83_FR_32355 83 FR 32221 - Food Labeling: Calorie Labeling of Articles of Food Sold From Certain Vending Machines; Front of Package Type Size

83 FR 32221 - Food Labeling: Calorie Labeling of Articles of Food Sold From Certain Vending Machines; Front of Package Type Size

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 134 (July 12, 2018)

Page Range32221-32227
FR Document2018-14906

The Food and Drug Administration (FDA, the Agency, or we) proposes to revise the type size labeling requirements for front of package (FOP) calorie declarations for packaged food sold from glass front vending machines. We are taking this action in response to requests from the vending and packaged foods industries to reduce the regulatory burden and increase flexibility, while continuing to provide calorie declarations for certain articles of food sold from vending machines.

Federal Register, Volume 83 Issue 134 (Thursday, July 12, 2018)
[Federal Register Volume 83, Number 134 (Thursday, July 12, 2018)]
[Proposed Rules]
[Pages 32221-32227]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-14906]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 101

[Docket No. FDA-2011-F-0171]
RIN 0910-AH83


Food Labeling: Calorie Labeling of Articles of Food Sold From 
Certain Vending Machines; Front of Package Type Size

AGENCY: Food and Drug Administration, HHS.

ACTION: Proposed rule.

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SUMMARY: The Food and Drug Administration (FDA, the Agency, or we) 
proposes to revise the type size labeling requirements for front of 
package (FOP) calorie declarations for packaged food sold from glass 
front vending machines. We are taking this action in response to 
requests from the vending and packaged foods industries to reduce the 
regulatory burden and increase flexibility, while continuing to provide 
calorie declarations for certain articles of food sold from vending 
machines.

DATES: Submit either electronic or written comments on the proposed 
rule by September 25, 2018. Please note that late, untimely filed 
comments will not be considered.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2011-F-0171 for ``Food Labeling: Calorie Labeling of Articles of 
Food Sold From Certain Vending Machines; Front of Package Type Size.'' 
Received comments, those filed in a timely manner (see DATES), will be 
placed in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly viewable at https://www.regulations.gov or at 
the Dockets Management Staff between 9 a.m. and 4 p.m., Monday through 
Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We will review 
this copy, including the claimed confidential information, in our 
consideration of comments. The second copy, which will have the claimed 
confidential information redacted/blacked out, will be available for 
public viewing and posted on https://www.regulations.gov. Submit both 
copies to the Dockets Management Staff. If you do not wish your name 
and contact information to be made publicly available, you can provide 
this information on the cover sheet and not in the body of your 
comments and you must identify this information as ``confidential.'' 
Any information marked as ``confidential'' will not be disclosed except 
in accordance with 21 CFR 10.20 and other applicable disclosure law. 
For more information about FDA's posting of comments to public dockets, 
see 80 FR 56469, September 18, 2015, or access the information at: 
http://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Marjan Morravej, Center for Food 
Safety and Applied Nutrition (HFS-820), Food and Drug Administration, 
5001 Campus Dr., College Park, MD 20740, 240-402-2371, 
[email protected].

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Executive Summary
    A. Purpose of This Proposed Rule
    B. Summary of the Major Provisions of the Proposed Rule

[[Page 32222]]

    C. Legal Authority
    D. Costs and Benefits
II. Background
    A. Requirements for Calorie Labeling of Articles of Food in 
Vending Machines and Our Consideration of Front of Package Labeling 
Issues
    B. Challenges of Existing Type Size Requirement, and Proposed 
Change to ``150 Percent of the Size of the Net Quantity of Contents 
Declaration''
    C. Other Approaches
III. Legal Authority
IV. Description of the Proposed Rule (Proposed Sec.  101.8(b)(2))
V. Proposed Effective and Compliance Dates
VI. Economic Analysis of Impacts
    A. Introduction
    B. Summary of Benefits and Costs of the Proposed Rule
VII. Analysis of Environmental Impact
VIII. Paperwork Reduction Act of 1995
IX. Federalism
X. References

I. Executive Summary

A. Purpose of This Proposed Rule

    We are proposing to amend our vending machine labeling regulations 
in 21 CFR part 101 by revising Sec.  101.8(b)(2) (21 CFR 101.8(b)(2)), 
in order to revise the type size requirement when FOP labeling is used 
to meet the calorie declaration requirements for articles of food sold 
from certain vending machines. When using FOP labeling, our existing 
regulations at Sec.  101.8(b)(2) require that the type size of the 
calorie declaration for articles of food sold from certain vending 
machines be at least 50 percent of the size of the largest printed 
matter on the label. We propose, instead, to require that the type size 
of the calorie declaration on the front of the package be at least 150 
percent (one and one-half times) the size of the net quantity of 
contents (i.e., net weight) declaration on the package of the vended 
food. We are proposing this change to reduce regulatory burdens that 
the vending and packaged foods industries shared with us after the 
final rule implementing the vending machine labeling requirements (79 
FR 71259, December 1, 2014) was issued, while continuing to provide 
calorie declarations for certain articles of food sold from vending 
machines. Electronic comments must be submitted on or before September 
25, 2018. The https://www.regulations.gov electronic filing system will 
accept comments until midnight Eastern Time at the end of September 25, 
2018. Comments received by mail/hand delivery/courier (for written/
paper submissions) will be considered timely if they are postmarked or 
the delivery service acceptance receipt is on or before that date.

B. Summary of the Major Provisions of the Proposed Rule

    This proposed rule would revise the type size requirement for 
calories labeled on the front of the package of vended foods in Sec.  
101.8(b)(2). We are proposing that the type size be anchored to the net 
quantity of contents statement, such that the minimum type size is 150 
percent (one and one-half times) the size of the net quantity of 
contents, instead of being based on the largest printed matter on the 
label. The proposed rule would only apply when calories are displayed 
on the front of the package of foods sold in glass front vending 
machines.

C. Legal Authority

    This action is consistent with our authority in section 
403(q)(5)(H) of the Federal Food, Drug, and Cosmetic Act (the FD&C Act) 
(21 U.S.C. 343(q)(5)(H)). The FD&C Act, at section 403(q)(5)(H), 
requires certain vending machine operators to provide calorie 
declarations for certain articles of food sold from vending machines. 
In addition, we are issuing this proposed rule consistent with our 
authority in sections 201(n), 403(a)(1), and 403(f), of the FD&C Act 
(21 U.S.C. 321(n), 343(a)(1), and 343(f)). Further, we are issuing this 
proposed rule under section 701(a) of the FD&C Act (21 U.S.C. 371(a)), 
which gives us the authority to issue regulations for the efficient 
enforcement of the FD&C Act. We discuss our legal authority in greater 
detail in Section III, ``Legal Authority.''

D. Costs and Benefits

    In response to requests from the vending and packaged foods 
industries to reduce the regulatory burden and increase flexibility, 
FDA is proposing to revise the existing type size requirements when 
calories are displayed on the front of the package of foods sold in 
glass front vending machines. Because this rule only proposes minor 
revisions to FOP calorie labeling type size requirements, we estimate 
there are no costs to vending machine operators and potential costs 
savings to vending machine operators and packaged food manufacturers. 
We welcome data that would help us to better estimate these impacts.

II. Background

A. Requirements for Calorie Labeling of Articles of Food in Vending 
Machines and Our Consideration of Front of Package Labeling Issues

    Section 403(q)(5)(H) of the FD&C Act requires certain vending 
machine operators to provide calorie declarations for certain articles 
of food sold from vending machines. Under section 403(q)(5)(H)(viii) of 
the FD&C Act, if an article of food is sold from a vending machine that 
does not permit a prospective purchaser to examine the Nutrition Facts 
label before purchasing the article, or does not otherwise provide 
visible nutrition information at the point of purchase; and is operated 
by a person who is engaged in the business of owning or operating 20 or 
more vending machines, the vending machine operator must ``provide a 
sign in close proximity to each article of food or the selection button 
that includes a clear and conspicuous statement disclosing the number 
of calories contained in the article.''
    In the Federal Register of December 1, 2014 (79 FR 71259), we 
issued a final rule to implement the vending machine labeling 
requirements in section 403(q)(5)(H) of the FD&C Act. The final rule, 
which became effective on December 1, 2016, requires vending machine 
operators that own or operate 20 or more vending machines (or that 
voluntarily register with us to be subject to the final rule) to 
provide calorie declarations for certain articles of food sold from 
vending machines. The final rule describes which foods are subject to 
the calorie declaration requirement. The final rule also establishes 
type size, color, and contrast requirements for calorie declarations 
in, or on, the vending machines and for calorie declarations on signs 
adjacent to the vending machines. The final rule also clarifies that 
vending machine operators do not have to provide calorie information 
for a food if a prospective purchaser can view certain calorie 
information on the front of the package, in the Nutrition Facts label 
on the food, or in a reproduction of the Nutrition Facts label for the 
food, subject to certain requirements. The calorie declaration 
requirements covered in the final rule are codified at Sec.  101.8.
    In the Federal Register of August 1, 2016 (81 FR 50303), we issued 
a final rule that extended the compliance date for final calorie 
declaration requirements for certain food products sold from glass-
front vending machines to July 26, 2018. The extended compliance date 
applies only to those products in glass front vending machines that 
provide FOP calorie disclosures and that comply with all aspects of the 
final vending machine labeling rule except that the disclosure is not 
50 percent of the size of the largest print on the label.
    In the preamble of the proposed rule (published in the Federal 
Register of April 6, 2011 (76 FR 19237 at 19244)), we stated that FOP 
labeling could be a

[[Page 32223]]

way to provide ``visible nutrition information,'' as long as the 
criteria for color, font, and type size are met, and total calories 
contained in the vended food are included. We also tentatively 
concluded that the visible nutrition information must be in a type size 
reasonably related to the most prominent printed matter on the 
labeling, among other things, such that a purchaser is able to notice 
and read the information. The preamble to the proposed rule (76 FR 
19237 at 19244) explained that we considered ``reasonably related'' to 
mean a type size at least 50 percent of the size of the largest print 
on the label. This type size as specified in the preamble to the 
proposed rule is consistent with interpretations we have used in food 
labeling guidance when determining the type size of the statement of 
identity on packaged foods (Ref. 1).
    In the preamble to the final rule (79 FR 71259 at 71269), we noted 
that many comments supported the idea that FOP labeling could provide 
visible nutrition information; these comments said that FOP labeling is 
the most efficient way to satisfy section 403(q)(5)(H)(viii) of the 
FD&C Act. Other comments stated that vending machine operators are 
likely to prefer food products with FOP labeling because operators 
selling such food products in their vending machines would not have to 
provide calorie declarations in compliance with section 
403(q)(5)(H)(viii)(I)(bb) of the FD&C Act.
    We also discussed several comments that said that interpreting 
``reasonably related'' to mean a type size that is at least 50 percent 
of the size of the largest print on the label would require a type size 
that is too large. One comment suggested revising the rule to specify a 
ratio for the size of the FOP calorie disclosure relative to other 
printed material on the label. The comment stated that ``reasonably 
related'' would be hard to enforce, and we should require the FOP 
calorie disclosure to be at least two-thirds the size of the largest 
type size of any other writing on the package, with a minimum size of 
one-half square inch. Other comments stated we should omit type size or 
prominence requirements for the FOP calorie disclosure.
    In response to comments to the proposed rule, we revised the rule 
by removing the words ``reasonably related'' at Sec.  101.8(b)(2) and 
instead required the calorie labeling print to be ``at least 50 percent 
of the size of the largest printed matter on the label.'' We also noted 
that vending machine operators had other options for satisfying section 
403(q)(5)(H)(viii) of the FD&C Act, including using a vending machine 
that provides electronic reproductions of Nutrition Facts labels, as 
provided in Sec.  101.8(b)(1), or posting signs with calorie 
declarations, as provided in Sec.  101.8(c).

