with one of the specified 
engineered woods is painted, the component part would be exempt from 
the third party testing requirement, but the paint would still require 
lead testing.
     ASTM F963 Elements--Based on published invoices and price 
lists, the cost of a third party test for the ASTM F963 elements ranges 
from around $60 in China, up to around $190 in the United States, using 
ICP. This cost can be greatly reduced with the use of high definition 
X-ray fluorescence spectrometry (HDXRF), which is an acceptable method 
for certification of third party testing for the presence of the ASTM 
elements. The cost can be reduced to about $40 per component part. It 
should be noted that lead is one of the ASTM elements, so this testing 
would also cover the cost of lead testing for component parts.
     Phthalates--The cost of phthalate testing is relatively 
high: between about $125 and $350 per component, depending upon where 
the testing is conducted and any discounts that are applicable. Because 
one product might have multiple components that require testing, the 
cost of testing a single product for phthalates could exceed $1,000 in 
some cases. Moreover, more than one sample might have to be tested to 
provide a high degree of assurance of compliance with the requirements 
for testing.
    To the extent that small businesses have lower production or lower 
sales volume than larger businesses, these determinations would be 
expected to have a disproportionately beneficial impact on small 
businesses. This beneficial impact is due to spreading the costs of the 
testing over fewer units. However, small entities that need fewer third 
party tests may not qualify for discounts that some laboratories may 
offer their larger customers. In addition, the possible benefits 
associated with the determinations might be somewhat lower to the 
extent that firms were already taking advantage of component part 
testing as allowed by 16 CFR part 1109. Additionally, some firms have 
reduced their testing costs by using XRF or HDXRF technology, which is 
less expensive than ICP, and would reduce the marginal benefit of these 
determinations.
    The determinations would not impose any new reporting, 
recordkeeping, or other compliance requirements on small entities. In 
fact, because the rule would eliminate a testing requirement, there 
would be a small reduction in some of the recordkeeping burden under 16 
CFR parts 1107 and 1109 because manufacturers would no longer have to 
maintain records of third party tests for the component parts 
manufactured from these engineered woods for lead, the ASTM F963 
elements, or the specified phthalates. Based on staff's review, the 
Commission finds that the burden reduction from this determination rule 
could potentially result in significant benefits for a substantial 
number of manufacturers, importers, or retailers of the relevant 
product categories.
    Under section 604 of the Regulatory Flexibility Act, a FRFA should 
include a ``statement of the factual, policy, and legal reasons for 
selecting the alternative adopted in the final rule and why each one of 
the other significant alternatives to the rule considered by the agency 
which affect the impact on small entities was rejected.'' The final 
rule is itself, the result of CPSC's efforts to reduce third party 
testing costs consistent with assuring compliance with all applicable 
consumer product safety rules. Therefore, CPSC considered few 
alternatives, other than expanding the list of engineered woods for 
which determinations could be made. CPSC staff identified these three 
types of EWPs for study, based on stakeholder feedback, the likelihood 
of being used in products subject to children's product, children's 
toy, or child care article certification requirements, and available 
resources. However, the Commission did not receive any other comments 
or other information on any additional engineered wood materials for 
further burden-reduction activities.

G. Environmental Considerations

    The Commission's regulations provide a categorical exclusion for 
most Commission rules from any requirement to prepare an environmental 
assessment or an environmental impact statement because they ``have 
little or no potential for affecting the human environment.'' 16 CFR 
1021.5(c)(2). This rule falls within the categorical exclusion, so no 
environmental assessment or environmental impact statement is required. 
The Commission's regulations state that safety standards for products 
normally have little or no potential for affecting the human 
environment. 16 CFR 1021.5(c)(1). Nothing in this rule alters that 
expectation.

List of Subjects in 16 CFR Part 1252

    Business and industry, Consumer protection, Imports, Infants and 
children, Product testing and certification, Toys.

0
For the reasons stated in the preamble, the Commission amends title 16 
of the CFR by adding part 1252 to read as follows:

PART 1252--CHILDREN'S PRODUCTS, CHILDREN'S TOYS, AND CHILD CARE 
ARTICLES: DETERMINATIONS REGARDING LEAD, ASTM F963 ELEMENTS, AND 
PHTHALATES FOR ENGINEERED WOOD PRODUCTS

Sec.
1252.1 Children's products, children's toys, and child care articles 
containing lead, ASTM F963 elements, and phthalates in engineered 
wood products and testing requirements.
1252.2 Definitions.
1252.3 Determinations for engineered wood products.

    Authority: Sec. 3, Pub. L. 110-314, 122 Stat. 3016; 15 U.S.C. 
2063(d)(3)(B).


Sec.  1252.1  Children's products, children's toys, and child care 
articles containing lead, ASTM F963 elements, and phthalates in 
engineered wood products and testing requirements.

    (a) Section 101(a) of the Consumer Product Safety Improvement Act 
of 2008 (CPSIA) provides that any children's product, material, or 
component part or a children's product must comply with a lead content 
limit that does not exceed 100 parts per million. Materials used in 
children's products subject to section 101 of the CPSIA must comply 
with the third party testing requirements of section 14(a)(2) of the 
Consumer Product Safety Act (CPSA), unless listed in 16 CFR 1500.91.
    (b) Section 106 of the CPSIA made provisions of ASTM F963, Consumer 
Product Safety Specifications for Toy Safety, a mandatory consumer 
product safety standard. Among the mandated provisions is section 4.3.5 
of ASTM F963 which requires that surface coating materials and 
accessible substrates of children's toys that can be sucked, mouthed, 
or ingested, must comply with solubility limits that the toy standard 
establishes for eight elements. Materials used in children's toys 
subject to section

[[Page 28992]]

4.3.5 of the toy standard must comply with the third party testing 
requirements of section 14(a)(2) of the CPSA, unless listed in 16 CFR 
1251.2.
    (c) Section 108(a) of the CPSIA permanently prohibits any 
children's toy or child care article that contains concentrations of 
more than 0.1 percent of di-(2-ethylhexyl) phthalate (DEHP), dibutyl 
phthalate (DBP), or benzyl butyl phthalate (BBP). In accordance with 
section 108(b)(3) of the CPSIA, 16 CFR part 1307 prohibits any 
children's toy or child care article that contains concentrations of 
more than 0.1 percent of diisononyl phthalate (DINP), diisobutyl 
phthalate (DIBP), di-n-pentyl phthalate (DPENP), di-n-hexyl phthalate 
(DHEXP), or dicyclohexyl phthalate (DCHP). Materials used in children's 
toys and child care articles subject to section 108(a) of the CPSIA and 
16 CFR part 1307 must comply with the third party testing requirements 
of section 14(a)(2) of the CPSA, unless listed in 16 CFR 1308.2.


Sec.  1252.2  Definitions.

    In addition to the definitions given in sections 101, 106, and 108 
of the CPSIA, the following definitions apply for this part 1252.
    Post-consumer wood waste describes wood waste that is comprised of 
materials that are recovered from their original use and subsequently 
used in a new product. Examples of this type of waste include recycled 
demolition wood, packaging materials such as pallets and crates, used 
wood from landscape care (i.e., from urban and highway trees, hedges, 
and gardens), discarded furniture, and waste wood from industrial, 
construction, and commercial activities.
    Pre-consumer wood waste describes wood materials that have been 
recycled from an industrial process before being made available for 
consumer use. Examples of this type of waste include trimmings from 
engineered wood product (EWP) panel manufacturing, sawdust from cutting 
logs, or remaining wood pieces from sawing a log into framing lumber.
    Unfinished means an EWP that does not have any surface treatments 
applied at manufacture, such as factory-applied coatings. Examples of 
such treatments may include paint or similar surface coating materials, 
wood glue, or metal fasteners, such as nails or screws.
    Untreated means an EWP that does not have any additional finishes 
applied at manufacture. Examples of such finishes may include flame 
retardants or rot resistant finishes.
    Virgin wood describes wood logs, fibers, chips, or layers that have 
not been recycled from a previous use.


Sec.  1252.3  Determinations for engineered wood products.

    (a) The following engineered wood products do not exceed the lead 
content limits with a high degree of assurance as that term is defined 
in 16 CFR part 1107:
    (1) Particleboard that is untreated and unfinished made from virgin 
wood or pre-consumer wood waste;
    (2) Hardwood plywood that is untreated and unfinished made from 
virgin wood or pre-consumer wood waste; and
    (3) Medium-density fiberboard that is untreated and unfinished made 
from virgin wood or pre-consumer wood waste.
    (b) The following engineered wood products do not exceed the ASTM 
F963 elements solubility limits set forth in 16 CFR part 1250 with a 
high degree of assurance as that term is defined in 16 CFR part 1107:
    (1) Particleboard that is untreated and unfinished made from virgin 
wood or pre-consumer wood waste;
    (2) Hardwood plywood that is untreated and unfinished made from 
virgin wood or pre-consumer wood waste; and
    (3) Medium-density fiberboard that is untreated and unfinished made 
from virgin wood or pre-consumer wood waste.
    (c) The following engineered wood products do not exceed the 
phthalates content limits with a high degree of assurance as that term 
is defined in 16 CFR part 1107:
    (1) Particleboard that is untreated and unfinished made from virgin 
wood or pre-consumer wood waste;
    (2) Hardwood plywood that is untreated and unfinished made from 
virgin wood or pre-consumer wood waste and does not contain polyvinyl 
acetate (PVAc) adhesive formulations; and
    (3) Medium-density fiberboard that is untreated and unfinished made 
from virgin wood or pre-consumer wood waste.
    (d) Accessible component parts of children's products, children's 
toys, and child care articles made with EWPs, listed in paragraphs (a) 
through (c) of this section are not required to be third party tested 
pursuant to section 14(a)(2) of the CPSA and 16 CFR part 1107.
    (e) Accessible component parts of children's products, children's 
toys, and child care articles made with engineered wood products not 
listed in paragraphs (a) through (c) of this section, or that contain 
post-consumer wood waste, are required to be third party tested 
pursuant to section 14(a)(2) of the CPSA and 16 CFR part 1107 and 
sections 101, 106, or 108 of the CPSIA, as applicable.

