83_FR_29113 83 FR 28992 - Extension of Sunset Date for Attorney Advisor Program

83 FR 28992 - Extension of Sunset Date for Attorney Advisor Program

SOCIAL SECURITY ADMINISTRATION

Federal Register Volume 83, Issue 121 (June 22, 2018)

Page Range28992-28994
FR Document2018-13359

We are extending for one year our rule authorizing attorney advisors to conduct certain prehearing proceedings and to issue fully favorable decisions. The current rule is scheduled to expire on August 3, 2018. In this final rule, we are extending the sunset date to August 2, 2019. We are making no other substantive changes.

Federal Register, Volume 83 Issue 121 (Friday, June 22, 2018)
[Federal Register Volume 83, Number 121 (Friday, June 22, 2018)]
[Rules and Regulations]
[Pages 28992-28994]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13359]


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SOCIAL SECURITY ADMINISTRATION

20 CFR Parts 404 and 416

[Docket No. SSA-2018-0021]
RIN 0960-AI36


Extension of Sunset Date for Attorney Advisor Program

AGENCY: Social Security Administration.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We are extending for one year our rule authorizing attorney 
advisors to conduct certain prehearing proceedings and to issue fully 
favorable decisions. The current rule is scheduled to expire on August 
3, 2018. In this final rule, we are extending the sunset date to August 
2, 2019. We are making no other substantive changes.

DATES: This final rule is effective June 22, 2018.

FOR FURTHER INFORMATION CONTACT: Susan Swansiger, Office of Hearings 
Operations, Social Security Administration, 5107 Leesburg Pike, Falls 
Church, VA 22041, (703) 605-8500. For information on eligibility or 
filing for benefits, call our national toll-free number, 800-772-1213 
or TTY 800-325-0778, or visit our internet site, Social Security 
Online, at http://www.socialsecurity.gov.

SUPPLEMENTARY INFORMATION:

Background of the Attorney Advisor Program

    On August 9, 2007, we issued an interim final rule permitting some 
attorney advisors to conduct certain prehearing proceedings and issue 
fully favorable decisions when the documentary record warrants doing 
so. 72 FR 44763. We instituted this practice to provide more timely 
service to the increasing number of applicants for Social Security 
disability benefits and Supplemental Security Income payments based on 
disability. We considered the public comments we received on the 
interim final rule, and on March 3, 2008, we issued a final rule 
without change. 73 FR 11349. Under this rule, some attorney advisors 
may

[[Page 28993]]

develop claims and, in appropriate cases, issue fully favorable 
decisions before a hearing.
    We originally intended the attorney advisor program to be a 
temporary modification to our procedures. Therefore, we included in 
sections 404.942(g) and 416.1442(g) of the interim final rule a 
provision that the program would end on August 10, 2009, unless we 
decided to either terminate the rule earlier or extend it beyond that 
date by publication of a final rule in the Federal Register. Since that 
time, we have periodically extended the sunset date (see 74 FR 33327 
extending to August 10, 2011; 76 FR 18383 extending to August 9, 2013; 
78 FR 45459 extending to August 7, 2015; 80 FR 31990 extending to 
August 4, 2017; and 82 FR 34400 extending to February 5, 2018). As we 
noted above, the current sunset date for the program is August 3, 2018. 
83 FR 711.

Explanation of Extension

    We published the final rule to adopt without change the interim 
final rule that we published on August 9, 2007. We stated our intent to 
monitor the program closely and to modify it if it did not meet our 
expectations. 73 FR 11349.
    We explained in the 2008 final rule that the number of requests for 
hearings had increased significantly in recent years. From 2008 to the 
present, the number of pending hearing requests has continued to remain 
at a high level, and we anticipate that we will receive several hundred 
thousand hearing requests in fiscal year 2018 and in fiscal year 
2019.\1\ We are extending the program at this time while we continue to 
consider our options with respect to the program.
---------------------------------------------------------------------------

    \1\ Our budget estimates indicate that we expect to receive 
approximately 582,000 hearing requests in fiscal year 2018 and 
578,000 in fiscal year 2019 (available at: https://www.ssa.gov/budget/FY19Files/2019CJ.pdf).
---------------------------------------------------------------------------

    To preserve the maximum degree of flexibility and manage our 
hearings-level workloads effectively, we have decided to extend the 
attorney advisor rule until August 2, 2019. As before, we reserve the 
authority to end the program earlier, to extend it by publishing a 
final rule in the Federal Register, or to discontinue it altogether.

