83_FR_33085 83 FR 32949 - Withdrawal of Proposed Enhancements to the Safety Measurement System

83 FR 32949 - Withdrawal of Proposed Enhancements to the Safety Measurement System

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 83, Issue 136 (July 16, 2018)

Page Range32949-32950
FR Document2018-15109

On June 29, 2015 and October 5, 2016, FMCSA proposed enhancements to the Agency's Safety Measurement System (SMS) and published a preview version of the changes. However, the Fixing America's Surface Transportation Act (FAST Act) required the National Research Council of the National Academy of Sciences (NAS) to conduct a study of FMCSA's Compliance, Safety, Accountability (CSA) program and the Safety Measurement System (SMS). NAS published their report titled, ``Improving Motor Carrier Safety Measurement'' on June 27, 2017. This notice announces that FMCSA will not complete the enhancements previously proposed and the preview is removed from the SMS website.

Federal Register, Volume 83 Issue 136 (Monday, July 16, 2018)
[Federal Register Volume 83, Number 136 (Monday, July 16, 2018)]
[Notices]
[Pages 32949-32950]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-15109]


-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

[Docket No. FMCSA-2015-0149]


Withdrawal of Proposed Enhancements to the Safety Measurement 
System

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: On June 29, 2015 and October 5, 2016, FMCSA proposed 
enhancements to the Agency's Safety Measurement System (SMS) and 
published a preview version of the changes. However, the Fixing 
America's Surface Transportation Act (FAST Act) required the National 
Research Council of the National Academy of Sciences (NAS) to conduct a 
study of FMCSA's Compliance, Safety, Accountability (CSA) program and 
the Safety Measurement System (SMS). NAS published their report titled, 
``Improving Motor Carrier Safety Measurement'' on June 27, 2017. This 
notice announces that FMCSA will not complete the enhancements 
previously proposed and the preview is removed from the SMS website.

FOR FURTHER INFORMATION CONTACT: Ms. Barbara Baker, Compliance 
Division, Federal Motor Carrier Safety Administration, 1200 New Jersey 
Avenue SE, Washington, DC 20590, Telephone (202) 366-3397 or by email 
at Barbara.Baker@dot.gov. Office hours are from 8:00 a.m. to 5:00 p.m., 
ET, Monday through Friday, except Federal holidays. If you have 
questions regarding viewing or submitting material to the docket, 
contact Docket Services, telephone (202) 366-9826.

SUPPLEMENTARY INFORMATION:

Background

June 2015 Notice

    On June 29, 2015 (80 FR 37037), FMCSA proposed the SMS enhancements 
and requested initial comments in advance of providing motor carriers 
with a preview of how their safety performance data would be presented 
on the SMS website. The proposed changes included:
    1. Changing some of the SMS Intervention Thresholds to better 
reflect the Behavior Analysis and Safety Improvement Categories' 
(BASICs) correlation to crash risk.
    2. Two changes to the Hazardous Materials (HM) Compliance BASIC:
    a. Segmenting the HM Compliance BASIC by Cargo Tank (CT) and non-CT 
carriers; and
    b. Releasing motor carrier percentile rankings under the HM 
Compliance BASIC to the public.
    3. Reclassifying violations for operating while Out of Service 
(OOS) under the Unsafe Driving BASIC rather than the BASIC of the 
underlying OOS violation.
    4. Increasing the maximum Vehicle Miles Traveled used in the 
Utilization Factor to more accurately reflect the operations of high-
utilization carriers.
    The Agency's analysis and explanations were provided in the June 
29, 2015, notice. Stakeholders had 30 days to submit comments. The 
comment period ended on July 29, 2015.

