83 FR 31825 - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index Options and MSCI Emerging Markets Index Options
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 131 (July 9, 2018)
Federal Register Volume 83, Issue 131 (July 9, 2018)
| Page Range | 31825-31827 | |
| FR Document | 2018-14550 |
[Federal Register Volume 83, Number 131 (Monday, July 9, 2018)] [Notices] [Pages 31825-31827] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-14550] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83585; File No. SR-CBOE-2018-050] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index Options and MSCI Emerging Markets Index Options July 2, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on July 2, 2018, Cboe Exchange, Inc. (the ``Exchange'' or ``Cboe Options'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend its Fees Schedule to adopt a financial incentive program for Lead Market-Makers appointed in MSCI EAFE Index (MXEA) options and MSCI Emerging Markets Index (MXEF) options (collectively, MSCI options), effective July 2, 2018. The text of the proposed rule change is available on the Exchange's website (http://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend its Fees Schedule to adopt a financial incentive program for Lead Market-Makers appointed in MSCI EAFE Index (MXEA) options and MSCI Emerging Markets Index (MXEF) options (collectively, MSCI options), effective July 2, 2018. More specifically, the Exchange proposes to provide a financial incentive to any Market-Maker that is appointed as a Lead Market-Maker (``LMM'') in MXEA and/or MXEF (``MSCI LMM'') and meet a heightened quoting standard, to be set forth in the Fees Schedule.\3\ MSCI LMM(s) that meet the heightened quoting standard (which shall be explained herein), will receive $20,000 per month/per product. --------------------------------------------------------------------------- \3\ MSCI LMMs would serve as MSCI LMMs during the RTH session only. --------------------------------------------------------------------------- By way of background, pursuant to Rule 8.15(a), the Exchange may approve one or more Market-Makers to act as LMMs in a class for which a Designated Primary Market-Maker (``DPM'') has not been appointed, for a term of no less than the time until the end of the then-current expiration cycle. In addition to a LMM's requirement to fulfill all obligations of a Market-Maker under the Exchange Rules, a LMM must also satisfy heightened quoting obligations set forth in Rule 8.15(b). The Exchange proposes to provide in the Fees Schedule that through December 31, 2018, if a MSIC LMM meets the heightened standard described below, the LMM in each class will receive $20,000 per month, per their respective appointed class. Specifically, the LMM will receive $20,000 per month/per class if it provides continuous electronic quotes that meet or exceed the following heightened quoting standards in at least 90% of the MXEA and/or MXEF series it must quote pursuant to Rule 8.15(b) 90% of the time in a given month: -------------------------------------------------------------------------------------------------------------------------------------------------------- Expiring 7 days or less Near term 8 days to 60 Mid term 61 days to 270 Long term 271 days or -------------------------- days days greater Premium level ----------------------------------------------------------------------------- Width Size Width Size Width Size Width Size -------------------------------------------------------------------------------------------------------------------------------------------------------- $0-$5.00........................................ $3.00 5 $1.50 20 $2.50 15 $5.00 10 $5.01-$15.00.................................... 6.00 3 3.00 15 5.00 10 10.00 7 $15.01-$50.00................................... 15.00 2 7.50 10 10.00 7 20.00 5 $50.01-$100.00.................................. 25.00 1 15.00 7 20.00 5 30.00 3 $100.01-$200.00................................. 40.00 1 25.00 3 35.00 3 48.00 2 Greater Than $200.01............................ 60.00 1 40.00 1 50.00 1 72.00 1 -------------------------------------------------------------------------------------------------------------------------------------------------------- The Exchange may consider other exceptions to this quoting standard based on demonstrated legal or regulatory requirements or other mitigating circumstances. For purposes of the financial benefit, MSCI LMM(s) will not be obligated to satisfy the heightened quoting standard shown above. Rather, the MSCI LMM(s) will only receive the financial benefit if they satisfy the abovementioned heightened quoting standard. If a MSCI LMM does not meet the heightened quoting standard, then it simply will not receive the financial benefit for that month. The [[Page 31826]] Exchange notes however, that with respect to quoting obligations, MSCI LMM(s) must still comply with the continuous quoting obligation and other obligations of Market-Makers and LMMs described in Cboe Options Rules.