B. Challenges of Existing Type Size Requirement, and Proposed Change to 
``150 Percent of the Size of the Net Quantity of Contents Declaration''

    Since the publication of the final rule, several industry 
representatives indicated that the 50 percent type size requirement for 
FOP calorie labeling presents significant technical challenges to the 
packaged foods industry (Refs. 2 and 3). They said it would make the 
calorie declaration very large on some products and would make label 
redesign difficult or not practical. They explained that, for glass 
front vending machines without electronic displays, FOP labeling 
assures that consumers will get accurate calorie information for vended 
foods. The industry representatives also said that many packaged food 
manufacturers who wish to help vending machine operators comply with 
the regulations by providing packaged foods with FOP labeling will have 
to redesign their labels at great expense. They noted the existence of 
several voluntary FOP labeling programs where calorie information is 
presented in a FOP type size that ranges from 100 to 150 percent of the 
size of the net quantity of contents statement on the principal display 
panel. They acknowledged these labeling programs do not meet our type 
size requirements, and said that complying with the type size 
requirement for calorie labeling would significantly disrupt their FOP 
nutrition labeling programs because there would no longer be enough 
room on the label to accommodate both the voluntary FOP information and 
our calorie labeling requirement. Thus, they said that the nutrition 
information beyond calorie labeling that is presently provided under 
industry FOP programs may no longer be included. Additionally, they 
said that, while the existing FOP labeling may not be at least 50 
percent of the size of the largest printed matter on the label, as 
required by our rule, the calorie information is nonetheless visible to 
consumers. Finally, they stated that, in most cases, industry would be 
able to comply with a rule that linked the FOP type size for calorie 
labeling if it were no larger than 150 percent of the type size of the 
net quantity of contents statement. Other industry representatives also 
have expressed support for using the 150 percent standard for purposes 
of the FOP type size requirement (Refs. 4-7).
    Consequently, the proposed rule would remove the requirement 
specifying the FOP labeling be at least 50 percent of the size of the 
largest printed matter on the label and instead link the type size to 
the size of the net quantity of contents statement. Specifically, the 
proposed rule would revise Sec.  101.8(b)(2) pertaining to ``articles 
of food not covered'' to state that the visible nutrition information 
must be in a type size at least 150 percent of the size of the net 
quantity of contents declaration on the front of the package.
    This revision, if finalized, would allow for greater flexibility 
for the use of FOP calorie labeling in glass front vending machines, 
while still ensuring that a FOP calorie declaration would be visible 
for the consumer, regardless of the size of the package. It also would 
minimize the need for label changes for foods that currently have 
voluntary FOP calorie declarations that are 150 percent of the size of 
the net quantity of content statement provided the calorie declarations 
meet the other criteria in the final rule. It is our understanding that 
many packaged food products sold in glass front vending machines that 
currently bear FOP calorie labeling would meet the 150 percent 
requirement that we are proposing. However, to more fully understand 
the current marketplace, we specifically invite comment and data on the 
percentage of food products commonly sold in glass front vending 
machines bearing voluntary FOP calorie labeling, and for those products 
that currently bear voluntary FOP calorie labeling, the type size of 
the FOP calorie labeling used on the products.

C. Other Approaches

    Data and information currently available to FDA indicate that the 
proposed rule is consistent with some existing voluntary FOP calorie 
declarations currently used on food product labels and it is feasible 
for other foods that may be sold in vending machines. We also evaluated 
two other approaches for providing visible nutrition information that 
would meet the criteria in section 403(q)(5)(H)(viii) of the FD&C Act, 
such that the food would not be subject to the vending machine calorie 
labeling requirements. We invite comment on these two alternative 
approaches, described more fully below.

[[Page 32224]]

1. Alternative Approach A--At Least 100 Percent of the Size of the Net 
Quantity of Contents Declaration
    The first alternative approach would be to require the visible 
nutrition information to be in a type size that is at least 100 percent 
of the size of the net quantity of contents declaration. Our existing 
food labeling regulations for packaged foods, at 21 CFR 101.7(i), 
require that the declaration of net quantity be in letters and numerals 
in a type size that is established in relation to the area of the 
principal display panel of the package and that the declaration be 
uniform for all packages of substantially the same size. The regulation 
prescribes the following size specifications for net quantity 
declarations:
     Not less than one-sixteenth inch in height on packages the 
principal display panel of which has an area of 5 square inches or 
less;
     Not less than one-eighth inch in height on packages the 
principal display panel of which has an area of more than 5 but not 
more than 25 square inches;
     Not less than three-sixteenths inch in height on packages 
the principal display panel of which has an area of more than 25 but 
not more than 100 square inches; and
     Not less than one-fourth inch in height on packages the 
principal display panel of which has an area of more than 100 square 
inches, except not less than \1/2\ inch in height if the area is more 
than 400 square inches.
    If the declaration is blown, embossed, or molded on a glass or 
plastic surface rather than by printing, typing, or coloring, then the 
lettering sizes are to be increased by one-sixteenth of an inch.
    We considered requiring the visible nutrition information to be in 
a type size that is at least 100 percent of the size of the net 
quantity of contents declaration on the front of the package; in other 
words, the visible nutrition information would, at a minimum, be the 
same size as the net quantity of contents declaration. We invite 
comment on the impact of meeting the visible nutrition information 
criteria, required under section 403(q)(5)(H)(viii) of the FD&C Act, 
especially on food in smaller packages, such as small candy bars or 
single serve bags of nuts, that are sold in glass front vending 
machines under this alternative approach where the FOP calorie 
declaration is at least the same size as the net quantity of contents 
declaration.
    FDA invites comment on the advantages and disadvantages of this 
alternative.
2. Alternative Approach B--Not Specifying Any Size
    The second alternative approach would be to not specify any size 
for the visible nutrition information. This option would give the 
packaged food industry considerable flexibility in deciding how large--
or how small--voluntary FOP calorie labeling could be, and may reduce 
the need for packaging changes for some manufacturers. We note that in 
developing the final vending machine labeling rule, we considered, but 
disagreed with comments asking that we omit requirements for prominence 
or type size of FOP calorie disclosures. As we discussed in the 
preamble to that final rule, ``When a vending machine food is in a 
vending machine, a prospective purchaser cannot handle the product to 
make it easier for the purchaser to read the nutrition information. 
Therefore, `visible nutrition information' on the front of package must 
be large enough, and prominent enough, for prospective purchasers to 
see and use the information'' (79 FR 71259 at 71269).
    We invite comment on the advantages and disadvantages of this 
alternative.

III. Legal Authority

    We are proposing to revise the labeling requirements for providing 
calorie declarations for food sold from certain vending machines, as 
set forth in this proposed rule, consistent with our authority in 
section 403(q)(5)(H) of the FD&C Act. Under section 403(q)(5)(H), 
certain vending machine operators must provide calorie declarations for 
certain articles of food sold from vending machines. Under section 
403(a)(1) of the FD&C Act, such information must be truthful and non-
misleading. Under section 403(f) of the FD&C Act, any word, statement, 
or other information required by or under the FD&C Act to appear on the 
label or labeling of an article of food must be prominently placed 
thereon with such conspicuousness (as compared with other words, 
statements, designs, or devices, in the labeling) and in such terms as 
to render it likely to be read and understood by the ordinary 
individual under customary conditions of purchase and use. Under 
section 403(a), (f), or (q) of the FD&C Act, food to which these 
requirements apply is deemed misbranded if these requirements are not 
met. In addition, under section 201(n) of the FD&C Act, the labeling of 
food is misleading if it fails to reveal facts that are material in 
light of representations made in the labeling or with respect to 
consequences that may result from use. Thus, we are issuing this 
proposed rule under sections 201(n), 403(a)(1), 403(f), and 
403(q)(5)(H) of the FD&C Act, as well as under section 701(a) of the 
FD&C Act, which gives us the authority to issue regulations for the 
efficient enforcement of the FD&C Act.

IV. Description of the Proposed Rule (Proposed Sec.  101.8(b)(2))

    The proposed rule would make a change to the existing rule for 
calorie labeling of food sold from vending machines, in order to reduce 
the regulatory burden and increase flexibility while continuing to 
provide calorie declarations for certain articles of food sold from 
vending machines. We propose to revise Sec.  101.8(b)(2) to remove the 
requirement that the type size of the visible calorie declaration for 
articles of food be at least 50 percent of the size of the largest 
printed matter on the label and, instead, to require the type size to 
be at least 150 percent (one and one-half times) the size of the net 
quantity of contents (i.e., net weight) declaration on the package of 
the vended food. We also would make a minor editorial correction to the 
same sentence in Sec.  101.8(b)(2), substituting the word 
``prospective'' in place of ``perspective.''
    We also would revise the first sentence of Sec.  101.8(b)(2) by 
inserting a comma after the word ``minimum.'' This change corrects a 
punctuation error.

V. Proposed Effective and Compliance Dates

    We are proposing that any final rule resulting from this rulemaking 
have an effective date of 30 days after the date of its publication in 
the Federal Register. We also are proposing that covered vending 
machine operators comply with any final rule resulting from this 
rulemaking by January 1, 2020. We are proposing this compliance date in 
order to provide sufficient time for the packaged food industry to 
revise their labels, as appropriate, consistent with any new 
requirements.
    As discussed in section II.A., by July 26, 2018, vending machine 
operators with glass front vending machines will have to comply with 
all vending machine requirements of the final rule issued in 2014. 
However, it is unlikely that we will be able to complete the current 
rulemaking to revise the type size labeling requirements for FOP 
calorie declarations before the July 26, 2018 compliance date. 
Therefore, pending completion of this rulemaking, FDA intends to 
exercise enforcement discretion with respect to the July 26, 2018 
compliance date for products sold in glass front vending machines that 
provide a FOP calorie disclosure and

[[Page 32225]]

the product complies with all aspects of the final vending machine 
labeling rule except that the disclosure is not 50 percent of the size 
of the largest print on the label.
    Further, as previously noted, vending machine operators with glass 
front vending machines will have to comply by July 26, 2018, with all 
vending machine requirements, including complying with calorie 
disclosure requirements in 21 CFR 101.8(c)(2). Although these 
requirements cover gums, mints, and roll candy products sold in glass 
front machines, FDA intends to exercise enforcement discretion, at 
least until January 1, 2020, with respect to gums, mints, and roll 
candy products sold in glass front machines in packages that are too 
small to bear FOP labeling. FDA intends to consider this issue further.

