83_FR_30659 83 FR 30533 - Adaptation of Regulations to Incorporate Swaps; Correction

83 FR 30533 - Adaptation of Regulations to Incorporate Swaps; Correction

COMMODITY FUTURES TRADING COMMISSION

Federal Register Volume 83, Issue 126 (June 29, 2018)

Page Range30533-30534
FR Document2018-13256

On November 2, 2012, the Commodity Futures Trading Commission revised its rules. That document inadvertently failed to remove several obsolete provisions in the regulation. This document corrects the final regulations.

Federal Register, Volume 83 Issue 126 (Friday, June 29, 2018) 
[Federal Register Volume 83, Number 126 (Friday, June 29, 2018)]
[Rules and Regulations]
[Pages 30533-30534]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-13256]


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COMMODITY FUTURES TRADING COMMISSION

17 CFR Part 1

RIN 3038-AD53


Adaptation of Regulations to Incorporate Swaps; Correction

AGENCY: Commodity Futures Trading Commission.

ACTION: Correcting amendments.

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SUMMARY: On November 2, 2012, the Commodity Futures Trading Commission 
revised its rules. That document inadvertently failed to remove several 
obsolete provisions in the regulation. This document corrects the final 
regulations.

DATES: Effective on June 29, 2018.

FOR FURTHER INFORMATION CONTACT: Jacob Chachkin, Special Counsel, 202-
418-5496, email: [email protected], Division of Swap Dealer and 
Intermediary Oversight, Commodity Futures Trading Commission.

SUPPLEMENTARY INFORMATION: In the Federal Register of November 2, 2012 
(77 FR 66287), the Commodity Futures Trading Commission published final 
rules adopting new regulations to implement particular provisions of 
the

[[Page 30534]]

Commodity Exchange Act, as added by the Dodd-Frank Wall Street Reform 
and Consumer Protection Act. That document inadvertently failed to 
remove several obsolete provisions in Sec.  1.33(a)(2) and (b)(3). 
Accordingly, the Commission is making a correcting amendment to Sec.  
1.33 that removes the second paragraph (a)(2)(ii), removes paragraph 
(a)(2)(v), and removes the introductory clause to paragraph (b)(3).

List of Subjects in 17 CFR Part 1

    Agricultural commodity, Agriculture, Brokers, Committees, Commodity 
futures, Conflicts of interest, Consumer protection, Definitions, 
Designated contract markets, Directors, Major swap participants, 
Minimum financial requirements for intermediaries, Reporting and 
recordkeeping requirements, Swap dealers, Swaps.

    Accordingly, 17 CFR part 1 is corrected by making the following 
correcting amendments:

PART 1--GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT

0
1. The authority citation for part 1 continues to read as follows:

    Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 
6i, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 6s, 7, 7a-1, 7a-2, 7b, 7b-3, 8, 9, 
10a, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 19, 21, 23, and 24 (2012).

0
2. Amend Sec.  1.33 as follows:
0
a. Revise paragraph (a)(2); and
0
b. Revise paragraph (b)(3) introductory text.
    The revisions read as follows:


Sec.  1.33   Monthly and confirmation statements.

    (a) * * *
    (2) For each commodity option position and foreign option 
position--
    (i) All commodity options and foreign options purchased, sold, 
exercised, or expired during the monthly reporting period, identified 
by underlying futures contract or underlying commodity, strike price, 
transaction date, and expiration date;
    (ii) The open commodity option and foreign option positions carried 
for such customer or foreign futures or foreign options customer as of 
the end of the monthly reporting period, identified by underlying 
futures contract or underlying commodity, strike price, transaction 
date, and expiration date;
    (iii) All open commodity option and foreign option positions marked 
to the market and the amount each position is in the money, if any; and
    (iv) Any related customer funds carried in such customer's 
account(s) or any related foreign futures or foreign options secured 
amount carried in the account(s) of a foreign futures or foreign 
options customer.
* * * * *
    (b) * * *
    (3) A written confirmation of each commodity option transaction, 
containing at least the following information:
* * * * *

    Dated: June 15, 2018.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2018-13256 Filed 6-28-18; 8:45 am]
 BILLING CODE 6351-01-P

Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Rules and Regulations 30533 (5) * * * (2) Successfully completed training or §§ 679.51, 679.52, and 679.53 [Amended] (v) * * * briefing as prescribed by the Observer Program; and ■ 10. In the table below, for each section (C) A lead level 2 observer on a vessel (3) Either sampled at least 30 sets on indicated in the ‘‘Location’’ column, using nontrawl gear must have a vessel using nontrawl gear or sampled remove the phrase indicated in the completed the following: at least 100 hauls on a catcher/processor ‘‘Remove’’ column from wherever it (1) Two observer cruises (contracts) of using trawl gear or on a mothership. appears in the section and add the word at least 10 days each; * * * * * indicated in the ‘‘Add’’ column: Location Remove Add Frequency § 679.51(a)(2)(vi)(B)(1), (a)(2)(vi)(B)(3), (a)(2)(vi)(B)(4), certified ................................... endorsed ................................. 1 (a)(2)(vi)(C), (a)(2)(vi)(D)(1), (a)(2)(vi)(D)(2), and (a)(2)(vi)(E)(1). § 679.51(c)(3) ............................................................................ Observer Program Office ........ Observer Program .................. 1 § 679.52(a)(2), (b)(1)(iii)(A), (b)(2)(iv), (b)(3)(ii)(B), and (b)(8) Observer Program Office ........ Observer Program .................. 1 introductory text. § 679.52(b)(11) introductory text ............................................... Observer Program Office ........ Observer Program .................. 2 § 679.52(b)(11)(i) introductory text, (b)(11)(ii), (b)(11)(iii), and Observer Program Office ........ Observer Program .................. 1 (b)(11)(vi) introductory text. § 679.52(b)(11)(vii) introductory text ......................................... Observer Program Office ........ Observer Program .................. 3 § 679.52(b)(11)(viii) introductory text, (b)(11)(viii)(A), Observer Program Office ........ Observer Program .................. 1 (b)(11)(ix), (b)(11)(x) introductory text, and (b)(12). § 679.53(a)(1) ............................................................................ Observer Program Office ........ Observer Program .................. 1 § 679.53(a)(5)(v) introductory text, and (a)(5)(v)(A) ................. ‘‘lead’’ ...................................... lead ......................................... 1 § 679.53(b)(2)(i) ........................................................................ Observer Program Office ........ Observer Program .................. 1 ■ 11. In § 679.84, revise paragraph (c)(7) cruise meeting. The pre-cruise meeting must minimally include the vessel to read as follows: must minimally include the vessel operator or manager and any observers operator or manager and any observers assigned to the vessel. § 679.84 Rockfish Program assigned to the vessel. Recordkeeping, permits, monitoring, and * * * * * catch accounting. * * * * * [FR Doc. 2018–14071 Filed 6–28–18; 8:45 am] * * * * * ■ 13. In § 679.100, add paragraphs BILLING CODE 3510–22–P (c) * * * (b)(1)(v) and (b)(2)(i)(E) to read as (7) Pre-cruise meeting. The Observer follows: Program is notified by phone at 1 (907) COMMODITY FUTURES TRADING § 679.100 Applicability. 481–1770 (Kodiak, AK) at least 24 hours COMMISSION * * * * * prior to departure when the vessel will (b) * * * be carrying an observer who has not 17 CFR Part 1 (1) * * * previously been deployed on that vessel (v) The Observer Program is notified RIN 3038–AD53 within the last 12 months. Subsequent by phone at 1 (907) 581–2060 (Dutch to the vessel’s departure notification, Harbor, AK) or 1 (907) 481–1770 Adaptation of Regulations to but prior to departure, NMFS may (Kodiak, AK) at least 24 hours prior to Incorporate Swaps; Correction contact the vessel to arrange for a pre- departure when the vessel will be AGENCY: Commodity Futures Trading cruise meeting. The pre-cruise meeting carrying an observer who has not Commission. must minimally include the vessel previously been deployed on that vessel operator or manager and any observers ACTION: Correcting amendments. within the last 12 months. Subsequent assigned to the vessel. to the vessel’s departure notification, SUMMARY: On November 2, 2012, the * * * * * but prior to departure, NMFS may Commodity Futures Trading ■ 12. In § 679.93, revise paragraph (c)(7) contact the vessel to arrange for a pre- Commission revised its rules. That to read as follows: cruise meeting. The pre-cruise meeting document inadvertently failed to must minimally include the vessel remove several obsolete provisions in § 679.93 Amendment 80 Program operator or manager and any observers the regulation. This document corrects recordkeeping, permits, monitoring, and assigned to the vessel. catch accounting. the final regulations. (2) * * * DATES: Effective on June 29, 2018. * * * * * (i) * * * (c) * * * (E) The Observer Program is notified FOR FURTHER INFORMATION CONTACT: (7) Pre-cruise meeting. The Observer by phone at 1 (907) 581–2060 (Dutch Jacob Chachkin, Special Counsel, 202– Program is notified by phone at 1 (907) Harbor, AK) or 1 (907) 481–1770 418–5496, email: jchachkin@cftc.gov, 581–2060 (Dutch Harbor, AK) or 1 (907) (Kodiak, AK) at least 24 hours prior to Division of Swap Dealer and 481–1770 (Kodiak, AK) at least 24 hours departure when the vessel will be Intermediary Oversight, Commodity sradovich on DSK3GMQ082PROD with RULES prior to departure when the vessel will carrying an observer who has not Futures Trading Commission. be carrying an observer who has not previously been deployed on that vessel SUPPLEMENTARY INFORMATION: In the previously been deployed on that vessel within the last 12 months. Subsequent Federal Register of November 2, 2012 within the last 12 months. Subsequent to the vessel’s departure notification, (77 FR 66287), the Commodity Futures to the vessel’s departure notification, but prior to departure, NMFS may Trading Commission published final but prior to departure, NMFS may contact the vessel to arrange for a pre- rules adopting new regulations to contact the vessel to arrange for a pre- cruise meeting. The pre-cruise meeting implement particular provisions of the VerDate Sep<11>2014 16:30 Jun 28, 2018 Jkt 244001 PO 00000 Frm 00009 Fmt 4700 Sfmt 4700 E:\FR\FM\29JNR1.SGM 29JNR1

