83_FR_30718 83 FR 30592 - Licensing Private Remote Sensing Space Systems

83 FR 30592 - Licensing Private Remote Sensing Space Systems

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 126 (June 29, 2018)

Page Range30592-30595
FR Document2018-14038

Commerce is considering revisions to its regulations for the licensing of private remote sensing space systems, currently administered by NOAA. These revisions would facilitate the continued growth of this critical industry and update the regulatory regime to address significant technological developments, new business models, and increased foreign competition since their last update in 2006. In support of this effort, the Department through NOAA seeks public comment on substantive and procedural matters involved in commercial remote sensing licensing. Based in part on this public input, and based on a potential public meeting, the Department may draft proposed regulations and issue a Notice of Proposed Rulemaking.

Federal Register, Volume 83 Issue 126 (Friday, June 29, 2018)
[Federal Register Volume 83, Number 126 (Friday, June 29, 2018)]
[Proposed Rules]
[Pages 30592-30595]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-14038]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

15 CFR Part 960

[Docket No. 100903432-8557-01]
RIN 0648-BA15


Licensing Private Remote Sensing Space Systems

AGENCY: National Environmental Satellite, Data, and Information Service 
(NESDIS), National Oceanic and Atmospheric Administration (NOAA), 
Department of Commerce (Department, or Commerce).

ACTION: Advance notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: Commerce is considering revisions to its regulations for the 
licensing of private remote sensing space systems, currently 
administered by NOAA. These revisions would facilitate the continued 
growth of this critical industry and update the regulatory regime to 
address significant technological developments, new business models, 
and increased foreign competition since their last update in 2006. In 
support of this effort, the Department through NOAA seeks public 
comment on substantive and procedural matters involved in commercial 
remote

[[Page 30593]]

sensing licensing. Based in part on this public input, and based on a 
potential public meeting, the Department may draft proposed regulations 
and issue a Notice of Proposed Rulemaking.

DATES: Comments must be received by August 28, 2018.

ADDRESSES: You may send comments by the following method:
    Federal eRulemaking Portal: Go to: www.regulations.gov and search 
for the docket number NOAA-NESDIS-2018-0058. Click the ``Comment Now!'' 
icon, complete the required fields, and enter or attach your comments.
    Mail: NOAA Commercial Remote Sensing Regulatory Affairs, 1335 East-
West Highway, G101, Silver Spring, Maryland 20910.
    Instructions: The Department of Commerce and NOAA are not 
responsible for comments sent by any other method, to any other address 
or individual, or received after the end of the comment period. All 
submissions received must include the agency name and docket number or 
RIN for this rulemaking. All comments received will be posted without 
change to www.regulations.gov, including any personal or commercially 
proprietary information provided.

FOR FURTHER INFORMATION CONTACT: Tahara Dawkins, Commercial Remote 
Sensing Regulatory Affairs, at 301-713-3385, or Glenn Tallia, NOAA 
Office of General Counsel, at 301-628-1622.

SUPPLEMENTARY INFORMATION:

Background

    Per Article VI of the Treaty on Principles Governing the Activities 
of States in the Exploration and Use of Outer Space, including the Moon 
and Other Celestial Bodies (``Outer Space Treaty''), activities of 
private U.S. entities in outer space require the ``authorization and 
continuing supervision'' of the United States Government. Subchapter VI 
of Title 51, National and Commercial Space Programs (51 U.S.C. 60121 et 
seq., hereinafter ``Statute''), authorizes the Secretary of Commerce 
(``Secretary'') to fulfill this responsibility for operators of private 
remote sensing space systems, by authorizing the Secretary to issue and 
enforce licenses for the operation of such systems. The Secretary's 
authority under the Statute is currently delegated to the Assistant 
Administrator for Satellite and Information Services and implemented 
through NOAA's existing regulations, 15 CFR part 960, last updated in 
2006. Under the Statute, NOAA has issued 119 licenses to U.S. 
corporations, universities, and people to operate over 1,000 imaging 
satellites, helping to ensure that the United States remains the clear 
world leader in this industry.
    Through the National Space Council, the Administration has made 
clear that long-term U.S. national security and foreign policy 
interests are best served by ensuring that U.S. industry continues to 
lead this rapidly maturing and highly competitive market. The 
priorities for the National Space Council and the Department are to: 
Encourage companies to do business in the United States; help 
businesses maintain a competitive advantage here; facilitate the growth 
of this important industry; and support innovation within it. To that 
end, the Department and NOAA wish to relieve any unnecessary regulatory 
burdens in the remote sensing area.
    Additionally, technological and other developments have highlighted 
ambiguities in the current regulatory regime, many of which were 
unforeseeable even just a few years ago. Specific examples include:

 Dramatic increase in the number of license applications
 Increasing remote sensing capabilities in other countries
 Cubesat constellations
 Non-Earth imaging
 Satellite servicing
 Innovative systems capable of imaging in different spectral 
bands
 Live video broadcasting from space
 Venture capital investment, including significant amounts from 
foreign nationals and corporations
 New entrants to space markets
 Hosted payloads
 Increasing use of public-private partnerships
 Complex contractual relationships
 Satellite servicing missions, including proximity operations
 Ground station networks located in multiple countries with 
different regulatory regimes
 Launch vehicles imaging on orbit

    The Department recognizes that there have been many proposals to 
improve the commercial remote sensing regulatory regime, some of which 
may require new or revised statutory authority to implement. However, 
the Department may be able to make significant improvements to the 
licensing of remote sensing even under the existing statute, simply by 
revising its regulations. Therefore, to support the Administration's 
above-mentioned priorities and to reflect the dramatic changes in the 
remote sensing industry since the last update of remote sensing 
regulations, the Department plans to revise its regulations. Before 
drafting specific provisions, the Department is seeking input from 
stakeholders regarding how it should best address a variety of 
important issues.