VI. Economic Analysis of Impacts

A. Introduction

    We have examined the impacts of the proposed rule under Executive 
Order 12866, Executive Order 13563, Executive Order 13771, the 
Regulatory Flexibility Act (5 U.S.C. 601-612), and the Unfunded 
Mandates Reform Act of 1995 (Pub. L. 104-4). Executive Orders 12866 and 
13563 direct us to assess all costs and benefits of available 
regulatory alternatives and, when regulation is necessary, to select 
regulatory approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity). Executive Order 13771 
requires that the costs associated with significant new regulations 
``shall, to the extent permitted by law, be offset by the elimination 
of existing costs associated with at least two prior regulations.'' 
This proposed rule has been designated as a significant regulatory 
action as defined by Executive Order 12866. This proposed rule is 
expected to be an Executive Order 13771 deregulatory action. Additional 
details can be found in the proposed rule's preliminary economic 
analysis.
    The Regulatory Flexibility Act requires Agencies to analyze 
regulatory options that would minimize any significant impact of a rule 
on small entities. The vending machine final rule does not impose 
burdens to the suppliers of vending machine foods. While suppliers are 
not obliged to engage in FOP calorie labeling, this proposed rule, if 
finalized, would allow for greater flexibility for the use of FOP 
calorie labeling in glass front vending machines than the existing 
regulations, potentially reducing the burden on covered vending machine 
operators of providing additional calorie labeling. Thus, we propose to 
certify that the proposed rule will not have a significant economic 
impact on a substantial number of small entities.
    The Unfunded Mandates Reform Act of 1995 (section 202(a) requires 
us to prepare a written statement, which includes an assessment of 
anticipated costs and benefits, before proposing ``any rule that 
includes any Federal mandate that may result in the expenditure by 
State, local, and tribal governments, in the aggregate, or by the 
private sector, of $100,000,000 or more (adjusted annually for 
inflation) in any one year.'' The current threshold after adjustment 
for inflation is $150 million, using the most current (2017) Implicit 
Price Deflator for the Gross Domestic Product. This proposed rule would 
not result in an expenditure in any year that meets or exceeds this 
amount.

B. Summary of Benefits and Costs of the Proposed Rule

    FDA proposes to revise the type size labeling requirements for 
providing FOP calorie declarations for packaged food sold from certain 
vending machines. We are taking this action in response to requests 
from the vending and packaged foods industries to reduce the regulatory 
burden and increase flexibility. The proposed rule would revise the 
type size requirements for FOP calorie labeling on packaged foods 
displayed for sale in glass front vending machines.
    There are currently several voluntary FOP labeling programs where 
calorie information is presented. If finalized, this proposal may 
provide an increased incentive for packaged food manufacturers to add 
new or amend current FOP calorie labeling to foods in order to comply 
with the updated standard. If so, glass front vending machine operators 
carrying exclusively those products will not have to provide signs with 
calorie information for the food, providing an opportunity to reduce 
operator costs. To the extent this occurs, some costs may shift from 
the vending machine operator to the manufacturer. Packaged food 
manufacturing firms may choose to incur additional costs associated 
with amending the FOP label in order to retain revenue streams from 
current customers, including vending machine operators. If total 
revenue is greater than total cost, this proposed rule will provide 
cost savings for packaged food manufacturing firms. We expect the 
potential cost savings to both vending machine operators and packaged 
food manufacturers to outweigh the costs to packaged food manufacturers 
and thus the net effect to be positive, but lack the data to quantify 
this effect. We welcome data that would help us to better estimate 
these impacts.
    We have developed a comprehensive Economic Analysis of Impacts that 
assesses the impacts of the proposed rule. The full analysis of 
economic impacts is available in the docket for this proposed rule 
(Ref. 8) and at https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.

VII. Analysis of Environmental Impact

    We have determined under 21 CFR 25.30(k) that this action is of a 
type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

VIII. Paperwork Reduction Act of 1995

    FDA tentatively concludes that this proposed rule contains no new 
collection of information beyond what was described in the December 
2014 final rule and approved under OMB control number 0910-0782. 
Therefore, clearance by the Office of Management and Budget under the 
Paperwork Reduction Act of 1995 is not required.

IX. Federalism

    We have analyzed this proposed rule in accordance with the 
principles set forth in Executive Order 13132. Section 4(a) of the 
Executive Order requires Agencies to construe a Federal statute to 
preempt State law only where the statute contains an express preemption 
provision or there is some other clear evidence that the Congress 
intended preemption of State law, or where the exercise of State 
authority conflicts with the exercise of Federal authority under the 
Federal statute. Federal law includes an express preemption provision 
that preempts any nutrition labeling requirement of food that is not 
identical to the requirement of section 403(q) of the FD&C Act, except 
that this provision does not apply to food that is offered for sale in 
a restaurant or similar retail food establishment that is not part of a 
chain with 20 or more locations doing business under the same name and 
offering for sale substantially the same menu items unless such 
restaurant or similar retail food establishment elects to comply 
voluntarily with the nutrition information requirements under section 
403(q)(5)(H)(ix) of the FD&C Act. The proposed rule would create 
requirements for nutrition labeling of food under section 403(q) of the 
FD&C

[[Page 32226]]

Act that would preempt certain non-identical State and local nutrition 
labeling requirements.
    Section 4205 of the Patient Protection and Affordable Care Act 
(ACA), which amended the FD&C Act to require certain vending machine 
operators to provide calorie declarations for certain articles of food 
sold from vending machines, also included a Rule of Construction 
providing that nothing in the amendments made by section 4205 of the 
ACA shall be construed: (1) To preempt any provision of State or local 
law, unless such provision establishes or continues into effect 
nutrient content disclosures of the type required under section 
403(q)(5)(H) of the FD&C Act and is expressly preempted under 
subsection (a)(4) of such section; (2) to apply to any State or local 
requirement respecting a statement in the labeling of food that 
provides for a warning concerning the safety of the food or component 
of the food; or (3) except as provided in section 403(q)(5)(H)(ix) of 
the FD&C Act, to apply to any restaurant or similar retail food 
establishment other than a restaurant or similar retail food 
establishment described in section 403(q)(5)(H)(i) of the FD&C Act (see 
Pub. L. 111-148, section 4205(d) of the ACA, 124 Stat. 119, 576 
(2010)).
    We interpret the provisions of section 4205 of the ACA related to 
preemption to mean that States and local governments may not impose 
nutrition labeling requirements for food sold from vending machines 
that must comply with the Federal requirements of section 403(q)(5)(H) 
of the FD&C Act, unless the State or local requirements are identical 
to the Federal requirements. In other words, States and localities 
cannot have additional or different nutrition labeling requirements for 
food sold either: (1) From vending machines that are operated by a 
person engaged in the business of owning or operating 20 or more 
vending machines subject to the requirements of section 
403(q)(5)(H)(viii) of the FD&C Act; or (2) from vending machines 
operated by a person not subject to the requirements of section 
403(q)(5)(H)(viii) of the FD&C Act who voluntarily elects to be subject 
to those requirements by registering biannually under section 
403(q)(5)(H)(ix) of the FD&C Act.
    Otherwise, for food sold from vending machines not subject to the 
nutrition labeling requirements of section 403(q)(5)(H)(viii) of the 
FD&C Act, States and localities may impose nutrition labeling 
requirements. Under our interpretation of section 4205(d)(1) of the 
ACA, nutrition labeling for food sold from these vending machines would 
not be nutrient content disclosures of the type required under section 
403(q)(5)(H)(viii) of the FD&C Act and, therefore, would not be 
preempted. Under this interpretation, States and localities would be 
able to continue to require nutrition labeling for food sold from 
vending machines that are exempt from nutrition labeling under section 
403(q)(5) of the FD&C Act. This interpretation is consistent with the 
fact that Congress included vending machine operators in the voluntary 
registration provision of section 403(q)(5)(H)(ix) of the FD&C Act. 
There would have been no need to include vending machine operators in 
the provision that allows opting into the Federal requirements if 
States and localities could not otherwise require non-identical 
nutrition labeling for food sold from any vending machines.
    In addition, the express preemption provisions of 21 U.S.C. 343-
1(a)(4) do not preempt any State or local requirement respecting a 
statement in the labeling of food that provides for a warning 
concerning the safety of the food or component of the food. This is 
clear from both the literal language of 21 U.S.C. 343-1(a)(4) with 
respect to the scope of preemption and from the Rule of Construction at 
section 4205(d)(2) of the ACA.

X. References

    The following references are on display in the Dockets Management 
Staff (see ADDRESSES) and are available for viewing by interested 
persons between 9 a.m. and 4 p.m., Monday through Friday; they are also 
available electronically at https://www.regulations.gov. FDA has 
verified the website addresses, as of the date this document publishes 
in the Federal Register, but websites are subject to change over time.

1. FDA, ``Guidance for Industry: A Food Labeling Guide (4. Name of 
Food)'', last updated January 2013. Retrieved from https://www.fda.gov/downloads/Food/GuidanceRegulation/UCM265446.pdf.
2. Letter from Karin F. R. Moore, Vice President and General 
Counsel, Grocery Manufacturers Association, and cosigned by the 
American Beverage Association, National Automated Merchandising 
Association, National Confectioners Association, and SNAC 
International, to Susan Mayne, Ph.D., Director, Center for Food 
Safety and Applied Nutrition, dated March 31, 2016.
3. Letter from Karin F. R. Moore, Senior Vice President and General 
Counsel, Grocery Manufacturers Association, and cosigned by the 
American Beverage Association, National Automated Merchandising 
Association, National Confectioners Association, and SNAC 
International, to Susan Mayne, Ph.D., Director, Center for Food 
Safety and Applied Nutrition, dated June 28, 2016.
4. Letter from Karin F. R. Moore, Senior Vice President and General 
Counsel, Grocery Manufacturers Association, and cosigned by the 
American Beverage Association, National Automated Merchandising 
Association, National Confectioners Association, and SNAC 
International, to Scott Gottlieb, M.D., Commissioner of Food and 
Drugs, FDA, dated July 19, 2017.
5. Letter from Jason Eberstein, Director, State & Federal Government 
Affairs, National Automatic Merchandising Association, to Scott 
Gottlieb, M.D., Commissioner of Food and Drugs, FDA, dated November 
21, 2017.
6. Letter from Brad G. Figel, Vice President, North America Public 
Affairs, Mars, Inc., to Mick Mulvaney, Director, Office of 
Management and Budget, dated January 30, 2018.
7. Letter from Elizabeth Avery, President and CEO, SNAC 
International, to Dockets Management Staff, FDA, dated February 12, 
2018.
8. FDA, ``Food Labeling: Calorie Labeling of Articles of Food Sold 
From Certain Vending Machines; Front of Package Type Size, 
Preliminary Regulatory Impact Analysis, Initial Regulatory 
Flexibility Analysis, Preliminary Small Entity Analysis,'' dated 
June 2018. Also available at: https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.

