83_FR_2916 83 FR 2902 - Adjustments to Civil Penalty Amounts

83 FR 2902 - Adjustments to Civil Penalty Amounts

FEDERAL TRADE COMMISSION

Federal Register Volume 83, Issue 14 (January 22, 2018)

Page Range2902-2903
FR Document2018-00979

The Federal Trade Commission (``FTC'' or ``Commission'') is implementing adjustments to the civil penalty amounts within its jurisdiction to account for inflation, as required by law.

Federal Register, Volume 83 Issue 14 (Monday, January 22, 2018)
[Federal Register Volume 83, Number 14 (Monday, January 22, 2018)]
[Rules and Regulations]
[Pages 2902-2903]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-00979]


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FEDERAL TRADE COMMISSION

16 CFR Part 1


Adjustments to Civil Penalty Amounts

AGENCY: Federal Trade Commission.

ACTION: Final rule.

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SUMMARY: The Federal Trade Commission (``FTC'' or ``Commission'') is 
implementing adjustments to the civil penalty amounts within its 
jurisdiction to account for inflation, as required by law.

DATES: Effective date: January 22, 2018.

FOR FURTHER INFORMATION CONTACT: Kenny A. Wright, Attorney, Office of 
the General Counsel, FTC, 600 Pennsylvania Avenue NW, Washington, DC 
20580, (202) 326-2907, [email protected].

SUPPLEMENTARY INFORMATION: Commission Rule 1.98 sets forth civil 
penalty amounts for violations of certain laws enforced by the 
Commission.\1\ As mandated by the Federal Civil Penalties Inflation 
Adjustment Act Improvements Act of 2015,\2\ the Commission adjusted the 
maximum civil penalty amounts under its jurisdiction through an Interim 
Final Rulemaking in June 2016 \3\ and a subsequent annual inflation 
adjustment in January 2017.\4\
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    \1\ 16 CFR 1.98.
    \2\ Public Law 114-74, section 701, 129 Stat. 599 (2015). The 
Act amends the Federal Civil Penalties Inflation Adjustment Act 
(``FCPIAA''), Public Law 101-410, 104 Stat. 890 (codified at 28 
U.S.C. 2461 note).
    \3\ 81 FR 42476 (June 30, 2016).
    \4\ 82 FR 8135 (Jan. 24, 2017).
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    Following the initial catch-up adjustment, the FCPIAA, as amended, 
directs agencies to adjust their civil penalties for inflation every 
January thereafter. Accordingly, the Commission is increasing these 
maximum civil penalty amounts to address inflation since the January 
2017 adjustment. The following adjusted amounts will take effect on 
January 22, 2018:
     Section 7A(g)(1) of the Clayton Act, 15 U.S.C. 18a(g)(1) 
(premerger filing notification violations under the Hart-Scott-Rodino 
Improvements Act)--Increase from $40,654 to $41,484;
     Section 11(l) of the Clayton Act, 15 U.S.C. 21(l) 
(violations of cease and desist orders issued under Clayton Act section 
11(b))--Increase from $21,598 to $22,039;
     Section 5(l) of the FTC Act, 15 U.S.C. 45(l) (unfair or 
deceptive acts or practices)--Increase from $40,654 to $41,484;
     Section 5(m)(1)(A) of the FTC Act, 15 U.S.C. 45(m)(1)(A) 
(unfair or deceptive acts or practices)--Increase from $40,654 to 
$41,484;
     Section 5(m)(1)(B) of the FTC Act, 15 U.S.C. 45(m)(1)(B) 
(unfair or deceptive acts or practices)--Increase from $40,654 to 
$41,484;
     Section 10 of the FTC Act, 15 U.S.C. 50 (failure to file 
required reports)--Increase from $534 to $545;
     Section 5 of the Webb-Pomerene (Export Trade) Act, 15 
U.S.C. 65 (failure by associations engaged solely in export trade to 
file required statements)--Increase from $534 to $545;
     Section 6(b) of the Wool Products Labeling Act, 15 U.S.C. 
68d(b) (failure by wool manufacturers to maintain required records)--
Increase from $534 to $545;
     Section 3(e) of the Fur Products Labeling Act, 15 U.S.C. 
69a(e) (failure to maintain required records regarding fur products)--
Increase from $534 to $545;
     Section 8(d)(2) of the Fur Products Labeling Act, 15 
U.S.C. 69f(d)(2) (failure to maintain required records regarding fur 
products)--Increase from $534 to $545;
     Section 333(a) of the Energy Policy and Conservation Act, 
42 U.S.C. 6303(a) (knowing violations of EPCA section 332, including 
labeling violations)--Increase from $440 to $449;
     Section 525(a) of the Energy Policy and Conservation Act, 
42 U.S.C. 6395(a) (recycled oil labeling violations)--Increase from 
$21,598 to $22,039;
     Section 525(b) of the Energy Policy and Conservation Act, 
42 U.S.C. 6395(b) (willful violations of recycled oil labeling 
requirements)--Increase from $40,654 to $41,484;
     Section 621(a)(2) of the Fair Credit Reporting Act, 15 
U.S.C. 1681s(a)(2) (knowing violations of the Fair Credit Reporting 
Act)--Increase from $3,817 to $3,895;
     Section 1115(a) of the Medicare Prescription Drug 
Improvement and Modernization Act of 2003, Public Law 108-173, 21 
U.S.C. 355 note (failure to comply with filing requirements)--Increase 
from $14,373 to $14,666; and
     Section 814(a) of the Energy Independence and Security Act 
of 2007, 42 U.S.C. 17304 (violations of prohibitions on market 
manipulation and provision of false information to federal agencies)--
Increase from $1,156,953 to $1,180,566.