Alberta E. Mills,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2018-13392 Filed 6-21-18; 8:45 am]
 BILLING CODE 6355-01-P



                                                                   Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                          28983

                                             and Fort Sill, Fort Sill, OK,’’ and adding                 Using agency. U.S. Army, U.S. Army                   Based on these determinations, the
                                             in its place:                                            Fires Center of Excellence (USAFCOE),                  specified EWPs would not be required
                                               Using agency. U.S. Army, U.S. Army                     Fort Sill, OK.                                         to have third party testing for
                                             Fires Center of Excellence (USAFCOE),                                                                           compliance with the requirements for
                                                                                                      R–5601J Fort Sill, OK [New]
                                             Fort Sill, OK.                                                                                                  lead, ASTM F963 elements, or
                                                                                                        Boundaries. Beginning at lat.                        phthalates for children’s products,
                                             R–5601E      Fort Sill, OK [Amended]
                                                                                                      34°45′03″ N, long. 98°29′44″ W; to lat.                children’s toys, and child care articles.
                                             *      *    *    *      *                                34°46′15″ N, long. 98°25′01″ W; to lat.                DATES: The rule is effective on July 23,
                                               By removing ‘‘Using agency. U.S.                       34°47′00″ N, long. 98°17′46″ W; to lat.                2018.
                                             Army, Commanding General, U.S. Army                      34°46′45″ N, long. 98°17′01″ W; to lat.                FOR FURTHER INFORMATION CONTACT:
                                             Fires Center of Excellence (USAFCOE)                     34°46′06″ N, long. 98°17′01″ W; to lat.                Stephen Lee, Office of Compliance, U.S.
                                             and Fort Sill, Fort Sill, OK,’’ and adding               34°46′06″ N, long. 98°21′01″ W; to lat.                Consumer Product Safety Commission,
                                             in its place:                                            34°43′45″ N, long. 98°21′01″ W; to lat.                4330 East West Hwy., Bethesda, MD
                                               Using agency. U.S. Army, U.S. Army                     34°43′30″ N, long. 98°21′21″ W; to lat.                20814; 301–504–7844: email: slee@
                                             Fires Center of Excellence (USAFCOE),                    34°43′30″ N, long. 98°35′40″ W; to the                 cpsc.gov.
                                             Fort Sill, OK.                                           point of beginning. Excluding that
                                                                                                                                                             SUPPLEMENTARY INFORMATION:
                                             R–5601F Fort Sill, OK [Amended]                          airspace below 5,500 feet MSL
                                                                                                      beginning at lat. 34°43′30″ N, long.                   A. Background
                                               Boundaries. Beginning at lat.                          98°35′40″ W; to lat. 34°44′48″ N, long.
                                             34°46′24″ N, long. 98°52′00″ W; thence                                                                          1. Third Party Testing and Burden
                                                                                                      98°30′45″ W; to lat. 34°43′30″ N, long.
                                             clockwise via the 49 NM arc of the                                                                              Reduction
                                                                                                      98°30′00″ W; to the point of beginning;
                                             Wichita Falls VORTAC to lat. 34°46′39″                   and that airspace below 3,500 feet MSL                    Section 14(a) of the Consumer
                                             N, long. 98°50′53″ W; to lat. 34°43′46″                  within a 1 NM radius of lat. 34°46′46″                 Product Safety Act (CPSA), as amended
                                             N, long. 98°49′55″ W; thence clockwise                   N, long. 98°17′46″ W.                                  by the Consumer Product Safety
                                             via the 46 NM arc of the Wichita Falls                     Designated altitudes. 500 feet AGL to                Improvement Act of 2008 (CPSIA),
                                             VORTAC to lat. 34°45′03″ N, long.                        FL 400. Times of designation. Sunrise to               requires that manufacturers of products
                                             98°29′44″ W; to lat. 34°43′30″ N, long.                  2200 local time, Monday–Friday; other                  subject to a consumer product safety
                                             98°35′40″ W; to lat. 34°45′00″ N, long.                  times by NOTAM. Controlling agency.                    rule or similar rule, ban, standard, or
                                             98°40′31″ W; to lat. 34°42′15″ N, long.                  FAA, Fort Worth ARTCC. Using agency.                   regulation enforced by the CPSC, must
                                             98°50′01″ W; to the point of beginning.                  U.S. Army, U.S. Army Fires Center of                   certify that the product complies with
                                             Excluding that airspace below 5,500 feet                 Excellence (USAFCOE), Fort Sill, OK.                   all applicable CPSC-enforced
                                             MSL beginning at lat. 34°44′28″ N, long.                                                                        requirements. 15 U.S.C. 2063(a). For
                                             98°46′16″ W; thence clockwise via the                      Issued in Washington, DC, on June 13,                children’s products, children’s toys, and
                                                                                                      2018.
                                             46 NM arc of the Wichita Falls VORTAC                                                                           child care articles, certification must be
                                             to lat. 34°45′03″ N, long. 98°29′44″ W;                  Scott J. Gardner,                                      based on testing conducted by a CPSC-
                                             to lat. 34°43′30″ N, long. 98°35′40″ W;                  Acting Manager, Airspace Policy Group.                 accepted third party conformity
                                             to lat. 34°45′00″ N, long. 98°40′31″ W;                  [FR Doc. 2018–13375 Filed 6–21–18; 8:45 am]            assessment body (laboratory). Id. Public
                                             to lat. 34°43′09″ N, long. 98°46′56″ W;                  BILLING CODE 4910–13–P                                 Law 112–28 (August 12, 2011) directed
                                             to the point of beginning.                                                                                      the CPSC to seek comment on
                                               Designated altitudes. 500 feet AGL to                                                                         ‘‘opportunities to reduce the cost of
                                             FL 400. Times of designation. Sunrise to                 CONSUMER PRODUCT SAFETY                                third party testing requirements
                                             2200 local time, Monday–Friday; other                    COMMISSION                                             consistent with assuring compliance
                                             times by NOTAM. Controlling agency.                                                                             with any applicable consumer product
                                             FAA, Fort Worth ARTCC. Using agency.                     16 CFR Part 1252                                       safety rule, ban, standard, or
                                             U.S. Army, U.S. Army Fires Center of                     [Docket No. CPSC–2017–0038]                            regulation.’’ Public Law 112–28 also
                                             Excellence (USAFCOE), Fort Sill, OK.                                                                            authorized the Commission to issue new
                                                                                                      Children’s Products, Children’s Toys,                  or revised third party testing regulations
                                             R–5601G Fort Sill, OK [Amended]                                                                                 if the Commission determines ‘‘that
                                                                                                      and Child Care Articles:
                                             *      *     *    *     *                                Determinations Regarding Lead, ASTM                    such regulations will reduce third party
                                               By removing the boundary geographic                    F963 Elements, and Phthalates for                      testing costs consistent with assuring
                                             point ‘‘lat. 34°45′03″ N, long. 98°29′46″                Engineered Wood Products                               compliance with the applicable
                                             W’’ and adding in its place ‘‘lat.                                                                              consumer product safety rules, bans,
                                             34°45′03″ N, long. 98°29′44″ W.’’                        AGENCY:  U.S. Consumer Product Safety                  standards, and regulations.’’ Id.
                                               By removing ‘‘Using agency. U.S.                       Commission.                                            2063(d)(3)(B).
                                             Army, Commanding General, U.S. Army                      ACTION: Final rule.
                                                                                                                                                             2. CPSC’s Lead Standard
                                             Fires Center of Excellence (USAFCOE)
                                             and Fort Sill, Fort Sill, OK,’’ and adding               SUMMARY:  The Consumer Product Safety                     Section 101 of the CPSIA has two
                                             in its place:                                            Commission (CPSC) is issuing a final                   requirements associated with lead in
                                               Using agency. U.S. Army, U.S. Army                     rule determining that certain untreated                children’s products. 15 U.S.C. 1278a.
                                             Fires Center of Excellence (USAFCOE),                    and unfinished engineered wood                         First, no accessible part of a children’s
                                             Fort Sill, OK.                                           products (EWPs), specifically,                         product may contain more than 100
                                                                                                      particleboard, hardwood plywood, and                   parts per million (ppm) lead content.
                                             R–5601H          Fort Sill, OK [Amended]                 medium-density fiberboard, made from                   Second, paint or other surface coatings
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                                             *      *    *    *      *                                virgin wood or pre-consumer wood                       on children’s products and furniture
                                               By removing ‘‘Using agency. U.S.                       waste do not contain lead, the ASTM                    intended for consumer use may not
                                             Army, Commanding General, U.S. Army                      F963 elements, or specified phthalates                 contain lead in concentrations greater
                                             Fires Center of Excellence (USAFCOE)                     that exceed the limits set forth under the             than 90 ppm. Manufacturers of
                                             and Fort Sill, Fort Sill, OK,’’ and adding               CPSC’s statutes for children’s products,               children’s products must certify, based
                                             in its place:                                            children’s toys, and child care articles.              on third party testing, that their