Request for Public Comments

    The Department welcomes input on any matters related to commercial 
remote sensing regulation, including specific examples of industry 
standards, alternative regulatory approaches, and legal definitions 
that work well in other areas. The Department also invites comment on 
the overall cost of complying with NOAA's existing regulations and any 
specific regulatory requirements that are particularly burdensome.
    In addition, the Department seeks input on the following specific 
topics:

Topic 1: Requirement To Obtain a License

    The Statute authorizes the Secretary of Commerce to license 
``private sector parties to operate private remote sensing space 
systems'' and prohibits a ``person that is subject to the jurisdiction 
or control of the United States'' from ``operat[ing] any private remote 
sensing space system'' without a license (51 U.S.C. 60121(a), 
60122(a)).
    In pursuit of the Department's goal to facilitate innovation, the 
Department seeks input on how to define these and other statutory terms 
in its regulations, and at what level of specificity. Definitions that 
are more specific would provide greater certainty to industry in 
determining whether a license is required, but specific definitions 
could quickly be outpaced by technological change, becoming obsolete or 
burdensome. Alternatively, less specific definitions could adapt as 
technology and business models develop, but might provide insufficient 
certainty to industry. The Department may be able to augment less 
specific definitions in its regulations with interpretive guidance, 
which could be updated more regularly to reflect industry developments.
    With this background in mind, the Department seeks general comments 
on this topic. In addition, the Department seeks input in response to 
the following specific questions:
    a. How should Commerce define the statutory terms ``private sector 
party'' and ``person subject to the jurisdiction or control of the 
United States?''
    b. How should Commerce define the statutory term ``private remote 
sensing space system?''
    c. How should Commerce determine which entity is the operator of a 
private remote sensing system (the operator is required to obtain a 
license under the

[[Page 30594]]

statute) in complex cases, such as when there are multiple entities 
involved in the operation of the system?

Topic 2: License Application and Review Processes

    Before a license can be granted, the Statute requires the Secretary 
to determine that the applicant will comply with the Statute, the 
regulations, and any international obligations and national security 
concerns (51 U.S.C. 60121(b)(1)). The Statute also requires the 
Secretary to consult with the Secretaries of Defense and State (51 
U.S.C. 60147(a), (b)).
    The Department seeks to expedite review of applications as much as 
possible within statutory constraints. Commerce recognizes that modern 
remote sensing space systems present a broad range of technical 
capabilities and possible risks to national security, foreign policy, 
and international obligations of the United States. Commerce would 
prefer that the majority of applicants, whose systems present few, if 
any, such risks, could be reviewed more quickly and be subject to a 
lighter regulatory approach overall. In addition to providing certainty 
and quicker review for most applicants, this approach would allow 
Commerce and its interagency partners to work with industry to focus 
resources on mitigating only the most critical risks posed by the most 
capable proposed systems.
    With this background in mind, the Department seeks general comments 
on this topic. In addition, Commerce seeks input in response to the 
following specific questions:
    a. Commerce is considering grouping proposed systems into two or 
more categories based on the potential risk presented by their 
capabilities. Those systems categorized as posing only a de minimis 
risk would be subject to an expedited review process, less restrictive 
license conditions, and less burdensome compliance requirements (note: 
Comments are sought on factors potentially relevant for defining review 
categories and review processes for different categories (Topic 2, 
below), on license conditions (Topic 3), and on compliance requirements 
(Topic 4)). The Department seeks input on whether such a strategy is 
advisable, and if so, how to implement it.
    1. Would the proposed category system be advisable?
    2. How should Commerce define categories in such a system? Consider 
the following factors, for example:

A. Earth-surface imaging capabilities, including temporal and spatial 
resolution
B. Non-Earth imaging capabilities, including temporal and spatial 
resolution
C. Other technical factors, including spectral range, data management 
cycle, and duration of the on-orbit capabilities
D. Non-technical matters, including business structure, foreign 
investment, and the degree of third-party investment in the system

    3. What application information should Commerce collect from 
applicants in different categories (e.g., applications in a de minimis 
sensing capability category versus moderate or precise sensing 
capability categories)?
    4. How should the review process for the different categories 
differ, including interagency consultation? Should Commerce issue a 
license based solely on notification by the applicant and confirmation 
by Commerce that the proposed system satisfies the criteria for the de 
minimis category?
    5. How and how often should Commerce reevaluate its definition of 
these categories over time?
    b. Should all applications or only applications for some categories 
of commercial remote sensing licenses enjoy a ``presumption of 
approval?'' If so, how should Commerce implement this presumption?
    c. Would it be helpful to require a pre-application consultation? 
If so, under which circumstances?
    d. How can the Department improve transparency during the 
application review process?
    e. Noting that new technologies can require extensive study, how 
can Commerce work proactively with the other reviewing agencies and 
potential future licensees to ensure that the Department is prepared to 
swiftly review any submitted applications?