October 2016 Notice

    The October 5, 2016, Federal Register notice (81 FR 69185) 
announced a

[[Page 32950]]

preview of proposed enhancements to the SMS website, responded to 
comments to the June 2015 Federal Register notice, and advised of 
additional enhancements.
    As a result, the preview reflected six potential changes to the SMS 
methodology for calculating percentiles.
    1. SMS Intervention Thresholds were adjusted to better reflect 
correlation to crash risk.
    2. Changes to the HM Compliance BASIC to segment by CT and non-CT 
carriers and to post motor carrier percentile rankings under the HM 
Compliance BASIC to the public.
    3. Reclassifying violations for operating while OOS under the 
Unsafe Driving BASIC rather than the BASIC of the underlying OOS 
violation.
    4. Increasing the maximum vehicle miles traveled used in the 
Utilization Factor to more accurately reflect the operations of high-
utilization carriers.
    5. Increasing the minimum number of crashes in the Crash Indicator 
BASIC from two to three.
    6. Assigning BASIC percentiles only to carriers that have had an 
inspection with a violation in the past year.
    Only 25 comments were received on the preview from 11 individuals, 
five trucking or bus companies, nine associations and one safety 
consultant. Eight commenters posted comments regarding determining the 
preventability of crashes; therefore, these comments were outside of 
the scope of the notice. Four other commenters made broad comments 
about the Agency that were not applicable to this notice. In addition, 
the Insurance Institute of Highway Safety provided a copy of their 
report titled ``Crash Risk Factors for Interstate Large Trucks in North 
Carolina'' as support for the Agency's correlation of vehicle 
maintenance to crashes.

FAST Act Correlation Study

    Section 5221 of the FAST Act, titled ``Correlation Study,'' 
required FMCSA to commission the National Research Council of the 
National Academies to conduct a study of FMCSA's CSA program and SMS.
    On June 27, 2017, NAS published the report titled ``Improving Motor 
Carrier Safety Measurement.'' The report is available at https://www.nap.edu/catalog/24818/improving-motor-carrier-safety-measurement. 
In preparing the report, NAS collected and analyzed all the 
quantitative data available to FMCSA in its databases, which contain 
information on the safety of commercial motor carriers and drivers 
subject to the Federal Motor Carrier Safety Regulations and the HM 
Regulations. In addition, NAS held three public meetings to engage 
stakeholders from the truck and bus industry, safety advocates, 
researchers, and other government organizations. The meeting agendas 
are included in an appendix to the report. FMCSA accepted the NAS 
report's recommendations, including the recommendation to develop a new 
statistical model to support the SMS, and is working to implement the 
recommended changes. The NAS cautioned the Agency against making 
changes to the algorithm based on ad hoc analysis and instead to rely 
on the Item Response Theory model.

SMS Preview Site

    As a result of the ongoing implementation of the NAS 
recommendations, FMCSA removed the preview from the SMS website and 
will not be proceeding with the proposed changes at this time.

    Issued on: July 10, 2018.
Raymond P. Martinez,
Administrator.
[FR Doc. 2018-15109 Filed 7-13-18; 8:45 am]
BILLING CODE 4910-EX-P



                                                                                Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Notices                                           32949

                                                    138 and 49 U.S.C. 303; 23 CFR part                      The MOU allows the State to act in                 required the National Research Council
                                                    774                                                  the place of FHWA in carrying out the                 of the National Academy of Sciences
                                                •   American Indian Religious Freedom                    functions described above, except with                (NAS) to conduct a study of FMCSA’s
                                                    Act, 42 U.S.C. 1996                                  respect to government-to-government                   Compliance, Safety, Accountability
                                                •   Farmland Protection Policy Act                       consultations with federally recognized               (CSA) program and the Safety
                                                    (FPPA), 7 U.S.C. 4201–4209                           Indian Tribes. The FHWA will retain                   Measurement System (SMS). NAS
                                                •   Clean Water Act, 33 U.S.C. 1251–                     responsibility for conducting formal                  published their report titled,
                                                    1377, Sections 401, 404, and 319                     government-to-government consultation                 ‘‘Improving Motor Carrier Safety
                                                •   Rivers and Harbors Act of 1899, 33                   with federally recognized Indian Tribes,              Measurement’’ on June 27, 2017. This
                                                    U.S.C. 403                                           which is required under some of the                   notice announces that FMCSA will not
                                                •   Wild and Scenic Rivers Act, 16 U.S.C.                above-listed laws and Executive Orders.               complete the enhancements previously
                                                    1271–1287                                            The State may also assist FHWA with                   proposed and the preview is removed
                                                •   Emergency Wetlands Resources Act,                    formal consultations, with consent of a               from the SMS website.
                                                    16 U.S.C. 3921, 3931                                 tribe, but FHWA remains responsible for               FOR FURTHER INFORMATION CONTACT: Ms.
                                                •   Wetlands Mitigation, 23 U.S.C.                       the consultation.                                     Barbara Baker, Compliance Division,
                                                    103(b)(6)(m), 133(b)(3)                                 This assignment includes transfer to               Federal Motor Carrier Safety
                                                •   FHWA wetland and natural habitat                     the State of Nebraska the obligation to               Administration, 1200 New Jersey
                                                    mitigation regulations, 23 CFR part                  fulfill the assigned environmental                    Avenue SE, Washington, DC 20590,
                                                    777                                                  responsibilities on any proposed                      Telephone (202) 366–3397 or by email
                                                •   Flood Disaster Protection Act, 42                    projects meeting the criteria in                      at Barbara.Baker@dot.gov. Office hours
                                                    U.S.C. 4001–4128                                     Stipulation 1(B) of the MOU that were                 are from 8:00 a.m. to 5:00 p.m., ET,
                                                •   Safe Drinking Water Act (SDWA), 42                   determined to be CEs prior to the                     Monday through Friday, except Federal
                                                    U.S.C. 300f–300j–6                                   effective date of the proposed MOU but                holidays. If you have questions
                                                •   Section 4(f) of the Department of                    that have not been completed as of the                regarding viewing or submitting
                                                    Transportation Act of 1966, 23 U.S.C.                effective date of the MOU.                            material to the docket, contact Docket
                                                    138 and 49 U.S.C. 303; and 23 CFR                       The FHWA will consider the                         Services, telephone (202) 366–9826.
                                                    part 774                                             comments submitted on the proposed                    SUPPLEMENTARY INFORMATION:
                                                •   Land and Water Conservation Fund                     MOU when making its decision on
                                                    (LWCF), Public Law 88–578, 78 Stat.                  whether to execute this MOU. The                      Background
                                                    897 (known as Section 6(f))                          FHWA will make the final, executed                    June 2015 Notice
                                                •   Comprehensive Environmental                          MOU publicly available.
                                                    Response, Compensation, and                                                                                  On June 29, 2015 (80 FR 37037),
                                                    Liability Act (CERCLA), 42 U.S.C.                    (Catalog of Federal Domestic Assistance               FMCSA proposed the SMS
                                                                                                         Program Number 20.205, Highway Planning               enhancements and requested initial
                                                    9601–9675                                            and Construction. The regulations
                                                •   Superfund Amendments and                                                                                   comments in advance of providing
                                                                                                         implementing Executive Order 12372                    motor carriers with a preview of how
                                                    Reauthorization Act of 1986 (SARA),                  regarding intergovernmental consultation on
                                                    42 U.S.C. 9671–9675                                  Federal programs and activities apply to this         their safety performance data would be
                                                •   Resource Conservation and Recovery                   program.)                                             presented on the SMS website. The
                                                    Act (RCRA), 42 U.S.C. 6901–6992k                                                                           proposed changes included:
                                                                                                           Authority: 23 U.S.C. 326; 42 U.S.C. 4331,             1. Changing some of the SMS
                                                •   Landscaping and Scenic                               4332; 23 CFR 771.117; 40 CFR 1507.3,
                                                                                                                                                               Intervention Thresholds to better reflect
                                                    Enhancement (Wildflowers), 23                        1508.4.
                                                                                                                                                               the Behavior Analysis and Safety
                                                    U.S.C. 319                                           Joseph A. Werning,
                                                •   E.O. 11990, Protection of Wetlands                                                                         Improvement Categories’ (BASICs)
                                                •   E.O. 11988, Floodplain Management                    Division Administrator, Federal Highway               correlation to crash risk.
                                                                                                         Administration.                                         2. Two changes to the Hazardous
                                                    (except approving design standards
                                                                                                         [FR Doc. 2018–15099 Filed 7–13–18; 8:45 am]           Materials (HM) Compliance BASIC:
                                                    and determinations that a significant                                                                        a. Segmenting the HM Compliance
                                                                                                         BILLING CODE 4910–22–P
                                                    encroachment is the only practicable                                                                       BASIC by Cargo Tank (CT) and non-CT
                                                    alternative under 23 CFR 650.113 and                                                                       carriers; and
                                                    650.115)                                                                                                     b. Releasing motor carrier percentile
                                                                                                         DEPARTMENT OF TRANSPORTATION
                                                •   E.O. 12898, Federal Actions to                                                                             rankings under the HM Compliance
                                                    Address Environmental Justice in                     Federal Motor Carrier Safety                          BASIC to the public.
                                                    Minority Populations and Low                         Administration                                          3. Reclassifying violations for
                                                    Income Populations                                                                                         operating while Out of Service (OOS)
                                                •   E.O. 11593, Protection and                           [Docket No. FMCSA–2015–0149]
                                                                                                                                                               under the Unsafe Driving BASIC rather
                                                    Enhancement of Cultural Resources                                                                          than the BASIC of the underlying OOS
                                                •   E.O. 13007, Indian Sacred Sites                      Withdrawal of Proposed
                                                                                                         Enhancements to the Safety                            violation.
                                                •   E.O. 13175 Consultation and                                                                                  4. Increasing the maximum Vehicle
                                                    Coordination with Indian Tribal                      Measurement System
                                                                                                                                                               Miles Traveled used in the Utilization
                                                    Governments                                          AGENCY: Federal Motor Carrier Safety                  Factor to more accurately reflect the
                                                •   E.O. 13122 and E.O. 13751, Invasive                  Administration (FMCSA), DOT.                          operations of high-utilization carriers.
                                                    Species                                              ACTION: Notice.                                         The Agency’s analysis and
                                                •
sradovich on DSK3GMQ082PROD with NOTICES




                                                    Planning and Environmental                                                                                 explanations were provided in the June
                                                    Linkages, 23 U.S.C. 168, except for                  SUMMARY:  On June 29, 2015 and October                29, 2015, notice. Stakeholders had 30
                                                    those FHWA responsibilities                          5, 2016, FMCSA proposed                               days to submit comments. The comment
                                                    associated with 23 U.S.C. 134 and 135                enhancements to the Agency’s Safety                   period ended on July 29, 2015.
                                                •   Programmatic Mitigation Plans, 23                    Measurement System (SMS) and
                                                    U.S.C. 169 except for those FHWA                     published a preview version of the                    October 2016 Notice
                                                    responsibilities associated with 23                  changes. However, the Fixing America’s                  The October 5, 2016, Federal Register
                                                    U.S.C. 134 and 135                                   Surface Transportation Act (FAST Act)                 notice (81 FR 69185) announced a


                                           VerDate Sep<11>2014   17:31 Jul 13, 2018   Jkt 244001   PO 00000   Frm 00118   Fmt 4703   Sfmt 4703   E:\FR\FM\16JYN1.SGM   16JYN1


                                                32950                           Federal Register / Vol. 83, No. 136 / Monday, July 16, 2018 / Notices

                                                preview of proposed enhancements to                      addition, NAS held three public                       ADDRESSES:    You may submit comments
                                                the SMS website, responded to                            meetings to engage stakeholders from                  identified by Federal Docket
                                                comments to the June 2015 Federal                        the truck and bus industry, safety                    Management System (FDMS) Docket
                                                Register notice, and advised of                          advocates, researchers, and other                     Number FMCSA–2018–0189 using any
                                                additional enhancements.                                 government organizations. The meeting                 of the following methods:
                                                   As a result, the preview reflected six                agendas are included in an appendix to                   • Federal eRulemaking Portal: http://
                                                potential changes to the SMS                             the report. FMCSA accepted the NAS                    www.regulations.gov. Follow the online
                                                methodology for calculating percentiles.                 report’s recommendations, including                   instructions for submitting comments.
                                                   1. SMS Intervention Thresholds were                   the recommendation to develop a new                      • Fax: 1–202–493–2251.
                                                adjusted to better reflect correlation to                statistical model to support the SMS,                    • Mail: Docket Operations; U.S.
                                                crash risk.                                              and is working to implement the                       Department of Transportation, 1200
                                                   2. Changes to the HM Compliance                       recommended changes. The NAS                          New Jersey Avenue SE, West Building,
                                                BASIC to segment by CT and non-CT                        cautioned the Agency against making                   Ground Floor, Room W12–140,
                                                carriers and to post motor carrier                       changes to the algorithm based on ad                  Washington, DC 20590–0001.
                                                percentile rankings under the HM                         hoc analysis and instead to rely on the                  • Hand Delivery or Courier: U.S.
                                                Compliance BASIC to the public.                          Item Response Theory model.                           Department of Transportation, 1200
                                                   3. Reclassifying violations for                                                                             New Jersey Avenue SE, West Building,
                                                operating while OOS under the Unsafe                     SMS Preview Site
                                                                                                                                                               Ground Floor, Room W12–140,
                                                Driving BASIC rather than the BASIC of                     As a result of the ongoing                          Washington, DC 20590–0001 between 9
                                                the underlying OOS violation.                            implementation of the NAS                             a.m. and 5 p.m. e.t., Monday through
                                                   4. Increasing the maximum vehicle                     recommendations, FMCSA removed the                    Friday, except Federal holidays.
                                                miles traveled used in the Utilization                   preview from the SMS website and will                    Instructions: All submissions must
                                                Factor to more accurately reflect the                    not be proceeding with the proposed                   include the Agency name and docket
                                                operations of high-utilization carriers.                 changes at this time.                                 number. For detailed instructions on
                                                   5. Increasing the minimum number of                                                                         submitting comments, see the Public
                                                crashes in the Crash Indicator BASIC                       Issued on: July 10, 2018.
                                                                                                         Raymond P. Martinez,                                  Participation heading below. Note that
                                                from two to three.                                                                                             all comments received will be posted
                                                   6. Assigning BASIC percentiles only                   Administrator.
                                                                                                                                                               without change to http://
                                                to carriers that have had an inspection                  [FR Doc. 2018–15109 Filed 7–13–18; 8:45 am]
                                                                                                                                                               www.regulations.gov, including any
                                                with a violation in the past year.                       BILLING CODE 4910–EX–P
                                                   Only 25 comments were received on                                                                           personal information provided. Please
                                                the preview from 11 individuals, five                                                                          see the Privacy Act heading below.
                                                trucking or bus companies, nine                                                                                   Docket: For access to the docket to
                                                                                                         DEPARTMENT OF TRANSPORTATION
                                                associations and one safety consultant.                                                                        read background documents or
                                                Eight commenters posted comments                         Federal Motor Carrier Safety                          comments received, go to http://
                                                regarding determining the preventability                 Administration                                        www.regulations.gov, and follow the
                                                of crashes; therefore, these comments                                                                          online instructions for accessing the
                                                were outside of the scope of the notice.                                                                       dockets, or go to the street address listed
                                                                                                         [Docket No. FMCSA–2018–0189]
                                                Four other commenters made broad                                                                               above.
                                                comments about the Agency that were                      Agency Information Collection                            Privacy Act: In accordance with 5
                                                not applicable to this notice. In                        Activities; New Information Collection:               U.S.C. 553(c), DOT solicits comments
                                                addition, the Insurance Institute of                     Truck and Bus Maintenance                             from the public to better inform its
                                                Highway Safety provided a copy of their                  Requirements and Their Impact on                      rulemaking process. DOT posts these
                                                report titled ‘‘Crash Risk Factors for                   Safety                                                comments, without edit, including any
                                                Interstate Large Trucks in North                                                                               personal information the commenter
                                                                                                         AGENCY: Federal Motor Carrier Safety                  provides, to www.regulations.gov, as
                                                Carolina’’ as support for the Agency’s
                                                                                                         Administration (FMCSA), DOT.                          described in the system of records
                                                correlation of vehicle maintenance to
                                                crashes.                                                 ACTION: Notice and request for                        notice (DOT/ALL–14 FDMS), which can
                                                                                                         comments.                                             be reviewed at www.dot.gov/privacy.
                                                FAST Act Correlation Study                                                                                        Public Participation: The Federal
                                                   Section 5221 of the FAST Act, titled                  SUMMARY:   In accordance with the                     eRulemaking Portal is available 24
                                                ‘‘Correlation Study,’’ required FMCSA                    Paperwork Reduction Act of 1995,                      hours each day, 365 days each year. You
                                                to commission the National Research                      FMCSA announces its plan to submit                    can obtain electronic submission and
                                                Council of the National Academies to                     the Information Collection Request (ICR)              retrieval help and guidelines under the
                                                conduct a study of FMCSA’s CSA                           described below to the Office of                      ‘‘help’’ section of the Federal
                                                program and SMS.                                         Management and Budget (OMB) for its                   eRulemaking Portal website. If you want
                                                   On June 27, 2017, NAS published the                   review and approval and invites public                us to notify you that we received your
                                                report titled ‘‘Improving Motor Carrier                  comment. This new request titled                      comments, please include a self-
                                                Safety Measurement.’’ The report is                      ‘‘Truck and Bus Maintenance                           addressed, stamped envelope or
                                                available at https://www.nap.edu/                        Requirements and Their Impact on                      postcard, or print the acknowledgement
                                                catalog/24818/improving-motor-carrier-                   Safety’’ will allow for a study that                  page that appears after submitting
                                                safety-measurement. In preparing the                     focuses on vehicle maintenance and                    comments online. Comments received
sradovich on DSK3GMQ082PROD with NOTICES




                                                report, NAS collected and analyzed all                   aims to determine the impact of vehicle               after the comment closing date will be
                                                the quantitative data available to                       maintenance requirements on overall                   included in the docket and will be
                                                FMCSA in its databases, which contain                    motor carrier safety. This information                considered to the extent practicable.
                                                information on the safety of commercial                  collection supports the DOT Strategic                 FOR FURTHER INFORMATION CONTACT:
                                                motor carriers and drivers subject to the                Goal of Safety.                                       Quon Y. Kwan, Program Manager,
                                                Federal Motor Carrier Safety                             DATES: We must receive your comments                  Technology Division, Department of
                                                Regulations and the HM Regulations. In                   on or before September 14, 2018.                      Transportation, OA, West Building 6th


                                           VerDate Sep<11>2014   17:31 Jul 13, 2018   Jkt 244001   PO 00000   Frm 00119   Fmt 4703   Sfmt 4703   E:\FR\FM\16JYN1.SGM   16JYN1



Document Created: 2018-07-14 00:54:28
Document Modified: 2018-07-14 00:54:28
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactMs. Barbara Baker, Compliance Division, Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue SE, Washington, DC 20590, Telephone (202) 366-3397 or by email at [email protected] Office hours are from 8:00 a.m. to 5:00 p.m., ET, Monday through Friday, except Federal holidays. If you have questions regarding viewing or submitting material to the docket, contact Docket Services, telephone (202) 366-9826.
FR Citation83 FR 32949 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR