83_FR_29559 83 FR 29437 - Clarification on Endorsement of Nuclear Energy Institute Guidance in Designing Digital Upgrades in Instrumentation and Control Systems

83 FR 29437 - Clarification on Endorsement of Nuclear Energy Institute Guidance in Designing Digital Upgrades in Instrumentation and Control Systems

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 83, Issue 122 (June 25, 2018)

Page Range29437-29438
FR Document2018-13570

The U.S. Nuclear Regulatory Commission (NRC) issued a Regulatory Issue Summary (RIS) entitled, RIS 2002-22, Supplement 1, ``Clarification on Endorsement of Nuclear Energy Institute Guidance in Designing Digital Upgrades in Instrumentation and Control Systems.'' This RIS supplement clarifies RIS 2002-22, which remains in effect. The NRC continues to endorse Nuclear Energy Institute (NEI)-01-01, as stated in RIS 2002-22 and clarified RIS 2002-22, Supplement 1. This RIS supplement clarifies the guidance in RIS 2002-22 for preparing and documenting qualitative assessments that licensees can use to develop written evaluations to address the criteria in NRC's regulations for digital instrumentation and control (I&C) modifications. This clarification is intended to reduce regulatory uncertainty for licensees applying the process set in the NRC's regulations and making digital I&C modifications without prior NRC approval.

Federal Register, Volume 83 Issue 122 (Monday, June 25, 2018)
[Federal Register Volume 83, Number 122 (Monday, June 25, 2018)]
[Rules and Regulations]
[Pages 29437-29438]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13570]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 

========================================================================


Federal Register / Vol. 83, No. 122 / Monday, June 25, 2018 / Rules 
and Regulations

[[Page 29437]]



NUCLEAR REGULATORY COMMISSION

10 CFR Chapter 1

[NRC-2017-0154]


Clarification on Endorsement of Nuclear Energy Institute Guidance 
in Designing Digital Upgrades in Instrumentation and Control Systems

AGENCY: Nuclear Regulatory Commission.

ACTION: Regulatory issue summary; issuance.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) issued a 
Regulatory Issue Summary (RIS) entitled, RIS 2002-22, Supplement 1, 
``Clarification on Endorsement of Nuclear Energy Institute Guidance in 
Designing Digital Upgrades in Instrumentation and Control Systems.'' 
This RIS supplement clarifies RIS 2002-22, which remains in effect. The 
NRC continues to endorse Nuclear Energy Institute (NEI)-01-01, as 
stated in RIS 2002-22 and clarified RIS 2002-22, Supplement 1. This RIS 
supplement clarifies the guidance in RIS 2002-22 for preparing and 
documenting qualitative assessments that licensees can use to develop 
written evaluations to address the criteria in NRC's regulations for 
digital instrumentation and control (I&C) modifications. This 
clarification is intended to reduce regulatory uncertainty for 
licensees applying the process set in the NRC's regulations and making 
digital I&C modifications without prior NRC approval.

DATES: The RIS 2002-22, Supplement 1 is available as of June 25, 2018.

ADDRESSES: Please refer to Docket ID NRC-2017-0154 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly-available information related to this document 
using any of the following methods:
     Federal Rulemaking Website: Go to http://www.regulations.gov and search for Docket ID NRC-2017-0154. Address 
questions about NRC dockets to Jennifer Borges; telephone: 301-287-
9127; email: Jennifer.Borges@nrc.gov. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov. The 
ADAMS accession number for each document referenced (if it is available 
in ADAMS) is provided the first time that it is mentioned in this 
document. RIS 2002-22, Supplement 1 is available under ADAMS Accession 
No. ML18143B633.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.
     RIS 2002-22, Supplement 1 is also available on the NRC's 
public website at http://www.nrc.gov/reading-rm/doc-collections/gen-comm/reg-issues/ (select ``2002'' and then select ``2002-22, Supplement 
1'').

