83 FR 32170 - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 133 (July 11, 2018)
Federal Register Volume 83, Issue 133 (July 11, 2018)
| Page Range | 32170-32172 | |
| FR Document | 2018-14849 |
[Federal Register Volume 83, Number 133 (Wednesday, July 11, 2018)] [Notices] [Pages 32170-32172] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-14849] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-83600; File No. SR-CboeEDGX-2018-024] Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform July 6, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 29, 2018, Cboe EDGX Exchange, Inc. (the ``Exchange'' or ``EDGX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II and III below, which Items have been prepared by the Exchange. The Exchange has designated the proposed rule change as one establishing or changing a member due, fee, or other charge imposed by the Exchange under Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2) thereunder,\4\ which renders the proposed rule change effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A)(ii). \4\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange filed a proposal to implement proposed changes to its fee schedule for its equity options platform (``EDGX Options'') relating to logical and physical connectivity fees, effective July 2, 2018. The text of the proposed rule change is available at the Exchange's website at www.markets.cboe.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to implement proposed changes to its fee schedule for its equity options platform (``EDGX Options'') relating to logical and physical connectivity fees, effective July 2, 2018. Logical Connectivity The Exchange proposes to amend certain logical connectivity fees. Currently, EDGX Options market participants may utilize a variety of logical connectivity ports. A logical port provides users with the ability within the Exchange's system to accomplish a specific function through a connection, such as order entry, data receipt, or access to information. Currently, with respect to logical port fees, the Exchange only assesses a fee for Purge Ports. Additionally, logical connectivity fees are limited to logical ports in the Exchange's primary data center and no logical port fees are assessed for redundant secondary data center ports. The Exchange first proposes to adopt a $500 per month, per port fee for all logical ports excluding Purge, Multicast Pitch Spin Server, GRP and Bulk Ports.\5\ The Exchange notes that fees for these excluded ports are explicitly set forth in the Fees Schedule. The Exchange notes that the proposed fee of $500 per port is in line with the fee assessed for similar ports on BZX Options and C2 Options.\6\ --------------------------------------------------------------------------- \5\ The Exchange notes that even though Ports with Bulk Quoting Capabilities (``Bulk Ports'') already has its own line item in the logical connectivity fees table, it's not explicitly excluded from the general ``Logical Ports'' line item. The Exchange proposes to add a reference relating to its exclusion to maintain clarity in the Fees Schedule. \6\ See Cboe BZX Options Exchange Fee Schedule, Options Logical Port Fees and Cboe C2 Options Exchange Fees Schedule, Logical Connectivity Fees. --------------------------------------------------------------------------- Next, the Exchange proposes to adopt fees for Multicast PITCH/Spin Server and GRP ports. Multicast PITCH Spin Server Ports and GRP Ports are used to request and receive a retransmission of data from the Exchange's Multicast PITCH data feed. The Exchange's Multicast PITCH/ Top data feed is available from two primary feeds, identified as the ``A feed'' and the ``C feed'', which contain the same information but differ only in the way such feeds are received. The Exchange also offers two redundant feeds, [[Page 32171]] identified as the ``B feed'' and the ``D feed.'' The Exchange proposes to adopt a $500 per month, per set fee. All secondary feed Multicast PITCH Spin Server and GRP Ports will be provided for redundancy at no additional cost. The Exchange notes that the proposed fee is in line with the fee assessed for the same ports on BZX Options and C2 Options.\7\ --------------------------------------------------------------------------- \7\ Id. --------------------------------------------------------------------------- Lastly, the Exchange proposes to amend fees for ports with bulk quoting capabilities (``Bulk Ports''). A Bulk Port is a logical port that provides users with the ability to submit bulk messages to enter, modify or cancel orders designated as Post Only Orders, provided such orders are entered with a Time-in-Force of DAY or a Time-in-Force of GTD with an expiration time on that trading day. The Exchange does not currently assess fees for Bulk Ports. The Exchange now proposes to adopt a monthly fee of $600 per port. The Exchange notes that the proposed Bulk Port fee is less than the fee assessed for similar ports on BZX Options and C2 Options.