83_FR_36625 83 FR 36479 - Energy Conservation Program: Data Collection and Comparison With Forecasted Unit Sales of Five Lamp Types

83 FR 36479 - Energy Conservation Program: Data Collection and Comparison With Forecasted Unit Sales of Five Lamp Types

DEPARTMENT OF ENERGY

Federal Register Volume 83, Issue 146 (July 30, 2018)

Page Range36479-36482
FR Document2018-16097

The U.S. Department of Energy (DOE) is informing the public of its collection of shipment data and creation of spreadsheet models to provide comparisons between 2016 and 2017 unit sales and benchmark estimate unit sales of five lamp types (i.e., rough service lamps, vibration service lamps, 3-way incandescent lamps, 2,601-3,300 lumen general service incandescent lamps, and shatter-resistant lamps). For 3-way incandescent lamps, 2,601-3,300 lumen general service incandescent lamps, and shatter-resistant lamps, the 2016 and 2017 sales are not greater than 200 percent of the forecasted estimates. The 2016 and 2017 unit sales for vibration service lamps are greater than 200 percent of the benchmark unit sales estimate. The 2016 unit sales for rough service lamps are greater than 200 percent of the benchmark unit sales estimate but the 2017 unit sales are below the benchmark unit sales estimate. DOE has prepared, and is making available on its website, a spreadsheet showing the comparisons of projected sales versus 2016 and 2017 sales, as well as the model used to generate the original sales estimates. The spreadsheet is available online at: https://www1.eere.energy.gov/buildings/appliance_standards/ standards.aspx?productid=16.

Federal Register, Volume 83 Issue 146 (Monday, July 30, 2018)
[Federal Register Volume 83, Number 146 (Monday, July 30, 2018)]
[Proposed Rules]
[Pages 36479-36482]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-16097]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

10 CFR Part 430

[EERE-2011-BT-NOA-0013]


Energy Conservation Program: Data Collection and Comparison With 
Forecasted Unit Sales of Five Lamp Types

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Notice of data availability.

-----------------------------------------------------------------------

SUMMARY: The U.S. Department of Energy (DOE) is informing the public of 
its collection of shipment data and creation of spreadsheet models to 
provide comparisons between 2016 and 2017 unit sales and benchmark 
estimate unit sales of five lamp types (i.e., rough service lamps, 
vibration service lamps, 3-way incandescent lamps, 2,601-3,300 lumen 
general service incandescent lamps, and shatter-resistant lamps). For 
3-way incandescent lamps, 2,601-3,300 lumen general service 
incandescent lamps, and shatter-resistant lamps, the 2016 and 2017 
sales are not greater than 200 percent of the forecasted estimates. The 
2016 and 2017 unit sales for vibration service lamps are greater than 
200 percent of the benchmark unit sales estimate. The 2016 unit sales 
for rough service lamps are greater than 200 percent of the benchmark 
unit sales estimate but the 2017 unit sales are below the benchmark 
unit sales estimate. DOE has prepared, and is making available on its 
website, a spreadsheet showing the comparisons of projected sales 
versus 2016 and 2017 sales, as well as the model used to generate the 
original sales estimates. The spreadsheet is available online at: 
https://www1.eere.energy.gov/buildings/appliance_standards/standards.aspx?productid=16.

DATES: As of July 30, 2018, the DOE has determined that no regulatory 
action is necessary at this time.

ADDRESSES: The docket, which includes Federal Register notices, 
comments, and other supporting documents/materials, is available for 
review at http://www.regulations.gov. All documents in the docket are 
listed in the http://www.regulations.gov index. However, some documents 
listed in the index, such as those containing information that is 
exempt from public disclosure, may not be publicly available.
    A link to the docket web page can be found at https://www1.eere.energy.gov/buildings/appliance_standards/standards.aspx?productid=16. The docket web page contains simple 
instructions on how to access all documents, including public comments, 
in the docket.

FOR FURTHER INFORMATION CONTACT:
    Ms. Lucy deButts, U.S. Department of Energy, Office of Energy 
Efficiency and Renewable Energy, Building Technologies, EE-5B, 1000 
Independence Avenue SW, Washington, DC 20585-0121. Telephone: (202) 
287-1604. Email: [email protected].
    Mr. Peter Cochran, U.S. Department of Energy, Office of the General 
Counsel, GC-33, 1000 Independence Avenue SW, Washington, DC 20585-0121. 
Telephone: (202) 586-9496. Email: [email protected].

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Background
II. Definitions
    A. Rough Service Lamps
    B. Vibration Service Lamps
    C. Three-Way Incandescent Lamps
    D. 2,601-3,300 Lumen General Service Incandescent Lamps
    E. Shatter-Resistant Lamps
III. Comparison Methodology
IV. Comparison Results
    A. Rough Service Lamps
    B. Vibration Service Lamps
    C. Three-Way Incandescent Lamps
    D. 2,601-3,300 Lumen General Service Incandescent Lamps
    E. Shatter-Resistant Lamps
V. Conclusion

I. Background

    The Energy Independence and Security Act of 2007 (EISA 2007; Pub. 
L. 110-140) was enacted on December 19, 2007. Among the requirements of 
subtitle B (Lighting Energy Efficiency) of title III of EISA 2007 were 
provisions directing DOE to collect, analyze, and monitor unit sales of 
five lamp types (i.e., rough service lamps, vibration service lamps, 3-
way incandescent lamps, 2,601-3,300 lumen general service incandescent 
lamps, and shatter-resistant lamps). In relevant part, section 
321(a)(3)(B) of EISA 2007 amended section 325(l) of the Energy Policy 
and Conservation Act of 1975

[[Page 36480]]

(EPCA) by adding paragraph (4)(B), which generally directs DOE, in 
consultation with the National Electrical Manufacturers Association 
(NEMA), to: (1) Collect unit sales data for each of the five lamp types 
for calendar years 1990 through 2006 in order to determine the 
historical growth rate for each lamp type; and (2) construct a model 
for each of the five lamp types based on coincident economic indicators 
that closely match the historical annual growth rates of each lamp type 
to provide a neutral comparison benchmark estimate of future unit 
sales. (42 U.S.C. 6295(l)(4)(B)) Section 321(a)(3)(B) of EISA 2007 also 
amends section 325(l) of EPCA by adding paragraph (4)(C), which, in 
relevant part, directs DOE to collect unit sales data for calendar 
years 2010 through 2025, in consultation with NEMA, for each of the 
five lamp types. DOE must then compare the actual lamp sales in that 
year with the benchmark estimate. (42 U.S.C. 6295(l)(4)(C)) If DOE 
finds that the unit sales for a given lamp type in any year between 
2010 and 2025 exceed the benchmark estimate of unit sales by at least 
100 percent (i.e., are greater than 200 percent of the anticipated 
sales), DOE must issue a finding within 90 days of the end of the 
analyzed calendar year that the estimate has been exceeded. (42 U.S.C. 
6295(l)(4)(D)(i)(I), (E)(i)(I), (F)(i)(I), and (H)(i)(I)).\1\
---------------------------------------------------------------------------

    \1\ For 2,601-3,300 lumen general service incandescent lamps, 
EPCA does not specify a requirement to publish such findings, but as 
discussed further in this notice, EPCA does establish requirements 
upon the benchmark estimate being exceeded.
---------------------------------------------------------------------------