\4\ The Exchange believes the proposed financial incentive for the additional quoting standard set forth in the Fees Schedule and described above, will further encourage MSCI LMMs to provide significant liquidity in MSCI options. Additionally, the Exchange notes that it expects that TPHs may need to undertake expenses to be able to quote at a significantly heightened standard in these classes, such as purchase additional bandwidth. The Exchange notes that the proposed financial incentive program for MSCI LMM(s) is similar to the rebate program adopted for ETH LMMs and SPX Select Market-Makers, as both programs offer financial benefits for meeting heightened quoting standards.\5\ --------------------------------------------------------------------------- \4\ See e.g., Cboe Options Rule 8.7 and Rule 8.15. \5\ See Cboe Options Fees Schedule, Footnotes 38 and 49. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes the proposed rule change is consistent with the Securities Exchange Act of 1934 (the ``Act'') and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.\6\ Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) \7\ requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Additionally, the Exchange believes the proposed rule change is consistent with Section 6(b)(4) of the Act,\8\ which requires that Exchange rules provide for the equitable allocation of reasonable dues, fees, and other charges among its Trading Permit Holders and other persons using its facilities. --------------------------------------------------------------------------- \6\ 15 U.S.C. 78f(b). \7\ 15 U.S.C. 78f(b)(5). \8\ 15 U.S.C. 78f(b)(4). --------------------------------------------------------------------------- The Exchange believes it is reasonable to offer MSCI LMM(s) that meet a certain heightened quoting standard (described above) $20,000 per month, per product, given the potential added costs that MSCI LMM(s) may need to undertake in order to satisfy that heightened quoting standard (e.g., having to purchase additional bandwidth). The Exchange also wishes to ensure the LMM(s) is incentivized to provide liquid and active markets in the MSCI products to encourage its growth. Additionally, if a MSCI LMM does not satisfy the heightened quoting standard, then it simply will not receive the $20,000 per class for that month. The Exchange believes it is equitable and not unfairly discriminatory to only offer the financial incentive to MSCI LMM(s) because it benefits all market participants trading in MSCI options to encourage MSCI LMMs to satisfy the heightened quoting standards, which may increase liquidity and provide more trading opportunities and tighter spreads. Indeed, the Exchange notes that the LMM provides a crucial role in providing quotes and the opportunity for market participants to trade MSCI products, which can lead to increased volume, thereby providing a robust market. The Exchange notes that without the proposed financial incentive, there would not be sufficient incentive for Trading Permit Holders to undertake an obligation to quote an heightened levels, which could result in lower levels of liquidity. The MSCI LMM incentive program is also reasonable, as it designed to encourage increased quoting to add liquidity in MSCI products, thereby protecting investors and the public interest. The Exchange lastly notes that a similar financial incentive program was adopted for appointed LMMs in ETH and SPX Select Market- Makers.\9\ --------------------------------------------------------------------------- \9\ See Cboe Options Fees Schedule, Footnote 38, Cboe Options Rule 6.1A and Footnote 49. --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule changes will impose any burden on competition that are not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe that the proposed rule change will impose any burden on intramarket competition that is not necessary or appropriate in furtherance of the purposes of the Act because, while the financial incentive is offered only to certain market participants (i.e., appointed MSCI LMM(s) that meet a heightened quoting standard), those market participants must meet heightened quoting standards to receive the financial incentive. Additionally, MSCI LMM(s) may incur additional costs to meet the heightened quoting standard. The Exchange believes the proposed financial incentive encourages those market participants to bring liquidity to the Exchange in MSCI options (which benefits all market participants). The Exchange does not believe that the proposed rule changes will impose any burden on intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act because MSCI options are proprietary products that will only be traded on Cboe Options. To the extent that the proposed changes make Cboe Options a more attractive marketplace for market participants at other exchanges, such market participants are welcome to become Cboe Options market participants. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange neither solicited nor received comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act \10\ and paragraph (f) of Rule 19b-4 \11\ thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \10\ 15 U.S.C. 78s(b)(3)(A). \11\ 17 CFR 240.19b-4(f). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or [[Page 31827]] Send an email to rule-comments@sec.gov. Please include File Number SR-CBOE-2018-050 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-CBOE-2018-050. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-CBOE-2018-050 and should be submitted on or before July 30, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\12\ --------------------------------------------------------------------------- \12\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-14550 Filed 7-6-18; 8:45 am] BILLING CODE P
![Federal Register / Vol. 83, No. 131 / Monday, July 9, 2018 / Notices 31825
technology. Consideration will be given have been prepared by the Exchange. incentive program for Lead Market-
to comments and suggestions submitted The Commission is publishing this Makers appointed in MSCI EAFE Index
in writing within 60 days of this notice to solicit comments on the (MXEA) options and MSCI Emerging
publication. proposed rule change from interested Markets Index (MXEF) options
An agency may not conduct or persons. (collectively, MSCI options), effective
sponsor, and a person is not required to July 2, 2018. More specifically, the
respond to, a collection of information I. Self-Regulatory Organization’s
Statement of the Terms of Substance of Exchange proposes to provide a
unless it displays a currently valid financial incentive to any Market-Maker
control number. the Proposed Rule Change
The Exchange proposes to amend its that is appointed as a Lead Market-
Please direct your written comment to
Pamela Dyson, Director/Chief Fees Schedule to adopt a financial Maker (‘‘LMM’’) in MXEA and/or MXEF
Information Officer, Securities and incentive program for Lead Market- (‘‘MSCI LMM’’) and meet a heightened
Exchange Commission, c/o Candace Makers appointed in MSCI EAFE Index quoting standard, to be set forth in the
Kenner, 100 F Street NE, Washington, (MXEA) options and MSCI Emerging Fees Schedule.3 MSCI LMM(s) that meet
DC 20549 or send an email to: PRA_ Markets Index (MXEF) options the heightened quoting standard (which
Mailbox@sec.gov. (collectively, MSCI options), effective shall be explained herein), will receive
Dated: July 3, 2018. July 2, 2018. $20,000 per month/per product.
The text of the proposed rule change By way of background, pursuant to
Eduardo A. Aleman,
is available on the Exchange’s website Rule 8.15(a), the Exchange may approve
Assistant Secretary.
(http://www.cboe.com/AboutCBOE/ one or more Market-Makers to act as
[FR Doc. 2018–14650 Filed 7–6–18; 8:45 am] CBOELegalRegulatoryHome.aspx), at
BILLING CODE 8011–01–P LMMs in a class for which a Designated
the Exchange’s Office of the Secretary,
Primary Market-Maker (‘‘DPM’’) has not
and at the Commission’s Public
been appointed, for a term of no less
Reference Room.
SECURITIES AND EXCHANGE than the time until the end of the then-
COMMISSION II. Self-Regulatory Organization’s current expiration cycle. In addition to
Statement of the Purpose of, and a LMM’s requirement to fulfill all
[Release No. 34–83585; File No. SR–CBOE–
2018–050] Statutory Basis for, the Proposed Rule obligations of a Market-Maker under the
Change Exchange Rules, a LMM must also
Self-Regulatory Organizations; Cboe In its filing with the Commission, the satisfy heightened quoting obligations
Exchange, Inc.; Notice of Filing and Exchange included statements set forth in Rule 8.15(b).
Immediate Effectiveness of a Proposed concerning the purpose of and basis for The Exchange proposes to provide in
Rule Change To Amend Its Fees the proposed rule change and discussed
Schedule To Adopt a Financial the Fees Schedule that through
any comments it received on the December 31, 2018, if a MSIC LMM
Incentive Program for Lead Market- proposed rule change. The text of these
Makers Appointed in MSCI EAFE Index meets the heightened standard
statements may be examined at the
Options and MSCI Emerging Markets described below, the LMM in each class
places specified in Item IV below. The
Index Options will receive $20,000 per month, per
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of their respective appointed class.