\8\ --------------------------------------------------------------------------- \8\ Id. --------------------------------------------------------------------------- Physical Port Clarification The Exchange next proposes to add clarifying language relating to its Options Physical Connectivity Fees. First, the Exchange proposes to clarify that all Physical Connectivity Fees will be prorated based on the remaining trading days in the calendar month. The Exchange notes that while this is current practice, it is not currently codified under the Options Physical Connectivity Fees section (although similar language is found under the Options Logical Port Fees section). The Exchange also proposes to clarify that physical ports (other than Disaster Recovery physical ports) may be used to connect to C2 Options, Cboe BZX, Cboe BYX and Cboe EDGA. Disaster Recovery physical ports may be used to connect to the Disaster Recovery Systems for C2 Options, Cboe BZX, Cboe BYX, Cboe EDGA, Cboe Options and CFE. Additionally, the Exchange proposes to make clear that Members and non-Members will only be assessed a single fee for any physical port or Disaster Recovery physical port that accesses the identified exchanges, respectively. The Exchange notes that similar language appears in the Fees Schedule of C2 Options.\9\ --------------------------------------------------------------------------- \9\ See e.g., Cboe C2 Options Exchange Fees Schedule, Physical Connectivity Fees. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes the proposed rule change is consistent with the Securities Exchange Act of 1934 (the ``Act'') and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.\10\ Specifically, the Exchange believes the proposed rule change is consistent with Section 6(b)(4) of the Act,\11\ which provides that Exchange rules may provide for the equitable allocation of reasonable dues, fees, and other charges among its Permit Holders and other persons using its facilities. Additionally, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) \12\ requirement that the rules of an exchange not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers. --------------------------------------------------------------------------- \10\ 15 U.S.C. 78f(b). \11\ 15 U.S.C. 78f(b)(4). \12\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes it's reasonable to assess the proposed fees for each of the logical connectivity ports described above as the proposed fees enable the Exchange to continue to maintain and improve its market technology and services. Additionally, the Exchange notes the proposed fees are in line with, and indeed less than, the fees assessed on certain of its affiliated exchanges for similar connectivity.\13\ The proposed logical connectivity fees are also equitable and not unfairly discriminatory because the Exchange will apply the same fees to all market participants that use the same respective connectivity options. --------------------------------------------------------------------------- \13\ See Affiliated Exchange Fee Schedules, Logical Port Fees. --------------------------------------------------------------------------- The Exchange also believes it's reasonable, equitable and not unfairly discriminatory to prorate physical connectivity fees because it provides for a more precise assessment of physical connectivity fees based on when a user obtains a new physical port or Disaster Recovery physical port. The Exchange believes it's reasonable, equitable and not unfairly discriminatory to assess a physical port fee only once if it connects with another affiliate exchange because only one port is being used and the Exchange does not wish to charge multiple fees for the same port. The Exchange believes listing the affiliate exchanges that physical ports and Disaster Recovery physical ports can connect to adds clarity to the fee schedule and avoids potential confusion. The alleviation of confusion removes impediments to and perfects the mechanism of a free and open market and a national market system. B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe that the proposed change represents a significant departure from pricing offered by the Exchange's affiliates. Additionally, members may opt to disfavor the Exchange's pricing if they believe that alternatives offer them better value. Accordingly, the Exchange does not believe that the proposed change will impair the ability of members or competing venues to maintain their competitive standing in the financial markets. The Exchange believes that fees for connectivity are constrained by the robust competition for order flow among exchanges and non-exchange markets. Further, excessive fees for connectivity, would serve to impair an exchange's ability to compete for order flow rather than burdening competition. The Exchange also does not believe the proposed rule change would impact intramarket competition as it would apply to all members and non-members equally. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange neither solicited nor received comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act \14\ and paragraph (f) of Rule 19b-4 \15\ thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \14\ 15 U.S.C. 78s(b)(3)(A). \15\ 17 CFR 240.19b-4(f). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, [[Page 32172]] including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to rule-comments@sec.gov. Please include File Number SRb-4CboeEDGX-2018-024 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SRb-4CboeEDGX-2018-024. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRb-4CboeEDGX-2018-024 and should be submitted on or before August 1, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\16\ --------------------------------------------------------------------------- \16\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-14849 Filed 7-10-18; 8:45 am] BILLING CODE 8011-01-P
![32170 Federal Register / Vol. 83, No. 133 / Wednesday, July 11, 2018 / Notices
• Send an email to rule-comments@ SECURITIES AND EXCHANGE forth in Sections A, B, and C below, of
sec.gov. Please include File Number SR– COMMISSION the most significant parts of such
CboeEDGX–2018–022 on the subject statements.