Regulatory Procedures

Justification for Issuing Final Rule Without Notice and Comment

    We follow the Administrative Procedure Act (APA) rulemaking 
procedures specified in 5 U.S.C. 553 when developing regulations. 
Section 702(a)(5) of the Social Security Act, 42 U.S.C. 902(a)(5). The 
APA provides exceptions to its notice and public comment procedures 
when an agency finds there is good cause for dispensing with such 
procedures because they are impracticable, unnecessary, or contrary to 
the public interest. We have determined that good cause exists for 
dispensing with the notice and public comment procedures for this rule. 
5 U.S.C. 553(b)(B). Good cause exists because this final rule only 
extends the expiration date of an existing rule. It makes no 
substantive changes to the rule. The current regulations expressly 
provide that we may extend or terminate this rule. Therefore, we have 
determined that opportunity for prior comment is unnecessary, and we 
are issuing this rule as a final rule.
    In addition, because we are not making any substantive changes to 
the existing rule, we find that there is good cause for dispensing with 
the 30-day delay in the effective date of a substantive rule provided 
by 5 U.S.C. 553(d)(3). To ensure that we have uninterrupted authority 
to use attorney advisors to address the number of pending cases at the 
hearing level, we find that it is in the public interest to make this 
final rule effective on the date of publication.

Executive Order 12866 as Supplemented by Executive Order 13563

    We consulted with the Office of Management and Budget (OMB) and 
although we do not believe that this will be a significant regulatory 
action under Executive Order (E.O.) 12866, as supplemented by E.O. 
13563, OMB has reviewed this final rule.

Regulatory Flexibility Act

    We certify that this final rule will not have a significant 
economic impact on a substantial number of small entities because it 
affects individuals only. Therefore, the Regulatory Flexibility Act, as 
amended, does not require us to prepare a regulatory flexibility 
analysis.

Paperwork Reduction Act

    These rules do not create any new or affect any existing 
collections and, therefore, do not require Office of Management and 
Budget approval under the Paperwork Reduction Act.

(Catalog of Federal Domestic Assistance Program Nos. 96.001, Social 
Security--Disability Insurance; 96.002, Social Security--Retirement 
Insurance; 96.004, Social Security--Survivors Insurance; 96.006, 
Supplemental Security Income.)

List of Subjects

20 CFR Part 404

    Administrative practice and procedure, Blind, Disability benefits, 
Old-age, Survivors and Disability Insurance, Reporting and 
recordkeeping requirements, Social security.

20 CFR Part 416

    Administrative practice and procedure, Reporting and recordkeeping 
requirements, Supplemental Security Income (SSI).

Nancy A. Berryhill,
Acting Commissioner of Social Security.

    For the reasons stated in the preamble, we are amending subpart J 
of part 404 and subpart N of part 416 of Chapter III of title 20 of the 
Code of Federal Regulations as set forth below:

PART 404--FEDERAL OLD-AGE, SURVIVORS AND DISABILITY INSURANCE 
(1950- )

Subpart J--[Amended]

0
1. The authority citation for subpart J of part 404 continues to read 
as follows:

    Authority:  Secs. 201(j), 204(f), 205(a)-(b), (d)-(h), and (j), 
221, 223(i), 225, and 702(a)(5) of the Social Security Act (42 
U.S.C. 401(j), 404(f), 405(a)-(b), (d)-(h), and (j), 421, 423(i), 
425, and 902(a)(5)); sec. 5, Pub. L. 97-455, 96 Stat. 2500 (42 
U.S.C. 405 note); secs. 5, 6(c)-(e), and 15, Pub. L. 98-460, 98 
Stat. 1802 (42 U.S.C. 421 note); sec. 202, Pub. L. 108-203, 118 
Stat. 509 (42 U.S.C. 902 note).


0
2. In Sec.  404.942, revise paragraph (g) to read as follows:


Sec.  404.942  Prehearing proceedings and decisions by attorney 
advisors.