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                                             28984                 Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                             products comply with all relevant                        ingested 4 must comply with the                              4. Phthalates
                                             children’s product safety rules. Thus,                   solubility limits of eight elements listed                      Section 108(a) of the CPSIA
                                             products subject to the lead content or                  in Table 1 of the toy standard. The                          permanently prohibits the manufacture
                                             paint/surface coating limits require                     materials and their solubility limits are                    for sale, offer for sale, distribution in
                                             passing test results from a CPSC-                        shown in Table 1. We refer to these                          commerce, or importation into the
                                             accepted third party laboratory for the                  eight elements as ‘‘ASTM F963                                United States of any ‘‘children’s toy or
                                             manufacturer to issue a children’s                       elements.’’                                                  child care article’’ that contains
                                             product certificate (CPC), before the                                                                                 concentrations of more than 0.1 percent
                                             products can be entered into commerce.                        TABLE 1—MAXIMUM SOLUBLE MI-                             of di-(2-ethylhexyl) phthalate (DEHP),
                                               To alleviate some of the third party                        GRATED ELEMENT IN ppm (mg/kg)                           dibutyl phthalate (DBP), or butyl benzyl
                                             testing burdens associated with lead in                       FOR SURFACE COATINGS AND SUB-                           phthalate (BBP). 15 U.S.C. 2057c(a). The
                                             the accessible component parts of                             STRATES INCLUDED AS PART OF A                           CPSIA required the Commission to
                                             children’s products, the Commission                           TOY                                                     appoint a Chronic Hazard Advisory
                                             determined that certain materials,                                                                                    Panel (CHAP) to ‘‘study the effects on
                                             including gemstones, precious metals,                                                                    Solubility   children’s health of all phthalates and
                                             wood, paper, CMYK process printing                                      Elements                            limit     phthalate alternatives as used in
                                             inks, textiles, and specified stainless                                                                   (ppm) 5
                                                                                                                                                                   children’s toys and child care articles.’’
                                             steel, do not exceed the 100 ppm lead                    Antimony (Sb) ...........................               60   15 U.S.C. 2057c(b)(2). The CHAP issued
                                             content limit under section 101 of the                   Arsenic (As) ..............................             25   its report in July 2014.6 On October 27,
                                             CPSIA. Based on this determination,                      Barium (Ba) ..............................            1000   2017, the Commission published a final
                                             these materials do not require third                     Cadmium (Cd) ..........................                 75   rule in the Federal Register,
                                             party testing for the lead content limits.               Chromium (Cr) ..........................                60   ‘‘Prohibition of Children’s Toys and
                                             The determinations regarding lead                        Lead (Pb) ..................................            90
                                                                                                      Mercury (Hg) .............................              60
                                                                                                                                                                   Child Care Articles Containing
                                             content for certain materials are set forth                                                                           Specified Phthalates,’’ 82 FR 49938,
                                                                                                      Selenium (Se) ...........................              500
                                             in 16 CFR 1500.91.                                                                                                    prohibiting children’s toys and child
                                             3. ASTM F963 Elements                                      The third party testing burden could                       care articles containing concentrations
                                                                                                      be reduced only if all elements listed in                    greater than 0.1 percent of:
                                                Section 106 of the CPSIA provides
                                                                                                      section 4.3.5 have concentrations below                      • di-(2-ethylhexyl) phthalate (DEHP);
                                             that the provisions of ASTM
                                                                                                      their solubility limits. Because third                       • dibutyl phthalate (DBP);
                                             International Consumer Safety
                                                                                                      party laboratories typically run one test                    • benzyl butyl phthalate (BBP);
                                             Specifications for Toy Safety (ASTM
                                                                                                      for all of the ASTM F963 elements, no                        • diisononyl phthalate (DINP);
                                             F963) shall be considered to be                          testing burden reduction would be                            • diisobutyl phthalate (DIBP);
                                             consumer product safety standards                        achieved if any one of the elements                          • di-n-pentyl phthalate (DPENP);
                                             issued by the Commission.1 15 U.S.C.                     requires testing.                                            • di-n-hexyl phthalate (DHEXP); or
                                             2056b. The Commission has issued a                         To alleviate some of the third party                       • dicyclohexyl phthalate (DCHP).
                                             rule that incorporates by reference the                  testing burdens associated with the                             These restrictions apply to any
                                             relevant provisions of ASTM F963.2 16                    ASTM F963 elements in the accessible                         plasticized component part of a
                                             CFR part 1250. Thus, children’s toys                     component parts of children’s toys, the                      children’s toy or child care article or
                                             subject to ASTM F963 must be tested by                   Commission determined that certain                           any other component part of a
                                             a CPSC-accepted third party laboratory                   unfinished and untreated trunk wood                          children’s toy or child care article that
                                             and demonstrate compliance with all                      does not contain ASTM F963 elements                          is made of other materials that may
                                             applicable CPSC requirements for the                     that would exceed the limits specified                       contain phthalates. The phthalates
                                             manufacturer to issue a CPC before the                   in section 106 of the CPSIA. Based on                        prohibitions are set forth in 16 CFR part
                                             children’s toys can be entered into                      this determination, unfinished and                           1307.
                                             commerce.3                                               untreated trunk wood would not require                          Tests for phthalate concentration are
                                                Section 4.3.5 of ASTM F963 requires                   third party testing for the ASTM F963                        among the most expensive certification
                                             that surface coating materials and                       elements. The determinations regarding                       tests to conduct on a product, and each
                                             accessible substrates of children’s toys                 the ASTM F963 elements limits for                            accessible component part subject to
                                             that can be sucked, mouthed, or                          certain materials is set forth in 16 CFR                     section 108 of the CPSIA must be
                                                                                                      1251.2.                                                      tested.7 Third party testing burden
                                                1 ASTM F963 is a consumer product safety
                                                                                                                                                                   reductions can occur only if each
                                             standard, except for section 4.2 and Annex 4, or any       4 ASTM F963 contains the following note
                                             provision that restates or incorporates an existing
                                                                                                                                                                   phthalate’s concentration is below 0.1
                                                                                                      regarding the scope of the solubility requirement:
                                             mandatory standard or ban promulgated by the             NOTE 4—For the purposes of this requirement, the
                                                                                                                                                                   percent (1000 ppm). Because
                                             Commission or by statute.                                following criteria are considered reasonably                 laboratories typically run one test for all
                                                2 The current version of ASTM F963 is ASTM
                                                                                                      appropriate for the classification of children’s toys        of the specified phthalates, no testing
                                             F963–17. The test method for the ASTM F963               or parts likely to be sucked, mouthed or ingested:           burden reduction likely is achieved if
                                             elements allows the use of High-Definition X-Ray         (1) All toy parts intended to be mouthed or contact
                                             Fluorescence Spectroscopy (HDXRF) for total              food or drink, components of children’s toys which
                                                                                                                                                                   any one of the phthalates requires
                                             element screening. See section 8.3.1.4 of ASTM           are cosmetics, and components of writing                     compliance testing.
                                             F963–17.                                                 instruments categorized as children’s toys; (2)                 To alleviate some of the third party
                                                3 A ‘‘children’s toy’’ is defined in section 1.3 of   Children’s toys intended for children less than 6            testing burdens associated with plastics
                                             ASTM F963–17 as any object designed,                     years of age, that is, all accessible parts and
                                             manufactured, or marketed as a plaything for             components where there is a probability that those           in the accessible component parts of
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                                             children under 14 years of age. However, the term        parts and components may come into contact with
                                                                                                      the mouth.                                                     6 http://www.cpsc.gov/PageFiles/169902/CHAP-
                                             ‘‘children’s toy’’ is defined in section 108(e)(1)(B)
                                             of the CPSIA as a consumer product designed or             5 The method to assess the solubility of a listed          REPORT-With-Appendices.pdf.
                                             intended by the manufacturer for a child 12 years        element is detailed in section 8.3.2, Method to                7 Test costs for the content of all the specified

                                             of age or younger for use by the child when the          Dissolve Soluble Matter for Surface Coatings, of             phthalates have been reported to range from $125
                                             child plays. Only toys intended for a child 12 years     ASTM F963. Modeling clays included as part of a              to $350 per component, depending upon where the
                                             of age or younger are subject to certification           toy have different solubility limits for several of the      tests are conducted and any discounts that might
                                             requirements.                                            elements.                                                    apply.



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                                                                         Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                                                                 28985

                                             children’s toys and child care articles,                                 (TERA),8 who authored literature review                                  than their respective solubility limits,
                                             the Commission determined that                                           reports on the content issues related to                                 and thus, they are not required to be
                                             products made with general purpose                                       certain natural materials, plastics, and                                 third party tested to ensure compliance
                                             polystyrene (GPPS), medium-impact                                        EWPs. The following reports produced                                     with the specified solubility test.10
                                             polystyrene (MIPS), high-impact                                          by TERA formed the basis for the                                         TERA relied on this information in
                                             polystyrene (HIPS), and super high-                                      proposed EWP determinations: Task 9,                                     TERA Task Report 14 to determine that
                                             impact polystyrene (SHIPS) with                                          Concentrations of Selected Elements in                                   the virgin wood material used in the
                                             specified additives do not exceed the                                    Unfinished Wood and Other Natural                                        manufacture of EWPs does not, and will
                                             phthalates content limits under section                                  Materials; Task 11, Exposure                                             not, contain any of the elements in
                                             108 of the CPSIA. 82 FR 41163 (August                                    Assessment: Composition, Production,                                     ASTM F963 in concentrations greater
                                             30, 2017). Based on this determination,                                  and Use of Phthalates; and Task 14,                                      than their respective solubility limits.
                                             materials used in children’s toys and                                    Final Report for CPSC Task 14, which
                                             child care articles that use these                                                                                                                2. TERA Task 11 Report
                                                                                                                      summarized the available information
                                             specified plastics and additives would                                   on the production of the EWPs.                                              In the Task 11 Report, TERA
                                             not require third party testing for the                                                                                                           conducted a literature search on the
                                             phthalates content limits. The plastics                                  1. TERA Task 9 Report
                                                                                                                                                                                               production and use of 11 specified
                                             determinations are set forth in the                                         In the Task 9 Report, TERA conducted                                  phthalates in consumer products.11 The
                                             Commission’s regulations at 16 CFR part                                  a literature search on whether                                           11 phthalates researched by TERA were
                                             1308.                                                                    unfinished wood and other natural                                        based on the recommendations made in
                                                                                                                      materials could be determined not to                                     the CHAP report. The 11 phthalates
                                             5. Notice of Proposed Rulemaking
                                                                                                                      contain any of the ASTM F963 elements                                    included the eight prohibited phthalates
                                                On October 13, 2017, the Commission                                   in concentrations greater than the                                       that are subject to the final rule
                                             published a notice of proposed                                           ASTM F963 solubility limits.9 The                                        prohibiting children’s toys and child
                                             rulemaking (NPR) in the Federal                                          materials researched included                                            care articles containing specified
                                             Register for the engineered wood                                         unfinished woods (ash, beech, birch,                                     phthalates issued in October 2017 and
                                             determinations. (80 FR 47645). The                                       cherry, maple, oak, pine, poplar, and                                    codified in 16 CFR part 1307. (82 FR
                                             Commission proposed determinations                                       walnut); bamboo; beeswax; undyed and                                     49938). Table 2 lists the phthalates
                                             that untreated and unfinished EWPs                                       unfinished fibers and textiles (cotton,                                  researched by TERA. TERA’s research
                                             (particleboard, hardwood plywood, and                                    wool, linen, and silk); and uncoated or                                  focused on the following factors:
                                             medium-density fiberboard) made from                                     coated paper (wood or other cellulosic
                                             virgin wood or pre-consumer wood                                                                                                                     • The raw materials used in the
                                                                                                                      fiber).                                                                  production of the specified phthalates;
                                             waste, do not contain lead, or any of the                                   To assess the presence of the ASTM
                                             specified elements in ASTM F963 in                                                                                                                   • The manufacturing processes used
                                                                                                                      F963 elements’ concentrations in the
                                             concentrations greater than their                                                                                                                 worldwide to produce the specified
                                                                                                                      materials, TERA looked at several
                                             specified solubility limits. In addition,                                                                                                         phthalates;
                                                                                                                      factors. The factors reviewed included
                                             with the exception of hardwood                                           the presence and concentrations of the                                      • Estimated annual production of the
                                             plywood that contains PVAc adhesive                                      elements in the environmental media                                      specified phthalates;
                                             formulations, the Commission proposed                                    (e.g., soil, water, air), and in the base                                   • Physical properties of the specified
                                             a determination that these specified                                     materials for the textiles and paper;                                    phthalates (e.g., vapor pressure,
                                             EWPs do not contain any of the                                           whether processing has the potential to                                  flashpoint, water solubility, temperature
                                             specified phthalates in concentrations                                   introduce any of the ASTM F963                                           at which chemical breakdown occurs);
                                             greater than 0.1 percent. The comments                                   elements into the material under study;                                     • Applications for phthalates use in
                                             to the NPR are addressed in section C                                    and the potential for contamination after                                materials and consumer and non-
                                             of this preamble.                                                        production, such as through packaging.                                   consumer products; and
                                             B. Contractor’s Research                                                 From this report, the Commission                                            • Other potential routes by which
                                                                                                                      determined that untreated and                                            phthalates can be introduced into an
                                             1. Overview                                                              unfinished woods from tree trunks do                                     otherwise phthalates-free material (e.g.,
                                                CPSC contracted with the Toxicology                                   not contain any of the elements in                                       migration from packaging, recycling,
                                             Excellence for Risk Assessment                                           ASTM F963 in concentrations greater                                      reuse, product breakdown).