    On December 18, 2008, DOE issued a notice of data availability 
(NODA) for the Report on Data Collection and Estimated Future Unit 
Sales of Five Lamp Types (hereafter the ``2008 analysis''), which was 
published in the Federal Register on December 24, 2008. 73 FR 79072. 
The 2008 analysis presented the 1990 through 2006 shipment data 
collected in consultation with NEMA, the spreadsheet model DOE 
constructed for each lamp type, and the benchmark unit sales estimates 
for 2010 through 2025. On April 4, 2011, DOE published a NODA in the 
Federal Register announcing the availability of updated spreadsheet 
models presenting the benchmark estimates from the 2008 analysis and 
the collected sales data from 2010 for the first annual comparison. 76 
FR 18425. Similarly, DOE published NODAs in the Federal Register in the 
following five years announcing the updated spreadsheet models and 
sales data for the annual comparisons. 77 FR 16183 (March 20, 2012); 78 
FR 15891 (March 13, 2013); 79 FR 15058 (March 18, 2014); 80 FR 13791 
(March 17, 2015); 81 FR 20261 (April 7, 2016). This NODA presents the 
seventh comparison; specifically, section IV of this report compares 
the actual unit sales against benchmark unit sales estimates for 2016 
and 2017.\2\
---------------------------------------------------------------------------

    \2\ The notices and related documents for the 2008 analysis and 
successive annual comparisons, including this NODA, are available 
through the DOE website at: https://www1.eere.energy.gov/buildings/appliance_standards/standards.aspx?productid=16.
---------------------------------------------------------------------------

    EISA 2007 also amended section 325(l) of EPCA by adding paragraphs 
(4)(D) through (4)(H), which state that if DOE finds that the unit 
sales for a given lamp type in any year between 2010 and 2025 exceed 
the benchmark estimate of unit sales by at least 100 percent (i.e., are 
greater than 200 percent of the anticipated sales), then DOE must take 
regulatory action for such lamps. (42 U.S.C. 6295(l)(4)(D) through (H)) 
For 2,601-3,300 lumen general service incandescent lamps, DOE must 
impose a statutorily prescribed maximum-wattage level and packaging 
requirement. (42 U.S.C. 6295(l)(4)(G)) For the other four types of 
lamps, the statute requires DOE to initiate an accelerated rulemaking 
to establish energy conservation standards. If the Secretary does not 
complete the accelerated rulemakings within one year from the end of 
the previous calendar year, EPCA specifies maximum wattage and related 
requirements (i.e., a ``backstop requirement'') for each lamp type. (42 
U.S.C. 6295(l)(4)(D)(ii), (E)(ii), (F)(ii), and (H)(ii))
    As in the 2008 analysis and previous comparisons, DOE uses 
manufacturer shipments as a surrogate for unit sales in this NODA 
because manufacturer shipment data are tracked and aggregated by the 
trade organization, NEMA. DOE believes that annual shipments track 
closely with actual unit sales of these five lamp types, as DOE 
presumes that retailer inventories remain constant from year to year. 
DOE believes this is a reasonable assumption because the markets for 
these five lamp types have existed for many years, thereby enabling 
manufacturers and retailers to establish appropriate inventory levels 
that reflect market demand. In addition, increasing unit sales must 
eventually result in increasing manufacturer shipments. This is the 
same methodology presented in DOE's 2008 analysis and subsequent annual 
comparisons, and DOE did not receive any comments challenging this 
assumption or the general approach.

II. Definitions

A. Rough Service Lamps

    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of a ``rough service lamp.'' A ``rough service 
lamp'' means a lamp that--(i) has a minimum of 5 supports with filament 
configurations that are C-7A, C-11, C-17, and C-22 as listed in Figure 
6-12 of the 9th edition of the IESNA [Illuminating Engineering Society 
of North America] Lighting handbook, or similar configurations where 
lead wires are not counted as supports; and (ii) is designated and 
marketed specifically for ``rough service'' applications, with--(I) the 
designation appearing on the lamp packaging; and (II) marketing 
materials that identify the lamp as being for rough service. (42 U.S.C. 
6291(30)(X))
    As noted above, rough service incandescent lamps must have a 
minimum of five filament support wires (not counting the two connecting 
leads at the beginning and end of the filament), and must be designated 
and marketed for ``rough service'' applications. This type of 
incandescent lamp can be used in applications where the lamp would be 
subject to mechanical shock or vibration while it is operating. Other 
incandescent lamps have only two support wires (which also serve as 
conductors), one at each end of the filament coil. When operating 
(i.e., when the tungsten filament is glowing so hot that it emits 
light), rough service applications could cause an incandescent lamp's 
filament to break prematurely. To address this problem, lamp 
manufacturers developed lamp designs that incorporate additional 
support wires along the length of the filament to ensure that it has 
support not just at each end, but at several other points as well. The 
additional support protects the filament during operation and enables 
longer operating life for incandescent lamps in rough service 
applications.

B. Vibration Service Lamps

    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of a ``vibration service lamp.'' A ``vibration 
service lamp'' means a lamp that--(i) has filament configurations that 
are C-5, C-7A, or C-9, as listed in Figure 6-12 of the 9th Edition of 
the IESNA Lighting Handbook or similar configurations; (ii) has a 
maximum wattage of 60 watts; (iii) is sold at retail in packages of 2 
lamps or less; and (iv) is designated and marketed specifically for 
vibration service or vibration-resistant applications, with--(I) the 
designation

[[Page 36481]]

appearing on the lamp packaging; and (II) marketing materials that 
identify the lamp as being vibration service only. (42 U.S.C. 
6291(30)(AA))
    The statute mentions three examples of filament configurations for 
vibration service lamps in Figure 6-12 of the IESNA Lighting Handbook, 
one of which, C-7A, is also listed in the statutory definition of 
``rough service lamp.'' The definition of ``vibration service lamp'' 
requires that such lamps have a maximum wattage of 60 watts and be sold 
at a retail level in packages of two lamps or fewer. Vibration service 
lamps must be designated and marketed for vibration service or 
vibration-resistant applications. As the name suggests, this type of 
incandescent lamp can be used in applications where the incandescent 
lamp would be subject to a continuous low level of vibration, such as 
in a ceiling fan light kit. In such applications, incandescent lamps 
without additional filament support wires may not achieve the full 
rated life, because the filament wire is brittle and would be subject 
to breakage at typical operating temperature. To address this problem, 
lamp manufacturers typically use a more malleable tungsten filament to 
avoid damage and short circuits between coils.

C. Three-Way Incandescent Lamps

    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of a ``3-way incandescent lamp.'' A ``3-way 
incandescent lamp'' includes an incandescent lamp that--(i) employs 2 
filaments, operated separately and in combination, to provide 3 light 
levels; and (ii) is designated on the lamp packaging and marketing 
materials as being a 3-way incandescent lamp. (42 U.S.C. 6291(30)(Y))
    Three-way lamps are commonly found in wattage combinations such as 
50, 100, and 150 watts or 30, 70, and 100 watts. These lamps use two 
filaments (e.g., a 30-watt and a 70-watt filament) and can be operated 
separately or together to produce three different lumen outputs (e.g., 
305 lumens with one filament, 995 lumens with the other, or 1,300 
lumens using the filaments together). When used in three-way sockets, 
these lamps allow users to control the light level. Three-way 
incandescent lamps are typically used in residential multi-purpose 
areas, where consumers may adjust the light level to be appropriate for 
the task they are performing.