List of Subjects in 21 CFR Part 101

    Food labeling, Nutrition, Reporting and recordkeeping requirements.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, we propose 
that 21 CFR part 101 be amended as follows:

PART 101--FOOD LABELING

0
1. The authority citation for part 101 continues to read as follows:

    Authority:  15 U.S.C. 1453, 1454, 1455; 21 U.S.C. 321, 331, 342, 
343, 348, 371; 42 U.S.C. 243, 264, 271.

0
2. Section 101.8 is amended by revising paragraph (b)(2) to read as 
follows:


Sec.  101.8   Vending machines.

* * * * *
    (b) * * *
    (2) The prospective purchaser can otherwise view visible nutrition 
information, including, at a minimum, the total number of calories for 
the article of food as sold at the point of purchase. This visible 
nutrition information must appear on the food label itself. The visible 
nutrition information must be clear and conspicuous and able to be 
easily read on the article of food while in the

[[Page 32227]]

vending machine, in a type size at least 150 percent of the size of the 
net quantity of contents declaration on the front of the package, and 
with sufficient color and contrasting background to other print on the 
label to permit the prospective purchaser to clearly distinguish the 
information.
* * * * *

    Dated: July 6, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-14906 Filed 7-11-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                                         Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules                                            32221

                                                District Office, as appropriate. If sending              action in response to requests from the               comments, those filed in a timely
                                                information directly to the manager of the               vending and packaged foods industries                 manner (see DATES), will be placed in
                                                Boston ACO Branch, send it to the attention              to reduce the regulatory burden and                   the docket and, except for those
                                                of the person identified in paragraph (j)(1) of
                                                                                                         increase flexibility, while continuing to             submitted as ‘‘Confidential
                                                this AD.
                                                  (2) Before using any approved AMOC,                    provide calorie declarations for certain              Submissions,’’ publicly viewable at
                                                notify your appropriate principal inspector,             articles of food sold from vending                    https://www.regulations.gov or at the
                                                or lacking a principal inspector, the manager            machines.                                             Dockets Management Staff between 9
                                                of the local flight standards district office/           DATES:  Submit either electronic or                   a.m. and 4 p.m., Monday through
                                                certificate holding district office.
                                                                                                         written comments on the proposed rule                 Friday.
                                                                                                                                                                  • Confidential Submissions—To
                                                (j) Related Information                                  by September 25, 2018. Please note that
                                                                                                                                                               submit a comment with confidential
                                                   (1) For more information about this AD,               late, untimely filed comments will not
                                                                                                                                                               information that you do not wish to be
                                                contact Maureen Maisttison, Aerospace                    be considered.                                        made publicly available, submit your
                                                Engineer, AIR–7B1, FAA, 1200 District Ave,               ADDRESSES: You may submit comments
                                                Massachusetts, 01803; phone: 781–238–7076;                                                                     comments only as a written/paper
                                                                                                         as follows:                                           submission. You should submit two
                                                fax: 781–238–7151; email:
                                                maureen.maisttison@faa.gov.                              Electronic Submissions                                copies total. One copy will include the
                                                   (2) Refer to European Aviation Safety                                                                       information you claim to be confidential
                                                Agency AD 2017–0220, dated November 10,                    Submit electronic comments in the                   with a heading or cover note that states
                                                2017, for more information. You may                      following way:                                        ‘‘THIS DOCUMENT CONTAINS
                                                examine the EASA AD in the AD docket on                    • Federal eRulemaking Portal:                       CONFIDENTIAL INFORMATION.’’ We
                                                the internet at http://www.regulations.gov by            https://www.regulations.gov. Follow the               will review this copy, including the
                                                searching for and locating it in Docket No.              instructions for submitting comments.
                                                FAA–2018–0281.
                                                                                                                                                               claimed confidential information, in our
                                                                                                         Comments submitted electronically,                    consideration of comments. The second
                                                   (3) For service information identified in             including attachments, to https://
                                                this proposed AD, contact Hoffmann                                                                             copy, which will have the claimed
                                                Propeller GmbH & Co. KG, Sales and Service,
                                                                                                         www.regulations.gov will be posted to                 confidential information redacted/
                                                Küpferlingstrasse 9, 83022 Rosenheim,                   the docket unchanged. Because your                    blacked out, will be available for public
                                                Germany; phone: +49 (0) 8031 1878 0; fax:                comment will be made public, you are                  viewing and posted on https://
                                                +49 (0) 8031 1878 78; email: info@hoffmann-              solely responsible for ensuring that your             www.regulations.gov. Submit both
                                                prop.com. You may view this referenced                   comment does not include any                          copies to the Dockets Management Staff.
                                                service information at the FAA, Engine &                 confidential information that you or a                If you do not wish your name and
                                                Propeller Standards Branch, 1200 District                third party may not wish to be posted,                contact information to be made publicly
                                                Avenue, Burlington, MA. For information on               such as medical information, your or
                                                the availability of this material at the FAA,
                                                                                                                                                               available, you can provide this
                                                                                                         anyone else’s Social Security number, or              information on the cover sheet and not
                                                call 781–238–7759.
                                                                                                         confidential business information, such               in the body of your comments and you
                                                  Issued in Burlington, Massachusetts, on                as a manufacturing process. Please note               must identify this information as
                                                July 6, 2018.                                            that if you include your name, contact                ‘‘confidential.’’ Any information marked
                                                Karen M. Grant,                                          information, or other information that                as ‘‘confidential’’ will not be disclosed
                                                Acting Manager, Engine and Propeller                     identifies you in the body of your                    except in accordance with 21 CFR 10.20
                                                Standards Branch, Aircraft Certification                 comments, that information will be                    and other applicable disclosure law. For
                                                Service.                                                 posted on https://www.regulations.gov.                more information about FDA’s posting
                                                [FR Doc. 2018–14862 Filed 7–11–18; 8:45 am]                • If you want to submit a comment                   of comments to public dockets, see 80
                                                BILLING CODE 4910–13–P                                   with confidential information that you                FR 56469, September 18, 2015, or access
                                                                                                         do not wish to be made available to the               the information at: http://www.gpo.gov/
                                                                                                         public, submit the comment as a                       fdsys/pkg/FR-2015-09-18/pdf/2015-
                                                DEPARTMENT OF HEALTH AND                                 written/paper submission and in the                   23389.pdf.
                                                HUMAN SERVICES                                           manner detailed (see ‘‘Written/Paper                     Docket: For access to the docket to
                                                                                                         Submissions’’ and ‘‘Instructions’’).                  read background documents or the
                                                Food and Drug Administration                                                                                   electronic and written/paper comments
                                                                                                         Written/Paper Submissions
                                                                                                                                                               received, go to https://
                                                21 CFR Part 101                                            Submit written/paper submissions as                 www.regulations.gov and insert the
                                                [Docket No. FDA–2011–F–0171]
                                                                                                         follows:                                              docket number, found in brackets in the
                                                                                                           • Mail/Hand delivery/Courier (for                   heading of this document, into the
                                                RIN 0910–AH83                                            written/paper submissions): Dockets                   ‘‘Search’’ box and follow the prompts
                                                                                                         Management Staff (HFA–305), Food and                  and/or go to the Dockets Management
                                                Food Labeling: Calorie Labeling of                       Drug Administration, 5630 Fishers                     Staff, 5630 Fishers Lane, Rm. 1061,
                                                Articles of Food Sold From Certain                       Lane, Rm. 1061, Rockville, MD 20852.                  Rockville, MD 20852.
                                                Vending Machines; Front of Package                         • For written/paper comments
                                                Type Size                                                                                                      FOR FURTHER INFORMATION CONTACT:
                                                                                                         submitted to the Dockets Management                   Marjan Morravej, Center for Food Safety
                                                AGENCY:    Food and Drug Administration,                 Staff, FDA will post your comment, as                 and Applied Nutrition (HFS–820), Food
                                                HHS.                                                     well as any attachments, except for                   and Drug Administration, 5001 Campus
                                                ACTION:   Proposed rule.                                 information submitted, marked and                     Dr., College Park, MD 20740, 240–402–
amozie on DSK3GDR082PROD with PROPOSALS1




                                                                                                         identified, as confidential, if submitted             2371, Marjan.Morravej@fda.hhs.gov.
                                                SUMMARY:   The Food and Drug                             as detailed in ‘‘Instructions.’’
                                                                                                                                                               SUPPLEMENTARY INFORMATION:
                                                Administration (FDA, the Agency, or                        Instructions: All submissions received
                                                we) proposes to revise the type size                     must include the Docket No. FDA–                      Table of Contents
                                                labeling requirements for front of                       2011–F–0171 for ‘‘Food Labeling:                      I. Executive Summary
                                                package (FOP) calorie declarations for                   Calorie Labeling of Articles of Food                     A. Purpose of This Proposed Rule
                                                packaged food sold from glass front                      Sold From Certain Vending Machines;                      B. Summary of the Major Provisions of the
                                                vending machines. We are taking this                     Front of Package Type Size.’’ Received                     Proposed Rule



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                                                32222                    Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules

                                                   C. Legal Authority                                    B. Summary of the Major Provisions of                 vending machines. Under section
                                                   D. Costs and Benefits                                 the Proposed Rule                                     403(q)(5)(H)(viii) of the FD&C Act, if an
                                                II. Background                                                                                                 article of food is sold from a vending
                                                   A. Requirements for Calorie Labeling of                 This proposed rule would revise the
                                                                                                         type size requirement for calories                    machine that does not permit a
                                                      Articles of Food in Vending Machines
                                                                                                         labeled on the front of the package of                prospective purchaser to examine the
                                                      and Our Consideration of Front of
                                                      Package Labeling Issues                            vended foods in § 101.8(b)(2). We are                 Nutrition Facts label before purchasing
                                                   B. Challenges of Existing Type Size                   proposing that the type size be anchored              the article, or does not otherwise
                                                      Requirement, and Proposed Change to                to the net quantity of contents                       provide visible nutrition information at
                                                      ‘‘150 Percent of the Size of the Net               statement, such that the minimum type                 the point of purchase; and is operated
                                                      Quantity of Contents Declaration’’
                                                                                                         size is 150 percent (one and one-half                 by a person who is engaged in the
                                                   C. Other Approaches                                                                                         business of owning or operating 20 or
                                                III. Legal Authority                                     times) the size of the net quantity of
                                                                                                         contents, instead of being based on the               more vending machines, the vending
                                                IV. Description of the Proposed Rule                                                                           machine operator must ‘‘provide a sign
                                                      (Proposed § 101.8(b)(2))                           largest printed matter on the label. The
                                                                                                                                                               in close proximity to each article of food
                                                V. Proposed Effective and Compliance Dates               proposed rule would only apply when
                                                                                                                                                               or the selection button that includes a
                                                VI. Economic Analysis of Impacts                         calories are displayed on the front of the
                                                   A. Introduction                                                                                             clear and conspicuous statement
                                                                                                         package of foods sold in glass front
                                                   B. Summary of Benefits and Costs of the                                                                     disclosing the number of calories
                                                                                                         vending machines.
                                                      Proposed Rule                                                                                            contained in the article.’’
                                                VII. Analysis of Environmental Impact                    C. Legal Authority                                       In the Federal Register of December 1,
                                                VIII. Paperwork Reduction Act of 1995                       This action is consistent with our                 2014 (79 FR 71259), we issued a final
                                                IX. Federalism
                                                                                                         authority in section 403(q)(5)(H) of the              rule to implement the vending machine
                                                X. References                                                                                                  labeling requirements in section
                                                                                                         Federal Food, Drug, and Cosmetic Act
                                                I. Executive Summary                                     (the FD&C Act) (21 U.S.C. 343(q)(5)(H)).              403(q)(5)(H) of the FD&C Act. The final
                                                                                                         The FD&C Act, at section 403(q)(5)(H),                rule, which became effective on
                                                A. Purpose of This Proposed Rule                                                                               December 1, 2016, requires vending
                                                                                                         requires certain vending machine
                                                                                                         operators to provide calorie declarations             machine operators that own or operate
                                                  We are proposing to amend our
                                                                                                                                                               20 or more vending machines (or that
                                                vending machine labeling regulations in                  for certain articles of food sold from
                                                                                                                                                               voluntarily register with us to be subject
                                                21 CFR part 101 by revising § 101.8(b)(2)                vending machines. In addition, we are
                                                                                                                                                               to the final rule) to provide calorie
                                                (21 CFR 101.8(b)(2)), in order to revise                 issuing this proposed rule consistent
                                                                                                                                                               declarations for certain articles of food
                                                the type size requirement when FOP                       with our authority in sections 201(n),
                                                                                                                                                               sold from vending machines. The final
                                                labeling is used to meet the calorie                     403(a)(1), and 403(f), of the FD&C Act
                                                                                                                                                               rule describes which foods are subject to
                                                declaration requirements for articles of                 (21 U.S.C. 321(n), 343(a)(1), and 343(f)).
                                                                                                                                                               the calorie declaration requirement. The
                                                food sold from certain vending                           Further, we are issuing this proposed
                                                                                                                                                               final rule also establishes type size,
                                                machines. When using FOP labeling,                       rule under section 701(a) of the FD&C
                                                                                                                                                               color, and contrast requirements for
                                                our existing regulations at § 101.8(b)(2)                Act (21 U.S.C. 371(a)), which gives us
                                                                                                                                                               calorie declarations in, or on, the
                                                require that the type size of the calorie                the authority to issue regulations for the            vending machines and for calorie
                                                declaration for articles of food sold from               efficient enforcement of the FD&C Act.                declarations on signs adjacent to the
                                                certain vending machines be at least 50                  We discuss our legal authority in greater             vending machines. The final rule also
                                                percent of the size of the largest printed               detail in Section III, ‘‘Legal Authority.’’           clarifies that vending machine operators
                                                matter on the label. We propose,                         D. Costs and Benefits                                 do not have to provide calorie
                                                instead, to require that the type size of                                                                      information for a food if a prospective
                                                the calorie declaration on the front of                    In response to requests from the
                                                                                                         vending and packaged foods industries                 purchaser can view certain calorie
                                                the package be at least 150 percent (one                                                                       information on the front of the package,
                                                and one-half times) the size of the net                  to reduce the regulatory burden and
                                                                                                         increase flexibility, FDA is proposing to             in the Nutrition Facts label on the food,
                                                quantity of contents (i.e., net weight)                                                                        or in a reproduction of the Nutrition
                                                declaration on the package of the                        revise the existing type size
                                                                                                                                                               Facts label for the food, subject to
                                                vended food. We are proposing this                       requirements when calories are
                                                                                                                                                               certain requirements. The calorie
                                                change to reduce regulatory burdens                      displayed on the front of the package of
                                                                                                                                                               declaration requirements covered in the
                                                that the vending and packaged foods                      foods sold in glass front vending
                                                                                                                                                               final rule are codified at § 101.8.
                                                industries shared with us after the final                machines. Because this rule only                         In the Federal Register of August 1,
                                                rule implementing the vending machine                    proposes minor revisions to FOP calorie               2016 (81 FR 50303), we issued a final
                                                labeling requirements (79 FR 71259,                      labeling type size requirements, we                   rule that extended the compliance date
                                                December 1, 2014) was issued, while                      estimate there are no costs to vending                for final calorie declaration
                                                continuing to provide calorie                            machine operators and potential costs                 requirements for certain food products
                                                declarations for certain articles of food                savings to vending machine operators                  sold from glass-front vending machines
                                                sold from vending machines. Electronic                   and packaged food manufacturers. We                   to July 26, 2018. The extended
                                                comments must be submitted on or                         welcome data that would help us to                    compliance date applies only to those
                                                before September 25, 2018. The https://                  better estimate these impacts.                        products in glass front vending
                                                www.regulations.gov electronic filing                    II. Background                                        machines that provide FOP calorie
                                                system will accept comments until                                                                              disclosures and that comply with all
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                                                midnight Eastern Time at the end of                      A. Requirements for Calorie Labeling of               aspects of the final vending machine
                                                September 25, 2018. Comments received                    Articles of Food in Vending Machines                  labeling rule except that the disclosure
                                                by mail/hand delivery/courier (for                       and Our Consideration of Front of                     is not 50 percent of the size of the
                                                written/paper submissions) will be                       Package Labeling Issues                               largest print on the label.
                                                considered timely if they are                              Section 403(q)(5)(H) of the FD&C Act                   In the preamble of the proposed rule
                                                postmarked or the delivery service                       requires certain vending machine                      (published in the Federal Register of
                                                acceptance receipt is on or before that                  operators to provide calorie declarations             April 6, 2011 (76 FR 19237 at 19244)),
                                                date.                                                    for certain articles of food sold from                we stated that FOP labeling could be a


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                                                                         Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules                                           32223

                                                way to provide ‘‘visible nutrition                       vending machine that provides                         percent standard for purposes of the
                                                information,’’ as long as the criteria for               electronic reproductions of Nutrition                 FOP type size requirement (Refs. 4–7).
                                                color, font, and type size are met, and                  Facts labels, as provided in                             Consequently, the proposed rule
                                                total calories contained in the vended                   § 101.8(b)(1), or posting signs with                  would remove the requirement
                                                food are included. We also tentatively                   calorie declarations, as provided in                  specifying the FOP labeling be at least
                                                concluded that the visible nutrition                     § 101.8(c).
                                                                                                                                                               50 percent of the size of the largest
                                                information must be in a type size
                                                reasonably related to the most                           B. Challenges of Existing Type Size                   printed matter on the label and instead
                                                prominent printed matter on the                          Requirement, and Proposed Change to                   link the type size to the size of the net
                                                labeling, among other things, such that                  ‘‘150 Percent of the Size of the Net                  quantity of contents statement.
                                                a purchaser is able to notice and read                   Quantity of Contents Declaration’’                    Specifically, the proposed rule would
                                                the information. The preamble to the                                                                           revise § 101.8(b)(2) pertaining to
                                                                                                            Since the publication of the final rule,
                                                proposed rule (76 FR 19237 at 19244)                                                                           ‘‘articles of food not covered’’ to state
                                                                                                         several industry representatives
                                                explained that we considered                                                                                   that the visible nutrition information
                                                                                                         indicated that the 50 percent type size
                                                ‘‘reasonably related’’ to mean a type size               requirement for FOP calorie labeling                  must be in a type size at least 150
                                                at least 50 percent of the size of the                   presents significant technical challenges             percent of the size of the net quantity of
                                                largest print on the label. This type size               to the packaged foods industry (Refs. 2               contents declaration on the front of the
                                                as specified in the preamble to the                      and 3). They said it would make the                   package.
                                                proposed rule is consistent with                         calorie declaration very large on some                   This revision, if finalized, would
                                                interpretations we have used in food                     products and would make label redesign                allow for greater flexibility for the use
                                                labeling guidance when determining the                   difficult or not practical. They                      of FOP calorie labeling in glass front
                                                type size of the statement of identity on                explained that, for glass front vending
                                                packaged foods (Ref. 1).                                                                                       vending machines, while still ensuring
                                                                                                         machines without electronic displays,                 that a FOP calorie declaration would be
                                                   In the preamble to the final rule (79
                                                                                                         FOP labeling assures that consumers                   visible for the consumer, regardless of
                                                FR 71259 at 71269), we noted that many
                                                                                                         will get accurate calorie information for             the size of the package. It also would
                                                comments supported the idea that FOP
                                                                                                         vended foods. The industry                            minimize the need for label changes for
                                                labeling could provide visible nutrition
                                                                                                         representatives also said that many                   foods that currently have voluntary FOP
                                                information; these comments said that
                                                                                                         packaged food manufacturers who wish                  calorie declarations that are 150 percent
                                                FOP labeling is the most efficient way
                                                to satisfy section 403(q)(5)(H)(viii) of the             to help vending machine operators                     of the size of the net quantity of content
                                                FD&C Act. Other comments stated that                     comply with the regulations by
                                                                                                                                                               statement provided the calorie
                                                vending machine operators are likely to                  providing packaged foods with FOP
                                                                                                                                                               declarations meet the other criteria in
                                                prefer food products with FOP labeling                   labeling will have to redesign their
                                                                                                         labels at great expense. They noted the               the final rule. It is our understanding
                                                because operators selling such food                                                                            that many packaged food products sold
                                                products in their vending machines                       existence of several voluntary FOP
                                                                                                         labeling programs where calorie                       in glass front vending machines that
                                                would not have to provide calorie                                                                              currently bear FOP calorie labeling
                                                declarations in compliance with section                  information is presented in a FOP type
                                                                                                         size that ranges from 100 to 150 percent              would meet the 150 percent
                                                403(q)(5)(H)(viii)(I)(bb) of the FD&C Act.                                                                     requirement that we are proposing.
                                                   We also discussed several comments                    of the size of the net quantity of
                                                                                                         contents statement on the principal                   However, to more fully understand the
                                                that said that interpreting ‘‘reasonably
                                                related’’ to mean a type size that is at                 display panel. They acknowledged these                current marketplace, we specifically
                                                least 50 percent of the size of the largest              labeling programs do not meet our type                invite comment and data on the
                                                print on the label would require a type                  size requirements, and said that                      percentage of food products commonly
                                                size that is too large. One comment                      complying with the type size                          sold in glass front vending machines
                                                suggested revising the rule to specify a                 requirement for calorie labeling would                bearing voluntary FOP calorie labeling,
                                                ratio for the size of the FOP calorie                    significantly disrupt their FOP nutrition             and for those products that currently
                                                disclosure relative to other printed                     labeling programs because there would                 bear voluntary FOP calorie labeling, the
                                                material on the label. The comment                       no longer be enough room on the label                 type size of the FOP calorie labeling
                                                stated that ‘‘reasonably related’’ would                 to accommodate both the voluntary FOP                 used on the products.
                                                be hard to enforce, and we should                        information and our calorie labeling
                                                require the FOP calorie disclosure to be                 requirement. Thus, they said that the                 C. Other Approaches
                                                at least two-thirds the size of the largest              nutrition information beyond calorie
                                                                                                                                                                  Data and information currently
                                                type size of any other writing on the                    labeling that is presently provided
                                                                                                                                                               available to FDA indicate that the
                                                package, with a minimum size of one-                     under industry FOP programs may no
                                                                                                                                                               proposed rule is consistent with some
                                                half square inch. Other comments stated                  longer be included. Additionally, they
                                                                                                         said that, while the existing FOP                     existing voluntary FOP calorie
                                                we should omit type size or prominence
                                                                                                         labeling may not be at least 50 percent               declarations currently used on food
                                                requirements for the FOP calorie
                                                disclosure.                                              of the size of the largest printed matter             product labels and it is feasible for other
                                                   In response to comments to the                        on the label, as required by our rule, the            foods that may be sold in vending
                                                proposed rule, we revised the rule by                    calorie information is nonetheless                    machines. We also evaluated two other
                                                removing the words ‘‘reasonably                          visible to consumers. Finally, they                   approaches for providing visible
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                                                related’’ at § 101.8(b)(2) and instead                   stated that, in most cases, industry                  nutrition information that would meet
                                                required the calorie labeling print to be                would be able to comply with a rule that              the criteria in section 403(q)(5)(H)(viii)
                                                ‘‘at least 50 percent of the size of the                 linked the FOP type size for calorie                  of the FD&C Act, such that the food
                                                largest printed matter on the label.’’ We                labeling if it were no larger than 150                would not be subject to the vending
                                                also noted that vending machine                          percent of the type size of the net                   machine calorie labeling requirements.
                                                operators had other options for                          quantity of contents statement. Other                 We invite comment on these two
                                                satisfying section 403(q)(5)(H)(viii) of                 industry representatives also have                    alternative approaches, described more
                                                the FD&C Act, including using a                          expressed support for using the 150                   fully below.