FOR FURTHER INFORMATION CONTACT: Tekia Govan, Office of Nuclear Reactor 
Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001; telephone: 301-415-6197, email: Tekia.Govan@nrc.gov.

SUPPLEMENTARY INFORMATION: Supplement 1 of RIS 2002-22, ``Clarification 
on Endorsement of Nuclear Energy Institute Guidance in Designing 
Digital Upgrades in Instrumentation and Control Systems'' (ADAMS 
Accession No. ML18143B633), is intended for (1) all holders of 
operating licenses under part 50 of title 10 of the Code of Federal 
Regulations (CFR), ``Domestic Licensing of Production and Utilization 
Facilities,'' and (2) all holders of a combined license under 10 CFR 
part 52, ``Licenses, Certifications, and Approvals for Nuclear Power 
Plants.''
    In 2002, the NRC staff issued RIS 2002-22 to notify addressees that 
the NRC staff had reviewed NEI-01-01 and was endorsing the report for 
use as guidance in designing and implementing digital upgrades to 
nuclear power plant instrumentation and control systems. Following the 
NRC staff's 2002 endorsement of NEI 01-01, holders of operating 
licenses have used this guidance in support of digital design 
modifications implemented without prior NRC approval in accordance with 
10 CFR 50.59. The NRC inspections of documentation for these activities 
uncovered inconsistencies in the performance and documentation of 
engineering evaluations and associated technical bases for 
determinations on the 10 CFR 50.59(c)(2) evaluation criteria. This RIS 
Supplement clarifies the RIS 2002-22 endorsement of the NEI 01-01 
guidance by providing additional guidance for developing and 
documenting ``qualitative assessments'' that are used to provide an 
adequate basis for a licensee's determination that a digital 
modification will exhibit a low likelihood of failure to support a 
conclusion when applying the evaluation criteria set in 10 CFR 50.59, 
that a license amendment is not needed.
    The NRC published a notice of opportunity for public comment on a 
previous draft of this RIS in the Federal Register on July 3, 2017 (82 
FR 30913). Subsequently, the NRC published a second notice of 
opportunity for public comment on the revised RIS on March 14, 2018 (83 
FR 11154). As noted in the March 14, 2018 Federal Register notice 
(FRN), ``[t]he NRC staff engaged in multiple communications with the 
public and stakeholders and continued internal discussions about the 
RIS. As a result of these efforts, the NRC has substantially rewritten 
the RIS. Due to the extensive nature of these revisions, and in light 
of this additional opportunity for comment, the NRC is not directly 
responding to each comment received in the previous comment period.''
    The NRC received comments from seven commenters as a result of the 
March 14, 2018 FRN. The NRC considered all comments, some of which 
resulted in changes to the RIS, and discussed the evaluation of these 
comments and the resulting changes to the RIS in a memorandum that is

[[Page 29438]]

publicly available in ADAMS under Accession No. ML18115A298.
    As noted in 83 FR 20858 (May 8, 2018), this document is being 
published in the Rules section of the Federal Register to comply with 
publication requirements under 1 CFR chapter I.

    Dated at Rockville, Maryland, this 20th day of June 2018.

    For the Nuclear Regulatory Commission.
Tekia Govan,
Project Manager, ROP Support and Generic Communication Branch, Division 
of Inspection and Regional Support, Office of Nuclear Reactor 
Regulation.
[FR Doc. 2018-13570 Filed 6-22-18; 8:45 am]
 BILLING CODE 7590-01-P



                                                                                                                                                                                           29437

                                           Rules and Regulations                                                                                          Federal Register
                                                                                                                                                          Vol. 83, No. 122