                                                                                                 TABLE 2—PHTHALATES RESEARCHED IN THE TASK 11 REPORT
                                                                                                                    [* Prohibited phthalates under 16 CFR part 1307]

                                                                                                                           Phthalate                                                                                              CASRN 12

                                             * DEHP: di-(2-ethylhexyl) phthalate ................................................................................................................................          117–81–7.
                                             * DBP: dibutyl phthalate ..................................................................................................................................................   84–74–2.
                                             * BBP: benzyl butyl phthalate .........................................................................................................................................       85–68–7.
                                             * DINP: diisononyl phthalate ...........................................................................................................................................      28553–12–0, 68515–48–0.
                                             DIDP: diisodecyl phthalate .............................................................................................................................................      26761–40–0, 68515–49–1.
                                             DnOP: di-n-octyl phthalate .............................................................................................................................................      117–84–0.
                                             DIOP: diisooctyl phthalate ..............................................................................................................................................     27554–26–3.
                                             * DIBP: diisobutyl phthalate ............................................................................................................................................     84–69–5.
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                                             * DPENP: di-n-pentyl phthalate .......................................................................................................................................        131–18–0.
                                             * DHEXP: di-n-hexyl phthalate ........................................................................................................................................        84–75–3.

                                                8 After conducting the contract reports for the                         9 http://www.cpsc.gov/Global/Research-and-                               11 http://www.cpsc.gov//Global/Research-and-

                                             CPSC, TERA reorganized as the Risk Science Center                        Statistics/TechnicalReports/Toys/TERAReport                              Statistics/Technical-Reports/Other%20Technical
                                             at the University of Cincinnati: https://med.uc.edu/                     ASTMElements.pdf.                                                        %20Reports/TERAReportPhthalates.pdf.
                                             eh/centers/rsc.                                                            10 80 FR 78651 (Dec. 17, 2015).




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                                             28986                       Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                                                                     TABLE 2—PHTHALATES RESEARCHED IN THE TASK 11 REPORT—Continued
                                                                                                                    [* Prohibited phthalates under 16 CFR part 1307]

                                                                                                                           Phthalate                                                                                              CASRN 12

                                             * DCHP: dicyclohexyl phthalate ......................................................................................................................................         84–61–7.



                                             TERA found that phthalates are used                                      such as reference books and textbooks,                                   TERA researched the possibility of the
                                             generally as plasticizers or softeners of                                along with internet resources, for                                       raw materials or finished products in
                                             certain plastics, primarily polyvinyl                                    general information about EWPs,                                          the three EWPs to contain:
                                             chloride (PVC), as solvents, and as                                      adhesives, raw materials, manufacturing                                    • Lead in concentrations exceeding
                                             component parts of inks, paints,                                         processes, and the potential use of                                      100 ppm;
                                             adhesives, and sealants.                                                 recycled materials. TERA used this                                         • Any of the specified elements that
                                                                                                                      information and consulted technical                                      are included in the safety standard for
                                             3. TERA Task 14 Report
                                                                                                                      experts to identify key words for                                        children’s toys, ASTM F963, Standard
                                                In the Task 14 Report, TERA                                           searching the literature. These key                                      Consumer Safety Specification for Toy
                                             conducted a literature search on the                                     words were then used to conduct                                          Safety, in concentrations exceeding
                                             production of three EWPs:                                                primary literature searches for research                                 specified solubility limits; or
                                             Particleboard, hardwood plywood, and                                     studies and publications. In addition,                                     • Any of 10 specified phthalates in
                                             medium-density fiberboard.13 TERA                                        TERA searched for Safety Data Sheets                                     concentrations greater than 0.1 percent
                                             first researched authoritative sources,                                  (SDS) for information on raw materials.                                  (1000 ppm), listed in Table 3.14

                                                                                                 TABLE 3—PHTHALATES RESEARCHED IN THE TASK 14 REPORT
                                                                                                                    [* Prohibited phthalates under 16 CFR part 1307]

                                                                                                                           Phthalate                                                                                                  CASRN

                                             * DEHP: di-(2-ethylhexyl) phthalate ................................................................................................................................          117–81–7.
                                             * DBP: dibutyl phthalate ..................................................................................................................................................   84–74–2.
                                             * BBP: benzyl butyl phthalate .........................................................................................................................................       85–68–7.
                                             * DINP: diisononyl phthalate ...........................................................................................................................................      28553–12–0, 68515–48–0.
                                             DIDP: diisodecyl phthalate .............................................................................................................................................      26761–40–0, 68515–49–1.
                                             DnOP: di-n-octyl phthalate .............................................................................................................................................      117–84–0.
                                             * DIBP: diisobutyl phthalate ............................................................................................................................................     84–69–5.
                                             * DPENP: di-n-pentyl phthalate .......................................................................................................................................        131–18–0.
                                             * DHEXP: di-n-hexyl phthalate ........................................................................................................................................        84–75–3.
                                             * DCHP: dicyclohexyl phthalate ......................................................................................................................................         84–61–7.



                                             TERA found that, generally, the                                          phthalates in concentrations greater                                     waste include trimmings from EWP
                                             processes for manufacturing the three                                    than their limits in particleboard,                                      panel manufacturing, sawdust from
                                             EWPs are similar; wood fibers, chips,                                    hardwood plywood, or medium-density                                      cutting logs, or remaining wood pieces
                                             layers, or a similar raw wood product                                    fiberboard, that are unfinished and                                      from sawing a log into framing lumber.
                                             are processed with various adhesive                                      untreated, and made from virgin wood                                        The TERA report highlighted the
                                             formulations (sometimes referred to as                                   or pre-consumer wood waste.                                              potential for lead, the ASTM F963
                                             binders or resins) along with other                                         In the Task 14 Report, TERA                                           elements, or the specified phthalates to
                                             additives to create uniform sheets with                                  described an unfinished EWP as one                                       be present in concentrations greater
                                             known characteristics and performance                                    that does not have any surface                                           than those specified through the use of
                                             qualities. The main difference among                                     treatments applied at manufacture, such                                  contaminated recycled material in EWPs
                                             the three types of EWPs relates                                          as factory-applied coatings. An                                          made from recycled wood waste or
                                             primarily to the size and morphology                                     untreated EWP is one that does not have                                  EWPs that have post-manufacturing
                                             (shape and surface characteristics) of the                               any additional finishes applied at                                       treatments or finishes. Recycled wood
                                             wood material used in their production.                                  manufacture, such as flame retardants or                                 waste may be made from reclaimed or
                                               TERA reviewed the literature to assess                                 rot-resistant finishes. TERA described                                   post-consumer wood waste. ‘‘Post-
                                             whether the specified EWPs might                                         ‘‘virgin wood’’ as wood logs, fibers,                                    consumer wood waste’’ is described as
                                             contain lead or one or more of the other                                 chips, or layers that have not been                                      wood waste that is comprised of
                                             elements at levels that exceed the ASTM                                  recycled from a previous use. TERA                                       materials that are recovered from their
                                             solubility limits, or any of the specified                               described ‘‘pre-consumer wood waste’’                                    original use and subsequently used in a
                                             phthalates in concentrations greater                                     as wood materials that have been                                         new product. Examples of this type of
                                             than the specified limits. TERA reported                                 recycled from an industrial process                                      waste include recycled demolition
                                             that no studies found lead, the ASTM                                     before being made available for                                          wood, packaging materials, such as
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                                             F963 elements, or the specified                                          consumer use. Examples of this type of                                   pallets and crates, used wood from
                                               12 A CAS Registry Number is assigned to a                                14 The TERA research providing the basis for this                      final rule prohibiting eight phthalates in children’s
                                             substance when it enters the CAS REGISTRY                                determination covered the six phthalates subject to                      toys and child care articles on October 17, 2017 (82
                                             database. https://www.cas.org/content/chemical-                          the statutory prohibition, as well as the additional                     FR 49938).
                                             substances/faqs.                                                         phthalates the Commission proposed to prohibit in
                                               13 https://www.cpsc.gov/s3fs-public/                                   children’s toys and child care articles, with the
                                             ManufacturedWoodsTERATask14Report.pdf.                                   exception of DIOP. The Commission has issued a



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                                                                  Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                        28987

                                             landscape care (i.e., from urban and                    b. Hardwood Plywood                                    c. Medium-Density Fiberboard
                                             highway trees, hedges, and gardens),                                                                             Medium-density fiberboard (MDF) is a
                                             discarded furniture, and wood waste                        Plywood is a layered board of wood
                                                                                                     veneers, where the layers have                         composite of wood fibers, an adhesive
                                             from industrial, construction, and                                                                             formulation, and other additives pressed
                                             commercial activities.                                  alternating, perpendicular wood grain
                                                                                                     directions. Less commonly, the board                   into a board. MDF is a product similar
                                                The three types of EWPs reviewed by
                                                                                                     might have a core of other EWPs with                   to particleboard, differing mostly due to
                                             TERA are discussed below.
                                                                                                     wood veneers as the outer layers.                      the use of fiber rather than chips. It is
                                             a. Particleboard                                        Hardwood plywood, addressed in this                    used primarily in furniture and for other
                                                Particleboard is a composite of wood                 report, is a type of plywood that is                   interior (nonstructural) purposes. The
                                             chips, adhesives, and other additives                   composed of angiosperms (i.e.,                         constituent parts of MDF reported by
                                             pressed into a board. Adhesive                          ‘‘hardwoods,’’ such as oak or maple)                   TERA can include (by weight):
                                             formulations are used to bond wood                      and used primarily in furniture and for                  • Wood (73–99+ percent);
                                             chips, which are then formed into mats                  other interior (nonstructural) purposes,                 • Adhesive formulation (0–25 percent
                                             that are layered to create uniform boards               as well as in playground equipment,                    with most common 5–12 percent);
                                             in a range of dimensions. Particleboard                 sports equipment, and musical                            • Phenol-formaldehyde (uncommon,
                                             is used widely in furniture making and                  instruments. The constituent parts of                  but potentially used for moisture
                                             other interior (or nonstructural) uses.                 hardwood plywood reported by TERA                      resistance), urea-formaldehyde (most
                                             The constituent parts of particleboard                  can include (by weight):                               commonly identified), methylene-
                                                                                                                                                            diphenyl-diisocyanate (pMDI),
                                             reported by TERA can include (by                           • Wood (75–99+ percent);
                                             weight):                                                                                                       melamine-formaldehyde, or melamine-
                                                                                                        • Adhesive formulation (0.02–20                     urea-formaldehyde;
                                                • Wood (60–99+ percent);
                                                • Adhesive formulation (0–17                         percent, with 1 percent to 5 percent                     • Waxes (less than 1 percent); or
                                             percent, with 5–11 percent most                         most common);                                            • Other additives (10–30 percent).
                                             common);                                                   • Phenol-formaldehyde or phenol-                      TERA researched the possibility of
                                                • Phenol-formaldehyde (uncommon                      resorcinol-formaldehyde (likely for use                lead, the ASTM F963 elements, or the
                                             but potential for use), urea-                           in structural plywood but potential for                specified phthalates in concentrations
                                             formaldehyde, melamine-urea-                            application to hardwood plywood),                      greater than those specified in MDF.
                                             formaldehyde, polymeric methylene-                      urea-formaldehyde, melamine-                           TERA did not identify any references
                                             diphenyl-diisocyanate (pMDI);                           formaldehyde, or melamine-urea-                        that reported the presence of lead, the
                                                • Waxes (0.3–1 percent);                             formaldehyde, or polyvinyl acetate                     ASTM F963 elements, or the specified
                                                • Other additives (up to 2 percent); or              (PVAc); or                                             phthalates in MDF made with virgin
                                                • Scavengers or additional                              • Other additives (less than 2                      wood.
                                             unspecified materials.                                  percent).                                                Aside from the studies on recycled
                                                TERA researched the possibility of                                                                          wood waste that may contain post-
                                             lead, the ASTM F963 elements, or the                       TERA researched the possibility of                  consumer wood waste or post-
                                             specified phthalates, in concentrations                 lead, the ASTM F963 elements, or the                   manufacturing treatments, TERA
                                             greater than their specified limits in                  specified phthalates in concentrations                 reported that no studies found lead, the
                                             particleboard. TERA identified little                   greater than those specified in                        ASTM F963 elements, or the specified
                                             information on measurements of lead                     hardwood plywood. TERA identified                      phthalates in concentrations greater
                                             and the ASTM F963 elements in                           only one study that measured lead and                  than the specified limits in untreated
                                             particleboard, and found no studies that                the ASTM F963 elements in plywood,                     and unfinished MDF.
                                             measured the specified phthalates.                      and found no studies that measured the
                                             TERA identified two references where                    specified phthalates. Concentrations of                d. TERA’s Findings on EWP Constituent
                                             particleboard made from both untreated                  cadmium, chromium, and lead were all                   Parts
                                             and copper chromate arsenic-(CCA)                       less than the solubility limits in ‘‘plain’’             Because few references were found
                                             treated wood chips was tested. Arsenic                  plywood. In addition, because                          directly addressing lead, the ASTM
                                             and chromium were undetected in the                     hardwood plywood is made from sheets                   F963 elements, and the specified
                                             particleboards made from virgin wood                    of wood veneer, it is less likely to                   phthalates in EWPs, TERA also
                                             chips. However, the particleboard                       contain recycled wood content, unless it               researched the constituent parts that
                                             composed of 25 percent wood chips                       incorporates a core of some other EWPs,                could be used to manufacture EWPs,
                                             from reclaimed CCA-treated wood                         such as particleboard or medium-                       including wood and adhesives.
                                             products contained 895 and 832 ppm of                   density fiberboard.
                                                                                                        Aside from the studies on recycled                  Wood
                                             arsenic and chromium, respectively,
                                             without adversely affecting the                         wood waste that may contain post-                        According to the manufacturing
                                             mechanical performance of the board.                    consumer wood waste or post-                           process information provided by TERA,
                                             Another study that discussed ‘‘recycled                 manufacturing treatments in a                          virgin wood and wood residues are the
                                             particleboard’’ was identified as wood                  particleboard, medium-density                          main sources of wood fiber used in
                                             waste obtained from a wood recycling                    fiberboard, or other EWP core, TERA                    North America to manufacture EWPs.
                                             plant.                                                  reported that no studies found lead, the               Typically, these sources include low-
                                                Apart from the studies on                            ASTM F963 elements, or the specified                   value logs, industrial wood residues, or
                                             particleboard made from wood waste                      phthalates in concentrations greater                   scraps and trim from furniture and EWP
                                             that may contain post-consumer wood                     than the specified limits in untreated                 production. For example, hardwood
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                                             waste or post-manufacturing treatments,                 and unfinished hardwood plywood.                       plywood requires the trunks of trees to
                                             TERA reported that no studies found                     However, TERA identified research that                 obtain the thin layers of veneer used to
                                             lead, the ASTM F963 elements, or the                    indicated that polyvinyl acetate (PVAc)                construct a sheet. TERA relied on the
                                             specified phthalates in concentrations                  can be used as an adhesive system for                  Task 9 Report and Commission findings
                                             greater than the specified limits in                    hardwood plywood, as discussed in                      on unfinished and untreated wood (80
                                             untreated and unfinished particleboard.                 section (d) below.                                     FR 78651 (Dec. 17, 2015)) to determine


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                                             28988                Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                             that untreated and unfinished wood                      chlorine, copper, cadmium, and                         currently in EWP production. TERA
                                             from the trunks of trees do not contain                 mercury. No samples had levels of                      also noted studies that indicate the
                                             lead or the ASTM F963 elements in                       arsenic over the 25 ppm limit (except a                possible use of chromium as a catalyst
                                             concentrations greater than the specified               CCA-treated utility pole). Barium and                  in phenol formaldehyde resin, as well as
                                             solubility limits. TERA also noted that,                lead were found in 10 percent to 20                    the possible use of antimony or arsenic
                                             although phthalates can be taken up by                  percent of the samples, chromium and                   in a drier formulation for certain
                                             trees and plants, the concentrations are                cadmium in 3 percent to 4 percent, and                 polymeric coatings. However, no
                                             negligible and less than the specified                  antimony, mercury, and arsenic ranged                  references included information on
                                             limit (0.1 percent).                                    from 0.3 percent to 1.2 percent of                     concentrations or appeared to be
                                                Although TERA reported that the                      samples. The sources most                              relevant to EWPs.
                                             majority of EWPs are manufactured with                  contaminated with non-wood content                       Although many different adhesive
                                             virgin wood or pre-consumer wood                        were from furniture and building                       formulations may be used in hardwood
                                             waste fiber or chips, the wood                          materials, while pallets and shipping                  plywood, TERA noted that PVAc can be
                                             component also can originate from                       containers were least likely to be                     used as an adhesive system for
                                             recycled material. For EWPs made from                   contaminated.16                                        hardwood plywood. The report cited
                                             recycled wood waste that may contain                      TERA concluded that, with an                         sources (The Handbook of Adhesive
                                             post-consumer wood waste, the TERA                      increased interest and use of post-                    Technology, USDA), which mentioned
                                             report highlighted the potential for lead,              consumer recycled materials in EWP                     the use of some of the specified
                                             the ASTM F963 elements, or the                          production, potential contamination by                 phthalates in PVAc adhesive
                                             specified phthalates to be present in                   the specified elements and phthalates                  formulations.18 TERA also identified
                                             concentrations greater than those                       must be considered. To ensure that                     research papers that included the use of
                                             specified through the use of                            EWPs made from used wood fibers do                     DBP and DEHP in PVAc at
                                             contaminated recycled material. The                     not contain ASTM F963 elements or                      concentrations greater than 0.1 percent.
                                             TERA report cited multiple examples of                  phthalates that exceed the specified
                                             the use of reclaimed or post-consumer                                                                          C. Discussion of Comments to the NPR
                                                                                                     limits, TERA indicated that the
                                             wood material used to produce EWPs,                     materials would need to be sorted                         The CPSC received seven comments
                                             both domestically and internationally.                  carefully and tested to ensure that they               in response to the NPR. Five of the
                                             Specifically, TERA found studies                        are not contaminated.                                  comments did not address any matters
                                             showing that reclaimed lumber and                                                                              regarding EWPs. These comments
                                             wood waste could contain a myriad of                    Adhesive Formulations                                  addressed environmental regulation
                                             contaminants, such as surface                             Adhesive formulations hold together                  issues concerning alternative energy,
                                             treatments (e.g., paints, stains), metals,              the wood chips, layers, or fibers to make              electric cars, and greenhouse gas
                                             glues and adhesives, glass, paper,                      EWP mats and sheets. Some of the                       emissions, among other topics. None of
                                             plastic, rubber and chemical treatments.                formulations use a metal catalyst during               these comments addressed EWPs.
                                             Metals and organic materials may be                     the curing process. TERA identified a                  Accordingly, these comments do not fall
                                             present in paints, stains, varnishes, and               number of references describing the                    within the scope of the current
                                             polishes that are used on wood products                 presence of the ASTM F963 elements in                  rulemaking. Two comments addressed
                                             (e.g., furniture, window frames) and                    adhesive formulations. However, TERA                   the proposed determinations for EWPs.
                                             nails, screws, and other metal hardware                 found very few references that would                      Comment 1: A commenter states that
                                             might be attached to the recycled and                   implicate EWPs. Although the use of                    the use of third party testing and
                                             recovered wood. These contaminants                      barium was noted in multiple                           ‘‘verification of testing’’ for lead is
                                             are intimately attached to the wood, and                references, only one study appeared to                 important for ensuring product safety
                                             therefore, some contaminants may pass                   be relevant to EWPs. This study                        and that any change to the testing and
                                             through cleaning systems,                               suggested that barium, when used as a                  verification requirements is
                                             contaminating the entire recovered                      catalyst in an adhesive, could result in               ‘‘antithetical’’ to public safety.
                                             wood stream.                                            an EWP that exceeded the ASTM                             Response 1: The commenter does not
                                                TERA also reviewed another study,                    solubility level for barium.17 However,                provide any data or information about
                                             based in Italy, which evaluated the                     this method does not appear to be used                 EWPs that would support a testing
                                             ‘‘recyclability’’ of used wood, by                                                                             requirement for lead for certain
                                             conducting elemental analysis of wood                     16 Twenty-four percent of furniture and 18           untreated and unfinished EWPs. Nor
                                             residues from wood recycling plants                     percent of building materials had one or more          does the commenter address the data
                                             using a handheld fast energy dispersive                 ASTM F963 elements exceeding the limits which
                                                                                                                                                            and information the Commission relied
                                             X-ray fluorescence spectroscopy (ED–                    may be due to manufacturing processes such as
                                                                                                     painting, preservation, and overlaying, which are      upon to demonstrate that certain
                                             XRF) device. TERA found that the study                  common with furniture and building materials. The      untreated and unfinished EWPs do not
                                             provided some indication of the types                   most polluted types of wood waste were                 contain lead above the limits specified
                                             and levels of contamination in various                  particleboard (37% exceeded Ecolabel limits),
                                                                                                                                                            by the lead content requirements. The
                                             kinds of post-consumer wood waste.                      recycled particleboard (25% exceeded), and
                                                                                                     plywood (18% exceeded); while fiberboard (MDF          Commission’s proposed EWP
                                             Elemental analysis results were                         and HDF) exceeded limits in 9 percent of samples.      determinations only apply to EWPs that
                                             compared to EU Community Ecolabel                         17 Wang and Zhang (2011) studied the use of
                                                                                                                                                            have not been treated or adulterated
                                             limits.15 For all wood products tested,                 calcium hydroxide, Ba(OH)2, and magnesium              with materials that could result in the
                                             16 percent exceeded one or more of the                  hydroxide and their effect on cure times for phenol
                                                                                                                                                            addition of lead, the ASTM elements, or
                                             Ecolabel limits, with the highest                       formaldehyde adhesive formulations, finding that
                                                                                                     the use of Ba(OH)2 could be a viable means to speed
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                                             concentrations from lead, chromium,                     up cure times. Both calcium hydroxide and Ba(OH)2         18 The USDA publication Wood Handbook: Wood

                                                                                                     had similar cure times and are about the same price    as an Engineering Material (2010) explains that
                                               15 Ecolabel element concentrations are less than      in bulk. Because the compounds would be used in        ‘‘Plasticizers, for example dibutyl phthalate, are
                                             25 mg/kg of arsenic, 25 mg/kg of mercury, 25 mg/        an adhesive system, the catalyst is not expected to    used to soften the brittle vinyl acetate homopolymer
                                             kg of chromium, 50 mg/kg cadmium, 90 mg/kg lead,        be recovered and so would remain in situ once          in poly(vinyl acetate) emulsion adhesives. This is
                                             and 40 mg/kg copper (EU, 2004). Ecolabel limits are     curing is complete. If the catalyst remained in the    necessary to facilitate adhesive spreading and
                                             similar to ASTM solubility limits for the ASTM          adhesive, it could result in concentrations of         formation of a flexible adhesive film from the
                                             F963 elements.                                          barium exceeding the ASTM solubility limits.           emulsion at and below room temperature.’’



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                                                                  Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                         28989

                                             the specified phthalates at                             of the CPSIA, as required in the                       presence of these chemicals, whether for
                                             concentrations greater than their                       Commission’s final rule issued on                      any functional purpose, as a trace
                                             specified solubility limits. EWPs that do               October 27, 2017, § 1252.1(c) is revised               material, or as a contaminant, must be
                                             not meet the provisions of the rule                     to include all of the permanently                      in concentrations less than the specified
                                             would still be subject to applicable                    prohibited phthalates in any children’s                content or solubility limits for the
                                             testing requirements.                                   toy or child care article that contains                material to be compliant. Additionally,
                                                Comment 2: A commenter expresses                     concentrations of more than 0.1 percent                the manufacturer or importer must have
                                             concern regarding the language of the                   of DEHP, DBP, BBP, DINP, DIBP,                         a high degree of assurance that the
                                             proposed rule’s determination, which                    DPENP, DHEXP, or DCHP.                                 product has not been adulterated or
                                             states: ‘‘Accessible component parts of                                                                        contaminated to an extent that would
                                             children’s products, children’s toys, and               D. Determination for EWPs                              render it noncompliant. For example, if
                                             child care articles made with engineered                1. Legal Requirements for a                            a manufacturer or importer is relying on
                                             wood products not listed in paragraphs                  Determination                                          a determination that an EWP does not
                                             (a)–(c) of this section are required to be                                                                     contain lead, ASTM F963 elements, or
                                                                                                        As noted above, section 14(a)(2) of the
                                             third party tested pursuant to section                                                                         specified phthalates in concentrations
                                                                                                     CPSA requires third party testing for
                                             14(a)(2) of the CPSA and 16 CFR part                                                                           greater than the specified limits in a
                                             1107.’’ The commenter asserts that the                  children’s products that are subject to a
                                                                                                                                                            children’s product, children’s toy, or
                                             language negates the flexibility of the                 children’s product safety rule. 15 U.S.C.
                                                                                                                                                            child care article, the manufacturer
                                             Commission’s 2009 Statement of Policy.                  2063(a)(2). Children’s products must
                                                                                                                                                            must ensure that the EWP is one on
                                             The commenter requests a revision of                    comply with the lead limits in section
                                                                                                                                                            which a determination has been made.
                                             the language to state: ‘‘Accessible                     101 of the CPSIA. 15 U.S.C. 1278a.                        The Commission finds, based on the
                                             component parts of children’s products,                 Children’s toys must comply with the                   staff’s review of TERA’s Task 14 report
                                             children’s toys, and child care articles                solubility limits for elements under the               regarding reclaimed or post-consumer
                                             made with engineered wood products                      ASTM toy standard in section 106 of the                waste assessment in EWPs, that EWPs
                                             not listed in paragraphs (a)–(c) of this                CPSIA. 15 U.S.C. 2056b. Children’s toys                with post-consumer wood content and
                                             section must still be comprised of                      and child care articles must comply                    post-manufacturing waste could contain
                                             compliant materials pursuant to section                 with the phthalates prohibitions in                    unwanted contaminants, such as paint
                                             108 of CPSIA, Public Law 110–314 as                     section 108 of the CPSIA. 15 U.S.C.                    or stains, metals from nails or fasteners,
                                             amended by H.R. 2714, Public Law 112–                   2057c. In response to statutory                        or adhesive formulations. Additionally,
                                             28.’’                                                   direction, the Commission has                          based on staff’s review of the Task 11
                                                Response 2: The proposed EWP                         investigated approaches that would                     and Task 14 reports, the Commission
                                             determinations do not negate the                        reduce the burden of third party testing               finds that PVAc used as an adhesive
                                             flexibility of the Commission’s 2009                    while also assuring compliance with                    formulation in the manufacture of EWPs
                                             Statement of Policy.19 That policy was                  CPSC requirements. As part of that                     could contain at least one of the
                                             intended to give general guidance on the                endeavor, the Commission has                           specified phthalates in hardwood
                                             types of materials that may contain                     considered whether certain materials                   plywood manufacturing that could
                                             phthalates. Section 108 of the CPSIA is                 used in children’s products, children’s                result in the EWP exceeding the
                                             limited to plasticized component parts                  toys, and child care articles would not                allowable levels of the specified
                                             and other materials that may contain                    require third party testing.                           phthalates. Accordingly, the
                                             phthalates. The Commission has already                     To issue a determination that an EWP                Commission concludes that there is not
                                             identified in the proposed rule the                     does not require third party testing, the              a high degree of assurance that EWPs
                                             potential use of phthalates in polyvinyl                Commission must have sufficient                        made from post-consumer wood waste
                                             acetate (PVAc) adhesive in hardwood                     evidence to conclude that the product                  or post-manufacturing treatments or
                                             plywood that would result in an EWP                     consistently complies with the CPSC’s                  finishes are compliant with sections
                                             with phthalate concentrations greater                   requirements to which the EWP is                       101, 106, or 108 of the CPSIA, or that
                                             than 0.1 percent. However, to make it                   subject, so that third party testing is                hardwood plywood that contain PVAc
                                             clear that only products that are subject               unnecessary to provide a high degree of                are compliant with 108 of the CPSIA.
                                             to one or more of the requirements for                  assurance of compliance. Under 16 CFR                     Based on the information provided in
                                             lead, ASTM elements, and the specified                  part 1107, section 1107.2 defines ‘‘a                  the TERA Task reports, staff’s review of
                                             phthalates, or that contain post-                       high degree of assurance’’ as ‘‘an                     TERA’s source references in the Task
                                             consumer wood waste, must be third                      evidence-based demonstration of                        reports, and with the additional
                                             party tested, the Commission is revising                consistent performance of a product                    clarification that only products that are
                                             the proposed language in section                        regarding compliance based on                          subject to one or more of the
                                             1252.3(e). That section now states that                 knowledge of a product and its                         requirements for lead, ASTM elements,
                                             accessible component parts of children’s                manufacture.’’                                         and the specified phthalates must be
                                             products, children’s toys, and child care                  For accessible component parts of                   third party tested, the Commission
                                             articles made with engineered wood                      children’s products, children’s toys, and              determines that untreated and
                                             products other than the specified EWPs                  child care articles subject to sections                unfinished EWPs (particleboard,
                                             listed in the rule, or that contain post-               101, 106, and 108 of the CPSIA,                        hardwood plywood, and medium-
                                             consumer wood waste, are required to                    compliance to the specified content                    density fiberboard) made from virgin
                                             be third party tested pursuant to section               limits is always required, irrespective of             wood or pre-consumer wood waste, do
                                             14(a)(2) of the CPSA and 16 CFR part                    any testing exemptions. Thus, a                        not contain lead, or any of the specified
                                                                                                     manufacturer or importer who certifies
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                                             1107 and sections 101, 106, or 108 of                                                                          elements in ASTM F963 in
                                             the CPSIA, as applicable.                               a children’s product, children’s toy or                concentrations greater than their
                                                In addition, to reflect the current list             child care article, must ensure the                    specified solubility limits. In addition,
                                             of prohibited phthalates in section 108                 product’s compliance. The presence of                  with the exception of hardwood
                                                                                                     lead, the ASTM F963 elements, or the                   plywood that contains PVAc adhesive
                                              19 https://www.cpsc.gov/s3fs-public/pdfs/blk_          specified phthalates do not have to be                 formulations, the Commission
                                             media_componenttestingpolicy.pdf.                       intended to require compliance. The                    determines that the specified EWPs do