* * * * *
    (g) Sunset provision. The provisions of this section will no longer 
be effective on August 2, 2019, unless we terminate them earlier or 
extend them beyond that date by notice of a final rule in the Federal 
Register.

PART 416--SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND 
DISABLED

Subpart N--[Amended]

0
3. The authority citation for subpart N continues to read as follows:

    Authority: Secs. 702(a)(5), 1631, and 1633 of the Social 
Security Act (42 U.S.C. 902(a)(5), 1383, and 1383b); sec. 202, Pub. 
L. 108-203, 118 Stat. 509 (42 U.S.C. 902 note).

0
4. In Sec.  416.1442, revise paragraph (g) to read as follows:


Sec.  416.1442  Prehearing proceedings and decisions by attorney 
advisors.

* * * * *

[[Page 28994]]

    (g) Sunset provision. The provisions of this section will no longer 
be effective on August 2, 2019, unless we terminate them earlier or 
extend them beyond that date by notice of a final rule in the Federal 
Register.

[FR Doc. 2018-13359 Filed 6-21-18; 8:45 am]
BILLING CODE 4191-02-P



                                             28992                Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                             4.3.5 of the toy standard must comply                      Virgin wood describes wood logs,                    contain post-consumer wood waste, are
                                             with the third party testing                            fibers, chips, or layers that have not                 required to be third party tested
                                             requirements of section 14(a)(2) of the                 been recycled from a previous use.                     pursuant to section 14(a)(2) of the CPSA
                                             CPSA, unless listed in 16 CFR 1251.2.                                                                          and 16 CFR part 1107 and sections 101,
                                                                                                     § 1252.3 Determinations for engineered                 106, or 108 of the CPSIA, as applicable.
                                               (c) Section 108(a) of the CPSIA                       wood products.
                                             permanently prohibits any children’s                       (a) The following engineered wood                   Alberta E. Mills,
                                             toy or child care article that contains                 products do not exceed the lead content                Secretary, Consumer Product Safety
                                             concentrations of more than 0.1 percent                 limits with a high degree of assurance                 Commission.
                                             of di-(2-ethylhexyl) phthalate (DEHP),                  as that term is defined in 16 CFR part                 [FR Doc. 2018–13392 Filed 6–21–18; 8:45 am]
                                             dibutyl phthalate (DBP), or benzyl butyl                1107:                                                  BILLING CODE 6355–01–P
                                             phthalate (BBP). In accordance with                        (1) Particleboard that is untreated and
                                             section 108(b)(3) of the CPSIA, 16 CFR                  unfinished made from virgin wood or
                                             part 1307 prohibits any children’s toy or               pre-consumer wood waste;
                                             child care article that contains                                                                               SOCIAL SECURITY ADMINISTRATION
                                                                                                        (2) Hardwood plywood that is
                                             concentrations of more than 0.1 percent                 untreated and unfinished made from                     20 CFR Parts 404 and 416
                                             of diisononyl phthalate (DINP),                         virgin wood or pre-consumer wood
                                             diisobutyl phthalate (DIBP), di-n-pentyl                                                                       [Docket No. SSA–2018–0021]
                                                                                                     waste; and
                                             phthalate (DPENP), di-n-hexyl phthalate                    (3) Medium-density fiberboard that is               RIN 0960–AI36
                                             (DHEXP), or dicyclohexyl phthalate                      untreated and unfinished made from
                                             (DCHP). Materials used in children’s                    virgin wood or pre-consumer wood                       Extension of Sunset Date for Attorney
                                             toys and child care articles subject to                 waste.                                                 Advisor Program
                                             section 108(a) of the CPSIA and 16 CFR                     (b) The following engineered wood
                                             part 1307 must comply with the third                                                                           AGENCY:    Social Security Administration.
                                                                                                     products do not exceed the ASTM F963
                                             party testing requirements of section                                                                          ACTION:   Final rule.
                                                                                                     elements solubility limits set forth in 16
                                             14(a)(2) of the CPSA, unless listed in 16               CFR part 1250 with a high degree of                    SUMMARY:    We are extending for one year
                                             CFR 1308.2.                                             assurance as that term is defined in 16                our rule authorizing attorney advisors to
                                             § 1252.2   Definitions.                                 CFR part 1107:                                         conduct certain prehearing proceedings
                                                                                                        (1) Particleboard that is untreated and             and to issue fully favorable decisions.
                                                In addition to the definitions given in              unfinished made from virgin wood or                    The current rule is scheduled to expire
                                             sections 101, 106, and 108 of the CPSIA,                pre-consumer wood waste;                               on August 3, 2018. In this final rule, we
                                             the following definitions apply for this                   (2) Hardwood plywood that is                        are extending the sunset date to August
                                             part 1252.                                              untreated and unfinished made from                     2, 2019. We are making no other
                                                Post-consumer wood waste describes                   virgin wood or pre-consumer wood                       substantive changes.
                                             wood waste that is comprised of                         waste; and                                             DATES: This final rule is effective June