Topic 3: License Conditions

    While some license conditions are required by statute or 
regulation, the Secretaries of Defense and State also determine 
additional individual conditions addressing national security, foreign 
policy, and international obligations (51 U.S.C. 60122, 60147; 15 CFR 
960.11). The Secretary of Commerce, through NOAA, ultimately implements 
and enforces all license conditions.
    Listing standard license conditions in Commerce's regulations would 
provide applicants with certainty. However, some flexibility may be 
necessary to allow the Department to tailor conditions to specific 
systems, as appropriate. Additionally, the Department recognizes that 
some license conditions can impose a heavy cost burden, which harms 
industry and frustrates U.S. policy. Commerce seeks to impose those 
conditions only when legally required or when critical risks to 
national security, foreign policy, and international obligations are 
identified. Finally, Commerce recognizes that once a license is issued, 
permanent retroactive changes to license conditions can be disruptive 
to a licensee's operations and business.
    With this background in mind, the Department seeks general comments 
on this topic. In addition, the Department seeks input in response to 
the following specific questions:
    a. Considering the default conditions in 15 CFR 960.11, are there 
any conditions that should be added, removed, or modified in light of 
technological changes or impacts to the industry?
    b. Should there be different default conditions for the different 
``categories'' of systems as described in Topic 2?
    c. When considering license conditions, how should NOAA think about 
the cost and benefit of conditions? What information could licensees 
provide to NOAA to inform that analysis?
    d. How should Commerce respond to emerging and unforeseeable 
national security, foreign policy, and international obligation issues 
for existing licensed systems (e.g., retroactive conditions, temporary 
restrictions)?
    e. Should the U.S. Government be required to attempt to mitigate 
any national security or other risks before imposing conditions? If 
such mitigation would be costly, how should Commerce balance the 
taxpayer cost with any avoided cost to licensees?
    f. Under the Convention on International Liability for Damage 
Caused by Space Objects, the U.S. Government and taxpayers may be 
liable for damage caused by a licensee to a space object, person, or 
property of another nation. The U.S. Government would not be liable if 
a licensee damages a space object, person, or property of another U.S. 
entity, but the licensee may lack the financial means to pay damages to 
an aggrieved entity. NOAA currently requires licensees to submit an 
orbital debris assessment report and spacecraft disposal plan, but 
should Commerce also consider a license condition requiring licensees 
to obtain some level of insurance to cover these potential liabilities? 
If such insurance is prohibitively expensive, should Commerce consider 
other, less burdensome means to protect U.S. taxpayers and other U.S. 
satellite owners?

[[Page 30595]]

    g. How should Commerce adjust conditions in response to the 
increasing capabilities of non-U.S. entities? How frequently should 
NOAA evaluate those increasing capabilities?
    h. How can Commerce best provide transparency to licensees 
regarding classified national security risks?

Topic 4: Compliance and Enforcement

    The Secretary is required to ensure compliance with the regulations 
and with licenses (51 U.S.C. 60123, 15 CFR 960.13-960.15). To meet this 
obligation, NOAA must collect information, but it seeks to minimize the 
burden on licensees.
    With this background in mind, the Department seeks general comments 
on this topic. In addition, the Department seeks input in response to 
the following specific questions:
    a. What are appropriate mechanisms for ensuring compliance? 
Currently, Commerce uses site visits, virtual inspections, quarterly 
and annual audits, and no-notice inspections as needed.
    b. How should Commerce ensure compliance when multiple parties 
(including investors) play a role in a single licensed system? Options 
could include licensing all involved parties, or holding a single 
licensee responsible for the entire system.
    c. Are there any improvements the Department could make to its 
formal adjudication procedures in the regulations?
    d. Should Commerce mandate licensees to use certain technical 
standards, or particular software, for compliance purposes? If so, what 
standards or software should Commerce require?
    e. Should Commerce adopt different compliance policies and 
procedures for the different categories described in Topic 2? If so, 
what policies and procedures would be appropriate for the different 
categories?

Topic 5: Integration With Other Licensing and Regulatory Regimes

    The Department recognizes that many NOAA-licensed systems also 
require licenses from other U.S. Government agencies, and occasionally 
from agencies in other countries. The Department seeks to reduce the 
overall regulatory burden to licensees, when possible.
    With this background in mind, Commerce seeks general comments on 
this topic. In addition, the Department seeks input in response to the 
following specific questions:
    a. Within statutory constraints, how can Commerce avoid 
redundancies and inconsistencies between domestic regulatory regimes?
    b. Within statutory constraints, how can Commerce minimize burdens 
to licensees who operate in multiple countries and are subject to 
multiple countries' regulatory regimes?

Classification

    This advance notice of proposed rulemaking was determined to be 
significant for purposes of E.O. 12866.

    Dated: June 25, 2018.
Stephen Volz,
Assistant Administrator for Satellite and Information Services, 
National Oceanic and Atmospheric Administration, Department of 
Commerce.
[FR Doc. 2018-14038 Filed 6-28-18; 8:45 am]
 BILLING CODE 3510-HR-P



                                                  30592                     Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Proposed Rules