D. 2,601-3,300 Lumen General Service Incandescent Lamps

    The statute does not provide a definition of ``2,601-3,300 Lumen 
General Service Incandescent Lamps;'' however, DOE is interpreting this 
term to be a general service incandescent lamp \3\ that emits light 
between 2,601 and 3,300 lumens. These lamps are used in general service 
applications when high light output is needed.
---------------------------------------------------------------------------

    \3\ ``The term `general service incandescent lamp' means a 
standard incandescent or halogen type lamp that--(I) is intended for 
general service applications; (II) has a medium screw base; (III) 
has a lumen range of not less than 310 lumens and not more than 
2,600 lumens or, in the case of a modified spectrum lamp, not less 
than 232 lumens and not more than 1,950 lumens; and (IV) is capable 
of being operated at a voltage range at least partially within 110 
and 130 volts.'' (42 U.S.C. 6291(30)(D)(i))
---------------------------------------------------------------------------

E. Shatter-Resistant Lamps

    Section 321(a)(1)(B) of EISA 2007 amended section 321(30) of EPCA 
by adding the definition of a ``shatter-resistant lamp, shatter-proof 
lamp, or shatter-protected lamp.'' ``Shatter-resistant lamp, shatter-
proof lamp, and shatter-protected lamp'' mean a lamp that--(i) has a 
coating or equivalent technology that is compliant with NSF/ANSI 51 
[National Sanitation Foundation/American National Standards Institute] 
and is designed to contain the glass if the glass envelope of the lamp 
is broken; and (ii) is designated and marketed for the intended 
application, with--(I) the designation on the lamp packaging; and (II) 
marketing materials that identify the lamp as being shatter-resistant, 
shatter-proof, or shatter-protected. (42 U.S.C. 6291(30)(Z)) Although 
the definition provides three names commonly used to refer to these 
lamps, DOE simply refers to them collectively as ``shatter-resistant 
lamps.''
    Shatter-resistant lamps incorporate a special coating designed to 
prevent glass shards from being dispersed if a lamp's glass envelope 
breaks. Shatter-resistant lamps incorporate a coating compliant with 
industry standard NSF/ANSI 51,\4\ ``Food Equipment Materials,'' and are 
labeled and marketed as shatter-resistant, shatter-proof, or shatter-
protected. Some types of the coatings can also protect the lamp from 
breakage in applications subject to heat and thermal shock that may 
occur from water, sleet, snow, soldering, or welding.
---------------------------------------------------------------------------

    \4\ NSF/ANSI 51 applies specifically to materials and coatings 
used in the manufacturing of equipment and objects destined for 
contact with foodstuffs.
---------------------------------------------------------------------------

III. Comparison Methodology

    In the 2008 analysis, DOE reviewed each of the five sets of 
shipment data that was collected in consultation with NEMA and applied 
two curve fits to generate unit sales estimates for the five lamp types 
after calendar year 2006. One curve fit applied a linear regression to 
the historical data and extended that line into the future. The other 
curve fit applied an exponential growth function to the shipment data 
and projected unit sales into the future. For this calculation, linear 
regression treats the year as a dependent variable and shipments as the 
independent variable. The linear regression curve fit is modeled by 
minimizing the differences among the data points and the best curve-fit 
linear line using the least squares function.\5\ The exponential curve 
fit is also a regression function and uses the same least squares 
function to find the best fit. For some data sets, an exponential curve 
provides a better characterization of the historical data, and, 
therefore, a better projection of the future data.
---------------------------------------------------------------------------

    \5\ The least squares function is an analytical tool that DOE 
uses to minimize the sum of the squared residual differences between 
the actual historical data points and the modeled value (i.e., the 
linear curve fit). In minimizing this value, the resulting curve fit 
will represent the best fit possible to the data provided.
---------------------------------------------------------------------------

    For 3-way incandescent lamps, 2,601-3,300 lumen general service 
incandescent lamps, and shatter-resistant lamps, DOE found that the 
linear regression and exponential growth curve fits produced nearly the 
same estimates of unit sales (i.e., the difference between the two 
forecasted values was less than 1 or 2 percent). However, for rough 
service and vibration service lamps, the linear regression curve fit 
projected lamp unit sales would decline to zero for both lamp types by 
2018. In contrast, the exponential growth curve fit projected a more 
gradual decline in unit sales, such that lamps would still be sold 
beyond 2018, and it was, therefore, considered the more realistic 
forecast. While DOE was satisfied that either the linear regression or 
exponential growth spreadsheet model generated a reasonable benchmark 
unit sales estimate for 3-way incandescent lamps, 2,601-3,300 lumen 
general service incandescent lamps, and shatter-resistant lamps, DOE 
selected the exponential growth curve fit for these lamp types for 
consistency with the selection made for rough service and vibration 
service lamps.\6\ DOE examines

[[Page 36482]]

the benchmark unit sales estimates and actual sales for each of the 
five lamp types in the following section and also makes the comparisons 
available in a spreadsheet online: https://www1.eere.energy.gov/buildings/appliance_standards/standards.aspx?productid=16.
---------------------------------------------------------------------------

    \6\ This selection is consistent with the previous annual 
comparisons. See DOE's 2008 forecast spreadsheet models of the lamp 
types for greater detail on the estimates.
---------------------------------------------------------------------------

IV. Comparison Results

A. Rough Service Lamps

    On October 18, 2016, DOE published a notice announcing that the 
actual unit sales for rough service lamps were 219.7 percent of the 
benchmark estimate for the 2015 calendar year. 81 FR 71794, 71800.\7\ 
For the 2016 and 2017 calendar years, the exponential growth forecast 
projected the benchmark unit sales estimate for rough service lamps to 
be 4,722,000 and 4,489,000 units respectively. The NEMA-provided 
shipment data reported shipments of 9,674,000 units in 2016 and 
5,860,000 units in 2017. These findings are 204.9 and 130.5 percent of 
the benchmark estimate.
---------------------------------------------------------------------------

    \7\ The October 2016 finding for rough service lamps was the 
result of a correction by NEMA to the data it initially submitted 
and relied upon by DOE for the April 7, 2016 notice. See, https://www.regulations.gov/document?D=EERE-2013-BT-STD-0051-0075.
---------------------------------------------------------------------------

    Since unit sales for rough service lamps exceeded 200 percent of 
the benchmark estimate in 2015, and DOE did not complete an energy 
conservation standards rulemaking for these lamps by the end of 
calendar year 2016, the backstop requirement was triggered. DOE 
published a final rule on December 26, 2017, to adopt the statutory 
backstop requirements for rough service lamps which require that rough 
service lamps: (I) Have a shatter-proof coating or equivalent 
technology that is compliant with NSF/ANSI 51 and is designed to 
contain the glass if the glass envelope of the lamp is broken and to 
provide effective containment over the life of the lamp; (II) have a 
maximum 40-watt limitation; and (III) be sold at retail only in a 
package containing 1 lamp. (42 U.S.C. 6295(l)(4)(D)(ii)) DOE will 
continue to collect and model data for rough service lamps for two 
years after the effective date of January 25, 2018, in accordance with 
42 U.S.C. 6295(l)(4)(I)(ii).

B. Vibration Service Lamps

    On April 7, 2016, DOE published a notice announcing that the actual 
unit sales for vibration service lamps were 272.5 percent of the 
benchmark estimate for the 2015 calendar year. 81 FR 20261. For the 
2016 and 2017 calendar years, the exponential growth forecast projected 
the benchmark unit sales estimate for vibration service lamps to be 
2,467,000 and 2,345,000 units respectively. The NEMA-provided shipment 
data reported shipments of 6,869,000 units in 2016 and 6,018,000 units 
in 2017. These findings are 278.5 and 256.6 percent of the benchmark 
estimate.
    Similar to rough service lamps, since unit sales for vibration 
service lamps exceeded 200 percent of the benchmark estimate in 2015, 
and DOE did not complete an energy conservation standards rulemaking 
for these lamps by the end of calendar year 2016, the backstop 
requirement was triggered. DOE published a final rule on December 26, 
2017 to adopt the statutory backstop requirements for vibration service 
lamps which require that vibration service lamps: (I) Have a maximum 
40-watt limitation; and (II) be sold at retail only in a package 
containing 1 lamp. (42 U.S.C. 6295(l)(4)(E)(ii)) DOE will continue to 
collect and model data for vibration service lamps for two years after 
the effective date of January 25, 2018, in accordance with 42 U.S.C. 
6295(l)(4)(I)(ii).