                                                                                                                                                          Monday, June 25, 2018



                                           This section of the FEDERAL REGISTER                    questions about NRC dockets to Jennifer                   In 2002, the NRC staff issued RIS
                                           contains regulatory documents having general            Borges; telephone: 301–287–9127;                       2002–22 to notify addressees that the
                                           applicability and legal effect, most of which           email: Jennifer.Borges@nrc.gov. For                    NRC staff had reviewed NEI–01–01 and
                                           are keyed to and codified in the Code of                technical questions, contact the                       was endorsing the report for use as
                                           Federal Regulations, which is published under           individual listed in the FOR FURTHER                   guidance in designing and
                                           50 titles pursuant to 44 U.S.C. 1510.
                                                                                                   INFORMATION CONTACT section of this                    implementing digital upgrades to
                                           The Code of Federal Regulations is sold by              document.                                              nuclear power plant instrumentation
                                           the Superintendent of Documents.                           • NRC’s Agencywide Documents                        and control systems. Following the NRC
                                                                                                   Access and Management System                           staff’s 2002 endorsement of NEI 01–01,
                                                                                                   (ADAMS): You may obtain publicly-                      holders of operating licenses have used
                                           NUCLEAR REGULATORY                                      available documents online in the                      this guidance in support of digital
                                           COMMISSION                                              ADAMS Public Documents collection at                   design modifications implemented
                                                                                                   http://www.nrc.gov/reading-rm/                         without prior NRC approval in
                                           10 CFR Chapter 1
                                                                                                   adams.html. To begin the search, select                accordance with 10 CFR 50.59. The NRC
                                           [NRC–2017–0154]                                         ‘‘ADAMS Public Documents’’ and then                    inspections of documentation for these
                                                                                                   select ‘‘Begin Web-based ADAMS                         activities uncovered inconsistencies in
                                           Clarification on Endorsement of                         Search.’’ For problems with ADAMS,                     the performance and documentation of
                                           Nuclear Energy Institute Guidance in                    please contact the NRC’s Public                        engineering evaluations and associated
                                           Designing Digital Upgrades in                           Document Room (PDR) reference staff at                 technical bases for determinations on
                                           Instrumentation and Control Systems                     1–800–397–4209, 301–415–4737, or by                    the 10 CFR 50.59(c)(2) evaluation
                                           AGENCY:  Nuclear Regulatory                             email to pdr.resource@nrc.gov. The                     criteria. This RIS Supplement clarifies
                                           Commission.                                             ADAMS accession number for each                        the RIS 2002–22 endorsement of the NEI
                                           ACTION: Regulatory issue summary;                       document referenced (if it is available in             01–01 guidance by providing additional
                                           issuance.                                               ADAMS) is provided the first time that                 guidance for developing and
                                                                                                   it is mentioned in this document. RIS                  documenting ‘‘qualitative assessments’’
                                           SUMMARY:    The U.S. Nuclear Regulatory                 2002–22, Supplement 1 is available                     that are used to provide an adequate
                                           Commission (NRC) issued a Regulatory                    under ADAMS Accession No.                              basis for a licensee’s determination that
                                           Issue Summary (RIS) entitled, RIS 2002–                 ML18143B633.                                           a digital modification will exhibit a low
                                           22, Supplement 1, ‘‘Clarification on                       • NRC’s PDR: You may examine and                    likelihood of failure to support a
                                           Endorsement of Nuclear Energy Institute                 purchase copies of public documents at                 conclusion when applying the
                                           Guidance in Designing Digital Upgrades                  the NRC’s PDR, Room O1–F21, One                        evaluation criteria set in 10 CFR 50.59,
                                           in Instrumentation and Control                          White Flint North, 11555 Rockville                     that a license amendment is not needed.
                                           Systems.’’ This RIS supplement clarifies                Pike, Rockville, Maryland 20852.
                                           RIS 2002–22, which remains in effect.                                                                             The NRC published a notice of
                                                                                                      • RIS 2002–22, Supplement 1 is also                 opportunity for public comment on a
                                           The NRC continues to endorse Nuclear                    available on the NRC’s public website at
                                           Energy Institute (NEI)–01–01, as stated                                                                        previous draft of this RIS in the Federal
                                                                                                   http://www.nrc.gov/reading-rm/doc-                     Register on July 3, 2017 (82 FR 30913).
                                           in RIS 2002–22 and clarified RIS 2002–
                                                                                                   collections/gen-comm/reg-issues/ (select               Subsequently, the NRC published a
                                           22, Supplement 1. This RIS supplement
                                                                                                   ‘‘2002’’ and then select ‘‘2002–22,                    second notice of opportunity for public
                                           clarifies the guidance in RIS 2002–22 for
                                                                                                   Supplement 1’’).                                       comment on the revised RIS on March
                                           preparing and documenting qualitative
                                           assessments that licensees can use to                   FOR FURTHER INFORMATION CONTACT:                       14, 2018 (83 FR 11154). As noted in the
                                           develop written evaluations to address                  Tekia Govan, Office of Nuclear Reactor                 March 14, 2018 Federal Register notice
                                           the criteria in NRC’s regulations for                   Regulation, U.S. Nuclear Regulatory                    (FRN), ‘‘[t]he NRC staff engaged in
                                           digital instrumentation and control                     Commission, Washington, DC 20555–                      multiple communications with the
                                           (I&C) modifications. This clarification is              0001; telephone: 301–415–6197, email:                  public and stakeholders and continued
                                           intended to reduce regulatory                           Tekia.Govan@nrc.gov.                                   internal discussions about the RIS. As a
                                           uncertainty for licensees applying the                  SUPPLEMENTARY INFORMATION:                             result of these efforts, the NRC has
                                           process set in the NRC’s regulations and                Supplement 1 of RIS 2002–22,                           substantially rewritten the RIS. Due to
                                           making digital I&C modifications                        ‘‘Clarification on Endorsement of                      the extensive nature of these revisions,
                                           without prior NRC approval.                             Nuclear Energy Institute Guidance in                   and in light of this additional
                                           DATES: The RIS 2002–22, Supplement 1                    Designing Digital Upgrades in                          opportunity for comment, the NRC is
                                           is available as of June 25, 2018.                       Instrumentation and Control Systems’’                  not directly responding to each
                                           ADDRESSES: Please refer to Docket ID                    (ADAMS Accession No. ML18143B633),                     comment received in the previous
                                           NRC–2017–0154 when contacting the                       is intended for (1) all holders of                     comment period.’’
                                           NRC about the availability of                           operating licenses under part 50 of title                 The NRC received comments from
                                           information regarding this document.                    10 of the Code of Federal Regulations                  seven commenters as a result of the
amozie on DSK3GDR082PROD with RULES




                                           You may obtain publicly-available                       (CFR), ‘‘Domestic Licensing of                         March 14, 2018 FRN. The NRC
                                           information related to this document                    Production and Utilization Facilities,’’               considered all comments, some of
                                           using any of the following methods:                     and (2) all holders of a combined license              which resulted in changes to the RIS,
                                              • Federal Rulemaking Website: Go to                  under 10 CFR part 52, ‘‘Licenses,                      and discussed the evaluation of these
                                           http://www.regulations.gov and search                   Certifications, and Approvals for                      comments and the resulting changes to
                                           for Docket ID NRC–2017–0154. Address                    Nuclear Power Plants.’’                                the RIS in a memorandum that is


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                                           29438               Federal Register / Vol. 83, No. 122 / Monday, June 25, 2018 / Rules and Regulations

                                           publicly available in ADAMS under                       from 8 a.m. on July 31, 2018, through 8                sponsors shall be permitted to tow other
                                           Accession No. ML18115A298.                              p.m. on August 6, 2018.                                watercraft or inflatable devices.
                                             As noted in 83 FR 20858 (May 8,                          Under the provisions of 33 CFR                         (5) Vessels proceeding in either Zone
                                           2018), this document is being published                 100.1301, the Coast Guard will restrict                I or Zone II during the hours this
                                           in the Rules section of the Federal                     general navigation in the following area:              regulation is in effect shall do so only
                                           Register to comply with publication                     All waters of Lake Washington bounded                  at speeds which will create minimum
                                           requirements under 1 CFR chapter I.                     by the Interstate 90 (Mercer Island/                   wake, 7 miles per hour or less. This
                                             Dated at Rockville, Maryland, this 20th day           Lacey V. Murrow) Bridge, the western                   maximum speed may be reduced at the
                                           of June 2018.                                           shore of Lake Washington, and the east/                discretion of the Patrol Commander.
                                                                                                   west line drawn tangent to Bailey                         (6) Upon completion of the daily
                                             For the Nuclear Regulatory Commission.
                                                                                                   Peninsula and along the shoreline of                   racing activities, all vessels leaving
                                           Tekia Govan,
                                                                                                   Mercer Island.                                         either Zone I or Zone II shall proceed at
                                           Project Manager, ROP Support and Generic                                                                       speeds of 7 miles per hour or less. The
                                           Communication Branch, Division of                          The regulated area has been divided
                                                                                                   into two zones. The zones are separated                maximum speed may be reduced at the
                                           Inspection and Regional Support, Office of
                                           Nuclear Reactor Regulation.                             by a line perpendicular from the I–90                  discretion of the Patrol Commander.
                                                                                                   Bridge to the northwest corner of the                     (7) A succession of sharp, short
                                           [FR Doc. 2018–13570 Filed 6–22–18; 8:45 am]
                                                                                                   East log boom and a line extending from                signals by whistle or horn from vessels
                                           BILLING CODE 7590–01–P
                                                                                                   the southeast corner of the East log                   patrolling the areas under the direction
                                                                                                   boom to the southeast corner of the                    of the Patrol Commander shall serve as
                                                                                                   hydroplane race course and then to the                 signal to stop. Vessels signaled shall
                                           DEPARTMENT OF HOMELAND                                  northerly tip of Ohlers Island in                      stop and shall comply with the orders
                                           SECURITY                                                Andrews Bay. The western zone is                       of the patrol vessel; failure to do so may
                                                                                                   designated Zone I, the eastern zone,                   result in expulsion from the area,
                                           Coast Guard                                                                                                    citation for failure to comply, or both.
                                                                                                   Zone II. (Refer to NOAA Chart 18447).
                                                                                                      The Coast Guard will maintain a                        The Captain of the Port may be
                                           33 CFR Part 100                                                                                                assisted by other federal, state and local
                                                                                                   patrol consisting of Coast Guard vessels,
                                                                                                   assisted by Coast Guard Auxiliary                      law enforcement agencies in enforcing
                                           [Docket No. USCG–2018–0594]                                                                                    this regulation.
                                                                                                   vessels, in Zone II. The Coast Guard
                                                                                                                                                             This notice of enforcement is issued
                                           Special Local Regulation; Seattle                       patrol of this area is under the direction
                                                                                                                                                          under authority of 33 CFR 100.1301 and
                                           Seafair Unlimited Hydroplane Race,                      of the Coast Guard Patrol Commander
                                                                                                                                                          5 U.S.C. 552(a). If the Captain of the Port
                                           Lake Washington, WA                                     (the ‘‘Patrol Commander’’). The Patrol
                                                                                                                                                          determines that the regulated area need
                                                                                                   Commander is empowered to control
                                           AGENCY:  Coast Guard, DHS.                                                                                     not be enforced for the full duration