July 2, 2018. Specifically, the LMM will receive
Pursuant to Section 19(b)(1) of the the most significant aspects of such
statements. $20,000 per month/per class if it
Securities Exchange Act of 1934 (the provides continuous electronic quotes
‘‘Act’’),1 and Rule 19b–4 thereunder,2 A. Self-Regulatory Organization’s that meet or exceed the following
notice is hereby given that on July 2, Statement of the Purpose of, and heightened quoting standards in at least
2018, Cboe Exchange, Inc. (the Statutory Basis for, the Proposed Rule 90% of the MXEA and/or MXEF series
‘‘Exchange’’ or ‘‘Cboe Options’’) filed Change
with the Securities and Exchange it must quote pursuant to Rule 8.15(b)
Commission (the ‘‘Commission’’) the 1. Purpose 90% of the time in a given month:
proposed rule change as described in The Exchange proposes to amend its
Items I, II, and III below, which Items Fees Schedule to adopt a financial
Expiring 7 days or less Near term 8 days to 60 Mid term 61 days to 270 Long term 271 days or
days days greater
Premium level
Width Size Width Size Width Size Width Size
$0–$5.00 ........................................................... $3.00 5 $1.50 20 $2.50 15 $5.00 10
$5.01–$15.00 .................................................... 6.00 3 3.00 15 5.00 10 10.00 7
$15.01–$50.00 .................................................. 15.00 2 7.50 10 10.00 7 20.00 5
$50.01–$100.00 ................................................ 25.00 1 15.00 7 20.00 5 30.00 3
$100.01–$200.00 .............................................. 40.00 1 25.00 3 35.00 3 48.00 2
Greater Than $200.01 ....................................... 60.00 1 40.00 1 50.00 1 72.00 1
The Exchange may consider other of the financial benefit, MSCI LMM(s) satisfy the abovementioned heightened
sradovich on DSK3GMQ082PROD with NOTICES
exceptions to this quoting standard will not be obligated to satisfy the quoting standard. If a MSCI LMM does
based on demonstrated legal or heightened quoting standard shown not meet the heightened quoting
regulatory requirements or other above. Rather, the MSCI LMM(s) will standard, then it simply will not receive
mitigating circumstances. For purposes only receive the financial benefit if they the financial benefit for that month. The
1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 MSCI LMMs would serve as MSCI LMMs during
the RTH session only.
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![Federal Register / Vol. 83, No. 131 / Monday, July 9, 2018 / Notices 31827
• Send an email to rule-comments@ Commission, Office of FOIA Services, Dated: July 3, 2018.
sec.gov. Please include File Number SR– 100 F Street NE, Washington, DC Eduardo A. Aleman,
CBOE–2018–050 on the subject line. 20549–2736 Assistant Secretary.
Paper Comments Extension: [FR Doc. 2018–14654 Filed 7–6–18; 8:45 am]
• Send paper comments in triplicate Form SE, SEC File No. 270–289, OMB BILLING CODE 8011–01–P
to Secretary, Securities and Exchange Control No. 3235–0327
Commission, 100 F Street NE, Notice is hereby given that, pursuant SECURITIES AND EXCHANGE
Washington, DC 20549–1090. to the Paperwork Reduction Act of 1995 COMMISSION
All submissions should refer to File (44 U.S.C. 3501 et seq.), the Securities
Number SR–CBOE-2018–050. This file [Release No. 34–83588; File No. SR–
and Exchange Commission NASDAQ–2017–128]
number should be included on the (‘‘Commission’’) is soliciting comments
subject line if email is used. To help the on the collection of information Self-Regulatory Organizations; The
Commission process and review your summarized below. The Commission Nasdaq Stock Market LLC; Notice of
comments more efficiently, please use plans to submit this existing collection Designation of a Longer Period for
only one method. The Commission will of information to the Office of Commission Action on Proceedings To
post all comments on the Commission’s Determine Whether To Approve or
Management and Budget for extension
internet website (http://www.sec.gov/ Disapprove a Proposed Rule Change
and approval.
rules/sro.shtml). Copies of the To List and Trade the Shares of the
submission, all subsequent Form SE (17 CFR 239.64) is used by
Western Asset Total Return ETF
amendments, all written statements registrants to file paper copies of
with respect to the proposed rule exhibits, reports or other documents July 3, 2018.
