83 FR 30206 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 124 (June 27, 2018)

Page Range		30206-30206
FR Document		2018-13888

Federal Register, Volume 83 Issue 124 (Wednesday, June 27, 2018)

[Federal Register Volume 83, Number 124 (Wednesday, June 27, 2018)]
[Notices]
[Page 30206]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13888]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: To be published.

PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Thursday, June 28, 
2018.

CHANGES IN THE MEETING: The following matter will also be considered 
during the 2 p.m. Closed Meeting scheduled for Thursday, June 28, 2018:
    Report on an investigation.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact the Office of the Secretary at (202) 551-5400.

    Dated: June 22, 2018.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2018-13888 Filed 6-25-18; 11:15 am]
BILLING CODE 8011-01-P

30206 Federal Register / Vol. 83, No. 124 / Wednesday, June 27, 2018 / Notices

H. Description of Operation of Facility • Send an email to rule-comments@ CONTACT PERSON FOR MORE INFORMATION:
Contemplated by the Proposed sec.gov. Please include File Number S7– For further information and to ascertain
Amendments 24–89 on the subject line. what, if any, matters have been added,
Not applicable. Paper Comments deleted or postponed, please contact the
Office of the Secretary at (202) 551–
I. Terms and Conditions of Access • Send paper comments in triplicate 5400.
Not applicable. to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street Dated: June 22, 2018.
J. Method of Determination and NE, Washington, DC 20549–1090. Jill M. Peterson,
Imposition, and Amount of, Fees and All submissions should refer to File Assistant Secretary.
Charges Number File No. S7–24–89. This file [FR Doc. 2018–13888 Filed 6–25–18; 11:15 am]
Not applicable. number should be included on the BILLING CODE 8011–01–P
subject line if email is used. To help the
K. Method and Frequency of Processor
Commission process and review your
Evaluation
comments more efficiently, please use SECURITIES AND EXCHANGE
Not applicable. only one method. The Commission will COMMISSION
L. Dispute Resolution post all comments on the Commission’s
website (http://www.sec.gov/rules/ [Release No. 34–83491; File No. SR–NFA–
Not applicable. sro.shtml). Copies of the submission, all 2018–01]
II. Rule 601(a) written statements with respect to the
proposed Amendment that are filed Self-Regulatory Organizations;
A. Equity Securities for Which with the Commission, and all written
Transaction Reports Shall be Required National Futures Association; Notice
communications relating to the of Filing and Immediate Effectiveness
by the Plan proposed Amendment between the of Proposed Technical Amendment to
Not applicable. Commission and any person, other than the Interpretive Notice to NFA
B. Reporting Requirements those that may be withheld from the Compliance Rule 2–9: Special
public in accordance with the Supervisory Requirements for
Not applicable. provisions of 5 U.S.C. 552, will be Members Registered as Broker-Dealers
C. Manner of Collecting, Processing, available for website viewing and Under Section 15(b)(11) of the
Sequencing, Making Available and printing in the Commission’s Public
Securities Exchange Act of 1934
Disseminating Last Sale Information Reference Room, 100 F Street NE,
Washington, DC 20549, on official June 21, 2018.
Not applicable.
business days between the hours of
D. Manner of Consolidation 10:00 a.m. and 3:00 p.m. Copies of the Pursuant to Section 19(b)(7) of the
filing also will be available for website Securities Exchange Act of 1934
Not applicable. (‘‘Exchange Act’’),1 and Rule 19b–7
viewing and printing at the principal
E. Standards and Methods Ensuring office of the Plans. under the Exchange Act,2 notice is
Promptness, Accuracy and All comments received will be posted hereby given that on June 14, 2018,
Completeness of Transaction Reports without change. Persons submitting National Futures Association (‘‘NFA’’)
Not applicable. comments are cautioned that we do not filed with the Securities and Exchange
redact or edit personal identifying Commission (‘‘SEC’’ or ‘‘Commission’’)
F. Rules and Procedures Addressed to information from comment submissions. the proposed rule change described in
Fraudulent or Manipulative You should submit only information Items I, II, and III below, which Items
Dissemination that you wish to make available have been prepared by NFA. The
Not applicable. publicly. All submissions should refer Commission is publishing this notice to
to File Number S7–24–89 and should be solicit comments on the proposed rule
G. Terms of Access to Transaction change from interested persons.
submitted on or before July 18, 2018.
Reports
By the Commission. On August 30, 2017, NFA also filed
Not applicable. this proposed rule change with the
Eduardo A. Aleman,
H. Identification of Marketplace of Assistant Secretary. Commodity Futures Trading
Execution [FR Doc. 2018–13767 Filed 6–26–18; 8:45 am] Commission (‘‘CFTC’’) and requested
Not applicable. BILLING CODE 8011–01–P
that the CFTC make a determination
that review of the proposed rule change
III. Solicitation of Comments of NFA is not necessary. By letter dated
The Commission seeks general SECURITIES AND EXCHANGE September 15, 2017, the CFTC notified
comments on the Amendment. COMMISSION NFA of its determination not to review
Interested persons are invited to submit the proposed rule change.3
written data, views, and arguments Sunshine Act Meetings The text of the proposed rule change
concerning the foregoing, including is available at the self-regulatory
FEDERAL REGISTER CITATION OF PREVIOUS
whether the proposed Amendment is organization’s office, on the NFA’s
ANNOUNCEMENT: To be published.
consistent with the Act. Comments may
daltland on DSKBBV9HB2PROD with NOTICES

PREVIOUSLY ANNOUNCED TIME AND DATE OF
website at www.nfa.futures.org, and at
be submitted by any of the following the SEC’s Public Reference Room.
methods: THE MEETING: Thursday, June 28, 2018.
CHANGES IN THE MEETING: The following 1 15 U.S.C. 78s(b)(7).
Electronic Comments matter will also be considered during 2 17 CFR 240.19b–7.
• Use the Commission’s internet the 2 p.m. Closed Meeting scheduled for 3 See letter from Eileen T. Flaherty, Director,

comment form (http://www.sec.gov/ Thursday, June 28, 2018: CFTC to Carol A. Wooding, General Counsel, NFA
rules/sro.shtml); or Report on an investigation. (‘‘Letter’’).

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Document Created: 2018-11-06 09:52:21
Document Modified: 2018-11-06 09:52:21

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 30206