Calculation of Inflation Adjustments

    The FCPIAA, as amended, directs federal agencies to adjust each 
civil monetary penalty under their jurisdiction for inflation in 
January of each year pursuant to a cost-of-living adjustment.\5\ The 
cost-of-living adjustment is based on the percent change between the 
U.S. Department of Labor's Consumer Price Index for all-urban consumers 
(``CPI-U'') for the month of October preceding the date of the 
adjustment, and the CPI-U for October of the prior year.\6\ Based on 
that formula, the cost-of-living adjustment multiplier for 2018 is 
1.02041. The FCPIAA also directs that these penalty level adjustments 
should be rounded to the nearest dollar. Agencies do not have 
discretion over whether to adjust a maximum civil penalty, or the 
method used to determine the adjustment.
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    \5\ 28 U.S.C. 2461 note (4).
    \6\ Id. (3), (5)(b); Office of Management and Budget, Memorandum 
M-18-03, Implementation of Penalty Inflation Adjustments for 2018, 
Pursuant to the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015, at 4 (December 15, 2017), available at 
https://www.whitehouse.gov/wp-content/uploads/2017/11/M-18-03.pdf.
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    The following chart illustrates the application of these 
adjustments to the civil monetary penalties under the Commission's 
jurisdiction.

                         Calculation of Adjustments to Maximum Civil Monetary Penalties
----------------------------------------------------------------------------------------------------------------
                                                                      Current       Adjustment       Adjusted
               Citation                        Description        penalty (2017)    multiplier        penalty
----------------------------------------------------------------------------------------------------------------
16 CFR 1.98(a): 15 U.S.C. 18a(g)(1)...  Premerger filing                 $40,654         1.02041         $41,484
                                         notification violations.
16 CFR 1.98(b): 15 U.S.C. 21(l).......  Violations of cease and           21,598         1.02041          22,039
                                         desist orders.
16 CFR 1.98(c): 15 U.S.C. 45(l).......  Unfair or deceptive acts          40,654         1.02041          41,484
                                         or practices.
16 CFR 1.98(d): 15 U.S.C. 45(m)(1)(A).  Unfair or deceptive acts          40,654         1.02041          41,484
                                         or practices.