                                                  AMS. FGIS grading and inspection                           • Postal Mail: Please send your                     approved methodologies and can be
                                                  services are provided through a network                 comment addressed to Kendra Kline,                     applied at any point in the marketing
                                                  of federal, state, and private laboratories             AMS, USDA, 1400 Independence                           chain. Furthermore the tests yield rapid,
                                                  that conduct tests to determine the                     Avenue SW, Room 2043–S, Washington,                    reliable, and consistent results. In
                                                  quality and condition of corn. These                    DC 20250–3614.                                         addition, FGIS-issued certificates
                                                  tests are conducted in accordance with                     • Hand Delivery or Courier: Kendra                  describing the quality and condition of
                                                  applicable standards using approved                     Kline, AMS, USDA, 1400 Independence                    graded soybeans are accepted as prima
                                                  methodologies and can be applied at                     Avenue SW, Room 2043–S, Washington,                    facie evidence in all Federal courts. U.S.
                                                  any point in the marketing chain.                       DC 20250–3614.                                         Standards for Soybeans and the
                                                  Furthermore the tests yield rapid,                         • Internet: Go to http://                           affiliated grading and testing services
                                                  reliable, and consistent results. In                    www.regulations.gov. Follow the on-line                offered by FGIS verify that a seller’s
                                                  addition, FGIS-issued certificates                      instructions for submitting comments.                  soybeans meet specified requirements,
                                                  describing the quality and condition of                 FOR FURTHER INFORMATION CONTACT:                       and ensure that customers receive the
                                                  graded corn are accepted as prima facie                 Patrick McCluskey, USDA AMS;                           quality of soybeans they purchased.
                                                  evidence in all Federal courts. U.S.                    Telephone: (816) 659–8403; Email:                         In order for U.S. standards and
                                                  Standards for Corn and the affiliated                   Patrick.J.McCluskey@ams.usda.gov.                      grading procedures for soybeans to
                                                  grading and testing services offered by                 SUPPLEMENTARY INFORMATION: Section 4                   remain relevant, AMS is issuing this
                                                  FGIS verify that a seller’s corn meet                   of the USGSA (7 U.S.C. 76(a)) grants the               request for information to invite
                                                  specified requirements, and ensure that                 Secretary of Agriculture the authority to              interested parties to submit comments,
                                                  customers receive the quality of corn                   establish standards for soybeans and                   ideas, and suggestions on all aspects of
                                                  they purchased.                                         other grains regarding kind, class,                    the U.S. Standards for Soybeans and
                                                    In order for U.S. standards and                       quality, and condition. The soybean                    official procedures.
                                                  grading procedures for corn to remain                   standards, established by USDA on                        Authority: 7 U.S.C. 71–87k.
                                                  relevant, AMS is issuing this request for               November 20, 1940, were last revised in
                                                  information to invite interested parties                                                                         Dated: June 26, 2018.
                                                                                                          2006 (71 FR 52403) and appear in the
                                                  to submit comments, ideas, and                                                                                 Greg Ibach,
                                                                                                          USGSA regulations at 7 CFR 810.1601–
                                                  suggestions on all aspects of the U.S.                                                                         Under Secretary, Marketing and Regulatory
                                                                                                          810.1605. The standards facilitate
                                                  Standards for Corn and official                                                                                Programs.
                                                                                                          soybean marketing and define U.S.
                                                  procedures.                                             soybean quality in the domestic and                    [FR Doc. 2018–14015 Filed 6–28–18; 8:45 am]
                                                                                                                                                                 BILLING CODE 3410–02–P
                                                     Authority: 7 U.S.C. 71–87k.                          global marketplace. The standards
                                                    Dated: June 26, 2018.                                 define commonly used industry terms;
                                                  Greg Ibach,                                             contain basic principles governing the
                                                                                                          application of standards, such as the                  DEPARTMENT OF COMMERCE
                                                  Under Secretary, Marketing and Regulatory
                                                  Programs.                                               type of sample used for a particular
                                                                                                          quality analysis; the basis of                         National Oceanic and Atmospheric
                                                  [FR Doc. 2018–14017 Filed 6–28–18; 8:45 am]                                                                    Administration
                                                                                                          determination; and specify grades and
                                                  BILLING CODE 3410–02–P
                                                                                                          grade requirements. Official procedures
                                                                                                          for determining grading factors are                    15 CFR Part 960
                                                  DEPARTMENT OF AGRICULTURE                               provided in Grain Inspection Handbook,                 [Docket No. 100903432–8557–01]
                                                                                                          Book II, Chapter 10, ‘‘Soybeans’’. The
                                                                                                          Handbook also includes standardized                    RIN 0648–BA15
                                                  Agricultural Marketing Service
                                                                                                          procedures for additional quality                      Licensing Private Remote Sensing
                                                  7 CFR Part 810                                          attributes not used to determine grade,                Space Systems
                                                                                                          such as oil and protein content.
                                                  [Doc. No. AMS–FGIS–18–0054]                             Together, the grading standards and                    AGENCY:   National Environmental
                                                  United States Standards for Soybeans                    official procedures allow buyers and                   Satellite, Data, and Information Service
                                                                                                          sellers to communicate quality                         (NESDIS), National Oceanic and
                                                  AGENCY:  Agricultural Marketing Service,                requirements, compare soybean quality                  Atmospheric Administration (NOAA),
                                                  USDA.                                                   using equivalent forms of measurement,                 Department of Commerce (Department,
                                                  ACTION: Request for information.                        and assist in price discovery.                         or Commerce).
                                                                                                             The realignment of offices within the               ACTION: Advance notice of proposed
                                                  SUMMARY:   The United States Department                 U.S. Department of Agriculture                         rulemaking.
                                                  of Agriculture’s (USDA) Agricultural                    authorized by the Secretary’s
                                                  Marketing Service (AMS) is seeking                      Memorandum dated November 14,                          SUMMARY:    Commerce is considering
                                                  comments from the public regarding the                  2017, ‘‘Improving Customer Service and                 revisions to its regulations for the
                                                  United States (U.S.) Standards for                      Efficiency’’, eliminates the Grain                     licensing of private remote sensing
                                                  Soybeans under the United States Grain                  Inspection, Packers and Stockyards                     space systems, currently administered
                                                  Standards Act (USGSA). To ensure that                   Administration (GIPSA) as a standalone                 by NOAA. These revisions would
                                                  standards and official grading practices                agency. Federal Grain Inspection                       facilitate the continued growth of this
                                                  remain relevant, AMS invites interested                 Service (FGIS) activities, formerly part               critical industry and update the
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  parties to comment on whether the                       of GIPSA, are now organized under                      regulatory regime to address significant
                                                  current soybean standards and grading                   AMS. FGIS grading and inspection                       technological developments, new
                                                  practices need to be changed.                           services are provided through a network                business models, and increased foreign
                                                  DATES: We will consider comments we                     of federal, state, and private laboratories            competition since their last update in
                                                  receive by August 28, 2018.                             that conduct tests to determine the                    2006. In support of this effort, the
                                                  ADDRESSES: Submit comments or notice                    quality and condition of soybeans.                     Department through NOAA seeks public
                                                  of intent to submit comments by any of                  These tests are conducted in accordance                comment on substantive and procedural
                                                  the following methods:                                  with applicable standards using                        matters involved in commercial remote