C. Three-Way Incandescent Lamps

    For 3-way incandescent lamps, the exponential growth forecast 
projected the benchmark unit sales estimate for 2016 to be 48,104,000 
units and for 2017 to be 47,610,000 units. The NEMA-provided shipment 
data reported shipments of 31,768,000 units in 2016 and 28,468,000 
units in 2017. As these findings are only 66 percent and 60 percent of 
the benchmark estimate respectively, DOE will continue to track 3-way 
incandescent lamp sales data and will not initiate an accelerated 
standards rulemaking for this lamp type at this time.

D. 2,601-3,300 Lumen General Service Incandescent Lamps

    For 2,601-3,300 lumen general service incandescent lamps, the 
exponential growth forecast projected the benchmark unit sales estimate 
for 2016 to be 34,241,000 units and for 2017 to be 34,307,000 units. 
The NEMA-provided shipment data reported shipments of 3,679,000 units 
in 2016 and 2,794,000 units in 2017. As these findings are 10.7 and 8.1 
percent of the benchmark estimate respectively, DOE will continue to 
track 2,601-3,300 lumen general service incandescent lamp sales data 
and will not impose statutory requirements for this lamp type at this 
time.

E. Shatter-Resistant Lamps

    For shatter-resistant lamps, the exponential growth forecast 
projected the benchmark unit sales estimate for 2016 to be 1,679,000 
units and for 2017 to be 1,684,000 units. The NEMA-provided shipment 
data reported shipments of 548,000 units in 2016 and 474,000 units in 
2017. As these findings are only 32.6 and 28.2 percent of the benchmark 
estimate respectively, DOE will continue to track shatter-resistant 
lamp sales data and will not initiate an accelerated standards 
rulemaking for this lamp type at this time.

V. Conclusion

    This NODA compares the 2016 and 2017 shipments against benchmark 
unit sales estimates for rough service lamps, vibration service lamps, 
3-way incandescent lamps, 2,601-3,300 lumen general service 
incandescent lamps, and shatter-resistant lamps. For 3-way incandescent 
lamps, 2,601-3,300 lumen general service incandescent lamps, and 
shatter-resistant lamps, the 2016 and 2017 sales are not greater than 
200 percent of the forecasted estimates. The 2016 and 2017 unit sales 
for vibration service lamps are greater than 200 percent of the 
benchmark unit sales estimate. The 2016 unit sales for rough service 
lamps are greater than 200 percent of the benchmark unit sales estimate 
but the 2017 unit sales are below the benchmark unit sales estimate. 
DOE will continue to monitor these lamp types and will assess 2018 unit 
sales next year.

    Signed in Washington, DC, on July 20, 2018.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency Energy Efficiency and 
Renewable Energy.
[FR Doc. 2018-16097 Filed 7-27-18; 8:45 am]
 BILLING CODE 6450-01-P



                                                                           Federal Register / Vol. 83, No. 146 / Monday, July 30, 2018 / Proposed Rules                                            36479

                                                   Dated: July 19, 2018.                                  motion or approve any Committee                       materials, is available for review at
                                                 Bruce Summers,                                           action. At assembled meetings all votes               http://www.regulations.gov. All
                                                 Administrator, Agricultural Marketing                    shall be cast in person.                              documents in the docket are listed in
                                                 Service.                                                 *     *     *     *    *                              the http://www.regulations.gov index.
                                                   For the reasons set forth in the                                                                             However, some documents listed in the
                                                                                                          §§ 959.110 and 959.111        [Removed and            index, such as those containing
                                                 preamble, the Agricultural Marketing                     Reserved]
                                                 Service proposes to amend 7 CFR part                                                                           information that is exempt from public
                                                 959 as follows:                                          ■ 6. Remove and reserve §§ 959.110 and                disclosure, may not be publicly
                                                                                                          959.111.                                              available.
                                                 PART 959—ONIONS GROWN IN                                 [FR Doc. 2018–15793 Filed 7–27–18; 8:45 am]             A link to the docket web page can be
                                                 SOUTH TEXAS                                              BILLING CODE 3410–02–P                                found at https://www1.eere.energy.gov/
                                                                                                                                                                buildings/appliance_standards/
                                                 ■ 1. The authority citation for 7 CFR                                                                          standards.aspx?productid=16. The
                                                 part 959 continues to read as follows:                   DEPARTMENT OF ENERGY                                  docket web page contains simple
                                                     Authority: 7 U.S.C. 601–674.                                                                               instructions on how to access all
                                                 ■   2. Revise § 959.22 to read as follows:               10 CFR Part 430                                       documents, including public comments,
                                                                                                                                                                in the docket.
                                                                                                          [EERE–2011–BT–NOA–0013]
                                                 § 959.22   Establishment and membership.                                                                       FOR FURTHER INFORMATION CONTACT:
                                                   The South Texas Onion Committee,                       Energy Conservation Program: Data                       Ms. Lucy deButts, U.S. Department of
                                                 consisting of thirteen members, eight of                 Collection and Comparison With                        Energy, Office of Energy Efficiency and
                                                 whom shall be producers and five of                      Forecasted Unit Sales of Five Lamp                    Renewable Energy, Building
                                                 whom shall be handlers, is hereby                        Types                                                 Technologies, EE–5B, 1000
                                                 established. For each member of the                                                                            Independence Avenue SW, Washington,
                                                 Committee there shall be an alternate.                   AGENCY: Office of Energy Efficiency and               DC 20585–0121. Telephone: (202) 287–
                                                 Producer members and alternates shall                    Renewable Energy, Department of                       1604. Email: ApplianceStandards
                                                 not have a proprietary interest in or be                 Energy.                                               Questions@ee.doe.gov.
                                                 employees of a handler organization.                     ACTION: Notice of data availability.                    Mr. Peter Cochran, U.S. Department of
                                                 ■ 3. Revise § 959.24 to read as follows:                                                                       Energy, Office of the General Counsel,
                                                                                                          SUMMARY:    The U.S. Department of                    GC–33, 1000 Independence Avenue SW,
                                                 § 959.24   Districts.                                    Energy (DOE) is informing the public of               Washington, DC 20585–0121.