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                                                32224                    Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules

                                                1. Alternative Approach A—At Least                       2. Alternative Approach B—Not                         issuing this proposed rule under
                                                100 Percent of the Size of the Net                       Specifying Any Size                                   sections 201(n), 403(a)(1), 403(f), and
                                                Quantity of Contents Declaration                            The second alternative approach                    403(q)(5)(H) of the FD&C Act, as well as
                                                   The first alternative approach would                  would be to not specify any size for the              under section 701(a) of the FD&C Act,
                                                be to require the visible nutrition                      visible nutrition information. This                   which gives us the authority to issue
                                                information to be in a type size that is                 option would give the packaged food                   regulations for the efficient enforcement
                                                at least 100 percent of the size of the net              industry considerable flexibility in                  of the FD&C Act.
                                                quantity of contents declaration. Our                    deciding how large—or how small—                      IV. Description of the Proposed Rule
                                                existing food labeling regulations for                   voluntary FOP calorie labeling could be,              (Proposed § 101.8(b)(2))
                                                packaged foods, at 21 CFR 101.7(i),                      and may reduce the need for packaging                    The proposed rule would make a
                                                require that the declaration of net                      changes for some manufacturers. We                    change to the existing rule for calorie
                                                quantity be in letters and numerals in a                 note that in developing the final                     labeling of food sold from vending
                                                type size that is established in relation                vending machine labeling rule, we                     machines, in order to reduce the
                                                to the area of the principal display panel               considered, but disagreed with                        regulatory burden and increase
                                                of the package and that the declaration                  comments asking that we omit                          flexibility while continuing to provide
                                                be uniform for all packages of                           requirements for prominence or type                   calorie declarations for certain articles
                                                substantially the same size. The                         size of FOP calorie disclosures. As we                of food sold from vending machines. We
                                                regulation prescribes the following size                 discussed in the preamble to that final               propose to revise § 101.8(b)(2) to remove
                                                specifications for net quantity                          rule, ‘‘When a vending machine food is                the requirement that the type size of the
                                                declarations:                                            in a vending machine, a prospective                   visible calorie declaration for articles of
                                                   • Not less than one-sixteenth inch in                 purchaser cannot handle the product to                food be at least 50 percent of the size of
                                                height on packages the principal display                 make it easier for the purchaser to read              the largest printed matter on the label
                                                panel of which has an area of 5 square                   the nutrition information. Therefore,                 and, instead, to require the type size to
                                                inches or less;                                          ‘visible nutrition information’ on the                be at least 150 percent (one and one-half
                                                   • Not less than one-eighth inch in                    front of package must be large enough,                times) the size of the net quantity of
                                                height on packages the principal display                 and prominent enough, for prospective                 contents (i.e., net weight) declaration on
                                                panel of which has an area of more than                  purchasers to see and use the                         the package of the vended food. We also
                                                5 but not more than 25 square inches;                    information’’ (79 FR 71259 at 71269).                 would make a minor editorial correction
                                                   • Not less than three-sixteenths inch                    We invite comment on the advantages                to the same sentence in § 101.8(b)(2),
                                                in height on packages the principal                      and disadvantages of this alternative.                substituting the word ‘‘prospective’’ in
                                                display panel of which has an area of                                                                          place of ‘‘perspective.’’
                                                                                                         III. Legal Authority
                                                more than 25 but not more than 100                                                                                We also would revise the first
                                                square inches; and                                          We are proposing to revise the                     sentence of § 101.8(b)(2) by inserting a
                                                   • Not less than one-fourth inch in                    labeling requirements for providing                   comma after the word ‘‘minimum.’’ This
                                                height on packages the principal display                 calorie declarations for food sold from               change corrects a punctuation error.
                                                panel of which has an area of more than                  certain vending machines, as set forth in
                                                100 square inches, except not less than                  this proposed rule, consistent with our               V. Proposed Effective and Compliance
                                                1⁄2 inch in height if the area is more than              authority in section 403(q)(5)(H) of the              Dates
                                                400 square inches.                                       FD&C Act. Under section 403(q)(5)(H),                    We are proposing that any final rule
                                                   If the declaration is blown, embossed,                certain vending machine operators must                resulting from this rulemaking have an
                                                or molded on a glass or plastic surface                  provide calorie declarations for certain              effective date of 30 days after the date
                                                rather than by printing, typing, or                      articles of food sold from vending                    of its publication in the Federal
                                                coloring, then the lettering sizes are to                machines. Under section 403(a)(1) of the              Register. We also are proposing that
                                                be increased by one-sixteenth of an                      FD&C Act, such information must be                    covered vending machine operators
                                                inch.                                                    truthful and non-misleading. Under                    comply with any final rule resulting
                                                   We considered requiring the visible                   section 403(f) of the FD&C Act, any                   from this rulemaking by January 1,
                                                nutrition information to be in a type size               word, statement, or other information                 2020. We are proposing this compliance
                                                that is at least 100 percent of the size of              required by or under the FD&C Act to                  date in order to provide sufficient time
                                                the net quantity of contents declaration                 appear on the label or labeling of an                 for the packaged food industry to revise
                                                on the front of the package; in other                    article of food must be prominently                   their labels, as appropriate, consistent
                                                words, the visible nutrition information                 placed thereon with such                              with any new requirements.
                                                would, at a minimum, be the same size                    conspicuousness (as compared with                        As discussed in section II.A., by July
                                                as the net quantity of contents                          other words, statements, designs, or                  26, 2018, vending machine operators
                                                declaration. We invite comment on the                    devices, in the labeling) and in such                 with glass front vending machines will
                                                impact of meeting the visible nutrition                  terms as to render it likely to be read               have to comply with all vending
                                                information criteria, required under                     and understood by the ordinary                        machine requirements of the final rule
                                                section 403(q)(5)(H)(viii) of the FD&C                   individual under customary conditions                 issued in 2014. However, it is unlikely
                                                Act, especially on food in smaller                       of purchase and use. Under section                    that we will be able to complete the
                                                packages, such as small candy bars or                    403(a), (f), or (q) of the FD&C Act, food             current rulemaking to revise the type
                                                single serve bags of nuts, that are sold                 to which these requirements apply is                  size labeling requirements for FOP
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                                                in glass front vending machines under                    deemed misbranded if these                            calorie declarations before the July 26,
                                                this alternative approach where the FOP                  requirements are not met. In addition,                2018 compliance date. Therefore,
                                                calorie declaration is at least the same                 under section 201(n) of the FD&C Act,                 pending completion of this rulemaking,
                                                size as the net quantity of contents                     the labeling of food is misleading if it              FDA intends to exercise enforcement
                                                declaration.                                             fails to reveal facts that are material in            discretion with respect to the July 26,
                                                   FDA invites comment on the                            light of representations made in the                  2018 compliance date for products sold
                                                advantages and disadvantages of this                     labeling or with respect to consequences              in glass front vending machines that
                                                alternative.                                             that may result from use. Thus, we are                provide a FOP calorie disclosure and


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                                                                         Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules                                            32225

                                                the product complies with all aspects of                 potentially reducing the burden on                    packaged food manufacturers and thus
                                                the final vending machine labeling rule                  covered vending machine operators of                  the net effect to be positive, but lack the
                                                except that the disclosure is not 50                     providing additional calorie labeling.                data to quantify this effect. We welcome
                                                percent of the size of the largest print on              Thus, we propose to certify that the                  data that would help us to better
                                                the label.                                               proposed rule will not have a significant             estimate these impacts.
                                                  Further, as previously noted, vending                  economic impact on a substantial                        We have developed a comprehensive
                                                machine operators with glass front                       number of small entities.                             Economic Analysis of Impacts that
                                                vending machines will have to comply                        The Unfunded Mandates Reform Act                   assesses the impacts of the proposed
                                                by July 26, 2018, with all vending                       of 1995 (section 202(a) requires us to                rule. The full analysis of economic
                                                machine requirements, including                          prepare a written statement, which                    impacts is available in the docket for
                                                complying with calorie disclosure                        includes an assessment of anticipated                 this proposed rule (Ref. 8) and at
                                                requirements in 21 CFR 101.8(c)(2).                      costs and benefits, before proposing                  https://www.fda.gov/AboutFDA/
                                                Although these requirements cover                        ‘‘any rule that includes any Federal                  ReportsManualsForms/Reports/
                                                gums, mints, and roll candy products                     mandate that may result in the                        EconomicAnalyses/default.htm.
                                                sold in glass front machines, FDA                        expenditure by State, local, and tribal
                                                                                                                                                               VII. Analysis of Environmental Impact
                                                intends to exercise enforcement                          governments, in the aggregate, or by the
                                                discretion, at least until January 1, 2020,              private sector, of $100,000,000 or more                 We have determined under 21 CFR
                                                with respect to gums, mints, and roll                    (adjusted annually for inflation) in any              25.30(k) that this action is of a type that
                                                candy products sold in glass front                       one year.’’ The current threshold after               does not individually or cumulatively
                                                machines in packages that are too small                  adjustment for inflation is $150 million,             have a significant effect on the human
                                                to bear FOP labeling. FDA intends to                     using the most current (2017) Implicit                environment. Therefore, neither an
                                                consider this issue further.                             Price Deflator for the Gross Domestic                 environmental assessment nor an
                                                                                                         Product. This proposed rule would not                 environmental impact statement is
                                                VI. Economic Analysis of Impacts                         result in an expenditure in any year that             required.
                                                A. Introduction                                          meets or exceeds this amount.                         VIII. Paperwork Reduction Act of 1995
                                                   We have examined the impacts of the                   B. Summary of Benefits and Costs of the                  FDA tentatively concludes that this
                                                proposed rule under Executive Order                      Proposed Rule                                         proposed rule contains no new
                                                12866, Executive Order 13563,                              FDA proposes to revise the type size                collection of information beyond what
                                                Executive Order 13771, the Regulatory                    labeling requirements for providing FOP               was described in the December 2014
                                                Flexibility Act (5 U.S.C. 601–612), and                  calorie declarations for packaged food                final rule and approved under OMB
                                                the Unfunded Mandates Reform Act of                      sold from certain vending machines. We                control number 0910–0782. Therefore,
                                                1995 (Pub. L. 104–4). Executive Orders                   are taking this action in response to                 clearance by the Office of Management
                                                12866 and 13563 direct us to assess all                  requests from the vending and packaged                and Budget under the Paperwork
                                                costs and benefits of available regulatory               foods industries to reduce the regulatory             Reduction Act of 1995 is not required.
                                                alternatives and, when regulation is                     burden and increase flexibility. The
                                                necessary, to select regulatory                                                                                IX. Federalism
                                                                                                         proposed rule would revise the type size
                                                approaches that maximize net benefits                    requirements for FOP calorie labeling on                We have analyzed this proposed rule
                                                (including potential economic,                           packaged foods displayed for sale in                  in accordance with the principles set
                                                environmental, public health and safety,                 glass front vending machines.                         forth in Executive Order 13132. Section
                                                and other advantages; distributive                         There are currently several voluntary               4(a) of the Executive Order requires
                                                impacts; and equity). Executive Order                    FOP labeling programs where calorie                   Agencies to construe a Federal statute to
                                                13771 requires that the costs associated                 information is presented. If finalized,               preempt State law only where the
                                                with significant new regulations ‘‘shall,                this proposal may provide an increased                statute contains an express preemption
                                                to the extent permitted by law, be offset                incentive for packaged food                           provision or there is some other clear
                                                by the elimination of existing costs                     manufacturers to add new or amend                     evidence that the Congress intended
                                                associated with at least two prior                       current FOP calorie labeling to foods in              preemption of State law, or where the
                                                regulations.’’ This proposed rule has                    order to comply with the updated                      exercise of State authority conflicts with
                                                been designated as a significant                         standard. If so, glass front vending                  the exercise of Federal authority under
                                                regulatory action as defined by                          machine operators carrying exclusively                the Federal statute. Federal law includes
                                                Executive Order 12866. This proposed                     those products will not have to provide               an express preemption provision that
                                                rule is expected to be an Executive                      signs with calorie information for the                preempts any nutrition labeling
                                                Order 13771 deregulatory action.                         food, providing an opportunity to                     requirement of food that is not identical
                                                Additional details can be found in the                   reduce operator costs. To the extent this             to the requirement of section 403(q) of
                                                proposed rule’s preliminary economic                     occurs, some costs may shift from the                 the FD&C Act, except that this provision
                                                analysis.                                                vending machine operator to the                       does not apply to food that is offered for
                                                   The Regulatory Flexibility Act                        manufacturer. Packaged food                           sale in a restaurant or similar retail food
                                                requires Agencies to analyze regulatory                  manufacturing firms may choose to                     establishment that is not part of a chain
                                                options that would minimize any                          incur additional costs associated with                with 20 or more locations doing
                                                significant impact of a rule on small                    amending the FOP label in order to                    business under the same name and
                                                entities. The vending machine final rule                 retain revenue streams from current                   offering for sale substantially the same
amozie on DSK3GDR082PROD with PROPOSALS1




                                                does not impose burdens to the                           customers, including vending machine                  menu items unless such restaurant or
                                                suppliers of vending machine foods.                      operators. If total revenue is greater than           similar retail food establishment elects
                                                While suppliers are not obliged to                       total cost, this proposed rule will                   to comply voluntarily with the nutrition
                                                engage in FOP calorie labeling, this                     provide cost savings for packaged food                information requirements under section
                                                proposed rule, if finalized, would allow                 manufacturing firms. We expect the                    403(q)(5)(H)(ix) of the FD&C Act. The
                                                for greater flexibility for the use of FOP               potential cost savings to both vending                proposed rule would create
                                                calorie labeling in glass front vending                  machine operators and packaged food                   requirements for nutrition labeling of
                                                machines than the existing regulations,                  manufacturers to outweigh the costs to                food under section 403(q) of the FD&C


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                                                32226                    Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules

                                                Act that would preempt certain non-                      disclosures of the type required under                     Food Safety and Applied Nutrition,
                                                identical State and local nutrition                      section 403(q)(5)(H)(viii) of the FD&C                     dated June 28, 2016.
                                                labeling requirements.                                   Act and, therefore, would not be                      4. Letter from Karin F. R. Moore, Senior Vice
                                                   Section 4205 of the Patient Protection                preempted. Under this interpretation,                      President and General Counsel, Grocery
                                                and Affordable Care Act (ACA), which                                                                                Manufacturers Association, and cosigned
                                                                                                         States and localities would be able to                     by the American Beverage Association,
                                                amended the FD&C Act to require                          continue to require nutrition labeling for                 National Automated Merchandising
                                                certain vending machine operators to                     food sold from vending machines that                       Association, National Confectioners
                                                provide calorie declarations for certain                 are exempt from nutrition labeling                         Association, and SNAC International, to
                                                articles of food sold from vending                       under section 403(q)(5) of the FD&C Act.                   Scott Gottlieb, M.D., Commissioner of
                                                machines, also included a Rule of                        This interpretation is consistent with                     Food and Drugs, FDA, dated July 19,
                                                Construction providing that nothing in                   the fact that Congress included vending                    2017.
                                                the amendments made by section 4205                      machine operators in the voluntary                    5. Letter from Jason Eberstein, Director, State
                                                of the ACA shall be construed: (1) To                    registration provision of section                          & Federal Government Affairs, National
                                                preempt any provision of State or local                                                                             Automatic Merchandising Association,
                                                                                                         403(q)(5)(H)(ix) of the FD&C Act. There                    to Scott Gottlieb, M.D., Commissioner of
                                                law, unless such provision establishes                   would have been no need to include                         Food and Drugs, FDA, dated November
                                                or continues into effect nutrient content                vending machine operators in the                           21, 2017.
                                                disclosures of the type required under                   provision that allows opting into the                 6. Letter from Brad G. Figel, Vice President,
                                                section 403(q)(5)(H) of the FD&C Act                     Federal requirements if States and                         North America Public Affairs, Mars, Inc.,
                                                and is expressly preempted under                         localities could not otherwise require                     to Mick Mulvaney, Director, Office of
                                                subsection (a)(4) of such section; (2) to                non-identical nutrition labeling for food                  Management and Budget, dated January
                                                apply to any State or local requirement                  sold from any vending machines.                            30, 2018.
                                                respecting a statement in the labeling of                                                                      7. Letter from Elizabeth Avery, President and
                                                                                                           In addition, the express preemption                      CEO, SNAC International, to Dockets
                                                food that provides for a warning                         provisions of 21 U.S.C. 343–1(a)(4) do
                                                concerning the safety of the food or                                                                                Management Staff, FDA, dated February
                                                                                                         not preempt any State or local                             12, 2018.
                                                component of the food; or (3) except as                  requirement respecting a statement in                 8. FDA, ‘‘Food Labeling: Calorie Labeling of
                                                provided in section 403(q)(5)(H)(ix) of                  the labeling of food that provides for a                   Articles of Food Sold From Certain
                                                the FD&C Act, to apply to any restaurant                 warning concerning the safety of the                       Vending Machines; Front of Package
                                                or similar retail food establishment                     food or component of the food. This is                     Type Size, Preliminary Regulatory
                                                other than a restaurant or similar retail                clear from both the literal language of 21                 Impact Analysis, Initial Regulatory
                                                food establishment described in section                                                                             Flexibility Analysis, Preliminary Small
                                                                                                         U.S.C. 343–1(a)(4) with respect to the
                                                403(q)(5)(H)(i) of the FD&C Act (see Pub.                                                                           Entity Analysis,’’ dated June 2018. Also
                                                                                                         scope of preemption and from the Rule                      available at: https://www.fda.gov/
                                                L. 111–148, section 4205(d) of the ACA,
                                                                                                         of Construction at section 4205(d)(2) of                   AboutFDA/ReportsManualsForms/
                                                124 Stat. 119, 576 (2010)).
                                                   We interpret the provisions of section                the ACA.                                                   Reports/EconomicAnalyses/default.htm.
                                                4205 of the ACA related to preemption                    X. References                                         List of Subjects in 21 CFR Part 101
                                                to mean that States and local
                                                governments may not impose nutrition                       The following references are on                       Food labeling, Nutrition, Reporting
                                                labeling requirements for food sold from                 display in the Dockets Management                     and recordkeeping requirements.
                                                vending machines that must comply                        Staff (see ADDRESSES) and are available                 Therefore, under the Federal Food,
                                                with the Federal requirements of section                 for viewing by interested persons                     Drug, and Cosmetic Act and under
                                                403(q)(5)(H) of the FD&C Act, unless the                 between 9 a.m. and 4 p.m., Monday                     authority delegated to the Commissioner
                                                State or local requirements are identical                through Friday; they are also available               of Food and Drugs, we propose that 21
                                                to the Federal requirements. In other                    electronically at https://                            CFR part 101 be amended as follows:
                                                words, States and localities cannot have                 www.regulations.gov. FDA has verified
                                                additional or different nutrition labeling               the website addresses, as of the date this            PART 101—FOOD LABELING
                                                requirements for food sold either: (1)                   document publishes in the Federal
                                                                                                         Register, but websites are subject to                 ■ 1. The authority citation for part 101
                                                From vending machines that are
                                                operated by a person engaged in the                      change over time.                                     continues to read as follows:
                                                business of owning or operating 20 or                    1. FDA, ‘‘Guidance for Industry: A Food                 Authority: 15 U.S.C. 1453, 1454, 1455; 21
                                                more vending machines subject to the                          Labeling Guide (4. Name of Food)’’, last         U.S.C. 321, 331, 342, 343, 348, 371; 42 U.S.C.
                                                requirements of section                                       updated January 2013. Retrieved from             243, 264, 271.
                                                403(q)(5)(H)(viii) of the FD&C Act; or (2)                    https://www.fda.gov/downloads/Food/              ■ 2. Section 101.8 is amended by
                                                from vending machines operated by a                           GuidanceRegulation/UCM265446.pdf.
                                                                                                                                                               revising paragraph (b)(2) to read as
                                                                                                         2. Letter from Karin F. R. Moore, Vice
                                                person not subject to the requirements                                                                         follows:
                                                                                                              President and General Counsel, Grocery
                                                of section 403(q)(5)(H)(viii) of the FD&C                     Manufacturers Association, and cosigned
                                                Act who voluntarily elects to be subject                                                                       § 101.8    Vending machines.
                                                                                                              by the American Beverage Association,
                                                to those requirements by registering                          National Automated Merchandising                 *     *      *    *     *
                                                biannually under section                                      Association, National Confectioners                (b) * * *
                                                403(q)(5)(H)(ix) of the FD&C Act.                             Association, and SNAC International, to            (2) The prospective purchaser can
                                                   Otherwise, for food sold from vending                      Susan Mayne, Ph.D., Director, Center for         otherwise view visible nutrition
                                                machines not subject to the nutrition                         Food Safety and Applied Nutrition,               information, including, at a minimum,
amozie on DSK3GDR082PROD with PROPOSALS1




                                                labeling requirements of section                              dated March 31, 2016.                            the total number of calories for the
                                                403(q)(5)(H)(viii) of the FD&C Act,                      3. Letter from Karin F. R. Moore, Senior Vice         article of food as sold at the point of
                                                States and localities may impose                              President and General Counsel, Grocery           purchase. This visible nutrition
                                                                                                              Manufacturers Association, and cosigned
                                                nutrition labeling requirements. Under                        by the American Beverage Association,
                                                                                                                                                               information must appear on the food
                                                our interpretation of section 4205(d)(1)                      National Automated Merchandising                 label itself. The visible nutrition
                                                of the ACA, nutrition labeling for food                       Association, National Confectioners              information must be clear and
                                                sold from these vending machines                              Association, and SNAC International, to          conspicuous and able to be easily read
                                                would not be nutrient content                                 Susan Mayne, Ph.D., Director, Center for         on the article of food while in the


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                                                                         Federal Register / Vol. 83, No. 134 / Thursday, July 12, 2018 / Proposed Rules                                                   32227

                                                vending machine, in a type size at least                 the ones that the agencies are currently              2015 Rule in 24 States as well. If this
                                                150 percent of the size of the net                       implementing in light of the agencies’                proposal is finalized, the agencies
                                                quantity of contents declaration on the                  final rule published on February 6,                   would administer the regulations
                                                front of the package, and with sufficient                2018, adding a February 6, 2020                       promulgated in 1986 and 1988 in
                                                color and contrasting background to                      applicability date to the 2015 Rule, as               portions of 33 CFR part 328 and 40 CFR
                                                other print on the label to permit the                   well as judicial decisions preliminarily              parts 110, 112, 116, 117, 122, 230, 232,
                                                prospective purchaser to clearly                         enjoining and staying the 2015 Rule.                  300, 302, and 401, and would continue
                                                distinguish the information.                             DATES: Comments must be received on                   to interpret the statutory term ‘‘waters of
                                                *     *     *    *     *                                 or before August 13, 2018.                            the United States’’ to mean the waters
                                                                                                         ADDRESSES: Submit your comments,                      covered by those regulations, as the
                                                  Dated: July 6, 2018.                                                                                         agencies are currently implementing
                                                Leslie Kux,
                                                                                                         identified by Docket ID No. EPA–HQ–
                                                                                                         OW–2017–0203, at http://                              those regulations consistent with
                                                Associate Commissioner for Policy.                                                                             Supreme Court decisions and
                                                                                                         www.regulations.gov. Follow the online
                                                [FR Doc. 2018–14906 Filed 7–11–18; 8:45 am]              instructions for submitting comments.                 longstanding practice, as informed by
                                                BILLING CODE 4164–01–P                                   Once submitted, comments cannot be                    applicable guidance documents,
                                                                                                         edited or removed from Regulations.gov.               training, and experience.
                                                                                                         The agencies may publish any comment                     State, tribal, and local governments
                                                DEPARTMENT OF DEFENSE                                    received to the public docket. Do not                 have well-defined and established
                                                                                                         submit electronically any information                 relationships with the federal
                                                Department of the Army, Corps of                         you consider to be Confidential                       government in implementing CWA
                                                Engineers                                                Business Information (CBI) or other                   programs. Those relationships are not
                                                                                                         information whose disclosure is                       affected by this proposed rule, which
                                                33 CFR Part 328                                          restricted by statute. Multimedia                     would not alter the jurisdiction of the
                                                                                                         submissions (audio, video, etc.) must be              CWA compared to the regulations and
                                                ENVIRONMENTAL PROTECTION                                 accompanied by a written comment.                     practice that the agencies are currently
                                                AGENCY                                                   The written comment is considered the                 applying. The proposed rule would
                                                                                                         official comment and should include                   permanently repeal the 2015 Rule,
                                                40 CFR Parts 110, 112, 116, 117, 122,                    discussion of all points you wish to                  which amended the longstanding
                                                230, 232, 300, 302, and 401                              make. The agencies will generally not                 definition of ‘‘waters of the United
                                                                                                         consider comments or comment content                  States’’ in portions of 33 CFR part 328
                                                [EPA–HQ–OW–2017–0203; FRL–9980–52–                                                                             and 40 CFR parts 110, 112, 116, 117,
                                                OW]                                                      located outside of the primary
                                                                                                         submission (i.e., on the web, cloud, or               122, 230, 232, 300, 302, and 401, and
                                                RIN 2040–AF74                                            other file sharing system). For                       restore the regulations as they existed
                                                                                                         additional submission methods, the full               prior to the amendments in the 2015
                                                Definition of ‘‘Waters of the United                     EPA public comment policy,                            Rule.1
                                                States’’—Recodification of Preexisting                   information about CBI or multimedia                      The agencies are issuing this
                                                Rule                                                     submissions, and general guidance on                  supplemental notice of proposed
                                                                                                         making effective comments, please visit               rulemaking (SNPRM) to clarify,
                                                AGENCY:  Department of Defense,                                                                                supplement and give interested parties
                                                Department of the Army, Corps of                         http://www2.epa.gov/
                                                                                                         dockets.commenting-epa-dockets.                       an opportunity to comment on certain
                                                Engineers; Environmental Protection                                                                            important considerations and reasons
                                                Agency (EPA).                                            FOR FURTHER INFORMATION CONTACT:
                                                                                                         Michael McDavit, Office of Water                      for the agencies’ proposal. The agencies
                                                ACTION: Supplemental notice of                                                                                 clarify herein the scope of the
                                                proposed rulemaking.                                     (4504–T), Environmental Protection
                                                                                                         Agency, 1200 Pennsylvania Avenue                      solicitation of comment and the actions
                                                                                                         NW, Washington, DC 20460; telephone                   proposed. In response to the July 27,
                                                SUMMARY:    The purpose of this                                                                                2017 NPRM, (82 FR 34899), the agencies
                                                supplemental notice is for the                           number: (202) 566–2428; email address:
                                                                                                         CWAwotus@epa.gov; or Stacey Jensen,                   received numerous comments on the
                                                Environmental Protection Agency (EPA)                                                                          impacts of repealing the 2015 Rule in its
                                                and the Department of the Army                           Regulatory Community of Practice
                                                                                                         (CECW–CO–R), U.S. Army Corps of                       entirety. Others commented in favor of
                                                (agencies) to clarify, supplement and                                                                          retaining the 2015 Rule, either as
                                                seek additional comment on an earlier                    Engineers, 441 G Street NW,
                                                                                                         Washington, DC 201314; telephone                      written or with modifications. Some
                                                proposal, published on July 27, 2017, to                                                                       commenters interpreted the proposal as
                                                repeal the 2015 Rule Defining Waters of                  number: (202) 761–6903; email address:
                                                                                                         USACE_CWA_Rule@usace.army.mil.                        restricting their opportunity to provide
                                                the United States (‘‘2015 Rule’’), which                                                                       such comments either supporting or
                                                amended portions of the Code of                          SUPPLEMENTARY INFORMATION: The
                                                                                                                                                               opposing repeal of the 2015 Rule. In this
                                                Federal Regulations (CFR). As stated in                  agencies propose to repeal the Clean                  SNPRM, the agencies reiterate that this
                                                the agencies’ July 27, 2017 Notice of                    Water Rule: Definition of ‘‘Waters of the             regulatory action is intended to
                                                Proposed Rulemaking (NPRM), the                          United States,’’ 80 FR 37054, and                     permanently repeal the 2015 Rule in its
                                                agencies propose to repeal the 2015                      recodify the regulatory definitions of                entirety, and we invite all interested
                                                Rule and restore the regulatory text that                ‘‘waters of the United States’’ that                  persons to comment on whether the
                                                existed prior to the 2015 Rule, as                       existed prior to the August 28, 2015                  2015 Rule should be repealed.
amozie on DSK3GDR082PROD with PROPOSALS1




                                                informed by guidance in effect at that                   effective date of the 2015 Rule. Those
                                                time. If this proposal is finalized, the                 preexisting regulatory definitions are                   1 While EPA administers most provisions in the
                                                regulations defining the scope of federal                the ones that the agencies are currently              CWA, the Department of the Army, Corps of
                                                Clean Water Act (CWA) jurisdiction                       implementing in light of the agencies’                Engineers (Corps) administers the permitting
                                                would be those portions of the CFR as                    final rule (83 FR 5200, February 6,                   program under section 404. During the 1980s, both
                                                                                                                                                               agencies adopted substantially similar definitions of
                                                they existed before the amendments                       2018), which added a February 6, 2020                 ‘‘waters of the United States.’’ See 51 FR 41206,
                                                promulgated in the 2015 Rule. Those                      applicability date to the 2015 Rule.                  Nov. 13, 1986, amending 33 CFR 328.3; 53 FR
                                                preexisting regulatory definitions are                   Judicial decisions currently enjoin the               20764, June 6, 1988, amending 40 CFR 232.2.



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Document Created: 2018-11-06 10:22:24
Document Modified: 2018-11-06 10:22:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit either electronic or written comments on the proposed rule by September 25, 2018. Please note that late, untimely filed comments will not be considered.
ContactMarjan Morravej, Center for Food Safety and Applied Nutrition (HFS-820), Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2371, [email protected]
FR Citation83 FR 32221 
RIN Number0910-AH83
CFR AssociatedFood Labeling; Nutrition and Reporting and Recordkeeping Requirements

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