[Release No. 34–83600; File No. SR–
line. CboeEDGX–2018–024] A. Self-Regulatory Organization’s
Paper Comments Statement of the Purpose of, and
Self-Regulatory Organizations; Cboe Statutory Basis for, the Proposed Rule
• Send paper comments in triplicate EDGX Exchange, Inc.; Notice of Filing Change
to Secretary, Securities and Exchange and Immediate Effectiveness of a
Proposed Rule Change Related to Fees 1. Purpose
Commission, 100 F Street NE,
Washington, DC 20549–1090. for Use on the Exchange’s Equity The Exchange proposes to implement
Options Platform proposed changes to its fee schedule for
All submissions should refer to File its equity options platform (‘‘EDGX
Number SR–CboeEDGX–2018–022. This July 6, 2018.
Options’’) relating to logical and
file number should be included on the Pursuant to Section 19(b)(1) of the physical connectivity fees, effective July
subject line if email is used. To help the Securities Exchange Act of 1934 (the 2, 2018.
Commission process and review your ‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 29, Logical Connectivity
comments more efficiently, please use
only one method. The Commission will 2018, Cboe EDGX Exchange, Inc. (the The Exchange proposes to amend
‘‘Exchange’’ or ‘‘EDGX’’) filed with the certain logical connectivity fees.
post all comments on the Commission’s
Securities and Exchange Commission Currently, EDGX Options market
internet website (http://www.sec.gov/
(‘‘Commission’’) the proposed rule participants may utilize a variety of
rules/sro.shtml). Copies of the
change as described in Items I, II and III logical connectivity ports. A logical port
submission, all subsequent below, which Items have been prepared
amendments, all written statements provides users with the ability within
by the Exchange. The Exchange has the Exchange’s system to accomplish a
with respect to the proposed rule designated the proposed rule change as specific function through a connection,
change that are filed with the one establishing or changing a member such as order entry, data receipt, or
Commission, and all written due, fee, or other charge imposed by the access to information. Currently, with
communications relating to the Exchange under Section 19(b)(3)(A)(ii) respect to logical port fees, the Exchange
proposed rule change between the of the Act 3 and Rule 19b–4(f)(2) only assesses a fee for Purge Ports.
Commission and any person, other than thereunder,4 which renders the Additionally, logical connectivity fees
those that may be withheld from the proposed rule change effective upon are limited to logical ports in the
public in accordance with the filing with the Commission. The Exchange’s primary data center and no
provisions of 5 U.S.C. 552, will be Commission is publishing this notice to logical port fees are assessed for
available for website viewing and solicit comments on the proposed rule redundant secondary data center ports.
printing in the Commission’s Public change from interested persons. The Exchange first proposes to adopt
Reference Room, 100 F Street NE, I. Self-Regulatory Organization’s a $500 per month, per port fee for all
Washington, DC 20549, on official Statement of the Terms of Substance of logical ports excluding Purge, Multicast
business days between the hours of the Proposed Rule Change Pitch Spin Server, GRP and Bulk Ports.5
10:00 a.m. and 3:00 p.m. Copies of the The Exchange notes that fees for these
filing also will be available for The Exchange filed a proposal to excluded ports are explicitly set forth in
implement proposed changes to its fee the Fees Schedule. The Exchange notes
inspection and copying at the principal
schedule for its equity options platform that the proposed fee of $500 per port
office of the Exchange. All comments
(‘‘EDGX Options’’) relating to logical is in line with the fee assessed for
received will be posted without change.
and physical connectivity fees, effective similar ports on BZX Options and C2
Persons submitting comments are July 2, 2018.