                                                   To determine a basis for selecting                     its collection of shipment data and                   Telephone: (202) 586–9496. Email:
                                                 Committee members, the following                         creation of spreadsheet models to                     peter.cochran@hq.doe.gov.
                                                 districts of the production area are                     provide comparisons between 2016 and                  SUPPLEMENTARY INFORMATION:
                                                 hereby established:                                      2017 unit sales and benchmark estimate
                                                   (a) District No. 1: (Coastal Bend-Lower                unit sales of five lamp types (i.e., rough            Table of Contents
                                                 Valley) The Counties of Victoria,                        service lamps, vibration service lamps,               I. Background
                                                 Calhoun, Goliad, Refugio, Bee, Live                      3-way incandescent lamps, 2,601–3,300                 II. Definitions
                                                 Oak, San Patricio, Aransas, Jim Wells,                   lumen general service incandescent                       A. Rough Service Lamps
                                                 Nueces, Kleberg, Brooks, Kenedy,                         lamps, and shatter-resistant lamps). For                 B. Vibration Service Lamps
                                                 Duval, McMullen, Cameron, Hidalgo,                       3-way incandescent lamps, 2,601–3,300                    C. Three-Way Incandescent Lamps
                                                 Starr, and Willacy in the State of Texas.                lumen general service incandescent                       D. 2,601–3,300 Lumen General Service
                                                   (b) District No. 2: (Laredo-Winter                     lamps, and shatter-resistant lamps, the                     Incandescent Lamps
                                                                                                                                                                   E. Shatter-Resistant Lamps
                                                 Garden) The Counties of Zapata, Webb,                    2016 and 2017 sales are not greater than
                                                                                                                                                                III. Comparison Methodology
                                                 Jim Hogg De Witt, Wilson, Atascosa,                      200 percent of the forecasted estimates.              IV. Comparison Results
                                                 Karnes Val Verde, Frio, Kinney, Uvalde,                  The 2016 and 2017 unit sales for                         A. Rough Service Lamps
                                                 Medina, Maverick, Zavala, Dimmit, and                    vibration service lamps are greater than                 B. Vibration Service Lamps
                                                 La Salle in the State of Texas.                          200 percent of the benchmark unit sales                  C. Three-Way Incandescent Lamps
                                                 ■ 4. Revise § 959.26 to read as follows:                 estimate. The 2016 unit sales for rough                  D. 2,601–3,300 Lumen General Service
                                                                                                          service lamps are greater than 200                          Incandescent Lamps
                                                 § 959.26   Selection.                                    percent of the benchmark unit sales                      E. Shatter-Resistant Lamps
                                                   The Secretary shall select members                     estimate but the 2017 unit sales are                  V. Conclusion
                                                 and respective alternates from districts                 below the benchmark unit sales                        I. Background
                                                 established pursuant to §§ 959.24 or                     estimate. DOE has prepared, and is
                                                 959.25. Selections shall be as follows:                                                                           The Energy Independence and
                                                                                                          making available on its website, a
                                                   (a) District No. 1: Five producer                                                                            Security Act of 2007 (EISA 2007; Pub.
                                                                                                          spreadsheet showing the comparisons of
                                                 members and alternates; three handler                                                                          L. 110–140) was enacted on December
                                                                                                          projected sales versus 2016 and 2017
                                                 members and alternates.                                                                                        19, 2007. Among the requirements of
                                                                                                          sales, as well as the model used to
                                                   (b) District No. 2: Three producer                                                                           subtitle B (Lighting Energy Efficiency) of
                                                                                                          generate the original sales estimates.
                                                 members and alternates; two handler                                                                            title III of EISA 2007 were provisions
                                                                                                          The spreadsheet is available online at:
                                                 members and alternates.                                                                                        directing DOE to collect, analyze, and
                                                                                                          https://www1.eere.energy.gov/buildings/
                                                 ■ 5. Amend § 959.32 by revising                                                                                monitor unit sales of five lamp types
                                                                                                          appliance_standards/standards.aspx?
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                 paragraph (a) to read as follows:                                                                              (i.e., rough service lamps, vibration
                                                                                                          productid=16.
                                                                                                                                                                service lamps, 3-way incandescent
                                                 § 959.32   Procedure.                                    DATES: As of July 30, 2018, the DOE has               lamps, 2,601–3,300 lumen general
                                                    (a) Nine members of the Committee                     determined that no regulatory action is               service incandescent lamps, and shatter-
                                                 shall be necessary to constitute a                       necessary at this time.                               resistant lamps). In relevant part,
                                                 quorum. Seven concurring votes, or                       ADDRESSES: The docket, which includes                 section 321(a)(3)(B) of EISA 2007
                                                 two-thirds of the votes cast, whichever                  Federal Register notices, comments,                   amended section 325(l) of the Energy
                                                 is greater, shall be required to pass any                and other supporting documents/                       Policy and Conservation Act of 1975