                                             materials that are recovered from their                    (3) Medium-density fiberboard that is               22, 2018.
                                             original use and subsequently used in a                 untreated and unfinished made from
                                                                                                                                                            FOR FURTHER INFORMATION CONTACT:
                                             new product. Examples of this type of                   virgin wood or pre-consumer wood
                                                                                                     waste.                                                 Susan Swansiger, Office of Hearings
                                             waste include recycled demolition
                                                                                                        (c) The following engineered wood                   Operations, Social Security
                                             wood, packaging materials such as
                                                                                                     products do not exceed the phthalates                  Administration, 5107 Leesburg Pike,
                                             pallets and crates, used wood from
                                                                                                     content limits with a high degree of                   Falls Church, VA 22041, (703) 605–
                                             landscape care (i.e., from urban and
                                                                                                     assurance as that term is defined in 16                8500. For information on eligibility or
                                             highway trees, hedges, and gardens),
                                                                                                     CFR part 1107:                                         filing for benefits, call our national toll-
                                             discarded furniture, and waste wood
                                                                                                        (1) Particleboard that is untreated and             free number, 800–772–1213 or TTY
                                             from industrial, construction, and
                                                                                                     unfinished made from virgin wood or                    800–325–0778, or visit our internet site,
                                             commercial activities.
                                                                                                     pre-consumer wood waste;                               Social Security Online, at http://
                                                Pre-consumer wood waste describes                                                                           www.socialsecurity.gov.
                                             wood materials that have been recycled                     (2) Hardwood plywood that is
                                             from an industrial process before being                 untreated and unfinished made from                     SUPPLEMENTARY INFORMATION:
                                             made available for consumer use.                        virgin wood or pre-consumer wood
                                                                                                     waste and does not contain polyvinyl                   Background of the Attorney Advisor
                                             Examples of this type of waste include                                                                         Program
                                             trimmings from engineered wood                          acetate (PVAc) adhesive formulations;
                                                                                                     and                                                       On August 9, 2007, we issued an
                                             product (EWP) panel manufacturing,
                                                                                                        (3) Medium-density fiberboard that is               interim final rule permitting some
                                             sawdust from cutting logs, or remaining
                                                                                                     untreated and unfinished made from                     attorney advisors to conduct certain
                                             wood pieces from sawing a log into
                                                                                                     virgin wood or pre-consumer wood                       prehearing proceedings and issue fully
                                             framing lumber.
                                                                                                     waste.                                                 favorable decisions when the
                                                Unfinished means an EWP that does                       (d) Accessible component parts of                   documentary record warrants doing so.
                                             not have any surface treatments applied                 children’s products, children’s toys, and              72 FR 44763. We instituted this practice
                                             at manufacture, such as factory-applied                 child care articles made with EWPs,                    to provide more timely service to the
                                             coatings. Examples of such treatments                   listed in paragraphs (a) through (c) of                increasing number of applicants for
                                             may include paint or similar surface                    this section are not required to be third              Social Security disability benefits and
                                             coating materials, wood glue, or metal                                                                         Supplemental Security Income
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                                                                                                     party tested pursuant to section 14(a)(2)
                                             fasteners, such as nails or screws.                     of the CPSA and 16 CFR part 1107.                      payments based on disability. We
                                                Untreated means an EWP that does                        (e) Accessible component parts of                   considered the public comments we
                                             not have any additional finishes applied                children’s products, children’s toys, and              received on the interim final rule, and
                                             at manufacture. Examples of such                        child care articles made with engineered               on March 3, 2008, we issued a final rule
                                             finishes may include flame retardants or                wood products not listed in paragraphs                 without change. 73 FR 11349. Under
                                             rot resistant finishes.                                 (a) through (c) of this section, or that               this rule, some attorney advisors may


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                                                                  Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations                                                28993

                                             develop claims and, in appropriate                      702(a)(5) of the Social Security Act, 42               List of Subjects
                                             cases, issue fully favorable decisions                  U.S.C. 902(a)(5). The APA provides
                                                                                                                                                            20 CFR Part 404
                                             before a hearing.                                       exceptions to its notice and public
                                               We originally intended the attorney                   comment procedures when an agency                        Administrative practice and
                                             advisor program to be a temporary                       finds there is good cause for dispensing               procedure, Blind, Disability benefits,
                                             modification to our procedures.                         with such procedures because they are                  Old-age, Survivors and Disability
                                             Therefore, we included in sections                      impracticable, unnecessary, or contrary                Insurance, Reporting and recordkeeping
                                             404.942(g) and 416.1442(g) of the                       to the public interest. We have                        requirements, Social security.
                                             interim final rule a provision that the                 determined that good cause exists for                  20 CFR Part 416
                                             program would end on August 10, 2009,                   dispensing with the notice and public
                                             unless we decided to either terminate                   comment procedures for this rule. 5                      Administrative practice and
                                             the rule earlier or extend it beyond that               U.S.C. 553(b)(B). Good cause exists                    procedure, Reporting and recordkeeping
                                             date by publication of a final rule in the              because this final rule only extends the               requirements, Supplemental Security
                                             Federal Register. Since that time, we                   expiration date of an existing rule. It                Income (SSI).
                                             have periodically extended the sunset                   makes no substantive changes to the                    Nancy A. Berryhill,
                                             date (see 74 FR 33327 extending to                      rule. The current regulations expressly                Acting Commissioner of Social Security.
                                             August 10, 2011; 76 FR 18383 extending                  provide that we may extend or
                                             to August 9, 2013; 78 FR 45459                                                                                   For the reasons stated in the
                                                                                                     terminate this rule. Therefore, we have
                                             extending to August 7, 2015; 80 FR                                                                             preamble, we are amending subpart J of
                                                                                                     determined that opportunity for prior
                                             31990 extending to August 4, 2017; and                                                                         part 404 and subpart N of part 416 of
                                                                                                     comment is unnecessary, and we are
                                             82 FR 34400 extending to February 5,                                                                           Chapter III of title 20 of the Code of
                                                                                                     issuing this rule as a final rule.
                                             2018). As we noted above, the current                                                                          Federal Regulations as set forth below:
                                                                                                        In addition, because we are not
                                             sunset date for the program is August 3,                making any substantive changes to the                  PART 404—FEDERAL OLD-AGE,
                                             2018. 83 FR 711.                                        existing rule, we find that there is good              SURVIVORS AND DISABILITY
                                             Explanation of Extension                                cause for dispensing with the 30-day                   INSURANCE (1950– )
                                                                                                     delay in the effective date of a
                                                We published the final rule to adopt                                                                        Subpart J—[Amended]
                                                                                                     substantive rule provided by 5 U.S.C.
                                             without change the interim final rule
                                                                                                     553(d)(3). To ensure that we have
                                             that we published on August 9, 2007.                                                                           ■ 1. The authority citation for subpart J
                                                                                                     uninterrupted authority to use attorney
                                             We stated our intent to monitor the                                                                            of part 404 continues to read as follows:
                                                                                                     advisors to address the number of
                                             program closely and to modify it if it                                                                            Authority: Secs. 201(j), 204(f), 205(a)–(b),
                                                                                                     pending cases at the hearing level, we
                                             did not meet our expectations. 73 FR                                                                           (d)–(h), and (j), 221, 223(i), 225, and 702(a)(5)
                                                                                                     find that it is in the public interest to
                                             11349.                                                                                                         of the Social Security Act (42 U.S.C. 401(j),
                                                We explained in the 2008 final rule                  make this final rule effective on the date
                                                                                                                                                            404(f), 405(a)–(b), (d)–(h), and (j), 421, 423(i),
                                             that the number of requests for hearings                of publication.                                        425, and 902(a)(5)); sec. 5, Pub. L. 97–455, 96
                                             had increased significantly in recent                   Executive Order 12866 as                               Stat. 2500 (42 U.S.C. 405 note); secs. 5, 6(c)–
                                             years. From 2008 to the present, the                                                                           (e), and 15, Pub. L. 98–460, 98 Stat. 1802 (42
                                                                                                     Supplemented by Executive Order
                                                                                                                                                            U.S.C. 421 note); sec. 202, Pub. L. 108–203,
                                             number of pending hearing requests has                  13563                                                  118 Stat. 509 (42 U.S.C. 902 note).
                                             continued to remain at a high level, and
                                             we anticipate that we will receive                         We consulted with the Office of                     ■ 2. In § 404.942, revise paragraph (g) to
                                             several hundred thousand hearing                        Management and Budget (OMB) and                        read as follows:
                                             requests in fiscal year 2018 and in fiscal              although we do not believe that this will
                                                                                                                                                            § 404.942 Prehearing proceedings and
                                             year 2019.1 We are extending the                        be a significant regulatory action under               decisions by attorney advisors.
                                             program at this time while we continue                  Executive Order (E.O.) 12866, as
                                                                                                     supplemented by E.O. 13563, OMB has                    *     *     *    *      *
                                             to consider our options with respect to                                                                          (g) Sunset provision. The provisions
                                             the program.                                            reviewed this final rule.
                                                                                                                                                            of this section will no longer be effective
                                                To preserve the maximum degree of                    Regulatory Flexibility Act                             on August 2, 2019, unless we terminate
                                             flexibility and manage our hearings-                                                                           them earlier or extend them beyond that
                                             level workloads effectively, we have                       We certify that this final rule will not            date by notice of a final rule in the
                                             decided to extend the attorney advisor                  have a significant economic impact on                  Federal Register.
                                             rule until August 2, 2019. As before, we                a substantial number of small entities
                                             reserve the authority to end the program                because it affects individuals only.                   PART 416—SUPPLEMENTAL
                                             earlier, to extend it by publishing a final             Therefore, the Regulatory Flexibility                  SECURITY INCOME FOR THE AGED,
                                             rule in the Federal Register, or to                     Act, as amended, does not require us to                BLIND, AND DISABLED
                                             discontinue it altogether.                              prepare a regulatory flexibility analysis.
                                                                                                                                                            Subpart N—[Amended]
                                             Regulatory Procedures                                   Paperwork Reduction Act
                                             Justification for Issuing Final Rule                                                                           ■ 3. The authority citation for subpart N
                                                                                                        These rules do not create any new or                continues to read as follows:
                                             Without Notice and Comment                              affect any existing collections and,
                                               We follow the Administrative                          therefore, do not require Office of                      Authority: Secs. 702(a)(5), 1631, and 1633
                                                                                                                                                            of the Social Security Act (42 U.S.C.
                                             Procedure Act (APA) rulemaking                          Management and Budget approval                         902(a)(5), 1383, and 1383b); sec. 202, Pub. L.
                                             procedures specified in 5 U.S.C. 553                    under the Paperwork Reduction Act.
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                                                                                                                                                            108–203, 118 Stat. 509 (42 U.S.C. 902 note).
                                             when developing regulations. Section                    (Catalog of Federal Domestic Assistance                ■ 4. In § 416.1442, revise paragraph (g)
                                               1 Our
                                                                                                     Program Nos. 96.001, Social Security—                  to read as follows:
                                                      budget estimates indicate that we expect to
                                                                                                     Disability Insurance; 96.002, Social
                                             receive approximately 582,000 hearing requests in                                                              § 416.1442 Prehearing proceedings and
                                             fiscal year 2018 and 578,000 in fiscal year 2019        Security—Retirement Insurance; 96.004,
                                             (available at: https://www.ssa.gov/budget/              Social Security—Survivors Insurance;                   decisions by attorney advisors.
                                             FY19Files/2019CJ.pdf).                                  96.006, Supplemental Security Income.)                 *       *    *      *      *


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                                             28994                Federal Register / Vol. 83, No. 121 / Friday, June 22, 2018 / Rules and Regulations

                                               (g) Sunset provision. The provisions                  by placing the device into a lower                        Under either procedure for De Novo
                                             of this section will no longer be effective             device class than the automatic class III              classification, FDA is required to
                                             on August 2, 2019, unless we terminate                  assignment.                                            classify the device by written order
                                             them earlier or extend them beyond that                    The automatic assignment of class III               within 120 days. The classification will
                                             date by notice of a final rule in the                   occurs by operation of law and without                 be according to the criteria under
                                             Federal Register.                                       any action by FDA, regardless of the                   section 513(a)(1) of the FD&C Act (21
                                             [FR Doc. 2018–13359 Filed 6–21–18; 8:45 am]             level of risk posed by the new device.                 U.S.C. 360c(a)(1)). Although the device
                                             BILLING CODE 4191–02–P
                                                                                                     Any device that was not in commercial                  was automatically within class III, the
                                                                                                     distribution before May 28, 1976, is                   De Novo classification is considered to
                                                                                                     automatically classified as, and remains               be the initial classification of the device.
                                                                                                     within, class III and requires premarket                  We believe this De Novo classification
                                             DEPARTMENT OF HEALTH AND                                approval unless and until FDA takes an                 will enhance patients’ access to
                                             HUMAN SERVICES                                          action to classify or reclassify the device            beneficial innovation, in part by
                                             Food and Drug Administration                            (see 21 U.S.C. 360c(f)(1)). We refer to                reducing regulatory burdens. When FDA
                                                                                                     these devices as ‘‘postamendments                      classifies a device into class I or II via
                                             21 CFR Part 866                                         devices’’ because they were not in                     the De Novo process, the device can
                                                                                                     commercial distribution prior to the                   serve as a predicate for future devices of
                                             [Docket No. FDA–2018–N–1929]                            date of enactment of the Medical Device                that type, including for 510(k)s (see 21
                                                                                                     Amendments of 1976, which amended                      U.S.C. 360c(f)(2)(B)(i)). As a result, other
                                             Medical Devices; Immunology and                         the Federal Food, Drug, and Cosmetic                   device sponsors do not have to submit
                                             Microbiology Devices; Classification of                 Act (FD&C Act).                                        a De Novo request or PMA in order to
                                             the Next Generation Sequencing                             FDA may take a variety of actions in                market a substantially equivalent device
                                             Based Tumor Profiling Test                              appropriate circumstances to classify or               (see 21 U.S.C. 360c(i), defining
                                             AGENCY:    Food and Drug Administration,                reclassify a device into class I or II. We             ‘‘substantial equivalence’’). Instead,
                                             HHS.                                                    may issue an order finding a new device                sponsors can use the less-burdensome
                                                                                                     to be substantially equivalent under                   510(k) process, when necessary, to
                                             ACTION:   Final order.                                  section 513(i) of the FD&C Act to a                    market their device.
                                             SUMMARY:   The Food and Drug                            predicate device that does not require
                                                                                                     premarket approval (see 21 U.S.C.                      II. De Novo Classification
                                             Administration (FDA or we) is
                                             classifying the next generation                         360c(i)). We determine whether a new                      On September 25, 2017, Memorial
                                             sequencing based tumor profiling test                   device is substantially equivalent to a                Sloan-Kettering Cancer Center
                                             into class II (special controls). The                   predicate by means of the procedures                   Department of Pathology submitted a
                                             special controls that apply to the device               for premarket notification under section               request for De Novo classification of the
                                             type are identified in this order and will              510(k) of the FD&C Act and Part 807 (21                MSK–IMPACT (Integrated Mutation
                                             be part of the codified language for the                U.S.C. 360(k) & 21 CFR part 807,                       Profiling of Actionable Cancer Targets).
                                             next generation sequencing based tumor                  respectively).                                         FDA reviewed the request in order to
                                             profiling test’s classification. We are                    FDA may also classify a device                      classify the device under the criteria for
                                                                                                     through ‘‘De Novo’’ classification, a                  classification set forth in section
                                             taking this action because we have
                                                                                                     common name for the process                            513(a)(1) of the FD&C Act.
                                             determined that classifying the device
                                                                                                     authorized under section 513(f)(2) of the                 We classify devices into class II if
                                             into class II (special controls) will                                                                          general controls by themselves are
                                                                                                     FD&C Act (21 U.S.C. 360c(f)(2)). Section
                                             provide a reasonable assurance of safety                                                                       insufficient to provide reasonable
                                                                                                     207 of the Food and Drug
                                             and effectiveness of the device. We                                                                            assurance of safety and effectiveness,
                                                                                                     Administration Modernization Act of
                                             believe this action will also enhance                                                                          but there is sufficient information to
                                                                                                     1997 established the first procedure for
                                             patients’ access to beneficial innovative                                                                      establish special controls that, in
                                                                                                     De Novo classification (Pub. L. 105–
                                             devices, in part by reducing regulatory                                                                        combination with the general controls,
                                                                                                     115). Section 607 of the Food and Drug
                                             burdens.                                                                                                       provide reasonable assurance of the
                                                                                                     Administration Safety and Innovation
                                             DATES: This order is effective June 22,                 Act modified the De Novo application                   safety and effectiveness of the device for
                                             2018. The classification was applicable                 process by adding a second procedure                   its intended use (see 21 U.S.C.
                                             on November 15, 2017.                                   (Pub. L. 112–144). A device sponsor                    360c(a)(1)(B)). After review of the
                                             FOR FURTHER INFORMATION CONTACT:                        may utilize either procedure for De                    information submitted in the request,
                                             Scott McFarland, Center for Devices and                 Novo classification.                                   we determined that the device can be
                                             Radiological Health, Food and Drug                         Under the first procedure, the person               classified into class II with the
                                             Administration, 10903 New Hampshire                     submits a 510(k) for a device that has                 establishment of special controls. FDA
                                             Ave., Bldg. 66, Rm. 4676, Silver Spring,                not previously been classified. After                  has determined that these special
                                             MD, 20993–0002, 301–796–6217,                           receiving an order from FDA classifying                controls, in addition to the general
                                             Scott.McFarland@fda.hhs.gov.                            the device into class III under section                controls, will provide reasonable
                                             SUPPLEMENTARY INFORMATION:                              513(f)(1) of the FD&C Act, the person                  assurance of the safety and effectiveness
                                                                                                     then requests a classification under                   of the device.
                                             I. Background                                           section 513(f)(2).                                        Therefore, on November 15, 2017,
                                               Upon request, FDA has classified the                     Under the second procedure, rather                  FDA issued an order to the requester
                                             next generation sequencing based tumor                  than first submitting a 510(k) and then                classifying the device into class II. FDA
                                             profiling test as class II (special                     a request for classification, if the person            is codifying the classification of the
daltland on DSKBBV9HB2PROD with RULES




                                             controls), which we have determined                     determines that there is no legally                    device by adding 21 CFR 866.6080. We
                                             will provide a reasonable assurance of                  marketed device upon which to base a                   have named the generic type of device
                                             safety and effectiveness. In addition, we               determination of substantial                           next generation sequencing (NGS) based
                                             believe this action will enhance                        equivalence, that person requests a                    tumor profiling test, and it is identified
                                             patients’ access to beneficial innovation,              classification under section 513(f)(2) of              as a qualitative in vitro diagnostic test
                                             in part by reducing regulatory burdens                  the FD&C Act.                                          intended for NGS analysis of tissue


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Document Created: 2018-11-06 09:50:06
Document Modified: 2018-11-06 09:50:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective June 22, 2018.
ContactSusan Swansiger, Office of Hearings Operations, Social Security Administration, 5107 Leesburg Pike, Falls Church, VA 22041, (703) 605-8500. For information on eligibility or filing for benefits, call our national toll-free number, 800-772-1213 or TTY 800-325-0778, or visit our internet site, Social Security Online, at http://www.socialsecurity.gov.
FR Citation83 FR 28992 
RIN Number0960-AI36
CFR Citation20 CFR 404
20 CFR 416
CFR AssociatedAdministrative Practice and Procedure; Blind; Disability Benefits; Old-Age; Survivors and Disability Insurance; Reporting and Recordkeeping Requirements; Social Security and Supplemental Security Income (Ssi)

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