[[Page 2903]]

 
16 CFR 1.98(e): 15 U.S.C. 45(m)(1)(B).  Unfair or deceptive acts          40,654         1.02041          41,484
                                         or practices.
16 CFR 1.98(f): 15 U.S.C. 50..........  Failure to file required             534         1.02041             545
                                         reports.
16 CFR 1.98(g): 15 U.S.C. 65..........  Failure to file required             534         1.02041             545
                                         statements.
16 CFR 1.98(h): 15 U.S.C. 68d(b)......  Failure to maintain                  534         1.02041             545
                                         required records.
16 CFR 1.98(i): 15 U.S.C. 69a(e)......  Failure to maintain                  534         1.02041             545
                                         required records.
16 CFR 1.98(j): 15 U.S.C. 69f(d)(2)...  Failure to maintain                  534         1.02041             545
                                         required records.
16 CFR 1.98(k): 42 U.S.C. 6303(a).....  Knowing violations......             440         1.02041             449
16 CFR 1.98(l): 42 U.S.C. 6395(a).....  Recycled oil labeling             21,598         1.02041          22,039
                                         violations.
16 CFR 1.98(l): 42 U.S.C. 6395(b).....  Willful violations......          40,654         1.02041          41,484
16 CFR 1.98(m): 15 U.S.C. 1681s(a)(2).  Knowing violations......           3,817         1.02041           3,895
16 CFR 1.98(n): 21 U.S.C. 355 note....  Non-compliance with               14,373         1.02041          14,666
                                         filing requirements.
16 CFR 1.98(o): 42 U.S.C. 17304.......  Market manipulation or         1,156,953         1.02041       1,180,566
                                         provision of false
                                         information to federal
                                         agencies.
----------------------------------------------------------------------------------------------------------------

Effective Dates of New Penalties

    These new penalty levels apply to civil penalties assessed after 
the effective date of the applicable adjustment, including civil 
penalties whose associated violation predated the effective date.\7\ 
These adjustments do not retrospectively change previously assessed or 
enforced civil penalties that the FTC is actively collecting or has 
collected.
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    \7\ 28 U.S.C. 2461 note (6).
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Procedural Requirements

    The FCPIAA, as amended, directs agencies to adjust civil monetary 
penalties through rulemaking and to publish the required inflation 
adjustments in the Federal Register, notwithstanding section 553 of 
title 5, United States Code. Pursuant to this congressional mandate, 
prior public notice and comment under the APA and a delayed effective 
date are not required. For this reason, the requirements of the 
Regulatory Flexibility Act (``RFA'') also do not apply.\8\ Further, 
this rule does not contain any collection of information requirements 
as defined by the Paperwork Reduction Act of 1995 as amended. 44 U.S.C. 
3501 et seq.
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    \8\ A regulatory flexibility analysis under the RFA is required 
only when an agency must publish a notice of proposed rulemaking for 
comment. See 5 U.S.C. 603.
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List of Subjects for 16 CFR Part 1

    Administrative practice and procedure, Penalties, Trade practices.

Text of Amendments

    For the reasons set forth in the preamble, the Federal Trade 
Commission amends title 16, chapter I, subchapter A, of the Code of 
Federal Regulations, as follows:

PART 1--GENERAL PROCEDURES

Subpart L--Civil Penalty Adjustments Under the Federal Civil 
Penalties Inflation Adjustment Act of 1990, as Amended

0
1. The authority citation for part 1, subpart L continues to read as 
follows:

    Authority: 28 U.S.C. 2461 note.


0
2. Revise Sec.  1.98 to read as follows:


Sec.  1.98   Adjustment of civil monetary penalty amounts.

