83_FR_33413 83 FR 33276 - Sunshine Act Meetings

83 FR 33276 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 137 (July 17, 2018)

Page Range33276-33277
FR Document2018-15292

Federal Register, Volume 83 Issue 137 (Tuesday, July 17, 2018)
[Federal Register Volume 83, Number 137 (Tuesday, July 17, 2018)]
[Notices]
[Pages 33276-33277]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-15292]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, July 19, 2018.

[[Page 33277]]


PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: July 12, 2018.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2018-15292 Filed 7-13-18; 11:15 am]
 BILLING CODE 8011-01-P



                                               33276                           Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices

                                               submissions and access the E-Filing                         Participants who believe that they                 Exelon Generation Company, LLC,
                                               system for any proceeding in which it                    have a good cause for not submitting                  Docket Nos. 50–277 and 50–278, Peach
                                               is participating; and (2) advise the                     documents electronically must file an                 Bottom Atomic Power Station, Unit Nos.
                                               Secretary that the participant will be                   exemption request, in accordance with                 2 and 3 (Peach Bottom), York County,
                                               submitting a petition or other                           10 CFR 2.302(g), with their initial paper             Pennsylvania
                                               adjudicatory document (even in                           filing stating why there is good cause for              Date of amendment request: June 21,
                                               instances in which the participant, or its               not filing electronically and requesting              2018.
                                               counsel or representative, already holds                 authorization to continue to submit                     Description of amendments: The
                                               an NRC-issued digital ID certificate).                   documents in paper format. Such filings               amendments revised the Peach Bottom
                                               Based upon this information, the                         must be submitted by: (1) First class                 Technical Specifications (TSs) for a one-
                                               Secretary will establish an electronic                   mail addressed to the Office of the                   time suspension of the emergency diesel
                                               docket for the hearing in this proceeding                Secretary of the Commission, U.S.                     generator (EDG) No. 4 (E–4) surveillance
                                               if the Secretary has not already                         Nuclear Regulatory Commission,                        requirements. Specifically, the
                                               established an electronic docket.                        Washington, DC 20555–0001, Attention:                 amendments revised TS Surveillance
                                                  Information about applying for a                      Rulemaking and Adjudications Staff; or                Requirements 3.8.1.2, 3.8.1.3, 3.8.1.6,
                                               digital ID certificate is available on the               (2) courier, express mail, or expedited               and 3.8.3.4 to suspend performing
                                               NRC’s public website at http://                          delivery service to the Office of the                 required monthly surveillance testing
                                               www.nrc.gov/site-help/e-submittals/                      Secretary, 11555 Rockville Pike,                      on the E–4 EDG until the E–3 EDG is
                                               getting-started.html. Once a participant                 Rockville, Maryland 20852, Attention:                 returned to operable status, not to
                                               has obtained a digital ID certificate and                Rulemaking and Adjudications Staff.                   exceed 2205 hours Eastern Time on June
                                               a docket has been created, the                           Participants filing adjudicatory                      27, 2018.
                                               participant can then submit                              documents in this manner are                            Date of issuance: June 23, 2018.
                                               adjudicatory documents. Submissions                      responsible for serving the document on                 Effective date: June 23, 2018.
                                               must be in Portable Document Format                      all other participants. Filing is                       Amendment Nos.: 318 (Unit 1) and
                                               (PDF). Additional guidance on PDF                        considered complete by first-class mail               321 (Unit 2). A publicly-available
                                               submissions is available on the NRC’s                    as of the time of deposit in the mail, or             version is in ADAMS under Accession
                                               public website at http://www.nrc.gov/                    by courier, express mail, or expedited                No. ML18173A042. Documents related
                                               site-help/electronic-sub-ref-mat.html. A                 delivery service upon depositing the                  to these amendments are listed in the
                                               filing is considered complete at the time                document with the provider of the                     Safety Evaluation enclosed with the
                                               the document is submitted through the                    service. A presiding officer, having                  amendments.
                                               NRC’s E-Filing system. To be timely, an                  granted an exemption request from                       Renewed Facility Operating License
                                               electronic filing must be submitted to                   using E-Filing, may require a participant             Nos. DPR–44 and DPR–56: The
                                               the E-Filing system no later than 11:59                  or party to use E-Filing if the presiding             amendments revised the Renewed
                                               p.m. Eastern Time on the due date.                       officer subsequently determines that the              Facility Operating Licenses and TSs.
                                               Upon receipt of a transmission, the E-                   reason for granting the exemption from                  Public comments requested as to
                                               Filing system time-stamps the document                   use of E-Filing no longer exists.                     proposed no significant hazards
                                               and sends the submitter an email notice                     Documents submitted in adjudicatory                consideration: No.
                                               confirming receipt of the document. The                  proceedings will appear in the NRC’s                    The Commission’s related evaluation
                                               E-Filing system also distributes an email                electronic hearing docket which is                    of the amendments, finding of
                                               notice that provides access to the                       available to the public at https://                   emergency circumstances, State
                                               document to the NRC’s Office of the                      adams.nrc.gov/ehd, unless excluded                    consultation, and final no significant
                                               General Counsel and any others who                       pursuant to an order of the Commission                hazards consideration determination are
                                               have advised the Office of the Secretary                 or the presiding officer. If you do not               contained in a Safety Evaluation dated
                                               that they wish to participate in the                     have an NRC-issued digital ID certificate             June 23, 2018.
                                               proceeding, so that the filer need not                   as described above, click cancel when                   Attorney for licensee: J. Bradley
                                               serve the document on those                              the link requests certificates and you                Fewell, Vice President and Deputy
                                               participants separately. Therefore,                      will be automatically directed to the                 General Counsel, Exelon Generation
                                               applicants and other participants (or                    NRC’s electronic hearing dockets where                Company, LLC, 200 Exelon Way,
                                               their counsel or representative) must                    you will be able to access any publicly               Kennett Square, PA 19348.
                                               apply for and receive a digital ID                       available documents in a particular                     NRC Branch Chief: James G. Danna.
                                               certificate before adjudicatory                          hearing docket. Participants are                        Dated at Rockville, Maryland, this 5th day
                                               documents are filed so that they can                     requested not to include personal                     of July 2018.
                                               obtain access to the documents via the                   privacy information, such as social                     For the Nuclear Regulatory Commission.
                                               E-Filing system.                                         security numbers, home addresses, or                  Gregory F. Suber,
                                                  A person filing electronically using                  personal phone numbers in their filings,              Deputy Director, Division of Operating
                                               the NRC’s adjudicatory E-Filing system                   unless an NRC regulation or other law                 Reactor Licensing, Office of Nuclear Reactor
                                               may seek assistance by contacting the                    requires submission of such                           Regulation.
                                               NRC’s Electronic Filing Help Desk                        information. For example, in some                     [FR Doc. 2018–14779 Filed 7–16–18; 8:45 am]
                                               through the ‘‘Contact Us’’ link located                  instances, individuals provide home                   BILLING CODE 7590–01–P
                                               on the NRC’s public website at http://                   addresses in order to demonstrate
                                               www.nrc.gov/site-help/e-                                 proximity to a facility or site. With
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                                               submittals.html, by email to                             respect to copyrighted works, except for              SECURITIES AND EXCHANGE
                                               MSHD.Resource@nrc.gov, or by a toll-                     limited excerpts that serve the purpose               COMMISSION
                                               free call at 1–866–672–7640. The NRC                     of the adjudicatory filings and would
                                               Electronic Filing Help Desk is available                 constitute a Fair Use application,                    Sunshine Act Meetings
                                               between 9 a.m. and 6 p.m., Eastern                       participants are requested not to include
                                               Time, Monday through Friday,                             copyrighted materials in their                        TIME AND DATE:    2:00 p.m. on Thursday,
                                               excluding government holidays.                           submission.                                           July 19, 2018.