cautioned that we do not redact or edit Options.6
The text of the proposed rule change Next, the Exchange proposes to adopt
personal identifying information from is available at the Exchange’s website at fees for Multicast PITCH/Spin Server
comment submissions. You should www.markets.cboe.com, at the principal and GRP ports. Multicast PITCH Spin
submit only information that you wish office of the Exchange, and at the Server Ports and GRP Ports are used to
to make available publicly. All Commission’s Public Reference Room. request and receive a retransmission of
submissions should refer to File data from the Exchange’s Multicast
Number SR–CboeEDGX–2018–022 and II. Self-Regulatory Organization’s
Statement of the Purpose of, and PITCH data feed. The Exchange’s
should be submitted on or before Multicast PITCH/Top data feed is
Statutory Basis for, the Proposed Rule
August 1, 2018. available from two primary feeds,
Change
For the Commission, by the Division of identified as the ‘‘A feed’’ and the ‘‘C
In its filing with the Commission, the feed’’, which contain the same
Trading and Markets, pursuant to delegated
Exchange included statements information but differ only in the way
authority.11
concerning the purpose of and basis for such feeds are received. The Exchange
Eduardo A. Aleman, the proposed rule change and discussed
Assistant Secretary.
also offers two redundant feeds,
any comments it received on the
[FR Doc. 2018–14848 Filed 7–10–18; 8:45 am] proposed rule change. The text of these 5 The Exchange notes that even though Ports with
statements may be examined at the
daltland on DSKBBV9HB2PROD with NOTICES
BILLING CODE 8011–01–P Bulk Quoting Capabilities (‘‘Bulk Ports’’) already
places specified in Item IV below. The has its own line item in the logical connectivity fees
Exchange has prepared summaries, set table, it’s not explicitly excluded from the general
‘‘Logical Ports’’ line item. The Exchange proposes
to add a reference relating to its exclusion to
1 15 U.S.C. 78s(b)(1). maintain clarity in the Fees Schedule.
2 17 CFR 240.19b–4. 6 See Cboe BZX Options Exchange Fee Schedule,
3 15 U.S.C. 78s(b)(3)(A)(ii).
Options Logical Port Fees and Cboe C2 Options
11 17 CFR 200.30–3(a)(12). 4 17 CFR 240.19b–4(f)(2). Exchange Fees Schedule, Logical Connectivity Fees.
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![32172 Federal Register / Vol. 83, No. 133 / Wednesday, July 11, 2018 / Notices
including whether the proposed rule For the Commission, by the Division of on the proposed rule change. The text
change is consistent with the Act. Trading and Markets, pursuant to delegated of those statements may be examined at
Comments may be submitted by any of authority.16 the places specified in Item IV below.
the following methods: Eduardo A. Aleman, The Exchange has prepared summaries,
Assistant Secretary. set forth in sections A, B, and C below,
Electronic Comments [FR Doc. 2018–14849 Filed 7–10–18; 8:45 am] of the most significant parts of such
statements.
• Use the Commission’s internet BILLING CODE 8011–01–P
comment form (http://www.sec.gov/ A. Self-Regulatory Organization’s
rules/sro.shtml); or Statement of the Purpose of, and the
SECURITIES AND EXCHANGE
• Send an email to rule-comments@ Statutory Basis for, the Proposed Rule
COMMISSION
Change
sec.gov. Please include File Number
[Release No. 34–83601; File No. SR–NYSE–
SRb–4CboeEDGX–2018–024 on the 2018–31]
1. Purpose
subject line. The Exchange proposes to amend
Self-Regulatory Organizations; New NYSE Rule 49 to require certain member
Paper Comments
York Stock Exchange LLC; Notice of organizations to participate in
• Send paper comments in triplicate Filing of Proposed Rule Change, as scheduled Market-Wide Circuit Breaker
to Secretary, Securities and Exchange Modified by Amendment No. 1, To (‘‘MWCB’’) testing.
Commission, 100 F Street NE, Require Certain Member Organizations MWCBs are important, automatic
Washington, DC 20549–1090. To Participate in Scheduled Market- mechanisms that are invoked to
Wide Circuit Breaker Testing promote stability and investor
All submissions should refer to File confidence during a period of
Number SRb–4CboeEDGX–2018–024. July 6, 2018. significant stress when securities
This file number should be included on Pursuant to Section 19(b)(1) 1 of the markets experience extreme broad-based
the subject line if email is used. To help Securities Exchange Act of 1934 declines. MWCBs are designed to slow
the Commission process and review (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 the effects of extreme price movement
your comments more efficiently, please notice is hereby given that, on June 26, through coordinated trading halts across
use only one method. The Commission 2018, the New York Stock Exchange securities markets when severe price
will post all comments on the LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed declines reach levels that may exhaust
Commission’s internet website (http:// with the Securities and Exchange market liquidity. All U.S. equity and
Commission (‘‘Commission’’) a options exchanges have established
www.sec.gov/rules/sro.shtml). Copies of
proposed rule change. On July 5, 2018, procedures that allow for trading to be
the submission, all subsequent
the Exchange filed Amendment No. 1 to halted, or under extreme circumstances,
amendments, all written statements the proposed rule change, as described for markets to be closed before the
with respect to the proposed rule in Items I, II, and III, below, which Items normal close of trading for a trading
change that are filed with the have been prepared by the Exchange. day. MWCBs provide for trading halts in
Commission, and all written The Commission is publishing this all equities and options markets during
communications relating to the notice to solicit comments on the a severe market decline as measured by
proposed rule change between the proposed rule change, as amended, from a single-day decline in the S&P 500
Commission and any person, other than interested persons. Index.
those that may be withheld from the Pursuant to NYSE Rule 80B (Trading
public in accordance with the I. Self-Regulatory Organization’s
Halts Due to Extraordinary Market
provisions of 5 U.S.C. 552, will be Statement of the Terms of Substance of
Volatility), a market-wide trading halt
the Proposed Rule Change
available for website viewing and will be triggered if the S&P 500 Index
printing in the Commission’s Public The Exchange proposes to require declines in price by specified
Reference Room, 100 F Street NE, certain member organizations to percentages from the prior day’s closing
Washington, DC 20549, on official participate in scheduled Market-Wide price of that index. Currently, the
business days between the hours of Circuit Breaker testing. Amendment triggers are set at three circuit breaker
10:00 a.m. and 3:00 p.m. Copies of the No.1 supersedes the original filing in its thresholds: 7% (Level 1), 13% (Level 2)
filing also will be available for entirety. The proposed rule change is and 20% (Level 3). A market decline
inspection and copying at the principal available on the Exchange’s website at that triggers a Level 1 or Level 2 circuit
office of the Exchange. All comments www.nyse.com, at the principal office of breaker after 9:30 a.m. ET and before
received will be posted without change. the Exchange, and at the Commission’s 3:25 p.m. ET would halt market-wide
Public Reference Room. trading for 15 minutes, while a similar
Persons submitting comments are
II. Self-Regulatory Organization’s market decline at or after 3:25 p.m. ET
cautioned that we do not redact or edit
Statement of the Purpose of, and would not halt market-wide trading. A
personal identifying information from
Statutory Basis for, the Proposed Rule market decline that triggers a Level 3
comment submissions. You should
Change circuit breaker, at any time during the
submit only information that you wish trading day, would halt market-wide
to make available publicly. All In its filing with the Commission, the trading for the remainder of the trading
submissions should refer to File self-regulatory organization included day.
Number SRb–4CboeEDGX–2018–024 statements concerning the purpose of, The Security [sic] Information
daltland on DSKBBV9HB2PROD with NOTICES
and should be submitted on or before and basis for, the proposed rule change Processors (‘‘SIP’’) for the U.S. equity
August 1, 2018. and discussed any comments it received markets have established a quarterly
MWCB testing schedule.4 On the
16 17 CFR 200.30–3(a)(12).
1 15 U.S.C.78s(b)(1). 4 See https://www.nyse.com/publicdocs/ctaplan/
2 15 U.S.C. 78a.
notifications/trader-update/CTS_CQS%202018_
3 17 CFR 240.19b–4. Failover%20Testing_Q1.pdf.
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Document Created: 2018-07-10 23:53:48
Document Modified: 2018-07-10 23:53:48
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 83 FR 32170 |
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