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                                             28990                Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                             not contain any of the specified                        party testing is not required, a certifier               • Section 1252.3(d) of the rule
                                             phthalates in concentrations greater                    must still issue a certificate.                        provides that accessible component
                                             than 0.1 percent. The Commission’s                                                                             parts of children’s products, children’s
                                                                                                     3. Description of the Rule
                                             determinations on EWPs are limited to                                                                          toys, and child care articles made with
                                             unfinished and untreated EWPs made                         This rule creates a new part 1252 for               the specified EWPs, are not required to
                                             from virgin wood or pre-consumer wood                   Children’s Products, Children’s Toys,                  be third party tested pursuant to section
                                             waste. Children’s products, children’s                  and Child Care Articles: Determinations                14(a)(2) of the CPSA and 16 CFR part
                                             toys, and child care articles made from                 Regarding Lead, ASTM F963 elements,                    1107.
                                             post-consumer wood waste, or from                       and Phthalates for Engineered Wood                       • Section 1252.3(e) of the rule is
                                             EWPs that have other materials that are                 Products.                                              clarified to state that accessible
                                             applied to or added on to the EWP after                    • Section 1252.1(a) of the rule                     component parts of children’s products,
                                             it is manufactured, such as treatments                  explains the statutorily created                       children’s toys, and child care articles
                                             and finishes, would be subject to third                 requirements that limit lead in                        made with engineered wood products
                                             party testing requirements, unless the                  children’s products under the CPSIA                    not listed in paragraphs (a)–(c) of this
                                             component part has a separate                           and the third party testing requirements               section, or with post-consumer wood
                                             determination which does not require                    for children’s products.                               waste, are required to be third party
                                             third party testing for certification                      • Section 1252.1(b) of the rule                     tested pursuant to section 14(a)(2) of the
                                             purposes.                                               explains the statutorily created                       CPSA and 16 CFR part 1107 and
                                                                                                     requirements for limiting the ASTM                     sections 101, 106, or 108 of the CPSIA,
                                             2. Statutory Authority                                  F963 elements in children’s toys under                 as applicable.
                                                Section 3 of the CPSIA grants the                    the CPSIA and the third party testing
                                             Commission general rulemaking                           requirements for children’s toys.                      E. Effective Date
                                             authority to issue regulations, as                         • Section 1252.1(c) of the rule                        The Administrative Procedure Act
                                             necessary, to implement the CPSIA.                      explains the statutorily created                       (APA) generally requires that a
                                             Public Law 110–314, sec. 3, Aug. 14,                    requirements limiting phthalates for                   substantive rule must be published not
                                             2008. Section 14 of the CPSA, which                     children’s toys and child care articles                less than 30 days before its effective
                                             was amended by the CPSIA, requires                      under the CPSIA and the third party                    date. 5 U.S.C. 553(d)(1). Because the
                                             third party testing for children’s                      testing requirements for children’s toys               final rule provides relief from existing
                                             products subject to a children’s product                and child care articles. This section is               testing requirements under the CPSIA,
                                             safety rule. 15 U.S.C. 2063(a)(2). Section              revised to reflect the final rule issued on            the Commission concludes that 30 days
                                             14(d)(3)(B) of the CPSA, as amended by                  phthalates that permanently prohibits                  is sufficient. Thus, the effective date is
                                             Public Law 112–28, gives the                            any children’s toy or child care article               July 23, 2018.
                                             Commission the authority to ‘‘prescribe                 that contains concentrations of more                   F. Regulatory Flexibility Act
                                             new or revised third party testing                      than 0.1 percent of di-(2-ethylhexyl)
                                             regulations if it determines that such                  phthalate (DEHP), dibutyl phthalate                       The Regulatory Flexibility Act (RFA),
                                             regulations will reduce third party                     (DBP), or benzyl butyl phthalate (BBP).                5 U.S.C. 601–612, requires agencies to
                                             testing costs consistent with assuring                  In addition, in accordance with section                consider the impact of proposed and
                                             compliance with the applicable                          108(b)(3) of the CPSIA, 16 CFR part                    final rules on small entities, including
                                             consumer product safety rules, bans,                    1307 prohibits any children’s toy or                   small businesses. Section 604 of the
                                             standards, and regulations.’’ Id.                       child care article that contains                       RFA requires that agencies prepare a
                                             2063(d)(3)(B). These statutory                          concentrations of more than 0.1 percent                final regulatory flexibility analysis
                                             provisions authorize the Commission to                  of diisononyl phthalate (DINP),                        (FRFA) when promulgating final rules,
                                             issue a rule determining that certain                   diisobutyl phthalate (DIBP), di-n-pentyl               unless the head of the agency certifies
                                             EWPs would not be concentrations                        phthalate (DPENP), di-n-hexyl phthalate                that the rule will not have a significant
                                             greater than their specified limits, and                (DHEXP), or dicyclohexyl phthalate                     impact on a substantial number of small
                                             thus, are not required to be third                      (DCHP).                                                entities. The FRFA must describe the
                                             determined to contain lead, the ASTM                       • Section 1252.2 of the rule provides               impact of the rule on small entities.
                                             F963 elements, and the specified                        definitions that apply to part 1252.                   CPSC staff prepared a FRFA, which is
                                             phthalates in party tested to ensure                       • Section 1252.3(a) of the rule                     summarized below.
                                             compliance with sections 101, 106, and                  establishes the Commission’s                              CPSC staff’s review shows that
                                             108 of the CPSIA.                                       determinations that specified EWPs do                  comprehensive estimates of the number
                                                The determinations for the specified                 not exceed the lead content limits with                of children’s products, children’s toys,
                                             EWPs would relieve children’s product                   a ‘‘high degree of assurance,’’ as that                and child care articles that contain
                                             certifiers from third party testing                     phrase is defined in 16 CFR part 1107.                 component parts made from the
                                             burdens, while assuring compliance                         • Section 1252.3(b) of the rule                     specified engineered woods are not
                                             with sections 101, 106, and 108 of the                  establishes the Commission’s                           available. However, based on the
                                             CPSIA for component parts made from                     determinations that specified EWPs do                  number of domestic producers and
                                             the specified EWPs. However, the                        not exceed the solubility limits for                   sellers of these products, staff believes
                                             determinations would only relieve the                   ASTM F963 elements with a ‘‘high                       that a substantial number of small
                                             manufacturers’ obligation to have the                   degree of assurance,’’ as that phrase is               entities could be impacted by this
                                             specified EWPs tested by a CPSC-                        defined in 16 CFR part 1107.                           regulation. Staff’s review indicates that
                                             accepted third party laboratory.                           • Section 1252.3(c) of the rule                     there are approximately 81,505 small
                                             Children’s products, children’s toys,                   establishes the Commission’s                           firms that manufacture or distribute
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                                             and child care articles must still comply               determinations that specified EWPs do                  children’s products, children’s toy or
                                             with the substantive content limits in                  not exceed the phthalates content limits,              child care articles (6,976 manufacturers
                                             sections 101, 106, and 108 of the CPSIA,                with the exception of hardwood                         + 26,124 wholesalers + 48,405 retailers).
                                             regardless of any relief on third party                 plywood containing PVAc, with a ‘‘high                 Even if only a small proportion of these
                                             testing requirements. Finally, even if a                degree of assurance,’’ as that phrase is               firms manufacture or sell products using
                                             determination is in effect and third                    defined in 16 CFR part 1107.                           the EWPs of interest, staff finds that a


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                                                                  Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                            28991

                                             substantial number would benefit from                   the possible benefits associated with the              within the categorical exclusion, so no
                                             the reduced testing burden. The impact                  determinations might be somewhat                       environmental assessment or
                                             of the determinations on small                          lower to the extent that firms were                    environmental impact statement is
                                             businesses would be to reduce the                       already taking advantage of component                  required. The Commission’s regulations
                                             burden of third party testing for firms                 part testing as allowed by 16 CFR part                 state that safety standards for products
                                             and are expected to be entirely                         1109. Additionally, some firms have                    normally have little or no potential for
                                             beneficial. The current cost of testing,                reduced their testing costs by using XRF               affecting the human environment. 16
                                             on a per-test basis, is reflective of the               or HDXRF technology, which is less                     CFR 1021.5(c)(1). Nothing in this rule
                                             expected cost reductions that would                     expensive than ICP, and would reduce                   alters that expectation.
                                             result from the determinations, and are                 the marginal benefit of these
                                             as follows:                                             determinations.                                        List of Subjects in 16 CFR Part 1252
                                                • Lead—The cost of lead testing                         The determinations would not impose                   Business and industry, Consumer
                                             ranges from $50 to more than $100 per                   any new reporting, recordkeeping, or                   protection, Imports, Infants and
                                             component through Inductively                           other compliance requirements on small                 children, Product testing and
                                             Coupled Plasma (ICP) testing. If one                    entities. In fact, because the rule would              certification, Toys.
                                             uses X-ray fluorescence (XRF)                           eliminate a testing requirement, there                 ■ For the reasons stated in the preamble,
                                             spectrometry, which is an acceptable                    would be a small reduction in some of                  the Commission amends title 16 of the
                                             method for certification of third party                 the recordkeeping burden under 16 CFR                  CFR by adding part 1252 to read as
                                             testing for lead content, the costs can be              parts 1107 and 1109 because                            follows:
                                             greatly reduced to approximately $5 per                 manufacturers would no longer have to
                                             component. If a component part made                     maintain records of third party tests for              PART 1252—CHILDREN’S PRODUCTS,
                                             with one of the specified engineered                    the component parts manufactured from                  CHILDREN’S TOYS, AND CHILD CARE
                                             woods is painted, the component part                    these engineered woods for lead, the                   ARTICLES: DETERMINATIONS
                                             would be exempt from the third party                    ASTM F963 elements, or the specified                   REGARDING LEAD, ASTM F963
                                             testing requirement, but the paint would                phthalates. Based on staff’s review, the               ELEMENTS, AND PHTHALATES FOR
                                             still require lead testing.                             Commission finds that the burden                       ENGINEERED WOOD PRODUCTS
                                                • ASTM F963 Elements—Based on                        reduction from this determination rule
                                             published invoices and price lists, the                 could potentially result in significant                Sec.
                                             cost of a third party test for the ASTM                 benefits for a substantial number of                   1252.1 Children’s products, children’s toys,
                                             F963 elements ranges from around $60                    manufacturers, importers, or retailers of                   and child care articles containing lead,
                                                                                                                                                                 ASTM F963 elements, and phthalates in
                                             in China, up to around $190 in the                      the relevant product categories.                            engineered wood products and testing
                                             United States, using ICP. This cost can                    Under section 604 of the Regulatory                      requirements.
                                             be greatly reduced with the use of high                 Flexibility Act, a FRFA should include                 1252.2 Definitions.
                                             definition X-ray fluorescence                           a ‘‘statement of the factual, policy, and              1252.3 Determinations for engineered wood
                                             spectrometry (HDXRF), which is an                       legal reasons for selecting the alternative                 products.
                                             acceptable method for certification of                  adopted in the final rule and why each                   Authority: Sec. 3, Pub. L. 110–314, 122
                                             third party testing for the presence of                 one of the other significant alternatives              Stat. 3016; 15 U.S.C. 2063(d)(3)(B).
                                             the ASTM elements. The cost can be                      to the rule considered by the agency
                                             reduced to about $40 per component                      which affect the impact on small                       § 1252.1 Children’s products, children’s
                                             part. It should be noted that lead is one               entities was rejected.’’ The final rule is             toys, and child care articles containing lead,
                                             of the ASTM elements, so this testing                   itself, the result of CPSC’s efforts to                ASTM F963 elements, and phthalates in
                                             would also cover the cost of lead testing               reduce third party testing costs                       engineered wood products and testing
                                             for component parts.                                    consistent with assuring compliance                    requirements.
                                                • Phthalates—The cost of phthalate                   with all applicable consumer product                     (a) Section 101(a) of the Consumer
                                             testing is relatively high: between about               safety rules. Therefore, CPSC considered               Product Safety Improvement Act of
                                             $125 and $350 per component,                            few alternatives, other than expanding                 2008 (CPSIA) provides that any
                                             depending upon where the testing is                     the list of engineered woods for which                 children’s product, material, or
                                             conducted and any discounts that are                    determinations could be made. CPSC                     component part or a children’s product
                                             applicable. Because one product might                   staff identified these three types of                  must comply with a lead content limit
                                             have multiple components that require                   EWPs for study, based on stakeholder                   that does not exceed 100 parts per
                                             testing, the cost of testing a single                   feedback, the likelihood of being used in              million. Materials used in children’s
                                             product for phthalates could exceed                     products subject to children’s product,                products subject to section 101 of the
                                             $1,000 in some cases. Moreover, more                    children’s toy, or child care article                  CPSIA must comply with the third party
                                             than one sample might have to be tested                 certification requirements, and available              testing requirements of section 14(a)(2)
                                             to provide a high degree of assurance of                resources. However, the Commission                     of the Consumer Product Safety Act
                                             compliance with the requirements for                    did not receive any other comments or                  (CPSA), unless listed in 16 CFR 1500.91.
                                             testing.                                                other information on any additional                      (b) Section 106 of the CPSIA made
                                                To the extent that small businesses                  engineered wood materials for further                  provisions of ASTM F963, Consumer
                                             have lower production or lower sales                    burden-reduction activities.                           Product Safety Specifications for Toy
                                             volume than larger businesses, these                                                                           Safety, a mandatory consumer product
                                             determinations would be expected to                     G. Environmental Considerations                        safety standard. Among the mandated
                                             have a disproportionately beneficial                      The Commission’s regulations                         provisions is section 4.3.5 of ASTM
                                             impact on small businesses. This                        provide a categorical exclusion for most               F963 which requires that surface coating
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                                             beneficial impact is due to spreading the               Commission rules from any requirement                  materials and accessible substrates of
                                             costs of the testing over fewer units.                  to prepare an environmental assessment                 children’s toys that can be sucked,
                                             However, small entities that need fewer                 or an environmental impact statement                   mouthed, or ingested, must comply with
                                             third party tests may not qualify for                   because they ‘‘have little or no potential             solubility limits that the toy standard
                                             discounts that some laboratories may                    for affecting the human environment.’’                 establishes for eight elements. Materials
                                             offer their larger customers. In addition,              16 CFR 1021.5(c)(2). This rule falls                   used in children’s toys subject to section