    This section makes inflation adjustments in the dollar amounts of 
civil monetary penalties provided by law within the Commission's 
jurisdiction. The following maximum civil penalty amounts apply only to 
penalties assessed after January 22, 2018, including those penalties 
whose associated violation predated January 22, 2018.
    (a) Section 7A(g)(1) of the Clayton Act, 15 U.S.C. 18a(g)(1)--
$41,484;
    (b) Section 11(l) of the Clayton Act, 15 U.S.C. 21(l)--$22,039;
    (c) Section 5(l) of the FTC Act, 15 U.S.C. 45(l)--$41,484;
    (d) Section 5(m)(1)(A) of the FTC Act, 15 U.S.C. 45(m)(1)(A)--
$41,484;
    (e) Section 5(m)(1)(B) of the FTC Act, 15 U.S.C. 45(m)(1)(B)--
$41,484;
    (f) Section 10 of the FTC Act, 15 U.S.C. 50--$545;
    (g) Section 5 of the Webb-Pomerene (Export Trade) Act, 15 U.S.C. 
65--$545;
    (h) Section 6(b) of the Wool Products Labeling Act, 15 U.SC. 
68d(b)--$545;
    (i) Section 3(e) of the Fur Products Labeling Act, 15 U.S.C. 
69a(e)--$545;
    (j) Section 8(d)(2) of the Fur Products Labeling Act, 15 U.S.C. 
69f(d)(2)--$545;
    (k) Section 333(a) of the Energy Policy and Conservation Act, 42 
U.S.C. 6303(a)--$449;
    (l) Sections 525(a) and (b) of the Energy Policy and Conservation 
Act, 42 U.S.C. 6395(a) and (b), respectively--$22,039 and $41,484, 
respectively;
    (m) Section 621(a)(2) of the Fair Credit Reporting Act, 15 U.S.C. 
1681s(a)(2)--$3,895;
    (n) Section 1115(a) of the Medicare Prescription Drug Improvement 
and Modernization Act of 2003, Public Law 108-173, 21 U.S.C. 355 note--
$14,666;
    (o) Section 814(a) of the Energy Independence and Security Act of 
2007, 42 U.S.C. 17304--$1,180,566; and
    (p) Civil monetary penalties authorized by reference to the Federal 
Trade Commission Act under any other provision of law within the 
jurisdiction of the Commission--refer to the amounts set forth in 
paragraphs (c), (d), (e) and (f) of this section, as applicable.

    By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2018-00979 Filed 1-19-18; 8:45 am]
 BILLING CODE 6750-01-P