                                            VerDate Sep<11>2014   17:47 Jul 27, 2018   Jkt 244001   PO 00000   Frm 00004   Fmt 4702   Sfmt 4702   E:\FR\FM\30JYP1.SGM   30JYP1


                                                 36480                     Federal Register / Vol. 83, No. 146 / Monday, July 30, 2018 / Proposed Rules

                                                 (EPCA) by adding paragraph (4)(B),                       (March 20, 2012); 78 FR 15891 (March                  II. Definitions
                                                 which generally directs DOE, in                          13, 2013); 79 FR 15058 (March 18,
                                                                                                                                                                A. Rough Service Lamps
                                                 consultation with the National Electrical                2014); 80 FR 13791 (March 17, 2015); 81
                                                 Manufacturers Association (NEMA), to:                    FR 20261 (April 7, 2016). This NODA                      Section 321(a)(1)(B) of EISA 2007
                                                 (1) Collect unit sales data for each of the              presents the seventh comparison;                      amended section 321(30) of EPCA by
                                                 five lamp types for calendar years 1990                  specifically, section IV of this report               adding the definition of a ‘‘rough service
                                                 through 2006 in order to determine the                   compares the actual unit sales against                lamp.’’ A ‘‘rough service lamp’’ means
                                                 historical growth rate for each lamp                     benchmark unit sales estimates for 2016               a lamp that—(i) has a minimum of 5
                                                 type; and (2) construct a model for each                 and 2017.2                                            supports with filament configurations
                                                 of the five lamp types based on                             EISA 2007 also amended section                     that are C–7A, C–11, C–17, and C–22 as
                                                 coincident economic indicators that                      325(l) of EPCA by adding paragraphs                   listed in Figure 6–12 of the 9th edition
                                                 closely match the historical annual                      (4)(D) through (4)(H), which state that if            of the IESNA [Illuminating Engineering
                                                 growth rates of each lamp type to                        DOE finds that the unit sales for a given             Society of North America] Lighting
                                                 provide a neutral comparison                             lamp type in any year between 2010 and                handbook, or similar configurations
                                                 benchmark estimate of future unit sales.                 2025 exceed the benchmark estimate of                 where lead wires are not counted as
                                                 (42 U.S.C. 6295(l)(4)(B)) Section                        unit sales by at least 100 percent (i.e.,             supports; and (ii) is designated and
                                                 321(a)(3)(B) of EISA 2007 also amends                    are greater than 200 percent of the                   marketed specifically for ‘‘rough
                                                 section 325(l) of EPCA by adding                         anticipated sales), then DOE must take                service’’ applications, with—(I) the
                                                 paragraph (4)(C), which, in relevant                     regulatory action for such lamps. (42                 designation appearing on the lamp
                                                 part, directs DOE to collect unit sales                  U.S.C. 6295(l)(4)(D) through (H)) For                 packaging; and (II) marketing materials
                                                 data for calendar years 2010 through                     2,601–3,300 lumen general service                     that identify the lamp as being for rough
                                                 2025, in consultation with NEMA, for                     incandescent lamps, DOE must impose                   service. (42 U.S.C. 6291(30)(X))
                                                 each of the five lamp types. DOE must                                                                             As noted above, rough service
                                                                                                          a statutorily prescribed maximum-
                                                 then compare the actual lamp sales in                                                                          incandescent lamps must have a
                                                                                                          wattage level and packaging
                                                 that year with the benchmark estimate.                                                                         minimum of five filament support wires
                                                                                                          requirement. (42 U.S.C. 6295(l)(4)(G))
                                                 (42 U.S.C. 6295(l)(4)(C)) If DOE finds                                                                         (not counting the two connecting leads
                                                                                                          For the other four types of lamps, the                at the beginning and end of the
                                                 that the unit sales for a given lamp type                statute requires DOE to initiate an
                                                 in any year between 2010 and 2025                                                                              filament), and must be designated and
                                                                                                          accelerated rulemaking to establish                   marketed for ‘‘rough service’’
                                                 exceed the benchmark estimate of unit                    energy conservation standards. If the
                                                 sales by at least 100 percent (i.e., are                                                                       applications. This type of incandescent
                                                                                                          Secretary does not complete the                       lamp can be used in applications where
                                                 greater than 200 percent of the                          accelerated rulemakings within one year
                                                 anticipated sales), DOE must issue a                                                                           the lamp would be subject to
                                                                                                          from the end of the previous calendar                 mechanical shock or vibration while it
                                                 finding within 90 days of the end of the                 year, EPCA specifies maximum wattage
                                                 analyzed calendar year that the estimate                                                                       is operating. Other incandescent lamps
                                                                                                          and related requirements (i.e., a                     have only two support wires (which
                                                 has been exceeded. (42 U.S.C.                            ‘‘backstop requirement’’) for each lamp
                                                 6295(l)(4)(D)(i)(I), (E)(i)(I), (F)(i)(I), and                                                                 also serve as conductors), one at each
                                                                                                          type. (42 U.S.C. 6295(l)(4)(D)(ii), (E)(ii),          end of the filament coil. When operating
                                                 (H)(i)(I)).1                                             (F)(ii), and (H)(ii))
                                                    On December 18, 2008, DOE issued a                                                                          (i.e., when the tungsten filament is
                                                                                                             As in the 2008 analysis and previous               glowing so hot that it emits light), rough
                                                 notice of data availability (NODA) for
                                                 the Report on Data Collection and                        comparisons, DOE uses manufacturer                    service applications could cause an
                                                 Estimated Future Unit Sales of Five                      shipments as a surrogate for unit sales               incandescent lamp’s filament to break
                                                 Lamp Types (hereafter the ‘‘2008                         in this NODA because manufacturer                     prematurely. To address this problem,
                                                 analysis’’), which was published in the                  shipment data are tracked and                         lamp manufacturers developed lamp
                                                 Federal Register on December 24, 2008.                   aggregated by the trade organization,                 designs that incorporate additional
                                                 73 FR 79072. The 2008 analysis                           NEMA. DOE believes that annual                        support wires along the length of the
                                                 presented the 1990 through 2006                          shipments track closely with actual unit              filament to ensure that it has support
                                                 shipment data collected in consultation                  sales of these five lamp types, as DOE                not just at each end, but at several other
                                                 with NEMA, the spreadsheet model                         presumes that retailer inventories                    points as well. The additional support
                                                 DOE constructed for each lamp type,                      remain constant from year to year. DOE                protects the filament during operation
                                                 and the benchmark unit sales estimates                   believes this is a reasonable assumption              and enables longer operating life for
                                                 for 2010 through 2025. On April 4,                       because the markets for these five lamp               incandescent lamps in rough service
                                                 2011, DOE published a NODA in the                        types have existed for many years,                    applications.
                                                 Federal Register announcing the                          thereby enabling manufacturers and
                                                                                                          retailers to establish appropriate                    B. Vibration Service Lamps
                                                 availability of updated spreadsheet
                                                 models presenting the benchmark                          inventory levels that reflect market                     Section 321(a)(1)(B) of EISA 2007
                                                 estimates from the 2008 analysis and the                 demand. In addition, increasing unit                  amended section 321(30) of EPCA by
                                                 collected sales data from 2010 for the                   sales must eventually result in                       adding the definition of a ‘‘vibration
                                                 first annual comparison. 76 FR 18425.                    increasing manufacturer shipments.                    service lamp.’’ A ‘‘vibration service
                                                 Similarly, DOE published NODAs in the                    This is the same methodology presented                lamp’’ means a lamp that—(i) has
                                                 Federal Register in the following five                   in DOE’s 2008 analysis and subsequent                 filament configurations that are C–5, C–
                                                 years announcing the updated                             annual comparisons, and DOE did not                   7A, or C–9, as listed in Figure 6–12 of
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                 spreadsheet models and sales data for                    receive any comments challenging this                 the 9th Edition of the IESNA Lighting
                                                 the annual comparisons. 77 FR 16183                      assumption or the general approach.                   Handbook or similar configurations; (ii)
                                                                                                                                                                has a maximum wattage of 60 watts; (iii)
                                                   1 For 2,601–3,300 lumen general service                  2 The notices and related documents for the 2008    is sold at retail in packages of 2 lamps
                                                 incandescent lamps, EPCA does not specify a              analysis and successive annual comparisons,           or less; and (iv) is designated and
                                                 requirement to publish such findings, but as             including this NODA, are available through the
                                                 discussed further in this notice, EPCA does              DOE website at: https://www1.eere.energy.gov/
                                                                                                                                                                marketed specifically for vibration
                                                 establish requirements upon the benchmark                buildings/appliance_standards/standards.aspx?         service or vibration-resistant
                                                 estimate being exceeded.                                 productid=16.                                         applications, with—(I) the designation


                                            VerDate Sep<11>2014   17:47 Jul 27, 2018   Jkt 244001   PO 00000   Frm 00005   Fmt 4702   Sfmt 4702   E:\FR\FM\30JYP1.SGM   30JYP1


                                                                           Federal Register / Vol. 83, No. 146 / Monday, July 30, 2018 / Proposed Rules                                                          36481