                                                                                                   the movement of vessels on the
                                           ACTION: Notice of enforcement of                                                                               stated in this notice of enforcement, he
                                                                                                   racecourse and in the adjoining waters
                                           regulation.                                                                                                    or she may use a Broadcast Notice to
                                                                                                   during the periods this regulation is
                                                                                                                                                          Mariners to grant general permission to
                                                                                                   subject to enforcement. The Patrol
                                           SUMMARY:   The Coast Guard will enforce                                                                        enter the regulated area.
                                                                                                   Commander may be assisted by other
                                           the Seattle Seafair Unlimited                                                                                     Dated: June 19, 2018.
                                                                                                   federal, state and local law enforcement
                                           Hydroplane Race Special Local                                                                                  M.M. Balding,
                                                                                                   agencies.
                                           Regulation on Lake Washington, WA
                                                                                                      Only vessels authorized by the Patrol               Captain, U.S. Coast Guard, Acting Captain
                                           from 8 a.m. on July 31, 2018, through 8                                                                        of the Port, Puget Sound.
                                                                                                   Commander may be allowed to enter
                                           p.m. on August 6, 2018, during
                                                                                                   Zone I during the hours this regulation                [FR Doc. 2018–13520 Filed 6–22–18; 8:45 am]
                                           hydroplane race times. This action is
                                                                                                   is in effect. Vessels in the vicinity of               BILLING CODE 9110–04–P
                                           necessary to ensure public safety from
                                                                                                   Zone I shall maneuver and anchor as
                                           the inherent dangers associated with
                                                                                                   directed by the Patrol Commander.
                                           high-speed races while allowing access                                                                         DEPARTMENT OF HOMELAND
                                                                                                      During the times in which the
                                           for rescue personnel in the event of an                                                                        SECURITY
                                                                                                   regulation is subject to enforcement, the
                                           emergency. During the enforcement
                                                                                                   following rules shall apply:
                                           period, no person or vessel will be                                                                            Coast Guard
                                                                                                      (1) Swimming, wading, or otherwise
                                           allowed to enter the regulated area
                                                                                                   entering the water in Zone I by any
                                           without the permission of the Captain of                                                                       33 CFR Part 117
                                                                                                   person is prohibited while hydroplane
                                           the Port, on-scene Patrol Commander or
                                                                                                   boats are on the racecourse. At other                  [Docket No. USCG–2017–0273]
                                           her Designated Representative.
                                                                                                   times in Zone I, any person entering the
                                           DATES: The regulations in 33 CFR                        water from the shoreline shall remain                  Drawbridge Operation Regulation;
                                           100.1301 will be enforced from 8 a.m.                   west of the swim line, denoted by                      Atlantic Intracoastal Waterway, West
                                           on July 31, 2018, through 8 p.m. on                     buoys, and any person entering the                     Palm Beach, FL
                                           August 6, 2018.                                         water from the log boom shall remain                   AGENCY: Coast Guard, DHS.
                                           FOR FURTHER INFORMATION CONTACT: If                     within 10 feet of the log boom.
                                           you have questions about this notice of                                                                        ACTION: Notice of temporary deviation
                                                                                                      (2) Any person swimming or                          from regulations; request for comments,
                                           enforcement, call or email Petty Officer                otherwise entering the water in Zone II
                                           Zachary Spence, Sector Puget Sound                                                                             extension.
                                                                                                   shall remain within 10 feet of a vessel.
                                           Waterways Management Division, Coast                       (3) Rafting to a log boom will be                   SUMMARY:  The Coast Guard has issued a
amozie on DSK3GDR082PROD with RULES




                                           Guard; telephone 206–217–6051, email                    limited to groups of three vessels.                    temporary deviation from the operating
                                           SectorPugetSound@uscg.mil.                                 (4) Up to six vessels may raft together             schedule that governs the Flagler
                                           SUPPLEMENTARY INFORMATION: The Coast                    in Zone II if none of the vessels are                  Memorial (SR A1A) Bridge, mile 1021.8,
                                           Guard will enforce Seattle Seafair                      secured to a log boom. Only vessels                    the Royal Park (SR 704) Bridge, mile
                                           Unlimited Hydroplane Race special                       authorized by the Patrol Commander,                    1022.6, and the Southern Boulevard (SR
                                           local regulations in 33 CFR 100.1301                    other law enforcement agencies or event                700/80) Bridge, mile 1024.7, across the


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Document Created: 2018-06-23 02:29:09
Document Modified: 2018-06-23 02:29:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionRegulatory issue summary; issuance.
DatesThe RIS 2002-22, Supplement 1 is available as of June 25, 2018.
ContactTekia Govan, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555- 0001; telephone: 301-415-6197, email: [email protected]
FR Citation83 FR 29437 

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