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                                             28992                Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                             4.3.5 of the toy standard must comply                      Virgin wood describes wood logs,                    contain post-consumer wood waste, are
                                             with the third party testing                            fibers, chips, or layers that have not                 required to be third party tested
                                             requirements of section 14(a)(2) of the                 been recycled from a previous use.                     pursuant to section 14(a)(2) of the CPSA
                                             CPSA, unless listed in 16 CFR 1251.2.                                                                          and 16 CFR part 1107 and sections 101,
                                                                                                     § 1252.3 Determinations for engineered                 106, or 108 of the CPSIA, as applicable.
                                               (c) Section 108(a) of the CPSIA                       wood products.
                                             permanently prohibits any children’s                       (a) The following engineered wood                   Alberta E. Mills,
                                             toy or child care article that contains                 products do not exceed the lead content                Secretary, Consumer Product Safety
                                             concentrations of more than 0.1 percent                 limits with a high degree of assurance                 Commission.
                                             of di-(2-ethylhexyl) phthalate (DEHP),                  as that term is defined in 16 CFR part                 [FR Doc. 2018–13392 Filed 6–21–18; 8:45 am]
                                             dibutyl phthalate (DBP), or benzyl butyl                1107:                                                  BILLING CODE 6355–01–P
                                             phthalate (BBP). In accordance with                        (1) Particleboard that is untreated and
                                             section 108(b)(3) of the CPSIA, 16 CFR                  unfinished made from virgin wood or
                                             part 1307 prohibits any children’s toy or               pre-consumer wood waste;
                                             child care article that contains                                                                               SOCIAL SECURITY ADMINISTRATION
                                                                                                        (2) Hardwood plywood that is
                                             concentrations of more than 0.1 percent                 untreated and unfinished made from                     20 CFR Parts 404 and 416
                                             of diisononyl phthalate (DINP),                         virgin wood or pre-consumer wood
                                             diisobutyl phthalate (DIBP), di-n-pentyl                                                                       [Docket No. SSA–2018–0021]
                                                                                                     waste; and
                                             phthalate (DPENP), di-n-hexyl phthalate                    (3) Medium-density fiberboard that is               RIN 0960–AI36
                                             (DHEXP), or dicyclohexyl phthalate                      untreated and unfinished made from
                                             (DCHP). Materials used in children’s                    virgin wood or pre-consumer wood                       Extension of Sunset Date for Attorney
                                             toys and child care articles subject to                 waste.                                                 Advisor Program
                                             section 108(a) of the CPSIA and 16 CFR                     (b) The following engineered wood
                                             part 1307 must comply with the third                                                                           AGENCY:    Social Security Administration.
                                                                                                     products do not exceed the ASTM F963
                                             party testing requirements of section                                                                          ACTION:   Final rule.
                                                                                                     elements solubility limits set forth in 16
                                             14(a)(2) of the CPSA, unless listed in 16               CFR part 1250 with a high degree of                    SUMMARY:    We are extending for one year
                                             CFR 1308.2.                                             assurance as that term is defined in 16                our rule authorizing attorney advisors to
                                             § 1252.2   Definitions.                                 CFR part 1107:                                         conduct certain prehearing proceedings
                                                                                                        (1) Particleboard that is untreated and             and to issue fully favorable decisions.
                                                In addition to the definitions given in              unfinished made from virgin wood or                    The current rule is scheduled to expire
                                             sections 101, 106, and 108 of the CPSIA,                pre-consumer wood waste;                               on August 3, 2018. In this final rule, we
                                             the following definitions apply for this                   (2) Hardwood plywood that is                        are extending the sunset date to August
                                             part 1252.                                              untreated and unfinished made from                     2, 2019. We are making no other
                                                Post-consumer wood waste describes                   virgin wood or pre-consumer wood                       substantive changes.
                                             wood waste that is comprised of                         waste; and                                             DATES: This final rule is effective June
                                             materials that are recovered from their                    (3) Medium-density fiberboard that is               22, 2018.
                                             original use and subsequently used in a                 untreated and unfinished made from
                                                                                                                                                            FOR FURTHER INFORMATION CONTACT:
                                             new product. Examples of this type of                   virgin wood or pre-consumer wood
                                                                                                     waste.                                                 Susan Swansiger, Office of Hearings
                                             waste include recycled demolition
                                                                                                        (c) The following engineered wood                   Operations, Social Security
                                             wood, packaging materials such as
                                                                                                     products do not exceed the phthalates                  Administration, 5107 Leesburg Pike,
                                             pallets and crates, used wood from
                                                                                                     content limits with a high degree of                   Falls Church, VA 22041, (703) 605–
                                             landscape care (i.e., from urban and
                                                                                                     assurance as that term is defined in 16                8500. For information on eligibility or
                                             highway trees, hedges, and gardens),
                                                                                                     CFR part 1107:                                         filing for benefits, call our national toll-
                                             discarded furniture, and waste wood
                                                                                                        (1) Particleboard that is untreated and             free number, 800–772–1213 or TTY
                                             from industrial, construction, and
                                                                                                     unfinished made from virgin wood or                    800–325–0778, or visit our internet site,
                                             commercial activities.
                                                                                                     pre-consumer wood waste;                               Social Security Online, at http://
                                                Pre-consumer wood waste describes                                                                           www.socialsecurity.gov.
                                             wood materials that have been recycled                     (2) Hardwood plywood that is
                                             from an industrial process before being                 untreated and unfinished made from                     SUPPLEMENTARY INFORMATION:
                                             made available for consumer use.                        virgin wood or pre-consumer wood
                                                                                                     waste and does not contain polyvinyl                   Background of the Attorney Advisor
                                             Examples of this type of waste include                                                                         Program
                                             trimmings from engineered wood                          acetate (PVAc) adhesive formulations;
                                                                                                     and                                                       On August 9, 2007, we issued an
                                             product (EWP) panel manufacturing,
                                                                                                        (3) Medium-density fiberboard that is               interim final rule permitting some
                                             sawdust from cutting logs, or remaining
                                                                                                     untreated and unfinished made from                     attorney advisors to conduct certain
                                             wood pieces from sawing a log into
                                                                                                     virgin wood or pre-consumer wood                       prehearing proceedings and issue fully
                                             framing lumber.
                                                                                                     waste.                                                 favorable decisions when the
                                                Unfinished means an EWP that does                       (d) Accessible component parts of                   documentary record warrants doing so.
                                             not have any surface treatments applied                 children’s products, children’s toys, and              72 FR 44763. We instituted this practice
                                             at manufacture, such as factory-applied                 child care articles made with EWPs,                    to provide more timely service to the
                                             coatings. Examples of such treatments                   listed in paragraphs (a) through (c) of                increasing number of applicants for
                                             may include paint or similar surface                    this section are not required to be third              Social Security disability benefits and
                                             coating materials, wood glue, or metal                                                                         Supplemental Security Income
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                                                                                                     party tested pursuant to section 14(a)(2)
                                             fasteners, such as nails or screws.                     of the CPSA and 16 CFR part 1107.                      payments based on disability. We
                                                Untreated means an EWP that does                        (e) Accessible component parts of                   considered the public comments we
                                             not have any additional finishes applied                children’s products, children’s toys, and              received on the interim final rule, and
                                             at manufacture. Examples of such                        child care articles made with engineered               on March 3, 2008, we issued a final rule
                                             finishes may include flame retardants or                wood products not listed in paragraphs                 without change. 73 FR 11349. Under
                                             rot resistant finishes.                                 (a) through (c) of this section, or that               this rule, some attorney advisors may


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Document Created: 2018-11-06 09:50:39
Document Modified: 2018-11-06 09:50:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThe rule is effective on July 23, 2018.
ContactStephen Lee, Office of Compliance, U.S. Consumer Product Safety Commission, 4330 East West Hwy., Bethesda, MD 20814; 301-504-7844: email: [email protected]
FR Citation83 FR 28983 
CFR AssociatedBusiness and Industry; Consumer Protection; Imports; Infants and Children; Product Testing and Certification and Toys

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