                                             VerDate Sep<11>2014   17:09 Jun 28, 2018   Jkt 244001   PO 00000   Frm 00004   Fmt 4702   Sfmt 4702   E:\FR\FM\29JNP1.SGM   29JNP1


                                                                            Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Proposed Rules                                          30593

                                                  sensing licensing. Based in part on this                helping to ensure that the United States               specific provisions, the Department is
                                                  public input, and based on a potential                  remains the clear world leader in this                 seeking input from stakeholders
                                                  public meeting, the Department may                      industry.                                              regarding how it should best address a
                                                  draft proposed regulations and issue a                     Through the National Space Council,                 variety of important issues.
                                                  Notice of Proposed Rulemaking.                          the Administration has made clear that
                                                                                                                                                                 Request for Public Comments
                                                  DATES: Comments must be received by                     long-term U.S. national security and
                                                  August 28, 2018.                                        foreign policy interests are best served                  The Department welcomes input on
                                                  ADDRESSES: You may send comments by                     by ensuring that U.S. industry continues               any matters related to commercial
                                                  the following method:                                   to lead this rapidly maturing and highly               remote sensing regulation, including
                                                    Federal eRulemaking Portal: Go to:                    competitive market. The priorities for                 specific examples of industry standards,
                                                  www.regulations.gov and search for the                  the National Space Council and the                     alternative regulatory approaches, and
                                                  docket number NOAA–NESDIS–2018–                         Department are to: Encourage                           legal definitions that work well in other
                                                  0058. Click the ‘‘Comment Now!’’ icon,                  companies to do business in the United                 areas. The Department also invites
                                                  complete the required fields, and enter                 States; help businesses maintain a                     comment on the overall cost of
                                                  or attach your comments.                                competitive advantage here; facilitate                 complying with NOAA’s existing
                                                    Mail: NOAA Commercial Remote                          the growth of this important industry;                 regulations and any specific regulatory
                                                  Sensing Regulatory Affairs, 1335 East-                  and support innovation within it. To                   requirements that are particularly
                                                  West Highway, G101, Silver Spring,                      that end, the Department and NOAA                      burdensome.
                                                  Maryland 20910.                                         wish to relieve any unnecessary                           In addition, the Department seeks
                                                    Instructions: The Department of                       regulatory burdens in the remote                       input on the following specific topics:
                                                  Commerce and NOAA are not                               sensing area.                                          Topic 1: Requirement To Obtain a
                                                  responsible for comments sent by any                       Additionally, technological and other               License
                                                  other method, to any other address or                   developments have highlighted
                                                                                                          ambiguities in the current regulatory                     The Statute authorizes the Secretary
                                                  individual, or received after the end of
                                                                                                          regime, many of which were                             of Commerce to license ‘‘private sector
                                                  the comment period. All submissions
                                                                                                          unforeseeable even just a few years ago.               parties to operate private remote sensing
                                                  received must include the agency name
                                                                                                          Specific examples include:                             space systems’’ and prohibits a ‘‘person
                                                  and docket number or RIN for this
                                                                                                                                                                 that is subject to the jurisdiction or
                                                  rulemaking. All comments received will                  • Dramatic increase in the number of                   control of the United States’’ from
                                                  be posted without change to                                license applications                                ‘‘operat[ing] any private remote sensing
                                                  www.regulations.gov, including any                      • Increasing remote sensing capabilities               space system’’ without a license (51
                                                  personal or commercially proprietary                       in other countries                                  U.S.C. 60121(a), 60122(a)).
                                                  information provided.                                   • Cubesat constellations                                  In pursuit of the Department’s goal to
                                                  FOR FURTHER INFORMATION CONTACT:                        • Non-Earth imaging                                    facilitate innovation, the Department
                                                  Tahara Dawkins, Commercial Remote                       • Satellite servicing                                  seeks input on how to define these and
                                                  Sensing Regulatory Affairs, at 301–713–                 • Innovative systems capable of imaging                other statutory terms in its regulations,
                                                  3385, or Glenn Tallia, NOAA Office of                      in different spectral bands                         and at what level of specificity.
                                                  General Counsel, at 301–628–1622.                       • Live video broadcasting from space                   Definitions that are more specific would
                                                  SUPPLEMENTARY INFORMATION:                              • Venture capital investment, including                provide greater certainty to industry in
                                                                                                             significant amounts from foreign                    determining whether a license is
                                                  Background                                                 nationals and corporations                          required, but specific definitions could
                                                     Per Article VI of the Treaty on                      • New entrants to space markets                        quickly be outpaced by technological
                                                  Principles Governing the Activities of                  • Hosted payloads                                      change, becoming obsolete or
                                                  States in the Exploration and Use of                    • Increasing use of public-private                     burdensome. Alternatively, less specific
                                                  Outer Space, including the Moon and                        partnerships                                        definitions could adapt as technology
                                                  Other Celestial Bodies (‘‘Outer Space                   • Complex contractual relationships                    and business models develop, but might
                                                  Treaty’’), activities of private U.S.                   • Satellite servicing missions, including              provide insufficient certainty to
                                                  entities in outer space require the                        proximity operations                                industry. The Department may be able
                                                  ‘‘authorization and continuing                          • Ground station networks located in
                                                                                                                                                                 to augment less specific definitions in
                                                  supervision’’ of the United States                         multiple countries with different
                                                                                                                                                                 its regulations with interpretive
                                                  Government. Subchapter VI of Title 51,                     regulatory regimes
                                                                                                                                                                 guidance, which could be updated more
                                                  National and Commercial Space                           • Launch vehicles imaging on orbit
                                                                                                                                                                 regularly to reflect industry
                                                  Programs (51 U.S.C. 60121 et seq.,                         The Department recognizes that there                developments.
                                                  hereinafter ‘‘Statute’’), authorizes the                have been many proposals to improve                       With this background in mind, the
                                                  Secretary of Commerce (‘‘Secretary’’) to                the commercial remote sensing                          Department seeks general comments on
                                                  fulfill this responsibility for operators of            regulatory regime, some of which may                   this topic. In addition, the Department
                                                  private remote sensing space systems,                   require new or revised statutory                       seeks input in response to the following
                                                  by authorizing the Secretary to issue                   authority to implement. However, the                   specific questions:
                                                  and enforce licenses for the operation of               Department may be able to make                            a. How should Commerce define the
                                                  such systems. The Secretary’s authority                 significant improvements to the                        statutory terms ‘‘private sector party’’
                                                  under the Statute is currently delegated                licensing of remote sensing even under                 and ‘‘person subject to the jurisdiction
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                                                  to the Assistant Administrator for                      the existing statute, simply by revising               or control of the United States?’’
                                                  Satellite and Information Services and                  its regulations. Therefore, to support the                b. How should Commerce define the
                                                  implemented through NOAA’s existing                     Administration’s above-mentioned                       statutory term ‘‘private remote sensing
                                                  regulations, 15 CFR part 960, last                      priorities and to reflect the dramatic                 space system?’’
                                                  updated in 2006. Under the Statute,                     changes in the remote sensing industry                    c. How should Commerce determine
                                                  NOAA has issued 119 licenses to U.S.                    since the last update of remote sensing                which entity is the operator of a private
                                                  corporations, universities, and people to               regulations, the Department plans to                   remote sensing system (the operator is
                                                  operate over 1,000 imaging satellites,                  revise its regulations. Before drafting                required to obtain a license under the