30534 Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Rules and Regulations Commodity Exchange Act, as added by any related foreign futures or foreign comment does not include any the Dodd-Frank Wall Street Reform and options secured amount carried in the confidential information that you or a Consumer Protection Act. That account(s) of a foreign futures or foreign third party may not wish to be posted, document inadvertently failed to options customer. such as medical information, your or remove several obsolete provisions in * * * * * anyone else’s Social Security number, or § 1.33(a)(2) and (b)(3). Accordingly, the (b) * * * confidential business information, such Commission is making a correcting (3) A written confirmation of each as a manufacturing process. Please note amendment to § 1.33 that removes the commodity option transaction, that if you include your name, contact second paragraph (a)(2)(ii), removes containing at least the following information, or other information that paragraph (a)(2)(v), and removes the information: identifies you in the body of your introductory clause to paragraph (b)(3). comments, that information will be * * * * * posted on https://www.regulations.gov. List of Subjects in 17 CFR Part 1 Dated: June 15, 2018. • If you want to submit a comment Agricultural commodity, Agriculture, Robert N. Sidman, with confidential information that you Brokers, Committees, Commodity Deputy Secretary of the Commission. do not wish to be made available to the futures, Conflicts of interest, Consumer [FR Doc. 2018–13256 Filed 6–28–18; 8:45 am] public, submit the comment as a protection, Definitions, Designated BILLING CODE 6351–01–P written/paper submission and in the contract markets, Directors, Major swap manner detailed (see ‘‘Written/Paper participants, Minimum financial Submissions’’ and ‘‘Instructions’’). requirements for intermediaries, DEPARTMENT OF HEALTH AND Written/Paper Submissions Reporting and recordkeeping HUMAN SERVICES requirements, Swap dealers, Swaps. Submit written/paper submissions as follows: Accordingly, 17 CFR part 1 is Food and Drug Administration • Mail/Hand Delivery/Courier (for corrected by making the following written/paper submissions): Dockets correcting amendments: 21 CFR Part 514 Management Staff (HFA–305), Food and PART 1—GENERAL REGULATIONS [Docket No. FDA–2012–N–0447] Drug Administration, 5630 Fishers UNDER THE COMMODITY EXCHANGE Lane, Rm. 1061, Rockville, MD 20852. Antimicrobial Animal Drug Sales and • For written/paper comments ACT Distribution Reporting; Small Entity submitted to the Dockets Management ■ 1. The authority citation for part 1 Compliance Guide; Availability Staff, FDA will post your comment, as continues to read as follows: well as any attachments, except for AGENCY: Food and Drug Administration, information submitted, marked and Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, HHS. identified, as confidential, if submitted 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6l, 6m, 6n, 6o, 6p, ACTION: Notification of availability. 6r, 6s, 7, 7a-1, 7a-2, 7b, 7b-3, 8, 9, 10a, 12, as detailed in ‘‘Instructions.’’ 12a, 12c, 13a, 13a-1, 16, 16a, 19, 21, 23, and Instructions: All submissions received SUMMARY: The Food and Drug must include the Docket No. FDA– 24 (2012). Administration (FDA, the Agency, or ■ 2. Amend § 1.33 as follows: 2012–N–0447 for ‘‘Antimicrobial we) is announcing the availability of a Animal Drug Sales and Distribution ■ a. Revise paragraph (a)(2); and final guidance for industry #252 entitled ■ b. Revise paragraph (b)(3) Reporting; Small Entity Compliance ‘‘Antimicrobial Animal Drug Sales and Guide.’’ Received comments will be introductory text. Distribution Reporting Small Entity The revisions read as follows: placed in the docket and, except for Compliance Guide.’’ The small entity those submitted as ‘‘Confidential § 1.33 Monthly and confirmation compliance guide (SECG) is intended to Submissions,’’ publicly viewable at statements. help small entities comply with the https://www.regulations.gov or at the (a) * * * final rule we issued in the Federal Dockets Management Staff between 9 (2) For each commodity option Register of May 11, 2016, entitled a.m. and 4 p.m., Monday through position and foreign option position— ‘‘Antimicrobial Animal Drug Sales and Friday. (i) All commodity options and foreign Distribution Reporting.’’ • Confidential Submissions—To options purchased, sold, exercised, or DATES: The announcement of the submit a comment with confidential expired during the monthly reporting guidance is published in the Federal information that you do not wish to be period, identified by underlying futures Register on June 29, 2018. made publicly available, submit your contract or underlying commodity, ADDRESSES: You may submit either comments only as a written/paper strike price, transaction date, and electronic or written comments on submission. You should submit two expiration date; Agency guidances at any time as copies total. One copy will include the (ii) The open commodity option and follows: information you claim to be confidential foreign option positions carried for such with a heading or cover note that states customer or foreign futures or foreign Electronic Submissions ‘‘THIS DOCUMENT CONTAINS options customer as of the end of the Submit electronic comments in the CONFIDENTIAL INFORMATION.’’ We monthly reporting period, identified by following way: will review this copy, including the underlying futures contract or • Federal eRulemaking Portal: claimed confidential information, in our underlying commodity, strike price, https://www.regulations.gov. Follow the consideration of comments. The second sradovich on DSK3GMQ082PROD with RULES transaction date, and expiration date; instructions for submitting comments. copy, which will have the claimed (iii) All open commodity option and Comments submitted electronically, confidential information redacted/ foreign option positions marked to the including attachments, to https:// blacked out, will be available for public market and the amount each position is www.regulations.gov will be posted to viewing and posted on https:// in the money, if any; and the docket unchanged. Because your www.regulations.gov. Submit both (iv) Any related customer funds comment will be made public, you are copies to the Dockets Management Staff. carried in such customer’s account(s) or solely responsible for ensuring that your If you do not wish your name and VerDate Sep<11>2014 16:30 Jun 28, 2018 Jkt 244001 PO 00000 Frm 00010 Fmt 4700 Sfmt 4700 E:\FR\FM\29JNR1.SGM 29JNR1


Document Created: 2018-06-29 01:13:39
Document Modified: 2018-06-29 01:13:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionCorrecting amendments.
DatesEffective on June 29, 2018.
ContactJacob Chachkin, Special Counsel, 202- 418-5496, email: [email protected], Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission.
FR Citation83 FR 30533 
RIN Number3038-AD53
CFR AssociatedAgricultural Commodity; Agriculture; Brokers; Committees; Commodity Futures; Conflicts of Interest; Consumer Protection; Definitions; Designated Contract Markets; Directors; Major Swap Participants; Minimum Financial Requirements for Intermediaries; Reporting and Recordkeeping Requirements; Swap Dealers and Swaps
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