change that are filed with the that would be difficult or impossible to On December 20, 2017, The Nasdaq
Commission, and all written submit electronically, as provided in Stock Market LLC (‘‘Nasdaq’’) filed with
communications relating to the Rule 311 of Regulation S–T (17 CFR the Securities and Exchange
proposed rule change between the 232.311). The information contained in Commission (‘‘Commission’’), pursuant
Commission and any person, other than Form SE is used by the Commission to to Section 19(b)(1) of the Securities
those that may be withheld from the identify paper copies of exhibits. Form Exchange Act of 1934 (‘‘Act’’) 1 and Rule
public in accordance with the SE is filed by individuals, companies or 19b–4 thereunder,2 a proposed rule
provisions of 5 U.S.C. 552, will be other entities that are required to file change to list and trade shares of the
available for website viewing and documents electronically. Western Asset Total Return ETF, a
printing in the Commission’s Public Approximately 19 registrants file Form series of Legg Mason ETF Investment
Reference Room, 100 F Street NE, SE and it takes an estimated 0.10 hours Trust, under Nasdaq Rule 5735. The
Washington, DC 20549 on official per response for a total annual burden proposed rule change was published for
business days between the hours of of 2 hours (0.10 hours per response × 19 comment in the Federal Register on
10:00 a.m. and 3:00 p.m. Copies of the responses). January 9, 2018.3 The Commission has
filing also will be available for received no comments on the proposed
Written comments are invited on: (a)
inspection and copying at the principal rule change.
Whether the proposed collection of On February 21, 2018, pursuant to
office of the Exchange. All comments
information is necessary for the proper Section 19(b)(2) of the Act,4 the
received will be posted without change.
performance of the functions of the Commission designated a longer period
Persons submitting comments are
cautioned that we do not redact or edit agency, including whether the within which to approve the proposed
personal identifying information from information will have practical utility; rule change, disapprove the proposed
comment submissions. You should (b) the accuracy of the agency’s estimate rule change, or institute proceedings to
submit only information that you wish of the burden imposed by the collection determine whether to disapprove the
to make available publicly. All of information; (c) ways to enhance the proposed rule change.5 On April 6,
submissions should refer to File quality, utility, and clarity of the 2018, the Commission instituted
Number SR–CBOE–2018–050 and information collected; and (d) ways to proceedings under Section 19(b)(2)(B) of
should be submitted on or before July minimize the burden of the collection of the Act 6 to determine whether to
30, 2018. information on respondents, including approve or disapprove the proposed
through the use of automated collection rule change.7 The Commission has
For the Commission, by the Division of techniques or other forms of information
Trading and Markets, pursuant to delegated received no comments on the proposed
authority.12 technology. Consideration will be given rule change.
to comments and suggestions submitted Section 19(b)(2) of the Act 8 provides
Eduardo A. Aleman,
in writing within 60 days of this that, after initiating disapproval
Assistant Secretary.
publication. proceedings, the Commission shall issue
[FR Doc. 2018–14550 Filed 7–6–18; 8:45 am]
An agency may not conduct or an order approving or disapproving the
BILLING CODE P
sponsor, and a person is not required to proposed rule change not later than 180
respond to, a collection of information
1 15 U.S.C. 78s(b)(1).
SECURITIES AND EXCHANGE unless it displays a currently valid 2 17 CFR 240.19b–4.
COMMISSION control number.
sradovich on DSK3GMQ082PROD with NOTICES
3 See Securities Exchange Act Release No. 82439
Please direct your written comment to (Jan. 3, 2018), 83 FR 1062.
Proposed Collection; Comment Pamela Dyson, Director/Chief 4 15 U.S.C. 78s(b)(2).
Request Information Officer, Securities and 5 See Securities Exchange Act Release No. 82757,
83 FR 8532 (Feb. 27, 2018).
Upon Written Request Copies Available Exchange Commission, c/o Candace 6 15 U.S.C. 78s(b)(2)(B).
From: Securities and Exchange Kenner, 100 F Street NE, Washington, 7 See Securities Exchange Act Release No. 83007,
DC 20549 or send an email to: PRA_ 83 FR 15883 (Apr. 12, 2018).
12 17 CFR 200.30–3(a)(12). Mailbox@sec.gov. 8 15 U.S.C. 78s(b)(2).
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Document Created: 2018-07-07 00:41:38
Document Modified: 2018-07-07 00:41:38
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| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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