83 FR 31816 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 131 (July 9, 2018)

Page Range		31816-31816
FR Document		2018-14652

Federal Register, Volume 83 Issue 131 (Monday, July 9, 2018)

[Federal Register Volume 83, Number 131 (Monday, July 9, 2018)]
[Notices]
[Page 31816]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-14652]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extension:
    Form 12b-25, SEC File No. 270-071, OMB Control No. 3235-0058

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    The purpose of Form 12b-25 (17 CFR 240.12b-25) is to provide notice 
to the Commission and the marketplace that a registrant will be unable 
to timely file a required periodic report or transition report pursuant 
to the Securities Exchange Act of 1934 (15 U.S.C 78a et seq.) or the 
Investment Company Act of 1940 (15 U.S.C. 80a et seq.). If all the 
filing conditions of the form are satisfied, the registrant is granted 
an automatic filing extension. Approximately 3,432 registrants file 
Form 12b-25 and it takes approximately 2.5 hours per response for a 
total of 8,580 burden hours.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Candace 
Kenner, 100 F Street NE, Washington, DC 20549 or send an email to: 
[email protected].

    Dated: July 3, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-14652 Filed 7-6-18; 8:45 am]
 BILLING CODE 8011-01-P

31816 Federal Register / Vol. 83, No. 131 / Monday, July 9, 2018 / Notices

Commission and any person, other than satisfied, the registrant is granted an Securities and Exchange Commission
those that may be withheld from the automatic filing extension. (‘‘Commission’’) the proposed rule
public in accordance with the Approximately 3,432 registrants file change as described in Items I, II, and
provisions of 5 U.S.C. 552, will be Form 12b–25 and it takes approximately III below, which Items have been
available for website viewing and 2.5 hours per response for a total of prepared by the Exchange. The
printing in the Commission’s Public 8,580 burden hours. Commission is publishing this notice to
Reference Room, 100 F Street NE, Written comments are invited on: (a) solicit comments on the proposed rule
Washington, DC 20549, on official Whether the proposed collection of change from interested persons.
business days between the hours of information is necessary for the proper I. Self-Regulatory Organization’s
10:00 a.m. and 3:00 p.m. Copies of the performance of the functions of the Statement of the Terms of Substance of
filing also will be available for agency, including whether the the Proposed Rule Change
inspection and copying at the principal information will have practical utility;
office of the Exchange. All comments (b) the accuracy of the agency’s estimate (a) Pursuant to the provisions of
received will be posted without change. of the burden imposed by the collection Section 19(b)(1) under the Securities
Persons submitting comments are of information; (c) ways to enhance the Exchange Act of 1934 (‘‘Act’’),4 and
cautioned that we do not redact or edit quality, utility, and clarity of the Rule 19b–4 thereunder,5 Investors
personal identifying information from information collected; and (d) ways to Exchange LLC (‘‘IEX’’ or ‘‘Exchange’’) is
comment submissions. You should minimize the burden of the collection of filing with the Securities and Exchange
submit only information that you wish information on respondents, including Commission (‘‘Commission’’) a
to make available publicly. All through the use of automated collection proposed rule change to modify Rules
submissions should refer to File techniques or other forms of information 11.280(h)(8) and 11.350(e), which
Number SR–MIAX–2018–13 and should technology. Consideration will be given collectively govern the IPO Auction
be submitted on or before July 30, 2018. to comments and suggestions submitted processes for trading in an IEX-listed
in writing within 60 days of this security that is the subject of an initial
For the Commission, by the Division of
Trading and Markets, pursuant to delegated publication. public offering (‘‘IPO’’).6 The Exchange
authority.30 An agency may not conduct or is also proposing to modify certain
Eduardo A. Aleman, sponsor, and a person is not required to definitions in Rule 11.350(a) regarding
Assistant Secretary. respond to, a collection of information IPO Auction market data that is
unless it displays a currently valid disseminated in IEX Auction
[FR Doc. 2018–14545 Filed 7–6–18; 8:45 am]
Information.7 The Exchange has
BILLING CODE P control number.
designated this rule change as ‘‘non-
Please direct your written comment to
controversial’’ under Section 19(b)(3)(A)
Pamela Dyson, Director/Chief
of the Act 8 and provided the
SECURITIES AND EXCHANGE Information Officer, Securities and
Commission with the notice required by
COMMISSION Exchange Commission, c/o Candace
Rule 19b–4(f)(6) thereunder.9
Kenner, 100 F Street NE, Washington, The text of the proposed rule change
Proposed Collection; Comment DC 20549 or send an email to: PRA_
Request is available at the Exchange’s website at
Mailbox@sec.gov. www.iextrading.com, at the principal
Upon Written Request Copies Available Dated: July 3, 2018. office of the Exchange, and at the
From: Securities and Exchange Eduardo A. Aleman, Commission’s Public Reference Room.
Commission, Office of FOIA Services, Assistant Secretary.
100 F Street NE, Washington, DC II. Self-Regulatory Organization’s
[FR Doc. 2018–14652 Filed 7–6–18; 8:45 am] Statement of the Purpose of, and
20549–2736
BILLING CODE 8011–01–P Statutory Basis for, the Proposed Rule
Extension: Change
Form 12b–25, SEC File No. 270–071, OMB
Control No. 3235–0058 SECURITIES AND EXCHANGE In its filing with the Commission, the
Notice is hereby given that, pursuant COMMISSION self-regulatory organization included
to the Paperwork Reduction Act of 1995 statements concerning the purpose of
[Release No. 34–83579; File No. SR–IEX– and basis for the proposed rule change
(44 U.S.C. 3501 et seq.), the Securities 2018–13]
and Exchange Commission and discussed any comments it received
(‘‘Commission’’) is soliciting comments on the proposed rule change. The text
Self-Regulatory Organizations; of these statement may be examined at
on the collection of information Investors Exchange LLC; Notice of
summarized below. The Commission the places specified in Item IV below.
Filing and Immediate Effectiveness of
plans to submit this existing collection Proposed Rule Change to the IPO 4 15 U.S.C. 78s(b)(1).
of information to the Office of Auction Processes for Trading in an 5 17 CFR 240.19b–4.
Management and Budget for extension IEX-Listed Security That Is the Subject 6 Pursuant to section 12(f)(1)(G)(i)–(ii) of the
and approval. of an Initial Public Offering Securities Exchange Act, a security is the subject of
The purpose of Form 12b–25 (17 CFR an initial public offering if the offering of the
240.12b–25) is to provide notice to the July 2, 2018. subject security is registered under the Securities
Commission and the marketplace that a Act of 1933, the issuer of the security, immediately
Pursuant to Section 19(b)(1) 1 of the prior to filing the registration statement with
registrant will be unable to timely file a Securities Exchange Act of 1934 respect to the offering, was not subject to the
sradovich on DSK3GMQ082PROD with NOTICES

required periodic report or transition (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 reporting requirements of the Act, and the initial
report pursuant to the Securities notice is hereby given that on June 22, public offering of such security commences at the
Exchange Act of 1934 (15 U.S.C 78a et opening of trading on the day on which such
2018, Investors Exchange LLC (‘‘IEX’’ or security commences trading on the national
seq.) or the Investment Company Act of the ‘‘Exchange’’) filed with the securities exchange with which such security is
1940 (15 U.S.C. 80a et seq.). If all the registered. See 15 U.S.C. 78l(f)(1)(G).
filing conditions of the form are 1 15 U.S.C. 78s(b)(1). 7 See Rule 11.350(a)(9).
2 15 U.S.C. 78a. 8 15 U.S.C. 78s(b)(3)(A).
30 17 CFR 200.30–3(a)(12). 3 17 CFR 240.19b–4. 9 17 CFR 240.19b–4.

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Document Created: 2018-07-07 00:42:58
Document Modified: 2018-07-07 00:42:58

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 31816