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                                                  30594                     Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Proposed Rules

                                                  statute) in complex cases, such as when                 B. Non-Earth imaging capabilities,                     cost burden, which harms industry and
                                                  there are multiple entities involved in                    including temporal and spatial                      frustrates U.S. policy. Commerce seeks
                                                  the operation of the system?                               resolution                                          to impose those conditions only when
                                                                                                          C. Other technical factors, including                  legally required or when critical risks to
                                                  Topic 2: License Application and
                                                                                                             spectral range, data management                     national security, foreign policy, and
                                                  Review Processes
                                                                                                             cycle, and duration of the on-orbit                 international obligations are identified.
                                                     Before a license can be granted, the                    capabilities                                        Finally, Commerce recognizes that once
                                                  Statute requires the Secretary to                       D. Non-technical matters, including                    a license is issued, permanent
                                                  determine that the applicant will                          business structure, foreign                         retroactive changes to license conditions
                                                  comply with the Statute, the                               investment, and the degree of third-                can be disruptive to a licensee’s
                                                  regulations, and any international                         party investment in the system                      operations and business.
                                                  obligations and national security                          3. What application information                        With this background in mind, the
                                                  concerns (51 U.S.C. 60121(b)(1)). The                   should Commerce collect from                           Department seeks general comments on
                                                  Statute also requires the Secretary to                  applicants in different categories (e.g.,              this topic. In addition, the Department
                                                  consult with the Secretaries of Defense                 applications in a de minimis sensing                   seeks input in response to the following
                                                  and State (51 U.S.C. 60147(a), (b)).                    capability category versus moderate or                 specific questions:
                                                     The Department seeks to expedite                     precise sensing capability categories)?                   a. Considering the default conditions
                                                  review of applications as much as                          4. How should the review process for                in 15 CFR 960.11, are there any
                                                  possible within statutory constraints.                  the different categories differ, including             conditions that should be added,
                                                  Commerce recognizes that modern                         interagency consultation? Should                       removed, or modified in light of
                                                  remote sensing space systems present a                  Commerce issue a license based solely                  technological changes or impacts to the
                                                  broad range of technical capabilities and               on notification by the applicant and                   industry?
                                                  possible risks to national security,                    confirmation by Commerce that the                         b. Should there be different default
                                                  foreign policy, and international                       proposed system satisfies the criteria for             conditions for the different ‘‘categories’’
                                                  obligations of the United States.                       the de minimis category?                               of systems as described in Topic 2?
                                                  Commerce would prefer that the                             5. How and how often should                            c. When considering license
                                                  majority of applicants, whose systems                   Commerce reevaluate its definition of                  conditions, how should NOAA think
                                                  present few, if any, such risks, could be               these categories over time?                            about the cost and benefit of conditions?
                                                  reviewed more quickly and be subject to                    b. Should all applications or only                  What information could licensees
                                                  a lighter regulatory approach overall. In               applications for some categories of                    provide to NOAA to inform that
                                                  addition to providing certainty and                     commercial remote sensing licenses                     analysis?
                                                  quicker review for most applicants, this                enjoy a ‘‘presumption of approval?’’ If                   d. How should Commerce respond to
                                                  approach would allow Commerce and                       so, how should Commerce implement                      emerging and unforeseeable national
                                                  its interagency partners to work with                   this presumption?                                      security, foreign policy, and
                                                  industry to focus resources on                             c. Would it be helpful to require a pre-            international obligation issues for
                                                  mitigating only the most critical risks                 application consultation? If so, under                 existing licensed systems (e.g.,
                                                  posed by the most capable proposed                      which circumstances?                                   retroactive conditions, temporary
                                                  systems.                                                   d. How can the Department improve                   restrictions)?
                                                     With this background in mind, the                    transparency during the application                       e. Should the U.S. Government be
                                                  Department seeks general comments on                    review process?                                        required to attempt to mitigate any
                                                  this topic. In addition, Commerce seeks                    e. Noting that new technologies can                 national security or other risks before
                                                  input in response to the following                      require extensive study, how can                       imposing conditions? If such mitigation
                                                  specific questions:                                     Commerce work proactively with the                     would be costly, how should Commerce
                                                     a. Commerce is considering grouping                  other reviewing agencies and potential                 balance the taxpayer cost with any
                                                  proposed systems into two or more                       future licensees to ensure that the                    avoided cost to licensees?
                                                  categories based on the potential risk                  Department is prepared to swiftly                         f. Under the Convention on
                                                  presented by their capabilities. Those                  review any submitted applications?                     International Liability for Damage
                                                  systems categorized as posing only a de                                                                        Caused by Space Objects, the U.S.
                                                  minimis risk would be subject to an                     Topic 3: License Conditions                            Government and taxpayers may be
                                                  expedited review process, less                             While some license conditions are                   liable for damage caused by a licensee
                                                  restrictive license conditions, and less                required by statute or regulation, the                 to a space object, person, or property of
                                                  burdensome compliance requirements                      Secretaries of Defense and State also                  another nation. The U.S. Government
                                                  (note: Comments are sought on factors                   determine additional individual                        would not be liable if a licensee
                                                  potentially relevant for defining review                conditions addressing national security,               damages a space object, person, or
                                                  categories and review processes for                     foreign policy, and international                      property of another U.S. entity, but the
                                                  different categories (Topic 2, below), on               obligations (51 U.S.C. 60122, 60147; 15                licensee may lack the financial means to
                                                  license conditions (Topic 3), and on                    CFR 960.11). The Secretary of                          pay damages to an aggrieved entity.
                                                  compliance requirements (Topic 4)).                     Commerce, through NOAA, ultimately                     NOAA currently requires licensees to
                                                  The Department seeks input on whether                   implements and enforces all license                    submit an orbital debris assessment
                                                  such a strategy is advisable, and if so,                conditions.                                            report and spacecraft disposal plan, but
                                                  how to implement it.                                       Listing standard license conditions in              should Commerce also consider a
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                                                     1. Would the proposed category                       Commerce’s regulations would provide                   license condition requiring licensees to
                                                  system be advisable?                                    applicants with certainty. However,                    obtain some level of insurance to cover
                                                     2. How should Commerce define                        some flexibility may be necessary to                   these potential liabilities? If such
                                                  categories in such a system? Consider                   allow the Department to tailor                         insurance is prohibitively expensive,
                                                  the following factors, for example:                     conditions to specific systems, as                     should Commerce consider other, less
                                                  A. Earth-surface imaging capabilities,                  appropriate. Additionally, the                         burdensome means to protect U.S.
                                                     including temporal and spatial                       Department recognizes that some                        taxpayers and other U.S. satellite
                                                     resolution                                           license conditions can impose a heavy                  owners?


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                                                                            Federal Register / Vol. 83, No. 126 / Friday, June 29, 2018 / Proposed Rules                                          30595

                                                     g. How should Commerce adjust                        inconsistencies between domestic                       (non-FDA employees) is through
                                                  conditions in response to the increasing                regulatory regimes?                                    Building 1, where routine security
                                                  capabilities of non-U.S. entities? How                     b. Within statutory constraints, how                check procedures will be performed. For
                                                  frequently should NOAA evaluate those                   can Commerce minimize burdens to                       parking and security information, please
                                                  increasing capabilities?                                licensees who operate in multiple                      refer to: https://www.fda.gov/
                                                     h. How can Commerce best provide                     countries and are subject to multiple                  AboutFDA/WorkingatFDA/Buildingsand
                                                  transparency to licensees regarding                     countries’ regulatory regimes?                         Facilities/WhiteOakCampus
                                                  classified national security risks?                                                                            Information/ucm241740.htm.
                                                                                                          Classification
                                                  Topic 4: Compliance and Enforcement                       This advance notice of proposed                      Electronic Submissions
                                                     The Secretary is required to ensure                  rulemaking was determined to be                           You may submit comments as
                                                  compliance with the regulations and                     significant for purposes of E.O. 12866.                follows. Please note that late, untimely
                                                  with licenses (51 U.S.C. 60123, 15 CFR                    Dated: June 25, 2018.                                filed comments will not be considered.
                                                  960.13–960.15). To meet this obligation,                                                                       Electronic comments must be submitted
                                                                                                          Stephen Volz,
                                                  NOAA must collect information, but it                                                                          via the https://www.regulations.gov
                                                                                                          Assistant Administrator for Satellite and
                                                  seeks to minimize the burden on                                                                                electronic filing system by midnight
                                                                                                          Information Services, National Oceanic and
                                                  licensees.                                              Atmospheric Administration, Department of              Eastern Time on October 12, 2018.
                                                     With this background in mind, the                    Commerce.                                              Comments received by mail/hand
                                                  Department seeks general comments on                    [FR Doc. 2018–14038 Filed 6–28–18; 8:45 am]            delivery/courier (for written/paper
                                                  this topic. In addition, the Department                                                                        submissions) will be considered timely
                                                                                                          BILLING CODE 3510–HR–P
                                                  seeks input in response to the following                                                                       if they are postmarked or the delivery
                                                  specific questions:                                                                                            service acceptance receipt is on or
                                                     a. What are appropriate mechanisms                                                                          before that date.
                                                  for ensuring compliance? Currently,                     DEPARTMENT OF HEALTH AND                                  • Federal eRulemaking Portal:
                                                  Commerce uses site visits, virtual                      HUMAN SERVICES                                         https://www.regulations.gov. Follow the
                                                  inspections, quarterly and annual                                                                              instructions for submitting comments.
                                                                                                          Food and Drug Administration
                                                  audits, and no-notice inspections as                                                                           Comments submitted electronically,
                                                  needed.                                                                                                        including attachments, to https://
                                                                                                          21 CFR Part 15
                                                     b. How should Commerce ensure                                                                               www.regulations.gov will be posted to
                                                  compliance when multiple parties                        [Docket No. FDA–2018–N–2309]                           the docket unchanged. Because your
                                                  (including investors) play a role in a                                                                         comment will be made public, you are
                                                  single licensed system? Options could                   The Food and Drug Administration                       solely responsible for ensuring that your
                                                  include licensing all involved parties, or              Predictive Toxicology Roadmap and Its                  comment does not include any
                                                  holding a single licensee responsible for               Implementation; Public Hearing;                        confidential information that you or a
                                                  the entire system.                                      Request for Comments                                   third party may not wish to be posted,
                                                     c. Are there any improvements the                    AGENCY:    Food and Drug Administration,               such as medical information, your or
                                                  Department could make to its formal                     HHS.                                                   anyone else’s Social Security number, or
                                                  adjudication procedures in the                                                                                 confidential business information, such
                                                  regulations?                                            ACTION: Notification of public hearing;
                                                                                                          request for comments.                                  as a manufacturing process. Please note
                                                     d. Should Commerce mandate                                                                                  that if you include your name, contact
                                                  licensees to use certain technical                      SUMMARY:   The Food and Drug                           information, or other information that
                                                  standards, or particular software, for                  Administration (FDA or Agency) is                      identifies you in the body of your
                                                  compliance purposes? If so, what                        announcing a public hearing to solicit                 comments, that information will be
                                                  standards or software should Commerce                   comments on FDA’s Predictive                           posted on https://www.regulations.gov.
                                                  require?                                                Toxicology Roadmap, which was issued                      • If you want to submit a comment
                                                     e. Should Commerce adopt different                   by FDA on December 6, 2017. FDA is                     with confidential information that you
                                                  compliance policies and procedures for                  seeking comments on how to foster the                  do not wish to be made available to the
                                                  the different categories described in                   development and evaluation of                          public, submit the comment as a
                                                  Topic 2? If so, what policies and                       emerging toxicological methods and                     written/paper submission and in the
                                                  procedures would be appropriate for the                 new technologies and incorporate these                 manner detailed (see ‘‘Written/Paper
                                                  different categories?                                   methods and technologies into                          Submissions’’ and ‘‘Instructions’’).
                                                  Topic 5: Integration With Other                         regulatory review, as applicable.                      Written/Paper Submissions
                                                  Licensing and Regulatory Regimes                        DATES: The public hearing will be held
                                                                                                                                                                   Submit written/paper submissions as
                                                     The Department recognizes that many                  on Wednesday, September 12, 2018,                      follows:
                                                  NOAA-licensed systems also require                      from 9 a.m. to 4 p.m. Persons seeking to                 • Mail/Hand delivery/Courier (for
                                                  licenses from other U.S. Government                     attend or to present at the public                     written/paper submissions): Dockets
                                                  agencies, and occasionally from                         hearing must register by Wednesday,                    Management Staff (HFA–305), Food and
                                                  agencies in other countries. The                        August 29, 2018. Section III provides                  Drug Administration, 5630 Fishers
                                                  Department seeks to reduce the overall                  attendance and registration information.               Lane, Rm. 1061, Rockville, MD 20852.
                                                  regulatory burden to licensees, when                    Electronic or written comments will be                   • For written/paper comments
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                                                  possible.                                               accepted after the public hearing until                submitted to the Dockets Management
                                                     With this background in mind,                        Friday, October 12, 2018.                              Staff, FDA will post your comment, as
                                                  Commerce seeks general comments on                      ADDRESSES: The public hearing will be                  well as any attachments, except for
                                                  this topic. In addition, the Department                 held at the FDA White Oak Campus,                      information submitted, marked, and
                                                  seeks input in response to the following                10903 New Hampshire Ave., Bldg. 31                     identified as confidential, if submitted
                                                  specific questions:                                     Conference Center, the Great Room (Rm.                 as detailed in ‘‘Instructions.’’
                                                     a. Within statutory constraints, how                 1503A), Silver Spring, MD 20993–0002.                    Instructions: All submissions received
                                                  can Commerce avoid redundancies and                     Entrance for public hearing participants               must include the Docket No. FDA–


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Document Created: 2018-06-29 01:13:34
Document Modified: 2018-06-29 01:13:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking.
DatesComments must be received by August 28, 2018.
ContactTahara Dawkins, Commercial Remote Sensing Regulatory Affairs, at 301-713-3385, or Glenn Tallia, NOAA Office of General Counsel, at 301-628-1622.
FR Citation83 FR 30592 
RIN Number0648-BA15

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