                                                 appearing on the lamp packaging; and                     D. 2,601–3,300 Lumen General Service                      III. Comparison Methodology
                                                 (II) marketing materials that identify the               Incandescent Lamps                                           In the 2008 analysis, DOE reviewed
                                                 lamp as being vibration service only. (42                                                                          each of the five sets of shipment data
                                                 U.S.C. 6291(30)(AA))                                       The statute does not provide a
                                                                                                                                                                    that was collected in consultation with
                                                                                                          definition of ‘‘2,601–3,300 Lumen
                                                    The statute mentions three examples                                                                             NEMA and applied two curve fits to
                                                                                                          General Service Incandescent Lamps;’’
                                                 of filament configurations for vibration                                                                           generate unit sales estimates for the five
                                                                                                          however, DOE is interpreting this term
                                                 service lamps in Figure 6–12 of the                                                                                lamp types after calendar year 2006.
                                                                                                          to be a general service incandescent
                                                 IESNA Lighting Handbook, one of                                                                                    One curve fit applied a linear regression
                                                                                                          lamp 3 that emits light between 2,601
                                                 which, C–7A, is also listed in the                                                                                 to the historical data and extended that
                                                                                                          and 3,300 lumens. These lamps are used                    line into the future. The other curve fit
                                                 statutory definition of ‘‘rough service                  in general service applications when                      applied an exponential growth function
                                                 lamp.’’ The definition of ‘‘vibration                    high light output is needed.                              to the shipment data and projected unit
                                                 service lamp’’ requires that such lamps
                                                                                                          E. Shatter-Resistant Lamps                                sales into the future. For this
                                                 have a maximum wattage of 60 watts                                                                                 calculation, linear regression treats the
                                                 and be sold at a retail level in packages                   Section 321(a)(1)(B) of EISA 2007                      year as a dependent variable and
                                                 of two lamps or fewer. Vibration service                 amended section 321(30) of EPCA by                        shipments as the independent variable.
                                                 lamps must be designated and marketed                    adding the definition of a ‘‘shatter-                     The linear regression curve fit is
                                                 for vibration service or vibration-                      resistant lamp, shatter-proof lamp, or                    modeled by minimizing the differences
                                                 resistant applications. As the name                      shatter-protected lamp.’’ ‘‘Shatter-                      among the data points and the best
                                                 suggests, this type of incandescent lamp                 resistant lamp, shatter-proof lamp, and                   curve-fit linear line using the least
                                                 can be used in applications where the                    shatter-protected lamp’’ mean a lamp                      squares function.5 The exponential
                                                 incandescent lamp would be subject to                    that—(i) has a coating or equivalent                      curve fit is also a regression function
                                                 a continuous low level of vibration,                     technology that is compliant with NSF/                    and uses the same least squares function
                                                 such as in a ceiling fan light kit. In such              ANSI 51 [National Sanitation                              to find the best fit. For some data sets,
                                                 applications, incandescent lamps                         Foundation/American National                              an exponential curve provides a better
                                                 without additional filament support                      Standards Institute] and is designed to                   characterization of the historical data,
                                                 wires may not achieve the full rated life,               contain the glass if the glass envelope of                and, therefore, a better projection of the
                                                 because the filament wire is brittle and                 the lamp is broken; and (ii) is                           future data.
                                                 would be subject to breakage at typical                  designated and marketed for the                              For 3-way incandescent lamps, 2,601–
                                                 operating temperature. To address this                   intended application, with—(I) the                        3,300 lumen general service
                                                 problem, lamp manufacturers typically                    designation on the lamp packaging; and                    incandescent lamps, and shatter-
                                                                                                          (II) marketing materials that identify the                resistant lamps, DOE found that the
                                                 use a more malleable tungsten filament
                                                                                                          lamp as being shatter-resistant, shatter-                 linear regression and exponential
                                                 to avoid damage and short circuits
                                                                                                          proof, or shatter-protected. (42 U.S.C.                   growth curve fits produced nearly the
                                                 between coils.                                                                                                     same estimates of unit sales (i.e., the
                                                                                                          6291(30)(Z)) Although the definition
                                                 C. Three-Way Incandescent Lamps                          provides three names commonly used to                     difference between the two forecasted
                                                                                                          refer to these lamps, DOE simply refers                   values was less than 1 or 2 percent).
                                                    Section 321(a)(1)(B) of EISA 2007                                                                               However, for rough service and
                                                                                                          to them collectively as ‘‘shatter-resistant
                                                 amended section 321(30) of EPCA by                       lamps.’’                                                  vibration service lamps, the linear
                                                 adding the definition of a ‘‘3-way                                                                                 regression curve fit projected lamp unit
                                                 incandescent lamp.’’ A ‘‘3-way                              Shatter-resistant lamps incorporate a                  sales would decline to zero for both
                                                 incandescent lamp’’ includes an                          special coating designed to prevent glass                 lamp types by 2018. In contrast, the
                                                 incandescent lamp that—(i) employs 2                     shards from being dispersed if a lamp’s                   exponential growth curve fit projected a
                                                 filaments, operated separately and in                    glass envelope breaks. Shatter-resistant                  more gradual decline in unit sales, such
                                                 combination, to provide 3 light levels;                  lamps incorporate a coating compliant                     that lamps would still be sold beyond
                                                                                                          with industry standard NSF/ANSI 51,4                      2018, and it was, therefore, considered
                                                 and (ii) is designated on the lamp
                                                                                                          ‘‘Food Equipment Materials,’’ and are                     the more realistic forecast. While DOE
                                                 packaging and marketing materials as
                                                                                                          labeled and marketed as shatter-                          was satisfied that either the linear
                                                 being a 3-way incandescent lamp. (42
                                                                                                          resistant, shatter-proof, or shatter-                     regression or exponential growth
                                                 U.S.C. 6291(30)(Y))                                      protected. Some types of the coatings                     spreadsheet model generated a
                                                    Three-way lamps are commonly                          can also protect the lamp from breakage                   reasonable benchmark unit sales
                                                 found in wattage combinations such as                    in applications subject to heat and                       estimate for 3-way incandescent lamps,
                                                 50, 100, and 150 watts or 30, 70, and                    thermal shock that may occur from                         2,601–3,300 lumen general service
                                                 100 watts. These lamps use two                           water, sleet, snow, soldering, or                         incandescent lamps, and shatter-
                                                 filaments (e.g., a 30-watt and a 70-watt                 welding.                                                  resistant lamps, DOE selected the
                                                 filament) and can be operated separately                                                                           exponential growth curve fit for these
                                                 or together to produce three different                      3 ‘‘The term ‘general service incandescent lamp’
                                                                                                                                                                    lamp types for consistency with the
                                                 lumen outputs (e.g., 305 lumens with                     means a standard incandescent or halogen type             selection made for rough service and
                                                                                                          lamp that—(I) is intended for general service
                                                 one filament, 995 lumens with the                        applications; (II) has a medium screw base; (III) has     vibration service lamps.6 DOE examines
                                                 other, or 1,300 lumens using the                         a lumen range of not less than 310 lumens and not
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                 filaments together). When used in three-                 more than 2,600 lumens or, in the case of a                 5 The least squares function is an analytical tool

                                                 way sockets, these lamps allow users to                  modified spectrum lamp, not less than 232 lumens          that DOE uses to minimize the sum of the squared
                                                                                                          and not more than 1,950 lumens; and (IV) is capable       residual differences between the actual historical
                                                 control the light level. Three-way                       of being operated at a voltage range at least partially   data points and the modeled value (i.e., the linear
                                                 incandescent lamps are typically used                    within 110 and 130 volts.’’ (42 U.S.C.                    curve fit). In minimizing this value, the resulting
                                                 in residential multi-purpose areas,                      6291(30)(D)(i))                                           curve fit will represent the best fit possible to the
                                                                                                             4 NSF/ANSI 51 applies specifically to materials        data provided.
                                                 where consumers may adjust the light                     and coatings used in the manufacturing of                   6 This selection is consistent with the previous
                                                 level to be appropriate for the task they                equipment and objects destined for contact with           annual comparisons. See DOE’s 2008 forecast
                                                 are performing.                                          foodstuffs.                                                                                            Continued




                                            VerDate Sep<11>2014   17:47 Jul 27, 2018   Jkt 244001   PO 00000   Frm 00006   Fmt 4702   Sfmt 4702   E:\FR\FM\30JYP1.SGM      30JYP1