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                                                                                  Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices                                                       33277

                                               PLACE:   Closed Commission Hearing                          (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the              business trust on September 15, 2010.
                                               Room 10800.                                                 Securities and Exchange Commission                       The Trust, which is registered with the
                                               STATUS: This meeting will be closed to                      (‘‘SEC’’ or ‘‘Commission’’) the proposed                 Commission as an investment company
                                               the public.                                                 rule change as described in Items I and                  under the Investment Company Act of
                                               MATTERS TO BE CONSIDERED:                                   II below, which Items have been                          1940 (the ‘‘1940 Act’’), has filed a
                                               Commissioners, Counsel to the                               prepared by the Exchange. The                            registration statement on Form N–1A
                                               Commissioners, the Secretary to the                         Commission is publishing this notice to                  (‘‘Registration Statement’’) relating to
                                               Commission, and recording secretaries                       solicit comments on the proposed rule                    the Fund with the Commission.4 The
                                               will attend the closed meeting. Certain                     change from interested persons.                          Fund is a series of the Trust. The
                                               staff members who have an interest in                       I. Self-Regulatory Organization’s                        Adviser is the investment adviser to the
                                               the matters also may be present.                            Statement of the Terms of Substance of                   Fund. First Trust Portfolios L.P. is the
                                                  The General Counsel of the                               the Proposed Rule Change                                 principal underwriter and distributor of
                                               Commission, or his designee, has                                                                                     the Fund’s Shares. The Bank of New
                                                                                                              [sic] Exchange’s proposed rule change
                                               certified that, in his opinion, one or                                                                               York Mellon acts as the administrator,
                                                                                                           relating to the First Trust Senior Loan
                                               more of the exemptions set forth in 5                                                                                custodian and fund accounting and
                                                                                                           Fund (the ‘‘Fund’’) of First Trust
                                               U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)                                                                          transfer agent to the Fund.
                                                                                                           Exchange-Traded Fund IV (the ‘‘Trust’’),
                                               and (10) and 17 CFR 200.402(a)(3),                          the shares of which have been approved
                                               (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and                                                                       (1) Introduction
                                                                                                           by the Commission for listing and
                                               (a)(10), permit consideration of the                        trading under Nasdaq Rule 5735
                                               scheduled matters at the closed meeting.                                                                                The purpose of this proposed rule
                                                                                                           (‘‘Managed Fund Shares’’). The shares of                 change is to modify certain provisions
                                                  Commissioner Stein, as duty officer,
                                                                                                           the Fund are collectively referred to                    set forth in the Prior Notice pertaining
                                               voted to consider the items listed for the
                                                                                                           herein as the ‘‘Shares.’’                                to (1) the meaning of the term ‘‘under
                                               closed meeting in closed session.
                                                  The subject matters of the closed                        II. Self-Regulatory Organization’s                       normal market conditions’’; (2) the
                                               meeting will be:                                            Statement of the Purpose of, and                         Fund’s investments in Senior Loans 5
                                                  Institution and settlement of                            Statutory Basis for, the Proposed Rule                   and other debt, including, in particular,
                                               injunctive actions;                                         Change                                                   its investments in Senior Loans and
                                                  Institution and settlement of                               In its filing with the Commission, the                other floating rate loans that are in
                                               administrative proceedings; and                             Exchange included statements                             default; and (3) the Fund’s ability to
                                                  Other matters relating to enforcement                    concerning the purpose of and basis for                  retain various instruments that,
                                               proceedings.                                                the proposed rule change and discussed                   although not specifically selected by the
                                                  At times, changes in Commission
                                                                                                           any comments it received on the                          Adviser, may be received by the Fund
                                               priorities require alterations in the
                                                                                                           proposed rule change. The text of these                  under certain circumstances.
                                               scheduling of meeting items.                                statements may be examined at the
                                               CONTACT PERSON FOR MORE INFORMATION:                                                                                    It is important to note that
                                                                                                           places specified in Item IV below. The
                                               For further information and to ascertain                                                                             notwithstanding the proposed changes,
                                                                                                           Exchange has prepared summaries, set
                                               what, if any, matters have been added,                                                                               consistent with the Prior Notice, it is
                                                                                                           forth in sections A, B, and C below, of
                                               deleted or postponed; please contact                        the most significant aspects of such                     anticipated that the Fund, in accordance
                                               Brent J. Fields from the Office of the                      statements.                                              with its principal investment strategy,
                                               Secretary at (202) 551–5400.                                                                                         would continue to invest approximately
                                                                                                           A. Self-Regulatory Organization’s                        50% to 75% of its net assets in Senior
                                                 Dated: July 12, 2018.
                                                                                                           Statement of the Purpose of, and                         Loans that are eligible for inclusion in
                                               Lynn M. Powalski,                                           Statutory Basis for, the Proposed Rule                   and meet the liquidity thresholds of the
                                               Deputy Secretary.                                           Change                                                   S&P/LSTA U.S. Leveraged Loan 100
                                               [FR Doc. 2018–15292 Filed 7–13–18; 11:15 am]
                                                                                                           1. Purpose                                               Index (the ‘‘Primary Index’’) and/or the
                                               BILLING CODE 8011–01–P
                                                                                                              The Commission has approved the                       Markit iBoxx USD Liquid Leveraged
                                                                                                           listing and trading of Shares under                      Loan Index (the ‘‘Secondary Index’’ 6).
                                               SECURITIES AND EXCHANGE                                     Nasdaq Rule 5735, which governs the                      Brief descriptions of the eligibility
                                               COMMISSION                                                  listing and trading of Managed Fund                      criteria (including those relating to
                                                                                                           Shares on the Exchange.3 The Exchange
                                               [Release No. 34–83618; File No. SR–
                                               NASDAQ–2018–050]
                                                                                                           believes the proposed rule change                           4 See Post-Effective Amendment No. 150 to
                                                                                                           reflects no significant issues not                       Registration Statement on Form N–1A for the Trust,
                                               Self-Regulatory Organizations; The                          previously addressed in the Prior                        dated February 28, 2018 (File Nos. 333–174332 and
                                                                                                           Release.                                                 811–22559). The descriptions of the Fund and the
                                               Nasdaq Stock Market LLC; Notice of                                                                                   Shares contained herein are based, in part, on
                                               Filing of Proposed Rule Change                                 The Fund is an actively-managed
                                                                                                                                                                    information in the Registration Statement, as
                                               Relating to the First Trust Senior Loan                     exchange-traded fund (‘‘ETF’’). The                      amended. First Trust Advisors L.P. (the ‘‘Adviser’’)
                                               Fund of First Trust Exchange Traded                         Shares are offered by the Trust, which                   represents that the Adviser will not implement the
                                               Fund IV                                                     was established as a Massachusetts                       changes described herein until the instant proposed
                                                                                                                                                                    rule change is operative.
                                                                                                                                                                       5 For purposes of this filing, consistent with the
                                               July 11, 2018.                                                3 The Commission approved Nasdaq Rule 5735 in

                                                                                                           Securities Exchange Act Release No. 57962 (June          description included in the Prior Notice, the
                                                  Pursuant to Section 19(b)(1) of the
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                                                                                                           13, 2008), 73 FR 35175 (June 20, 2008) (SR–              Adviser considers ‘‘Senior Loans’’ to be first lien
                                               Securities Exchange Act of 1934                             NASDAQ–2008–039). The Commission previously              senior secured floating rate bank loans.
                                               (‘‘Act’’),1 and Rule 19b–4 thereunder,2                     approved the listing and trading of the Shares of the       6 As a conforming change, the reference to the

                                               notice is hereby given that on June 27,                     Fund. See Securities Exchange Act Release Nos.           index that was defined as the Secondary Index in
                                                                                                           69072 (March 7, 2013), 78 FR 16006 (March 13,            the Prior Notice has been updated to include
                                               2018, The Nasdaq Stock Market LLC                                                                                    ‘‘Liquid’’ in the name, which is consistent with
                                                                                                           2013) (‘‘Prior Notice’’) and 69464 (April 26, 2013),
                                                                                                           78 FR 25774 (May 2, 2013) (‘‘Prior Order’’ and,          footnote 9 (and accompanying text) of this filing
                                                 1 15   U.S.C. 78s(b)(1).                                  together with the Prior Notice, the ‘‘Prior Release’’)   and footnote 34 (and accompanying text) of the
                                                 2 17   CFR 240.19b–4.                                     (SR–NASDAQ–2013–036).                                    Prior Notice.



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Document Created: 2018-07-17 01:39:06
Document Modified: 2018-07-17 01:39:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
Dates2:00 p.m. on Thursday, July 19, 2018.
FR Citation83 FR 33276 

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