                                             2902                 Federal Register / Vol. 83, No. 14 / Monday, January 22, 2018 / Rules and Regulations

                                                Issued in Renton, Washington, on January                  following adjusted amounts will take                   (recycled oil labeling violations)—
                                             9, 2018.                                                     effect on January 22, 2018:                            Increase from $21,598 to $22,039;
                                             John P. Piccola, Jr.,                                           • Section 7A(g)(1) of the Clayton Act,                 • Section 525(b) of the Energy Policy
                                             Acting Director, System Oversight Division,                  15 U.S.C. 18a(g)(1) (premerger filing                  and Conservation Act, 42 U.S.C. 6395(b)
                                             Aircraft Certification Service.                              notification violations under the Hart-                (willful violations of recycled oil
                                             [FR Doc. 2018–00950 Filed 1–19–18; 8:45 am]                  Scott-Rodino Improvements Act)—                        labeling requirements)—Increase from
                                             BILLING CODE 4910–13–P                                       Increase from $40,654 to $41,484;                      $40,654 to $41,484;
                                                                                                             • Section 11(l) of the Clayton Act, 15                 • Section 621(a)(2) of the Fair Credit
                                                                                                          U.S.C. 21(l) (violations of cease and                  Reporting Act, 15 U.S.C. 1681s(a)(2)
                                                                                                          desist orders issued under Clayton Act                 (knowing violations of the Fair Credit
                                             FEDERAL TRADE COMMISSION                                     section 11(b))—Increase from $21,598 to                Reporting Act)—Increase from $3,817 to
                                                                                                          $22,039;                                               $3,895;
                                             16 CFR Part 1                                                   • Section 5(l) of the FTC Act, 15                      • Section 1115(a) of the Medicare
                                                                                                          U.S.C. 45(l) (unfair or deceptive acts or              Prescription Drug Improvement and
                                             Adjustments to Civil Penalty Amounts                         practices)—Increase from $40,654 to                    Modernization Act of 2003, Public Law
                                                                                                          $41,484;                                               108–173, 21 U.S.C. 355 note (failure to
                                             AGENCY:       Federal Trade Commission.
                                                                                                             • Section 5(m)(1)(A) of the FTC Act,                comply with filing requirements)—
                                             ACTION:      Final rule.                                     15 U.S.C. 45(m)(1)(A) (unfair or                       Increase from $14,373 to $14,666; and
                                                                                                          deceptive acts or practices)—Increase                     • Section 814(a) of the Energy
                                             SUMMARY:  The Federal Trade
                                                                                                          from $40,654 to $41,484;                               Independence and Security Act of 2007,
                                             Commission (‘‘FTC’’ or ‘‘Commission’’)                          • Section 5(m)(1)(B) of the FTC Act,
                                             is implementing adjustments to the civil                                                                            42 U.S.C. 17304 (violations of
                                                                                                          15 U.S.C. 45(m)(1)(B) (unfair or
                                             penalty amounts within its jurisdiction                                                                             prohibitions on market manipulation
                                                                                                          deceptive acts or practices)—Increase
                                             to account for inflation, as required by                                                                            and provision of false information to
                                                                                                          from $40,654 to $41,484;
                                             law.                                                            • Section 10 of the FTC Act, 15 U.S.C.              federal agencies)—Increase from
                                             DATES: Effective date: January 22, 2018.                     50 (failure to file required reports)—                 $1,156,953 to $1,180,566.
                                             FOR FURTHER INFORMATION CONTACT:                             Increase from $534 to $545;                            Calculation of Inflation Adjustments
                                             Kenny A. Wright, Attorney, Office of the                        • Section 5 of the Webb-Pomerene
                                                                                                          (Export Trade) Act, 15 U.S.C. 65 (failure                The FCPIAA, as amended, directs
                                             General Counsel, FTC, 600                                                                                           federal agencies to adjust each civil
                                             Pennsylvania Avenue NW, Washington,                          by associations engaged solely in export
                                                                                                          trade to file required statements)—                    monetary penalty under their
                                             DC 20580, (202) 326–2907, kwright@                                                                                  jurisdiction for inflation in January of
                                             ftc.gov.                                                     Increase from $534 to $545;
                                                                                                             • Section 6(b) of the Wool Products                 each year pursuant to a cost-of-living
                                             SUPPLEMENTARY INFORMATION:                                   Labeling Act, 15 U.S.C. 68d(b) (failure                adjustment.5 The cost-of-living
                                             Commission Rule 1.98 sets forth civil                        by wool manufacturers to maintain                      adjustment is based on the percent
                                             penalty amounts for violations of certain                    required records)—Increase from $534                   change between the U.S. Department of
                                             laws enforced by the Commission.1 As                         to $545;                                               Labor’s Consumer Price Index for all-
                                             mandated by the Federal Civil Penalties                         • Section 3(e) of the Fur Products                  urban consumers (‘‘CPI–U’’) for the
                                             Inflation Adjustment Act Improvements                        Labeling Act, 15 U.S.C. 69a(e) (failure to             month of October preceding the date of
                                             Act of 2015,2 the Commission adjusted                        maintain required records regarding fur                the adjustment, and the CPI–U for
                                             the maximum civil penalty amounts                            products)—Increase from $534 to $545;                  October of the prior year.6 Based on that
                                             under its jurisdiction through an Interim                       • Section 8(d)(2) of the Fur Products               formula, the cost-of-living adjustment
                                             Final Rulemaking in June 2016 3 and a                        Labeling Act, 15 U.S.C. 69f(d)(2) (failure             multiplier for 2018 is 1.02041. The
                                             subsequent annual inflation adjustment                       to maintain required records regarding                 FCPIAA also directs that these penalty
                                             in January 2017.4                                            fur products)—Increase from $534 to                    level adjustments should be rounded to
                                                Following the initial catch-up                            $545;                                                  the nearest dollar. Agencies do not have
                                             adjustment, the FCPIAA, as amended,                             • Section 333(a) of the Energy Policy               discretion over whether to adjust a
                                             directs agencies to adjust their civil                       and Conservation Act, 42 U.S.C. 6303(a)                maximum civil penalty, or the method
                                             penalties for inflation every January                        (knowing violations of EPCA section                    used to determine the adjustment.
                                             thereafter. Accordingly, the Commission                      332, including labeling violations)—                     The following chart illustrates the
                                             is increasing these maximum civil                            Increase from $440 to $449;                            application of these adjustments to the
                                             penalty amounts to address inflation                            • Section 525(a) of the Energy Policy               civil monetary penalties under the
                                             since the January 2017 adjustment. The                       and Conservation Act, 42 U.S.C. 6395(a)                Commission’s jurisdiction.

                                                                                CALCULATION OF ADJUSTMENTS TO MAXIMUM CIVIL MONETARY PENALTIES
                                                                                                                                                                  Current         Adjustment          Adjusted
                                                                     Citation                                               Description                           penalty          multiplier          penalty
                                                                                                                                                                  (2017)

                                             16   CFR   1.98(a): 15 U.S.C. 18a(g)(1) .............       Premerger filing notification violations ...........        $40,654            1.02041           $41,484
                                             16   CFR   1.98(b): 15 U.S.C. 21(l) .....................   Violations of cease and desist orders ............           21,598            1.02041            22,039
                                             16   CFR   1.98(c): 15 U.S.C. 45(l) .....................   Unfair or deceptive acts or practices .............          40,654            1.02041            41,484
ethrower on DSK3G9T082PROD with RULES




                                             16   CFR   1.98(d): 15 U.S.C. 45(m)(1)(A) .........         Unfair or deceptive acts or practices .............          40,654            1.02041            41,484

                                               1 16 CFR 1.98.                                               3 81 FR 42476 (June 30, 2016).                       Inflation Adjustments for 2018, Pursuant to the
                                               2 Public Law 114–74, section 701, 129 Stat. 599              4 82                                                 Federal Civil Penalties Inflation Adjustment Act
                                                                                                                 FR 8135 (Jan. 24, 2017).
                                             (2015). The Act amends the Federal Civil Penalties            5 28 U.S.C. 2461 note (4).                            Improvements Act of 2015, at 4 (December 15,
                                             Inflation Adjustment Act (‘‘FCPIAA’’), Public Law             6 Id. (3), (5)(b); Office of Management and Budget,   2017), available at https://www.whitehouse.gov/wp-
                                             101–410, 104 Stat. 890 (codified at 28 U.S.C. 2461                                                                  content/uploads/2017/11/M-18-03.pdf.
                                             note).                                                       Memorandum M–18–03, Implementation of Penalty




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                                                                  Federal Register / Vol. 83, No. 14 / Monday, January 22, 2018 / Rules and Regulations                                                                2903

                                                                       CALCULATION OF ADJUSTMENTS TO MAXIMUM CIVIL MONETARY PENALTIES—Continued
                                                                                                                                                                              Current          Adjustment         Adjusted
                                                                     Citation                                                     Description                                 penalty           multiplier         penalty
                                                                                                                                                                              (2017)

                                             16   CFR   1.98(e): 15 U.S.C. 45(m)(1)(B) .........          Unfair or deceptive acts or practices .............                      40,654           1.02041            41,484
                                             16   CFR   1.98(f): 15 U.S.C. 50 .........................   Failure to file required reports ........................                   534           1.02041               545
                                             16   CFR   1.98(g): 15 U.S.C. 65 ........................    Failure to file required statements .................                       534           1.02041               545
                                             16   CFR   1.98(h): 15 U.S.C. 68d(b) .................       Failure to maintain required records ..............                         534           1.02041               545
                                             16   CFR   1.98(i): 15 U.S.C. 69a(e) ...................     Failure to maintain required records ..............                         534           1.02041               545
                                             16   CFR   1.98(j): 15 U.S.C. 69f(d)(2) ...............      Failure to maintain required records ..............                         534           1.02041               545
                                             16   CFR   1.98(k): 42 U.S.C. 6303(a) ................       Knowing violations .........................................                440           1.02041               449
                                             16   CFR   1.98(l): 42 U.S.C. 6395(a) .................      Recycled oil labeling violations ......................                  21,598           1.02041            22,039
                                             16   CFR   1.98(l): 42 U.S.C. 6395(b) .................      Willful violations ..............................................        40,654           1.02041            41,484
                                             16   CFR   1.98(m): 15 U.S.C. 1681s(a)(2) ........           Knowing violations .........................................              3,817           1.02041             3,895
                                             16   CFR   1.98(n): 21 U.S.C. 355 note ..............        Non-compliance with filing requirements .......                          14,373           1.02041            14,666
                                             16   CFR   1.98(o): 42 U.S.C. 17304 ..................       Market manipulation or provision of false in-                         1,156,953           1.02041         1,180,566
                                                                                                            formation to federal agencies.



                                             Effective Dates of New Penalties                              PART 1—GENERAL PROCEDURES                                          U.S.C. 6395(a) and (b), respectively—
                                                                                                                                                                              $22,039 and $41,484, respectively;
                                                These new penalty levels apply to                          Subpart L—Civil Penalty Adjustments                                   (m) Section 621(a)(2) of the Fair
                                             civil penalties assessed after the                            Under the Federal Civil Penalties                                  Credit Reporting Act, 15 U.S.C.
                                             effective date of the applicable                              Inflation Adjustment Act of 1990, as                               1681s(a)(2)—$3,895;
                                             adjustment, including civil penalties                         Amended                                                               (n) Section 1115(a) of the Medicare
                                             whose associated violation predated the                                                                                          Prescription Drug Improvement and
                                             effective date.7 These adjustments do                         ■ 1. The authority citation for part 1,                            Modernization Act of 2003, Public Law
                                             not retrospectively change previously                         subpart L continues to read as follows:                            108–173, 21 U.S.C. 355 note—$14,666;
                                             assessed or enforced civil penalties that                         Authority: 28 U.S.C. 2461 note.                                   (o) Section 814(a) of the Energy
                                             the FTC is actively collecting or has                                                                                            Independence and Security Act of 2007,
                                                                                                           ■   2. Revise § 1.98 to read as follows:
                                             collected.                                                                                                                       42 U.S.C. 17304—$1,180,566; and
                                                                                                           § 1.98 Adjustment of civil monetary                                   (p) Civil monetary penalties
                                             Procedural Requirements
                                                                                                           penalty amounts.                                                   authorized by reference to the Federal
                                               The FCPIAA, as amended, directs                               This section makes inflation                                     Trade Commission Act under any other
                                             agencies to adjust civil monetary                             adjustments in the dollar amounts of                               provision of law within the jurisdiction
                                             penalties through rulemaking and to                           civil monetary penalties provided by                               of the Commission—refer to the
                                             publish the required inflation                                law within the Commission’s                                        amounts set forth in paragraphs (c), (d),
                                             adjustments in the Federal Register,                          jurisdiction. The following maximum                                (e) and (f) of this section, as applicable.
                                             notwithstanding section 553 of title 5,                       civil penalty amounts apply only to                                  By direction of the Commission.
                                             United States Code. Pursuant to this                          penalties assessed after January 22,                               Donald S. Clark,
                                             congressional mandate, prior public                           2018, including those penalties whose                              Secretary.
                                             notice and comment under the APA and                          associated violation predated January
                                                                                                                                                                              [FR Doc. 2018–00979 Filed 1–19–18; 8:45 am]
                                             a delayed effective date are not required.                    22, 2018.
                                                                                                                                                                              BILLING CODE 6750–01–P
                                             For this reason, the requirements of the                        (a) Section 7A(g)(1) of the Clayton
                                             Regulatory Flexibility Act (‘‘RFA’’) also                     Act, 15 U.S.C. 18a(g)(1)—$41,484;
                                                                                                             (b) Section 11(l) of the Clayton Act, 15
                                             do not apply.8 Further, this rule does
                                                                                                           U.S.C. 21(l)—$22,039;
                                             not contain any collection of                                   (c) Section 5(l) of the FTC Act, 15                              NATIONAL INDIAN GAMING
                                             information requirements as defined by                        U.S.C. 45(l)—$41,484;                                              COMMISSION
                                             the Paperwork Reduction Act of 1995 as                          (d) Section 5(m)(1)(A) of the FTC Act,
                                             amended. 44 U.S.C. 3501 et seq.                                                                                                  25 CFR Part 514
                                                                                                           15 U.S.C. 45(m)(1)(A)—$41,484;
                                             List of Subjects for 16 CFR Part 1                              (e) Section 5(m)(1)(B) of the FTC Act,                           Fees
                                                                                                           15 U.S.C. 45(m)(1)(B)—$41,484;
                                               Administrative practice and                                   (f) Section 10 of the FTC Act, 15                                AGENCY:  National Indian Gaming
                                             procedure, Penalties, Trade practices.                        U.S.C. 50—$545;                                                    Commission.
                                                                                                             (g) Section 5 of the Webb-Pomerene                               ACTION: Final rule.
                                             Text of Amendments                                            (Export Trade) Act, 15 U.S.C. 65—$545;
                                                                                                             (h) Section 6(b) of the Wool Products                            SUMMARY:   The National Indian Gaming
                                               For the reasons set forth in the
                                                                                                           Labeling Act, 15 U.SC. 68d(b)—$545;                                Commission is amending its fee
                                             preamble, the Federal Trade
                                                                                                             (i) Section 3(e) of the Fur Products                             regulations. The rule amends the
                                             Commission amends title 16, chapter I,                                                                                           regulations that describe when the
                                                                                                           Labeling Act, 15 U.S.C. 69a(e)—$545;
                                             subchapter A, of the Code of Federal
ethrower on DSK3G9T082PROD with RULES




                                                                                                             (j) Section 8(d)(2) of the Fur Products                          Commission adopts annual fee rates,
                                             Regulations, as follows:                                                                                                         defines the fiscal year of the gaming
                                                                                                           Labeling Act, 15 U.S.C. 69f(d)(2)—$545;
                                                                                                             (k) Section 333(a) of the Energy Policy                          operation that will be used for
                                               7 28 U.S.C. 2461 note (6).
                                               8A
                                                                                                           and Conservation Act, 42 U.S.C.                                    calculating the fee payments, and
                                                   regulatory flexibility analysis under the RFA
                                             is required only when an agency must publish a
                                                                                                           6303(a)—$449;                                                      includes additional revisions clarifying
                                             notice of proposed rulemaking for comment. See 5                (l) Sections 525(a) and (b) of the                               the fee calculation and submission
                                             U.S.C. 603.                                                   Energy Policy and Conservation Act, 42                             process for gaming operations.


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Document Created: 2018-01-23 21:35:59
Document Modified: 2018-01-23 21:35:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective date: January 22, 2018.
ContactKenny A. Wright, Attorney, Office of the General Counsel, FTC, 600 Pennsylvania Avenue NW, Washington, DC 20580, (202) 326-2907, [email protected]
FR Citation83 FR 2902 
CFR AssociatedAdministrative Practice and Procedure; Penalties and Trade Practices

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