                                                 36482                     Federal Register / Vol. 83, No. 146 / Monday, July 30, 2018 / Proposed Rules

                                                 the benchmark unit sales estimates and                   the exponential growth forecast                       E. Shatter-Resistant Lamps
                                                 actual sales for each of the five lamp                   projected the benchmark unit sales                      For shatter-resistant lamps, the
                                                 types in the following section and also                  estimate for vibration service lamps to               exponential growth forecast projected
                                                 makes the comparisons available in a                     be 2,467,000 and 2,345,000 units                      the benchmark unit sales estimate for
                                                 spreadsheet online: https://                             respectively. The NEMA-provided                       2016 to be 1,679,000 units and for 2017
                                                 www1.eere.energy.gov/buildings/                          shipment data reported shipments of                   to be 1,684,000 units. The NEMA-
                                                 appliance_standards/standards.aspx?                      6,869,000 units in 2016 and 6,018,000                 provided shipment data reported
                                                 productid=16.                                            units in 2017. These findings are 278.5               shipments of 548,000 units in 2016 and
                                                 IV. Comparison Results                                   and 256.6 percent of the benchmark                    474,000 units in 2017. As these findings
                                                                                                          estimate.                                             are only 32.6 and 28.2 percent of the
                                                 A. Rough Service Lamps
                                                                                                             Similar to rough service lamps, since              benchmark estimate respectively, DOE
                                                    On October 18, 2016, DOE published                    unit sales for vibration service lamps                will continue to track shatter-resistant
                                                 a notice announcing that the actual unit                 exceeded 200 percent of the benchmark                 lamp sales data and will not initiate an
                                                 sales for rough service lamps were 219.7                 estimate in 2015, and DOE did not                     accelerated standards rulemaking for
                                                 percent of the benchmark estimate for                    complete an energy conservation                       this lamp type at this time.
                                                 the 2015 calendar year. 81 FR 71794,                     standards rulemaking for these lamps by
                                                 71800.7 For the 2016 and 2017 calendar                                                                         V. Conclusion
                                                                                                          the end of calendar year 2016, the
                                                 years, the exponential growth forecast                   backstop requirement was triggered.                     This NODA compares the 2016 and
                                                 projected the benchmark unit sales                       DOE published a final rule on December                2017 shipments against benchmark unit
                                                 estimate for rough service lamps to be                   26, 2017 to adopt the statutory backstop              sales estimates for rough service lamps,
                                                 4,722,000 and 4,489,000 units                            requirements for vibration service lamps              vibration service lamps, 3-way
                                                 respectively. The NEMA-provided                          which require that vibration service                  incandescent lamps, 2,601–3,300 lumen
                                                 shipment data reported shipments of                      lamps: (I) Have a maximum 40-watt                     general service incandescent lamps, and
                                                 9,674,000 units in 2016 and 5,860,000                    limitation; and (II) be sold at retail only           shatter-resistant lamps. For 3-way
                                                 units in 2017. These findings are 204.9                                                                        incandescent lamps, 2,601–3,300 lumen
                                                                                                          in a package containing 1 lamp. (42
                                                 and 130.5 percent of the benchmark                                                                             general service incandescent lamps, and
                                                                                                          U.S.C. 6295(l)(4)(E)(ii)) DOE will
                                                 estimate.                                                                                                      shatter-resistant lamps, the 2016 and
                                                    Since unit sales for rough service                    continue to collect and model data for
                                                                                                          vibration service lamps for two years                 2017 sales are not greater than 200
                                                 lamps exceeded 200 percent of the                                                                              percent of the forecasted estimates. The
                                                 benchmark estimate in 2015, and DOE                      after the effective date of January 25,
                                                                                                          2018, in accordance with 42 U.S.C.                    2016 and 2017 unit sales for vibration
                                                 did not complete an energy                                                                                     service lamps are greater than 200
                                                 conservation standards rulemaking for                    6295(l)(4)(I)(ii).
                                                                                                                                                                percent of the benchmark unit sales
                                                 these lamps by the end of calendar year                  C. Three-Way Incandescent Lamps                       estimate. The 2016 unit sales for rough
                                                 2016, the backstop requirement was                                                                             service lamps are greater than 200
                                                 triggered. DOE published a final rule on                    For 3-way incandescent lamps, the                  percent of the benchmark unit sales
                                                 December 26, 2017, to adopt the                          exponential growth forecast projected                 estimate but the 2017 unit sales are
                                                 statutory backstop requirements for                      the benchmark unit sales estimate for                 below the benchmark unit sales
                                                 rough service lamps which require that                   2016 to be 48,104,000 units and for 2017              estimate. DOE will continue to monitor
                                                 rough service lamps: (I) Have a shatter-                 to be 47,610,000 units. The NEMA-                     these lamp types and will assess 2018
                                                 proof coating or equivalent technology                   provided shipment data reported                       unit sales next year.
                                                 that is compliant with NSF/ANSI 51                       shipments of 31,768,000 units in 2016
                                                 and is designed to contain the glass if                  and 28,468,000 units in 2017. As these                  Signed in Washington, DC, on July 20,
                                                 the glass envelope of the lamp is broken                 findings are only 66 percent and 60                   2018.
                                                 and to provide effective containment                     percent of the benchmark estimate                     Kathleen B. Hogan,
                                                 over the life of the lamp; (II) have a                   respectively, DOE will continue to track              Deputy Assistant Secretary for Energy
                                                 maximum 40-watt limitation; and (III)                    3-way incandescent lamp sales data and                Efficiency Energy Efficiency and Renewable
                                                 be sold at retail only in a package                      will not initiate an accelerated                      Energy.
                                                 containing 1 lamp. (42 U.S.C.                            standards rulemaking for this lamp type               [FR Doc. 2018–16097 Filed 7–27–18; 8:45 am]
                                                 6295(l)(4)(D)(ii)) DOE will continue to                  at this time.                                         BILLING CODE 6450–01–P
                                                 collect and model data for rough service
                                                 lamps for two years after the effective                  D. 2,601–3,300 Lumen General Service
                                                 date of January 25, 2018, in accordance                  Incandescent Lamps
                                                                                                                                                                DEPARTMENT OF TRANSPORTATION
                                                 with 42 U.S.C. 6295(l)(4)(I)(ii).                           For 2,601–3,300 lumen general
                                                 B. Vibration Service Lamps                               service incandescent lamps, the                       Federal Aviation Administration
                                                   On April 7, 2016, DOE published a                      exponential growth forecast projected
                                                                                                          the benchmark unit sales estimate for                 14 CFR Part 71
                                                 notice announcing that the actual unit
                                                 sales for vibration service lamps were                   2016 to be 34,241,000 units and for 2017              [Docket No. FAA–2016–9442; Airspace
                                                 272.5 percent of the benchmark estimate                  to be 34,307,000 units. The NEMA-                     Docket No. 16–ASO–15]
                                                 for the 2015 calendar year. 81 FR 20261.                 provided shipment data reported
                                                                                                          shipments of 3,679,000 units in 2016                  RIN 2120–AA66
                                                 For the 2016 and 2017 calendar years,
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                                                                          and 2,794,000 units in 2017. As these
                                                                                                          findings are 10.7 and 8.1 percent of the              Proposed Establishment of Class E
                                                 spreadsheet models of the lamp types for greater
                                                 detail on the estimates.                                 benchmark estimate respectively, DOE                  Airspace; Crystal Springs, MS
                                                   7 The October 2016 finding for rough service           will continue to track 2,601–3,300                    AGENCY: Federal Aviation
                                                 lamps was the result of a correction by NEMA to          lumen general service incandescent
                                                 the data it initially submitted and relied upon by                                                             Administration (FAA), DOT.
                                                                                                          lamp sales data and will not impose
                                                 DOE for the April 7, 2016 notice. See, https://                                                                ACTION: Notice of proposed rulemaking
                                                 www.regulations.gov/document?D=EERE-2013-BT-             statutory requirements for this lamp
                                                                                                                                                                (NPRM).
                                                 STD-0051-0075.                                           type at this time.


                                            VerDate Sep<11>2014   17:47 Jul 27, 2018   Jkt 244001   PO 00000   Frm 00007   Fmt 4702   Sfmt 4702   E:\FR\FM\30JYP1.SGM   30JYP1



Document Created: 2018-07-28 01:43:22
Document Modified: 2018-07-28 01:43:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of data availability.
DatesAs of July 30, 2018, the DOE has determined that no regulatory action is necessary at this time.
ContactMs. Lucy deButts, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies, EE-5B, 1000 Independence Avenue SW, Washington, DC 20585-0121. Telephone: (202) 287-1604. Email: [email protected]
FR Citation83 FR 36479 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR